An Arabic Report About Supernova SN 1006 by Ibn S In A (Avicenna)
An Arabic Report About Supernova SN 1006 by Ibn S In A (Avicenna)
1 Introduction: Supernova 1006 brightness would then be −7.5 ± 0.4 mag (Winkler et al.
2003).
SN 1006 was observed by the Yemeni observer(s)
Historic observations of supernovae (SN) are important to
around Apr 17/18 (Rada & Neuhäuser 2015), by c Alı̄ ibn
understand SNe, neutron stars, and SN remnants (SNR):
Rid.wān since Apr 30 (Goldstein 1965; SG02), and in China
Historic reports can deliver the date of the observation
and Japan since the end of April or early May (SG02). The
(hence, the age of the SNR and, if existing, of the neutron
positional information by c Alı̄ ibn Rid.wān (ecliptic longi-
star) together with a light curve (hence, possibly the SN
tude range) led to the identification of the SNR (together
type), sometimes the colour and its evolution, and the po-
with the right ascension range from the Chinese and the dec-
sition of the SN, which is needed to identify the SNR and,
lination limit from St. Gallen), see Stephenson et al. (1977)
if existing, the neutron star and/or pulsar wind nebula. Such
and SG02. Several Arabic observers noted stationarity. The
historic observations have been used very successfully for
report of Ibn Abı̄ Zarc (died in or after AD 1326) from a Mo-
SNe 1006 (from Eastern Asia, Arabia, and Europe), 1054
roccon source about SN 1006 (Goldstein 1965) – based on
(from Eastern Asia and Arabia), 1181 (only from Eastern
the edition of the Arabic and Latin text by Tornberg (1843)
Asia), and SNe 1572 and 1604 (from Eastern Asia and Eu-
– is the only source possibly mentioning a day-time obser-
rope), plus a few more SNe from the 1st millennium AD
vation: Its appearance was before sunset ... (SG02).
(see Stephenson & Green 2002, henceforth SG02, and ref-
erences therein). While the Arabic report about SN 1054 The following Arabic terms were used for historic ob-
merely confirms a bright new star in Gemini/Taurus around servations of SNe:
AD 1054, the Arabic reports about SN 1006 present a lot of – kawkab, which means star or planet, or more generally
detailed information (Goldstein 1965; Cook 1999; SG02; celestial object, used e.g. for SN 1006 by Ibn al-Jawzı̄,
Rada & Neuhäuser 2015). Ibn al-Athı̄r, and Ibn Abı̄ Zarc (Goldstein 1965),
– najm, which means just star, e.g. SN 1006 by al-Yamānı̄
According to historic observations and follow-up obser- and Ibn al-Daybac (Rada & Neuhäuser 2015),
vations, SN 1006 and its SNR G327.6+14.6 have a distance – nayzak, which can mean a comet or new star, e.g. SN
of 2.18 ± 0.08 kpc with very small extinction (Winkler et al. 1006 by c Alı̄ ibn Rid.wān and Ibn Abı̄ Zarc (Goldstein
2003); several arguments speak for a SN type Ia explosion 1965), but also something like spectacle or transient ce-
(see Schaefer 1996); for a SN type Ia, the peak apparent lestial event,
– athar, which means trace, but which was also used for
? Corresponding author: e-mail: rne@astro.uni-jena.de SN 1006 and SN 1054, and
c 2011 WILEY-VCH Verlag GmbH & Co. KGaA, Weinheim
790 Neuhäuser et al.: SN 1006 by Ibn Sı̄nā
– kawkab atharı̄ as spectacular star for SN 1054 by Ibn We would like to remark how this short text (Fig. 1)
Abı̄ Us.aybic a (Brecher et al. 1978). about what is most certainly SN 1006 was found: In his re-
If the observed object is classified just as some kind of view of Sezgin (1979), Goldstein (1982) reported that he
star, but the duration of appearance is limited (to e.g. a few (Goldstein) was told by A.I. Sabra that there is a mention of
months), the object can be identified as transient. The class SN 1006 in Ibn Sı̄nā’s Kitāb al-Shifā’:
of transient celestial objects is often characterized by fur- Professor A.I. Sabra informs me that a passage
ther details, whether e.g. star-like, stationary, and/or with in Avicenna’s Meteorology also mentions the super-
or without tail, which then classifies it as, e.g., nova, SN, nova of 1006.
or comet. See Kunitzsch (1995) for a review of the Arabic We present here the Arabic text from the edition of
words used for stars and transient celestial objects. Madkūr et al. (1965), page 73, lines 12 to 17 (see Fig. 1):
In their text book on historic SNe, Stephenson & Green
(2002) write in the chapter on Future Prospects: (line 12) fa-yac rid.u li-dhālika an yabqā
iltihābuhā wa-ishtic āluhā
In our view Arab writings have real potential as (line 13) muddatan .tawı̄la immā c alā s.ūrat dhu’āba
sources of further records of this SN [1006] – and aw dhanab, wa-aktharuhu shamālı̄ wa-qad yakūnu
possibly of that of AD 1054. janūbı̄yan, wa-immā c alā
Indeed, we present here such a new record of SN 1006. (line 14) s.ūrat kawkab min al-kawākib, ka-lladhı̄
We present the Arabic text and our English translation z.ahara fı̄ sanat sabc wa-tisc ı̄n wa-thalāth-mi’a
in Sect. 2. Then, in Sect. 3, we date the observation and li-l-hijra,
interpret the text. We summarize our findings in Sect. 4. (line 15) fa-baqiya qarı̄ban min thalāthat ashhur
yalt.ufu wa-yalt.ufu h.attā id.mah.alla, wa-kāna fı̄
ibtidā’ihi ilā l-sawād
2 Ibn Sı̄nā and his report about SN 1006
(line 16) wa-l-khud.ra, thumma jac ala kull waqt
Abū c Alı̄ al-H.usain b. c Abdallāh b. Sı̄nā (short Ibn Sı̄nā, yarmı̄ bi-l-sharar wa-yazdādu bayād.an wa-yalt.ufu
Lat. Avicenna) was a Persian polymath1 and lived from AD h.attā id.mah.alla, wa-qad
980-1037; he wrote books about theology, medicine, and (line 17) yakūnu c alā s.ūrat lih.ya, aw s.ūrat h.ayawān
natural sciences including astronomy; Ibn Sı̄nā follows in lahu qurūn, wa-c alā sā’ir al-s.uwar.
most topics Aristotle and Ptolemy, but also tried to improve Our English translation is as follows (words in round
on the quality and quantity of celestial measurements (see, brackets are missing in one or some manuscripts, square
e.g., Sezgin 1978). He invented the Jacob’s staff or cross brackets are our additions):
staff (Lat.: Baculus Jacobi) for precise altitude measure- It therefore happens that the burning and flaming
ments (Wiedemann 1927), later replaced by the sextant. In stays for a (long) while, either in form of a lock of
his works on the Almagest and in al-Shifā’, Ibn Sı̄nā de- hair or with a tail [i.e. in form of a comet], mostly in
scribes some of his own observations, including what he in- the north, but sometimes also in the south, or in form
terpreted as Venus transit,2 which was either a sunspot or the of a star among the stars [kawkab min al-kawākib]
Venus transit of AD 1032 May 24 (Goldstein 1969; Kapoor – like the one which appeared in the year 397(h).
2013). It remained for close to three months [qarı̄ban min
Ibn Sı̄nā’s encyclopaedic book entitled Kitāb al-Shifā’ thalāthat ashhur] getting fainter and fainter until it
(Book of Healing) is his major work on philosophy, written disappeared; at the beginning it was towards a dark-
from about AD 1013 to 1023; a nearly complete manuscript ness and greenness, then it began to throw out sparks
is located in the Bodleian Library, UK; a critical edition of [yarmı̄ bi-l-sharar] all the time, and then it became
the Arabic text has been published by Madkūr et al. (1965), more and more whitish and then became fainter and
which we have used for our work (see Fig. 1). In that work, disappeared. It can also have the form of a beard or
Ibn Sı̄nā discussed Aristotelian philosophy including natu- of an animal with horns or of other figures.
ral sciences. During the discussion of Aristotle’s Meteorol-
In the relevant chapter 5 of al-Shifā’, Ibn Sı̄nā discussed
ogy about transient celestial phenomena in the fifth volume,
the Meteorology of Aristotle. Following Aristotle, Ibn Sı̄nā
he mentioned a new star seen in 397h (AD 1006-1007).
explains that most atmospheric optical phenomena and in
1 Even though he was a Persian scholar, we think that it is correct to particular those connected with humid air would be due to
speak here of an Arabic report about SN 1006, because the transmitted text wet anathymiasis (evaporation), while all phenomena con-
itself is written in Arabic.
2 In book IX of his Almagest and very similar in the astronomy chapter nected with thunder, blizzard, wind as well as meteors and
of al-Shifā’: I say (that) I saw (myself) Venus as/like a black dot (spot) on comets (maybe including other transient celestial objects)
the surface/disc of the sun, given without date (Goldstein 1969; Kapoor would be due to dry anathymiasis. In the first sentence of
2013); this is confirmed by two later authors, namely by Nas.ı̄r al-Dı̄n al- the short quotation above, Ibn Sı̄nā obviously talks about
T.ūsı̄ (al Shaikh Abū c Alı̄ b. Sı̄nā mentions in his books that he had seen
what we today call comets (form of a lock of hair or with
Venus as a spot on the surface of the sun) and by Yahuda b. Solomon Ko-
hen (Avicenna saw Venus appearing like a spot in the midst of the sun) a tail). After describing the transient star of 397h, he con-
(Goldstein 1969). tinues to talk about other transient objects including what
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Astron. Nachr. / AN (2011) 791
Fig. 1 Here we show the Arabic text from the report of SN 1006 of Ibn Sı̄nā in al-Shifā’ from the Arabic edition by
Madkūr et al. (1965), page 73. The relevant text starts in the middle of the second line from the top and ends almost at
the (leftmost) end of the 3rd-to-last line from the bottom of the main text. The writing in the left margin is the Arabic line
number 15. The 4th line (line 14) reads (starting from the right) for the 2nd to 4th word kawkab min al-kawākib, i.e. a star
among the stars, and at the end of that line it specifies the year (the leftmost word is hijra). The lines at the bottom indicate
variant readings in different manuscripts, none of which change the content and meaning of the relevant text about the new
star: the words for long and hijra are missing in one or two manuscripts.
we call comets (it can also have the form of a beard ...). He menistan) at 37◦ 400 north to Kāth (now Uzbekistan) at
says that such an object stays for a (long) while, i.e. that it 41◦ 410 north, the ancient capital of the province of Kho-
is transient. That the new star among the stars is discussed rasan south of the Aral lake, which is now called Beruni in
together with what we call comets is not surprising, as both honor or the Arabic scholar al-Bı̄rūnı̄, who was born here.
refer to variable phenomena placed in the sub-lunar sphere. Ibn Sı̄nā left Kāth in AD 1012. Hence, if Ibn Sı̄nā was an
In other words, the term comet was in former times used for eyewitness of the new star in AD 1006/7, he would have ob-
several kinds of transient objects including what we today served it most likely from a location as far north as 36◦ 130 to
call comets, novae, and supernovae. 41◦ 410 , probably the latter. The text does not unfold whether
Since Ibn Sı̄nā could have been an eyewitness of SN Ibn Sı̄nā was the observer himself.
1006, let us consider where he was living, when SN 1006
was visible: Ibn Sı̄nā left Bukhara (now Uzbekistan) be-
tween AD 999 and 1005 and went via Nishapur (Iran) at a
geographic latitude of 36◦ 130 north and Merv (now Turk-
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792 Neuhäuser et al.: SN 1006 by Ibn Sı̄nā
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Astron. Nachr. / AN (2011) 793
Sı̄nā specified that the object was visible for close to three 37◦ 400 north, or Kāth 41◦ 410 north, probably the latter), he
months, which is quite consistent with the Arabic observers, could not observe SN 1006 for a long period (if he was the
who detected the object in April or May and monitored it for observer himself at all): His likely location Kāth has a sim-
typically two to four months. ilar geographic latitude as Naples, Italy (41◦ north), from
where a new star is related to a 3 month period: A very bril-
3.2 Stationarity, appearance, direction, duration, liant star shone, and a large drought happened for three
lightcurve, colour, and brightness months (SG02 from the Annales Beneventani). St. Gallen is
even further north at 47◦ 250 , and surrounded by high moun-
We can now discuss the other information content from Ibn tains, where the new star was also seen for 3 months (SG02).
Sı̄nā and compare it to other observers. As for the observer(s) in Naples, Ibn Sı̄nā could have ob-
Taillessness (and/or stationarity). With the wording in served SN 1006 only until about the end of July (if he ob-
form of a star among the stars, Ibn Sı̄nā probably means served only after sunset): On 1006 Jul 31, SN 1006 would
that the transient new object was tail-less – in contrast to the have been at an altitude of about 5◦ 300 above the horizon at
more common transient objects, comets with tails (if form of sunset with an apparent magnitude of about −1 mag. (We
a lock of hair/beard), which move relative to the stars. The also take into account that the southern horizon is quite flat
wording a star among the stars may also or alternatively as seen from Kāth/Beruni towards the south: Kāth/Beruni
mean stationarity. Other Arabic records mentioned the sta- is located at today’s border of Uzbekistan to Turkmenistan
tionarity: c Alı̄ ibn Rid.wān (It remained where it was and and the latter has almost no high mountains, in particular not
it moved daily with its zodiacal sign), Ibn al-Jawzı̄ wrote ... south of Kāth/Beruni.) Hence, the observer (whose report is
and it remained fixed ... (Goldstein 1965; SG02), and maybe transmitted by Ibn Sı̄nā) could have observed SN 1006 in
also al-Yamānı̄ and Ibn al-Daybac (remained unchanged). May, June, and July (not later, but possibly earlier in April).
Direction. Even though SN 1006 indeed appeared in the He may have observed (part of) the rise, the peak, the de-
far south as seen from Arabia or Persia for Ibn Sı̄nā, we can- crease, and even the heliacal setting of SN 1006. The fact
not conclude on the direction from his text. Even when he that Ibn Sı̄nā reports to have seen the new star for close to
says that [comets appear] mostly in the north, but sometimes three months (probably May, June, July) is fully consistent
also in the south, or in form of a star among the stars like with the other Arabic reports.5
the one which appeared in the year 397h, he may just quote Light curve. Ibn Sı̄nā also describes that the new
Aristotle for (normal) comets (or, more generally, transient star decreased in brightness before it disappeared (getting
celestial objects) to appear in both the north and the south, fainter and fainter until it disappeared and later and then
before then starting to discuss the new star of AD 1006. became fainter and disappeared), as do the Yemeni authors:
Duration. The duration of visibility given (qarı̄ban min Al-Yamānı̄ (In the night of mid-Ramad.ān, its light started
thalāthat ashhur for close to three months) can mean a little to decrease and gradually faded away) and similarly Ibn al-
less or a little more than three months, and it is consistent Daybac (its light diminished and it gradually faded away).
with most other observers: c Alı̄ ibn Rid.wān (four months), The connection of a gradual decrease in brightness with dis-
Ibn al-Jawzı̄ and Ibn al-Athı̄r (beginning of Shac bān ... until appearance by Ibn Sı̄nā could well mean the process of he-
the middle of Dhū al-Qac dah, i.e. 3.5 months), Moroccan liacal setting. Because SN 1006 was observed by some ob-
report (This star stayed for six months), Yah.yā ibn Sac ı̄d al- servers even after conjunction with the Sun since the end of
Ant.ākı̄ (it continued four months, Cook 1999), al-Yamānı̄ AD 1006, it is less likely that SN 1006 was not observable
(On the night of mid-Rajab in the year 396h, a star appeared any more due to intrinsic faintness before heliacal setting.
... In the night of mid-Ramad.ān, its light started to decrease The Arabic word fa-baqiya in the text by Ibn Sı̄nā was trans-
and gradually faded away, i.e. more than two months), and lated here as It remained (for close to three months), which
similarly Ibn al-Daybac (on the night of mid-Rajab a star probably does not mean It remained (fixed at its location),
like Venus appeared ... It remained unchanged until the but rather in a temporal sense (that it was seen for close
night of mid-Ramad.ān, i.e. not less than two months). In to three months), or possibly that it remained (somewhat
particular if Ibn Sı̄nā (or his source) observed SN 1006 since constant in brightness); also, stationarity may have been al-
about late April or early May 1006, and then for close to ready mentioned by Ibn Sı̄nā in his previous sentence (a star
three months, then he could have observed until heliacal set- among the stars).
ting for his location. Colour. The colour and its evolution is mentioned: at
Given that Ibn Sı̄nā was located quite far north in AD the beginning it was towards a darkness and greenness, then
1006, see Sect. 2, (either in Nishapur 36◦ 130 north or Merv it began to throw out sparks [yarmı̄ bi-l-sharar], and then it
became more and more whitish .... This part of the text may
pertaining to SN 1006, could either confirm the long visibility period and be more difficult to understand. What we translated as dark-
strong brightness (until July) or might be mis-dated (first appearance was
April/May instead of July as given here). The wording it broke up into three 5 For the observer in St. Gallen, the situation was even worse: he could
parts and disappeared might be understandable as effect of strong scintil- observe SN 1006 only until July 10 at most given his even more northern
lation at very low altitude, possibly around heliacal setting. When the sun location and the high mountains towards his southern horizon; since he
was some 9 − 18◦ below the horizon, SN 1006 was clearly visible in the observed for three months, he must have seen SN 1006 for his first time
west (azimuth being 1.5 to 2.5h west of meridian). before May.
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794 Neuhäuser et al.: SN 1006 by Ibn Sı̄nā
ness could even mean blackness or possibly faintness, but then it gradually decreased in brightness (probably due to
black is almost impossible as colour for a celestial object; heliacal setting).
while the meaning of black as unfortunate was also known In general, Ibn Sı̄nā’s text is consistent with other Arabic
and used in Arabic, this interpretation is unlikely here, be- (and non-Arabic) records about SN 1006, the main addition
cause it is combined with greenness – and also because is the colour evolution and some terms, e.g. star among the
Ibn Sı̄nā is known to have opposed black magic, astrology stars and yarmı̄ bi-l-sharar for throw out sparks. Hence, the
etc. The wording darkness and greenness could mean faint report is independent.
green-to-yellow (at the beginning, i.e. before peak bright- When c Alı̄ ibn Rid.wān told us that other scholars from
ness). What is described as green in the sky is often yellow time to time have followed it [SN 1006] and came to a simi-
or yellowish-to-greenish, as yellow and green are very sim- lar conclusion (SG02), he may have meant Ibn Sı̄nā, among
ilar to each other. The Chinese have reported that the new others.
star was yellow (SG02). Ibn Sı̄nā continues with then it be-
Acknowledgements. We thank the Institut für Geschichte der
came more and more whitish. In this case, Ibn Sı̄nā would
Arabisch-Islamischen Wissenschaften, Frankfurt, where we could
report that the new star was first yellowish-to-greenish and use the extensive library with Ibn Sı̄nā’s al-Shifā’ in Arabic. We
then more and more whitish. also acknowledge Dagmar L. Neuhäuser for various important
While it is also not clear whether our translation of the comments.
colours shows the intended meaning or even whether the
transmitted text is somewhat corrupt in this part, his text
can be interpreted in a consistent way as follows:
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