AIPLA Amicus in Viacom-YouTube
AIPLA Amicus in Viacom-YouTube
10-3270-cv
10-3342-cv
d
IN THE
for-profit bar association for intellectual property law attorneys; it has no parent
corporation, and no publicly held company owns 10% or more of AIPLA’s stock.
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TABLE OF CONTENTS
IV. ARGUMENT...................................................................................................5
A. The District Court Correctly Held that the Requirement for
Specificity Applies to Both the “Actual Knowledge” and
“Aware of Facts or Circumstances” Prongs of the Knowledge
Standard Under Section 512..................................................................7
V. CONCLUSION..............................................................................................15
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TABLE OF AUTHORITIES
Page(s)
FEDERAL CASES
FEDERAL STATUTES
17 U.S.C. § 512..................................................................................................2, 5, 6
OTHER STATUTES
Digital Millennium Copyright Act, Public Law 105-304..........................................5
REGULATIONS
House Committee on Commerce Report, H.R. Rep. No. 105-551, pt. II
(1998) (“House Report”) .............................................................................passim
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other fields of law affecting intellectual property. AIPLA members represent both
AIPLA has no interest in any party to this litigation. Nor does AIPLA have
a stake in the outcome of this case, other than its interest in seeking a correct and
However, AIPLA urges this Court to affirm the district court’s holding that more
1
After reasonable investigation, AIPLA believes that (a) no member of its Board or
Amicus Committee who voted to prepare this brief, or any attorney in the law firm or
corporation of such a member, represents a party to this litigation, (b) no representative of any
party to this litigation participated in the authorship of this brief, and (c) no one other than the
AIPLA, or its members who authored this brief and their law firms or employers, made a
monetary contribution to the preparation or submission of this brief. Some committee members
or attorneys in their respective law firms or corporations may represent entities which have an
interest in other matters which may be affected by the outcome of this litigation.
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service provider (“ISP”) of the protection of the safe harbor provisions of the
Digital Millennium Copyright Act (“DMCA”). The district court correctly held
strip the ISP of its protection under Section 512 of the Copyright Act, as amended
court’s holding is consistent with the legislative history of the DMCA and relevant
case law. AIPLA urges this Court to reject Viacom’s broad attempt to deprive
Internet service providers of the benefits of the safe harbor provisions of the
site.
AIPLA further urges this Court to clarify that conduct of the type that would
violate the standards set forth in Grokster, under certain circumstances, may
constitute “awareness” for purposes of Section 512(c) and result in forfeiture of the
III. BACKGROUND
Defendant, YouTube, operates a website to which Internet users may upload
and store video files available for viewing by other Internet users. Congress
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Viacom followed the DMCA procedures to give YouTube notice that its
copyrighted videos had been placed on the YouTube site and to demand that they
Viacom’s notices, Viacom filed suit for infringement, alleging tens of thousands of
was not entitled to safe harbor protection from liability because it had a generalized
Viacom’s argument that “generalized knowledge” could be a basis for denying the
DCMA safe harbor protection. It held that the “actual knowledge” or “awareness”
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history of the DMCA, specifically noting that the Act creates a series of safe
harbors for Internet service providers. The district court specifically referenced
portions of the legislative history identifying that, in addition to the Internet service
activity would have to have been apparent to a reasonable person operating under
the same or similar circumstances, an objective test. The district court noted that
the House and Senate Reports, House Committee on Commerce Report, H.R. Rep.
No. 105-551, pt. II (1998) (“House Report”), and Senate Committee on the
court continued, noting that the DMCA imposed no obligation on Internet service
qualify for the safe harbor provision, the Internet service provider must not have
actual knowledge that the material is infringing and must not be aware of facts or
Among the “red flags” that could constitute being aware of facts or
circumstances from which the infringing activity is apparent, the court noted
portions of the House and Senate reports identifying as “red flags” downloads from
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pirated sites that are apparent on their face. The district court concluded that both
the “actual knowledge” and “facts or circumstances” elements of the DMCA safe
The district court correctly held that either actual knowledge of specific
each must be satisfied in order for the Internet service provider to establish “safe
harbor” protection.
IV. ARGUMENT
AIPLA urges this Court to clarify the respective rights of Internet service
providers and copyright owners pursuant to the Digital Millennium Copyright Act,
Public Law 105-304, codified at 17 U.S.C. § 512. Section 512(c) provides a “safe
harbor” to Internet service providers who receive notice of infringing content being
posted on their sites and who act promptly thereafter, pursuant to the requirements
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substantial monetary interests are at stake. The balance between content providers
and Internet service providers was the subject of vigorous public debate at the time
the DMCA was passed, and the DMCA embodies Congress’s decision about where
to draw this line. This specific issue has not been addressed and resolved by this or
other circuits.
This case raises the issue of whether an Internet service provider loses the
knowledge that infringing activity occurs on its site. Does the loss of protection
under the DMCA require merely generalized knowledge or, rather, as the district
it requires “actual knowledge” or “awareness,” did the district court articulate the
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activity is apparent. AIPLA submits that the district court’s holding is consistent
The House and Senate Reports include identical language with respect to the
applicable knowledge standard. They make it clear that Congress intended that
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generalized knowledge, even when delivered directly to the service provider, is not
sufficient: delivery of a defective notice, i.e., one that does not substantially
comply with the formal requirements of the Act, will not deprive the provider of
the safe harbor. In this case, the service provider not only had generalized
knowledge, it also may have had enough information to identify the infringing
activity itself, with minimal additional investigation. Yet, even this level of
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Senate Report at 46-47 (emphasis added); See also House Report at 55-56.
Section 512(c)(1)(A)(ii).
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qualify for the safe harbor if it had turned a blind eye to “red
flags” of obvious infringement. For instance, the copyright
owner could show that the provider was aware of facts from
which infringing activity was apparent if the copyright owner
could prove that the location was clearly, at the time the
directory provider viewed it, a “pirate” site of the type
described below, where sound recordings, software, movies or
books were available for unauthorized downloading, public
performance or public display. Absent such “red flags” or
actual knowledge, a directory provider would not be similarly
aware merely because it saw one or more well known
photographs of a celebrity at a site devoted to that person.
* * *
* * *
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Senate Report at 48-49; See also House Report at 57-58. Congress having engaged
in a full public debate and having made the policy decision that balances the
interests affected by the DMCA, this Court should not judicially revise that
balance. Although the district court correctly recognized this balance, its
implementation in this case was erroneous in two fundamental and important ways.
the Internet service provider has no duty to investigate. The district court cited
with approval the Ninth Circuit’s holding in Perfect 10, Inc. v. CCBill LLC, 488
F.3d 1102, 1113 (9th Cir. 2007). In so doing, however, the district court elevated
the holding that the service provider has no duty to investigate in a manner that
flatly contradicts the very examples of “red flags” provided by Congress in the
legislative history.
In CCBill, the sites that were alleged to have constituted “red flags” were
spite of the obvious illegal nature of these names, and the lack of imagination
required to divine their purpose, the Ninth Circuit in CCBill held that these colorful
and explicit names were not “red flags.” The holding that these names were not
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obvious enough to constitute a “red flag,” a holding that is endorsed by the district
court in this case, irreconcilably conflicts with the specific examples of “red flags”
House Report at 57-58; Senate Report at 48-49. So too, in CCBill, the infringing
and casual viewing. Yet, the Ninth Circuit declined to so hold. The blatant site
names in CCBill are precisely the type of indications of illegality that Congress
The Ninth Circuit’s erroneous holding in CCBill that such obvious examples
cannot as a matter of law constitute a “red flag” elevates the proposition that the
service provider has “no duty to investigate” to a point that encourages willful
blindness, defies common sense, and contravenes the express intent of Congress.
These are precisely the type of obvious indicators of illegality from which
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Section 512(m) makes it clear that the availability of the safe harbor does not
depend on the service provider’s efforts to monitor its service or affirmatively seek
“awareness” that ignores even the explicit red flags identified by Congress, the
Ninth Circuit and the district court have effectively eliminated any viable
“awareness” under Section 512(c) contravenes the express intent of Congress and
infringement are required, the service provider may not ignore the obvious.
That is precisely the point made by this Court in Tiffany (NJ) Inc. v. eBay,
Inc., 600 F.3d 93 (2nd Cir. 2010), cert denied, 11/29/2010, in the context of
trademark rights and online sales of counterfeit goods. “[I]f eBay had reason to
suspect that counterfeit Tiffany goods were being sold through its website, and
intentionally shielded itself from discovering the offending listings or the identity
of the sellers behind them, eBay might very well have been charged with
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know’ prong.”2 Ironically, although the district court erred in supporting the
CCBill holding, it also cited with approval this Court’s holding in Tiffany. The
district court’s approval of CCBill cannot be reconciled with this Court’s holding
service provider can neither ignore the obvious, nor can they act in a manner that is
(2005), to disqualify YouTube from the protections of the safe harbor provisions.
It found that Grokster and its progeny involve neither Internet service providers
nor the DMCA and thus have little application here. Although there is no denying
the distinctions between Grokster and this case, the district court’s categorical
dismissal of the decision overlooks the usefulness that the Grokster Supreme Court
opinion may have in future disputes over the DMCA’s safe harbor.
While Grokster was decided under common law principles and this case
turns on statutory provisions, both involve issues of secondary liability and both
2
See Inwood Labs., Inc. v. Ives Labs., Inc., 456 U.S. 844, 102 S. Ct. 2182 (1982).
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infringement liability that are designed to promote commerce and innovation in the
digital age. While factually, Grokster is also distinguishable from this case in that
providing rather than limiting copyright protection, this Court should make it clear
V. CONCLUSION
For the foregoing reasons, AIPLA respectfully requests that the Second
infringement.
December 3, 2010
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I certify that the foregoing information is true and correct to the best of my
knowledge and belief formed after a reasonable inquiry.
By: ____________________________
/s/ Patrick J. Coyne
Patrick J. Coyne
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CERTIFICATE OF SERVICE & CM/ECF FILING
Theodore B. Olson
Matthew D. McGill
Gibson Dunn
1050 Connecticut Avenue, N.W.
Washington, D.C. 20036
(202) 955-8668
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I certify that an electronic copy was uploaded to the Court’s electronic filing
system. One Original and 5 hard copies of the foregoing Brief of amicus curiae,
American Intellectual Property Law Association were sent to the Clerk’s Office By
Hand Delivery to:
Clerk of Court
United States Court of Appeals, Second Circuit
United States Courthouse
rd
500 Pearl Street, 3 floor
New York, New York 10007
(212) 857-8576
rd
on this 3 day of December 2010.
Notary Public:
/s/ Nadia R. Oswald Hamid
_________________________ /s/ Samantha Collins
_________________________
Sworn to me this SAMANTHA COLLINS
Record Press, Inc.
December 3, 2010 229 West 36th Street, 8th Floor
NADIA R. OSWALD HAMID New York, New York 10018
Notary Public, State of New York (212) 619-4949
No. 01OS6101366
Qualified in Kings County
Commission Expires November 10, 2011