Presentation On Electronic Voting Machine (EVM) & Voter Verifiable Paper Audit Trail (VVPAT)
Presentation On Electronic Voting Machine (EVM) & Voter Verifiable Paper Audit Trail (VVPAT)
1. History
2. Technical Expert Committee (TEC)
3. Technical Security
4. Administrative safeguards
5. Debate around EVMs- Explained
6. Aspersions Vs. Confidence
7. Past Judgements
8. Voter Verifiable Paper Audit Trail (VVPAT)
2
HISTORY OF EVM
40 YEARS
3
HISTORY OF EVM – 40 YEARS
6th August, 1980 Demonstration by ECI before the representatives of political parties
ECI held a meeting with the representatives of BEL, ECIL, the Ministry
29th July, 1981, of Law and Chief Electoral Officers of some state
December 1988 A new Section 61A was included in the Representation of the People Act 1951(The Supreme Court
upheld the validity of section 61A in 2001)
January 1990 Electoral Reforms Committee (ERC) formed by Government of India
April 1990 Technical Experts Committee recommended the use of EVMs
24th March, 1992 Necessary amendments to the Conduct of Elections Rules 1961 were notified by the Government
1998 A general consensus was reached on the use of EVMs for conducting Indian Elections
1999-2004 EVMs used in different state assembly elections
2004 - 2014 EVMs used in three consecutive elections to the Lok Sabha
14th August, 2013 The Conduct of Elections Rules 1961 were further amended and notified to provide for VVPATs
4th September, 2013 VVPAT was first used in a bye-election for 51-Noksen AC in Nagaland
8th October, 2013 Hon’ble Supreme Court directed the ECI to introduce the VVPAT in a phased manner
2013 – March 2017 Limited number of VVPATs introduced in phases by ECI except all 40 Assembly Constituencies of Goa.
May 2017 – present
VVPATs being used in all General/Bye-elections to Parliamentary and Assembly Constituencies
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TECHNICAL EXPERT
COMMITTEE (TEC)
INDEPENDENT EVALUATION
7
TEC- HISTORY
Recommended Latest
use of the EVMs reconstitution
unanimously
8
Past TECs
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PRESENT TEC COMPOSITION
Prof A K Aggarwala, 4
IIT Delhi
10
TECHNICAL
SECURITY
DESIGN, PROCESS, MANUFACTURING
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1. SECURED DESIGN FEATURES
Population
16
2. ALLOCATION & MOVEMENT
Secured Transportation
Planned Allocation
EVMs are allocated to poll going State ➢ Any Movement of EVMs/VVPATs mandatorily
by the Commission managed through EVM Management System
(EMS)
➢ Only Containerized Trucks or Sealed trucks
Received by District Election Officer used for Transportation
(DEO) who is personally responsible ➢ All Trucks sealed with Lock and Paper Seals
for secured storage ➢ GPS tracking mandatory
➢ All movement under 24X7 Police Escort
➢ Political parties informed in advance about
EVM Management Software for inventory the opening, stocking and sealing of
management of all EVMs nationwide. warehouses while shifting of EVMs/VVPATs
➢ Videography done of shifting process
17
3. FIRST LEVEL CHECKING (FLC)
The Process
Insert ballot paper in Mock Poll on Every
the Ballot Unit & Set Seal Ballot Unit EVM + 1000 vote on
Number of Candidates 5% EVMs
Security Measures
PS**1
1st Randomization 2nd Randomization
AC* 1 PS2
District
AC 2
PS(n)
*Assembly Constituency
** Polling Station
AC (n)
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RANDOMIZATION- THE FOUNDATION OF
EVM SECURITY
➢ Polling Agents
➢ Central Armed Police Force (CAPF),
Micro-Observers, Webcasting/CCTV
➢ Frequent visits (Sector Officers
/Senior officers/ Observers)
➢ 2 hourly reporting of votes polled
➢ Media
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8. POLL CLOSURE & TRANSPORTATION
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9. SECURE STORAGE IN
STRONGROOMS TILL COUNTING
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10. STORAGE & SECURITY
▪ Post Polling:
• Candidates allowed to put their own seals on locks.
• Two cordoned round-the-clock security for strong rooms having polled EVMs with
CCTV feed to Candidates Camping Area.
• The CAPF secures the innermost perimeter immediately outside the strong room and
the State Armed Police secures the outer perimeter.
• 24/7 security arrangement for unused EVMs/VVPATs also. 29
11. COUNTING DAY PROTOCOL
• Unique ID number of the CU & the signed seals are verified and
shown to the polling agents.
• EVMs & VVPATs are stored back in Strong Room in the presence
of candidates/their representatives till the completion of the
Election Petition period.
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ELECTION PETITION
PERIOD
REGISTERING COMPLAINT
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ELECTION PETITION (EP) PERIOD
Remaining EVMs and VVPATs not in EP are now free for re-use.
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DEBATE AROUND
EVMs-EXPLAINED!
CLARIFICATION OF ALL ISSUES
33
DEBATES AROUND EVM
Remotely
Vote
Altered
Hacked Stuffing
Control
EVM after Poll
Unit
Closure
Display Altered
software
Replaced code
International
Memory Microcon Comparison
Manipula troller or
tion Memory
chips
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NO POSSIBILITY OF EVM HACKING
In the case of ECI EVMs, the word ‘Hacking’ is not applicable for
following reasons:
➢ The EVM is a stand alone machine and is not connected to any
network through wire or wirelessly
➢ The Software (SW) in the OTP Microcontroller can neither be
read nor modified
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NO POSSIBILITY OF REMOTELY
ALTERED CU DISPLAY THROUGH
WIRELESS COMMUNICATION
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MEMORY MANIPULATION RULED OUT
Technical Security
• BUs and CUs communicate only amongst themselves and go into error
mode if connected to any other machine. Thus, any modified EVM (with
microcontroller /memory changed) would not be usable even if
someone is able to hypothetically bypass security arrangements and modify
EVM 38
TAMPERED SOURCE CODE “TROJAN”
RULED OUT
39
NO POSSIBILITY OF VOTE STUFFING
AFTER POLL CLOSURE
Administrative safeguards
• Poll closed by pressing the “CLOSE” button on the CU after last vote,
Representatives of candidates who are present signs on the seals
• EVM seals checked on counting day
What if CLOSE button not properly pressed and Votes Stuffed while
transporting?
• Poll Closure time recorded in the PO’s diary and any votes polled in the EVM after
this time can be identified due to time stamping of key presses
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DEFECTIVE VS
TAMPERED
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DEFECTIVE/NON-FUNCIONING VS
MANIPULATION/TAMPERED
Defective/Non-functioning Manipulation/Tampering
Dictionary meaning- ‘Failing to work or function properly’. Dictionary Meaning-'to interfere in an illegal & disruptive
manner or to make alterations or adjustments, especially
secretly so as to subvert an intended purpose or function'
EVMs/VVPATs being electronic gadgets, can become A tampered EVM must behave in a pre-defined and biased
defective due to a variety of reasons, including, inter alia, manner to favour a particular candidate and this partisan
ageing components, temperature, humidity conditions, behavior of the machine must be replicable/demonstrable.
breakage of plastic / moveable parts etc
Such defects or faults in EVMs are detected during First A tampered EVM must be able to hide the manipulations from
Level Check, EVM preparation process, mock poll before the the wide array of functionaries and processes for it to
start of actual poll and in very few cases during the poll. succeed .
All such defective EVMs are promptly removed from the No evidence of any incident of any EVM Tampering, ever,
election process and replaced with a fully functional EVM. has been produced.
No vitiation of poll process or votes possible. No wrong vote Only allegations, no substance!!!
is ever recorded even in a ‘defective’ EVM.
❖Only 1-2% EVMs become defective/non-functional during polls & replaced with fully functional Units. 42
❖However, No incident of EVM tampering ever found.
DEFECTIVE EVM PROTOCOL
Defective EVMs
EVMs that fail to function due to any mechanical, structural or physical
defect like faulty switches, broken button, faulty connections etc. However,
these NEVER record Wrong Vote.
• EVMs are checked for defects during FLC, candidate setting, before start of poll
and during poll.
• Serial Numbers and defects of these EVMs are noted and EVMs are sent to the
manufacturers for analysis and repair.
Electronic Counting
• 13 countries are using e-technology for counting of votes
• Argentina, Brazil, Venezuela, Dominican Republic, Lithuania, Bulgaria, Belgium,
Australia, South Korea, Philippines, Mongolia, Bhutan, Namibia.
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Country Specific Details
❖Currently, in the USA, the Direct Recording Machines (DRMs) are used in 27 states,
among which paper audit trails are used in 15 states. The other voting methods include:
Optical Scan Paper Ballot Systems, Ballot Marking Devices, and the Punch Card Ballot.
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Why Some Countries
Discontinued Electronic
Voting
47
ECI EVM Foreign EVM
Standalone Mostly networked
Manufactured in Premium PSUs Manufactured entirely by private entities
Verified and certified by an independent Technical No such robust and independent certification/
Experts Committee checks
Data is stored internally and not transferrable by Voting data recorded in the DRM is transferred by
any device means of Compact Disc (CD) etc
Full end to end security protocol and No such protocols, e.g. in Ireland
administrative safeguards for the use, storage,
transportation and tracking
Administrative and physical security as per legal No such legal framework, e.g. in Netherlands
framework across the country.
Voter verifiability and auditability of every vote Lack of such facility in the NEDAP machines- un-
cast Constitutional by German Supreme Court as lacked
public examinability 48
ASPERSIONS VS
CONFIDENCE
Between MAR-DEC 2017
49
BHIND FINDINGS
51
EVM CHALLENGE- 2017
• The credibility and integrity of ECI-EVMs has always remained perfectly intact and
unscathed. 52
Aspersions in the 5 State Assembly
Elections Nov-Dec 2018:
1. In Khurai (Madhya Pradesh) some reserve Violation of ECI instructions Returning Officer and
EVMs and VVPATs reached the strong for deposition of all Reserve Assistant Returning Officer
room 48 hours after the polling was EVMs/VVPATs on the same of Khurai were suspended.
completed. day
2. CCTV cameras and an LED display Due to power failure in the An additional LED screen,
installed outside the EVM strong room in area, the recording could not an inverter and a generator
Bhopal, MP did not function from 8.19 am be done. were installed in order to
to 9.35 am on 30th November, 2018- ensure continuous power
allegation of manipulations. supply
3. A Security personnel allegedly found using No manipulation in EVMs Sub-inspector of the 175th
Laptop outside EVM strong room in inside Strongroom possible by battalion of the BSF was
Bemetara district of Chhattisgarh. laptop outside the building. removed from duty
immediately. 53
Aspersions in the 5 State Assembly
Elections Nov-Dec 2018:
Allegation/Aspersion Fact Action Taken
4. A sector officer with Reserve EVM Sector Officer night halt at a private EVM taken out of election
at a private hotel owned by a hotel-Violation of ECI instruction. system. Sector Officer
candidate in MP However all seals were intact, and the suspended.
Reserve EVM not used.
5. 1 EVM was alleged to be found at a Sector Officer had gone to her house, EVM taken out of election
candidate’s residence in Pali, which was close to the candidate’s system. The Sector Officer
Rajasthan house. Violation of ECI Instructions. was suspended and the
However all seals were intact, and the Returning Officer, Pali was
Reserve EVM not used. transferred.
6. After the polling, 01 reserve EVM Fallen from the jeep while Two officials, one Patwari
was found lying unclaimed on the transporting. Violation of secure EVM and one Inspector were
Highway Number 27 near Mugawali transportation protocol. suspended. The said EVM
village in Baran district (Kishanganj was immediately seized
Assembly) in Rajasthan. and taken out of election 54
PAST JUDGEMENTS
55
JUDGEMENTS
57
Hon’ble Supreme Court: Dismissed Ballot
Paper Request
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High Court of Madhya Pradesh: Security and
storage protocol of EVMs by ECI endorsed
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VOTER VERIFIABLE
PAPER AUDIT TRAIL
(VVPAT)
60
VVPAT
• Voter Verifiable Paper Audit Trail is an independent system, attached with the
Electronic Voting Machines, that allows the voters to verify that their votes are
cast as intended.
• When a vote is cast, the elector shall be able to view through the transparent
window of the VVPAT, the printed paper slip showing the serial no, name and
the symbol of the candidate of his choice.
• The slip is visible through the VVPAT window after which it automatically gets cut
and falls in the sealed drop box of the VVPAT.
• Since the introduction of VVPATs, more than 18 crore voters have cast their votes
with full satisfaction & ONLY 1 (one) complaint recd u/r 49MA, which was also
FOUND TO BE FALSE.
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VVPAT RECOUNTING PROCESS
• After announcement of result any candidate/ his agent may apply in writing to the RO for
counting of paper slips of VVPAT under Rule 56D.
• The RO shall pass a speaking order on whether the slip counting to be allowed.
• Till date, in 16 (Sixteen) instances RO has allowed slip counting since 2017. All counts
matched.
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VVPAT RECOUNTING PROCESS
• Since June 2017, 100% VVPAT coverage with EVMs done in all General & Bye elections
to the Lok Sabha and State Assemblies- Goa (Feb 2017), Gujarat, HP, Nagaland,
Meghalaya, Tripura, Karnataka, Mizoram, MP, Rajasthan, Chhattisgarh and Telangana.
Only 1 complaint under 49MA, verified as per law, found incorrect & FIR lodged against
the complainant.
• So far, VVPAT slip count done in 1500 randomly selected PS and all these counts
matched.
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Why Going Back to Ballot not a Solution
1. Retrograde step in the era of Technology when all transactions are done
with technology.
3. Vote stuffing was very easy with Ballot papers, muscle power used to
rule.
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THANK YOU