Transport Geography
Transport Geography
1. Introduction
The last two decades have witnessed a surge of interest in enhancing the livability of
communities, and a growing commitment by governments to provide the framework,
tools and data to plan and build livable communities. Although European governments
have been proactive with respect to livability and sustainability plans (see, e.g., EU
2010), until recently, efforts in the United States have been mostly citizen-organized in
response to local and regional issues (Deakin 2002; NRC 2002). This changed
substantially in 2009 when the U.S. Environmental Protection Agency (EPA), the
Department of Housing and Urban Development (HUD) and the Department of
Transportation (DOT) formed a partnership to coordinate federal housing, transportation,
and other infrastructure investments with the goal of creating more livable and
sustainable communities. The Partnership for Sustainable Communities intends to
identify policy and investment strategies that encourage safe, reliable and economical
transportation choices, promote equitable and affordable housing, enhance economic
competitiveness, support community revitalization and promote healthy, safe and
walkable neighborhoods in rural, urban or suburban settings.
A key research need identified in the Partnership for Sustainable Communities is
the development of livability measures and tools. The agreement calls for efforts to
research, evaluate and recommend analytical measures that reflect the livability of
communities, neighborhoods, and metropolitan areas. The intent is to use indices to
benchmark existing conditions, measure progress and improve accountability in
integrated planning efforts to enhance community livability. HUD, DOT, and EPA also
intend to develop incentives to encourage communities to implement, use, and publicize
the indices (USDOT 2009).
Livability indices are not new: quality of life, and sustainability measures and
rankings include scientifically-based policy measures such as the ecological footprint
(Wackernagel and Rees 1996) and the human development index (UNDP 1990) and
measures of inequality such as the Gini coefficient (Garner 1993; Yitzhaki 1979).
However, new policy initiatives imply a greater emphasis on indicators to guide planning
and investment decisions. These indices should be carefully constructed given these
functional requirements. In particular, livability and sustainability indicators should be
internally consistent or coherent with respect to measurement assumptions, transparent
in the sense that they are easily understood and interpreted, and externally valid with
respect to capturing all relevant aspects of the concepts.
This paper provides a measurement framework for developing and applying
livability indices in transportation planning. With respect to internal consistency and
transparency, we critically review the indicator construction process, focusing the
discussion on issues relevant to transportation planning. With respect to external validity,
we discuss multicriteria analysis (MCA): a set of techniques for eliciting preference
structures in multiattribute decision-making (Jankowski 1995; Nijkamp et al. 1990). We
also discuss techniques that allow indicators to capture the local context more fully.
These include techniques that explicitly maintain stakeholder perspectives, and spatial
analytic tools that can model spatial entities and relationships at varying levels of
aggregation. We also discuss spatial decision support systems and the emerging concept
of Geodesign as a framework for organizing these tools and technologies as well as
integrating livability indicators into the broader planning process.
Although we discuss conceptualizations of livability, we do not intend to provide
definitions of livability beyond identifying features that are relevant for the indicator
construction process. We also do not intend to suggest what livability data should or
should not be collected. In fact, it is often a good idea to collect data beyond the
requirements for indicator construction: these can be used for drilling-down to derive
additional detail or auxiliary information.
The next section of this paper provides background on defining livability,
livability and transportation planning, indicators in policy and planning, and indicators
for multidimensional concepts. After this background, the following section addresses
issues associated with developing internally consistent and transparent indicators.
Specifically, Section 3 provides a critical review of how to construct a composite index
that summarizes a multidimensional concept such as livability, paying special attention to
issues that are relevant to transportation. Section 4 discusses methods for developing
externally valid indicators through capturing local context. These methods include the
multiactor multicriteria analysis (MAMCA), spatial analytical tools, spatial decision
support systems and the Geodesign process for organizing tools and technologies as well
as incorporating livability indicators into the broader planning process. Section 5
concludes the paper with summary comments and directions for further research and
application.
Although this paper focuses on livability measurement, we draw heavily from the
literature on sustainability indicator construction since this latter problem is well-studied
and has a mature body of theory and methodology with an admirable degree of rigor.
Since sustainability and livability are closely related (arguably, the only difference is time
scale; Litman 2010), lessons learned over four decades of sustainability measurement and
accounting can provide valuable insights to the problem of livability indicator
construction (as well as combined livability/sustainability indicators). Consequently, we
use the term livability generically, although we use the term sustainability for
references to that specific concept.
2. Background
Defining (urban) livability. A scan of the literature and the web suggests few precise
and consistent definitions of urban livability. Many authors and commentators point to
ideal city types as examples of livable communities. These ideal communities are
typically moderately dense, diverse, walkable, safe, affordable, accessible and well-
served by public transit systems; in other words, the qualities usually associated with
New Urbanist and smart growth principals (Banister 2008). For example, the Partnership
for Sustainable Communities defines six principals of livability (USDOT 2009):
Provide more transportation choices. Develop safe, reliable and economical
transportation choices to decrease household transportation costs, reduce our
nations dependence on foreign oil, improve air quality, reduce greenhouse gas
emissions and promote public health.
Promote equitable, affordable housing. Expand location- and energy-efficient
housing choices for people of all ages, incomes, races and ethnicities to increase
mobility and lower the combined cost of housing and transportation.
Enhance economic competitiveness. Improve economic competitiveness
through reliable and timely access to employment centers, educational
opportunities, services and other basic needs by workers as well as expanded
business access to markets.
Support existing communities. Target federal funding toward existing
communities through such strategies as transit-oriented, mixed-use development
and land recycling to increase community revitalization, improve the efficiency
of public works investments, and safeguard rural landscapes.
Coordinate policies and leverage investment. Align federal policies and
funding to remove barriers to collaboration, leverage funding and increase the
accountability and effectiveness of all levels of government to plan for future
growth, including making smart energy choices such as locally generated
renewable energy.
Value communities and neighborhoods. Enhance the unique characteristics of
all communities by investing in healthy, safe and walkable neighborhoods rural,
urban or suburban.
These principals are not a conceptualization of livability: rather, they are objectives that
underlie a deeper but unstated definition that spans economic, social and environmental
dimensions. This reflects a widely accepted consensus about the dimensions of
sustainability and livability that was first and most famously articulated by the well-
known Brundtland Report on sustainable development (Brundtland 1987; Litman 2007;
NRC 2002).
While livability and sustainability have general principles, the set of attributes
that comprise a livable and/or sustainable community can vary from place to place and
over time. Livability in particular has a strong local component due to the particular mix
of attributes that emerge as people sort themselves among communities based on
preference (and ability-to-pay), the importance of local trends in perceived quality of life,
the local nature of politics, the varying availability of policy and planning prescriptions,
and the need to ground these measures in local opinion for credibility (Myers 1987).
Similarly, sustainability problems such as overconsumption and environmental
degradation are not simply technical but have strong social and political components.
Solutions to livability and sustainability problems occur within complex human and
physical systems where local context can have dramatic effects on the outcomes (Prugh
et al. 2000). The local component of livability does not mean that there are no general
principles underlying livability indicators: rather, it suggests the relative importance of
livability attributes can vary from place to place.
Livability and transportation planning. As a primary shaper of urban form and travel
behavior, transportation systems have a key role to play in the development of livable and
sustainable communities. Livability in transportation is about using the quality, location,
and type of transportation facilities and services available to help achieve broader
community goals such as access to good jobs, affordable housing, quality schools, and
safe streets (USDOT 2010).
Although livability and sustainability have received heightened attention in recent
years, livability in transportation is not new: community groups, developers and residents
have long advocated for initiatives that promote accessibility, affordability, safety, smart
growth and New Urbanism, with varying degrees of support from federal, state, and local
agencies and planning organizations (USDOT 2010). In fact, Litman (2010) points out
that livability and sustainability goals harmonize well with transportation planning
objectives; Table 1 illustrates these overlapping goals and objectives. What has changed,
more recently in the United States but earlier in Europe, is the mainstreaming of livability
and sustainability concepts into the transportation planning (USDOT 2009, 2010). This
is raising new requirements for data and measures that can help guide the planning
process by charting progress towards livability and sustainability goals.
Properties 6 and 7 should not suggest collecting only the minimal amount of data possible
as a general policy. Rather, these properties dictate that the indicators that comprise an
indicator set, an integrated indicator or aggregated into a CI should be nonredundant for
parsimony and ease of understanding. Drilling-down for exploration and explanation will
involve additional, perhaps redundant, data.
Indicator weights. Closely associated with the problem of deriving an appropriate set of
indicators is the relative importance or weights associated with each indicator. The
weights should be scale-free, satisfying the properties and
where n is the number of indicators. Combined with variable normalization (see below)
this allows the construction of a scale-free CI that varies between zero and one,
enhancing clarity and interpretation.
Another possibility is to choose weights that represent the monetary value of each
indicator, with the result that the CI score for each entity is expressed as the overall
monetary value associated with livability in that entity. Although this approach has merit
for example, real-world metrics such as dollars or euros can be meaningful to decision
makers and the public at large it has two substantial problems. First, it is misleading to
express some livability and sustainability indicators (in particular, those within the social
and environmental dimensions) in monetary units. This assumes that the particular
indicator can be traded for money; in some cases, this is nonsensical (a topic we will
return to below). Second, although there may be good reasons to compress multiple
indicators into an overall score, expressing this score in monetary units brings the danger
of reifying a synthetic construction. A real number score between zero and one that can
be interpreted as a ratio value allows valuable quantitative comparisons, but leaves these
comparisons within an abstract metric. This provides a persistent reminder not to reify the
CI as anything other than a (carefully) constructed summary measure.
There is a wide range of methods for eliciting attribute weights or rankings among
attributes (see Figueria et al. 2005; Greene et al. 2011). A common method is analytical
hierarchy process (AHP) (Saaty 1980, 1990). AHP decomposes a multi-attribute problem
into a hierarchy of the overall goal, criteria, subcriteria and alternatives. Decision makers
and stakeholders involved in the process are to conduct pairwise comparisons between
subcriteria. Analysis of the resulting judgment matrix allows the derivation of the relative
weights for each indicator, as well as a consistency index to assess the degree of
consistency in the pairwise judgments (Duke and Aull-Hyde 2002). A possibility with
AHP is rank reversal: this occurs when rankings among existing indicators change after
the insertion of a new indicator. This can be interpreted as a problem with the
methodology, or a reflection of real world behavior. Given the former interpretation,
there are methods for avoiding this problem (e.g., see Schenkerman 1994; Wang and
Elhag 2006).
A problem in developing livability indicators is the ambiguity about the
conceptual structure of objectives and dimensions. For example, it is possible that an
objective may reflect more than one dimension, or an indicator may reflect more than one
objective. For example, minimizing inequities could be interpreted as having both
economic and social dimensions. Similarly, affordability could reflect the objectives of
minimizing inequities and maximizing economic efficiency. A third example is that
minimizing natural resources has both environmental as well as economic efficiency
aspects. Fuzzy structure modeling (FSM) allows modeling of ambiguous relationships in
the calculation of indicator weights (Sakamoto and Fukui 2004).
Techniques for deriving preference weights in MCA are typically applied in
group settings, comprising decision-makers, stakeholders and other parties interested in
the definition or decision problem. The objective is to derive a single set of preference
weights that reflect a consensus of the individual perspectives. However, given the wide
range of stakeholders concerned with transportation, and the contentious nature of many
transportation policies and projects, it is not guaranteed that these weights will be robust
and uncontested, particular if there are differences in informal power and influence
among stakeholders. The synthetic consensus preferences can mask crucial preferential
differences among the stakeholders (de Chazal 2010; Macharis et al. 2009; Strager and
Rosenberger 2006). The preference structure underlying complex concepts such as
livability can also be contingent on contextual factors, and can consequently change over
time (Allen 2010). For example, Shafer et al. (2000) found different perspectives on the
impact of urban greenways on perceived quality-of-life based on the individuals use of
the facility (recreation versus commuting). Strager and Rosenberger (2006) found
differences between the preferences of outside experts (who tended to focus on the
general principles underlying the issue) and the preferences of local stakeholders (who
tended to focus on context-specific knowledge about the issue in the local setting) with
respect to a land conservation proposal.
Rather than confounding the process, recognizing differences in influence and
preference can be helpful in complex decision processes such as livability definition and
measurement. The true consensus may be different from the aggregation of individual
preferences if there is room for debate and change in the process. For example, in the
outside expert versus local stakeholder dynamic discussed above, Strager and
Rosenberger (2006) found that the otherwise confounding phenomenon of rank reversal
resulted from unmeasured criteria important to local stakeholders. Conversely, the
process of obtaining consensus can raise awareness of some stakeholders to universal,
broader issues. They conclude that although the objective of MCA is to simplify complex
decisions, it is useful to also treat the process as a form of discursive democracy where
preferences are explored and refined.
3.2. Normalization
Since individual indicators are often (if not always) measured in different metrics,
normalization is essential. The objective is to develop metric free measures where higher
positive values reflect greater desirability (i.e., better performance relative to the stated
objective). Several normalization techniques are available, including Z-score
transformations, linear normalization, and distance from the best and worst performer
(Munda 2005; Zhou and Ang 2008).
Although seemingly mundane, the normalization process can involve judgments
and decisions that strongly impact the indicator. Normalization often involves choosing a
reference point and a measure of difference from this reference. This reflects a judgment
about ideal performance (or lack of performance). For example, decisions must be made
regarding the best and worst performers in measuring distances to these extremes. One
possibility is to follow a relative perspective and choose the empirical best and worst
performers with respect to the current state of the system. However, if the performance is
bad across the entire system (e.g., all cities are unlivable), the results are measures of
relative differences in bad performance without a sense of progress with respect to a
desired performance goal. Alternatively, we can follow an absolute perspective and
choose the best and worst possible performances with respect to a stated ideal. However,
these ideals may be difficult to ascertain or may be unrealistic, rendering the normalized
measure meaningless.
3.3. Aggregation
The most common way to combine the indicators is through simple additive weighting
(SAW):
(1)
where is the normalized indicator j for entity i, and is the normalized weight
associated with indicator j, n is the number of indicators and m is the number of entities
(e.g., geographic units such as cities or neighborhoods). SAW has some advantages,
including simplicity and ease of understanding. However, SAW makes several strong
assumptions regarding the indicators and dimension being measured by the index (Munda
2005; Zhou and Ang 2008). Indicator weights in the SAW technique can be also be
interpreted as trade-off ratios between the variables (Munda and Nardo 2005). This
implies that preferences among the indicators and variables are compensatory: that is, bad
performance in one dimension can be compensated by good performance in another. This
is questionable in many circumstances, and perhaps no more than in livability and
sustainability performance measurement. For example, how much CO2 in an urban air
shed should be substituted for greater housing affordability? The linear combination in
the SAW approach also assumes preference independence (Munda 2005). In reality,
complex multifaceted decisions often have inter-attribute relationships such as
conditional relevance (dependencies among attributes change in relevance due to the
presence or absence of other attributes) and conceptual interaction (the relative
importance of attributes changes depending on the values of other attributes; see Witlox
et al. 2009).
At the other extreme, we could alternatively assume that indicators across social,
economic and environmental dimensions are strictly non-compensatory: they cannot be
substituted in any precise manner. A weighted product (WP) aggregation assumes non-
compensatory relationships among indicators since poor performance in one indicator
cannot be compensated by good performance in another (Ebert and Welsch 2004; Zhou
and Ang 2008):
(2)
where defines the distance metric. Specifying the distance metric determines
the trade-off relationships among the indicators. If WDI is equivalent to SAW. If
, WDI is a non-linear aggregation of the individual indicators. As ,
meaning that the entities are compared by their poorest performance
across all indicators. The distance metric could be included as a parameter in the decision
process: e.g., one could plot CI behavior as a function of p as well as drill-down and
explore solutions for some parameter settings to support group consensus on the
appropriate trade-off relationships to embody in the CI (Diaz-Balteiro and Romero 2004;
Zeleny 1982; Zhou and Ang 2008; Zhou et al. 2006).
OWA is a set of aggregation operators that also allow a high degree of flexibility
(Yager 1988). OWA involves SAW-like aggregation, but with weighted indicators
ordered by value and additional weights reflecting their position in this sequence:
(4)
Figure 4: MAMCA overall results across all stakeholders (Witlox et al. 2010)
5. Conclusion
New emphases on livability and sustainability are creating demands for measuring and
applying these concepts in transportation planning. These are complex, multidimensional
concepts that require careful measurement if they to be applied appropriately in plan
evaluation and benchmarking. This paper provided a framework for constructing and
applying quantitative livability indicators. We critically reviewed principles of
constructing indicators to describe multidimensional concepts such as livability,
including multicriteria analysis (MCA) methods for deriving appropriate attributes and
their relative importance. We focused on the construction of synoptic composite
indicators (CI), although many of the principles can also be applied to individual
indicators and indicator sets. We also discussed methods for customizing indicators to
capture local context; this includes multi-actor multi-criteria (MAMCA) methods for
explicitly maintaining diverse stakeholder perspectives into indicator construction and
spatial analytic tools for modeling key geographic entities and relationships involved in
transportation. We also discussed spatial decision support systems and the Geodesign
concept for organizing tools and technologies for supporting the construction and
application of indicators in transportation planning.
A direction for further research is empirical experience with MAMCA methods
and the Geodesign process in the indicator construction and application processes, as well
as tight integration of MAMCA methods into the Geodesign process. The Geodesign
process has generated a great deal of attention, including a major conference
(www.geodesignsummit.com) but empirical applications and evaluations are few so far.
Despite this lack of experience, these methods are promising: MAMCA and Geodesign
harmonize with calls a more inclusive planning process to address equity and social
sustainability issues, as well as gain legitimacy for the process (Boschmann and Kwan
2008; Deka 2004; Martens 2006; NRC 2002). The methods also have potential to
address disconnections between planning at different scales (such as neighborhood,
metropolitan and regional scales) by coupling sketch plans and models at different scales
and facilitating scenario modeling with these linked representations and plans (Abukhater
and Walker 2010).
Another, longer-term research topic concerns developing dynamic indicator
construction and analysis methods. The ability to capture, store and process data about
transportation systems on an ongoing basis are also increasing, including real-time data
feeds and volunteer geographic information from citizen-sensors (Goodchild 2007).
Tracking changes in an indicator over time can provide new insights, benchmark existing
policies and suggest new policy remedies (Norman 2010). Connecting livability or
sustainability indicators with dynamic data updating and real-time data feeds is a natural
progression. It is possible that we can learn something new about complex concepts such
as livability and sustainability when we see these indicators vary with respect to their
natural dynamics rather than at artificial snapshots in time. The dynamic behavior of
indicators may also suggest new policy and planning interventions, as well as provide
new ways to benchmark the effectiveness of implemented policies and plans. This will
require new advances not only in the cyberinfrastructure for managing these data flows
but also in capabilities for exploring and analyzing multiscale spatial and temporal
patterns. Finer-grained updating of livability and sustainability data may also suggest
more dynamic updating of the indicators, weights and aggregation methods to reflect
changing reality as well as the accumulation of knowledge and insight that hopefully will
occur from these new methods and decision strategies.
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