Continuous Process Technology A Tool For
Continuous Process Technology A Tool For
www.rsc.org/greenchem
What are continuous reactors? coined by Hessel et al.,5 but also the rapid reaction interrog-
ation and optimisation that results from the small reaction
Flow, micro or meso reactors are all names given to devices or volumes employed.6 Facilitating the rapid transfer of processes
modules that facilitate the continuous performance of syn- from R&D to production, the technology has been shown to be
thetic reactions or transformations. Emergence of this techno- time and cost efficient.
logy into the mainstream has resulted from the ability to Efficiency: Due to enhanced heat and mass transfer, flow
design reactors in order to execute the process of interest, reactors have the potential to reduce the energy costs associ-
rather than the restrictive historical batch approach of con- ated with performing reactions at a production-scale.7 In
straining the reaction to fit within the vessel(s) available.1 The addition, the modular nature of the technology enables pro-
technology therefore allows tailoring of the reactor size, and duction volumes to be flexibly increased or decreased in order
the features contained within in it, to the process and the goal to meet the current material demands. Modularity also lends
of the investigation. This can be viewed as a deviation from the itself to the construction of process specific plants whilst
early stage ‘Lab on a Chip’ research, where miniaturisation of maintaining the ability to re-purpose the modules at the end
the total reaction system was key2 – here size is determined by of the compounds lifecycle.
the required performance. As such, the technology offers Quality: Owing to the ability determine the effect of para-
broad spectrum applicability from small-scale feasibility meter changes, such as feed quality, reaction time, reagent
assessment through to large-scale industrial production – ratio’s and reaction temperature at the research level, Compa-
enabling users to capitalise on the benefits of making the nies are able to develop robust manufacturing protocols – QbD
switch from batch to continuous processing irrespective of the (Quality by Design).8 Furthermore, flow processes can be
project stage that it is implemented i.e. R&D or production. readily monitored through the use of in-line analytics9
affording process control which enables specification changes
to be identified and resolved, with the affected material segre-
gated – reducing the proportion of material rejected compared
Why use flow reactors? to batch technologies.
The past decade has seen this technology transfer3 from a
Types of continuous flow reactors
niche academic application to an accepted industrial tech-
nique with proven advantages including: A wide range of reactor materials have been reported, with the
Safety: The small hold-up volume in such systems affords selection being based on the intended application. The user
unprecedented control over highly exothermic processes. Fur- must therefore consider the required chemical compatibility,10
thermore, with no headspace in such reactors there is no thermal range, pressure requirements and method of acti-
accumulation of highly unstable intermediates.4 vation (i.e. thermal, microwave,11 ultrasound,12 radio fre-
Speed: Speed relates not only to the ability to intensify pro- quency,13 photochemical14 and electrochemical15) when
cesses through the access of ‘novel process windows’, as selecting a reactor type. With this in mind, reported materials
of construction include polymers,16 silicon,17 glass,18 metals19
and ceramics.20 Furthermore, reactor type is also dependent
a
Chemtrix BV, Chemelot Innovation Park, Geleen, The Netherlands.
upon the process of interest and the goal of the investigation.
E-mail: c.wiles@chemtrix.com; http://www.chemtrix.com; Tel: +44 (0)1482 466459
b
InnoVenton:NMMU Institute for Chemical Technology, Nelson Mandela
For example, with respect to a lab-based assessment it can be
Metropolitan University, PO Box 77 000, Port Elizabeth, 6031, South Africa. sufficient to execute reactions is a simple tubular system.
E-mail: paul.watts@nmmu.ac.za; Tel: +27 (0) 41 504 3694 However if the goal of the development is to take a compound
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use of low boiling solvents and reagents at elevated tempera- obtaining the target tetrazoles in isolated yields ranging from
tures – facilitating product isolation. Furthermore, the tight 75 to 98% with reaction times of 5 to 15 min. Compared to
parameter control accessible in such systems means that it can analogous batch reactions, the authors commented that flow
be possible to selectively run reactions in the absence of reactor provided a significantly safer method for the large
formal protecting groups thus reducing the number of re- scale synthesis of tetrazoles as the liquid filled reactor had no
actions steps and purifications required to access synthetically headspace. In one example, 18.9 g of a tetrazole (89% yield)
important compounds. Additionally there is less risk associ- was synthesised in a 1 h continuous experiment. The authors
ated with process scale-up. These observations have multiple have subsequently utilised a flow reactor to investigate the
resource benefits, including more efficient use of time, cost decomposition of 5-benzhydryl-1H-tetrazole to diphenyl-
and materials; together with a reduction in waste generated.21 methane, employing a reaction temperature of 220 °C and a
That said, in a recent survey of 50 European Companies residence time of 10 min.
(69% in France), Pichon22 of MEPI (la Maison Européenne des Looking further into the synthesis of hazardous reagents
Procédés Innovants) reported that the primary reason for and intermediates, several research groups have evaluated the
choosing to implement or investigate flow processing was formation and reaction of azides under flow conditions,26 with
safety, closely followed by competitiveness and product the group of Seeberger assessing the thermolysis27 or photo-
quality – this is not unsurprising as the cost benefits of these lysis28 of aryl azides as a means of accessing efficient and safe
metrics can be readily determined. Interestingly, the ecological techniques for utilising these energetic transformations. In
impact of processes was ranked as a ‘nice to have’ but not the former case, the authors employed a stainless steel tube
found to currently be a decision maker – a feature that is sure reactor (volume = 2 ml; Vapourtec R series) for the high temp-
to change over the coming years. erature (180 to 220 °C) synthesis of indoles from a series of
In our previous article in this series,23 we focused on asses- azidoacrylates. With heterocycles such as the DAAO inhibitor 1
sing which of the twelve principles of Green Chemistry, as out- precursor, used in the treatment of schizophrenia, synthesised
lined by Anastas et al.24 have the potential to benefit from flow in high yield (Throughput = 8.5 g in 21 min). Whilst these reac-
reactor technology. Herein we focus on the technologies appli- tions have found application at a research level, in particular
cation towards the development and execution of sustainable within natural product synthesis, the use of high boiling sol-
chemical processes25 at both the laboratory and production vents and sealed tube reactors has previously limited the reac-
scale through a series of literature examples. tions application at an industrial level (Scheme 2).
Safety
When considering intensification of a process reduction of
solvent is a common starting point. In batch this can however
be problematic and lead to increased dosing times in order to
thermally control the target synthetic process. In flow reactors
the characteristically high thermal management often means
that these dosing limitations can be overcome. Additionally
they can enable the performance of exothermic reactions at
elevated temperatures whilst maintaining process control. An
example of this was recently reported by Roberge and Kappe10
whereby the development of a continuous flow process for the
atom efficient synthesis of tetrazoles was disclosed. Using the Scheme 2 Synthetic route to a DAAO inhibitor 1 used in the treatment
addition of hydrazoic acid to organic nitriles, the authors were of schizophrenia.
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of the batch conditions, to design a process from the outset acid or oxygen, requiring long reactions times and labour
with flow in mind, consequently it was required that all intensive extractions/distillations in order to isolate the alkyl
reagents were solutions at room temperature. nitrites. With a view to developing an economically viable
Owing to the high solubility of the target 12 in water, the industrial process, Monbaliu et al. assessed the feasibility of
possibility of using Schotten Baumann conditions was performing such liquid phase reactions under flow, employing
assessed – earlier rejected in batch due to the formation of a HCl and sodium nitrite 13. Using a reaction temperature of
significant proportion of a benzoic acid derived by-product. 18 °C, with pre-cooled feeds, the authors performed a liquid
Assessing a series of solvents and bases, the authors revealed a phase separation at the outlet of the reactor in order to isolate
reaction temperature of 65 °C with IPA–H2O–toluene as the the organic fraction from the aqueous; which was treated with
solvent system afforded the target compound 12 in 99% con- urea to destroy any excess nitrous acid. With a reaction time of
version – without the need for a phase transfer catalyst. Sub- 4.8 s the authors were able to isolate isopropylnitrite in >98%
sequently, in-line counter-current extraction and continuous purity and >99% conversion cf. 90% for a standard batch pro-
crystallisation were explored which led to high levels of impur- cesses. Operating the reactor for 24 h illustrated the feasibility
ity rejection. For validation purposes, the production unit was of continuous organonitrite synthesis with production
operated at a throughput of 5.2 g h−1. capacities in the range of 10 tonnes annum−1.
Although at the various stages of chemical development the Whilst the use of biphasic reaction systems can be viewed as a
goal and focus of particular functions change, for example a way to drive reversible reactions in the desired direction, fur-
medicinal chemist is charged with rapidly preparing NCE’s to thermore in the case of rapid and non-reversible reactions the
support toxicological evaluation, often using sub-optimal syn- same principle can be exploited as a means of extracting/
thetic routes, at the end point the process R&D chemist is
responsible for the smooth transfer of well developed, safe,
scalable, robust and economical chemical process to pro- Table 1 Comparison of batch and flow techniques for the production
of biodiesel
duction – across these stages, continuous flow processing has
been demonstrated to be applicable. With this in mind, Dach Parameter Batch Flow Comment
and Roschanger40 of Boehringer Ingelheim Pharma GmbH
Plant output (tons year−1) 20 000 20 000 —
and Boehringer Ingelheim Pharmaceuticals Inc. respectively
Reactor volume (m3) 10 2.4 × 10−3 4167× smaller
wrote an article entitled ‘The Eight Criteria Defining a Good Plant footprint (m2) 149 60 60%
Chemical Manufacturing Process’. Within the article the Surface to volume (m2 m−3) 14.9 2.5 × 10−4 1678× higher
Productivity (kg h−1 m−3) 250 10.4 × 10−5 4167× higher
authors discuss the fact that the past decade has seen API
Energy input (kJ kg−1) 7.1 0.4 18× lower
manufacturing costs rise by 20% and this has contributed to Capital cost (Rm) 8.6 6.5 24% saving
the innovation drive experienced by the industry and the target Manufacturing costs (R/L) 6.6 5.9 11% saving
to reduce the number of ‘out of spec’ batches. The goal being
to design more robust, viable, cost effective manufacturing
processes in early stage development then transferring these
processes with minimal change to production. From the
examples presented herein, it can be seen that continuous
flow processing is one such technology that has the potential
to deliver on these targets. Scheme 9 Esterification of alcohols with nitrous acid.
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separating the target analyte from any reaction by-products or process. Such an approach requires a high degree of process
catalytic species. data and whilst it is more conventionally applied after process
Jensen and co-workers43 recently reported the fabrication of development, this could be viewed as being too late as critical
a membrane based liquid-liquid separator with integrated decisions have already been taken and criteria fixed. With this
pressure control as a means of improving the commonly in mind, the authors propose that the technique be applied at
encountered failure modes for membrane based separators; the R&D stage, via a process known as vertical LCA, to screen
1. Breakthrough of retained phase the effect of decisions taken at this early stage. An example was
2. Retention of the permeate phase given for the Kolbe–Schmidt reaction focusing on the reaction
Employing pressure control, the authors were able to only – however in the future downstream processing should
demonstrate the separation of hexane–water or ethyl acetate– also be considered.48
water mixtures (1 to 10 ml min−1) and comment on the use of
such a module to facilitate solvent ‘swaps’ which can be New areas for application
required when executing multi-step continuous flow processes In addition to the synthesis of small organic molecules, flow
whereby telescoping is not applicable.44 Additionally, further reactors are also emerging as tools for the preparation of
research efforts are required into the area of reactive sepa- highly defined nanomaterials. An example of this was reported
Published on 25 October 2013. Downloaded on 29/11/2017 17:59:30.
rations, as outlined by Zimmerman et al.45 by Abou-Hassan and co-workers49 who generated high quality
CoFe2O4 nanoparticles in only 16 min by connecting two flow
How to select the right reactor reactors together in series. In the first reactor they rapidly
With clear processing benefits to be gained from the homogenised Fe3+ and Co2+ at room temperature to afford pre-
implementation of continuous process technology, several cipitates of the respective hydroxides, this was followed by
groups have begun to develop methodologies for determining heating to 98 °C upon which aging and evolution of amor-
which is the best reactor type for a given process, so called phous hydroxides into crystalline CoFe2O4 was observed. Com-
‘best available technology’ (BAT). One such group is that of de pared to batch processes whereby 10–20 nm particles were
Bellefon,46 who have focused on hydrogenation reactions, with prepared, the two-stage flow approach generated particles with
a view to assisting the pharmaceutical industry. Basing their an average size of only 5 nm.
assessment on eight criteria – rate, thermicity, deactivation, Employing a Coflore Agitated Cell Reactor (AM Technology),
solubility, conversion, selectivity, viscosity and catalyst, the Maggini et al.50 reported the ability to functionalise carbon
model reaction illustrated in Scheme 10 was executed in a nanotubes with a diazonium moiety – tailoring the degree of
stirred batch reactor, CSTR, fixed bed reactor and a falling film functionalisation as a result of reaction time. Most impressive
reactor. Whilst the approach is in its infancy, comparison of was the ability to reduce the reaction time from batch of 15 h
the metrics presented for given reactors does represent an to 30 min.
interesting technique for ranking equipment suitability for a In a recent publication, Wong and co-workers51 reported
given process. the ability to obtain a series of conjugated polymers in narrow
When considering process suitability, Hessel et al.47 molecular weight distribution and reduced reaction times as a
comment on the fact that the ‘Twelve Principles of Green result of performing the transformation in a 10 ml tube
Chemistry’ allow for qualitative assessment of a processes reactor (Vapourtec, UK). Using the Suzuki-coupling reaction to
‘Green Credentials’ however for a comprehensive assessment it construct the polymers, the authors reported the dosing of
is proposed that Life Cycle Assessment (LCA) is required as a monomer solutions, Pd-catalyst and an aqueous base into a
means of determining the environmental burden of a given heated and pressurised (8 bar) system. Employing reaction
times of 0.5 to 2 h, the authors were able to obtain the target
polymers in 70 to 90% yield with comparable or improved
molecular weight distributions. Scheme 11 illustrates a gene-
ralised protocol implemented for the synthesis of conjugated
polymers – which find application as organic photovoltaics.
In another synthesis utilising thiophenes, Seyler and co-
workers52 reported the development of a continuous flow
process for the synthesis of organo-electronic dyes affording
access, for the first time, to the compounds on a gram-scale.
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