Aldehydes and Ketones
Aldehydes and Ketones
Introduction
Aldehydes and ketones are the compounds containing a carbonyl group, >C=O, in which a
carbon atom is linked to an oxygen atom by a double bond. They have the same general formula
O O
|| ||
CnH2nO. The general structure of aldehydes is R − C − H and that of ketones is R − C − R where
R and R may be same or different. Formaldehyde represents the simplest aldehyde in which the
O
||
carbonyl group is attached to two hydrogen atom, i.e., H − C − H . Formaldehyde is exceptional in
that the carbonyl group carries two hydrogen atoms and no alkyl substituents. It is, therefore, not
surprising that it displays characteristic properties.
Nomenclature
The common name of aldehydes are derived from the names of the corresponding carboxylic
acids by replacing –oic acid by –al.
The IUPAC names of aldehydes follow the usual pattern. The longest chain containing the –CHO
group is considered the parent structure and named by replacing –e of the corresponding alkane
by –al. The position of the substituent is indicated by a number, the carbonyl carbon always
being considered C-1. Here, as with the carboxylic acids, the C-2 of the IUPAC name
corresponds to alpha of the common name.
H H H3C H3C H
H H3C H
O O O O
formaldehyde acetaldehyde propionaldehyde butyraldehyde
H H
O2 N H3C
O O O
benzaldehyde 4-nitrobenzaldehyde 4-methylbenzaldehyde
CH3
H
OH
1-(2-hydroxyphenyl)ethanone O
phenylacetaldehyde
CH3
H H
H
H3C O H3C O H3C
O
CH3 H3C 4-methylpentanal
2-methylpentanal 3-methylpentanal
The simplest aliphatic ketone has the common name acetone. For most other aliphatic ketones we
name the two groups that are attached to carbonyl carbon and follow these names by the word
ketone. A ketone in which the carbonyl group is attached to a benzene ring is named as a-
phenone, all illustrated below. According to IUPAC system, the longest chain carrying the
[Type text]
[Type text]
carbonyl group is considered the parent structure, and is named by replacing –e of the
corresponding alkane with one. The positions of various groups are indicated by numbers.
CH3 H3C H3C CH3
H3C CH3
O O O
acetone butan-2-one pentan-2-one
H3C H3C CH3
4
CH3
6 5
CH3 5 6
H3C 4
O O 3 2 O
O
1-phenylethanone 1-phenylbutan-1-one benzophenone (4-methylphenyl)(4-nitrophenyl)methanone
Thus in a carbonyl compound, the carbonyl carbon, oxygen and the other two atoms (attached to
the carbon) are coplanar and are directed at an angle of 120° from each other. The structure of
carbonyl group may thus be written as below with formaldehyde as an example.
p-p- overlapping
H p − orbital
bonds C O
H sp − hybrid orbital
bonds
Fig. Orbital formulation of formaldehyde
Because of the difference in the electronegativities of carbon and oxygen, the electron density
around oxygen is more than that at the carbon. Hence, carbon and oxygen atoms assume partial
positive and negative charges, respectively.
[Type text]
[Type text]
bond
H H + −
120 C O or C O
H H
Methods of Preparation
Aldehydes by Oxidation of 1° Alcohol: Aldehydes can be prepared from 1° alcohol by
oxidation with pyridinium chlorchromate (PCC) In CH2Cl2 solvent.
O O
R [O]
R
[O]
R
[H] [H]
OH H OH
O
−
R
⎯⎯⎯⎯⎯⎯⎯⎯
C6 H5 NHCrO3Cl (PCC)
CH Cl
→ R
2 2
OH H
OH O
⎯⎯⎯⎯
→H 2 CrO4
R R' R R'
Secondary alcohols can be oxidized to ketones. The reaction usually stops at the ketone stage
because further oxidation requires the breaking of C – C bond.
O O
⎯⎯⎯⎯
→
LiAlH 4 ⎯⎯⎯
LiAlH 4
⎯→ R
R OH R H
OH
1° alcohol
The secret of success here is not to use a carboxylic acid itself, but use a derivative of carboxylic
acid that is more readily reduced, and to use an aluminium hydride derivative that is less reactive
than LAH. We shall study derivative of carboxylic acid, but suffice it to say here that acyl
chlorides, esters and nitrile are all easily prepared from carboxylic acid, and they all are more
easily reduced. Two derivative of aluminium hydride that are less reactive than LAH (in part
because they are much more sterically hindered and therefore, have difficulty in transferring
hydride ion) are lithium tri-tert-butoxyaluminium hydride and diisobutyl aluminium hydride
(DIBAL-H).
[Type text]
[Type text]
CH3 CH3
O CH3
H CH3
CH3 Al CH3
Li + O Al
H3C O H
H3C CH3
CH3
CH3 H3C CH3
Diisobutylaluminium hydride
i-Bu2OH or DIBAL-H
The following scheme summarises how these reagents are used to synthesise aldehydes from acid
derivatives.
O O
i) LAH (o-t-bu)3 ; −78C
⎯⎯⎯⎯⎯⎯⎯ ii) H O
⎯→
2
R Cl R H
O O
R N ⎯⎯⎯⎯⎯⎯⎯
i) DIBAL-H, hexene
ii) H O
→
2
R H
Aldehydes from Acyl Halides: Acyl chlorides can be reduced to aldehydes by treating them
with lithium-tri-tert-butoxyaluminium hydride, LiAlH[OC(CH3)3]3, at –78°C (carboxylic acids
can be converted to acyl chlorides by using SOCl2).
O O
O
+ SOCl2 ⎯⎯
→ ⎯⎯⎯⎯⎯⎯⎯⎯⎯⎯
i) LiAlH(0-t-Bu)3 , Et 2 O, - 78°C
→
R Cl
ii) H O 2 R H
R Cl
OH
Cl H
⎯⎯⎯⎯⎯⎯⎯⎯⎯⎯
i) LiAlH(0-t-Bu) 3 , Et 2O, - 78°C
ii) H O
→
2
H3C H3C
O O
H3C H3C
3-methoxy-4-methylbenzoyl chloride
[Type text]
[Type text]
CH3
CH3
H3C
O CH3
H Li CH3 O CH3
+ CH3 -
O Li Al O H3C
CH3
O Al
R H3C O ⎯⎯
→ R H H3C O O ⎯⎯
→
H3C CH3
Cl CH3 Cl
CH3 H3C CH3
CH3
CH3
H3C CH3
H3C
CH3
CH3 O CH3 CH3
H3C O O CH3
Li + +
O O
− LiCl
R O
⎯⎯⎯ → CH3 ⎯⎯⎯ → R
O CH3 + H2O
+
H3C Al H3C Al
O H3C
H3C H
O H
H
CH3
H3C
R
Cl
Aldehydes from Esters and Nitriles: Both esters and nitriles can be reduced to aldehydes
by DIBAL-H. Carefully controlled amounts of reagents must be used to avoid over reduction,
and the ester reduction must be carried out at low temperatures. Both reductions results in the
formation of a relatively stable intermediate by the addition of a hydride ion to the carbonyl
carbon of the ester or to the carbon of –C N group. Hydrolysis of the intermediates liberates the
aldehyde.
i-Bu
Al O
+
O i-Bu
⎯⎯⎯
H2O
→
R H
R H
i-Bu i-Bu N Al
+
H3C N H Al ⎯⎯
→ H3C N i-Bu ⎯⎯
→ H3C i-Bu
i-Bu H H
H2 O
O
R
H
By heating calcium salt of fatty acids: Aldehydes are obtained by heating calcium salts of
fatty acids with calcium formate to about 675 K.
[Type text]
[Type text]
O
O
H3C
O
O
2+ 2+ H
Ca + Ca ⎯⎯⎯
675K
→ 2CH 3CHO + 2CaCO3
O H
H3C O
O O
Calcium acetate Calcium formate Acetaldehyde
Ketones are formed by distilling calcium salt of the fatty acid alone.
O
H3C
O
O
Ca 2+ ⎯⎯⎯
675K
→ H3C + CaCO3
O
CH3
H3C acetone
O
Calcium acetate
Rosenmund Reduction: A classical method for the preparation of an aldehyde from the
corresponding acid chloride involves catalytic reduction over partially deactivated (by sulphur or
quinoline) palladized barium sulphate or carbonate (Rosenmund reduction). The following
mechanism seems to operate.
H
O O OH O
+
− Cl −H
R ⎯⎯⎯→
H 2 (Pd)
R Cl ⎯⎯ ⎯ → R ⎯⎯⎯ → R
BaSO 4
Cl H H H
The partial deactivation of the catalyst is necessary to obviate further reduction of the product
aldehyde.
Hydroboration of Alkynes: Hydroboration proceeds faster with alkynes than with alkenes
and the treatment of the products (vinylboranes) with alkaline hydrogen peroxide gives aldehydes
if the double bond is located at the end of the chain.
R
R 2 B− H
H3C ⎯⎯⎯⎯ → H3C B
CH
Vinyl borane
R
H 2 O 2 , OH
H3C OH
H3C O
Hydration of Alkynes: Hydration of alkynes not only requires the catalytic assistance of acids,
but also mercuric ions. Mercury ions form a complex with a triple bond and the reaction then
proceeds as shown bellow:
2+ H O
H H OH
Hg
+
HC CH ⎯⎯⎯→
HgSO 4
⎯⎯⎯
H2O
→ ⎯⎯→
H H
H 2SO 4
2+ H H H
Hg OH H
[Type text]
[Type text]
+ HC O ⎯⎯
→ ⎯⎯⎯
AlCl4
→ + HCl + AlCl3
NH
H NH
+ HC CH2 ⎯⎯
→ ⎯⎯⎯
AlCl4
→ + HCl +AlCl3
NH O
⎯⎯⎯
H2O
→
Aldimine
Freidel Crafts Acylation: Aromatic ketones can be obtained by Friedel Crafts acylation in
presence of anhydrous aluminium chloride.
O CH3
O
+ H3C ⎯⎯⎯⎯→
anhy.AlCl3
+ HCl
Cl
benzene acetyl chloride 1-phenylethanone
Similarly, treatment of benzene with benzoyl chloride in the presence of AlCl 3 gives
benzophenone.
O
O
+ H5 C 6 ⎯⎯⎯
AlCl3
− HCl
→ + 2HCl
Cl
benzene benzophenone
[Type text]
[Type text]
Benzophenone can also be prepared by Friedel Crafts reaction of phosgene (COCl2) with excess
of Benzene.
O
O
+ Cl ⎯⎯⎯⎯⎯
Anhy. AlCl3
→ + 2HCl
Cl
benzene benzophenone
By Oxidation of Alkyl Benzenes: Aromatic aldehydes are obtained by the oxidation of side
chain in the aromatic ring. For example, benzaldehyde is obtained by the oxidation of toluene
with chromium trioxide in acetic anhydride. In this case the benzaldehyde formed is trapped by
acetic anhydride to form benzal diacetate. As a result, further oxidation of benzaldehyde to
benzoic acid is prevented. However, benzaldehyde can be regenerated by hydrolysis of benzal
diaceate.
O CH3
O O O O
CH3
CH3
⎯⎯⎯⎯
CrO3 , [O]
CCl
→ + H2O
⎯⎯⎯ → + 2CH3COOH
4
Etard’s Reaction: The reaction involves the oxidation of toluene with chromyl chloride
(CrO2Cl2) in CCl4.
O
CH3 CH(OCrCl2OH)2
+ H2O
⎯⎯⎯⎯
CrO 2 Cl2
CCl
→ ⎯⎯⎯ → + 2CH3COOH
4
In the case of side chains bigger than CH3 group the end carbon atom of the chain is oxidized by
CrO2Cl2 to –CHO group.
O
CH3
⎯⎯⎯⎯→
i) CrO 2 Cl2
ii) H O
2
ethylbenzene phenylacetaldehyde
Physical Properties
Polarization of the carbonyl group creates dipole - dipole interactions between the molecules of
ketones and aldehydes, resulting in higher boiling points than for hydrocarbons and ethers of
similar molecular weights. Ketones and aldehydes have no O – H or N – H bonds, however, so
they cannot form hydrogen bonds with each other. The following compounds of molecular
weight 58 or 60 are ranked in order of increasing boiling point. The ketones and the aldehyde are
more polar and higher-boiling than the ether and the alkane, but lower boiling than the hydrogen-
bonded alcohol.
[Type text]
[Type text]
O O
OH
CH3 O CH3 H3C H3C
H3C H3C propan-1-ol bp 97°C
H3C H CH3
butane bp 0°C ethyl methyl ether by 8°C
propionaldehyde bp 49°C acetone bp 56°C
The melting points, boiling points, and solubilities in aqueous medium of some representative
ketones and aldehydes. Although pure ketones and aldehydes cannot engage in hydrogen
bonding with each other, they have lone pairs of electrons and can act as hydrogen bond
acceptors with other compounds having O – H or N – H bonds. For example, the – OH of water
or an alcohol can form a hydrogen bond with the unshared electrons on a carbonyl oxygen atom.
O O
H H H R
O O
|| ||
C C
H R R R
Because of this hydrogen bonding, ketones and aldehydes are good solvents for polar hydroxylic
substances such as alcohols. They can also be remarkably soluble in water i.e. acetaldehyde and
acetone are miscible (soluble in all proportions) with water, and other ketones and aldehydes
with up to four carbon atoms are appreciably soluble in water. These solubility properties are
similar to those of ethers and alcohols, which also engage in hydrogen bonding with water.
Formaldehyde and acetaldehyde are the most common aldehydes. Formaldehyde is a gas at room
temperature, so it is often stored and used as a 40 percent aqueous solution called formalin. When
dry formaldehyde is needed, it can be generated by heating one of the solid derivatives of
formaldehyde, usually trioxane units. Paraformaldehyde is a linear polymer, containing many
formaldehyde units. These solid derivatives form spotaneously when a small amount of acid
catalyst is added to pure formaldehyde.
H H
C
O O
H H heat
O HO OH
C C
H O H H–C–H ⎯⎯ ⎯→ H – C – H
H 2O
H H H H
| | | |
−
| C − O − C − O C − O − C − O −
| | |
H H H H
Paraformaldehyde
(a polymer of formaldehyde)
Acetaldehyde boils near room temperature, and it can be handled as a liquid. Acetaldehyde is
also used as a trimer (paraldehyde) and a tetramer (metaldehyde), formed from acetaldehyde
under acid catalysis. Heating either of these compounds provides dry acetaldehyde. Paraldehyde
is used in medicines as a sedative, and metaldehyde is used as a bailt and poison for snails and
slugs.
[Type text]
[Type text]
+
Nu
R (R)H
Aldehydes are more reactive towards nucleophilic attack than are ketones. Because alkyl groups
are electron donating compared to a hydrogen, an aldehyde has a greater partial positive charge
on its carbonyl carbon, making it more susceptible to attack by a nucleophile.
O O O
H H R H R R
Since steric factor also contribute to the greater reactivity of the aldehyde compared with a
ketone. Because, the hydrogen attached to the acyl group of an aldehyde group is smaller than the
alkyl group attached to the acyl group of a ketone, the carbonyl carbon of an aldehyde is more
accessible to the nucleophile than is the carbonyl carbon of a ketone. For the same reason,
ketones with small alkyl groups bonded to the carbonyl carbon are more reactive than ketone
with large alkyl groups.
H3C CH3
H3C CH3 H3C CH3
H3C
[Type text]
[Type text]
How does the reactivity of an aldehyde or ketone towards nucleophiles compared with the
reactivity of the carbonyl compounds? Aldehydes and ketones are less reactive than acyl halides
and acid anhydrides but are more reactive than esters, carboxylic acids, and amides.
Because the carbonyl compounds have a pair of non-bonding electrons on an atom attached to
the carbonyl group, these compounds (acid derivatives) has a resonance contributor that
aldehydes and ketones do not have. This resonance contributor places some of the positive
charge on the atom adjacent to the carbonyl carbon. We have seen that the reactivity of these
carbonyl compounds is related to the basicity of the Y–. The weaker the basicity of Y–, the more
reactive the carbonyl group, because weak bases are better able to withdraw electrons inductively
from the carbonyl carbon and are less apt to donate electrons by resonance to the carbonyl
carbon.
O O
R Y R Y
So aldehydes and ketones are not as reactive as carbonyl compounds in which Y– is a very weak
base (acyl halides and acid anhydrides) but are more reactive than carbonyl compounds in which
Y– is relatively stronger base (carboxylic acids, ester and amides).
+ Z ⎯⎯
→ + Y−
R Y R Z
In contrast, the acyl group of an aldehyde or a ketone is attached to a group (H or R) that is too
basic (H– or R–) to be replaced by another group. Therefore, aldehydes and ketones react with
nucleophiles to form an addition product. Thus, aldehydes and ketones undergo nucleophilic
addition reactions while carboxylic acids and their derivative undergo nucleophilic substitution
reactions.
O OH
+ HZ ⎯⎯
→ R Z
R Y
R
If the nucleophile that adds to the aldehyde or ketone is a good nucleophile will readily attack the
carbonyl carbon. The resulting addition product can be protonated either by the solvent or by
added acid.
[Type text]
[Type text]
O O OH
H+
+ Z ⎯⎯
→ R R R R
− H+
R Y
Z Z
A poor nucleophile requires an acid catalyst to make the nucleophilic reaction occur at a
reasonable rate. The acid protonates the carbonyl oxygen, which increases the susceptibility of
the carbonyl carbon to nuclophilic attack.
O OH OH
H+
+ Z ⎯⎯
→ R R
− Z+ R R
R R
Z
If the attacking atom of the nucleophile has a pair of non-bonding electrons in the addition
product, water will be eliminated from the addition product. This is called a nucleophilic addition
– elimination reaction.
H
OH HO
R R
H+
R R + R R + H2O
−H
Z
Z Z
O MgBr OH
O
MgBr ⎯⎯
→ CH3 ⎯⎯⎯
+ CH3
+
H3O
→
H3C
CH3 CH3
H3C H
O
O MgBr OH
+ H C MgBr ⎯⎯
→ H3C H3O +
⎯⎯⎯→ H3C
H3C CH3 3
CH3 CH3
H3C H3C
3° alcohol
[Type text]
[Type text]
OH
H3C OH
H
O
MgBr
⎯⎯⎯⎯⎯⎯⎯
i)
ii) H O +
→
H3C H 3
1-phenylbutan-1-ol
A Grignard reagent can react with CO2 to form carboxylic acids with one more carbon than the
Grignard reagent.
O O
MgBr +
Addition of Acetylide Anions: We have seen that a terminal alkyne can be converted to
acetylide anion by a strong base.
NaNH / NH
H3C CH ⎯⎯⎯⎯⎯⎯
2 3(l)
→ H3C C
An acetylide anion is another example of a carbon nucleophile that adds to aldehydes and
ketones when the reaction is over, acid is added to reaction mixture to protonate the oxyanion.
O O HO
+
+ H3C C C ⎯⎯
→ CH3 ⎯⎯→
H
CH3
H3C H
CH3 CH3
Addition of HCN: HCN adds to aldehydes and ketones to form cyanohydrins. This reaction
increases the number of carbon atoms in the reactant by one. In the first step of the reaction, the
cyanide ion attacks the carbonyl carbon. The oxyanion then accepts a proton from an
undissociated molecule of hydrogen cyanide.
O OH
O
H −C N
H3C + C N H3C CH3 H3C CH3
CH3 CN
Cyanohydrin
N
[Type text]
[Type text]
Compared with other carbon nucleophiles, cyanide ion is relatively weak base (pKa of HCN =
9.14, pKa of CH CH = 25, pKa of CH3CH3 ~ 50), which means cyano group is most easily
eliminated from the addition product. Cyanohydrins, however, are stable because the neutral –
OH group does not have sufficient driving force to eliminate the cyano group. But if the one
group loses its proton, the cyano group is eliminated. Therefore, in basic solutions, a cyanohydrin
is converted back to the carbonyl compound.
N
N
HO O O
HO − + CN
H2O
The addition of HCN to aldehydes and ketones is synthetically useful reaction because of
subsequent reactions that can be carried out in the cyanohydrin. For example, acid catalysed
hydrolysis of a cyanohydrin forms an -hydroxycaboxylic acid.
OH OH O
+
N ⎯⎯⎯⎯
H , H 2O
→
H3C H3C OH
H3C H3C
An -hydroxy carboxylic acid
b) O
+
− H2O
MgBr ⎯⎯
→(A) ⎯⎯⎯ →(B) ⎯⎯⎯ →(C) ⎯⎯⎯⎯⎯ →(D)
H 3O i) CH3 MgBr
H3C + H3C ii) H3O +
O
H5C 2
c)
+ NBS ⎯⎯
→(A) ⎯⎯⎯
Mg
Ether
→(B) ⎯⎯⎯⎯
i) CH3CN
ii) H O+
→(C)
3
Solution: a) H3 C N
MgBr
O
A= B=
CH3
[Type text]
[Type text]
b) O MgBr
H3C OH O
H3C
A= O B= C= H3 C
H3C OH
H3C CH3
C 2 H5
CH3
H3C
D=
OH
H3C
c) Br MgBr O
A= B= C=
H3C
O
CN OH
Solution: +
H3C ⎯⎯⎯
HCN
→ H3C ⎯⎯⎯⎯→
2HOH / H
− NH
H3C
3
O OH O
HO
Lactic acid
Haloform Reactions
Chlorine or bromine replaces one or more -hydrogen atoms in aldehydes and ketones, e.g.,
acetone may be brominated in glacial acetic acid to give monobromoacetone :
CH 3COCH 3 + Br2 ⎯⎯
→ CH 3COCH 2 Br + HBr (43–44%)
The halogenation of carbonyl compounds is catalysed by acids and bases. Let us consider the
case of acetone. In alkaline solution, tribromoacetone and bromoform are isolated. Thus, the
introduction of a second and a third bromine atom is more rapid than the first. In aqueous sodium
hydroxide, the rate has been shown to be independent of the bromine concentration, but first
order with respect to both acetone and base i.e.,
CH 3COCH 3 + OH – H 2O + CH 3CCH 2− ⎯
→ CH 3C = CH 2 ⎯⎯→
slow Br2
fast
CH3COCH 2 Br +Br –
Another point that we shall discuss here is: How is it possible for a C—H bond to be broken so
readily? This has been explained as follows. Owing to the inductive effect of the carbonyl group,
the electrons of the C—H bonds on the -carbon atom are displaced towards the carbon atom,
thus facilitating the release of a proton from C . At the same time, the anion produced has
[Type text]
[Type text]
greater resonance stabilization than the parent carbonyl compound, i.e., the conjugate base is
stabilized with respect to its acid.
The inductive effect is very much weaker on a -carbon atom since the I effect falls off rapidly
from the source. Hence proton release is far less easy than on -carbon. Also, if a proton were
released from the —C, this negative atom would be `insulated’ from the CO group by the
intervening saturated carbon atom, and consequently such an anion would not have increased
resonance stabilization. Thus, because of the increased reactivity of hydrogen in a methylene
group (—CH2—) or in a methyne group (=CH—) when adjacent to a carbonyl group or any other
strongly electron-attracting group, these groups are referred to as the `active’ methylene or
methyne group.
Aldehydes and ketones with -hydrogen atoms readily react with sulphuryl chloride at room
temperature in the absence of a catalyst, to replace -hydrogen atoms only, e.g.,
CH3COCH3 ⎯⎯⎯
SO2 Cl2
→ CH3COCH 2 Cl
CH3 CH3
− +
Soda −lime
(b) H3C ⎯⎯⎯
I2
OH −
→ ? ⎯⎯⎯
OH
→ CHI3 + ? ⎯⎯→
H
? ⎯⎯⎯⎯
→
CH3 O
O O
⎯⎯⎯
H 2 O2
→ HO ⎯⎯⎯
H 2 O2
→ HO
OH OH
(b) I Formatted
I +
CH3 CH3 CH3 O Na
CH3
I
H3C ⎯⎯⎯
3I 2
−3HI
→ H3C ⎯⎯⎯
NaOH
− CHI3
→ H3C
O CH3 O CH3 O
CH3
CH3 OH H3C
Soda − lim e
⎯⎯→
H +
H3C ⎯⎯⎯⎯→
CH3
− CO 2
O H3C
CH3
BRAIN TEASER 1:
A ketone A which undergoes haloform reaction to give compound B on reduction. B on heating
with sulphuric acid gives compound C, which forms mono-ozonide D. The compound D on
[Type text]
[Type text]
hydrolysis in presence of zinc dust gives only acetaldehyde. Identify A, B, C and D. Write down
the reactions involved.
Aldol Condensations
Two molecules of an aldehyde or a ketone undergo condensation in the presence of a base to
yield a -hydroxyaldehyde or a -hydroxyketone. This reaction is called the aldol condensation
which may be exemplified by the reaction of acetaldehyde to give acetaldol (3-hydroxybutanal).
HO
−
2H3C ⎯⎯⎯
HO
H O
→
2
O H3C O
H
Since aldehydes and ketones lacking -hydrogens do not undergo aldol condensation, a key step
of the reaction is the formation of the enolate anion (carbanion) by removal of an -hydrogen by
base. Like other nucleophiles, the carbanion then attacks the carbonyl carbon of the second
molecule and the anion so formed accepts a proton from the solvent molecule to yield the
product.
Step I: O
H O
slow
HO + O H2C H2C + H 2O
H H H
Step II: H
H
fast
H3C + H2C H3C
O O O O
H H
+ HO
H3C + H2O H3C
O O OH O
Crossed aldol condensation between two different carbonyl compounds – both having -
hydrogen – yields a mixture of four possible products. For example, the condensation of
acetaldehyde and propionaldehyde may occur in the following manner:
OH
OH −
H3C + H3C ⎯⎯⎯
H2O
→ H3C
O O
H3C O
or
−
H3C H3C ⎯⎯⎯
OH
→ H3C
+ H O
2
O O
HO O
[Type text]
[Type text]
In addition, the reaction will also yield both, the dimmer of acetaldehyde and the dimmer of
propionaldehyde by self-condensation of the reactants.
However, when one of the reactants has no -hydrogen (e.g., benzaldehyde and formaldehyde)
and therefore cannot form an enolate, mixed aldol condensation can be of some synthetic utility.
For example.
O
O O
−
H3C + H ⎯⎯⎯
OH
H2O
→ H3C OH
CH3 H
Aldol condensations are also catalysed by acids. The reaction of benzaldehyde with
acetophenone in the presence of acid was found to be first-order in both the reactants and it
appears quite reasonable to believe that acid catalyses the conversion of acetopheone into the
enol when they reacts with the protonated benzaldehyde.
OH OH OH
O
H5 C 6 H5 C 6 H5C 6 + H
H5 C 6 + H
CH3 CH3 CH2
CH3 enol
OH OH
O
H5 C 6 H5 C 6
H5 C 6 + H
OH OH H5 C 6 C 6 H5 H5 C 6 C 6 H5
+ H
H5 C 6 + H5 C 6
OH OH O OH
CH2
Usually the aldol products are easily dehydrated under acidic conditions.
O C 6 H5 O C 6 H5
O C 6H5
H − H 2O
⎯⎯⎯ → H C
H5C 6 OH2 5 6
H5C 6 OH
H
The appearance of dehydrated product is not only confined to acid-catalysed reactions, but many
aldol condensations employing strong bases, such as alkoxide or hydroxide ions also yield the
dehydrated products. Their mechanism of formation involves an enolate ion which subsequently
eliminates a hydroxide ion.
H H
O O
+ C2 H5O + C2 H 5OH
H5 C 6 H5 C 6
OH C 6 H5 OH C 6 H5
[Type text]
[Type text]
O
H
O H5C 6 C 6H5
H5C 6
OH C 6H5
`
This forms the basis of the Claisen-Schmidt reaction which may be defined as a base-catalysed
condensation of an aldehyde or ketone to form an , -unsaturated aldehyde or ketone.
O OH H3C
2 H3C ⎯⎯⎯H
⎯→ H3C ⎯⎯⎯H
or OH
⎯→
or OH
H3C H3C
diacetone alcohol mesityl oxide
Mesityl oxide (III) is thermodynamically favoured product and hence lies at a lower energy level
than either acetone or diacetone alcohol (II).
base catalysed
acid catalysed
Diacetone alcohol
G Acetone
Mesityl oxide
Reaction coordinate
Fig. Reaction coordiante diagram for the aldol condensation of acetone
It becomes apparent from an inspection of figure that dehydration of the initially formed aldol
product is an extremely facile process in the presence of acids.
Illustration 4: Give the mechanism of the following cyclization via aldol condensation:
O
OH −
O ⎯⎯⎯ O
→
H3C
CH3
[Type text]
[Type text]
Solution: O O O
H
H
+ H2O H + H O
H + OH H
CH3 CH3 CH3
H
O
O O
OH H
H
H + H 2 O + OH
+ OH CH3
CH3
O O
Claisen Condensation
When two molecules of ester undergo a condensation reaction, the reaction is called Claisen
Condensation. The product of the Claisen condensation is a -keto ester.
CH3
i) CH3CH 2 ONa +
O CH3
O CH3
H3C + H3C
2 H3C ii) H +
OH
O O
O
-keto ester
After nucleophilic attack, the aldol addition and the Claisen condensation differ. In the Claisen
condensation, the negatively charged oxygen reforms the carbon oxygen -bond and eliminates
the OR group.
O CH3
H H3C O CH3
O O
O EtO −
H3C CH3 H3C CH3
H3C O O
O O
H3C
O
H3C
CH3
O CH3
EtO − + H3C
O O
The elimination step in the Claisen condensation is a reversible reaction since the alkoxide ion
can readily attack the keto group of the -keto ester. The reaction can be driven to completion by
removing a proton from the -keto ester. This is easily to do because, since the central -carbon
of the -keto ester is flanked by two carbonyl groups and its hydrogens are more acidic than the
-hydrogens of the reacting ester. Consequently, a successful Claisen condensation requires an
[Type text]
[Type text]
ester with two -hdyrogens and an equivalent amount of base rather than a catalytic amount of
base. When the reaction is over, addition of acid to the reaction mixture reprotonates the -keto
ester anion.
CH3 CH3
O O
CH3 ⎯⎯⎯→ H3C
CH3O
H3C CH3
O O O O
H+
O O
CH3
H3C CH3
[Type text]
[Type text]
O O O O
O CH3 − O CH3
CH3 ⎯⎯⎯⎯⎯ →
i) CH3CH 2 O
+ H3C O ii) H +
H3C
-keto ester
A reaction similar to a mixed Claisen condensation is the condensation of the ketone and an
ester. Because the -hydrogens of a ketone are more acidic than those of an ester, primarily one
product is formed if the ketone is added slowly to a mixture of the base and excess ester. The
product is a -diketone.
O O O
O
− CH3
+ ⎯⎯⎯⎯⎯
i) CH3CH 2O
ii) H +
→ + H3C
H3C O CH3
excess OH
-diketone
O O O O
H O CH3 + ⎯⎯⎯⎯⎯
i) CH3CH 2 O
→ + H3C
ii) H +
OH
-keto aldehyde
O O O O
−
+ ⎯⎯⎯⎯⎯
i) CH3CH 2 O
→ O CH3 + H3C
H3C O O CH3 ii) H +
diethyl carbonate OH
(excess) -keto ester
[Type text]
[Type text]
O O
CH3 −
⎯⎯⎯⎯
i) CH 3O
ii) H +
→ + CH3O
O
O
O H3C
O O
CH3
O
CH3 O
+
−
⎯⎯⎯⎯
i) CH 3O
ii) H +
→ H3C OH
O CH3
O
O
H3C
O O
O H O
O
O O O
+ −
⎯⎯
H
⎯⎯⎯
CH3O
O
O O O
H3C
O H3C O H3C O H3C O O
H3C
Perkin Reaction: In Perkin reaction, condensation has been effected between aromatic
aldehydes and aliphatic acid anhydride in the presence of sodium or potassium salt of the acid
corresponding to the anhydride, to yield , -unsaturated aromatic acids.
[Type text]
[Type text]
O
O
OH
O ⎯⎯⎯⎯⎯⎯⎯
(CH3CO)2 O, AcONa
→ O
O O
Phthalyl acetic acid
Mechanism: It is observed that the acetate ion abstracts a proton from the -carbon of the
anhydride producing a carbanion which then attacks the carbonyl group of the aldehyde. The
product then abstracts a proton from the acid to form – aldol type compound. The latter then
undergoes dehydration in the presence of hot acetic anhydride.
CH 3COONa CH 3COO − + Na +
H O O
H2C
H3C COO + O O
H3C H3C
O O
O O H O
H2C O O
O O HO
CH3COOH
O O
H5 C 6 O
H H
H5 C 6 CH3 H5 C 6 CH3
H H3C
O -H2O
170°
O O O
H5C 6 O
H3C +
⎯⎯
⎯ H C
H2O
O CH3
5 6
OH
OH
Prolonged heating (about 5 hours) and high temperature is required, since a weak base (acetate
ion) has to react with a weak acid (anhydride).
Meta directing groups in the aromatic ring promotes the reaction. When anhydride with one -H
atom is used, no dehydration is possible and an aldol type product is isolated.
O H5C 6 O H5 C 6 O
R ⎯⎯⎯⎯ ⎯→
i) H 2O
C6 H5CHO + R ⎯⎯⎯⎯
Pyridine /
Piperidine
→ ii) , -CO 2
O O OH
Cinnamic acid
O R O R
Malonic Ester
Mechanism
[Type text]
[Type text]
O O
O O
+
R3N + H R R3 N H + R
O O
O R O R
O O O
O O HO O
O O
R 3 NH
+ R R' R R
R' −R3N
O H O R' O
H
O R O R O R
-H2O
O
R' O O
⎯⎯⎯⎯
i) H 2O
ii) , - CO
⎯ R
2
OH R' O
O R
High reactivity of the methylene group of the active methylene group of the active methylene
compound prevents self condensation of the aldehyde.
H3C O H3C H
H3C O
2-methylprop-1-enoic acid
O R
Cannizzaro Reaction
Mechanistically, Cannizzaro reaction is a characteristic reaction of aromatic aldehydes and of
aliphatic aldehydes without -hydrogen. In the presence of a strong base, such aldehydes
undergo self-oxidation-reduction yielding salt of carboxylic acid and an alcohol.
O O CH3 OH
CH3 CH3
When the Cannizzaro reaction is performed in D2O, the alcohol formed has no carbon-bound
deuterium thereby establishing that the reaction sequence involves a direct transfer of hydrogen
from one molecule of aldehyde to the other. An aldehyde molecule produces an anion by
interaction with a hydroxide ion which transfers a hydride ion to the carbonyl carbon of the
second aldehyde molecule.
O
O
fast
HO + H5C6 H5 C 6 H
H OH
[Type text]
[Type text]
O O O
slow
H5C 6 H + H5C 6 H5 C 6 + H5 C 6
H OH O
OH
fast
O
H5 C 6 + H5 C 6
O OH
Aldehydes that possess -hydrogens do not undergo this reaction, because base-catalysed aldol
condensation becomes the dominant process.
The Cannizzaro reaction between two dissimilar aldehyde moelcuels (crossed Cannizzaro
reaction) may yield all possible products. However, when one of the aldehydes is formaldehyde
the formate ion and the alcohol corresponding to the other aldehyde are formed exclusively. The
exclusive formation of the formate ion is due to the high reactivity of formaldehyde which
preferentially adds a hydroxide ion before losing one of its two hydrogens as hydride ion to the
less reactive aldehyde.
CH3 CH3 O
O
H3C + H ⎯⎯→
HO
H3C + H
CH3 O H CH3 OH O
HO + H − CH 2 − CHO H 2 O + CH 2 − CHO
O O
H + H2C H
H O H O
H2O
OH HO
HO ⎯⎯⎯⎯
OH, CH 2 O
H H O
O
HO, CH2O
OH OH
HO ⎯⎯⎯
HO
→ HO + HCOO
CH 2 O
HO HO
O OH
(I)
Illustration 54: Write the structure of the major organic product expected from each of the
following reactions.
H3C
O + HCHO + KOH ⎯⎯
→
O
[Type text]
[Type text]
+ KOH ⎯⎯ → + HCOO-
O + HCHO HO
Reformatsky Reaction
A similar reaction like the addition of organometallic compounds on carbonyl compounds that
involves the addition of an organozinc reagent to the carbonyl group of an aldehyde or ketone.
This reaction, called Reformatsky reaction, extends the carbon skeleton of an aldehyde or ketone
and yields -hydroxy esters. It involves treating an aldehyde or ketone with an -bromo ester in
the presence of zinc metal; the solvent most often used is benzene. The initial product is a zinc
alkoxide, which must be hydrolysed to yield the -hydroxy ester.
Br
Zn
O O O OH O
⎯⎯⎯⎯ →
Zn / C6 H6 +
O + Br ⎯⎯⎯
H 3O
→
O O R O R
Aldehyde
or ketone R -hydroxy ester
-Bromoester
The intermediate in the reaction appears to be an organozinc reagent that adds to the carbonyl
group in a manner analogous to that of a Grignard reagent.
ZnBr
O O O O OH O
O
+
Br ⎯⎯⎯
Zn
→ BrZn ⎯⎯⎯⎯⎯⎯
→ ⎯⎯⎯
H3O
→
C6 H 6
O O O R O R
-hydroxy ester
R R
[Type text]
[Type text]
⎯⎯⎯
H2O
→
O
O C 2H5
The imine obtained from the reaction of a carbonyl compound and a primary amine is called a
Schiff’s Base. The imine obtained from the reaction with NH2OH is called an oxime; the imine
obtained from the reaction with hydrazine is called a hydrazone; and the imine obtained from the
reaction of a semi-carbazide is called Semi-carbazone.
H3C H2N H3C N
O + + H2O
CH3
H3C
1° amine A Schiff's Base
O
+ H2N OH
N OH
Oxime
+ H2N NH2
O N
H3C H3C NH2
(Hydrazone)
[Type text]
[Type text]
H2N NH
O + N O + H 2O
O
NH
H2N NH2
Semicarbazone
Phenyl substituted hydrazines react with aldehydes and ketones to form phenyl hydrazones.
H2N
+ NH N + H 2O
O
NH
cyclopentanone phenylhydrazone
H3C
H2N N
H3C + NH NO2 NH NO2
O
O2 N O2N
(1E)-propanal (2,4-dinitrophenyl)hydrazone
H
+
H+ O
N NH H
− H+
NH
R R
An imine R
− H+ H+
H
H3C H3C H3C +
− H2O
O
H+
N NH H2O
H
− H+
H
H OH H OH NH
oxime
HO
The addition of nitrogen nucleophile to the aldehyde or ketone is unlike the addition of hydrogen
or carbon nucleophile, more than a simple addition reaction. The addition of a carbon or
hydrogen nucleophile to an aldehyde or a ketone forms a stable tetrahedral compound. Because
the nitrogen atom in the tetrahedral compound formed when a nitrogen nucleophile adds to an
[Type text]
[Type text]
aldehyde or a ketone still has a non-bonding pair of electrons, the tetrahedral compound is not
stable. The non-bonding electrons on nitrogen cause water to be eliminated. Loss of proton from
a resulting imine(protonated) results in stable imine. Overall the reaction is a nucleophilic
addition – elimination reaction: nucleophilic addition of an amine followed by loss of water.
Aldehydes and ketones undergo a nucleophilic addition reaction with a carbon and hydrogen
nucleophile and undergo nucleophilic addition – elimination reaction with a nitrogen nucleophile.
The pH at which imine formation is carried out, must be carefully controlled. There must be
sufficient acid present to protonate the tetrahedral intermediate so that H2O rather than the much
more basic OH– is the leaving group. However, if too much acid is present, it protonates the
reactant amine. Protonated amine are not nucleophiles, so they cannot react with carbonyl
groups.
A plot of the observed rate constant for the reaction of acetone with NH2OH as a function of pH
of the reaction mixture is shown in figure. This type of a plot is called pH – rate profile. The pH
rate profile is a bell shaped curve with maximum rate occu rring at pH = 4.5. As the acidity
Imine formation is a reversible reaction. In aqueous acidic solutions, imines are hydrolysed back
to the carbonyl compound and amine. In an acidic solution, amine is protonated and is unable to
participate in the reverse reaction.
+
+ H 2 O ⎯⎯→
H
+ H3C
N O NH3
CH3
Imine hydrolysis is a necessary step in the conversion of a nitrile to a ketone. Reaction of a nitrile
with a Grignard reagent forms an imine that is hydrolysed to a ketone.
[Type text]
[Type text]
H3C H3C
H3C +
+ R -MgBr ⎯⎯
→ N MgBr ⎯⎯→
H
R
N
R H2 N
+
H /H2O
H3C
NH +4 + R
O
O N
CH3
+ H3C NH CH3 + H 2O
N,N-diethylcyclopent-1-en-1-amine
O N
+ + H2O
N
cyclohexanone H
1-cyclohex-1-enyl-1-pyrrolidine
pyrrolidine
H+ − H+
H
R R
H+ +
OH
N R
N − H+ N
R R
An Enamine R
H
+ H 2O
In aqueous acidic solution, an enamine is hydrolysed back to the carbonyl compound and
protonated secondary amine.
[Type text]
[Type text]
N O
+
+ H 2 O ⎯⎯→
H +
+
N
H
H
Addition of Ammonia: Reductive Amination: The imine formed from the reaction of an
aldehyde or a ketone with ammonia is not stable. There must be a substituent other than a
hydrogen bonded to the nitrogen of an imine in order to stabilize it The unstable imine, however,
is a useful intermediate. For example, if the reaction with NH3 is carried out in the presence of H2
and on appropriate metal catalyst, Ni add to the C = N bond as it is formed, forming a primary
amine.
CH3 CH3 CH3
O + NH 3 ⎯⎯
→ NH ⎯⎯⎯⎯
H2
Raney Ni
→ NH2
excess
H3C H3C H3C
Similarly secondary and 3° amines can be prepared from imines and enamines by reduction of
imines or enamines. Commonly used reducing agents are hydrogen and a metal catalyst. The
reaction of an aldehydes or a ketones with ammonia (or with an amine) in the presence of
reducing agent is called reductive amination.
+ H3C ⎯⎯
→ ⎯⎯⎯⎯
H2
→
Raney Ni
O N NH
NH2
CH3 CH3
CH3
O + H3C NH ⎯⎯
→ N
CH3
CH3
O OH
R + H 2O R R(H)
R (or H) OH
A gem diol (or hydrate)
The mechanism for the addition reaction involves nucleophilic attack by water on carbonyl
carbon. Loss of a proton from the oxonium ion and gain of a proton by the oxyanion forms the
DIOL.
[Type text]
[Type text]
Mechanism
O O OH
Water is a poor nucleophile, therefore, adds relatively slowly to a carbonyl group, but the rate of
the reaction can be increased by an acid catalyst. Notice that the catalyst has no effect on the
position of the equilibrium. The catalyst affects the rate at which an aldehyde or a ketone is
converted to the hydrate.
OH OH
O OH
− H+
H+ H3C H
H3C H3C + H2O H3C H H+
− H+
+
H H O OH
(42%) H H (58%)
The extent to which an aldehyde or a ketone is hydrated in an aqueous solution depends on the
aldehyde or the ketone. For example, only 0.2% acetone is hydrated at equilibrium, but 99.9% of
formaldehyde is hydrated. Why is there such a great difference?
OH
O
H3C + H2O H3C CH3 K eq = 2 10−3
CH3 OH
(99.8%) (0.2%)
OH
O
H3C + H 2O H3C H K eq = 1.4
H OH
(42%) (58%)
O OH
H + H 2O H H K eq = 2.3 103
H OH
formaldehyde (99.9%)
(0.1%)
The equilibrium constant (Keq) for hydrate formation depends on the relative stabilities of the
carbonyl compound and the hydrate. We have seen that the electron donating alkyl groups make
the carbonyl compound more stable (less reactive), so acetone is more stable than formaldehyde.
However, alkyl groups have the opposite effect on the stability of the hydrate, they make the
hydrate less stable, so the hydrate of acetone is less stable than that of the formaldehyde.
[Type text]
[Type text]
OH OH OH
Steric interaction between the alkyl groups are responsible for the decreased stability of the
hydrate. The electron cloud of the alkyl groups in the carbonyl compound do not interfere with
each other, since the bond angle between them is 120°. However, the bond angle in the hydrate is
reduced to 109° 5’. So the alkyl groups are closer to each other. Hydrates of aldehydes and
ketones are generally too unstable to be isolated and exist only in an aqueous solution.
O OH
CH3
H3C CH3 H3C
120° CH3
109° 5'
The reaction co-ordinate diagrams in figure shows how the opposing effects of substituents on
the stabilities of the carbonyl compounds and the hydrate can have a dramatic effect on the
equilibrium constant for hydrate formation.
H H OH
Free Energy
O
H3C CH3
OH
H 3C H OH
O
H3C H
OH
H 3C CH3 OH
H H
OH
Progress of Reaction
If the amount of hydrate formed from the reaction of H2O with a ketone is too small to detect,
how do we know that the reaction has even occurred? We can prove that it occurs by treating the
ketone with 18O-labelled water and isolating the ketone after the equilibrium has been
established. Finding that the labeled O18 is incorporated into the ketone proves that the reaction
has occurred.
O OH OH OH
H+ 18 − H+
+ H2 O H3C CH3 H3C CH3
− H+ H+
H3C CH3 H3C CH3
+ OH
O 18
H 18 H
−H + H+
18 H
O 18OH
OH
H+ H3C CH3
H3C CH3 H3C CH3
− H+
OH
18
[Type text]
[Type text]
Illustration Cl
76:
H3C Cl ⎯⎯⎯
Alkali
Boil
→
OH ⎯⎯
→ O + H2O
2KOH
Cl ⎯⎯⎯⎯ →
( aq )
boil
−2KCl
Cl HO
Addition of Alcohols
Hemiacetals: Dissolving an aldehyde or ketone in an alcohol causes the slow establishment of
an equilibrium between these two compounds and a new compound called a hemiacetal. The
hemiacetal results by nucleophilic addition of the alcohol oxygen to the carbonyl carbon of the
aldehyde or ketone.
The essential structural features of a hemiacetal are an –OH and an –OR group attached to the
same carbon atom.
Most open-chain hemiacetals are not sufficiently stable to allow their isolation. Cyclic
hemiacetals with five-or six membered rings, however, are usually much more stable.
O O two O
HO + steps
O H O H H
Ketones undergo similar reactions when they are dissolved in an alcohol. The products (which
are also unstable as open-chain compounds) are called hemiacetals.
R
R R H3C
+ O
O
O + HO - R R' R'
H H3C
R O O H
Ketone Hemiacetal
[Type text]
[Type text]
R' H R'
+ +
O + O R' O + O R'
+ −
H H H H H
R' H R'
+ O R'
O O H
H +
R' O R" O + O R'
H H H H H
R' R'
O O
R'
O R' H OR'
O R" O R' O + O R'
+ −
H H H H
Acetals: If we take an alcohol solution of an aldehyde (or ketone) and pass into it a small
amount of gaseous HCl, the hemiacetal forms, and then a second reaction takes place. The
hemiacetal reacts with a second molar equivalent of the alcohol to produce an acetal. An acetal
has two – OR groups attached to the same carbon atom.
OH OR'
R OR'
HCl( g )
⎯⎯⎯
R − OH
⎯
→ R OR' + H 2O
R" R"
Hemiacetal (R" may be H) An acetal R" may be H)
R' H R'
+ O R'
O O H
H +
R" O H O + O R'
R H R H H
R' H R'
+
O O R' O H
H +
H OH2
+ O + H2O
H O
H R R'
R R
[Type text]
[Type text]
H +
R' R'
H O O
R' O H R' O H
O
+
H O H O + R 'OH +2
If we place the acetal in water and add a small amount of acid, all of the steps reverse. Under
these conditions (an excess of water), the equilibrium favours the formation of the aldehyde. The
acetal undergoes acid catalysed hydrolysis.
OR' O
H3C
H 3O +
+ H 2O R + 2R 'OH
(several steps)
H3C OR' H
Acetal Aldehyde
Acetal formation is not favoured when ketones are treated with simple alcohols and gaseous HCl.
Cyclic acetal formation is favoured, however, when a ketone is treated with an excess of a 1,2-
diol and a trace of acid.
R' R' O
HO
H3O +
O + + H 2O
HO O
R R
Ketone (excess) Cyclic acetal
This reaction, too, can be reversed by treating the acetal with aqueous acid:
R' O R'
OH
+ H 2O
H3O +
O +
R O OH
R
Acetals are Protecting Groups: Although acetals are hydrolyzed to aldehydes and ketones
in aqueous acid, they are stable in basic solutions:
R' OR'
−
+ H 2 O ⎯⎯⎯
OH
→ no reaction
R OR'
R' O
−
+ H 2 O ⎯⎯⎯
OH
→ no reaction
R O
Because of this property, acetals give us a convenient method for protecting aldehyde and
ketone groups from undesired reactions in basic solutions. (Acetals are really gem-diethers,
and, like ethers, they are relatively unreactive toward bases). We can convert an aldehyde or
ketone to an acetal, carry out a reaction on some other part of the molecule, and then hydrolyze
the acetal with aqueous acid.
[Type text]
[Type text]
O O O
to
O OH
H5C 2
(A) (B)
Keto group are more easily reduced than ester groups. Any reducing agent (e.g. LiAlH 4 or H2/Ni)
that can reduce the ester group of A reduces the keto group as well. But if we “protect” the keto
group by converting it to a cyclic acetal (the ester group does not react), we can reduce the ester
group in basic solution without affecting the cyclic acetal. After we finish the ester reduction, we
can hydrolyze the cyclic acetal and obtain our desired product B:
O
O O O O O OH
⎯⎯⎯⎯⎯⎯
HA
→ ⎯⎯⎯⎯
i) LiAlH 4
Et O
→
HOCH CH OH
2 2
2
ii) H 2 O
O C 2 H5 O
O
H5 C 2 +
H3 O H2 O
O
OH
O Na OH
O
SO 3H SO 3 Na
Na SO 3H
+ -
OH H or OH
O + NaSO3H
SO 3 Na
H
SO 2 + H2O
SO 3H
OH
SO 3 + H2O
[Type text]
[Type text]
O RS
SR'
H H
H H S
Cyclic thioacetal
Thioacetals are important in organic synthesis because they react with Raney nickel to yield
hydrocarbons. These reactions (i.e., thioacetal formation and subsequent “desulfurization” give
us an additional method for convert carbonyl groups of aldehydes and ketones to – CH2 – groups:
R S R
⎯⎯⎯⎯
Raney Ni
(H )
→ + H + NiS
2
H S R H
RCHO + 2Ag(NH3 ) 2 OH ⎯⎯
→ 2Ag + RCOONH 4 + H 2O + 3NH 3
Colourless solution Silver mirror
Since ketoens do not undergo oxidation under mild conditions, Tollen’s reagent is also used for
differentiating them from ketones. Tollen’s reagent also does not attack carbon-carbon double
bonds and hence the reaction provides a valuable method for the synthesis of , -unsaturated
acids from , -unsaturated aldehydes, which are available by the aldol condensation and
subsequent dehydration.
H3C
H3C O
⎯⎯⎯⎯⎯⎯
Tollens' reagent
→
H +
ONH4
[Type text]
[Type text]
Benedict’s Solution: Benedict’s solution is alkaline copper sulphate containing citrate ions as
complexing agent. Aldehydes on warming with this solution, give brick red precipitates.
RCHO + Cu 2+ (complex) ⎯⎯
→ Cu 2 O + RCOOH
Red precipitate
It must be noted that Fehling solution and Benedict’s solution are very weak oxidizing agents.
These can oxidize only aliphatic aldehydes but are not capable of oxidizing aromatic aldehydes
such as benzaldehyde.
Since Ketones are not oxidizied by weak oxidizing agents, such as Tollen’s reagent or Fehling
solution, therefore, such reagents may be used to distinguish between aldehydes and ketones.
NH2Cl
H2N
Rosaniline hydrochloride
Baeyer-Villiger Oxidation: Both aldehyde and ketones are oxidized by peroxy acids. This
reaction, called the Baeyer-Villiger oxidation, is especially useful with Ketones, because it
converts them to carboxylic esters. For example, treating acetophenone with a peroxy acid
converts it to the ester phenyl acetate.
[Type text]
[Type text]
O
R O
O H5C 6 O
OH
H5C 6 ⎯⎯⎯⎯⎯⎯→ O
CH3 H3 C
phenyl acetate
Mechanism
+
H O
O H A O O H
O O
+ ⎯⎯
→ H C
⎯
⎯ O
+
R
H3C C 6H5 H3C C 6H5 H O 3
C 6 H5 H
OH
A
H A H H
H + H A
O O O
OH O O
O O
O + H3C O O R O R
H3C H3C
R C 6 H5 C 6 H5 C 6H5
H3C O
C 6 H5
The product of this reaction show that a phenyl group has a greater tendency to migrate than a
methyl group. Had this not been the case, the product would have been C 6H5COOCH3 and not
CH3COOC6H5. This tendency of a group to migrate is called is migratory aptitude. Studies of the
Baeyer-Villiger oxidation and other reaction have shown that the migratory aptitude of groups H
phenyl 3° alkyl 2° alkyl 1° alkyl methyl. In all cases, this order is for groups migrating
with their electron pairs, that is, as anions.
Commonly used ketones are acetone, methyl ethyl ketone and cyclohexanone. Commonly used
bases are aluminium ter-butoxide, aluminium isoporpoxide, potassium tri-tert-butoxide, etc.
Thus when a secondary alcohol in acetone or cyclohexanone is refluxed with aluminium tert-
butoxide in benzene or toluene solution, the secondary alcohol is dehydrogenated to a ketone and
the hydrogens are transferred to acetone or cyclohexanone converting them to alcohols.
[Type text]
[Type text]
R H3C R OH
OH + O
Al(OCMe3 ) 3
O + H3C
R H3C R CH3
2° Alcohol acetone ketone propan-2-ol
R
Al(OCMe3 )3 H
OH + O R 2 CO +
OH
R
cyclohexanone cyclohexanol
Primary alcohols may also be oxidized to aldehydes if ketones is replaced by a better hydrogen
acceptor, e.g., p-benzoquinone. The equilibrium can be controlled by the amount of acetone, an
excess of which favours the oxidation of the alcohol.
The aluminium derivative then forms with acetone a cyclic transition state which undergoes
internal hydride ion transfer, resulting in the oxidation of the alcohol to ketone.
O
(R 2 CHO)3 Al + (CH3 )2 CO + R 2C Al(OCHR2)2 R 2 C = O + (CH3 ) 2 CHO − Al(OCHR 2 ) 2
H O
H3C CH3
Since the initial attack is on the alcoholic hydroxyl group, hindered alcoholic group react less
readily. Thus, in cyclohexanols, the axial hydroxyl groups are attacked less readily.
Oxidation of Aldehydes And Ketones With SeO2: Aldehydes and ketones with a methyl
or methylene group adjacent to the carbonyl group are oxidized by selenium dioxide at room
temperature to dicarbonyl compounds, e.g., acetaldehyde forms glyoxal, and acetone forms
methylglyoxal :
CH 3CHO + SeO 2 ⎯⎯ → OCHCHO+ Se + H 2O
CH3COCH 3 + SeO 2 ⎯⎯
→ CH 3COCHO + Se + H 2O
The reaction is usually carried out in acetic acid, and the actual reagent is selenous acid. A
probable mechanism is
O H O O
OH C
C C O C
O Se ⎯⎯⎯
– H2O
→ ⎯⎯⎯
→ – H2O
+ Se
CH2 CH C O C
OH O
H Se OH
[Type text]
[Type text]
O O OH
H+
R + H ⎯⎯
→ R H R OH
H H H
Aldehydes and ketones are reduced using NaBH4 as the source of hydride ion. Aldehydes are
reduced to primary alcohol and ketones are reduced to secondary alcohol. Notice that the source
of protons (water or weak acids) is not added to the reaction mixture until reaction with the
hydride donor is complete.
⎯⎯⎯⎯
i) NaBH 4
→ H3C OH
H3C O ii) H 2 O
1° alcohol
⎯⎯⎯⎯
i) NaBH 4
→ H3C OH
H3C CH3 ii) H 2 O
O OH
2° alcohol
Mechanism: The mechanism of reduction is similar to that of LiAlH4. The reaction proceeds by
complexing the oxygen atom of the carbonyl group with boron and simultaneous transfer of the
hydride ion to the carbonyl carbon. All the four hydrogens of the reagent are transferred to the
four molecules of the substrate. Subsequent hydrolysis gives alcohol.
3 O
O + NaBH 4 ⎯⎯
→ O ⎯⎯
→ O ⎯⎯⎯⎯⎯
→ O
4 OH + NaOH + B(OH)3
NaOH + B(OH)3 ⎯⎯
→ NaH 2 BO3 + H 2 O
R OH OH O
+
Al(OCHMe 2 )3
O + H3C R H3C
The reaction is reversible. The reverse reaction, called OPPENAUR Oxidation, is employed for
the oxidation of alcohols, using aluminium tert-butoxide as catalyst in presence of excess
acetone.
The reaction shifts in the forward direction by the removal of acetone by distillation. The reaction
occurs under mild condition, is rapid, side reactions are negligible and the yield is high. The
[Type text]
[Type text]
reaction is specific for >C=O group, other reducible groups such as >C = C<, NO2 etc., present in
the substrate remain unaffected. If a compound contains two>C = O groups, one may be
protected by acetal formation and other is then reduced. Ketones with high enol content, e.g. -
diketones, -keto esters, etc. do not give this reaction.
Mechanism: The reaction probably involves a cyclic transition state (I) in which a H– ion from
the -CH bond of the alkoxide migrates to the >C = O carbon of the ketone to yield the mixed
alkoxide (II).
Al(OCHMe2)2
Al(OCHMe2 )2
R OAl(OCHMe2)2 H C
O O O R 3
CH3
O + ⎯⎯
→ R CH3 + O
- H
H H R'
R' CH3 R' CH3 H3C
(I)
An excess of isopropyl alcohol is used so that it exchanges with the mixed alkoxide (II) to
liberate the reduced ketone (III) i.e. the desired alcohol.
R H3C R
OAl(OCHMe2)2 H OH
+ ⎯⎯
→ + Al(OCHMe 2 )3
R' H3C R'
H OH H
Thus, for the reduction one hydrogen is supplied by the catalyst and the other hydrogen by the
solvent.
The Wolf Kishner Reduction: When a ketone or an aldehyde is heated in a basic solution of
hydrazine, the carbonyl group is converted to a methylene group this process is called
Deoxygenation because an oxygen is removed from the reactant. The reaction is known as the
Wolf-Kishner Reduction.
O
⎯⎯⎯⎯→
NH 2 , NH 2
OH − ,
CH3 CH3
Initially the ketone reacts with hydrazine to form a hydrazone. Hydroxide ion and heat
differentiate the Wolff-Kishner Reduction from ordinary hydrazone formation. After the
hydrazone is formed, OH– removes a proton from the NH2 group. Heat is required because these
protons are not easily removed. Resonance places some of the negative charge on carbon, which
abstracts a proton from water. The last two steps are repeated to from the deoxygenated product
and N2 gas
[Type text]
[Type text]
H O
H H
N N
H −O − H
⎯⎯⎯ ⎯ + N2 ⎯
⎯
CH3 CH3 CH3
+OH − +OH −
CH3 CH3
1-phenylethanone ethylbenzene
The reduction consists in refluxing the carbonyl compounds with amalgamated zinc and excess
of concentrated hydrochloric acid. The reduction is useful especially for ketones containing
phenolic or carboxylic groups which remain unaffected. Ketones are reducing more often than
aldehydes. Such reduction is also observed in Wolff-Kishner reduction but Clemmensen
reduction is easier to perform. The reduction, however, fails with acid-sensitive and high
molecular weight substrates. The , -unsaturated ketones undergo reduction of both the olefinic
and carbonyl groups.
Mechanism: Nakabayaski has suggested a mechanism on the assumption that the reducing
under acid condition involves protonated carbonyl group to which electrons are transferred from
the metal.
R R R H
R
+
O ⎯⎯ → ⎯⎯⎯ →
H Zn
OH ⎯
→ OH − Zn 2+
OH ⎯⎯⎯
2H
→ R OH2
R R R R R
-H2O
H R R
R H ⎯
H
⎯ H ⎯⎯Zn
⎯ H
− Zn 2+
R R R
[Type text]
[Type text]
Certain types of aldehydes and ketones do not give the normal reduction products alone. Thus, -
hydroxyl ketones give either ketones through hydrogenolysis of OH group or olefins and 1,3-
diketones give exclusively monoketones with rearrangement.
O
O O
H3C
⎯⎯⎯⎯⎯
Clemmensen
reduction
→
CH3
CH3 CH3
H3C
Certain cyclic 1,3-diketones give under Clemmensen reduction a fully reduced product along
with a monoketone with ring contraction.
H3C CH3
H3C CH3 H3C CH3
Zn − Hg
⎯⎯⎯→
HCl +
O O
1,1-dimethylcyclohexane
5,5-dimethylcyclohexane-1,3-dione O CH3
2,4,4-trimethylcyclopentanone
The latter probably is formed through a diradical with subsequent intramolecular C – C bond
formation and pinacol type rearrangement.
H3C CH3
H3C CH3 H3C CH3 H3C CH3 H3C CH3
− H2O
Zn − Hg
⎯⎯⎯→ ⎯⎯
→ ⎯⎯→
H +
⎯⎯⎯
− H+
→
HCl
O O HO OH HO OH HO OH2
O CH2
[H]
H3C CH3
O CH3
[Type text]
[Type text]
phosphonium salt is treated with a strong base (such as C65Li, BuLi, NaNH2, NaH,
C2H5ONa, etc.
Ph Ph Ph
Ph Ph + +
P + H3C Br ⎯⎯
→ Ph P ⎯⎯⎯⎯
→ Ph
C6 H5 Li
P CH2 ⎯
→ Ph P CH2
Ph Br Ph Ph
Ph
(I) (II)
+ C6 H 6 + LiBr
Mechanism: The reaction probably proceeds by the nucleophilic attack of the ylide on the
carbonyl carbon. The dipolar complex (betain) so formed decomposes to olefin and
triphenyphosphine oxide via a four centred transition state.
Ph R Ph R
Ph R R'
Ph R R Ph
+
Ph P O
+ Ph P R ⎯⎯
→ ⎯⎯
→ P +
Ph P
O Ph
Ph R' Ph R R"
Ph R
O R' R"
R'
R"
O Betaine intermeidate
R"
The mechanism is supported by the fact that an optically active phosphonium salt reacts to
produce a phosphine oxide with retention of configuration.
Et Et
Et H5 C 6
+
CH2
+
P Br ⎯⎯⎯ ⎯
C6 H5 Li
→ P ⎯⎯⎯⎯→
C6 H5CHO
CH2 + Ph P O
Ph Ph
styrene
Ph
Ph Ph
Phosphorous yields react in the same manner with the C = O groups of ketones and isocyanates
as also with the N = O and C = N groups of nitroso and imine compounds respectively.
R 2 'C = C = O
R 2C = C = CR 2
Ketene
R N = C = O
R N = C = CR 2
Isocynate
Ph 3 P + − CR 2−
R N = O
R N = CR 2
Nitroso compound
R 2C = NR
R 2 C = CR 2
Imine
[Type text]
[Type text]
C6H5
+
CH2Cl CH2 P C6H5 Cl-
Solution: (C6H5)3P
C6H5
H3C H3C C6H5Li
(A)
H5 C2
C2H5
C O CH P(C6H5)3
CH C H5 C2
C2H5
H3C
H3C
(C) (B)
+ (C6 H5 )3 P = CH 2 ⎯⎯
→
BRAIN TEASER 2:
Complete the following reactions
a) C 6 H5
H C3
+ H3C P ⎯⎯
→
O C 6 H5
H5 C 6
H3C
b) C 6H5
+ H3C P ⎯⎯
→
O C 6 H5
H5C 6
c) CH3
H5 C 6
O
O + P CH3 ⎯⎯
→
H2C H5 C 6
C 6 H5 O
Pinacol-Pinacolone Rearrangement: The acid catalysed rearrangement of vic diols (1, 2-
diols) to ketones or aldehydes with elimination of water is known as pinacol or pinacol-
pinacolone rearrangement. The name was given from the classical example of the conversion of
pinacol to pinacolone.
CH3 CH3 CH3 O
+
H3C CH3 ⎯⎯⎯⎯⎯⎯
H (dil. H 2SO4 )
→ H3C
OH OH CH3 CH3
pinacol Pinacolone (methyl t-butyl ketone)
Ph H Ph H
+
Ph H ⎯⎯→
H
Ph
OH OH H O
1,1-diphenylethane-1,2-diol diphenylacetaldehyde
Elimination of water without rearrangement – the normal reaction of alcohols – may be achieved
under drastic conditions (Al2O3, 450°C).
[Type text]
[Type text]
CH3 CH3 H3C CH3
OH OH H2C CH2
The rearrangement has been successfully carried out with various polysubstituted glycols.
Mechanism:
OH OH OH OH2 OH CH3
(I)
H3C CH3 H3C CH3 H3C CH3
+
−H
CH3 ⎯
→ CH3 ⎯⎯⎯ → CH3
HO CH3 HO CH3 O CH3
(II)
The carbocation (I), though tertiary, prefers to form (II) for its resonance stability.
The mechanism is supported by the fact that any carbocation in which the positive charge is on
| |
the carbon adjacent to the one bearing the hydroxyl group − C− C− OH also undergoes similar
|
rearrangement. Thus,
N
CH3 CH3 CH3 CH3 H3C CH3
CH3 ⎯
⎯
1,2 −shift
H3C CH3 Ag +
⎯⎯⎯ ⎯ → H3C ⎯⎯⎯⎯
+
→
(Ag 2 O) −H
OH Cl OH CH3 O CH3
The loss of water and migration of the alkyl group may be very rapid or simultaneous. Probably
the migrating group does not become completely free before it is partially bonded (III) to the
adjacent positively charged carbon, i.e., a type of intramolecular rearrangement is suggested.
R
(III)
Evidence in favour of this are (a) the migrating group retains its configuration, if chiral and (b)
no cross-over products are obtained when a mixture of two nearly similar 1,2-diols is treated with
acid.
[Type text]
[Type text]
Ph H Ph H H H H
O
+
H+ H ⎯⎯→
H
Ph CH3 ⎯⎯→ Ph Ph Ph
CH3 OH OH H O
OH OH H
As the migrating group migrates with its electron pair, the more nucleophilic group might be
expected to migrate. Thus, the order of migration amongst the aryl groups is p-anisyl p-tolyl
phenyl p-chlorophenyl, etc.
O
CH3
+
Ph Ph ⎯⎯→
H
Ph Ph
OH OH
Obviously, electron-withdrawing groups will retard the migration. The migratory aptitude
amongst the alkyl groups is Me3C Me2CH > Me. However, the stability of the initially formed
carbocation may offset the migratory aptitude order. The initial carbocation is formed by the loss
of that hydroxyl group which results in the formation of the most stable carbocation. Thus, in the
compound 1, 1-dimethyl-2, 2-phenyl glycol, the resonance-stabilized carbocation (IV) is formed
instead of (V) and so it is the methyl group and not the phenyl group which migrates, contrary to
the above sequence.
Ph CH3 Ph O
1,2 − shift
CH3 ⎯⎯⎯⎯
− H+
→ Ph
Ph CH3
+ Ph OH CH3 CH3
H (IV)
Ph CH3
-H2O Ph CH3
OH OH
Ph Less stable than (IV)
OH CH3
(V)
Steric hindrance may affect the rate of migration- p-anisyl group migrates 1000 times faster than
o-anisyl group.
[Type text]
[Type text]
b) CH3 CH3
+
C 6H5 ⎯⎯→ ?
H
H3C
OH OH
CH3
Solution: a) H3C
OH
H3C H3C H
+ H +
H2O +
H3C H2 O
H3C OH
OH OH
H3C H3C
+
−H
⎯⎯⎯→
H shift
⎯⎯⎯ →
H3C O H H3C O
C 6 H5
b) CH3 CH3 CH3 CH3 H3C
− H2O
C 6 H5 + H CH3
+
H5 C 6 H5C 6 C 6 H5 + H2O
H5 C 6 OH
OH OH OH2 OH
C 6 H5 CH3 C 6 H5 O
⎯⎯
→ H C −H
⎯⎯⎯
+
→ H5 C 6
5 6
H5C 6 + CN H5 C 6 ⎯⎯⎯⎯
CN ⎯⎯⎯ →
⎯ ⎯
→
H5C 6 CN H5C 6 C
H N
H
[Type text]
[Type text]
OH O
OH O
H5C 6 + ⎯⎯⎯
slow
C6H5 ⎯⎯ ⎯→ H3C CH3
CN H CN H
O OH O
H3C → H3C
CH3 ⎯⎯ + CN
OH
CN H
H5C 6
Schimdt Reaction: This is the reaction between a carbonyl compound and hydrazoic acid in
the presence of a strong acid concentrated sulphuric acid. Aldehydes give a mixture of cyanide
and formyl derivatives of primary amines, whereas ketones give amides :
RCHO + HN 3 ⎯⎯⎯
H 2SO4
→ RCN + RNHCHO + N 2
RCOR + HN3 ⎯⎯⎯
H 2SO4
→ RCONHR + N 2
The mechanism of the reaction is uncertain. It has been shown to be intramolecular, and Smith
(1948) has proposed the following mechanism, which is an example of the 1, 2-shift (from
carbon to nitrogen); for ketones :
R R R R OH R R
C C C
⎯⎯→ H+ ⎯⎯⎯
→ R
HN3
C R ⎯⎯⎯
→
– H2O
+
O OH N N N
HN N N
-N2 R
+
C R ⎯⎯⎯
H2O
→ OH2 CR ⎯⎯⎯
–H
→O
NR NR NHR
In ketones, if the two groups are not identical, then two geometrical isomers of (I) are possible. It
is also reasonable to suppose that the anti group (to the diazonium nitrogen) is the group that
migrates. In this way it is possible to explain how steric factors may influence the isomer ratio of
amides formed:
[Type text]
[Type text]
1 2
R R
+
C
⎯⎯⎯
– N2
→ R 1 — N = C— R 2 ⎯⎯⎯
H 2O
→ R 1NHCOR 2
N N2
1 2
R R
+
C
⎯⎯⎯
– N2
→ R 1 — C = NR 2 ⎯⎯⎯
H2O
→ R 1CONHR 2
N2 N
R H
+
C
⎯⎯
→ N 2 + RN = C H ⎯⎯⎯
H2O
→ HCONHR
N N2
Benzilic acid Rearrangement: The addition of a strong base to a carbonyl group results in
the formation of an anion. The reversal of the anionic charge may cause expulsion of the attached
group X, e.g.
X X O
O
HO
O ⎯⎯
→
OH OH
However, in a 1,2-diketone the group X may migrate to the adjacent electron-deficient carbonyl
carbon forming -hydroxy acid.
Thus, benzil on treatment with a strong base forms benzilic acid (salt), whence the name benzilic
acid rearrangement.
O O OH O
O
C 6H5 ⎯⎯⎯
NaOH
→ H5C 6 ⎯⎯
→ H5C 6
H5C 6
C 6H5 OH C 6H5 ONa
O
benzil sodium salt of benzilic acid
[Type text]
[Type text]
Barium and thallous hydroxides are more effective than sodium or potassium hydroxides.
Alkoxide ions (methoxide, t-butoxide etc.) in place of hydroxide ion give the corresponding
esters.
O C 6 H5 O
C 6 H5 ⎯⎯⎯⎯
CH3ONa
→ H5 C 6
H5 C 6
OH O
O
H3C
Benzilic acid methyl ester
Phenoxide ions are too weak a nucleophile to attack. Besides aromatic 1,2-diketones, aliphatic
and heterocyclic diketones as also o-quinones undergo this rearrangement.
Mechanism: It has been seen the rate of reaction is proportional to the concentration of benzyl
and the hydroxide ion, i.e., rate [C6H5COCOC6H5][OH–]
It has also been found that when the reaction is carried out in the presence of H 218O, benzyl
exchanges 18O faster than it rearranges.
On the basis of the above observations, it has been suggested that a fast reversible nucleophilic
attack occurs at the carbonyl carbon in the first step. The second step is the rate determining step
in which the migration occurs. Finally, a rapid proton transfer completes the process.
O O O O O O OH O
+ OH
fast
OH ⎯⎯⎯
slow
→ Ph ⎯⎯⎯
proton
transfer
⎯→ Ph
H3C Ph H3C Ph Ph OH Ph O
The carbonyl group which is attached to the less electron releasing of the two aryl groups is
relatively more positively charged and, hence, is attacked by OH–. Consequently, the less
electron donating aryl group migrates to the other carbonyl group.
O O O O
H3C
OH
H3C ⎯⎯⎯
slow
→ H3C
fast O
O C6H5 OH
H5 C 6
H5C 6 OH
OH O
+
⎯⎯⎯ H
⎯
transfer
→ H3C
C 6 H5 O
[Type text]
[Type text]
R R'
H+ NH
N ⎯⎯→
R' OH O R
The rearrangement is catalysed by a variety of acidic reagents such as H 3PO2, H2SO4, SOCl2,
PCl5, etc., and a simplified mechanism can be written in the following steps.
H
R R +
R' C +
H+ O H
N ⎯⎯→
⎯⎯ N − H2O
⎯⎯⎯→ ⎯⎯⎯
→ H2O
N R R'
R' OH R' OH2
N R
−H +
O O H
R' R'
NH R N R
The rearrangement is highly stereospecific in that the migrating group always approaches the
nitrogen atom on the side opposite to the oxygen atom.
R' O
R R'
− H2O
⎯⎯⎯→ ⎯⎯⎯→
i) H 2 O
ii) -H +
NH
N N R' R
OH2 R
In the above example, there is migration of the R group to the electron deficient nitrogen, which
is anti or trans to the hydroxyl group. The exclusive migration of the anti group has been
confirmed in a number of cases, most notably in the conversion of 2-chloro-5-nitro-
benzophenone oxime to a chlorobenzanilide. The configuration of this particular oxime has
earlier been established by its ready conversion of a nitro-substituted phenylbenzisoxazole,
showing that the nitrated benzene ring lies on the same side of the C = N linkage as the –OH
group. When this oxime undergoes Beckmann rearrangement, it is found that the phenyl group,
rather than the nitrated benzene ring, migrates to the nitrogen.
O C 6H5 C 6H5
O2N O2 N O2 N
NH N N
⎯⎯⎯
Beckmann
⎯ ⎯⎯⎯⎯
cold alkali
→
C 6 H5 rearrangement OH O
Cl Cl
Since it is always the anti group that migrates, it appears that either the breakage of the N – O
bond and the group migration are syunchronous or these two steps follow each other quickly. The
migration of the anti group is so much certain in the Beckmann rearrangement that it is normally
possible to establish the configuration of a particular oxime by identifying its rearrangement
products.
H5C 6 O
+
O ⎯⎯→
H O
N H5C 6 NH CH3
CH3
OH
[Type text]
[Type text]
H5C 6 O
O ⎯⎯
→ H5 C 6
HO N CH3 NH OCH3
Another mechanistic feature of the rearrangement has been worked out by Kuhara and later by
Chapman who established that the rearrangement does not take place in the oxime itself, but in
its acyl derivative which ionizes and subsequently rearranges. The ionization of the acyl
derivative has been shown to be the rate-controlling step of the rearrangement. Typically, the
benzene sulphonic ester of benzophenone oxime undergoes rearrangement without any acid
catalyst.
H5 C 6 C 6 H5 H5 C 6 OSO2Ph O
+
⎯⎯
→ ⎯⎯→
H H5 C 6 + C6 H5SO2 OH
N N
OSO2Ph C 6 H5 NH
H5 C 6
It is also observed that rates of isomerisation of various oxime esters run parallel to the strength
of the esterifying acids which is found to be in the following order.
C6 H 5SO 2 OH C6 H 5COOH CH 3COOH
Finally, the carbon atom of the migrating group retains its configuration in the Beckmann
rearrangement. By the following series of reactions. Kenyon and Young not only proved
retention of configuration but also correlated Beckmann and Hofmann rearrangements. Optically
active 3-heptylcarboxylic acid was converted to its amide and subjected to Hofmann
rearrangement. In another set of experiment the same acid was converted into 3-phenylmethyl
ketone and then the oxime of this ketone was rearranged by the Beckmann method. Both these
rearrangement yielded the same optical isomer of 3-heptylamine.
C 2H5 C 2H5 O C 2 H5
H H NH2 H
1. SOCl2
2. Cd(CH3)2 hydrolysis
C 2H5 C 2 H5 C 2 H5
O CH3
n-C 4H9 ⎯⎯
→ n-C 4H9 ⎯⎯⎯⎯
Hofmann
→ n-C 4H9 NH
CH3 N H O
H H
HO H3C
Since the retention of configuration at the migrating carbon has already been confirmed in the
Hofmann rearrangement, it therefore follows that the Beckmann rearrangement also takes place
with retention of configuration. Apparently the migrating group never becomes free from the
remainder of the molecule and it also appears reasonable to believe that the breakage of C – C
bond and the formation of the new C – N bond take place synchronously.
However, Beckmann rearrangement as a whole is not an intramolecular process since the
carbonium ion, once formed, may combine with a hydroxyl ion present in solution. The
[Type text]
[Type text]
⎯⎯⎯⎯
i) PCl5
ii) H 218O
→ H5C 6
N 18
OH O
It is therefore evident that the Beckmann rearrangement does not proceed by an intramoelcular
exchange of the hydroxyl and the phenyl group; rather it passes through a carbonium ion which
accepts hydroxyl ion or a water molecule from the solvent. Thus there is complete loss of the
original oxime oxygen from the molecule during the reaction. A reasonable mechanism for the
Beckmann rearrangement may be summed up as under:
C 6H5
H5C 6 C 6H5 H5C 6 C 6H5
⎯⎯⎯
PCl5
→
N
N N
OH O
18
Cl Cl H 2O
P
Cl Cl 18 +
H5C 6 H5C 6 OH2
18 − H+
O ⎯⎯ ⎯
N
H5 C 6
H5C 6
In the presence of strong acids, the reaction is initiated by protonation of the oxime followed by
loss of water to yield the same species as obtained by the decomposition of ester.
Beckamnn rearrangement is not only confined to ketoximes, but some aldoximes have also been
shown to undergo this rearrangement. Thus, syn- and anti- benzaldoximes undergo
rearrangement under the influence of PPA.
H5C 6 H O
H+
⎯⎯→ H5C 6
N NH2
HO
The formation of benzamide in the rearrangement of the syn-isomer has been explained by the
ready conversion of some of the syn-form into the anti which then rearranges with a hydrogen
migration.
Beckmann rearrangement has also been used for the enlargement of rings. An example of
considerable industrial importance involves the rearrangement of cyclohexanone oxime to -
caprolactam used for the manufacture of nylon-6.
O
NH
+
N ⎯⎯→
H ⎯⎯
→ nylon-6
OH
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[Type text]
N Formatted
CH2
6HCHO + 4NH 3 ⎯⎯
→ N
CH2 CH2
N N
Hexamethylene tetramine
O H
O
H3C C 6 H5 H5 C 6
Brain Teaser 2: a) H5 C 6 O
O + P CH3 ⎯⎯
→ P
H5C 6
H3C H5C 6 C 6H5
+ H3C CH3
CH3
(3E)-3-methylhept-3-ene
H5C 6
b) H5C 6
O
O + P CH3 ⎯⎯
→ + P
H5C 6 H5C 6
C 6 H5 C 6 H5
CH3
CH3 CH3
c)
H5 C 6
O O O
+ P CH3 ⎯⎯
→ H2C CH3
H2C
H5 C 6
C 6 H5 O O
H
H5 C 6
O
+ P
H5C 6
C 6H5
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