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Solutions Rudin - 2 PDF

The document proves several basic results in topology: 1) The empty set is a subset of every set. 2) The set of all algebraic numbers is countable. 3) There exist real numbers that are not algebraic. 4) The set of irrational real numbers is uncountable. It also constructs a bounded set with three limit points and proves several properties of limit points, interior points, and open/closed sets.
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0% found this document useful (0 votes)
304 views24 pages

Solutions Rudin - 2 PDF

The document proves several basic results in topology: 1) The empty set is a subset of every set. 2) The set of all algebraic numbers is countable. 3) There exist real numbers that are not algebraic. 4) The set of irrational real numbers is uncountable. It also constructs a bounded set with three limit points and proves several properties of limit points, interior points, and open/closed sets.
Copyright
© © All Rights Reserved
We take content rights seriously. If you suspect this is your content, claim it here.
Available Formats
Download as PDF, TXT or read online on Scribd
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Basic Topology

Written by Men-Gen Tsai


email: b89902089@ntu.edu.tw
1. Prove that the empty set is a subset of every set.
Proof: For any element x of the empty set, x is also an element of
every set since x does not exist. Hence, the empty set is a subset of
every set.
2. A complex number z is said to be algebraic if there are integers a
0
, ..., a
n
,
not all zero, such that
a
0
z
n
+a
1
z
n1
+... +a
n1
z +a
n
= 0.
Prove that the set of all algebraic numbers is countable. Hint: For
every positive integer N there are only nitely many equations with
n +|a
0
| +|a
1
| +... +|a
n
| = N.
Proof: For every positive integer N there are only nitely many equa-
tions with
n +|a
0
| +|a
1
| +... +|a
n
| = N.
(since 1 n N and 0 |a
0
| N). We collect those equations as
C
N
. Hence

C
N
is countable. For each algebraic number, we can form
an equation and this equation lies in C
M
for some M and thus the set
of all algebraic numbers is countable.
3. Prove that there exist real numbers which are not algebraic.
Proof: If not, R
1
= { all algebraic numbers } is countable, a contra-
diction.
1
4. Is the set of all irrational real numbers countable?
Solution: If RQ is countable, then R
1
= (RQ)

Q is countable,
a contradiction. Thus R Q is uncountable.
5. Construct a bounded set of real numbers with exactly three limit points.
Solution: Put
A = {1/n : n N}

{1 + 1/n : n N}

{2 + 1/n : n N}.
A is bounded by 3, and A contains three limit points - 0, 1, 2.
6. Let E

be the set of all limit points of a set E. Prove that S

is
closed. Prove that E and E have the same limit points. (Recall that
E = E

.) Do E and E

always have the same limit points?


Proof: For any point p of X E

, that is, p is not a limit point E,


there exists a neighborhood of p such that q is not in E with q = p for
every q in that neighborhood.
Hence, p is an interior point of X E

, that is, X E

is open, that
is, E

is closed.
Next, if p is a limit point of E, then p is also a limit point of E since
E = E

. If p is a limit point of E, then every neighborhood N


r
(p)
of p contains a point q = p such that q E. If q E, we completed
the proof. So we suppose that q E E = E

E. Then q is a limit
point of E. Hence,
N
r
(q)
where r

=
1
2
min(rd(p, q), d(p, q)) is a neighborhood of q and contains
a point x = q such that x E. Note that N
r
(q) contains in N
r
(p){p}.
That is, x = p and x is in N
r
(p). Hence, q also a limit point of E. Hence,
E and E have the same limit points.
2
Last, the answer of the nal sub-problem is no. Put
E = {1/n : n N},
and E

= {0} and (E

= .
7. Let A
1
, A
2
, A
3
, ... be subsets of a metric space. (a) If B
n
=

n
i=1
A
i
,
prove that B
n
=

n
i=1
A
i
, for n = 1, 2, 3, ... (b) If B =

i=1
, prove that
B

i=1
A
i
. Show, by an example, that this inclusion can be proper.
Proof of (a): (Method 1) B
n
is the smallest closed subset of X that
contains B
n
. Note that

A
i
is a closed subset of X that contains B
n
,
thus
B
n

n

i=1
A
i
.
If p B
n
B
n
, then every neighborhood of p contained a point q = p
such that q B
n
. If p is not in A
i
for all i, then there exists some
neighborhood N
r
i
(p) of p such that (N
r
i
(p) p)

A
i
= for all i. Take
r = min{r
1
, r
2
, ..., r
n
}, and we have N
r
(p)

B
n
= , a contradiction.
Thus p A
i
for some i. Hence
B
n

n

i=1
A
i
.
that is,
B
n
=
n

i=1
A
i
.
(Method 2) Since

n
i=1
A
i
is closed and B
n
=

n
i=1
A
i


n
i=1
A
i
,
B
n

n
i=1
A
i
.
Proof of (b): Since B is closed and B B A
i
, B A
i
for all i.
Hence B

A
i
.
Note: My example is A
i
= (1/i, ) for all i. Thus, A
i
= [1/i, ), and
B = (0, ), B = [0, ). Note that 0 is not in A
i
for all i. Thus this
inclusion can be proper.
3
8. Is every point of every open set E R
2
a limit point of E? Answer
the same question for closed sets in R
2
.
Solution: For the rst part of this problem, the answer is yes.
(Reason): For every point p of E, p is an interior point of E. That
is, there is a neighborhood N
r
(p) of p such that N
r
(p) is a subset of
E. Then for every real r

, we can choose a point q such that d(p, q) =


1/2 min(r, r

). Note that q = p, q N
r
(p), and q N
r
(p). Hence, every
neighborhood N
r
(p) contains a point q = p such that q N
r
(p) E,
that is, p is a limit points of E.
For the last part of this problem, the answer is no. Consider A =
{(0, 0)}. A

= and thus (0, 0) is not a limit point of E.


9. Let E
o
denote the set of all interior points of a set E.
(a) Prove that E
o
is always open.
(b) Prove that E is open if and only if E
o
= E.
(c) If G is contained in E and G is open, prove that G is contained in
E
o
.
(d) Prove that the complement of E
o
is the closure of the complement
of E.
(e) Do E and E always have the same interiors?
(f) Do E and E
o
always have the same closures?
Proof of (a): If E is non-empty, take p E
o
. We need to show that
p (E
o
)
o
. Since p E
o
, there is a neighborhood N
r
of p such that
N
r
is contained in E. For each q N
r
, note that N
s
(q) is contained in
N
r
(p), where s = min{d(p, q), r d(p, q)}. Hence q is also an interior
point of E, that is, N
r
is contained in E
o
. Hence E
o
is always open.
Proof of (b): () It is clear that E
o
is contained in E. Since E is
open, every point of E is an interior point of E, that is, E is contained
in E
o
. Therefore E
o
= E.
4
() Since every point of E is an interior point of E (E
o
(E) = E), E
is open.
Proof of (c): If p G, p is an interior point of G since G is open. Note
that E contains G, and thus p is also an interior point of E. Hence
p E
o
. Therefore G is contained in E
o
. (Thus E
o
is the biggest open
set contained in E. Similarly, E is the smallest closed set containing
E.)
Proof of (d): Suppose p X E
o
. If p X E, then p X E
clearly. If p E, then N is not contained in E for any neighborhood
N of p. Thus N contains an point q X E. Note that q = p, that
is, p is a limit point of X E. Hence X E
o
is contained in X E.
Next, suppose p X E. If p X E, then p X E
o
clearly. If
p E, then every neighborhood of p contains a point q = p such that
q X E. Hence p is not an interior point of E. Hence X E is
contained in X E
o
. Therefore X E
o
= X E.
Solution of (e): No. Take X = R
1
and E = Q. Thus E
o
= and
E
o
= (R
1
)
o
= R
1
= .
Solution of (f): No. Take X = R
1
and E = Q. Thus E = R
1
, and
E
o
= = .
10. Let X be an innite set. For p X and q X, dene
d(p, q) =

1 (if p = q)
0 (if p = q)
Prove that this is a metric. Which subsets of the resulting metric space
are open? Which are closed? Which are compact?
Proof: (a) d(p, q) = 1 > 0 if p = q; d(p, p) = 0. (b) d(p, q) = d(q, p)
since p = q implies q = p and p = q implies q = p. (c) d(p, q)
d(p, r) + d(r, q) for any r X if p = q. If p = q, then either r = p or
5
r = q, that is, r = p or r = q. Thus, d(p, q) = 1 d(p, r) +d(r, q). By
(a)-(c) we know that d is a metric.
Every subset of X is open and closed. We claim that for any p X,
p is not a limit point. Since d(p, q) = 1 > 1/2 if q = p, there exists an
neighborhood N
1/2
(p) of p contains no points of q = p such that q X.
Hence every subset of X contains no limit points and thus it is closed.
Since X S is closed for every subset S of X, S = X (X S) is
open. Hence every subset of X is open.
Every nite subset of X is compact. Let S = {p
1
, ..., p
n
} be nite.
Consider an open cover {G

} of S. Since S is covered by G

, p
i
is
covered by G

i
, thus {G

1
, ..., G

n
} is nite subcover of S. Hence S is
compact. Next, suppose S is innite. Consider an open cover {G
p
} of
S, where
G
p
= N1
2
(p)
for every p S. Note that q is not in G
p
if q = p. If S is compact,
then S can be covered by nite subcover, say
G
p
1
, ..., G
p
n
.
Then there exists q such that q = p
i
for all i since S is innite, a con-
tradiction. Hence only every nite subset of X is compact.
11. For x R
1
and y R
1
, dene
d
1
(x, y) = (x, y)
2
,
d
2
(x, y) =

|x y|,
d
3
(x, y) = |x
2
y
2
|,
d
4
(x, y) = |x 2y|,
d
5
(x, y) =
|x y|
1 +|x y|
.
6
Determine, for each of these, whether it is a metric or not.
Solution: (1) d
1
(x, y) is not a metric. Since d
1
(0, 2) = 4, d
1
(0, 1) = 1,
and d
1
(1, 2) = 1, d
1
(0, 2) > d
1
(0, 1) + d
1
(1, 2). Thus d
1
(x, y) is not a
metric.
(2) d
2
(x, y) is a metric. (a) d(p, q) > 0 if p = q; d(p, p) = 0. (b)
d(p, q) =

|p q| =

|q p| = d(q, p). (c) |p q| |p r| + |r q|,

|p q|

|p r| +|r q|

|p r| +

|r q|. That is, d(p, q)


d(p, r) +d(r, q). (3) d
3
(x, y) is not a metric since d
3
(1, 1) = 0.
(4) d
4
(x, y) is not a metric since d
4
(1, 1) = 1 = 0.
(5) d
5
(x, y) is a metric since |x y| is a metric.
Claim: d(x, y) is a metric, then
d

(x, y) =
d(x, y)
1 +d(x, y)
is also a metric.
Proof of Claim: (a) d

(p, q) > 0 if p = q; d(p, p) = 0. (b) d

(p, q) =
d

(q, p). (c) Let x = d(p, q), y = d(p, r), and z = d(r, q). Then x y+z.
d

(p, q) d

(p, r) +d

(r, q)

x
1 +x

y
1 +y
+
z
1 +z
x(1 +y)(1 +z) y(1 +z)(1 +x) +z(1 +x)(1 +y)
x +xy +xz +xyz (y +xy +yz +xyz) + (z +xz +yz +xyz)
x y +z + 2yz +xyz
x y +z
Thus, d

is also a metric.
12. Let K R
1
consist of 0 and the numbers 1/n, for n = 1, 2, 3, ....
Prove that K is compact directly from the denition (without using
the Heine-Borel theorem).
7
Proof: Suppose that {O

} is an arbitrary open covering of K. Let


E {O

} consists 0. Since E is open and 0 E, 0 is an interior point


of E. Thus there is a neighborhood N = N
r
(0) of 0 such that N E.
Thus N contains
1
[1/r] + 1
,
1
[1/r] + 2
, ...
Next, we take nitely many open sets E
n
{O

} such that 1/n E


n
for n = 1, 2, ..., [1/r]. Hence {E, E
1
, ..., E
[1/r]
is a nite subcover of K.
Therefore, K is compact.
Note: The unique limit point of K is 0. Suppose p = 0 is a limit point
of K. Clearly, 0 < p < 1. (p cannot be 1). Thus there exists n Z
+
such that
1
n + 1
< p <
1
n
.
Hence N
r
(p) where r = min{
1
n
p, p
1
n+1
} contains no points of K,
a contradiction.
13. Construct a compact set of real numbers whose limit points form a
countable set.
Solution: Let K be consist of 0 and the numbers 1/n for n = 1, 2, 3, ...
Let xK = {xk : k K} and x + K = {x + k : k K} for x R
1
. I
take
S
n
= (1
1
2
n
) +
K
2
n+1
,
S =

n=1
S
n

{1}.
Claim: S is compact and the set of all limit points of S is K

{1}.
Clearly, S lies in [0, 1], that is, S is bounded in R
1
. Note that S
n

[1
1
2
n
, 1
1
2
n+1
]. By Exercise 12 and its note, I have that all limit
points of S

[0, 1) is
0,
1
2
, ...,
1
2
n
, ...
8
Clearly, 1 is also a limit point of S. Therefore, the set of all limit points
of S is K

{1}. Note that K

{1} S, that is, K is compact. I com-


pleted the proof of my claim.
14. Give an example of an open cover of the segment (0, 1) which has no
nite subcover.
Solution: Take {O
n
} = {(1/n, 1)} for n = 1, 2, 3, .... The following is
my proof. For every x (0, 1),
x (
1
[1/x] + 1
, 0) {O
n
}
Hence {O
n
} is an open covering of (0, 1). Suppose there exists a nite
subcovering
(
1
n
1
, 1), ..., (
1
n
k
, 1)
where n
1
< n
2
< ... < n
k
, respectively. Clearly
1
2n
p
(0, 1) is not in
any elements of that subcover, a contradiction.
Note: By the above we know that (0, 1) is not compact.
15. Show that Theorem 2.36 and its Corollary become false (in R
1
, for ex-
ample) if the word compact is replaced by closed or by bounded.
Theorem 2.36: If {K

} is a collection of compact subsets of a metric


space X such that the intersection of every nite subcollection of {K

}
is nonempty, then

K

is nonempty.
Corollary: If {K
n
} is a sequence of nonempty compact sets such that
K
n
contains K
n+1
(n = 1, 2, 3, ...), then

K
n
is not empty.
Solution: For closed: [n, ). For bounded: (1/n, 1/n) {0}.
9
16. Regard Q, the set of all rational numbers, as a metric space, with
d(p, q) = |p q|. Let E be the set of all p Q such that 2 < p
2
< 3.
Show that E is closed and bounded in Q, but that E is not compact.
Is E open in Q?
Proof: Let S = (

2,

3)

3,

2). Then E = {p Q : p S}.


Clearly, E is bounded in Q. Since Q is dense in R, every limit point of
Q is in Q. (I regard Q as a metric space). Hence, E is closed in Q.
To prove that E is not compact, we form a open covering of E as
follows:
{G

} = {N
r
(p) : p E and (p r, p +r) S}
Surely, {G

} is a open covering of E. If E is compact, then there are


nitely many indices
1
, ...,
n
such that
E G

...

n
.
For every G

i
= N
r
i
(p
i
), take p = max
1in
p
i
. Thus, p is the nearest
point to

3. But N
r
(p) lies in E, thus [p + r,

3) cannot be covered
since Q is dense in R, a contradiction. Hence E is not compact.
Finally, the answer is yes. Take any p Q, then there exists a
neighborhood N(p) of p contained in E. (Take r small enough where
N
r
(p) = N(p), and Q is dense in R.) Thus every point in N(p) is also
in Q. Hence E is also open.
17. Let E be the set of all x [0, 1] whose decimal expansion contains only
the digits 4 and 7. Is E countable? Is E dense in [0, 1]? Is E compact?
Is E perfect?
Solution:
E =

n=1
a
n
10
n
: a
n
= 4 or a
n
= 7

10
Claim: E is uncountable.
Proof of Claim: If not, we list E as follows:
x
1
= 0.a
11
a
12
...a
1n
...
x
2
= 0.a
21
a
22
...a
2n
...
... ...
x
k
= 0.a
k1
a
k2
...a
kn
...
... ...
(Prevent ending with all digits 9) Let x = 0.x
1
x
2
...x
n
... where
x
n
=

4 if a
nn
= 7
7 if a
nn
= 4
By my construction, x / E, a contradiction. Thus E is uncountable.
Claim: E is not dense in [0, 1].
Proof of Claim: Note that E

(0.47, 0.74) = . Hence E is not dense


in [0, 1].
Claim: E is compact.
Proof of Claim: Clearly, E is bounded. For every limit point p of E,
I show that p E. If not, write the decimal expansion of p as follows
p = 0.p
1
p
2
...p
n
...
Since p / E, there exists the smallest k such that p
k
= 4 and p
k
= 7.
When p
k
= 0, 1, 2, 3, select the smallest l such that p
l
= 7 if possible.
(If l does not exist, then p < 0.4. Thus there is a neighborhood of p
such that contains no points of E, a contradiction.) Thus
0.p
1
...p
l1
4p
l+1
...p
k1
7 < p < 0.p
1
...p
k1
4.
Thus there is a neighborhood of p such that contains no points of E, a
contradiction.
11
When p
k
= 5, 6,
0.p
1
...p
k1
47 < p < 0.p
1
...p
k1
74.
Thus there is a neighborhood of p such that contains no points of E, a
contradiction.
When p
k
= 8, 9, it is similar. Hence E is closed. Therefore E is
compact.
Claim: E is perfect.
Proof of Claim: Take any p E, and I claim that p is a limit point
of E. Write p = 0.p
1
p
2
...p
n
... Let
x
k
= 0.y
1
y
2
...y
n
...
where
y
n
=

p
k
if k = n
4 if p
n
= 7
7 if p
n
= 4
Thus, |x
k
p| 0 as k . Also, x
k
= p for all k. Hence p is a limit
point of E. Therefore E is perfect.
18. Is there a nonempty perfect set in R
1
which contains no rational num-
ber?
Solution: Yes. The following claim will show the reason.
Claim: Given a measure zero set S, we have a perfect set P contains
no elements in S.
Proof of Claim: (due to SYLee). Since S has measure zero, there
exists a collection of open intervals {I
n
} such that
S

I
n
and

|I
n
| < 1.
12
Consider E = R
1

I
n
. E is nonempty since E has positive mea-
sure. Thus E is uncountable and E is closed. Therefore there exists
a nonempty perfect set P contained in E by Exercise 28. P

S = .
Thus P is our required perfect set.
19. (a) If A and B are disjoint closed sets in some metric space X, prove
that they are separated.
(b) Prove the same for disjoint open sets.
(c) Fix p X, > 0, dene A to be the set of all q X for which
d(p, q) < , dene B similarly, with > in place of <. Prove that A and
B are separated.
(d) Prove that every connected metric space with at least two points
is uncountable. Hint: Use (c).
Proof of (a): Recall the denition of separated: A and B are sep-
arated if A

B and A

B are empty. Since A and B are closed sets,


A = A and B = B. Hence A

B = A

B = A

B = . Hence A and
B are separated.
Proof of (b): Suppose A

B is not empty. Thus there exists p such


that p A and p B. For p A, there exists a neighborhood N
r
(p) of
p contained in A since A is open. For p B = B

, if p B, then
p A

B. Note that A and B are disjoint, and its a contradiction.


If p B

, then p is a limit point of B. Thus every neighborhood of p


contains a point q = p such that q B. Take an neighborhood N
r
(p)of
p containing a point q = p such that q B. Note that N
r
(p) A,
thus q A. With A and B are disjoint, we get a contradiction. Hence
A

(B) is empty.
Similarly, A

B is also empty. Thus A and B are separated.


Proof of (c): Suppose A

B is not empty. Thus there exists x such


13
that x A and x B. Since x A, d(p, x) < . x B = B

, thus
if x B, then d(p, x) > , a contradiction. The only possible is x is a
limit point of B. Hence we take a neighborhood N
r
(x) of x contains y
with y B where r =
d(x,p)
2
. Clearly, d(y, p) > . But,
d(y, p) d(y, x) +d(x, p)
< r +d(x, p)
=
d(x, p)
2
+d(x, p)
=
+d(x, p)
2
<
+
2
= .
A contradiction. Hence A

B is empty. Similarly, A

B is also empty.
Thus A and B are separated.
Note: Take care of > 0. Think a while and you can prove the next
sub-exercise.
Proof of (d): Let X be a connected metric space. Take p X, q X
with p = q, thus d(p, q) > 0 is xed. Let
A = {x X : d(x, p) < }; B = {x X : d(x, p) > }.
Take =
t
= td(p, q) where t (0, 1). Thus 0 < < d(p, q). p A
since d(p, p) = 0 < , and q B since d(p, q) > . Thus A and B are
non-empty.
By (c), A and B are separated. If X = A

B, then X is not connected,


a contradiction. Thus there exists y
t
X such that y / A

B. Let
E = E
t
= {x X : d(x, p) =
t
} y
t
.
For any real t (0, 1), E
t
is non-empty. Next, E
t
and E
s
are disjoint
if t = s (since a metric is well-dened). Thus X contains a uncount-
14
able set {y
t
: t (0, 1)} since (0, 1) is uncountable. Therefore, X is
uncountable.
Note: It is a good exercise. If that metric space contains only one
point, then it must be separated.
Similar Exercise Given by SYLee: (a) Let A = {x : d(p, x) < r}
and B = {x : d(p, x) > r} for some p in a metric space X. Show that
A, B are separated.
(b) Show that a connected metric space with at least two points must
be uncountable. [Hint: Use (a)]
Proof of (a): By denition of separated sets, we want to show A

B =
, and B

A = . In order to do these, it is sucient to show A

B =
. Let x A

B = , then we have:
(1) x A d(x, p) r(2) x B d(x, p) > r
It is impossible. So, A

B = .
Proof of (b): Suppose that C is countable, say C = a, b, x
3
, .... We
want to show C is disconnected. So, if C is a connected metric space
with at least two points, it must be uncountable. Consider the set
S = {d(a, x
i
) : x
i
C}, and thus let r R S and inf S < r < sup S.
And construct A and B as in (a), we have C = A

B, where A and B
are separated. That is C is disconnected.
Another Proof of (b): Let a C, b C, consider the continuous
function f from C into R dened by f(x) = d(x, a). So, f(C) is con-
nected and f(a) = 0, f(b) > 0. That is, f(C) is an interval. Therefore,
C is uncountable.
20. Are closures and interiors of connected sets always connected? (Look
at subsets of R
2
.)
15
Solution: Closures of connected sets is always connected, but interiors
of those is not. The counterexample is
S = N
1
(2, 0)

N
1
(2, 0)

{x axis} R
2
.
Since S is path-connected, S is connect. But S
o
= N
1
(2)

N
1
(2) is
disconnected clearly.
Claim: If S is a connected subset of a metric space, then S is con-
nected.
Pf of Claim: If not, then S is a union of two nonempty separated set
A and B. Thus A

B = A

B = . Note that
S = S T
= A

B T
= (A

B)

T
c
= (A

T
c
)

(B

T
c
)
where T = S S. Thus
(A

T
c
)

T
c
(A

T
c
)

T
c
A

B
= .
Hence (A

T
c
)

T
c
= . Similarly, A

T
c

(B

T
c
) = .
Now we claim that both A

T
c
and B

T
c
are nonempty. Suppose
that B

T
c
= . Thus
A

T
c
= S A

(S S)
c
= S
A

(A

B S)
c
= S
A

((A

B)

S
c
)
c
= S
16
A

((A
c

B
c
)

S) = S
(A

S)

(A

A
c

B
c
) = S
A

S = S.
Thus B is empty, a contradiction. Thus B

T
c
is nonempty. Similarly,
A

T
c
nonempty. Therefore S is a union of two nonempty separated
sets, a contradiction. Hence S is connected.
21. Let A and B be separated subsets of some R
k
, suppose a A, b B,
and dene
p(t) = (1 t)a +tb
for t R
1
. Put A
0
= p
1
(A), B
0
= p
1
(B). [Thus t A
0
if and only
if p(t) A.]
(a) Prove that A
0
and B
0
are separated subsets of R
1
.
(b) Prove that there exists t
0
(0, 1) such that p(t
0
) / A

B.
(c) Prove that every convex subset of R
k
is connected.
Proof of (a): I claim that A
0

B
0
is empty. (B
0

A
0
is similar). If
not, take x A
0

B
0
. x A
0
and x B
0
. x B
0
or x is a limit
point of B
0
. x B
0
will make x A
0

B
0
, that is, p(x) A

B, a
contradiction since A and B are separated.
Claim: x is a limit point of B
0
p(x) is a limit point of B. Take any
neighborhood N
r
of p(x), and p(t) lies in B for small enough t. More
precisely,
x
r
|b a|
< t < x +
r
|b a|
.
Since x is a limit point of B
0
, and (x r/|b a|, x + r/|b a|) is a
neighborhood N of x, thus N contains a point y = x such that y B
0
,
that is, p(y) B. Also, p(y) N
r
. Therefore, p(x) is a limit point of
B. Hence p(x) A

B, a contradiction since A and B are separated.


17
Hence A
0

B
0
is empty, that is, A
0
and B
0
are separated subsets of
R
1
.
Proof of (b): Suppose not. For every t
0
(0, 1), neither p(t
0
) A
nor p(t
0
) B (since A and B are separated). Also, p(t
0
) A

B for
all t
0
(0, 1). Hence (0, 1) = A
0

B
0
, a contradiction since (0, 1) is
connected. I completed the proof.
Proof of (c): Let S be a convex subset of R
k
. If S is not connected,
then S is a union of two nonempty separated sets A and B. By (b),
there exists t
0
(0, 1) such that p(t
0
) / A

B. But S is convex, p(t


0
)
must lie in A

B, a contradiction. Hence S is connected.


22. A metric space is called separable if it contains a countable dense sub-
set. Show that R
k
is separable. Hint: Consider the set of points which
have only rational coordinates.
Proof: Consider S = the set of points which have only rational coor-
dinates. For any point x = (x
1
, x
2
, ..., x
k
) R
k
, we can nd a rational
sequence {r
i
j
} x
j
for j = 1, ..., k since Q is dense in R
1
. Thus,
r
i
= (r
i
1
, r
i
2
, ..., r
i
k
) x
and r
i
S for all i. Hence S is dense in R
k
. Also, S is countable, that
is, S is a countable dense subset in R
k
, R
k
is separable.
23. A collection {V

} of open subsets of X is said to be a base for X if the


following is true: For every x X and every open set G X such that
x G, we have x V

G for some . In other words, every open set


in X is the union of a subcollection of {V

}.
Prove that every separable metric space has a countable base. Hint:
Take all neighborhoods with rational radius and center in some count-
able dense subset of X.
18
Proof: Let X be a separable metric space, and S be a countable dense
subset of X. Let a collection {V

} = { all neighborhoods with rational


radius and center in S }. We claim that {V

} is a base for X.
For every x X and every open set G X such that x G, there
exists a neighborhood N
r
(p) of p such that N
r
(p) G since x is an
interior point of G. Since S is dense in X, there exists {s
n
} x. Take
a rational number r
n
such that r
n
<
r
2
, and {V

} N
r
n
(s
n
) N
r
(p)
for enough large n. Hence we have x V

G for some . Hence


{V

} is a base for X.
24. Let X be a metric space in which every innite subset has a limit
point. Prove that X is separable. Hint: Fix > 0, and pick x
1

X. Having chosen x
1
, ..., x
j
X, choose x
j+1
, if possible, so that
d(x
i
, x
j+1
) for i = 1, ..., j. Show that this process must stop after
nite number of steps, and that X can therefore be covered by nite
many neighborhoods of radius . Take = 1/n(n = 1, 2, 3, ...), and
consider the centers of the corresponding neighborhoods.
Proof: Fix > 0, and pick x
1
X. Having chosen x
1
, ..., x
j
X,
choose x
j+1
, if possible, so that d(x
i
, x
j+1
) for i = 1, ..., j. If
this process cannot stop, then consider the set A = {x
1
, x
2
, ..., x
k
}. If
p is a limit point of A, then a neighborhood N
/3
(p) of p contains a
point q = p such that q A. q = x
k
for only one k N. If not,
d(x
i
, x
j
) d(x
i
, p) + d(x
j
, p) /3 + /3 < , and it contradicts the
fact that d(x
i
, x
j
) for i = j. Hence, this process must stop after
nite number of steps.
Suppose this process stop after k steps, and X is covered by N

(x
1
),
N

(x
2
), ..., N

(x
k
), that is, X can therefore be covered by nite many
neighborhoods of radius .
Take = 1/n(n = 1, 2, 3, ...), and consider the set A of the centers of
19
the corresponding neighborhoods.
Fix p X. Suppose that p is not in A, and every neighborhood
N
r
(p). Note that N
r/2
(p) can be covered by nite many neighborhoods
N
s
(x
1
), ..., N
s
(x
k
) of radius s = 1/n where n = [2/r] + 1 and x
i
A
for i = 1, ..., k. Hence, d(x
1
, p) d(x
1
, q) +d(q, p) r/2 +s < r where
q N
r/2
(p)

N
s
(x
1
). Therefore, x
1
N
r
(p) and x
1
= p since p is not
in A. Hence, p is a limit point of A if p is not in A, that is, A is a
countable dense subset, that is, X is separable.
25. Prove that every compact metric space K has a countable base, and
that K is therefore separable. Hint: For every positive integer n, there
are nitely many neighborhood of radius 1/n whose union covers K.
Proof: For every positive integer n, there are nitely many neighbor-
hood of radius 1/n whose union covers K (since K is compact). Collect
all of them, say {V

}, and it forms a countable collection. We claim


{V

} is a base.
For every x X and every open set G X, there exists N
r
(x) such that
N
r
(x) G since x is an interior point of G. Hence x N
m
(p) {V

}
for some p where m = [2/r] + 1. For every y N
m
(p), we have
d(y, x) d(y, p) +d(p, x) < m+m = 2m < r.
Hence N
m
(p) G, that is, V

G for some , and therefore {V

} is a
countable base of K. Next, collect all of the center of V

, say D, and
we claim D is dense in K (D is countable since V

is countable). For all


p K and any > 0 we can nd N
n
(x
n
) {V

} where n = [1/] + 1.
Note that x
n
D for all n and d(p, x
n
) 0 as n . Hence D is
dense in K.
20
26. Let X be a metric space in which every innite subsets has a limit
point. Prove that X is compact. Hint: By Exercises 23 and 24, X has
a countable base. It follows that every open cover of X has a countable
subcover {G
n
}, n = 1, 2, 3, .... If no nite subcollection of {G
n
} covers
X, then the complement F
n
of G
1

...

G
n
is nonempty for each n,
but

F
n
is empty. If E is a set contains a point from each F
n
, consider
a limit point of E, and obtain a contradiction.
Proof: By Exercises 23 and 24, X has a countable base. It follows that
every open cover of X has a countable subcover {G
n
}, n = 1, 2, 3, ....
If no nite subcollection of {G
n
} covers X, then the complement F
n
of
G
1

...

G
n
is nonempty for each n, but

F
n
is empty. If E is a set
contains a point from each F
n
, consider a limit point of E.
Note that F
k
F
k+1
... and F
n
is closed for all n, thus p lies in F
k
for all k. Hence p lies in

F
n
, but

F
n
is empty, a contradiction.
27. Dene a point p in a metric space X to be a condensation point of a set
E X if every neighborhood of p contains uncountably many points
of E.
Suppose E R
k
, E is uncountable, and let P be the set of all conden-
sation points of E. Prove that P is perfect and that at most countably
many points of E are not in P. In other words, show that P
c

E is at
most countable. Hint: Let {V
n
} be a countable base of R
k
, let W be
the union of those V
n
for which E

V
n
is at most countable, and show
that P = W
c
.
Proof: Let {V
n
} be a countable base of R
k
, let W be the union of
those V
n
for which E

V
n
is at most countable, and we will show that
P = W
c
. Suppose x P. (x is a condensation point of E). If
x V
n
for some n, then E

V
n
is uncountable since V
n
is open. Thus
x W
c
. (If x W, then there exists V
n
such that x V
n
and E

V
n
21
is uncountable, a contradiction). Therefore P W
c
.
Conversely, suppose x W
c
. x / V
n
for any n such that E

V
n
is
countable. Take any neighborhood N(x) of x. Take x V
n
N(x),
and E

V
n
is uncountable. Thus E

N(x) is also uncountable, x is a


condensation point of E. Thus W
c
P. Therefore P = W
c
. Note that
W is countable, and thus W W

E = P
c

E is at most countable.
To show that P is perfect, it is enough to show that P contains no
isolated point. (since P is closed). If p is an isolated point of P, then
there exists a neighborhood N of p such that N

E = . p is not a
condensation point of E, a contradiction. Therefore P is perfect.
28. Prove that every closed set in a separable metric space is the union
of a (possible empty) perfect set and a set which is at most countable.
(Corollary: Every countable closed set in R
k
has isolated points.) Hint:
Use Exercise 27.
Proof: Let X be a separable metric space, let E be a closed set on
X. Suppose E is uncountable. (If E is countable, there is nothing
to prove.) Let P be the set of all condensation points of E. Since X
has a countable base, P is perfect, and P
c

E is at most countable by
Exercise 27. Since E is closed, P E. Also, P
c

E = E P. Hence
E = P

(E P).
For corollary: if there is no isolated point in E, then E is perfect. Thus
E is uncountable, a contradiction.
Note: Its also called Cauchy-Bendixon Theorem.
29. Prove that every open set in R
1
is the union of an at most countable
collection of disjoint segments. Hint: Use Exercise 22.
22
Proof: (due to H.L.Royden, Real Analysis) Since O is open, for each x
in O, there is a y > x such that (x, y) O. Let b = sup{y : (x, y) O}.
Let a = inf{z : (z, x) O}. Then a < x < b, and I
x
= (a, b) is an open
interval containing x.
Now I
x
O, for if w I
x
, say x < w < b, we have by the denition of
b a number y > w such that (x, y) O, and so w O).
Moreover, b / O, for if b O, then for some > 0 we have (b, b+)
O, whence (x, b + ) O, contradicting the denition of b. Similarly,
a / O.
Consider the collection of open intervals {I
x
}, x O. Since each x O
is contained in I
x
, and each I
x
O, we have O =

I
x
.
Let (a, b) and (c, d) be two intervals in this collection with a point in
common. Then we must have c < b and a < d. Since c / O, it does not
belong to (a, b) and we have c a. Since a / O and hence not to (c, d),
we have a c. Thus a = c. Similarly, b = d, and (a, b) = (c, d). Thus
two dierent intervals in the collection {I
x
} must be disjoint. Thus
O is the union of the disjoint collection {I
x
} of open intervals, and it
remains only to show that this collection is countable. But each open
interval contains a rational number since Q is dense in R. Since we
have a collection of disjoint open intervals, each open interval contains
a dierent rational number, and the collection can be put in one-to-one
correspondence with a subset of the rationals. Thus it is a countable
collection.
30. Imitate the proof of Theorem 2.43 to obtain the following result:
If R
k
=

1
F
n
, where each F
n
is a closed subset of R
k
, then
at least one F
n
has a nonempty interior.
Equivalent statement: If G
n
is a dense open subset of R
k
, for
23
n = 1, 2, 3, ..., then

1
G
n
is not empty (in fact, it is dense
in R
k
).
(This is a special case of Baires theorem; see Exercise 22, Chap. 3, for
the general case.)
Proof: I prove Baires theorem directly. Let G
n
be a dense open
subset of R
k
for n = 1, 2, 3, .... I need to prove that

1
G
n
intersects
any nonempty open subset of R
k
is not empty.
Let G
0
is a nonempty open subset of R
k
. Since G
1
is dense and G
0
is nonempty, G
0

G
1
= . Suppose x
1
G
0

G
1
. Since G
0
and G
1
are open, G
0

G
1
is also open, that is, there exist a neighborhood V
1
such that V
1
G
0

G
1
. Next, since G
2
is a dense open set and V
1
is a nonempty open set, V
1

G
2
= . Thus, I can nd a nonempty
open set V
2
such that V
2
V
1

G
2
. Suppose I have get n nonempty
open sets V
1
, V
2
, ..., V
n
such that V
1
G
0

G
1
and V
i+1
V
i

G
n+1
for all i = 1, 2, ..., n 1. Since G
n+1
is a dense open set and V
n
is a
nonempty open set, V
n

G
n+1
is a nonempty open set. Thus I can nd
a nonempty open set V
n+1
such that V
n+1
V
n

G
n+1
. By induction, I
can form a sequence of open sets {V
n
: n Z
+
} such that V
1
G
0

G
1
and V
i+1
V
i

G
i+1
for all n Z
+
. Since V
1
is bounded and V
1

V
2
... V
n
..., by Theorem 2.39 I know that

n=1
V
n
= .
Since V
1
G
0

G
1
and V
n+1
G
n+1
, G
0

n=1
G
n
) = . Proved.
Note: By Baires theorem, Ive proved the equivalent statement. Next,
F
n
has a empty interior if and only if G
n
= R
k
F
n
is dense in R
k
.
Hence we completed all proof.
24

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