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NISM Certifications 2019

The document lists details of 25 certification examinations administered by the National Institute of Securities Markets (NISM) and the Insolvency and Bankruptcy Board of India (IBBI). For each exam, it provides the duration, maximum marks, passing marks percentage, negative marks percentage, certificate validity period in years, and fees in Indian Rupees. It also briefly describes the revalidation process for certificates through continuing professional education programs before the expiry date.

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Rakesh Sakdasariya
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222 views2 pages

NISM Certifications 2019

The document lists details of 25 certification examinations administered by the National Institute of Securities Markets (NISM) and the Insolvency and Bankruptcy Board of India (IBBI). For each exam, it provides the duration, maximum marks, passing marks percentage, negative marks percentage, certificate validity period in years, and fees in Indian Rupees. It also briefly describes the revalidation process for certificates through continuing professional education programs before the expiry date.

Uploaded by

Rakesh Sakdasariya
Copyright
© © All Rights Reserved
We take content rights seriously. If you suspect this is your content, claim it here.
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Download as PDF, TXT or read online on Scribd
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Duration Max Pass Negative Certicate

NISM Certication Examinations (in mins) Marks Marks(%) Marks Validity Fees (`)
(in years)

01 NISM-Series-I: Currency Derivatives 120 100 60 25% 3 ` 1500

NISM-Series-II-A: Registrars to an Issue and


02 Share Transfer Agents - Corporate 120 100 50 25% 3 ` 1500

NISM-Series-ll-B: Registrars to an Issue and


03 Share Transfer Agents - Mutual Fund 120 100 50 25% 3 ` 1500

NISM-Series-lll-A: Securities Intermediaries


04 Compliance (Non-Fund) 120 100 60 25% 3 ` 1500

05 NISM-Series-III-B: Issuers Compliance 120 100 60 25% 3 ` 1770

06 NISM-Series-IV: Interest Rate Derivatives 120 100 60 25% 3 ` 1500

07 NISM-Series-V-A: Mutual Fund Distributors 120 100 50 - 3 ` 1500

08 NISM-Series-V-B: Mutual Fund Foundation 120 50 50 - 3 ` 1200

NISM-Series-V-C: Mutual Fund Distributors 25%


09 (Level 2) 120 100 60 3 ` 1770

10 NISM-Series-VI: Depositary Operations 120 100 60 25% 3 ` 1500


Certication Examination

11 NISM-Series-VII: Securities Operations and 120 100 50 25% 3 ` 1500


Risk Management

12 NISM-Series-VIII: Equity Derivatives 120 100 60 25% 3 ` 1500

13 NISM-Series-IX: Merchant Banking 120 100 60 25% 3 ` 1500

14 NISM-Series-X-A: Investment Adviser (Level 1) 120 100 60 25% 3 ` 1500

15 NISM-Series-X-B: Investment Adviser (Level 2) 120 100 60 25% 3 ` 1500

16 NISM-Series-XI: Equity Sales 120 100 50 25% 3 ` 1770

17 NISM-Series-XII: Securities Markets Foundation 120 100 60 - 3 ` 1770

18 NISM-Series-XIII: Common Derivatives 180 150 60 25% 3 ` 3000

19 NISM-Series-XIV: Internal Auditors for Stock Brokers 120 100 60 25% 3 ` 1770

20 NISM-Series-XV: Research Analyst 120 100 60 25% 3 ` 1500

21 NISM-Series-XVII: Retirement Adviser 120 100 60 25% 3 ` 1500

22 NISM-Series-XVIII: Financial Education 120 50 50 - 3 ` 1416


Certication Examination
IBBI: Valuation Examination in the Asset class: -
23 Land and Building 120 100 60 25% ` 1500

IBBI: Valuation Examination in the Asset class: -


24 Plant and Machinery 120 100 60 25% ` 1500

IBBI: Valuation Examination in the Asset class: -


25 Securities or Financial Assets 120 100 60 25% ` 1500
& Investor Education, Securities Information
& Research and Corporate Governance.

Revalidation of certicate through Continuing Professional Education(CPE)


On expiry of the validity of the certicate possessed by an associated person, the certicate shall be revalidated,
provided the associated person successfully completes the programme of Continuing Professional Education as
may be specied by NISM during 12 months preceding the date of expiry of the certicate. A certicate can also
be revalidated by passing the relevant NISM certication examination before the expiry of the existing certicate.
Continuing Professional Education programmes are offered at over 100 locations across India by below mentioned
CPE providers.

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