Data Base Management System Sankar Kalamani
Data Base Management System Sankar Kalamani
ereate table customer (customer-name chart char (20), customer-city char(30), primary key(customer-name));, ‘SQL>ereate table depositor (customer-name char(10), account-no char(10), primary key(customer-name, account-no), foreign key(customer-name) references customer); ASSERTIONS © Anassertion is a predicate expressing a condition that we wish the database always to satisfy ‘© Anassertion in SQL takes the from SQL> ereate name > check < predicate>; © Whenan assertion is made, tests it for validity and t again on every update that may violate the assertion © Asserting forall X, P (X) is achieved in a round-robin fashion using not exists X such that not P(x). For example, The sum of all loan amounts for each branch must be less than the sum of all account balances at the branch. SQL> create assertion sum_constraint check (not exists (select * from branch. where loan.branch_name = branch. branch_name) >= (select sum(amount) from account where loan.branch_name = branch.branch_name)); 3 TRIGGERS © A trigger is a statement asa side effect of a mo ‘executed automatically by the system jon to the database. 1, we must ‘under which the trigger is to be executed. © To design a trigger mechani (@ Specify the cor (b) Specify the actions to be taken when the trigger executed. Database Management Systems 15 ‘© Suppose that instead of allowing negative account balances, the bank deals with overdrafts by (@) Setting the account balance to zero. ‘Creating the loan in the amount of the overdraft. iving this loan a loan number identical to the account number of the overdrawn amount. © Thecor for executing the trigger is an update to the account relation that results in a negative balance value. Example ‘SQL> create trigger overdratt-trigger after update on account referencing new row as nr for each row when nrow.balance <0 begin insert into borrower (select customer_name, account_no from depositor where nrow.account_no = depositor.account, insert into loan values (nrowaccount_no,nrow.branch_name,arow balance); ‘update account set balance = 0 from account where ‘account.account_no = nrow:dccount_no end; - ‘Triggering Events and Actions in SQL. © Triggering event can be insert, delete or update, * Triggers on update can be restricted to specific attributes. Example: create trigger overdraft-trigger after update of balance on account. ‘+ Values of attributes before and after an a update can be referenced. (@) Referencing old row as deletes and updates. 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SQL>select * from cust loan; ‘When the query processor translates the result into a query on the actual in the database, we obtain a query on borrower and loan. ‘Authorization must be checked on the clerk's query before query processing begins. Database Management Systems 19 ‘Authorization on Views * Creation of view does not require resources authorization since no real relation being created. > ‘* The creator of a view gets only those privileges that provide no additional authorization beyond that he already had, ‘+ Example, ifereator of view cust-loan had only read authorization on borrower and loan, he gets only read authorization on cust-loan, 7.7 GRANTING OF PRIVILEGES ‘The passage of authorization from one user to another may be represented by an authorized graph, * The nodes of this graph are the users. * “The roots of the graph is the database ‘+ Consider graph for update authorizat © Anedge U; U, indicates that user U; has granted update authorization on loan wy, us S u DBA < u— us uw Fig. 7.1 Authorized Graph Authorization Grant Graph © Requirement: All edges in an authorization graph must be part of some path originating with the DBA. * IEDBA revokes grant from U,: (2) Grant must be revoked from U,, sit (b) Grant must be revoked from from DBA through U, U, no longer haé authorization, 1, since U, has another authorization path“Yoon asuqewep ofButsw 0} paddeui ag feu de we jo siosn-pua fy ‘siansos uonvondde Woy11 ay Hd [Te ayoaas 0} [e 99 Kew 4 “Pozinbararv sayoau Suypeoseo 3 stay pueuswioo ayOnad atp OINSOs IAL ‘pusses Er) Zp ‘Ip woul young uo ways ayous1 wouf < upuaate 10 auous NO]04 > wo < 184) 28% > ayou24<108. “uonezizoqne axons 0: pasn st yuowete%s oonal OH, TOS W uopEZHoMny SupyoAsy ‘4aBupW 0} wn0200 wo saBapisd jo puns saSounu aos o282<105 ‘9101 49410 01 uono pure ‘siosn oy pauBsse aq ueo Sojoy . — “asm 24 In ‘sajou Woy Payonas 10 0} paruEs8 aq Wed SOBOTEALL Surpuodsaiioo v Suyeao £q aot0 ‘soqto 01 289114 nudo 1wod8 yt I) 01 Younag wo yazas puvs8 < 70S dues 01 '7 swore pus young wo se8oj aud sooos ain 9+ ord sou 2}qeaoy p18 205s} voys wae posn :saBoAtEd Ie -uywop paytseds wasn 0 ssn & sazuowne 6-108 Ut Bsn ££A Ep ‘Tn 01 young wo poajas mes8<10§ onbjas youesg 247 wo uonezyso¥nMe 199)98 ‘7 pure ‘7 “9 sso8n wR opdurE "mats ayy Sussn Aionb oy Auge 94920 “Uo}ej4 0) s8a5B8 peBd SMO 139195 Tos uy seBey Aug (va 9p 29 20) “wart poutoeds omy uo afoqraud am ploy Speome snus aBojitad oo sow oy], 6 stonejas @undyzapun amp uo sa@ajtAud Sue Sunubi3 Xjdut you saop mata e uo aBoqlaRd v BuNULID aBoqtarad ayy siosn pra ype smo} << 2ubU AafA 40 atuDU UO}O|aA > UO < 11) aBaq!AI4d > JUMEB R. ‘the value of B is unknown as is, the comparison A +B evaluates The concept of nulls, at least as 4 logic in which there arc three .) 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Update Operators mnt (again of the same type whose body consists jeate of some tuple of rl or of some tuple of r2 (op smpt to place a tuple in R either INSERT or UPDATE in ich the A postion is UNK is an error INSERT or UPDATE to place a dup jon of “duplicate tuples” here ‘An attempt via eith error, as usual. The dé subsection. Integrity Constraints ‘An integrity consiraint can be regarded, loosely, as a boolean expression that must not evaluate to false. Not, therefore, of a WHERE clause, soit is regarded (speaking some what lowsely in both cases). 8.3 SOME CONSEQUENCES OF THE FOREGOING SCHEME ‘The 3VL approath as describe: consequences, not all ofwhich are imm of those consequences aad discuss t! Expression Transformations First, we observe that several expressions that always evaluate to true in 2VL do ‘not necessarily always evaluate to true in 3VL. Here are some examples, with commentary. Please note that the listis nowhere near exhaustive, for the purposes of an integrity constraint the previous section has a number of logical ‘obvious, In this section we point out some significance, * The comparisonx = x does not necessarily give true, In 2VL, any vale x is always equal to itself. In 3VL, however, x is not equal to itself if it happems to be UNK. ‘The Departments-and-Employees Examp! ‘example in some de in Fig. 8.1 and the expression here are implicit range variables. For the only tuples that exist in the database, this express evaluates to unk AND unk tl the expression Append an additional restriction term a= et Management Systems 87 ‘The boolean expression p OR NOT (p) does not necessarily give rue In2VL, the expression p OR NOT(p), where p in tum is some boolean expression always-evaluates to true. In 3VL, however, if p happens to evaluate to unk, th overall expression evaluates to unk OR NOT (unk), that reduces to unk. not true. properly of 3VL, which suppliers in Bombe and take the union of the two results, we do not necessarily get all suppliers. Instead we need to include “all suppliers who may be in Bombay.” (In other words, ar expression that does always evaluate to true in 3VL-that is, the 3VL analog of the 2VL expression p OR NOT(p}—is p OR NOT(p) OR MAYBE (p),) The expression r JOIN r does not necessarily given r strate as follows: If we execute the query et al ” followed by the query “Get all suppliers not in Bombay, In2VL, forming the join ofa relation r + ((e, join is idempotent}. In 3VL, will notjointo itself, because j testing, not “duplicate-style” eq INTERSECT is no longer a special case of JOIN. This fact is a consequence of the fact that (agai equality resting, i In order to illustrate the problem of incorrect transformations, we discuss a specific i Consider the simple departments-and-employees database shown DEPARTMENT. DEPARTMENT_NUMBER = EMPLOYEE.DEPARTMENT_NUMBER AND EMPLOYEE . DEPARTMENT_NUMBER = DEPARTMENT. NUMBER (‘DI’) (which might he part of a query, for example); DEPARTMENT and EMPLOYEE is, tounk. However, a “good” optimizer of the form a=b AND b=, will therefore infer that a=, and hence will iginal expression DEPARTMENT.DEPARTMENT_NUMBER = EMPLOYEE , DEPARTMENT. NUMBER ‘AND EMPLOYEE.DEFARTMENT. NUMBER = DEPARTMENT. NUMBER ( AND DEPARTMENT. DEPARTMENT. NUMBER = DEPARTMENT. 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Disadvantages Software development cost: The implementation of distributed system is, ‘additional computation re of overtead, that does no 9.3 HETEROGENEOUS DISTRIBUTED DATABASES * (b) Organiaatic from a variety of pre-existing Many database applications require d: i tion of hardware and software databases located in heterogeneous col platforms. Each local database management system may use a different data model. Some may employ relational model, whereas others may employ network or hierarchical mode! Transation commit protocols may be incompatible. Concumency control may be based on different techniques locking time stamping ete. “Manipalation of information located in a heterogeneous distributed database requiresan additional software layer on top of existing database system. This satware layer is called multidatabase system. Fall integration of heterogeneous systems into a homogeneous database is oftendifficult or impossible. - The investment in application programs based on cexisting database systems may be huge, and the cost of conversion may be prohiiive. ‘may notbe po to corpuration or organizations. Database Management Systems 97 93.1 Query Processing Query processing in heterogeneous database can be complicated. Some of th issues are 1. Given aquery on a global schema, the query may have to be into queries: local schemas at each of the sites where the query has to be executed query results have to be transiated back into the global schema. ified by writing wrappers for each data source, whic provide a view of the local data in the global schema, 2. Some data sources may provide on} they may support selections, but : For instane yeed to be accessed to answer a give ‘may have to be processed to remo ince the query executi query plans at differe ization, and just use heuristi heterogeneous data source: very facilit tor systems do not bot ‘The term virtual database is used to refer to multidatabase/mediator systems since they provide the appearance of a single database with a global schema, although dat exist on multiple sites in local schemas, 94. CLIENT - SERVER SYSTEMS AAs personal computers became faster, more powerful, and cheaper, there was cl system architecture. Personal computers supplanter Functionality provided by database systems can be broadly divided into two part: ~the front end and the back end. 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Normalization Multivalued Dependencies and Fourth Normal Form Join Dependencies and Fifth Normal Form Domain key Normal Form (OKNF)“aa|goxd Aoaopunpor ¥ 0} spea] sry. ‘sou 7 pawuosaxdar ame syreiop wMoHUHOg YouRNg 12}] ose. eT worpey_ ost sie satey 002. er a mou | oumueo; | saoysno | sasse (runow ‘ou-uvoy ‘surou-s2woysns ‘srasso ‘Gyo younsg ‘sumou-younsg) muayas-SuipusT BUDS uonEpaL oxp Z9pIsIO “squpensuoo Ayps8oquy aseqeyep Jo UoHBjorA 104 sayepdn Jo BuPyoayo orp wee “pauosoudas ame somqinye Suoure sdrysuonoyar yerp amsiig “Tyep juepunpas Prony . a “uonBULosT uTET20 ywasaadas oy AUpIqeut (q) ‘su|goid uonepdn ‘uonajap ‘uoniasut 0 speay ye - uoreuo;Ut jo uontodoy (8) 1 peoy Aru usp peg y udysoq esequieg jeuonepay ut syey-d UWoHE[a1 Jo Wonsa[[o9 ,poo8,, w puy am yyy sazInbax UBisep osequiep jeuoHEIoAy NOILONGOMLNI 1 NOISA ISVAVLV TVNOLLV TA 0 YaLdVHO102 Relational Database Design Redundancy Data for branch name, branch_city, assets are repeated for each loan that a branch makes: (@) wastes space (b) complicates updating, introducing inconsistency of assets value. Null Values (@ Cannot store information about a branch if no loan exist. (®) Can use null values, but they are difficult to handle, Decomposition ing schema into branch_city, assets) 1_No, branch_name, amount) Branch-schema (branch _ Loan-sehema (customer_nam All attributes of original schema (R) must appear in decomposition (Ry, 29) R=R OR Lossless join decomposition. Alll possible relations r on schema R. ©) Dd me Goal: To decide whether a particular relation R isin ‘good’ form, decompose it into a set of relations (R}, R2, » Ry) such that cach relation ‘the decomposition should be lossless decomposition, 10.2 FUNCTIONAL DEPENDENCIES _Ttrequires thatthe value fora certain set of attributes determines uniquely the value for another set of attributes. In given relation R, X and Y are attributes, Attributes Y is functionally dependent on attribute X if each value of X determines exactly one value of ¥, which is represented as XoY ive, “X determines Y” or “Y is functionally dependent on X” X-— Y does not imply Y > X 103 the value of an attribute “Marks” is known then the ‘Grade” is determined since Marks + Grade. (@) Full functional dependency Ina relation R, X and Y are attributes. X functionally determines Y. Subset of X nally determine Y, [Sais } <>) [oor pt In the above example marks is fully functionally dependent on student no and ‘urse_no together and not on subset of {student_no, course no} This means marks cannot be determined either by student_no or course_no alone. It ‘an be determined only using student_no and course_no together. Hence marks is fully functionally dependent on {student_no, course_no). {@) Partial Dependencies Attribute Ys partially dependent on the attibute X only ifitis dependent on a subset uctor_name are partially dependent of composite 10} because course_no alone defines course name, (©) Transitive Dependencies X, Yand Z are 3 attributes in the relation R. x 3 Y Y>uz xX 32 >Peplone oq pinoys ajqe ur sutunjoo jo sanju Jo uonnedas ayy « “Paprone ag pinoys sojge ur sutanqoo a1gaymaN,« “au Jo ad apts soy ep azors pmnoys a1quy yoo « ‘voneja4 B Jo 2oueistY jpe 49 paysnes st auDu-rowoysn> ou-uwoy ‘Gens soungo Aq Sous vusayos-ueo} Jo ours ag}00dsv‘oyduroxa 104 “s2oueysut [#89 [1@ uo ploy tou soop Kouopuadp fo Aouapuadap jouonouny v Aysies ysnuu euTatOs Worx v Jo 9 ‘suomejas [eB9] Jo 428 94 Uo st as 10 es om ‘soyouopuodap jouonuny Jo 4 195 8 sopun 88) st woe “sefouapuedap etonouny 0195 ton wpm feo ame Koy s1296 0, SuMNEFANISAL, gp © sejouapusdop feuonouny asn 994 soppuapuodag jemopoung jo 267) ¥ © vy > vous0j puwey — y J So paw jy 303 £¥ arepmpuws e sty — & YH Suo puw 31 y wurayps uowsjas 10g Kowadns wsty ge Plot S90P V €13nq Plou 0H seop gy ‘souRIsHL StI UE ‘waypuopl us axvy pmnoys 2qqe1 Yow 9m Btsap asoqeiep poo8 w anaryoe 01 among 29 plnons iin sans wog “eseqeiep jeumndo we 30 St -torsts amp yo aouo}iod ax ss uuonworidde tm Jo soueuns0js0d PeUWON “aqRIOHaeP Ae asoqEp 9f Jo zaquume atp 3 “toy uioo pue zaquinu ax 19A9MoF] TIAN 95 “2iger Jad soxopur may 4 1youiaq snosount Set] uoezKyeKHZON ‘onepunoy ay sky asequyep 2tp o ut {isop sood ¥ -uB\sap aseq eiep atp 1 port HL ‘So7ge Jo omionsys ayy Ayr 24N Jo coueunojiad ax ‘ase WF oswaxout oun ya aseatoUT 5 2% Jo ssomseduioa ox ur we p X9pu1 paw Sunzos s2}sej apnjour asay, Lye “Panttno am suonejar saxpo Ut 23 SIH “Pat2qep 40 poypdn Buroq ayqen ato Ut EIEp Jo pooysa: yo Buypuodsou09 vit +4 Jo soueysut Burmoyjoy 24p (2'V)4 9p Isu0y sydwexg = (6) [oy = fot sr req, i ‘d sonquie oy uo aorBe Jee ou Wo oaxfe 4 Jo % pu 'y sojdny 7 Atte sonauayys *(y). 10431 uo puv jt wo spjog go Aouapuadap euonoury a4] gp US dpmwy so oq, ‘saimqune Jo “Ag % stonay yaa ayy ‘waray>s uonejaxe9q YIP] Ssneo eur top Sanojap puw Buréyspow Bupiasuy - s ‘Pareadax oz stony vaya ano90 o} fx] azoUs are S101 - a TP Sony 83 wonefax pe £01 be9] uso Kouepunpayy CouepunpasDept. S value of DeptHead. Hence Dept: Hence all the attributes are function table isin 2NF. th is not a primary key. Guidelines for Converting a Table to 3NF Find and remove non-key attributes that are funct attributes that are not the primary key. Place them i dependent on the ifferent table. Group the remaining attributes. 7. convert the table employee into 3NF, you must remove the column Depttlead since itis not functionally ‘dependent on only: the primary key ECode and place it in another able called Department along with the attribute dependent on. Umployee Feats [oan Eto [Sens |E305 [Finance e102 [sae e508 [aan E —Fanaee E08 [Fame | will have to be made in every row of the table, otherwi 14.4 Boyce-Codd Normal Form The original det isfactory for the tables: + That had me ition of 3NF was inadequate in some situation. It was not Hence, a new normal form - the Boyce-Codd normal form was introduced, You Understand that in table were the above three condition do not apply, you can stop at the third normal form. In such cases, the third NF is the same as the Boyce-Codd non eal ‘A relation isin the Boyce-Codd normal form (BCNF) if and only ifevery determinant isa candidate key. Consider the table Project given below. Project fECode | Name [ ProjCode] Hows Et Veronica | P2 8 2 ‘Anthony | PS 100 es Mac | PS 5 lea Susan | PB 350 lea ‘Suan | P5 5 a Veronica | PS «@ This table has redundancies. Ifthe name of an inged, the change inconsistencies.Ur Soinqunse amp yeep Yons ,. UL A X Soxouepuadop Jo 198 ou StF JO 1989 (Dre porous ‘ra uo 4 Jo wonsefoud amp “yuo J sexoUapuiadop Jo 1s © UOAIE) ‘uontsodurooap jo uopenleseid Kouepuedeg Ipod wonwaxosaid anqunye payed. ua aD EWLIOY 1S0] are soInquME ou yw os a ona “WoRptiog uoeaLosaudL LK} Jou ao Rou BooL null 12 KL Ki KI K2 Consider the mlation described in table Relational Database Design Hence the praction of F on each relation schema R, in the decomposition D is the set of FDs in F*, suchthat all their left and RHS attributes are in Ri. A decomposition D={R,, R,...R.} of Ris dependency preserving with respect tk if the union of the praperties of F on each R, on D is equivalent to F. base Management Systems ‘A schema that is in 3NF but not in BCNF has the problems of * repetition of information (¢g., the relationship values (¢.., to respect the relati where there is no corresponding value for J). 0.5 MULTIVALUED DEPENDENCIES AND FOURTH NORMAL FORM 0.5.1 Formal Definition of Multivalued Dependency and y are both subsets of R, specifies the following constraint on any re and t, exist in r such that t, following properties. Here, X > Y denotes that x multi-determines Y. An MVD X —> Y in ris called a trivial MVD if - 8) Yisa subset of X or b) XUY=R Eg. Fig. 10.1 (b) ‘An MVD that satisfies neither (a) nor (b) is called a nontrivial MVD. 10.5.2 Inference Rules for Functional and Multivalued Dependencies IRI (reflexive rule for FDs) 1X 2Y, thenx sy IR2 (augmentation rule for FDs) {xs y}Fxz—s yz IRS (transitive rule for FDs) f {kK >yy— sz} Ex sz IR4 (complementation rule for MVDs) (> y}F & > R-XUY)} IRS (augmentation rule for MVDs) IEX-SY, and w > z then wx > yz IR6 (transitive rule for MVDs) If (XK DY, Y-9Z} EX (Z-¥) IR7 (replication rule for Fd to MVD) (XY. Expy) A multivalued dependency (MVD) x y specified on relation schema R, whe state rof then two tuples ¢, and0 SLO - aI suortmpa4 a1Np 048 1 dN Russoduooacy (9 AINYN & INENG Pur IPN © AVN SCAN 0W1 116 uonmas GAT AY (0 wisof pouisou yranogy [9] 2130 somann sos m9 Jo stasqnsauw 'y nay “y “Py jo wot dap oF enbo ta tuo pu 3 Cy gy) Souapuadap utofsousies x won y Joes yesaags tous pojonnsto9 2q ou AN Ut wonofas y soyRy 29 JomuR® Wp SUORE|eX aNeY OS uuOS fULOU IAF JO UM SUL “CLAW at Jo uowesteioue8 © S| Yon soruapuadop-wot us sfeop WOf[BuNION oe ANS omp Bus suoneyax eam a ae acant tt Woneax ax asodumosap 0} ayqissod aq deus 4 S950 yans Uf “stzofgand Cet Ga ‘ corel Pee nny gtOHeI Om UF pasodonep aq jute ing to asmes0q soqeuoue agepdn wefed | wera x — een QgUE Wepanpar ayF swoqgoud axey weD toRAX v‘SosE0 ame aUHOS Ul WHO} {rinou ath Josiuauayyabes 21200} suonas om pasodttodop2q to eUON won HONG] BANG awed | nw | SH) WHtou3E Y wonax uoatd ayy sem pasinbax sy os passnosip suzy feusOU ot SLNAGNadaa-aWa sLoaroudana WYOs TWINUON Hild CNY S3IONZQN3daq NiOr 9'0 5 wher] A woysseycy 4 doapnig | x uysseyc, 44 0X) pa (4b) seus cons ona 6g qu D sone fered] ok] mem AND Serepora we. 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The relation can however be ecomposed in the following three relations (subject, student) and now it can be shown that this decomp 10.7 Domain key normal form (DKNF) The idea behind DKNF is to speci imate normal form” that takes into account all possible types of dependencies and constraints.“ojdurexo quia Woy jeunou yyy, Pue Aouapuadap wor ayy ureldxg “9] “etdurexs yyis uo} jouuiou ypmoy pue Kouspuadap ponye (e002 » 9902 eva] [g]) ‘oidwexo qm uonezifeuON 20 Pes maagip amp trerdxq wonezreuo¥yuonssoduiosop Jo jeo8 ayp 2Ie§.“L [so0z.sond [8] ‘ajdurexo SP it INO SUHF9C| poo paroprsuod ApeouaH ANE ULSI eM UoReTaLESt kay. 9 [e00z.4onI [8] RIPE SSPQHIEP [BON 105 UL} INE J9K0 INE Jo SoBeIueApe om aBe FEY “¢ ANE snsi9A YN aredw03 “OT 4 104 suuzoy youLIOU snoLeA amp eo susinks wo usdoyy qed {¢007.40NI [8] uofje Aressooou urejdx {sias omgume jo amsopsaptsoud oy 0H] ped snauea amp sensi] Suysn uBtsap aseqerep ouonjare [2002.40N] [p] ‘aIdurexe qm sorouepuadap jeuonoury Jo sidzouos msoq ayy ured“ a- Lava loroz Sew] Quoneztpeunou 4 yea st yey A, {Aouspusdap-uios hq yrwauu St yey AA * “INS euyeq “AND OUNjOC uonejar 8 asodwooap 01 Kaessavou st 1E AYA (eooz ew] quoneZHfeULIOU 10} POOH OMp SE IEYLAL [Looz Xe 7 9002.40N ‘9007 amp wos Simms ‘Boy amp yBNowA preawioy Yores “¢ "SH OGETA om pu Is] CGN ayp ‘suonoesUEN Jo sist] om EM AIG. “| {SL-CL 89d jo suonoesuen [ye ‘a10s “ THATT NOLL TOSI 80} 2p $93.0 “GALLINNOONA CWS 24 10" sn assy, ‘Poyoods St LPIA CVI Peunsse st XINO GVA 2509 Yom CALLINWOONA avy fun ‘poumsse sy ALPL CVE OUST “ALDIA VARY 20 ATINO GVA 2942 S} POU S89908 Ot, & '0q 40 ‘Jaao] toneTOs Ue ‘apour ssoaoe ue saytoads ruruaoo uondo> ou, + NOLLOVSNVUL LUVLS !NOLLOVSNVUL.LAVLS 403 XoIUAs amp st any Kfaanoodsax SNAOANL ‘OVATION Pur NIOM LINWOOD ‘NOLLOVSNVL LEVIS Pelle “YOVATION “woneurm) HE Pu “LIWWOO ‘NOLLOVS! tAoid “JOS “puoseg yuwomne axe syurodanes [Ty imodants Temp 0 YOVATTON pasuerend ore sjuowareis 1 OF St HF BuIuEW suodaxes porzioads aup sdosp paqupsop waned yesoua8 amp £ agyarTay 2 woddns S710$ uouloyes amp pury ujodases paysoads ayy aouts auop sarepdn Te saopun + OL YOVETION wowares ayy, “(wonaesuet HE yryssaoons uonsosuen uansd a 9H} 01 [WO] st YowyHs) aureE uasoyo-iosn porsoads oun pum julodaaes v soqoal9 21 Kq apo sorepdn SLIFAWOD #3 .INIOATAVS RUT aAaMoy PION ‘6661 UE PIPPI uowareys ou, squtodaaes syoddns ospe TOs Uonsnsien ye poddoxp Aji 8 ainoaxo o} ajqissod 2980) sauiiovs Tos LH “LINWNO9 8 semnsexo jun suonsesten 12770 0) 2]qIs|a OU opted se aumes om TOS 218 01 poppe sem pe [Jor o1 BupreY Jo peaisur ‘pasinbos ©1Aquanbasqns pur « 8 209 opgissod 9q r8ru sok part Su uasop uayouq aq 07 suonansues Bur 380 apisty paisatt oq yout poorsso SINIOd3AVS SLL ss200xd untuos asoyd-oniy xp ut Sedan ed 0} a1qu.9q 01 spoou soot cap pu ‘sasoqepep oy MI oamMOSALaIqRIaAODA ‘Ranooay mp sydoaion Busssooorg wonsesuEAL, ort ‘suis aUaBoUBpY a51.2 Transaction Processing Concepts & Recovery iz __________ Transaction Processing Concepts & Recovery REVIEW QUESTIONS PART-A |. What is a transaction? . What is ACID properties? 1 [May 2004 & Nov’ 2005) 2 [May 2005, May 2006, Nov’ 2006, Nov’ 2007) 3. Classify the various types of system failure. 4. What is a check point? 5. How can we handle disk crashes? 6. What is meant by system failure? 1. 8. 9. t by media failure? State the write - ahead log rule. . What are the three broad phases in ARIES? 10, State the importance of two - phase commit protocol. 11. What is meant by forward recovery and backward recovery? PART-B 1, Explain about the transaction concepts in detail. 2. Explain about the transaction recovery in detail. State the two - phase commit protocol and discuss the implications of a failure on the part of (a) the coordinator and (b) some participant during each of the two phases, BBBBBBBEBBEBSB Cuapter - 12 Concurrency Introduction Need for Concurrency Locking ‘Two - Phase Locking Protocol Deadlock Handling Serializabilty Recovery Revisited Isolation Levels, Intent Locking Droping Acid SQL Faciities“391 ZI ‘Shy Ur UMoys suoresado,yo Suyawalsayut om NBs oun 08 =X ofdumexa soy saat‘ utowepdn amp asneoog pg = X's "yang 6.99 Prnoys ynsox UY amp ‘patioouy wy! aseqerep owos jo onyea ap soyBU I Ans BY PanvaponutsuoReedo stom ‘any swt, aseqeyep ues ax ss2008 Jey StONOUSUN O44 HOY SN990 19] Goud SI, waqqord rep OTOL T Areusung yoouooUy oy, °¢ wp Kresodway ayy, “7 waiqorg aepdy 107] 24,“ are sura]qoxd asomp Jo autos souueU ojjonuooun ue wy aynoexe stonsesten YuaxMotOS HayAK 290 te sura|qoxd TeIAAAS, warqorg (sisdqeury qwosysu09 uraiqoug (pray Ain a4 uo yotp aouazapsaA ov suonoesaen tet some Aearls sSy RL IN 32] aN OF raya UBUMOUCD HITT, NOWONGOMLNI 1% AONRRNINOD ‘sways uowBoumpy 25822 Concurrency: ©. n | R XX 4M; Management Systems 123 ‘Before it can do so, however, transection T, reads the temporary value of X, which will be recorded permanently in the database because ofthe flue of T, The value of item X {read by T,is called dirty data because it has been created by a transaction that has not pinpleted and commited yet; hence this problems also known asthe dirty read problem. ‘The Incorrect Summary (or Inconsistent Analysis) Problem Ione transaction is calculated an aggregate summary function on anumber of records ‘while other transactions are updating some these records, the aggregate function may caleulate sgme values before they are updated and othersafter they are updated. Fig. 12.1 (@) The lost update problem 2. The Temporary Update (or Dirty Read Problem) This problem occurs when one transaction updates a databases item and then the transaction fails for some reason. The updated item is accessed by another transaction beforeit is changed back tits original value. Fig. 12.1 (b) showsan example where TI updates itemX and then fails before completion, so the system must change X back to its original value. w read_item (X); X:=X-N; Time | write item 0%); read item (0; XieX+M; vwrite_jtem 0X); read item (Y); incorrect value of X Fig. 12.1 (6) The temporary update problem © read_item (A); sum: © sum + A; read_jtem (0) "73 reads X after N is subtracted and <— reads Y before N is added; a wrong, summary isthe result (ff by N). read item (%); ‘sum: = sum +X; read_item (¥); sum: = sum + Y; swrite_item (Ys Fig. 12.1 (¢) The incorrect summary problem#7 243 S499 to0Ipoap Ing Ys0) 51 oman ON EC Shy (6.10 490} x jsonba1) valvaan wo p01 x vanvaan (40 0) g annboe) VAAL (40 9201 annboe) saAARLLR 1 Wonpnstrey YY uonoesueay, “T9431 X 0} 90] $ yey) apesdn so s}oword ysnry wong ‘ouanbos Roan tAsant eu 50 pd ap uo yoo spo dpeae Panou=yy ‘sa ex. wo 300] X we moe yng strap apn oy SOUsTAL EM UOHESMEN dru 4 wo y201 § we annboe yy ast adn vanampar or sous ep uonoesumn y - :moo0 you 21 Nonoes tr Poquasop asoyp se ys suiajgoxd yr ao}UEIENB O Pauyap isnfse sypo § pl %J095n UHH fo90}oad Bupp90] 30 os0j0xd sson9e EVE, SONPONUL DA IKON oF wanbary sonsst g Atsnoraqos xaneuroy (pam sopepounutaq us pro ysonbals "An (pon soytpouu a9 joc sanbats,)joguoa vse our tee a sseuoraduso0 307 apis ya on uaop soma ay oust JouRSIp autos asodds pe {(490] ot Sa soja Aq Powtoypuy se Uo Yoo] p04 dau y uORDeS staisKS RMT OseqH 8 Pun X sods yoo} 4of xysnou Annguodwog 7p ‘Sq MOULIOHL (71 By) speU 109.09 twasoqRU asothy : g a ; 2 E 2 fppetpoua 29 IT pu tO 40 490} § Uw0} onwes8 Kyoroqpeunat uo x90 x we ‘eanoadsas 5490] peas pure sypo aya po} idestemed jest wos uot “opus JO surat aq fe ueD ZZ] UONDdS J SNIMDO1 EZb 2s FF pO ssjbase Management Systems _ 127 tages ‘The two-phase locking p providing sucha guarant 1. Xlocks are released ate 1. Itdoes not ensure freedom from deadlock. 2, Cascading rollbacks may occur under two-phase locking. Consider schedule 2 shown in Fig. 12.7. 1 Te t ue lock and unlock requests in two phases, ¥ obtain locks, but may not release any lock, A transaction may release locks, but may not obtain any new unlock(A) ‘growing phase. The transaction aquires locks as needed, tersin the shrinking phase, and it cannot issue more lock requests, For example; transactions 7, js two phase. Bt transactions 7 and 7, ar not wo phase Note that the unlock instructions do not need appear atthe end ofthe transection, lock-S(A) read(B) Ti: lock - XB); Tz: lock - (4); Fig.12.7 Partial schedule 2 under two-phase locking read read (4); Here, the transaction 7, 7, and T ardtwo phase, but failure of 7, after the ead (4) unlock (4) instruction of 7 leads to cascading rollback of 7, and , eB lock $B); Cascading rollbacks can be avoided by a modification of two-phase locking-caled the aan read (B); two-phaselocking protocol. lock - XA); unlock (B); ‘Types read (4); display (A +B); 4 ea me 1. Strict two phase locking protocol P Fig, 12.5 Transaction T Tis protoen ues tocking shoul betwo pian: dal ie maiilocks ion should be held until the transaction. This req. prevents any malock oy Fig. 12.6 Transaction T3 Sake by o transteton sho ‘transaction from reading the data written by any uncommitted transaction under exclusive mode Fig. 12.4 Transaction T) ‘until the transaction commits, preventing any other transaction from reading the data.“ates yoorpeop ut sso} warsls J ypOpEAP jovoudde sm, 243940904 pur uopaoyp 90IpKIC (a) 2}8i8 o|pE=P Ur no s990 II tHaIsfs orp somsua yovordde sq won uadand yoorPEDG (1) “ares es 7 woep £7 Aq poy wart ‘rep esysonbox ‘Z 31 Yoeq payjorag [a ‘7 puw "7 £q parduuaard aq qu way WO FOAOOAI Op MM Uy “onbruyoo. oandura-aud st yrem-punom ou, qea-punoyy (1) “oug Patfos oq yas "EZ warp *z Aq ploy way! wep v sysenbax "7 Jy eM te “2 uorp “7 £q ploy wey! rep v sisonbar “3 Sjaanoodsos ¢] pue Qt “s sdumsoury aavy "7 pue “z “7 suonoesuen qwip-asoddns ‘oydurex 10.4 oun 105 Same 1 9S D0[pEDp ‘osauramno °C UeMp apIO st “Lt ey) “Z m Fi Aquo ages op pamwonye st 7 “7 q play way wep v sisonbar 'y Uonoesuen toy ‘Srp Ul ‘anbruype} uondera-aud-uoU st owayos oIp-irem at, PAA © same duugysoumn Sursn souroyos uopuanaid ypo]peap 1wasOyTP OL 0} durmysaumn sosn uraisis SU, wonoesuEN Yoea Oo} paudisse st dumeysoumn onbrm w ‘uondwa-aud fonu0D OF ONITIGNVH MoOTGvaa ‘Suloge 10 syruru09 onsesueN YH Joye pax2oqUN axe UoRIESUEN vq paUTERO s ‘uononnsur (6) waysts ap ‘asts9y ‘ped ur sons Buyjos £9 panda seen os 3ypoj ¥ sysanbos *7 uM puw wonduro-axd @ suo"uonoesues #309 sunny . pest sv : ‘aun Sao] 10g pasnun nq paypo} . Avur suroy wyop arp Jo Auour sous ‘O] A194 ag eur UOHETNN wae °z es0geRp [entourwoo ut Spans: a poe mas Pasn are (suoysi2Ati09 390] pEat) SuryDo} aseayd-o, 1 pureSanja0] aseyd-omy INS ‘PaHDO 94 01 pau swat erep reyAs‘suifog uonousuEN oMp 230329 }>Ipard oO PIOYSI | “T ‘pega pa ouueomoIsIaAt0D 4907] -9pessus 49 paroys 01 axtsnyoxo way pur ‘apes a Sy Souop an 90] pass vo} 00] aAIsnpoxo Ue BuIpesT aun ypeoadde sup jo’ stewmaped Supesidn oj wstueypour star, “suorssaauo “Peyo01 99 prnoys : ‘uu 10 “days auo ut poysor aq Pinoys suray! erep ype z9qN9 “exp posmbaa “won naox su :tonuosard ypo[peap 10} soypuodde omy ar” aratL | Jos0}01d 3upyo0] aeyd 0444 snosoRE MLL, ‘ouannsueD ‘ uonueAeig Y20IpEeC 4'9' zl suDqsks OUISBoUBE. cag esas - Differences between two schemes 3.3.1 Deadlock Detection e. Deadlocks can be described in: terms of directed ‘graphs called a wait-f consists ofa pairG=(V; ), where for graph. This V-setof vertices consists ofall transactions in the system, Essetof edges. ® Inthe wait-die scheme, if transaction T, dies and is rolled back because it ICT, +7 isin E, then there isa directed edge from tansaction T;t0 7. When requested a data item held by transaction 7, , then T, may ests a data item currently held by transaction 7 t0T, When transaction started, Ifthe data items still held by 7, then for graph. A deadlock exists in the system ifand: sequence of requests when it Twill die agar scheme. ‘Themajor problem wi 12.5.2 Timeout-Based Schemes This approach for deadlock han ‘transaction that has requested a lock waits specified amo not been granted within that time, the transaction is said to restarts. Thus, if there was a deadlock one or more transact Fig. 12.8 (a) Wait for graph with no eycle ‘The graph depicts the following situation: Transaction, is waiting for tansactionT, and 7, involved in the deadlock will, time out and rol back, allowing the others to proceed, Transaction, i waiting for transaction 7, Advantages ‘© Transaction 7, is waiting for ransaction 7, 1, This scheme is easy to implement. ‘This graph has no cycle, therefore the system isnotina deadlock state, 2. Itworks well if transactions are short, and if long, waits are likely to be due to ‘Consider the graph shown in Fig. 12.8), deadlocks. Disadvantages ‘transaction rollbacks even when there is no deadlock. 2. Starvation isalso possible with this scheme, 12.5.3 Deadlock Detection and Recovery Fig.128 ( Waitfor graph witha cele ‘This approach uses an algorithm that examines the state of the system periodically to . determine whether a deadlock has occurred. fone as occurred, then the system attempts to ‘Theabove graph contains the eyle recover from the deadlock. Ty Try > Ty Ty ‘implying that transactions 7,,, Typ Ty are all deadlocked. 1. _Itishard to decide how long a transaction should wait. Too long waits results in © ‘unnecessary delays once a deadlock has occurred, and too short a wait resultsin ()Sofas way sinsariey ams aso au 20 euyaxp sage Aan) Paw /30 pro om uotp gw pue'j soy 1 (O) MANO OUST AIT IT “ LA Of} 94 JO FaNvI Up ATUO Fo pea yxoU ap £q poureigo anpea OP SUOLINISUL aso4p JO J8pIO ox “Suoperado ay are suonannsut MH Ipoq rong ‘G)un=7'O)oum=!7 “yp “pov snornaxd se SHS st oswat‘uopeus pus 0 saps0 ay 1G) peat =f) ama =!7“¢ i "48u) porwuiiso ‘a 7oaug 01 satu Jo saquanu yo0qp 9901 spoot uonsestren 2up q pounroysed sojepdn pu sys “sagan foes sorenbas ep raged suondesmen Fumunsa4g 230348 tp no UORORIERH sane 7 paw 730 29ps0 oxy sn we G Jo onpwa ayy spear Puontppe urmjurett 0} woysés amp sam Ipeap Aess2990 {1 worn 421009 Sato fF uoannsi uM Stomp G Jo anger ‘suany se A[uo won gesuEn ayy YoU Jor} aanjvalja ar0UL EQOA IeRIvE @ 9%) peas iousaop 1 wayp 4 atoyaq sau {@)prar=ty 7 {ESmysau uatp pur Sy LOGY :yaEqMETEFOT (i) ‘s9P10 ap Jo ssappmeBar {7 pue ly £q puasstG Jo anqea SUBS om} 20u SoyeuLoUSsop pe! Japs0 a] {B) peas =!f'(G) pea =p mal 3 Diswo9 0} paou an ze sasea amoy av azo ‘SuoNonuysut aya Pus wad AHO pA ater aman sms ones sds on nyo 2p a Ua nee au ech (Lote fa axamon amps xn ur uononasuy Ajo syns Haye orp ply dees (gS Ut ‘SWN Bep uaLay o4 yax4f ue!) J] (#1) Sjoanoodsay/7 pur 7 suonoesue, s0ffrenswopoasuaumnossuosonsanaraiapncusamfapeoseenee ee Amqexeuog youu +L “Anqezteuss sata, (2) ‘ame suonnjos aq 4909 po|joxaq poy wonoesTEN STI 22} or] aoyuUa}ap smut a ‘uoroestEn seqnon Ed Yong [0501 paproopanty aM 30 eqn —-z eEqqTOH gM ur Panyoant ag fH suoHoestrEN AtEMAMO} e HO >poeqyiorejo vm} seven 0} J9eq payjor sonepsinmp ge nner one “woRnexe [eyas B Aq paonpoad aq pynos yerp jo WOHD9;9g 1 Sseaetep &Ruonpoud Agata pu Joyjou auo yea BuzapoUN mora ffpuawnou09 aay 4 ‘} son oesten moyre se sampayps fetz9s-oU PUY 0151 AimqezATETA9s Jo oanoa{qooy “eavopsayul ale SuON aLmsu09 Jo dnox8 v: ‘toys Suonesado or azays 2jnpoyos v's! aIMpayos [eL9s-uoU Vy ‘epi yeus9s axp wt pounioys este JOKHO Woy SOUaNOpSO}ULI9HpO. somal arp ara ofpays Y :NO}} 99 0} poousmonoe dam “Poypeep aun EAI OF Sogoesu auouJ0 900909 7[010}5t tests xq ‘ssix9 yoo]peap ty Svonoesuen ay 21947 aympays pesos poe motHMA £feannaesuos paynooxs ame uonoesten vwononposyuy ALTIEVZITWRaS: ere SWUOISKG WuOWABOUE YY“Thus, only inthe ease where both J; and J;are read instructions does the order of they ‘execution does not matter. We say that fjand J conflict if they are operations by diferent transactions onthe same data item and at leastone of these instructionsis awrite operation, Consider following schedule 3. T th read (A) write (A) read (A) write (A) Fig. 12.9 Schedule-3 - showing o Concurrency nly the read and write operations The write (A) of 7} conflicts with read (4) of T. However, write (4) of T does not conflict with read (B)of 7}, because, the two instructions access different data items. ‘Because of no conflict, we ean swap write and read (B) instructions to generatea new schedule 5 as shown in Fig. 12.10. Regardless of initial system state, schedule 3 and5 ‘generates same result. T h read (A) write (A) read (A) read (B) write (A) write (8) read (B) write (B) Management Systems The final result of these swaps- @ Ty with write (4) instruction of Py Ty with the read (4) tuction of 79, is shown in Fig. 12.11, which is serial schedule, l ‘ehedule 3 is conflict serial “hed 1. Fig, 12.11 Schedule 6-a serial schedule that is Ifa schedule $ can be transformed into a sch conflicting instructions, we say that Sand S! are conflict equivalent. The concept of conflict equivalence loads tothe concept of conflict seralizabily. ‘thata schedule Sis conflict serializable, Sl by a series of swaps conflict equivalent to aserial schedule. TI it is conflict equivalent to the ser Fig. 12.10Schedule 5-schedule 3 after swapping a pair of instructions ‘Weccan contime to swap non-conflicting instructions: © Swapthe read (B) instruction of 7} with read (4) instruction of 7, both the schedules. The schedule Sand 1 met: | __ Consider schedule’ ‘snot conflict serializable, _ serial schedule You might also like
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