4 SCRA 1 - Political Law - Appointing Power - Midnight Appointments
4 SCRA 1 - Political Law - Appointing Power - Midnight Appointments
FACTS:
A meeting was held on March 9, 1998 by the Judicial and Bar Council to discuss
the constitutionality of appointments to the Court of Appeals (CA) in light of the
forthcoming 1998 Presidential elections. Senior Associate Justice Florenz
Regalado, Consultant of the Council and Member of the 1986 Constitutional
Commission, was in the position that election ban had no application to the CA
based on the Commissions records. This hypothesis was then submitted to the
President for consideration together with the Councils nominations for 8
vacancies in the CA.
The Chief Justice (CJ) received on April 6, 1998, an official communication from
the Executive Secretary transmitting the appointments of 8 Associate Justices of
CA duly signed on March 11, 1998 (day immediately before the commencement
of the ban on appointments), which implies that the Presidents Office did not
agree with the hypothesis.
The President, addressed to the JBC, requested on May 4, 1998 the transmission
of the list of final nominees for the vacancy in view of the 90 days imposed by
the Constitution (from Feb 13, date present vacancy occurred). In behalf of the
JBC, CJ sent the reply on May 6 that no session has been scheduled after the
May elections for the reason that they apparently did not share the same view
(hypothesis) proposed by the JBC shown by the uniformly dated March 11, 1998
appointments. However, it appeared that the Justice Secretary and the other
members of the Council took action without waiting for the CJ reply. This
prompted CJ to call for a meeting on May 7. On this day, CJ received a letter
from the President in reply of the May 6 letter where the President expressed his
view that Article 7 Sec 15 only applied to executive appointments, the whole
article being entitled EXECUTIVE DEPT. He posited that appointments in the
Judiciary have special and specific provisions, as follows:
Article 8 Sec 4
"The Supreme Court shall be composed of a Chief Justice and
fourteen Associate Justices. It may sit en banc or in its discretion, in
divisions of three, five, or seven Members. Any vacancy shall be filled
within ninety days from the occurrence thereof."
Article 8 Sec 9
"The Members of the Supreme Court and judges in lower courts shall
be appointed by the President from the list of at least three nominees
prepared by the Judicial and Bar Council for every vacancy. Such
appointments need no confirmation.
In construing Article 7 and 8: when there are no presidential election, Art8 shall
apply where vacancies in SC shall be filled within 90 days otherwise prohibition
in Art7 must be considered where the President shall not make any
appointments. According to Fr. Bernas, the reason for prohibition is in order not
to tie the hands of the incoming Pres through midnight appointments.
ISSUE:
WON the President can fill vacancies in the judiciary pursuant to Article 8 Sec 4
and 9, during the appointment ban period stated in Article 7 Sec 15.
HELD:
Article 8 Sec 4 and 9 simply mean that the President is required to fill vacancies
in the courts within the time frames provided therein unless prohibited by Article7
Sec15. Thus, the President is neither required to make appointments to the courts
nor allowed to do so. Likewise, the prohibition on appointments comes into
effect only once every six years. The Court also pointed out that Article8 Sec4
and 9 should prevail over Article7 Sec15 as they may be considered later
expressions of the people when they adopted the Constitution.
In view of Valenzuelas oath taking, the authenticity of the letter of which was
not verified from the Office of the Court Administrator, SC reiterated the standing
practice and procedures in appointments to the Judiciary that originals of all
appointments are to be sent by the Office of the President to the Office of the
Chief Justice. The Clerk of Court of the SC, in the Chief Justices behalf, will
advice the appointee of their appointments as well as the date of
commencement of the pre-requisite orientation seminar to be conducted by
the Philippine Judicial Academy for new judges.
ARTURO M. DE CASTRO vs. JUDICIAL AND BAR COUNCIL (JBC) and PRESIDENT
GLORIA MACAPAGAL ARROYO
G.R. No. 191002, March 17, 2010
FACTS: The compulsory retirement of Chief Justice Reynato S. Puno by May 17,
2010 occurs just days after the coming presidential elections on May 10, 2010.
These cases trace their genesis to the controversy that has arisen from the
forthcoming compulsory retirement of Chief Justice Puno on May 17, 2010, or
seven days after the presidential election. Under Section 4(1), in relation to
Section 9, Article VIII, that vacancy shall be filled within ninety days from the
occurrence thereof from a list of at least three nominees prepared by the
Judicial and Bar Council for every vacancy. Also considering that Section 15,
Article VII (Executive Department) of the Constitution prohibits the President or
Acting President from making appointments within two months immediately
before the next presidential elections and up to the end of his term, except
temporary appointments to executive positions when continued vacancies
therein will prejudice public service or endanger public safety.
The JBC, in its en banc meeting of January 18, 2010, unanimously agreed to
start the process of filling up the position of Chief Justice.
Conformably with its existing practice, the JBC automatically considered for
the position of Chief Justice the five most senior of the Associate Justices of the
Court, namely: Associate Justice Antonio T. Carpio; Associate Justice Renato C.
Corona; Associate Justice Conchita Carpio Morales; Associate Justice
Presbitero J. Velasco, Jr.; and Associate Justice Antonio Eduardo B. Nachura.
However, the last two declined their nomination through letters dated January
18, 2010 and January 25, 2010, respectively.
The OSG contends that the incumbent President may appoint the next Chief
Justice, because the prohibition under Section 15, Article VII of the Constitution
does not apply to appointments in the Supreme Court. It argues that any
vacancy in the Supreme Court must be filled within 90 days from its
occurrence, pursuant to Section 4(1), Article VIII of the Constitution; that had
the framers intended the prohibition to apply to Supreme Court appointments,
they could have easily expressly stated so in the Constitution, which explains
why the prohibition found in Article VII (Executive Department) was not written
in Article VIII (Judicial Department); and that the framers also incorporated in
Article VIII ample restrictions or limitations on the Presidents power to appoint
members of the Supreme Court to ensure its independence from political
vicissitudes and its insulation from political pressures, such as stringent
qualifications for the positions, the establishment of the JBC, the specified
period within which the President shall appoint a Supreme Court Justice.
A part of the question to be reviewed by the Court is whether the JBC properly
initiated the process, there being an insistence from some of the oppositors-
intervenors that the JBC could only do so once the vacancy has occurred (that
is, after May 17, 2010). Another part is, of course, whether the JBC may resume
its process until the short list is prepared, in view of the provision of Section 4(1),
Article VIII, which unqualifiedly requires the President to appoint one from the
short list to fill the vacancy in the Supreme Court (be it the Chief Justice or an
Associate Justice) within 90 days from the occurrence of the vacancy.
ISSUE: Whether the incumbent President can appoint the successor of Chief
Justice Puno upon his retirement.
HELD:
Prohibition under Section 15, Article VII does not apply to appointments to fill a
vacancy in the Supreme Court or to other appointments to the Judiciary.
The other, Section 4 (1), Article VIII (Judicial Department), states: Section 4. (1).
The Supreme Court shall be composed of a Chief Justice and fourteen
Associate Justices. It may sit en banc or in its discretion, in division of three, five,
or seven Members. Any vacancy shall be filled within ninety days from the
occurrence thereof.
Had the framers intended to extend the prohibition contained in Section 15,
Article VII to the appointment of Members of the Supreme Court, they could
have explicitly done so. They could not have ignored the meticulous ordering
of the provisions. They would have easily and surely written the prohibition
made explicit in Section 15, Article VII as being equally applicable to the
appointment of Members of the Supreme Court in Article VIII itself, most likely in
Section 4 (1), Article VIII. That such specification was not done only reveals that
the prohibition against the President or Acting President making appointments
within two months before the next presidential elections and up to the end of
the Presidents or Acting Presidents term does not refer to the Members of the
Supreme Court.
Had the framers intended to extend the prohibition contained in Section 15,
Article VII to the appointment of Members of the Supreme Court, they could
have explicitly done so. They could not have ignored the meticulous ordering
of the provisions. They would have easily and surely written the prohibition
made explicit in Section 15, Article VII as being equally applicable to the
appointment of Members of the Supreme Court in Article VIII itself, most likely in
Section 4 (1), Article VIII. That such specification was not done only reveals that
the prohibition against the President or Acting President making appointments
within two months before the next presidential elections and up to the end of
the Presidents or Acting Presidents term does not refer to the Members of the
Supreme Court.
Section 14, Section 15, and Section 16 are obviously of the same character, in
that they affect the power of the President to appoint. The fact that Section 14
and Section 16 refer only to appointments within the Executive Department
renders conclusive that Section 15 also applies only to the Executive
Department. This conclusion is consistent with the rule that every part of the
statute must be interpreted with reference to the context, i.e. that every part
must be considered together with the other parts, and kept subservient to the
general intent of the whole enactment. It is absurd to assume that the framers
deliberately situated Section 15 between Section 14 and Section 16, if they
intended Section 15 to cover all kinds of presidential appointments. If that was
their intention in respect of appointments to the Judiciary, the framers, if only to
be clear, would have easily and surely inserted a similar prohibition in Article
VIII, most likely within Section 4 (1) thereof
Appointments in an Acting
Ad Interim Appointments
Capacity
It is a permanent
appointment because it
takes effect immediately Acting appointments are
and can no longer be a way of temporarily filling
withdrawn by the President important offices but, if
once the appointee has abused, they can also be
Description
qualified into office. The fact a way of circumventing
that it is subject to the need for confirmation
confirmation by the COA by the Commission on
does not alter its permanent Appointments.
character (Matibag vs
Benipayo)
When Upon Acceptance by Upon Acceptance by
Effective Appointee Appointee
Submitted
Yes No
to the COA
208 SCRA 254 Political Law Appointment List of Appointees Requiring COA
Confirmation Cannot Be Expanded by Law
In 1989, Republic Act No. 6715 was passed. This law amended PD 442 or the Labor
Code. RA 6715 provides that the Chairman, the Division Presiding Commissioners
and other Commissioners [of the NLRC] shall all be appointed by the President,
subject to confirmation by the Commission on Appointments (COA).
Pursuant to the said law, President Corazon Aquino appointed Bartolome Carale
et al as the Chairman and the Commissioners respectively of the NLRC. The
appointments were however not submitted to the CoA for its confirmation. Peter
John Calderon questioned the appointment saying that without the
confirmation by the CoA, such an appointment is in violation of RA 6715.
Calderon insisted that RA 6715 should be followed as he asserted that RA 6715 is
not an encroachment on the appointing power of the executive contained in
Sec. 16, Art. 7, of the Constitution, as Congress may, by law, require confirmation
by the Commission on Appointments of other officers appointed by the President
in addition to those mentioned in the first sentence of Sec. 16 of Article 7 of the
Constitution.
ISSUE: Whether or not Congress may, by law, expand the list of public officers
required to be confirmed by the Commission on Appointment as listed in the
Constitution.
HELD: No. Under the provisions of the 1987 Constitution, there are four (4) groups
of officers whom the President shall appoint. These four (4) groups are:
First, the heads of the executive departments, ambassadors, other public
ministers and consuls, officers of the armed forces from the rank of colonel or
naval captain, and other officers whose appointments are vested in him in this
Constitution;
Second, all other officers of the Government whose appointments are not
otherwise provided for by law;
Third, those whom the President may be authorized by law to appoint;
Fourth, officers lower in rank whose appointments the Congress may by law vest
in the President alone.
The Supreme Court agreed with the Solicitor General: confirmation by the CoA
is required exclusively for the heads of executive departments, ambassadors,
public ministers, consuls, officers of the armed forces from the rank of colonel or
naval captain, and other officers whose appointments are vested in the
President by the Constitution, such as the members of the various Constitutional
Commissions (first group). With respect to the other officers (second to fourth
group) whose appointments are not otherwise provided for by the law and to
those whom the President may be authorized by law to appoint, no confirmation
by the Commission on Appointments is required.
Had it been the intention to allow Congress to expand the list of officers whose
appointments must be confirmed by the Commission on Appointments, the
Constitution would have said so by adding the phrase and other officers
required by law at the end of the first sentence, or the phrase, with the consent
of the Commission on Appointments at the end of the second sentence.
Evidently, our Constitution has significantly omitted to provide for such additions.
This jurisprudence established the following in interpreting Sec 16, Art 7 of the
Constitution
1. Confirmation by the Commission on Appointments is required only for
presidential appointees mentioned in the first sentence of Section 16, Article VII,
including, those officers whose appointments are expressly vested by the
Constitution itself in the president (like sectoral representatives to Congress and
members of the constitutional commissions of Audit, Civil Service and Election).
2. Confirmation is not required when the President appoints other government
officers whose appointments are not otherwise provided for by law or those
officers whom he may be authorized by law to appoint (like the Chairman and
Members of the Commission on Human Rights). Also, as observed in Mison, when
Congress creates inferior offices but omits to provide for appointment thereto, or
provides in an unconstitutional manner for such appointments, the officers are
considered as among those whose appointments are not otherwise provided for
by law.
232 SCRA 553 Political Law Appointments Congress Cant Expand the
Appointing Power of the President
Gabriel Singson was appointed as the Governor of the Bangko Sentral ng
Pilipinas by then president Fidel Ramos. Jesus Armando Tarrosa, as a taxpayer,
opposed the said appointment and he argued that Singson cannot perform
such position without confirmation by the Commission on Appointments. Tarrosa
invoked Section 6 of Republic Act No. 7653 which provides that the Governor of
the BSP if appointed is subject to the confirmation of the COA.
ISSUE: Whether or not the Governor of the BSP is subject to COAs confirmation.
HELD: No. The Supreme Court ruled that Congress exceeded its legislative
powers in requiring the confirmation by the COA of the appointment of the
Governor of the BSP. An appointment to the said position is not among the
appointments which have to be confirmed by the COA cited in Section 16 of
Article 7 of the Constitution. Congress cannot by law expand the confirmation
powers of the Commission on Appointments and require confirmation of
appointment of other government officials not expressly mentioned in the first
sentence of Section 16 of Article 7 of the Constitution.