Introduction To Etcs Braking Curves
Introduction To Etcs Braking Curves
ERTMS UNIT
Version : 1.4
Date : 14/06/16
&
Signat.
AMENDMENT RECORD
Version Date Section number Modification/description Author(s)
TABLE OF CONTENTS
AMENDMENT RECORD 2
Table of contents 3
Table of figures 4
Table of tables 4
2.GENERAL OVERVIEW 6
2.1. Braking curve: what? 6
2.2. Harmonised Braking curves for ETCS: why? 6
2.2.1. Background 6
2.2.2. Current situation 6
5.NUMERICAL EXAMPLES 21
5.1. Introduction 21
5.2. High speed passenger train 21
5.3. Conventional passenger train 23
5.4. Freight train braked in P mode 26
5.5. Freight train braked in G mode 27
TABLE OF FIGURES
Figure 1: Overview of the EBD braking curve and its related supervision limits................................9
Figure 2: Indication to the driver before the Permitted speed starts to decrease............................10
Figure 3: Overspeed, driver is left additional time to avoid the ETCS intervention..........................10
Figure 4: Construction of the EBD...................................................................................................12
Figure 5: Dispersion of emergency braking performance on dry rails.............................................14
Figure 6: Rolling stock correction factors for Gamma trains – split of responsibility RU/IM.............15
Figure 7: Integrated correction factors for lambda trains.................................................................16
Figure 8: Train braking performance fitting the line (warning signal location and line speed),
analogy between Cab signalling and Lineside signalling,.........................................................18
Figure 9: Lower train braking performance, Lineside signalling without ETCS...............................19
Figure 10: Lower train braking performance, Cab Signalling with ETCS braking curve..................19
Figure 11: Contribution of the ETCS braking curve to the headway................................................20
Figure 12: Distance apportionment for high speed train..................................................................22
Figure 13: Distance apportionment for Conventional passenger train- gamma approach..............25
Figure 14: Distance apportionment for Conventional passenger train - lambda approach.............25
Figure 15: Distance apportionment for freight train braked in P mode............................................27
Figure 16: Distance apportionment for freight train braked in G mode............................................28
TABLE OF TABLES
Table 1 : Reference documents.........................................................................................................5
Table 2: High speed train, example of input parameters.................................................................22
Table 3: Conventional passenger train, example of input parameters (Gamma method)................23
Table 4: Conventional passenger train, example of input parameters (Lambda method)...............24
Table 5: Freight train braked in P mode, example of input parameters...........................................26
Table 6: Freight train braked in G mode, example of input parameters...........................................28
3 GENERAL OVERVIEW
4 BRAKING CURVE: WHAT?
A CCS system does not brake, i.e. it is not responsible for the braking system of the
train, which will do the actual job. ETCS (and also some elaborated legacy CCS
systems) supervises both the position and speed of the train to ensure they
continuously remain within the allowed speed and distance limits, and -if necessary-
it will command the intervention of the braking system to avoid any risk of the train
exceeding those limits.
To do so the ETCS onboard computer must predict the decrease of the train speed
in the future, from a mathematical model of the train braking dynamics and of the
track characteristics ahead. This prediction of the speed decrease versus distance is
called a braking curve.
From this prediction the ETCS on-board computer calculates in real time braking
distances, which will also be used to assist the driver and to allow him to drive
comfortably, by maintaining the speed of the train within the appropriate limits.
5 HARMONISED BRAKING CURVES FOR ETCS: WHY?
6 BACKGROUND
Two of the ETCS frequently asked questions are why to fully harmonise the ETCS
braking curves and why it has been so difficult and controversial.
The main reason is the clear split of responsibility between the Railway Undertaking
and the Infrastructure Manager, which has been enforced by the EU directives. The
CCS system has naturally stuck to the same logic, resulting into two separate ETCS
trackside and on-board subsystems.
However this has to be put in perspective with the very high degree of integration of
the legacy CCS systems, which have been developed on a national basis and with a
speed/distance control philosophy closely linked to the underlying signalling system.
For instance, the required safety level of the railway operation with legacy systems
is obtained according to assumptions with regards to the braking (safety margins)
that can vary drastically from one country to another one, that very often cannot be
apportioned between trackside and on-board or even worse that are not clearly
identifiable.
Therefore the move towards a unified speed and distance control, together with a
clear split of responsibility between the Infrastructure Manager and the Railway
Undertaking, implies that:
the behaviour of the train with respect to its braking curves must be fully
predictable
the safety margins, which tell how reliable is the braking curve itself, can be
unambiguously apportioned between the trackside and on-board
subsystems. Note that the reliability of the braking curve used for the ETCS
supervision is related to the braking system only and should not be mixed up
with the reliability of the ETCS system itself.
7 CURRENT SITUATION
Today the ETCS baseline 2 specifications lay down the basic principles for the
braking curves and the associated information displayed to the driver, but there is
still no harmonised method/algorithm to compute them; as a result, the following
consequences arise:
More than ten years after the start of the first discussions between the stakeholders,
the convergence towards a stable specification of the ETCS braking curve
functionality has now been achieved and is reflected in the baseline 3 SRS 3.5.0
(ref [1]).
From the EBD and the measured (i.e. estimated) train speed, the ETCS computer
calculates in real time, several times per second, the distance necessary to stop (or
decelerate) the train from the time the ETCS on-board would command the
intervention of the emergency brake. To do so, it is necessary to make worst case
assumptions:
on the train dynamics during the lapse of time before the full emergency
brake effort is developed (emergency brake build up time), by taking into
account the measured acceleration
on the actual speed of the train, by taking into account the inaccuracy of the
speed measurement
This distance determines a location called the EBI (Emergency Brake Intervention)
supervision limit, i.e. the point beyond which ETCS will bypass the human in charge
(see Figure 1).
The EBD curve and the resulting EBI supervision limit are the elements of the ETCS
speed and distance monitoring function, which materialize the so called ETCS
parachute.
Important note: the term parachute must be understood as the preventive reaction
of a CCS system, against any exceeding of the speed and distance limits. On the
other hand, a legacy “Warning/Stop” CCS system, which for instance only reacts
when passing a signal at danger, should not be strictly considered as a parachute
(or at most considered as a parachute that opens up too close from the ground).
11 ADVISING THE DRIVER
In addition to the parachute functionality, ETCS provides the driver with advance
information related to braking. Its purpose is to assist the driver and to allow him to
drive comfortably, by maintaining the speed of the train within the appropriate limits.
Therefore the ETCS on-board calculates in real time other supervision limits:
Indication (I), Permitted speed (P), Warning (W) and Service Brake Intervention
(SBI) (only if the ETCS on-board is designed to command itself the service brake).
They consist of locations that, when crossed by the train, will trigger some
information to be given to the driver through appropriate graphics, colours and
sounds on the Driver Machine Interface (see document ref [2] for details).
For the “I” supervision limit: leave the driver enough time to act on the service
brake so that the train does not overpass the Permitted speed, when this
latter will start to decrease. Without the indication it would not be possible for
the driver to perform a transition from ceiling speed supervision to the target
speed supervision without overpassing the Permitted speed (see Figure 2).
For the “P” supervision limit: in case of overspeed, to leave the driver an
additional time to act on the service brake so that the train will not overpass
the point beyond which ETCS will trigger the command of the brakes.
For the “W” supervision limit, to give an additional audible warning after the
Permitted speed has been overpassed.
For the “SBI” supervision limit, to take into account the service brake build up
time so that the EBI supervision limit is not reached after the command by
ETCS of the full service brake effort. The SBI supervision limit is facultative
and can be implemented on-board the train in order to avoid too frequent
emergency braking, which can be damaging for both the rolling stock and the
track.
Figure 1: Overview of the EBD braking curve and its related supervision limits
Moreover the ETCS computer has to continuously display the Permitted speed to
the driver. Even though it is customary to call this displayed Permitted speed a
“braking curve”, in reality the ETCS computer does never calculate such a braking
curve as a whole. Only the mental image of ETCS plotting on a graph a decreasing
displayed Permitted speed versus distance could be seen as a braking curve but
here it does not consist of a prediction made by the ETCS computer: this latter has
only to consider the “P” supervision limit, which is a single location (normally ahead
of the train unless there is an overspeed) calculated for the currently measured train
speed.
Figure 2: Indication to the driver before the Permitted speed starts to decrease
The main purpose of the ETCS display is to invite the driver to keep the train speed
as close as possible to the Permitted speed (see Figure 2). However the driver
might eventually fail to do it and should be the case, ETCS offers him/her a second
chance to brake the train before it takes over the responsibility to command the
brakes. This is materialised by a more visible and audible warning and an additional
time left to act on the service brake in order to avoid the ETCS intervention, i.e. to
avoid that the EBI or the SBI supervision limit (depending on whether the ETCS
command on the service brake is implemented) is reached (see Figure 3).
Figure 3: Overspeed, driver is left additional time to avoid the ETCS intervention
12 INPUT PARAMETERS
Numerous input parameters are necessary to feed the ETCS braking curve
algorithms and to allow the ETCS on-board computer to perform in real time its
supervision and advisory functions; they can be classified in four categories:
Physical parameters, which results from the real time measurements by the
ETCS fixed values, which are invariant within a given ETCS baseline. They
mostly relate to the ergonomics of the braking curve model itself (e.g. driver
reaction times, see Figure 1);
On-board parameters, which are captured before the Start of mission as part
of the so called ETCS Train Data. They mostly relate to the rolling stock
braking system itself.
Amongst the two last categories of input parameters, a particular care must be paid
to the ones contributing to the computation of the EBD curve. Indeed, the
responsibility of the ETCS being solely to command the emergency brake in due
time, the overall safety of a railway system highly relies on the fact that the trains will
be effectively braked according to the predicted EBD.
Therefore the EBD curve must fulfil the relevant safety, which is required for the
operation of ETCS trains on a given infrastructure. This is materialised in the ETCS
braking curve model by the so called “correction factors”.
To that effect, the emergency brake deceleration is modelled through a step function
of deceleration against speed (“emergency brake deceleration profile”), while the
track slopes are sent by the ETCS trackside as a step function of constant slopes
against distance (“gradient profile”). The combination of both gives a set of
interconnected parabolic arcs, each of them corresponding to a speed and distance
“region” with a constant deceleration (see Figure 4).
A_brake_safe A_gradient
+
Distance
Speed
A mistake usually made is to mix up the reliability with which the train will develop
the guaranteed deceleration with the ETCS on-board safety target (i.e. Tolerable
Hazard Rate set to 10-9/h). Indeed, the ETCS on-board THR only represents the
acceptable failure rate for the ETCS on-board equipment to command the brakes
when it is expected to do so, based on the input information given to ETCS. In other
terms the reliability of the emergency braking system itself will have an impact on
the overall safety of a railway system, but it is just a contributor distinct from the
ETCS on-board THR.
The ETCS braking curve model is tailored to allow a clear responsibility split
between the Railway Undertaking and the Infrastructure Manager, for what regards
the determination of the EBD curve.
With the ETCS braking curve model, the margin between the nominal emergency
brake performance (A_brake_emergency) and the guaranteed one is quantified by
the so called correction factors. This margin is essentially related to characteristics
of the rolling stock itself and depends on:
The efficiency of the Wheel Slide protection (WSP) system in case of wet rail
Others...
Since there can be a natural tendency in some countries to already include hidden
margins when establishing the nominal braking performance of a rolling stock, first
of all ETCS sets the reference conditions under which the nominal emergency
deceleration must be established: environmental conditions, friction elements, track
profile, wear of the wheels, all braking systems considered for the emergency
braking up and running.
On the one hand, these two correction factors offer the advantage to be strictly
under the responsibility of the Railway Undertaking, because only related to the
rolling stock characteristics. On the other hand, the ETCS braking curve model
offers the Infrastructure Manager two levers in order to interact on the computation
of the EBD curve:
the selection of the confidence level with which the guaranteed emergency
braking on dry rails will be considered;
a weighting factor that can mitigate Kwet_rst, in case the available wheel/rail
adhesion is higher than the reference one defined in the standard EN15595.
When the ETCS on-board equipment is fitting a train with a fixed composition or a
finite number of predefined compositions, all the nominal deceleration profiles, their
corresponding rolling stock correction factors and the brake build up times can be
preconfigured in the ETCS on-board equipment (see Figure 6). The trains for which
it is possible to store such predefined data are called “Gamma trains”.
At the Start of Mission, ETCS on-board automatically uses the preconfigured data
corresponding to the relevant train composition, if needed from a train
preparer/driver selection or from a dedicated train input (see Figure 6).
Figure 6: Rolling stock correction factors for Gamma trains – split of responsibility RU/IM
Abrake _ safe Abrake _ emergency K dry _ rst M _ NVEBCL K wet _ rst M _ NVAVADH 1 K wet _ rst
Abrake _ dry
The braked weight percentage of the train is obtained by dividing the sum of the
braked weight of all the individual vehicles (determined according to UIC Leaflet
544-1) by the total weight of the train. The trains for which the braking performance
is captured (through the train preparer or the driver) as braked weight percentage
and is converted into deceleration data are called “Lambda trains”.
It must be underlined that the deceleration profile and brake build up time so
obtained are pure mathematical artefacts without any physical meaning. Indeed the
conversion consists of a unique algorithm, which has been designed and validated
through a comparison with the braking distances measured during an extensive field
tests campaign performed by UIC with a large variety of train types.
Since the driver cannot reasonably be requested to enter any explicit correction
factor, it has been chosen, in order to obtain a deceleration profile suitable for the
EBD curve, to offer the Infrastructure Manager the possibility to define “Integrated
correction factors”, which will be sent by the ETCS trackside:
In order to compute the EBD curve, the guaranteed emergency brake deceleration
profile is substituted with this tuned deceleration profile :
Asafe ( v, d ) Abrake _ tuned ( v ) Agradient ( d )
These integrated correction factors are actually used as tuning factors, allowing the
Infrastructure Manager to tweak the ETCS braking curves so that they could fit to
the legacy signalling system. Such approach, which reflects to some extent the
current integrated railway practice, has the following disadvantages:
The validity domain of the conversion model is limited: maximum speed 200
km/h, braked weight percentage between 30% and 250% and maximum train
length 900m (Passenger trains) or 1500m (Freight trains).
Unlike the National Values for gamma trains, it has been impossible to the
railways to find a consensus for the default values of the integrated
correction factors. The default values are fixed values stored on-board and
can be enforced in case of cross border cold movements (e.g. locomotives
pulled as wagon with the ETCS on-board equipment switched off).
For conventional passenger trains, the Railway Undertaking has the full freedom to
opt for the preconfigured emergency deceleration profile and rolling stock correction
factors or for the capture of the braked weight percentage and its associated
conversion. ETCS even offers the possibility for the train preparer/driver, if the ETCS
on-board is so configured, to select one or the other method, this feature being
useful for locomotives that alternatively pull passenger trains and freight trains.
These signals are therefore located in order to match the braking performance of
the preferred type of rolling stock operating on the concerned line, taking into
account the slopes and possibly some safety margins.
When trains with less good braking performance (e.g. freight trains) have to operate
on a line designed for better trains, the driver is instructed (generally through its
driver’s route book or eventually through the legacy CCS system) to run at a lower
speed than the nominal line speed, keeping in mind that the location from which he
starts to brake (the warning signal) remains the same for all trains.
In a few words, driving with optical signals implies that the location where to start
braking is fixed, while the initial speed is adapted in order to match the braking
performance of the train. With ETCS, this is exactly the contrary: the initial speed is
constant, while the location where to start braking is adapted according to the
braking performance of the train.
This is why running under the ETCS full supervision can only be achieved with the
concept of “Cab Signalling”: in normal situation while running the driver must
observe the displayed information on the DMI and he/she is not required to look
outside the lineside signals.
Figure 8: Train braking performance fitting the line (warning signal location and line speed),
analogy between Cab signalling and Lineside signalling,
Figure 10: Lower train braking performance, Cab Signalling with ETCS braking curve
Note: the system delays in Figure 11 include all the processing and transmission
delays (Interlocking, ETCS trackside and on-board, GSM-R in case radio is used),
which happen from the time the first train has left a signalling block section to the
time the information displayed to the driver of the second train is refreshed.
It is therefore clear that the perturbation distance, which is only partly based on the
braking performance committed by the Railway Undertaking, must be fully
predictable since it is used by the Infrastructure Manager in order to check whether
a train can fit into an ETCS fitted line.
20 ENGINEERING ETCS LEVEL 1 LINES FITTED WITH EUROBALISES
ONLY
The Figure 11 here above illustrates the fact that, as soon as the first train leaves a
signalling block section, the system reacts to forward to the ETCS on-board of the
second train a new Movement Authority including the released section. With a semi-
continuous transmission medium (Radio or Loop), the renewal of the Movement
Authority can always be ensured in due time regardless of the value of the
perturbation distance.
However for a level 1 line only fitted with spot transmission devices (balises), the
renewal of the Movement Authority before the train reaches the Indication
supervision limit relies on the fact that the information point (infill balise group) is
installed at the suitable location, which is as close as possible to the perturbation
point.
In case of mixed traffic (i.e. trains with different braking performances), there could
be the need to install more infill information points, but again their location will
depend on the advance knowledge of the respective perturbation distances.
21 NUMERICAL EXAMPLES
22 INTRODUCTION
Braking a train is more demanding than braking a road vehicle: the low wheel-rail
grip which makes rail transport so energy efficient also makes for longer braking
distances. For instance, a high speed passenger train requires several kilometres to
brake to standstill.
The Figure 12 here below shows the resulting braking distance apportionment.
EBD
Total distance: 7179 m 417 333 365 208 835 1424 385 3212
The Table 4 includes the corresponding input parameters for the same train, but with
braking performance expressed as braked weight percentage.
The Figure 13 and Figure 14 here below show the braking distance apportionment
obtained with the ETCS on-board configured respectively as a “gamma train” and
“lambda train”.
EBD
Figure 13: Distance apportionment for Conventional passenger train- gamma approach
EBD
Total distance: 2286 m 222 178 127 223 203 412 921
Figure 14: Distance apportionment for Conventional passenger train - lambda approach
The Figure 15 here below shows the resulting braking distance apportionment.
EBD
The Figure 16 here below shows the resulting braking distance apportionment.
EBD