Iowa Storm Water Management Manual: Design Standards Chapter 5-Infiltration Practices
Iowa Storm Water Management Manual: Design Standards Chapter 5-Infiltration Practices
A. Introduction
The emerging goal of urban stormwater management is to achieve effective control of pollutants in stormwater runoff and
reduce the volume and rate of runoff to control downstream impacts from flooding and stream-channel erosion. Best
management practices (BMPs) that mirror the natural process of infiltration found in undeveloped watersheds can
effectively increase the volume of water returned to the soil and reduce the volume of direct runoff to streams and sewers.
Increased infiltration will maintain pre-development baseflow in local streams, and also help reduce the frequency of
bank-full flow in urban stream channels. Infiltration practices are the one group of BMPs that can effectively reduce the
volume of net annual direct runoff to streams. When site conditions permit, a portion of urban stormwater runoff can be
managed through infiltration. The water volume from infiltration is transferred to the soil-water system and released
slowly over time through the local water table and into local and regional stream baseflow. Additional water is transferred
back into the atmosphere through evapotranspiration.
B. Infiltration fundamentals
Infiltration is the downward movement of water from the land surface into the soil profile. Infiltration can occur naturally
following precipitation, or can be induced artificially through structural modifications in the ground surface. Some water
that infiltrates will remain in the shallow soil layer, where it will gradually move vertically and horizontally through the
soil and subsurface material. Eventually, it might enter a stream by seepage into the stream bank. Some of the water may
continue to move deeper (percolate), recharging the local groundwater aquifer. A dry soil has a defined capacity for
infiltrating water. The capacity can be expressed as a depth of water that can be infiltrated per unit time, such as inches per
hour. If rainfall supplies water at a rate that is greater than the infiltration capacity, water will infiltrate at the capacity rate,
with the excess either being ponded, moved as surface runoff, or evaporated. If rainfall supplies water at a rate less than
the infiltration capacity, all of the incoming water volume will infiltrate. In both cases, as water infiltrates into the soil, the
capacity to infiltrate more water decreases and approaches a minimum capacity. When the supply rate is equal to or
greater than the capacity to infiltrate, the minimum capacity will be approached more quickly than when the supply rate is
much less than the infiltration capacity.
1. Infiltration. The downward entry of water into the immediate surface of soil or other materials.
2. Infiltration capacity. The maximum rate at which water can infiltrate into a soil under a given set of conditions.
3. Infiltration rate. The rate at which water penetrates the surface of the soil, expressed in cm/hr, mm/hr, or
inches/hr. The rate of infiltration is limited by the capacity of the soil and the rate at which water is applied to the
surface. This is a volume flux of water flowing into the profile per unit of soil surface area (expressed as velocity).
4. Percolation. Vertical and lateral movement of water through the soil by gravity.
As precipitation infiltrates into the subsurface soil, it generally forms an unsaturated (vadose) zone and a saturated
(phreatic) zone. In the unsaturated zone, the voids (spaces between grains of gravel, sand, silt, clay, and cracks within
rocks) contain both air and water. Although a lot of water can be present in the unsaturated zone, this water cannot be
pumped by wells because it is held too tightly by capillary forces. The upper part of the unsaturated zone is the soil-water
zone. The soil zone is crisscrossed by roots, openings left by decayed roots, and animal and worm burrows, which allow
the precipitation to infiltrate into the soil zone. Water in the soil is used by plants in life functions and leaf transpiration,
but it also can evaporate directly to the atmosphere. Below the unsaturated zone is a saturated zone where water
completely fills the voids between rock and soil particles.
Water movement in the vadose zone is generally conceptualized as occurring in the three stages of infiltration,
redistribution, and drainage or deep percolation, as illustrated in Figure C5-S1- 1. As described above, infiltration is
defined as the initial process of water entering the soil resulting from application at the soil surface. Capillary forces or
matric (negative pressure) potentials are dominant during this phase. Redistribution occurs in the next stage where the
infiltrated water is redistributed within the soil profile after water application to the soil surface stops. During
redistribution, both capillary and gravitational effects are important. Simultaneous drainage and wetting takes place during
this stage. Evapotranspiration takes place concurrently during the redistribution stage, and will impact the amount of
water available for deeper penetration within the soil profile. The final stage of water movement is termed deep
percolation or recharge, which occurs when the wetting front reaches the water table. The term “infiltration” is typically
used as a single terminology to describe all three stages of water movement through the vadose zone. The terms, “water
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flux”, “infiltration rate”, and “rate of water movement” are also used interchangeably.
Figure C5-S1- 1: Water infiltration through the soil-water unsaturated zone and into the water table
The distribution of water during the infiltration process under ponded conditions is illustrated in Figure C5-S1- 2. In this
idealized profile for soil-water distribution for a homogeneous soil, five zones are illustrated for the infiltration process.
Figure C5-S1- 2: Zones of the infiltration process for the water content profile under ponded conditions
1. Saturated zone. The pore space in this zone is filled with water (saturated). Depending on the length of time
elapsed from the initial application of water, this zone will generally extend only to a depth of a few millimeters.
2. Transition zone. This zone is characterized by a rapid decrease in water content with depth, and will extend a few
centimeters.
3. Transmission zone. This zone is characterized by a small change in water content with depth. In general, the
Beyond the wetting front, there is no visible penetration of water. A comprehensive review of the principles governing the
infiltration process has been published by Hillel (1982). Soil-water infiltration is controlled by the rate and duration of
water application, soil physical properties, slope, vegetation, and surface roughness. Generally, whenever water is ponded
over the soil surface, the rate of infiltration exceeds the soil infiltration capacity. On the other hand, if water is applied
slowly, the infiltration rate may be slower than the soil infiltration capacity, and the supply rate becomes a determining
factor for the infiltration rate. This type of infiltration process is termed “supply controlled” (Hillel, 1982). However, once
the infiltration rate exceeds the soil infiltration capacity, it is the latter which determines the actual infiltration rate, and
thus the process becomes profile-controlled. Generally, soil-water infiltration has a high rate in the beginning, decreases
rapidly, and then slowly decreases until it approaches a constant rate. As shown in Figure C5-S1- 3, the infiltration rate
will eventually become steady and approach the value of the saturated hydraulic conductivity.
The slope of the land can also indirectly impact the infiltration rate. A steep slope will result in runoff, which will impact
the amount of time the water will be available for infiltration. In contrast, gentle slopes will have less of an impact on the
infiltration process due to decreased runoff. When compared to the bare soil surface, vegetation cover tends to increase
infiltration by retarding surface flow, allowing time for water infiltration. Plant roots may also increase infiltration by
increasing the hydraulic conductivity of the soil surface through the creation of additional pore space. Due to these
impacts, infiltration may vary widely under different types of vegetation. The movement of water is described below.
6. Aquiclude. Dense impermeable layers of earth material between which confined aquifers exist.
7. Recharge zone. Groundwater is replenished in the recharge zone of a confined aquifer, where the aquifer is
exposed at the surface and water can enter it.
C. Infiltration systems
Surface infiltration can be achieved through the use of grass buffer strips, vegetated swales, and porous pavement systems.
Infiltration systems such as infiltration trenches, infiltration basins, and bioretention areas (including rain gardens) are
designed specifically to capture a defined volume of storm runoff and transfer it directly to the soil profile. Several
integrated practices, such as soil quality restoration and native landscaping, can be used in conjunction with these
practices to improve the infiltration capacity of compacted urban soils. An infiltration BMP is designed to capture a
volume of stormwater runoff, retain it, and infiltrate all or part of that volume into the ground.
Infiltration of stormwater has a number of advantages and disadvantages. The advantages of infiltration include both
water quantity control and water quality control.
1. Water quantity control can occur by capturing and retaining surface runoff and infiltrating the water into the
underlying soil, reducing the volume of water discharged directly to receiving streams. Infiltration systems can be
designed to capture the volume of stormwater from the smaller, more frequent storm events (water quality
volume) and infiltrate this water into the ground over a period of several hours or days. Infiltration can provide a
secondary benefit by increasing recharge of underlying aquifers and increasing baseflow levels of nearby streams.
2. Water quality treatment can be attained when pollutant removal occurs as water percolates through the various
soil layers. As the water moves through the soil, particles can be filtered out. In addition, microorganisms in the
soil can degrade organic pollutants that are contained in the infiltrated stormwater.
There are two general types of situations where infiltration practices may be used:
1. For determining the dimensions of an infiltration device that is required to provide storage of the WQv, Cpv,
and/or Qp.
2. Site conditions may dictate the layout and capacity of infiltration measures, and one might be interested in
determining the level of control provided by such a layout. In the latter case, control may not be sufficient.
Additional control, possibly from other BMPs, may be needed.
Although infiltration of stormwater has many benefits, it also has some drawbacks:
1. Infiltration may not be appropriate in areas where groundwater is a primary source of drinking water, due to the
potential for contaminant migration. This is especially true if the runoff is from a commercial or industrial area
where there may be contamination from organics or metals.
2. The performance of infiltration BMPs will also be limited in areas with low-permeability soils.
3. In addition, infiltration BMPs can experience reduced infiltrative capacity, and even clogging, due to excessive
sediment accumulation. Frequent maintenance may be required to restore the infiltrative capacity of the system.
Care must also be taken during construction to limit sediment generation and compaction of the soil layers
underlying the BMP, to avoid reducing the infiltrative capacity.
A fundamental principle for describing the flow of water in a homogeneous, porous media is given by Darcy’s Law
(Chow, Maidment, and Mays, 1988; McCuen, 1989):
Equation C5-S1- 1
𝑄𝑄 = 𝐾𝐾𝐾𝐾∆ℎ/𝐿𝐿
Where:
Q = flow (cfsec)
K = saturated hydraulic conductivity; characteristic of a specific porous medium when effectively saturated with water
(fps)
A = cross-sectional area through the porous medium perpendicular to the flow (ft2)
Δh/L = hydraulic gradient, the difference in hydraulic head, Δh, per unit distance in the direction of flow, L ft/ft
The velocity of flow through the porous medium can be determined from Equation C5-S1- 1 by substituting the continuity
equation Q = qA to obtain:
∆ℎ
𝑞𝑞 = 𝐾𝐾 � �
𝐿𝐿
The velocity of water through the pores of the medium is described by:
𝑞𝑞
𝑉𝑉 =
𝜃𝜃𝑠𝑠
Where:
V = fluid velocity (in/hr)
𝜃𝜃𝑠𝑠 = water content of the medium (in3/in3) equal to the medium’s porosity less the volume of trapped air in the pore spaces
The infiltration rate is the flux of water into the soil in units of in/hr (Hillel, 1980). As shown in Figure C5-S1- 2 and
Figure C5-S1- 3, infiltration downward into an initially dry soil occurs under the combined influence of ponding head and
suction gradient (Hillel, 1980). As the water penetrates deeper and the transmission zone lengthens, the suction gradient
decreases because the difference in matric suction between the saturated soil surface and the unwetted soil below the
wetting front divides itself along an increasing distance (L). The suction gradient eventually becomes negligible and the
gravity gradient becomes the remaining force pushing water downward. In vertical flow, each unit of decline in ponding
depth (L) leads to an equal loss of gravity head (Δh), so the gravity gradient has a value of unity. Early in a ponding event,
the total hydraulic gradient is higher than unity since the suction gradient and gravity gradient are both significant and
acting together. Over time, the total hydraulic gradient declines approaching a lower limiting value of 1. As long as the
vertical profile is homogeneous, the vertical movement of water settles down to a steady, gravity-induced rate approaching
the hydraulic conductivity as a lower limiting value. Work done by Bouwer (1966) suggests a safety factor of 0.5 be
applied to the measured soil hydraulic conductivity to account for any decrease in conductivity due to plugging of the soil
interface and air trapped in the pore spaces.
1. Hydrologic soil group (HSG). The HSG refers to the soil characteristics that tend to decrease or increase the
amount of runoff produced from a precipitation event. The HSG is used in the determination of the runoff curve
number (CN) developed by the Natural Resource Conservation Service (NRCS).
a. Group A.
1) Sand, loamy sand, or sandy loam soil types.
2) Low runoff potential and high infiltration rates, even when thoroughly wetted.
3) Includes deep and well- to excessively-drained sands and gravels.
4) High rate of water transmission (hydraulic conductivity).
b. Group B.
1) Silt loam or loam.
2) Moderate infiltration rate when thoroughly wetted.
3) Includes moderately deep to deep, moderately well- to well-drained soils.
4) Moderately fine to moderately coarse textures.
c. Group C.
1) Sandy clay loam.
2) Low infiltration rates when thoroughly wetted.
3) Consists primarily of soils with a layer that impedes downward movement of water.
4) Moderately fine to fine structure.
5) Perched water table at 40-60 inches; root-limiting at 20-40 inches.
d. Group D.
1) Clay loam, silty clay loam, sandy clay, silty clay, and clay.
2) Very low infiltration rates when thoroughly wetted.
3) Consists chiefly of clay soils with high swelling potential, soils with a permanent high water table, soils
with a claypan or clay layer at or near the surface, and shallow soils over nearly impervious material.
2. Soil texture. The hydrologic design methods presented are based on the use of two hydrologic soil properties; the
effective water capacity (Cw) and the minimum infiltration rate (f) of the specific soil textural groups, as shown in
Table C5-S1- 1.
a. Effective water capacity. The fraction of the void spaces available for water storage (in/in).
b. Minimum infiltration rate. The final rate that water passes through the soil profile during saturated
conditions (in/hr).
The hydrologic soil properties are obtained by identifying the soil textures with a gradation test for each change in
soil profile. The soil textures presented in Table C5-S1- 1 correspond to the soil textures of the US Department of
Agriculture (USDA) Textural Triangle presented in Figure C5-S1- 4. The data presented in Table C5-S1- 1 are
based on the analysis of over 5,000 soil samples by the USDA under carefully controlled procedures. The use of
the soil properties established in the table for design and review procedures will offer two advantages. First, it
provides for consistency of results in the design procedures. Second, it eliminates the need for the laborious and
costly process of conducting field and laboratory infiltration and permeability tests.
Based on the soil textural classes and the corresponding minimum infiltration rates, a restriction is established to
eliminate unsuitable soil conditions. Soil textures that are recommended for infiltration systems include those
soils with infiltration rates of 0.52 in/hr or greater, which include loam, sandy loam, loamy sand, and sand (soil
clay content of less than 20% and a silt/clay content of less than 40%). Soil textures with minimum infiltration
rates of less than 0.52 in/hr are not suitable for usage of infiltration practices. These include soils with more than
30% clay content, which are susceptible to frost heaving and therefore structurally unstable; in addition to having
a poor capacity to percolate runoff.
3. Suitability of soils. As seen above, the HSG and soil texture at the site will have a direct impact on the suitability
of the site soils for application of an infiltration practice. Other considerations such as the soil bulk density and
a. Determine soil type (consider NRCS Group A, B or C only) from mapping and consult USDA/NRCS soil
survey tables to review other parameters such as the amount of silt and clay, presence of a restrictive layer or
seasonal high water table, and estimated permeability. The soil should not have more than 30% clay or more
than 40% clay and silt combined. Eliminate sites that are clearly unsuitable for infiltration. If the surface and
underlying soils are NRCS Group D or the saturated infiltration rate is less than 0.52 in/hr, the site should not
be used for infiltration.
b. Groundwater separation should be at least 4 feet from the basin invert to the measured groundwater elevation.
Seasonal high groundwater should be a minimum of 4 feet below the infiltration surface.
c. Bedrock or impervious soils should be a minimum of 4 feet from the infiltrating surface (i.e. bottom of
trench).
e. Sites that are constructed of fill and/or have a baseflow or slope greater than 15% should not be considered.
f. Infiltration practices should not be placed in locations that cause water problems to downgrade properties.
Infiltration facilities should be set back 25 feet (10 feet for dry wells) down-gradient from structures.
g. Ensure that adequate head is available to operate flow splitter structures when the trench is operated as an
offline structure. Hydraulic design should prevent ponding in the splitter structure or creation of backwater
upstream of the splitter.
h. For infiltration basins, at least three in-hole conductivity tests should be performed using USBR 7300-89 or
Bouwer-Rice procedures (ASTM D5084-03 Standard Test Methods for Measurement of Hydraulic
Conductivity of Saturated Porous Materials), the latter if groundwater is encountered within the boring; two
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tests at different locations within the proposed basin; and the third down-gradient by no more than 25 feet.
The tests should measure permeability in the side slopes and the bed within a depth of 12 feet of the invert.
i. The minimum acceptable hydraulic conductivity as measured in any of the three required test holes is 0.5
in/hr. If any test hole shows less than the minimum value, the site should be disqualified from further
consideration.
2. Should the initial site assessment described above not rule out infiltration as a BMP alternative, the point
evaluation system described below can be used as the next level of site evaluation. The point system was
developed by the Swedish Association of Water and Wastewater Works (1983) and was first recommended for use
in the US by Urbonas and Stahre (1993). The protocol is based on evaluating various site conditions by assigning
points for each category listed in Table C5-S1- 2. A site with fewer than 20 points is considered unsuitable. A site
with more than 30 points is considered good. A site with 20-30 points is considered a suitable condition, with
some occasional standing water on the infiltration surfaces possible.
3. These preliminary evaluation procedures should be coupled with a detailed site-specific engineering evaluation.
This may include a standard series of soil borings at the proposed BMP locations to establish more definitive
information on vertical soil textural/grain size classifications, as well as any restrictive layers in the soil profile.
Direct in-situ measurement of soil infiltration rates can also be competed using a double-ring infiltrometer as
described in the standard test method ASTM D3385-03, Standard Test Method for Infiltration Rate of Soils in
Field Using Double-Ring Infiltrometer.
4. The recommended procedure for final site evaluation of soils for infiltration practices is provided in Chapter 5,
section 7.
1 Ratio between tributary-connected impervious area (AIMP) and the infiltration area (AINF):
• AINF > 2 AIMP 20 points
• AIMP ≤ AINF ≤ 2 AIMP 10 points
• 0.5 AIMP ≤ AINF ≤ AIMP 5 points
Urban catchments with pervious surfaces smaller than 0.5 AIMP should not be used for infiltration.
2 Nature of surface soil layer:
• Coarse soils with low ratio of organic material 7 points
• Normal humus soil 5 points
• Fine grained soils with high ratio of organic material 0 points
3 Underlying soils:
• If the underlying soils are coarser than surface soils, assign the same number of points as for the
surface layer under criterion #2.
• If the underlying soils are finer-grained than the surface soils, use the following points:
Gravel, sand, or glacial till with gravel or sand 7 points
Silty sand or loam 5 points
Fine silt or clay 0 points
4 Slope (S) of the infiltration surface:
• S < 7% 5 points
• 7% ≤ S ≤ 20% 3 points
• S > 20% 0 points
5 Vegetation cover:
• Healthy, natural vegetation cover 5 points
• Lawn – well established 3 points
• Lawn – new 0 points
• No vegetation – bare ground 5 points
6 Degree of traffic on infiltration surface:
• Little foot traffic 5 points
• Average foot traffic 3 points
• High foot traffic (i.e. playing/sports fields) 0 points
Source: Adapted from Urbonas and Stahre, 1993
Design methodologies are presented for three infiltration practices and two integrated (complementary) practices below:
• Infiltration trenches
• Infiltration basins
• Bioretention area (and rain gardens)
• Soil quality restoration
• Native landscaping
The design procedures are based on either intercepting the WQv from the area contributing runoff or using the truncated
hydrograph method for control of the runoff from an area for either Cpv or Qp. The design equations may be defined for
either case of stormwater quality or quantity control because the volume of water (Vw) stored in the individual infiltration
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Iowa Storm Water Management Manual C5-S1 - General Information for Infiltration Practices
practice may be determined from the methods described in Chapter 2 and Chapter 3.
Infiltration trench and infiltration basin systems rely directly on the site soil conditions to infiltrate the design capture
volume of stormwater. Infiltration trenches and basins can be used on single/multi-family residential sites of up to 10
acres and up to 5 acres for commercial sites. Bioretention BMPs use an additional prepared soil and vegetation layer on
top of the infiltrating soil surface to provide an additional filtration process prior to infiltrating all or part of the filtered
stormwater. Rain gardens are a smaller design variant of the class of BMPs called bioretention areas. Rain gardens are
typically constructed on residential sites and use a shallow depression in the native soil profile supplemented with
permeable upper soil, mixed with vegetation, to capture and treat the runoff. A rain garden is typically constructed without
an aggregate subbase or subdrain system, and the captured runoff volume will be limited to that which can infiltrate into
the local subsoil within 12-24 hours. The last two practices, soil quality restoration and native landscaping, are intended as
complementary integrated practices that can be implemented to improve the infiltration capacity of compacted urban soils,
and provide a vegetation system to maintain a healthy soil profile for infiltration.
An important consideration in the design and construction of infiltration systems is to understand that the primary cause of
failure is clogging of the infiltrating soil interface. On development sites where construction will continue over an
extended period of time, the final implementation of the infiltration BMP should be completed after the site is fully
developed and the entire catchment area is stabilized for control of sediment from construction activity. All of the
structural infiltration practices should be provided with an upstream pre-treatment BMP for removal of sediment (i.e.
grass buffer strip, vegetated swale, sediment forebay, etc). While an infiltration trench or basin will provide removal of
suspended solids, the primary functions will be removal of very small particulates and soluble pollutants in the soil
profile, reduction of the volume of direct annual runoff to the storm sewer system and local streams, and increasing the
volume of recharge to the local water table.
1. Infiltration conveyance criteria. The design of all infiltration practices includes an analysis of the site runoff
conveyance configuration to ensure that excess flow is discharged at non-erosive velocities.
a. The overland flow path of surface runoff exceeding the capacity of the infiltration system is configured to
preclude erosive concentrated flow. If computed flow velocities do not exceed the non-erosive threshold,
overflow may be accommodated by natural topography. Critical erosive velocities for grass and soil are
summarized in Chapter 9, section 2.
b. Infiltration systems are designed to fully de-water the entire WQv within 48 hours after the storm event.
c. If the infiltration practice is used to control the Cpv or Qp, the truncated hydrograph method can be used to
determine the required detention volume (see Chapter 3, section 7).
d. If runoff is delivered by a storm drain pipe or along the main conveyance system, the infiltration practice
should be designed as an offline practice (see Chapter 4 for an example of an offline infiltration practice).
e. Stormwater outfalls with capacity for the overflow associated with the 10-year design storm event are
included and configured to prevent non-erosive velocities on the downslope.
b. Pre-treatment volume. A minimum of 25% of the WQv is pre-treated prior to entry to the infiltration
practice. If the infiltration rate for the underlying soils is greater than 2 inches per hour, 50% of the WQv is
pre-treated prior to entry into an infiltration facility. This can be provided by a sedimentation basin, stilling
basin, sump pit, or other acceptable measures. Exit velocities from pre-treatment should be non-erosive during
the two-year design storm.
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POLLUTANT REMOVAL
Low = <30% Medium = 30-65% High = 65-100%
Low Med High
Suspended Solids
Nitrogen
Phosphorous
Metals
Bacteriological
Hydrocarbons
Source: California Stormwater Manual
Description: An infiltration trench is a long, narrow, rock-filled trench with no outlet that receives stormwater runoff.
Runoff is stored in the void space between the stone aggregate and infiltrates through the bottom and into the soil matrix.
Infiltration trenches can range from 3-12 feet deep, are backfilled with stone aggregate, and are lined with filter fabric.
Underground trenches receive runoff through pipes or channels, whereas surface trenches collect sheet flow from the
drainage area. Trenches should be designed to drain completely within 6-48 hours. Infiltration trenches perform well for
removal of fine sediment and associated pollutants. Pre-treatment using buffer strips, swales, or detention basins is
important for limiting amounts of coarse sediment entering the trench, which can clog and render the trench ineffective.
Typical uses: Residential subdivisions, high-density residential, ultra-urban areas, and parking lots.
Advantages:
• Appropriate for small sites with porous soils
• Infiltration trenches reduce runoff volume and filter pollutants
• Provide stream baseflow and recharge groundwater.
• As an underground BMP, trenches are unobtrusive and have little impact on site aesthetics
Limitations:
• Use should be restricted to small drainage areas – generally less than 5 acres
• Suitable for NRCS HSG-A/B soils; limited application in HSG-C soils; not recommended in HSG-D soils. Do not
use with soil infiltration rates <0.5 inches/hour
• Seasonal high water table should be 4 feet below bottom of trench
• Susceptible to clogging by sediment – use upstream BMPs for sediment removal
• Restricted in karst areas
• Placement under paved surfaces or in industrial or commercial settings not recommended
Maintenance requirements:
• Remove sediment accumulation to ensure proper functioning
• Inspect for clogging – install an integrated observation well/piezometer to check water level
• Remove sediment from pre-treatment areas
A. Description
By diverting runoff into the soil, an infiltration trench not only treats the water quality volume, but also helps to preserve
the natural water balance on a site and can recharge groundwater and preserve baseflow. Due to this fact, infiltration
systems are limited to areas with highly porous soils where the water table and/or bedrock are located well below the
bottom of the trench. In addition, infiltration trenches must be carefully sited to avoid the potential of groundwater
contamination.
Infiltration trenches are designed primarily for reduction in stormwater runoff volume, but when integrated with other
BMPs, they can achieve significant water quality improvement. Runoff volume control can be achieved for the water
quality volume for smaller storm events up to the limits of the local infiltration capacity of the local soils. The runoff
volume gradually infiltrates through the bottom and sides of the trench and into the subsoil, eventually reaching the water
table. By diverting runoff into the soil, an infiltration trench not only treats the water quality volume, but also helps to
preserve the natural water balance on a site, recharge groundwater, and preserve baseflow.
An infiltration trench may also be designed to capture and infiltrate the entire channel protection volume, Cpv, in either an
offline or online configuration. For larger sites, or where only the WQv is diverted to the trench, another structural control
must be used to provide Cpv extended detention. Infiltration trenches must be used in conjunction with another best
management practice to provide overbank and extreme flood protection, if required.
Infiltration trenches can remove a wide variety of pollutants from stormwater through sorption (the action of soaking up
or attracting substances), precipitation, filtering, and bacterial and chemical degradation. Pre-treatment areas up-gradient
of the infiltration site are provided to remove a larger portion of the TSS and overall sediment load. Examples of some
pre-treatment areas include grit chambers, water quality inlets, sediment traps, swales, and vegetated filter strips
(SEWRPC 1991; Harrington 1989).
When used with pre-treatment areas, infiltration trenches can remove up to 80 percent of sediments, metals, coliform
bacteria, and organic matter; and up to 60% of phosphorus and nitrogen (Schueler 1992). Biochemical oxygen demand
(BOD) removal is estimated to be between 70-80%. Lower removal rates for nitrate, chlorides, and soluble metals should
be expected. Undersized or poorly-designed infiltration trenches can reduce TSS removal performance. An infiltration
trench is presumed to be able to remove 80% of the TSS load in typical urban post- development runoff when sized,
designed, constructed, and maintained in accordance with the recommended specifications. In a situation where a removal
rate is not deemed sufficient, additional controls may be put in place at the given site in a series or “treatment train”
approach.
For additional information on monitoring BMP performance, see ASCE/EPA “Urban Stormwater BMP Performance
Monitoring: A Guidance Manual for Meeting the National Stormwater BMP Database Requirements.”
Using washed aggregate and adding organic matter and loam to the subsoil may improve pollutant removal efficiencies.
The addition of organic material and loam to the trench subsoil will enhance metals and nutrient removal through
adsorption.
Infiltration trenches are generally suited for medium- to high-density residential, commercial, and institutional
developments where the subsoil is sufficiently permeable to provide a reasonable infiltration rate and the water table is
low enough to prevent groundwater contamination. They are applicable primarily for impervious areas where there are not
high levels of fine particulates (clay/silt soils) in the runoff, and should only be considered for sites where the sediment
load is relatively low.
Infiltration trenches can be used either to capture sheet flow from a drainage area or to function as an offline device. Due
to the relatively narrow shape, infiltration trenches can be adapted to many different types of sites and can be utilized in
retrofit situations. Unlike some other structural stormwater controls, they can easily fit into the margin, perimeter, or other
unused areas of developed sites. Infiltration trenches capture and treat small amounts of runoff but do not control peak
hydraulic flows. Infiltration trenches should be used in conjunction with another best management practice to provide
both water quality control and peak flow control (Harrington 1989). Peak flow control is usually achieved with a slow
release of the stormwater management volume through an orifice in the storage facility. As a result, the water quality
volume will equal the stormwater detention area below the orifice, and must infiltrate to exit.
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Iowa Storm Water Management Manual C5-S2 - Infiltration Trenches
The applicability of infiltration trenches depends on native soils, slope, depth to water tables, depth to bedrock, size of
drainage area, and proximity to wells, surface waters, and foundations. Trenches are generally suitable to sites with gentle
slopes, permeable soils, deep bedrock, and deep groundwater. Excessive slope of the drainage area, fine-particle soil
types, and proximate location of the water table and bedrock may prevent the use of infiltration trenches.
1. General feasibility.
a. Suitable for Residential Subdivision Usage – yes
b. Suitable for High Density/Ultra Urban Areas – yes
c. Regional Stormwater Control – no
2. Slope and drainage area. The drainage area slope determines the velocity of the runoff and influences the
amount of pollutants entrained in the runoff. Infiltration trenches work best when the up-gradient drainage area
slope is less than 5% (Schueler, 1987). The down-gradient slope should be no greater than 15% to minimize slope
failure and seepage. The slope of the surrounding area should be such that the runoff is evenly distributed as sheet
flow as it enters the trench. Runoff can be captured by depressing the trench surface or by placing a berm at the
down-gradient side of the trench. In general, infiltration trenches are suitable for drainage areas up to 5 acres.
Supplemental BMPs should always be carefully considered. The drainage area must be fully developed and
stabilized with vegetation before constructing an infiltration trench. High sediment loads from unstabilized areas
will quickly clog the infiltration trench.
3. Depth to water table and bedrock. Land availability, the depth to bedrock, and the depth to the water table will
determine whether the infiltration trench is located underground or at grade. Feasible sites should have a
minimum of 4 feet to bedrock in order to reduce excavation costs. There should also be at least 4 feet below the
trench to the water table to prevent potential groundwater problems.
4. Minimum setbacks. Stormwater easements may be necessary to accommodate setbacks. Recommended setbacks
are as follows:
a. Property line: 10 feet
b. Building foundation: 25 feet
c. Private well: 100 feet
d. Public water supply well: 1,000 feet
e. Septic system tank/leach field: 100 feet
f. Surface waters: 100 feet
b. When used in an offline configuration, the WQv is diverted to the infiltration trench through the use of a flow
splitter. Stormwater flows greater than the WQv are diverted to other controls or downstream, using a
diversion structure or flow splitter.
c. To reduce the potential for costly maintenance and/or system reconstruction, it is strongly recommended that
the trench be located in an open or lawn area, with the top of the structure as close to the ground surface as
possible. Infiltration trenches should not be located beneath paved surfaces, such as parking lots.
d. The underlying soils must meet the soils screening criteria with an infiltration rate, f, of 0.5 in/hr or greater, as
initially determined from NRCS soil textural classification; and subsequently confirmed by field geotechnical
tests. The minimum geotechnical testing is one test hole per 5,000 square feet, with a minimum of two
borings per facility (taken within the proposed limits of the facility). Infiltration trenches cannot be used in fill
soils.
f. Infiltration trenches are designed for intermittent flow and must be allowed to drain and allow re-aeration of
the surrounding soil between rainfall events. They must not be used on sites with a continuous flow from
groundwater, sump pumps, or other sources. Trenches should be designed to drain completely within 6-72
hours. A shorter drain time of 48 hours is often used as a factor of safety in the design. A minimum drainage
time of 6 hours will ensure satisfactory pollutant removal. The maximum drainage time is dependent on the
precipitation zone. In Iowa, the average time between storm events is approximately 72 hours. Therefore, the
trench should be designed to drain completely within a maximum of 72 hours.
g. The site assessment approach for stormwater infiltration sites is very similar to the site assessment used for
the design of onsite wastewater treatment systems. In a soil/water infiltration system (SWIS) for septic tank
effluent, the same concerns are considered as with seasonal high groundwater, depth to water table, and soil
permeability. The typical loading rates for septic tank effluent in B soils would be on the order of 0.5-1.0
gal/day/ft2 of infiltration surface. These are long-term loading rates and are based on the assumption that a
bio-mat will eventually form at the soil/water interface.
6. Cold weather considerations. Climate can limit infiltration trench use. Winter sanding can clog an infiltration
trench, and winter salting can increase the potential for chloride contamination of groundwater. Additionally, the
trench surface may freeze, thereby preventing the runoff from entering the trench and allowing the untreated
runoff to enter surface water. However, recent studies indicate that if properly designed and maintained,
infiltration trenches can operate effectively in colder climates. By keeping the trench surface free of compacted
snow and ice, and by ensuring that part of the trench is constructed below the frost line, the performance of the
infiltration trench during cold weather will be greatly improved.
b. Sheet flow. The trench surface may consist of stone or vegetation with inlets to evenly distribute the runoff
entering the trench (SEWRPC 1991; Harrington 1989). A level spreader can be installed to create sheet flow
(Harrington 1989).
c. Filter fabric. The sides and bottom of the infiltration trench should be lined with filter fabric. The fabric
should be placed around the walls and bottom of the trench, and 1 foot below the trench surface. The filter
fabric should overlap each side of the trench in order to cover the top of the stone aggregate layer. The filter
fabric prevents sediment in the runoff and soil particles from the sides of the trench from clogging the
aggregate. Filter fabric placed 1 foot below the trench surface will maximize pollutant removal within the top
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Iowa Storm Water Management Manual C5-S2 - Infiltration Trenches
layer of the trench and decrease the pollutant loading to the trench bottom, reducing the required frequency of
maintenance.
d. Observation well. (See example schematics). An observation well allows monitoring of drainage. The
observation well can be 4 to 6-inch diameter PVC pipe with a lockable cap. The well can either be 6 inches
above-ground or flush with the ground, depending on the trench surface. It is anchored to a footplate at the
bottom of the trench, and should be located near the longitudinal center of the infiltration trench. A visible
floating marker should be provided to indicate the water level. The pipe should have a plastic collar with ribs
to prevent rotation when removing the cap. The screw-top lid should be a cleanout with a locking mechanism
or special bolt to discourage vandalism. The depth to the invert should be marked on the lid.
e. Filter strip. A vegetated buffer strip, 20-25 feet wide, is established adjacent to the infiltration trench to
capture large sediment particles in the runoff. The buffer strip is installed immediately after trench
construction using sod instead of hydroseeding (Schueler 1987). The buffer strip should be graded with a
slope between 0.5 and 15% so that runoff enters the trench as sheet flow.
The design of an infiltration trench is based on the textural class and nominal infiltration rate of the soils underlying the
trench such that a feasible design is possible. The design of an infiltration trench is also based on the maximum allowable
depth of the trench (dmax - ft). The maximum allowable depth should meet the following criteria:
Equation C5-S2- 1
𝑑𝑑_𝑚𝑚𝑚𝑚𝑚𝑚 = ((𝑓𝑓𝑓𝑓_𝑠𝑠)/𝑛𝑛)/12
Where:
f = final infiltration rate of the trench area (in/hr)
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Iowa Storm Water Management Manual C5-S2 - Infiltration Trenches
Ts = maximum allowable storage time (hr)
n = porosity, volume voids/total volume (Vv/Vt) of the aggregate reservoir.
A nominal value for n of 0.32-0.35 is typical. This can be adjusted based on specific measurement for the aggregate
specified. The maximum allowable storage time should be no greater than 72 hours. The maximum allowable depth for a
site may also be limited by the depth to the water table.
The infiltration trench is sized to accept the design volume that enters the trench (Vw) plus the volume of rain that falls on
the surface of the trench (PAt) minus the exfiltration volume (fTAt) out of the bottom of the trench. Based on NRCS
hydrograph analysis, the effective filling time for most infiltration trenches (T) will generally be less than two hours. The
volume of water that must be stored in the trench (Vs) is defined as:
Equation C5-S2- 2
𝑃𝑃 𝑓𝑓
𝑉𝑉𝑠𝑠 = 𝑉𝑉𝑤𝑤 + � � (𝐴𝐴𝑡𝑡 ) − � � 𝑇𝑇𝐴𝐴𝑡𝑡
12 12
Where:
Vw = water quality volume (WQv) or total runoff volume to be infiltrated (ft3)
P = design rainfall event (in)
At = trench surface area (ft2)
f = infiltration rate (in/hr)
T = fill time (hr)
For most design storm events, the volume of water due to rainfall on the surface area of the trench (PAt) is small when
compared to the design volume (Vw) of the trench, and may be ignored with little loss in accuracy to the final design. The
volume of rainfall and runoff entering the trench can be defined in terms of trench geometry. The gross volume of the
trench (Vt) is equal to the ratio of the volume of water that must be stored (Vw) to the porosity (n) of the stone reservoir in
the trench.
Vs is also equal to the product of the depth (dt-ft), the surface area (At-ft2), and the porosity (n).
Equation C5-S2- 3
Combining Equation C5-S2- 1 and Equation C5-S2- 2 provides the following expression:
𝑃𝑃 𝑓𝑓
𝑑𝑑𝑡𝑡 × 𝐴𝐴𝑡𝑡 × 𝑛𝑛 = 𝑉𝑉𝑤𝑤 + � � (𝐴𝐴𝑡𝑡 ) − � � 𝑇𝑇𝐴𝐴𝑡𝑡
12 12
Assuming the volume of water falling directly onto the trench area is negligible, then:
Equation C5-S2- 4
𝑓𝑓
𝑑𝑑𝑡𝑡 × 𝐴𝐴𝑡𝑡 × 𝑛𝑛 = 𝑉𝑉𝑤𝑤 − � � 𝑇𝑇𝐴𝐴𝑡𝑡
12
Because both dimensions, At and dt, of the trench are unknown, the equation may be rearranged to determine the area of
the trench (At) if the value of dt is determined, based on either the location of the water table, or the maximum allowable
depth of the trench (dmax):
𝑉𝑉𝑤𝑤
𝐴𝐴𝑡𝑡 =
𝑓𝑓𝑓𝑓
𝑛𝑛𝑑𝑑𝑡𝑡 + 12
H. Design procedures
Design plans should include a geotechnical evaluation that determines the feasibility of using an infiltration trench at the
site (See Chapter 5, section 1).
1. Step 1. Compute runoff control volumes. Calculate the WQv, Cpv, Qp, and the 100-year Qf. See Chapter 3 for
calculations.
2. Step 2. Determine if the development site and conditions are appropriate for the use of an infiltration trench.
Confirm any local design criteria and check with local agencies to determine if there are any additional
restrictions and/or surface water or watershed requirements that may apply. Consider any special site-specific
design conditions, including:
• Soil:
o Soil type (USDA classifications)
o Percent clay
o Permeability
o Assessment procedures
• Depth to water table
• Slope
• Drainage area
3. Step 3. Compute the peak discharge rate for the water quality volume event. The peak rate of discharge for water
quality design is needed for sizing of the offline diversion structure and piping.
4. Step 4. Size the flow diversion structure, if needed. A flow regulator (or flow splitter diversion structure) should
be supplied to divert the WQv to the infiltration trench. Size low-flow orifice, weir, or other device to pass the
Qwq.
a. Determine the trench volume by assuming the WQv will fill the void space based on the computed porosity of
the stone aggregate backfill (normally about 35%).
b. A site-specific trench depth is calculated based on the soil infiltration rate, aggregate void space, and the
trench storage time as described above (Harrington 1989). Compute the maximum allowable trench depth
(dmax) from Equation C5-S2- 1. Select the trench design depth (dt) based on the depth that is the required
depth above the seasonal groundwater table, or a depth less than or equal to dmax, whichever results in the
smaller depth. Trench depths are usually between 3-12 feet (SEWRPC 1991; Harrington 1989). However, a
depth of 8 feet is most commonly used (Schueler 1987).
c. Compute the trench surface area (At) for the particular soil type using Equation C5-S2- 4:
𝑊𝑊𝑊𝑊𝑊𝑊
𝐴𝐴𝑡𝑡 =
𝑓𝑓𝑓𝑓
𝑛𝑛𝑑𝑑𝑡𝑡 + 12
Where:
At = trench surface area, ft2
WQv = water quality volume (or total volume to be infiltrated), ft3
f = infiltration rate, in/hr
T = drain time (maximum time to dewater the entire WQv), hours
d. A minimum drainage time of 6 hours should be provided to ensure satisfactory pollutant removal in the
infiltration trench (Schueler 1987). Although trenches are designed to provide temporary storage of
stormwater, the trench should drain prior to the next storm event. For Iowa, the mean time between storm
events is about 72 hours. Using a shorter drain time of 48 hours would provide a more conservative design.
e. In the event that the sidewalls of the trench must be sloped for stability during construction, the surface
dimensions of the trench should be based on the following equation:
Equation C5-S2- 6
Where L and W are the top length and width, and Z:1 is the trench side-slope ratio. The design procedure
would begin by selecting a top width (W) that is greater than 2×Zdt for a specified slope (Z). The side slope
ratio value will depend on the soil type and the depth of the trench. The top length (L) may then be
determined as:
Equation C5-S2- 7
𝐴𝐴𝑡𝑡
𝐿𝐿 = 𝑍𝑍𝑑𝑑𝑡𝑡 +
𝑊𝑊 − 𝑍𝑍𝑑𝑑𝑡𝑡
6. Step 6. Determine pre-treatment volume and design pre-treatment measures. Size pre-treatment facility to treat
25% of the water quality protection volume for offline configurations.
7. Step 7. Design spillway(s): Adequate stormwater outfalls should be provided for the overflow exceeding the
capacity of the trench, ensuring non-erosive velocities on the downslope.
Infiltration trenches, as with all BMPs, must have routine inspection and maintenance designed into the life performance
of the facility. The principal maintenance objectives are to prevent clogging and groundwater contamination. Maintenance
and inspection plans should be identified prior to establishment. Infiltration trenches and any pre-treatment BMPs should
be inspected after large storm events to remove any accumulated debris or material. A more thorough inspection of the
trench should be conducted annually. A summary of inspection and maintenance activities is provided in Table C5-S2- 1.
A record should be maintained of the dewatering time of an infiltration trench to determine if maintenance is needed.
(Ponded water lasting more than 24 hours usually indicates that the trench is clogged). When vegetated buffer strips are
used, they should be inspected for erosion or other damage after each major storm event. Trees and other large vegetation
adjacent to the trench should also be removed to prevent damage to the trench.
Maintenance responsibility for an infiltration trench should be assigned to a responsible jurisdiction or authority through a
legally binding and enforceable maintenance agreement completed as a condition of the site plan approval.
Activity Schedule
• Ensure the contributing drainage area, facility, and inlets are clear of debris.
• Ensure that the contributing area is stabilized.
Monthly
• Remove sediment and oil/grease from pre-treatment devices, as well as overflow structures.
• Mow grass filter strips as necessary. Remove grass clippings.
• Check observation wells following three days of dry weather. Failure to percolate within this
time period indicates clogging.
• Inspect pre-treatment devices and diversion structures for sediment buildup and structural Semi-annual
damage.
• Remove trees that start to grow in the vicinity of the trench.
• Replace pea gravel/topsoil and top surface filter fabric (when clogged). As needed
• Perform total rehabilitation of the trench to maintain design storage capacity.
Upon failure
• Excavate trench walls to expose clean soil.
Source: US EPA, 1999
J. Example schematics
K. Design example
Infiltration Trench
This example is focused on the design of an infiltration trench to meet the water quality treatment requirements for the
site. Cpv and Qp are not addressed in this example, other than determination for preliminary storage volume and peak
discharge requirements. The Cpv and Qp requirements will be handled by another set of downstream BMPs. Infiltration
trenches provide water quality treatment (WQv) and recharge volume (Rev). Flows in excess of the WQv will be
bypassed. The bypassed flow will be conveyed downstream and combined with other off-site flows in a conventional
detention basin for Qp control.
a. Compute WQv:
𝑅𝑅𝑣𝑣 = 0.05 + (57.5)(0.009) = 0.57
(1.25𝑖𝑖𝑖𝑖)(𝑅𝑅𝑣𝑣 )(𝐴𝐴)
𝑊𝑊𝑊𝑊𝑊𝑊 =
12
1𝑓𝑓𝑓𝑓
= (1.25)(0.57)(4.0) � � (43,560 𝑓𝑓𝑓𝑓 2 ⁄𝑎𝑎𝑎𝑎 )
12𝑖𝑖𝑖𝑖
= 10,345𝑓𝑓𝑓𝑓 3 = 0.237ac-ft
1) Use WinTR-55 to compute the pre- and post-development peak runoff rates for the 1-year, 24-hour
Q1 Q1 Q25 Q100
Condition CN
inches cfs cfs cfs
Pre-developed 68 0.5 0.6 6.0 9.0
Post-developed 84 1.9 5.5 17.0 22.0
d. Compute WQv peak discharge (Qwq) from Chapter 3, section 6 and Modified NRCS WinTR-55 procedure.
1) 𝑊𝑊𝑊𝑊𝑊𝑊 = 10,345𝑓𝑓𝑓𝑓 3 = 0.237𝑎𝑎𝑎𝑎 − 𝑓𝑓𝑓𝑓
1000
2) 𝐶𝐶𝐶𝐶 = 2 0.5
�10+5𝑃𝑃+10𝑄𝑄𝑎𝑎 −10�𝑄𝑄𝑎𝑎 +1.25𝑄𝑄𝑎𝑎 𝑃𝑃� �
e. Compute 1-year, 2-year, and 10-year peak discharge using conventional WinTR-55 procedure:
1) For 57.5% impervious, B soils, CN=98 for impervious and CN=64 for open space
2) CN = 84
3) Use Tc = 0.18 hr
4) WinTR-55 results (runoff and peak discharge summary):
2. Step 2. Determine if the development site and conditions are appropriate for using an infiltration trench. Site
specific data:
• Soil: loam
• Infiltration rate: 0.8 in/hr
• Ground elevation at BMP: 1020
• Seasonally high water table: 1008
• Stream invert: 1006
• Soil slopes: 1.2%
Infiltration Feasibility
Criteria Status
Infiltration rate (f) greater than or equal to 0.5 in/hr. Infiltration rate is 0.8 in/hr. OK.
Soils have a clay content of less than 20% and a
Loam soil at this site meets both criteria.
silt/clay content of less than 40%.
Infiltration cannot be located on slopes greater than
Slope is 1.2%; not fill soils. OK.
6% or in fill soils.
Hotspot runoff should not be infiltrated. Not a hotspot land use. OK.
Infiltration is prohibited in karst topography. Not in karst. OK.
Elevation of seasonally high water table: 1008 feet.
The bottom of the infiltration facility must be
Elevation of BMP location: 1020 feet.
separated by at least 4 feet vertically from the
The difference is 12 feet.
seasonally high water table.
The trench can be up to 8 feet deep. OK.
Infiltration facilities must be located 100 feet
No water supply wells nearby. OK.
horizontally from any water supply well.
Maximum contributing area generally less than 5
4 acres. OK.
acres. (Optional)
50 feet straight-line distance between the parking lot
Setback 25 feet down-gradient from structures. and the tree line. OK if the trench is 25 feet wide or
narrower.
However, maximum depth for this site will be 8 ft due to water table
Assume that ⅓ of the runoff from the site drains to Point A and ⅔ drains to Point B. Use an L-shaped trench in the
corner of the site (see Figure C5-S2- 11 for a site plan view). The surface area of the trench is proportional to the
amount of runoff it drains (e.g., the portion draining from Point A is half as large as the portion draining Point B).
a. Since two entrances are used, two flow diversions are needed. For the entire site: Q25 = 21.9 cfs
b. Peak flow for WQv = 3.89 cfs (step 3).
c. For the first diversion (Point A):
21.9
1) Assume peak flow equals ⅓ of the value for the entire site. Thus, 𝑄𝑄25 = = 7.3𝑐𝑐𝑐𝑐𝑐𝑐. Peak flow for
3
3.89
𝑊𝑊𝑊𝑊𝑊𝑊 = 3
= 1.3𝑐𝑐𝑐𝑐𝑐𝑐
2) Size the low-flow orifice to pass 1.3 cfs with 1.5 feet of head using the orifice equation.
𝑄𝑄 = 𝐶𝐶𝐶𝐶(2𝑔𝑔ℎ)1⁄2 ; 1.3𝑐𝑐𝑐𝑐𝑐𝑐 = 0.6𝐴𝐴(2 × 32.2𝑓𝑓𝑓𝑓𝑓𝑓 2 × 1.5𝑓𝑓𝑓𝑓)1⁄2
𝐴𝐴 = 0.22𝑓𝑓𝑓𝑓 2 ; 𝑑𝑑 = 0.53𝑓𝑓𝑓𝑓; use 8-inch pipe with 8-inch gate valve
e. Size the 25-year overflow weir crest at 22 feet. Use a concrete weir to pass the 25-year flow (14.7 – 2.6 = 12.1
cfs). Assume 1 foot of head to pass this event. Size using the weir equation.
Q = CLH1.5;
L= Q/(CH1.5)
L = 12.1 cfs/(3.1)(1)1.5 = 3.9 ft; use 4 ft (see Figure C5-S2- 12)
6. Step 6. Size pre-treatment volume and design pre-treatment measures. As a rule of thumb, size pre-treatment to
treat 25% of the WQv. Therefore, treat 10,345 ft3 x 0.25 = 2,586 ft3. For pre-treatment, use a pea-gravel filter with
a geotextile filter fabric, a plunge pool, and a grass channel.
a. Pea gravel filter. The pea gravel filter layer covers the entire trench with 2 inches of material (see Figure C5-
S2- 11). Assuming a porosity of 0.32, the water quality treatment volume in the pea gravel filter layer is:
WQv(filter) = (0.32)(2 in)(1/12)(3635 ft2) = 194 ft3.
b. Plunge pools. Use a 5-ft x 10-ft plunge pool at Point A and a 10-ft x 10-ft plunge pool at Point B with average
depths of 2 feet. WQv(pool) = (10 ft)(10 ft + 5 ft)(2 ft) = 300 ft3
b. Assume a trapezoidal channel with a 4-foot channel bottom, 3:1 side slope, and a Manning’s n of 0.15. Use a
1% longitudinal slope.
c. Use a peak discharge of 1.3 cfs (Peak flow for ⅓ of the WQv).
e. To retain the ⅓ of WQv (3,448 ft3) for 10-minutes, the length would be 300 feet. Since the swale only needs
to treat 25% of the WQv minus the treatment provided by the plunge pool and the gravel layer, or 698 ft3, the
length is pro-rated to reflect this reduction.
Therefore, adjust the length: L = (300 ft) (698 ft3/3448 ft3) = 60.7 feet. Use 60 feet.
Size the channel at Point B in a similar manner for the ⅔ of WQv.
BENEFITS
Low = <30% Medium = 30-65% High = 65-100%
Low Med High
Suspended Solids
Nitrogen
Phosphorous
Metals
Bacteriological
Hydrocarbons
Description: Infiltration basins are dry ponds constructed to allow infiltration to occur simultaneously with other
treatment processes. Infiltration basins are often designed as offline or end-of-pipe BMPs to capture a defined volume of
stormwater runoff volume and transform the water into groundwater flow through infiltration. Pollutants are also removed
through filtration and adsorption as the water percolates through the underlying soils. A key feature of an infiltration basin
is vegetation, which increases the infiltration capacity of the basin. Dense vegetation also impedes soil erosion and
scouring of the basin floor. It is generally characterized as an open impoundment dedicated to infiltration, greater than 15
feet wide, with a flat earthen floor.
Advantages:
• Can be effective for removing fine sediment, trace metals, nutrients, and bacteria
• Principle benefit is groundwater recharge and preservation of the natural water balance of the development site
• Can be useful for controlling the WQv and often can provide for the channel protection volume (Cpv)
• Reduce flooding
• Reduce thermal impacts to streams
Disadvantages/limitations:
• Not appropriate for treating significant loads of sediment and other pollutants due to potential for clogging of the
basin infiltration surface
• Potentially high failure rate due to improper siting, design, and lack of maintenance – especially if pre-treatment
is not included in the overall design
• Maintenance of effective upstream pre-treatment, a sediment forebay, and vegetation in the basin infiltration area
will prolong infiltration performance and increase the interval between cleaning
• Not recommended in karst areas, industrial parks, high-density or heavy industrial areas, chemical or pesticide
storage areas, or fueling stations
Maintenance requirements:
• Remove sediment accumulation from basin and pre-treatment areas
• Mow and remove litter and debris
A. Description
Infiltration basins are dry ponds constructed to allow infiltration to occur simultaneously with other treatment processes.
An infiltration basin can be used for both stormwater quality and quantity controls. The storage basin is designed with a
large surface area and the design water depth is kept shallow (≤1 foot). The influent point(s) to the basin are configured
with energy dissipation and/or a level spreader to efficiently distribute the flow into the basin. Infiltration basins are
detention ponds constructed to allow infiltration to occur simultaneously with other treatment processes. Figure C5-S3- 1
provides a typical detail for a conventional infiltration basin. Figure C5-S3- 2 illustrates a combined infiltration/detention
Page 1 of 16 October 28, 2009
Iowa Storm Water Management Manual C5-S3 - Infiltration Basins
basin. The operating characteristics of infiltration basins are essentially the same as for dry detention, with a few
significant exceptions:
1. Infiltration basins also remove dissolved solids in the volume of infiltrated water, whereas dry detention basins do
not.
2. The settling velocities of the particles are increased by a value equal to the infiltration rate in the basin. The
impact would be more important for the clay-sized particles than for silt, sand, and small or large aggregates.
3. Infiltration practices differ from typical dry basins because they have the ability to meet the groundwater recharge
requirements (see Chapter 2), and therefore provide an additional element of control or performance.
Infiltration basins are designed primarily for reduction in stormwater runoff volume, but also have high removal capability
for fine particulates, metals, and bacteria. Runoff volume control can be achieved for the WQv for smaller storm events,
up to the limits of the local infiltration capacity of the local soils. The runoff volume gradually infiltrates through the
bottom and sides of the trench and into the subsoil, eventually reaching the water table. By diverting runoff into the soil,
an infiltration trench not only treats the water quality volume, but also helps to preserve the natural water balance on a
site, recharge groundwater, and preserve base flow.
An infiltration basin can also be designed to capture and infiltrate the entire channel protection volume in either an offline
or online configuration. For larger sites, or if only the WQv is diverted to the basin, another structural control must be
used to provide Cpv extended detention. Since infiltration basins are similar in form to traditional dry detention basins,
additional control for peak discharge reduction (overbank flooding-Qp) can be provided by adding additional depth for
detention storage and including a suitably-sized outlet structure.
Infiltration basins are effective in removing both soluble and fine particulate pollutants in urban runoff. Coarse-grained
particulates should be removed with preliminary upstream BMPs. While the pollutant removal capability of infiltration
basins can be highly variable, the removal is achieved by diverting the run off through the floor of the basin and into the
soil. Table C5-S3- 1 provides estimates of removal rates for infiltration basins sized to capture the WQv.
Removal
Pollutant rate
%
Sediment 90%
Total P 60-70%
Total N 55-60%
Metals 85-90%
Bacteria 90%
Source: US EPA, 1983; Stahre and Urbonas, 1990; ASCE, 2001
The infiltration basin uses an open area or shallow depression for storage. These basins may or may not have a permanent
pool. The success of infiltration basins depends on locating the basins above highly-pervious soils and properly
constructing the basins to maintain the permeability of the basin floor infiltration area.
1. Soils. Soils are the key evaluation factor, and are initially based on an investigation of the NRCS hydrologic soils
groups (HSG) at the site (see Chapter 5, section 1). Note that more detailed geotechnical tests are usually required
for infiltration feasibility, and during design to confirm permeability and other factors. Infiltration basins must be
built in soils with high infiltration rates.
a. Infiltration basins are not a feasible option on sites with HSG-D soils, or any soil with clay content greater
than 30%. Silt loams and sandy clay loams (HSG-C soils) provide marginal infiltration rates, and would
not be suitable for infiltration basin application in most circumstances. Soils with a combined silt/clay
percentage of over 40% by weight will likely experience frost-heave and should be avoided for
infiltration basin application. A site located over fill soils that form an unstable subgrade should also be
avoided.
b. If the soils at the site pass the initial screening discussed above, an additional series of soil cores are
collected to a depth of at least 5 feet below the proposed elevation of the basin bottom. Since soil
conditions can vary substantially over a short distance, a minimum of 6-8 soil borings may be required
across the site to predict future infiltration performance. The soil cores are examined for evidence of
impermeable soil layers that can impede infiltration. The presence of impermeable layers may not
preclude the use of a basin as long it penetrates the layers completely. Alternately, if impervious layers are
present, soils can be removed and replaced with more permeable materials that penetrate to a pervious
layer.
c. At least three in-hole conductivity tests should be performed using USBR 7300-89 or Bouwer-Rice
procedures (the latter if groundwater is encountered within the boring); two tests at different locations
within the proposed basin, and the third down-gradient by no more than approximately 40-50 feet. The
tests should measure permeability in the side slopes and the basin subgrade within a depth of 12-15 feet of
the basin floor invert. The minimum acceptable hydraulic conductivity as measured in any of the three
required test holes is 0.5 in/hr. If any test hole shows less than the minimum value, the site should be
disqualified from further consideration.
d. The results of a study of disturbed and compacted urban soils (i.e. heavy equipment) compared to
undisturbed sites by the NRCS National Soil Mechanics Center show that as soil bulk density increases to
1.65 g/cm3, infiltration rates of the soil decrease rapidly. When the bulk density increases above 1.65
g/cm3 infiltration rates decline slowly, approaching zero. The measured infiltration rates for disturbed
soils with high bulk densities were significantly lower than expected (OCSCD et al., 2001). For
infiltration basin design, soil borings taken throughout the proposed site should indicate soil bulk
densities in the basin bottom of ≤1.45 g/cm3, and measured permeability rates of ≥0.5 inches/hr.
2. Slope. Infiltration basins are not feasible if the slope of the contributing watershed is greater than 20%. Within the
basin itself, a slope of less than 5% is preferable.
3. Water table. The bottom of the infiltration facility should be separated by at least 4 feet vertically from the
seasonally high water table or bedrock layer, as documented by on-site soil testing.
4. Drainage area. The contributing drainage area to an individual infiltration basin practice designed solely for
water quality control can range from 5-25 acres. A maximum of 10 acres is recommended for full conventional
infiltration basins when all of the site criteria have been met satisfactorily and good pre-treatment is provided. For
combination infiltration/detention basins, a drainage area up to 50 acres is typical. The volume to be infiltrated is
determined from the WQv and/or Cpv, and the remaining volume for peak discharge control is established above
the maximum depth established for infiltration. The storage volume for peak discharge control is discharged
through a separate outlet structure. If the drainage area is more than 50% impervious, the space required for
5. Head. Head is the elevation difference needed at a site (from the inflow to the outflow) to allow for gravity
operation within the practice. A minimum head of 1 foot, and a maximum of 3 feet is recommended. Additional
head may be required if additional storage volume for peak discharge control for Qp is provided.
6. Separation distances. Infiltration basins should be located a minimum of 100 feet horizontally from any water
supply well. Infiltration practices should not be placed in locations that cause water problems to downgrade
properties. Infiltration facilities should be setback 25 feet down-gradient from structures.
1. Pre-treatment. A minimum of 25% of the WQv is recommended to be pre-treated prior to entry into the
infiltration basin. If the infiltration rate for the underlying soils is greater than 2 in/hr, 50% of the WQv should be
pre-treated prior to entry into the infiltration facility. Exit velocities from pre-treatment should be non-erosive
(<10 ft/sec) during the 2-year design storm. Infiltration systems can be designed using redundant methods
(treatment train approach) to protect the long term integrity of the infiltration rate. The following pre-treatment
techniques can be used to provide protection against premature clogging and failure:
• Grass swale or grass filter strip
• Sedimentation basin, sediment forebay, stilling basin, sump pit, or other acceptable measures
• Bottom sand layer
2. Surface area of basin floor. The rate and quantity of ex-filtration is enhanced by increasing the surface area of
the basin floor, especially as the soil infiltration rate approaches the minimum rate of 0.5 in/hr. Therefore, large
and relatively shallow (<3 ft) basins are preferable to basins that are small and deep. Additional surface area for
the basin floor can also help compensate for diminished infiltration capacity from long-term surface clogging.
3. Reducing influent water velocity. Inlet conveyance channels to the basin are stabilized to prevent incoming
runoff velocities from reaching erosive conditions and scouring the basin floor. Providing riprap at the inlet
channels and pipe outfalls will provide effective control. The riprap will also serve to spread the incoming flow
more uniformly over the surface of the basin floor to provide improved infiltration. The best approach is to avoid
a riprap pilot channel, and instead terminate the riprap in the form of a wider structure to serve as a level spreader
(Figure C5-S3- 1). A 20-foot filter strip combined with a riprap level spreader will provide effective sheet flow
onto the basin floor.
4. Basin slopes. The floor of the basin is graded to have a slope close to zero. The goal in infiltration basin design is
to achieve a uniform ponding depth across the entire surface of the basin. If the basin is sloped towards the outlet
structure riser, or if low spots are created, the runoff volume will concentrate in small portions of the basin and
reduce the infiltration effectiveness. The low spots will tend to remain under water a longer period of time, due to
the limited soil infiltration capacity. Over a longer period of time, these low spots may eventually become clogged
with excess sediment. The basin side slopes should be ≤3:1 to enhance vegetative stabilization. The shallower side
slopes facilitate mowing, access, and improved public safety.
5. Establishing vegetation. A dense turf of water-tolerant grass is established on the floor and side slopes of the
infiltration basin immediately after construction. The turf promotes better pollutant removal because:
• Root penetration and thatch formation in the turf maintains and may improve the original infiltration
capacity of the basin floor
• The turf grows through the accumulated sediment and pollutant deposited in the basin, preventing re-
suspension during larger storm events
• The turf assimilates soluble nutrients for growth. Plant nutrients can be effectively removed from the
system if the clippings are removed during/after mowing operations
• A dense growth of turf will prevent soil erosion and scouring of the basin floor that could reduce the
overall efficiency of the basin. Ground covers such a tall fescues and Bermuda grass are generally used
for this purpose.
A dense and vigorous vegetative cover is established over the contributing pervious drainage areas before runoff
Page 5 of 16 October 28, 2009
Iowa Storm Water Management Manual C5-S3 - Infiltration Basins
is accepted into the facility. Infiltration basin sites should not serve as a sediment control device during the site
construction phase. In addition, the erosion and sediment control plan for the site must clearly indicate how
sediment will be prevented from entering the infiltration site. Do not construct infiltration practices until all of the
contributing drainage area has been completely stabilized.
6. Basin buffer. A vegetative screen around the basin to restrict direct view from adjacent properties may improve
the aesthetics of the site and public acceptance of the facility. Regular mowing will prevent establishment of
woody vegetation growth from the buffer area onto the basin bottom.
7. Maximum drain time. The depth of ex-filtration storage within the basin is adjusted to ensure it completely
drains within 72 hours after the maximum design ex-filtration event. A drain time of 48 hours can be used for a
more conservative design. Complete drainage is needed to maintain aerobic conditions in the unsaturated zone
under the basin, to support bacteria that aid in organic pollutant removal. It is also important to completely empty
the basin before the next storm. For example, the average time between storms events in Iowa in the warmer
season (June to September) is 96 hours.
8. Sediment forebays. The long-term performance of an infiltration basin can be enhanced if sediment forebays are
constructed near the inlet(s) to trap incoming sediment loads. The forebays also serve to reduce the influent
velocity and provide uniform dispersal of flow into the basin area.
9. Winter operation. When the soil freezes, infiltration will likely cease. While some nominal infiltration may
occur under partially frozen conditions, the basin will not likely treat rain or snowmelt during the winter. In this
case, a bypass at the inlet can be provided for the winter season; or an accessory low-level outlet can be provided
and opened to allow direct drainage of snowmelt or winter runoff.
10. Safety. Fencing around the basin area can be included in the final site plan if public access to the area is not
desired. If the area around the basin has a recreational use, a safety shelf around the perimeter of the basin can be
included for times when the basin is flooded and the design depth will exceed 3 feet. Steep slopes should be
avoided (≤3:1), and signs should warn against deep water or any health risks. An auxiliary spillway is provided to
safely bypass or move high flows through the basin and protect against structural failure.
F. General design
1. Water quality volume (WQv) is determined as described in Chapter 2, section 1 and Chapter 3, section 6.
2. Basin should be sized so the entire water quality volume is infiltrated within 48-72 hours.
3. Vegetation establishment on the basin floor may help reduce the clogging rate.
4. The truncated hydrograph method described later in this section can be used as an alternative analytical procedure
if the infiltration basin is used to control peak discharge.
5. If runoff is delivered by a storm drain pipe or along the main conveyance system, the infiltration practice should
be designed as an offline practice (see Figure C5-S3- 4).
6. Adequate stormwater outfalls should be provided for the overflow associated with the 10-year design storm event
(non-erosive velocities on the downslope).
7. A minimum of 25% of the WQv must be pre-treated prior to entry to an infiltration facility. If the “f” for the
underlying soils is greater than 2 in/hr, 50% of the WQv should be pre-treated prior to entry into an infiltration
facility. This can be provided by a sedimentation basin, sediment forebay, stilling basin, sump pit, or other
acceptable measures. Exit velocities from pre-treatment should be non-erosive during the 2-year design storm.
8. The construction sequence and specifications for each infiltration practice should be followed, as outlined in the
SUDAS specifications. The longevity of infiltration practices is strongly influenced by the care taken during
construction.
9. Groundwater separation should be at least 4 feet from the basin invert to the measured ground water elevation.
10. Location away from buildings, slopes, and highway pavement (greater than 25 feet) and wells and bridge
structures (greater than 100 feet).
11. Sites constructed of fill, having a base flow or a slope greater than 15%, should not be considered.
12. Ensure that adequate head is available to operate flow splitter structures (to allow the basin to be offline) without
ponding in the splitter structure or creating backwater upstream of the splitter.
13. A conveyance system should be included in the design of all infiltration basins in order to ensure that excess flow
1. Configuration of a conventional infiltration basin for water quality (WQv) treatment and a combination
infiltration/detention basin for quality and quantity control are shown in Figure C5-S3- 1 and Figure C5-S3- 2,
respectively.
2. For the design of larger infiltration basins, the routing of small baseflows and larger storm runoff volume can be
problematic while still providing effective ex-filtration capacity for the small and moderate size storms. A design
variant called a side-by-side infiltration basin (Figure C5-S3- 3) contains a riprap pilot channel along one margin
of the basin, and extends all the way to the outlet structure riser. The pilot channel is elevated several feet above
the basin floor. Baseflow is confined to the pilot channel (use an impermeable geotextile liner), and travels
directly to an under-sized low-flow orifice at the base of the riser, and then discharges from the basin. Storm flow
pulses are also directed though the pilot channel. Once the incoming storm flow reaches a given depth, it
overflows the liner in the pilot channel and is conveyed down across the basin floor. The invert of the low-flow
orifice is set from a dead storage zone down to the basin floor, thus storing the equivalent of the first flush runoff
volume, and/or the WQv.
3. The offline design variant (Figure C5-S3- 4) is used to divert and ex-filtrate the first flush runoff volume of larger
storms (>1.25 inch) and the WQv design storm (≤1.25 inch) from a storm sewer or open surface channel. These
may be useful for development situations where ex-filtration cannot be achieved at a downstream stormwater
detention basin due to soil limitations. The design utilizes a combination of an offline sand filter and infiltration
basin to treat the WQv or first flush volume. A weir is placed across a natural or man-made channel diverting
runoff into an offline sand filter. After passing through the filter, runoff is collected by subdrains leading to a level
vegetated infiltration basin. This design is recommended for sites which produce high sediment loads.
There are two general types of situations where infiltration basins may be used: First is the determination of the
dimensions of an infiltration basin required to provide storage and treatment of the WQv or design peak discharge (Qp).
Second, site conditions may dictate the layout and capacity of the infiltration basin, and in this case, the level of control
provided by such a layout might only provide partial treatment of the WQv. In the latter case, control may not be
sufficient, and additional control, possibly using other acceptable BMPs, may be required. However, both cases are
suitable for use when considering incorporating groundwater recharge into future development. The following procedure
can be used for designing infiltration basins to meet the WQv, and the overbank flood protection (Qp) volume
requirements. These methods are based on the methodology described in the Maryland Stormwater Design Manual
(2000). The design procedures are based on either intercepting the WQv from the area contributing runoff, or using the
truncated hydrograph method for control of the runoff from an area for either the Cpv or Qp. The design equations may be
defined for either case of stormwater quality or quantity control because the volume of water (VB) stored in the individual
infiltration practice may be determined from the methods described earlier.
An alternative sizing criteria is the use of the maximized capture volume method (ASCE/WEF, 1998) described in
Chapter 3, section 2.
The design of an infiltration basin is based on the same soil textural properties and maximum allowable depth as the
infiltration trench such that a feasible design is possible. However, because the infiltration basin uses an open area or
shallow depression for storage, the maximum allowable depth (dmax) should meet the following criteria:
Equation C5-S3- 1
𝑑𝑑𝑚𝑚𝑚𝑚𝑚𝑚 = 𝑓𝑓𝑇𝑇𝑝𝑝
Where:
f is the final infiltration rate of the trench area (in/hr)
Tp is the maximum allowable ponding time (hr)
Page 9 of 16 October 28, 2009
Iowa Storm Water Management Manual C5-S3 - Infiltration Basins
Values of dmax for selected types and minimum infiltration rates and drain times of 48 hours and 72 hours are given in
Table C5-S3- 2.
Table C5-S3- 2: Soil types, infiltration rates and maximum storage depth for infiltration basins
The following design calculations assume infiltration only through the basin bottom area. Neglecting the likely infiltration
through the sides of the basin will provide some additional design factor of safety.
An infiltration basin is sized to accept the design volume that enters the basin (Vr), plus the volume of rain that falls on the
surface of the basin (PAB), minus the ex-filtration volume (fTAB) out of the bottom of the basin. The design volume in
most cases will be the WQv determined for the drainage area (Au). Based on NRCS hydrograph analysis, the effective
filling time for most infiltration basins will generally be less than 2 hours. Therefore use T = 2 hours. The volume of water
Page 10 of 16 October 28, 2009
Iowa Storm Water Management Manual C5-S3 - Infiltration Basins
that must be stored in the basin (VB) is defined as:
Equation C5-S3- 2
𝑃𝑃𝐴𝐴𝐵𝐵
𝑉𝑉𝐵𝐵 = 𝑉𝑉𝑟𝑟 + − 𝑓𝑓𝑓𝑓𝐴𝐴𝐵𝐵
12
Or
𝑃𝑃𝐴𝐴𝐵𝐵
𝑉𝑉𝐵𝐵 = 𝑊𝑊𝑊𝑊𝑊𝑊 + − 𝑓𝑓𝑓𝑓𝐴𝐴𝐵𝐵
12
Where:
P is the design rainfall event (in)
AB is the basin surface area (ft2)
WQv (ft3)
For most design storm events, the volume of water due to rainfall on the surface area of the basin (PAB) is small when
compared to the design volume (Vr or WQv) of the basin, and may be ignored with little loss in accuracy to the final
design. Likewise, the term fTAB represents the volume of water infiltrated through the basin bottom during the time inflow
exceeds the outflow (fill time). For a fill time of 2 hours, this volume may be so small in relation to the runoff volume that
it can be ignored without introducing significant error.
The volume of rainfall and runoff entering the basin can be defined in terms of basin geometry. The geometry of a basin
will generally be in the shape of an excavated trapezoid with a specified side slope (See Figure C5-S3- 5). The average
end-area equation (Equation C5-S3- 3) is used to estimate the storage volume of the infiltration basin. The volume of a
trapezoidal shaped basin may be approximated by:
Equation C5-S3- 3
Where:
Ab = water surface area at the design depth (ft2)
AB = the bottom surface area (ft2)
db = design depth (ft)
L = basin top length
W = basin top width
LB = L-2Zdb = bottom length
WB = W-2Zdb = bottom width
Z = side slope ratio (W:H)
Calculating Equation C5-S3- 2 and Equation C5-S3- 3 provides the following expression for the required bottom area of
the basin (AB):
Equation C5-S3- 4
If a rectangular shape is used, the bottom length and width of the basin may be defined in terms of the top length and
width as:
Substituting the above relationships for LB and WB into Equation C5-S3- 4 provides an equation for the basin top length:
Equation C5-S3- 5
The solution of Equation C5-S3- 5 will be based on assuming an initial basin top width or a width set by the constraints of
the site. The solution will iterative until the desired L/W ratio is achieved.
1. Step 1. Determine the volume of water for storage using the methods for WQv, Cpv, or Qp, summarized in
Chapter 2, section 1 and Chapter 3, section 6.
2. Step 2. Compute the maximum allowable basin depth (dmax) from the feasibility equation, dmax = fTp. Select the
basin design depth (db) based on the depth that is the required depth above the seasonal groundwater table (4-foot
minimum), or a depth less than or equal to dmax, whichever results in the smaller depth.
3. Step 3. Compute the basin surface area dimensions for the site soil type using C5-S3- 5. A long, narrow basin
generally improves infiltration, and may influence the selection of a length-to-width ratio. A side slope steepness
must be selected. An initial length or width of the basin is set, and the equation solved for the remaining
dimension. If a rectangular shape is used, the basin top length (Lt) and width (Wt) must be greater than 2Zdb for a
feasible solution. If Lt and Wt are not greater than 2Zdb, the bottom dimensions would be less than or equal to
zero. In this case, the basin depth (db) is increased for a feasible solution.
4. The truncated hydrograph method for stormwater quantity management. For local overbank flooding
control (Qp), the peak discharge for the post-developed hydrograph for a selected return period(s) should not
exceed the peak discharge from the pre-developed hydrograph after development for stream channel erosion
control and/or flood control purposes. In previous stormwater quantity management infiltration design methods,
the difference between the pre-development and post-development runoff volumes was stored in the proposed
infiltration structure. In most cases, this volume of runoff occurs prior to the actual hydrograph peak (see Figure
C5-S3- 5), and therefore actual peak discharge control is not provided. Therefore, when considering an infiltration
basin for peak discharge or stormwater quantity control, the truncated hydrograph method is used to determine the
necessary infiltration storage volumes.
The pre-development and post-development peak discharges are computed using NRCS WinTR-55 or WinTR-20
methodology. The time (T2) at which the allowable discharge occurs on the receding limb of the post-development
hydrograph, as shown in Figure C5-S3- 5, is determined from the NRCS methods. The volume of runoff under the
post-development hydrograph and to the left of the allowable discharge at T2 is the design storage volume (V).
The computed infiltration storage volume, V, may be adjusted to account for the volume of water which ex-
filtrates from the infiltration structure during the period of time required to fill the structure. The ex-filtration
volume (Ve) is the product of the minimum soil infiltration rate (ft/hr), the filling time (hr), and the surface area of
the infiltration practice. The filling time (Tf) of the infiltration practice may be determined directly from the post-
development hydrograph, as shown in Figure C5-S3- 5. Tf is the difference between T2, where the allowable
discharge occurs on the recession limb, and the time, T1, where the discharge value on the rising of the
hydrograph is equal to the minimum infiltration discharge. The times T1 and T2 can be determined from the TR-20
output file after the WinTR-55 program scenario is run. The minimum discharge is equal to the minimum soil
infiltration rate (expressed as ft/sec) times the surface area (ft2) of the infiltration practice.
J. Maintenance
Infiltration basins are relatively high-maintenance BMPs. Infiltration basins fail for one or more of the following reasons:
• Premature clogging with sediment
• A design infiltration rate greater than the actual infiltration rate
• The basin site was used for construction site erosion control (sediment trap or basin)
• Soil was compacted during construction
• The upland soils or the basin sides were not stabilized with vegetation, and excessive sediment was delivered to
the basin
Consideration should be given to placing the basin into operation only after 90% of the upland development site has been
built out and stabilized with vegetation. The other option is to strictly enforce construction site erosion controls during the
development build-out process. If the basin was designed as an offline structure, bypass the structure as excessive
sediment loads are being transported from the drainage areas during development.
The stormwater management plan includes maintenance, inspection, access, and enforcement of the operating
requirements for the structure. The key elements of the plan are as follows:
1. An operation and maintenance plan should be prepared prior to placing the basin into operation.
2. Following construction, inspect the basin monthly, as well as after every major storm to ensure the basin is
draining within the maximum drain time limit.
3. Inspect annually or semi-annually for settling, cracking, erosion, leakage, tree growth on the embankments,
condition of the inlet and outlet channels, sediment accumulation in the basin bottom, and the condition of the
grass turf.
4. If the basin has a sediment forebay, determine the degree of sediment accumulation and schedule a clean-out if
necessary.
5. The basin should be mowed at least twice a year to prevent woody growth, stimulate grass growth, and enhance
nutrient removal.
6. Do not mow when the ground is wet to avoid compaction of the bottom soils.
7. Remove trash and debris at least twice a year, or more often as necessary.
8. If the soils were marginal for infiltration and the basin is prone to extended ponding, periodic tilling of the basin
bottom and re-seeding might be necessary. Till and re-vegetate in the early fall.
9. Over time, an infiltration basin will accumulate sediment, and the overall infiltration rate will diminish. Deep
tilling, regrading, and replanting will help to restore the original infiltration performance. When the basin is
thoroughly dry, remove the top cracked layer of sediment, and till and re-seed the remaining soil. Basins can be
designed with a 6-12 inch layer of sand on the bottom or a filter fabric to facilitate removal.
10. If the sediment is accumulating faster than the growth of the turfgrass, the pre-treatment system needs to be re-
evaluated. Maintenance of the pre-treatment system (sediment forebay, filter strip, grass) must occur on a regular
basis to prevent heavy sediment build-up in the basin. The operating life of the pre-treatment system or
inlet/bypass structure will likely be shorter than the infiltration basin, and will require occasional structural repair
or equipment replacement.
K. Design example
Infiltration Basin
An infiltration basin is proposed for a development site northwest of Sioux City, IA. The site soil conditions have been
investigated and found to be appropriate for an infiltration basin. The preliminary NRCS soil survey indicated HSG-B
soils, which was confirmed with a series of soil borings to verify soil texture gradation, depth to groundwater, and soil
bulk densities. The pre- development condition is undeveloped, and current land use is pasture and some wooded area.
The total drainage area is 6 acres. The development is a residential subdivision with ½-acre parcels. The estimated
impervious area after development will be 28%.
• Soils – 80% loam and 20% sandy loam (HSG-B)
• Nominal infiltration rate from soil survey analysis – 0.8 in/hr
• Depth to seasonal high groundwater – 12 feet
• Soil cores indicate a uniform loam/sandy loam to a depth of 15 feet
• Average of four in-situ soil permeability tests with a double ring infiltrometer indicating an average final
infiltration rate of 0.96 in/hr. Initial infiltration rates averaged 2.3 in/hr.
Determine the bottom dimensions of an infiltration basin given the following design criteria:
• Design for drain time 72 hours
• Maximum ponding depth will be 24 inches for the WQv
• Design storm for WQv is 1.25 inches
• Additional storage volume will be provided in the infiltration/detention basin for Cpv (Calculations not included
in this design example)
• The pre-development Tc was determined to be 0.42 hour
• The post-development Tc is estimated to be 0.2 hour at full build-out
• The goal for the L/W ratio for the basin is a minimum of 3:1
1. Determine WQv:
𝑅𝑅𝑣𝑣 = 0.05 + 0.009(28%) = 0.302
𝑊𝑊𝑊𝑊𝑊𝑊 = 𝑅𝑅𝑣𝑣 × 𝑃𝑃 = (0.302)(1.25𝑖𝑖𝑖𝑖𝑖𝑖ℎ𝑒𝑒𝑒𝑒) = 0.38𝑖𝑖𝑖𝑖𝑖𝑖ℎ𝑒𝑒𝑒𝑒
0.38𝑖𝑖𝑖𝑖𝑖𝑖ℎ𝑒𝑒𝑒𝑒
𝑊𝑊𝑊𝑊𝑊𝑊 = � � × (43,560𝑓𝑓𝑓𝑓 2 ⁄𝑎𝑎𝑎𝑎𝑎𝑎𝑎𝑎)(6𝑎𝑎𝑎𝑎𝑎𝑎𝑎𝑎) = 8,276𝑓𝑓𝑓𝑓 3
12
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Iowa Storm Water Management Manual C5-S3 - Infiltration Basins
𝑆𝑆𝑅𝑅𝑣𝑣 𝐴𝐴
𝑅𝑅𝑅𝑅𝑅𝑅 =
12
Where:
Rv = 0.302
A = site area in acres
S = soil-specific recharge factor (from HSG) = 0.34 (Table C2-S1- 4, for HSG-B soils)
(0.34)(0.302)(6𝑎𝑎𝑎𝑎)
𝑅𝑅𝑅𝑅𝑅𝑅 = = 0.051𝑎𝑎𝑎𝑎 − 𝑓𝑓𝑓𝑓 = 2,236𝑓𝑓𝑓𝑓 3 (𝑐𝑐𝑐𝑐𝑐𝑐𝑐𝑐𝑐𝑐𝑐𝑐𝑐𝑐𝑐𝑐𝑐𝑐𝑐𝑐 𝑝𝑝𝑝𝑝𝑝𝑝𝑝𝑝 𝑜𝑜𝑜𝑜 𝑡𝑡ℎ𝑒𝑒 𝑊𝑊𝑊𝑊𝑊𝑊)
12
For this site, the goal is to infiltrate the entire WQv so the Rev requirement will be met.
𝑑𝑑𝑚𝑚𝑚𝑚𝑚𝑚 = 𝑓𝑓𝑇𝑇𝑝𝑝
4. Determine the required storage volume for the basin, VB (Equation C5-S3- 4). Assume a trapezoidal basin
with 3:1 side slopes. For this design, the design depth, db = 2 ft (24 inches), the desired basin L/W ratio is
3:1, and the desired basin top width (W) is 40 feet.
𝑃𝑃𝐴𝐴𝐵𝐵
𝑉𝑉𝐵𝐵 = 𝑊𝑊𝑊𝑊𝑊𝑊 + − 𝑓𝑓𝑓𝑓𝐴𝐴𝐵𝐵
12
(1.25𝑖𝑖𝑖𝑖)𝑊𝑊𝑊𝑊 (0.96𝑖𝑖𝑖𝑖⁄ℎ𝑟𝑟(2ℎ𝑟𝑟)
= 8,276𝑓𝑓𝑓𝑓 3 + −
12 12𝑊𝑊𝑊𝑊
(1.25𝑖𝑖𝑖𝑖)(40𝑓𝑓𝑓𝑓)(𝐿𝐿 𝑓𝑓𝑓𝑓) (0.96𝑖𝑖𝑖𝑖⁄ℎ𝑟𝑟(2ℎ𝑟𝑟)
= 8,276𝑓𝑓𝑓𝑓 3 + −
12 12(40𝑓𝑓𝑓𝑓)(𝐿𝐿 𝑓𝑓𝑓𝑓)
= 8,276𝑓𝑓𝑓𝑓 3 + 4.17(𝐿𝐿)𝑓𝑓𝑓𝑓 3 − 6.4(𝐿𝐿)𝑓𝑓𝑓𝑓 = 8,276𝑓𝑓𝑓𝑓 3 − (2.23𝑓𝑓𝑓𝑓 2 )(𝐿𝐿 𝑓𝑓𝑓𝑓)
3
7. Determine the length dimension for the basin using a W = 40 ft, Z = 3, and Db = 2 feet:
𝑉𝑉𝐵𝐵 = 8,276𝑓𝑓𝑓𝑓 3 − (2.23𝑓𝑓𝑓𝑓 2 )(𝐿𝐿 𝑓𝑓𝑓𝑓) = [(𝐿𝐿 𝑓𝑓𝑓𝑓)(40𝑓𝑓𝑓𝑓) + (40𝑓𝑓𝑓𝑓 − 12𝑓𝑓𝑓𝑓)(𝐿𝐿 𝑓𝑓𝑓𝑓 − 12𝑓𝑓𝑓𝑓)]/2 × 2𝑓𝑓𝑓𝑓
8,276𝑓𝑓𝑓𝑓 3 − (2.23𝑓𝑓𝑓𝑓 2 )(𝐿𝐿 𝑓𝑓𝑓𝑓) = [(40𝑓𝑓𝑓𝑓)(𝐿𝐿𝐿𝐿𝐿𝐿) + (28𝑓𝑓𝑓𝑓)(𝐿𝐿 𝑓𝑓𝑓𝑓) − 336𝑓𝑓𝑓𝑓 2 ]/2 × 2𝑓𝑓𝑓𝑓
10. Check drain time for f = 0.96 in/hr and ponding depth of 24 in:
BENEFITS
Low = <30% Medium = 30-65% High = 65-100%
Low Med High
Suspended Solids
Nitrogen
Phosphorous
Metals
Bacteriological
Hydrocarbons
Description: Bioretention systems incorporate shallow landscaped level depressions that temporarily store and readily
infiltrate runoff. They include both rain gardens and bioretention cells. A rain garden relies solely on soils with good
percolation rates. Bioretention cells typically include a rock chamber, subdrain, and modified soil mix. In bioretention
cells, stormwater runoff collected in the upper layer of the system is filtered through the surface vegetation, mulch layer,
pervious soil layer, and then stored temporarily in a stone aggregate base layer. The Water Quality Volume (WQv) is
drained from the aggregate base by infiltration into the underlying soils and/or to an outlet through a perforated pipe
subdrain. Systems can operate either off-line or online. They are designed with a combination of plants that may include
grasses, flowering perennials, shrubs, or trees. Integrated upstream treatment is provided by a perimeter grass filter strip or
grass swale for initial capture of sediment.
Typical uses:
• Manages water quality runoff volume from residential, commercial, and institutional sites.
• Drainage area for each cell is typically 0.5-2.0 acres. Larger drainage areas should be divided into smaller sub-
areas with individual bioretention cells distributed throughout the site.
• Suitable for landscaped depressional areas such as parking lot islands, road medians, and street right- of-ways.
Advantages/benefits:
• Reduce runoff rate and volume from impervious areas; provide opportunity for infiltration and filtration
processes. Good for highly-impervious areas, such as parking lots.
• Removes fine sediments, heavy metals, nutrients, bacteria, and organics. Reduces thermal pollution from runoff
across pavement surfaces.
• Flexible design options for varying site conditions; subdrain system allows use on sites with limiting soils. Good
retrofit opportunities.
• Flexible landscaping options can provide an aesthetic feature.
Disadvantages/limitations:
• High entrance velocities and concentrated flows may need special design considerations.
• High sediment loads can cause premature failure; upstream practice is needed.
• High water table may require special design considerations.
Maintenance requirements:
• Routine landscape maintenance - removal of undesirable and dead vegetation.
• Replenish mulch layer.
• Removal of accumulated sediment in pretreatment areas.
A. Overview
1. Description. Bioretention cells are structural stormwater controls. They capture and temporarily store the water
quality volume using soils and vegetation in shallow basins or landscaped areas to remove pollutants from
Bioretention cells use vegetation and engineered soils in a treatment area to accept runoff from impervious
surfaces. Stormwater flows into the bioretention cell, temporarily ponds on the surface, and gradually infiltrates
into the modified soil layer. Examples of bioretention cells are shown in Figure C5-S4- 1. Components of a
bioretention cell are illustrated in Figure C5-S4- 2 and Figure C5-S4- 3. Bioretention cells are intended to
replicate the stable hydrologic functions of a native ecosystem. Bioretention functions as a soil and plant-based
filtration system for stormwater runoff, and removes pollutants through a variety of physical, chemical, and
biological processes in the upper engineered soil layer and the underlying native soils. The design can impact the
processes and their function. Some of the major processes that occur through bioretention include interception,
infiltration, settling, evapo-transportation, filtration, absorption, thermal attenuation, and biological
degradation/decomposition.
The filtered runoff can be allowed to either percolate into the underlying soils or be temporarily stored in the
aggregate subdrain system and discharged at a controlled rate to the storm sewer system or a downstream open
channel. Runoff can be controlled closer to where it is generated by the uniform distribution of bioretention cells
to break up the area in manageable sub- watersheds. Higher flow events (> Q2), and runoff volume that exceeds
the infiltration capacity of these systems can be returned to the conveyance system or safely bypassed.
Plants in bioretention cells enhance infiltration and provide an evapotranspiration component. Native species
provide resistance to moisture changes, insects, and disease and provide uptake of runoff water and pollutants.
Deep-rooted native plants (grasses and forbs) are recommended to maintain high organic matter content in the soil
matrix, provide high infiltration rates, and provide uptake of runoff water. The mulch layer and organic matter
component of the soil matrix provide filtration and a place for beneficial microbial activity. Aerobic conditions are
necessary to maintain microbial activity for processing pollutants.
There are many ways to incorporate bioretention cells into new construction projects or to retrofit existing urban
areas. Bioretention can be used in residential yards, as interior or perimeter structures in parking lots, for rooftop
drainage at residential and commercial building sites, along highways and roads, within larger landscaped
pervious areas, and as landscaped islands in impervious or high-density environments.
A complementary upstream practice is provided to reduce the sediment loading to the bioretention cell.
Bioretention cells are often built with grass filter strips around the bioretention area. These filter strips remove
particulates and reduce runoff velocity. Filter strips also prevent crusting of pore spaces with fines and reduce
maintenance. A freeboard storage area (temporary ponding) creates temporary storage for runoff prior to
infiltration, evaporation, and uptake.
Each component of the bioretention cell is important. The engineered soil layer provides filtration and holds water
and nutrients for the plants, enhances biological activity, encourages root growth, and provides storage of
stormwater through the voids within the soil particles. The plant material evapo-transpires stormwater, creates
pathways for percolation through the soil, improves soil structure, improves aesthetics, and reinforces long-term
performance of subsurface percolation. Native plant material is recommended because of its deep root structure
and ability to improve soil quality. The mulch layer acts as a filter for pollutants in runoff, protects underlying soil
from drying and eroding, and provides an environment for microorganisms to degrade organic pollutants. It also
provides a medium for biological growth, decomposition of organic material, and adsorption and bonding of
heavy metals.
When bioretention cells are installed at locations such as gas stations or other sites where spills of hazardous
materials could occur, the practices should be lined with an impermeable membrane. A shutoff valve should be
installed at the lower end of the subdrain so that the materials can be contained within the practice and managed
appropriately.
Mosquitoes are not a problem because bioretention cells do not retain standing water long enough for mosquito
reproduction (4-10 days). Properly designed bioretention cells will infiltrate standing water within 4-12 hours.
(c) Newly planted bioretention area with native grasses (d) Terraced bioretention cells under construction.
b. Channel protection. For smaller sites, a bioretention cell may be designed to capture the entire channel
protection volume in either an off-line or on-line configuration. The requirement of extended detention of the
1-year, 24-hour storm runoff volume can be achieved by increasing the footprint of the practice, or combining
additional storage above the WQv ponding depth, with a slow release stage of an intake or other surface outlet
structure. For off-line systems on larger sites, where only the WQv is diverted to the bioretention cell, another
structural control must be used to provide Cpv extended detention.
c. Overbank flood protection*. Typically, another structural control must be used in conjunction with a
bioretention cell to reduce the post-development peak flow of storms greater than the 5-year storm (Qp) to
pre-development levels (detention).
d. Extreme flood protection*. Bioretention cells must provide flow diversion and/or be designed to safely pass
extreme storm flows and protect the ponding area, mulch layer, and vegetation.
*Refer to design procedures included in this section for more discussion of on- and offline systems as well as
detention or attenuation of larger storm events.
(See Chapter 2, section 1 and Chapter 3, section 6 for more details on the Unified Sizing Criteria and Small
Storm Hydrology)
3. Pollutant removal capabilities. In landscaped and residential areas, the major pollutants of concern are fertilizers
such as nitrogen and phosphorus. The following design pollutant removal rates are conservative average pollutant
reduction percentages for design purposes, derived from sampling data, modeling, and professional judgment
(Table C5-S4- 1). In a situation where a removal rate is not deemed sufficient, additional controls may be put in
place at the given site in a series or treatment train approach. For additional information on monitoring BMP
performance, see ASCE/EPA “Urban Stormwater BMP Performance Monitoring: A Guidance Manual for Meeting
the National Stormwater BMP Database Requirements.”
More information on pollutant removal capabilities for bioretention BMPs can be found in the National
Stormwater Best Management Practices Database (http://www.bmpdatabase.org/) and the ASCE/EPA database.
4. Application and feasibility. Bioretention is suitable for a wide variety of development options, including
commercial, high-density urban, and single-family residential areas. They can be used for new construction and
also to retrofit urban landscapes. Their capacity to be used as a landscaped feature allows them to fit into many
types of urban design. Bioretention cells are ideally suited to many ultra-urban areas, such as landscaped parking
lot islands and along streets and boulevards. Ultra-urban areas are densely-developed urban areas in which little
pervious surface exists. While they consume a fairly large amount of space (approximately 5%-10% of the
impervious area that drains to them), they can fit into existing parking lot islands or other landscaped areas, when
used as a standalone practice. They can also treat runoff from intensively managed areas that have the potential
for pollutants, such as golf courses. Figure C5-S4- 3 includes an example site configuration.
The following criteria should be evaluated to ensure the suitability of a bioretention cell for meeting stormwater
management objectives on a site or development. Table C5-S4- 3 provides a list of considerations when planning
for a bioretention cell.
a. General feasibility:
• Suitable for use in developed or developing areas, provided that heavy sediment loads are not expected in
post-construction conditions (i.e. may not be suitable in watersheds with on-going site construction,
routinely disturbed areas, agricultural lands without conservation practices, etc.). Suitable for use in
brownfield projects and areas with pollutant hotspots. Special considerations are needed in areas with
karst topography, loess soils, or high water tables.
• Bioretention practices should be located where they are accessible to be maintained and where
maintenance is assured by a designated responsible party.
• Bioretention practices are not recommended to be used as a single large BMP (regional stormwater
The bottom of the aggregate layer should have 2 feet of vertical separation from
Site Conditions
expected high groundwater elevations or bedrock layers.
Source of Runoff Bioretention cells can be placed close to the source of runoff generation.
It is preferred to consider stormwater management during initial site design.
Distributed Placement Several, smaller bioretention cells can treat more manageable amounts of runoff
and Location closer to its source. Use site grading to divert runoff to smaller depressions in
open spaces such as parking islands, landscaped areas, etc.
Stormwater management site integration is a preferred alternative to end-of- pipe
Site Integration
BMP design, where feasible.
Bioretention cell locations should be integrated into the site planning process, and
aesthetic considerations should be taken into account in their siting and design.
Location
Elevations must be carefully worked out to ensure that the desired runoff flow
enters the facility with no more than the maximum design depth.
Potential bioretention cells should be applied where impervious surfaces within
Drainage Area
drainage subareas to each cell are limited to less than 2 acres.
Offline systems employ some type of diversion structure, which typically diverts
the first flush of flow to the treatment practice, but allows flows from larger events
Online or Offline to bypass the practice. This can prevent erosion within the practice and re-
suspension of captured sediments. A cell is considered online if all runoff from the
upstream area enters the practice.
When used in an offline configuration, the WQv (and perhaps Cpv) is diverted to
the bioretention area using a flow splitter, diversion structure, and/or overflow
Flow Diversion for
outlet. Larger stormwater flows are diverted to other controls downstream (see
Offline cells
Chapter 6, section 1, F for more discussion of offline systems and design guidance
for diversion structures and flow splitters).
Bioretention cells are designed for intermittent flow and must be allowed to drain
and re-aerate between rainfall events. They should not be used on sites with a
Intermittent Flow
continuous flow from groundwater, heavy irrigation, sump pumps, or other
sources.
Typically, bioretention cells are used to manage small storm events (this may
include events smaller than the Water Quality event (WQv) or the Channel
Storm Events Protection event (Cpv-1-year event). Refer to Chapter 3, section 6 for additional
information about small storms.
B. Design Methods
1. Initial Design Consideration and Preliminary Investigation. For new development sites, it is urged that
consideration is given to how post-construction water quality will be addressed early in the design process.
Bioretention practices are most effective when they are located in numerous, well distributed locations to be used
for stormwater treatment as close as possible to the source of runoff. Distributed practices allow for the creation
of a chain of smaller treatment practices, reducing the impact on downstream areas if a single practice should fail.
Sites with fewer, larger practices are generally less effective at achieving pollutant and runoff reductions, as each
practice has a larger amount of runoff to treat; and should practices fail, a greater proportion of runoff would be
mismanaged. Redevelopment sites may have less flexibility, but smaller distributed practices are still preferable to
a single, larger practice.
Before choosing to employ a bioretention practice, review the feasibility information included earlier in this
section. If feasible, proceed with designing a bioretention practice, starting with a review of the initial design
considerations listed in Table C5-S4- 4, as well as the preliminary investigation information in Table C5-S4- 5.
The following table includes information required to complete the design procedure for a bioretention cell within
this section. Determine the values for each variable as accurately as possible. Assumed values may need to be
used in preliminary design, and then revised later as site design proceeds and more accurate values can be
determined.
Determine the expected drainage area to be routed to the bioretention cell and the
Properties of the
projected amount of impervious surfaces. It is recommended that the impervious
Drainage Area
area to each cell not exceed 2 acres. Multiple cells can be designed to treat runoff
Tributary to the
from larger areas. Surface properties required to determine time of concentration
Bioretention Cell
will be needed for final design (refer to Chapter 1, section 4).
The required temporary ponding area will be approximately 3-7% of the tributary
impervious area. Most of the ponding area must be level, so remember that
Space Required
additional space will be needed for slope grading to establish the overflow
elevation and match surrounding grades.
Cells are easier to construct away from steep slopes, but special elements such as
retaining walls can be included for sites with steep slopes. Care must be taken not
Slope
to compact the soils within the bioretention area during installation of any
structural features around the cell.
Make sure that there is sufficient elevation difference to pond water as needed and
Minimum Head drain the soil and aggregate layers through a subdrain and/or outlet works to a
finished surface, swale, or storm sewer system.
A separation distance of 2 feet is recommended between the bottom of the
Water Table
bioretention cell and expected high groundwater levels.
No restrictions when modified soils are used. However, soils with higher
Existing Site Soils infiltration rates can be used to promote infiltration and groundwater recharge,
reducing post-development surface runoff volumes.
2. Typical Components of a Bioretention Cell. Before proceeding with final design, it is important to understand
the function and purpose of the elements that make up this type of practice. Table C5-S4- 6 provides a summary
of bioretention cell components and their function.
Stormwater may be routed to bioretention cells in many ways, such as sheet flow
off hard surfaces, or as concentrated flow from curb openings, downspouts, and
pipe outlets. Inlet structures may also include features that divert only a portion of
Inlet Structures
stormwater runoff to the cell (known as an offline configuration). Level spreaders
can be used to disperse concentrated flows to sheet flows reducing flow depths and
velocities, enhancing pretreatment possibilities.
These areas are used to reduce velocities and capture heavier sediment and debris.
They are needed to reduce the potential of clogging the porous soils desired in the
cell. Features such as grass filter strips and swales can remove sediment and debris
through filtration. Mechanical treatment systems, sediment traps, and ditch checks
Pretreatment Area
can be used to pond water in areas where heavier sediment particles can settle out.
If designed and functioning properly, all of these pretreatment practices will
capture sediment and debris, so provisions for regular maintenance and removal of
collected materials is required.
Provides for temporary surface storage of the runoff before it infiltrates into the
soil bed. Typically limited to a depth of 6-9 inches. Additional freeboard depth can
Temporary Ponding
be provided for larger storm events in online systems. The ponding area is
Area
intended to drain dry within 4-12 hours after typical storm events, and should
never have standing water longer than 24 hours after very rare events.
The mulch layer should consist of 3 inches of fine, shredded hardwood mulch.
This layer protects the soil bed from erosion, retains moisture in the plant root
Organic Mulch Layer
zone, provides a medium for biological growth and decomposition of organic
matter, provides some filtration of larger sediment particles, and controls weeds.
The modified soil layer filters stormwater. Typically this layer is 18-30 inches deep
and consists of a uniform mixture of 75-90% washed concrete sand, 0-10%
Modified Soil Layer
approved organic material, 0-25% soil with a soil texture that includes A-horizon
characteristics and meets specifications.
The choker layer separates the modified soil layer and aggregate subbase and
Choker Aggregate
prevents the modified soil from entering into the aggregate subbase. The 2-3 inch
Layer
layer consists of clean, durable ⅜ inch diameter chip.
The aggregate layer at the bottom of the structure provides additional temporary
Stone Aggregate storage capacity for the captured runoff after filtration. The layer consists of an
Subbase Layer open-graded, clean, durable aggregate of 1-2 inches diameter with a porosity of
35-40%.
Perforated pipe underdrains are recommended. They provide the outlet for filtered
Subdrain water in areas with soils with poor percolation rates and act as a secondary outlet
where soil percolation rates are better.
To avoid excessive ponding depths and drawdown times, outlet controls are
needed to manage runoff from larger storm events. An overflow spillway set above
the ponding depth can release flows in a non-erosive manner (velocities less than 3
Outlet Structures
feet per second). For online configurations, riser pipes, intakes, or weirs may be
used to release runoff from larger storms more rapidly than it could infiltrate
through the soil layers.
The primary goal of the practice is to capture and treat runoff from the WQv event.
For offline configurations, the majority of flows larger than those generated by the
WQv will bypass the bioretention cell. For online configurations, where all runoff
Hydrologic Design
passes through the cell, some level of “detention” or temporary storage of larger
flows may be possible, with caution to avoid excessive storage depths or
drawdown periods that could compact the soil layers within the bioretention cell.
3. Bioretention Cell Sizing and Design Calculations. The following design procedure, assumes that the designer
has completed preliminary investigations, and understands the design components of a bioretention cell, as
outlined in Table C5-S4- 5 through Table C5-S4- 7. It is recommended that these calculations be completed as
early as possible in the design process, so that adequate room is reserved for stormwater management as site
Page 11 of 24 January 7, 2016
Iowa Storm Water Management Manual C5-S4 - Bioretention Systems
design development continues. Calculations can be adjusted as final site design is completed. (Note: “!” = pay
special attention)
Step 1b: Compute WQv = (Rv) x (P) x (DA) x 43,560 SF/ac x (1 ft/12in)
WQv is calculated in cubic feet
Step 2: Compute the peak runoff rates for other key rainfall events:
Refer to: Chapter 3, section 1 - General Information for Stormwater Hydrology
Chapter 3, section 2 - Rainfall and Runoff Analysis
Chapter 3, section 3 - Time of Concentration
Chapter 3, section 5 - NRCS TR-55 Methodology
Chapter 3, section 7 - Runoff Hydrograph Determination
The peak rates of flow and volumes of runoff will need to be determined for the following events:
Use method outlined in Chapter 3, section 6, C, to compute the peak rate of flow (in cubic feet per second) and
volume of stormwater runoff (in cubic feet) for the Channel Protection Volume (Cpv).
Use methods such as the NRCS TR-20, TR-55 (Chapter 3, section 7) or other acceptable methods to generate
hydrographs to determine peak rates of flow (in cubic feet per second) and runoff volumes (in cubic feet) for the
following events:
Note: The annual recurrence (AR) is the likelihood of a certain rainfall event of a given depth and duration
occurring once during any given calendar year.
• For grass swales, refer to Chapter 9, section 2, E for general sizing requirements. The target flow velocity for
water quality treatment is 1 fps during the WQv event. Chapter 9, section 2 includes methods on how to modify
the value of “n” for Manning’s equation to evaluate shallow flow in grass swales.
• For filter strips, refer to Chapter 9, section 4, C, 4 for sizing requirements.
• Forebays should have a storage volume of 0.1 inches per impervious acre drained (Chapter 3, section 11).
Sediment will need to be mechanically removed from the forebay over time, so a depth marker and durable, solid
materials are recommended for the bottom (to be certain when excavation is complete). The volume of WQv to be
used to size the ponding area of the bioretention cell can be reduced by the amount addressed in the pretreatment
area(s) (typically no more than 10% of WQv).
The modified soil layer should be 18-30 inches deep and consist of a uniform mixture of 75-90% washed concrete
sand, 0-10% approved organic material, 0-25% soil with a soil texture that includes A-horizon characteristics and
meets specifications.
• The greater depths of modified soil (24-30 inches) are usually considered when trees or shrubs are planned within
the bioretention cell or extended filtration time is required to remove certain types of pollutants are determined to
be necessary. This would be determined by a known pollutant source or watershed based removal goal.
The aggregate layer is recommended to be at least 12 inches deep. Material should be 1-2 inch clean aggregate. The
aggregate layer should have a porosity of 35-40%.
• The depth of the aggregate layer can be increased to provide for additional storage, or to enhance infiltration to
subsoil layers. However, it is desired that the aggregate layer should drain out within 48 hours after a storm
event. Percolation rates of virgin subsoils or the capacity of the subdrain system may limit the depth of storage
that can be provided below a subdrain outlet. For example, subsoils with percolation rates of 0.50 inch/hour may
be able to drain down 24 inches of water stored in the aggregate layer below the subdrain over the 48 hour
drawdown period.
𝑊𝑊𝑊𝑊𝑊𝑊 × 𝑑𝑑𝑓𝑓
𝐴𝐴𝑓𝑓 =
�𝑘𝑘�ℎ𝑓𝑓 + 𝑑𝑑𝑓𝑓 �𝑡𝑡𝑓𝑓 �
Solve for (Af) = Required ponding area to treat WQv, in square feet
• If the modified soil mix described in Step 7 is used, use a value of 2 feet/day.
• After solving for the required ponded area, check to see if it falls in the range of 3-7% of the impervious area that
drains to it.
• If existing soils have permeability rates of greater than 1 inch/hour, and the cell can be constructed in a manner to
prevent compaction of such soils, the modified soil layer may not be needed. In this case, the permeability rate of
site soils can be used for the value of (k). However, this is usually the case only for Hydrologic Group A soils and
designers are cautioned to not over-estimate the permeability of existing soils.
• Minimum widths are established to ensure that side slopes don’t encroach into the level bottom. Minimum widths
do not need to apply near the extreme ends of the ponding area. Maximum widths are required to allow the cell to
be constructed from the edges (no heavy equipment placed on excavated subsoils), and a true level bottom is
maintained. Cells that are too large may be not be truly level, leading to low points where runoff collects,
minimizing the real area dedicated to infiltration.
• If you cannot reach the required ponding area (Af) from Step 8 using the dimensions above, it is recommended to
use multiple bioretention cells or use other water quality BMPs to treat the remaining volume. Bioretention cells
can be used in series or parallel.
Grades around the perimeter of the cell are recommended to be 6:1 or flatter; however slopes may be steeped to 3:1
where space is limited. Review the need for adequate sediment and erosion controls on steeper slopes to prevent side
slope erosion into the modified soil layer (turf reinforcement mats, wattles, or sod are examples of practices that could
be employed for surface stabilization).
• After preparing a preliminary grading plan for the bioretention area, double check to make sure that the area
ponded to the desired depth is greater than or equal to (Af).
1𝑑𝑑𝑑𝑑𝑑𝑑 1ℎ𝑜𝑜𝑜𝑜𝑜𝑜
𝑄𝑄 = 𝑘𝑘𝐴𝐴𝑓𝑓 � �� �
24ℎ𝑜𝑜𝑜𝑜𝑜𝑜𝑜𝑜 3,600𝑠𝑠𝑠𝑠𝑠𝑠
Solve for (Q) = Average subdrain flow rate (in cubic feet per second)
Where:
Af = Required ponding area to treat WQv, in square feet (from Step 8)
k = coefficient of permeability, in feet/day (from Step 8, based on modified soil - minimum k)
After solving for Q, use typical engineering methods to size pipe diameter.
Online systems will receive flows from larger storms, which will pond water to depths greater than those selected in
Step 6. Without other means of release, all water diverted to the bioretention cell would need to filter through the soil
and aggregate layers. To prevent excessive ponding depths and long drawdown periods, a staged outlet is necessary to
release larger storms more quickly.
Inlet structures, riser pipes, weirs, or stabilized spillways are options for features that can be used as a second stage for
controlled release of stormwater runoff. It is recommended to set an opening for the second stage at or just above the
desired maximum WQv ponding depth. Refer to Chapter 3, section 12 on how to correctly size the selected type of
control structure.
• For online systems, it is recommended to complete a stage-storage model of the basin created above the
bioretention cell with inflow hydrographs generated in Step 2 to determine storage volumes, depths, and release
rates for all relevant storm events. To prevent compaction of the modified soil layer, excessive storage depths and
drawdown times should be avoided. For the Cpv, check that ponding depths above the soil layer do not exceed 24
inches and surface drawdown does not exceed 24 hours. For the Qp-Qf events, check that ponding depths above
the soil layer do not exceed 48 inches and surface drawdown does not exceed 30 hours.
(DA) = 3 acres
(I) = 60 %
(P) = 1.25 inches
𝟏𝟏𝟏𝟏𝟏𝟏
Step 1b: Compute 𝑾𝑾𝑾𝑾𝑾𝑾 = 𝑹𝑹𝒗𝒗 (𝑷𝑷)(𝑫𝑫𝑫𝑫)(𝟒𝟒𝟒𝟒, 𝟓𝟓𝟓𝟓𝟓𝟓 𝒔𝒔𝒔𝒔⁄𝒂𝒂𝒂𝒂) � �
𝟏𝟏𝟏𝟏𝟏𝟏𝟏𝟏
1𝑓𝑓𝑓𝑓
= (0.59)(1.25")(3𝑎𝑎𝑎𝑎)(43,560 𝑠𝑠𝑠𝑠⁄𝑎𝑎𝑎𝑎 ) � �
12𝑖𝑖𝑖𝑖
= 8,031 𝑐𝑐𝑐𝑐𝑐𝑐𝑐𝑐𝑐𝑐 𝑓𝑓𝑓𝑓𝑓𝑓𝑓𝑓
Step 2: Compute the peak runoff rates for other key rainfall events:
Use method outlined in Chapter 3, section 6, C, to compute the peak rate of flow (in cubic feet per second) and
volume of stormwater runoff (in cubic feet) for the Channel Protection Volume (Cpv).
For this example, TR-55 software was used, with results as follows:
1-year, 24-hour storm; For Central Iowa = 2.91” rainfall depth Type II rainfall distribution, shape factor 484 (default
values)
Use methods such as the NRCS TR-20, TR-55 (Chapter 3, section 7) or other acceptable methods to generate
hydrographs to determine peak rates of flow (in cubic feet per second) and runoff volumes (in cubic feet) for the
following events:
Curve
Storm Event Rainfall Post-developed
Number
NRCS Volume cubic
Depth inches Peak Rate cfs
Adjusted feet
WQv 94 1.25 3.1 8,035
• Using an adjusted CN value, the volume of runoff from this calculation should be close to the value of WQv
calculated in Step 1. (8,031 CF ≈ 8,035 CF)
Assume for this example that runoff is directed from the site through a pipe to a manhole where the diversion weir
will be placed. Refer to Chapter 6, section 1, F for additional design information.
𝑄𝑄 3.1𝑐𝑐𝑐𝑐𝑐𝑐
Rearranged continuity equation: 𝑉𝑉 = = = 5.7𝑓𝑓𝑓𝑓𝑓𝑓 < 10𝑓𝑓𝑓𝑓𝑓𝑓
𝐴𝐴 0.545𝑠𝑠𝑠𝑠
Rearranged:
𝑄𝑄 2
�𝐶𝐶𝐶𝐶�
ℎ=
2𝑔𝑔
2
3.1𝑐𝑐𝑐𝑐𝑐𝑐
�0.60 × 0.545𝑠𝑠𝑠𝑠�
ℎ=
2 × 32.2 𝑓𝑓𝑓𝑓⁄𝑠𝑠 2
ℎ = 1.40𝑓𝑓𝑓𝑓
The top elevation of the weir should be set 1.40 feet above the center of the 10 inch outlet pipe (or 1.82 feet above
the flowline of the 10 inch outlet pipe).
• If surcharge flows are directed toward the practice, then the system should be designed as an online system as
a diversion structure will fail to route large storms around the practice.
Use Q = peak runoff from 10-year event from Step 2 - WQv event peak flow
= 13 cfs - 3.1 cfs = 9.9 cfs
Rearranged:
𝑄𝑄 2⁄3
ℎ=� �
𝐶𝐶𝐶𝐶
⁄
9.9𝑐𝑐𝑐𝑐𝑐𝑐 2 3
ℎ=� �
3.33 × 4𝑓𝑓𝑓𝑓
ℎ = 0.82𝑓𝑓𝑓𝑓
This is the expected high water level above the top of the weir crest, inside the 4 foot diameter manhole during a
10-year storm event.
Step 3d: Double check flow through the diversion pipe to the practice during the maximum storm event, to avoid
overloading the practice.
• It is best to double check the flow through the outlet pipe to the bioretention area, to calculate the maximum
expected peak flow to the practice.
𝑄𝑄 = 𝐶𝐶𝐶𝐶(2𝑔𝑔ℎ)0.5
𝑄𝑄 = 0.60 × 0.545𝑠𝑠𝑠𝑠 × {[2 × 32.2 𝑓𝑓𝑓𝑓⁄𝑠𝑠 2 × (0.82𝑓𝑓𝑓𝑓 + 1.40𝑓𝑓𝑓𝑓)]}0.5
𝑄𝑄 = 3.90𝑐𝑐𝑐𝑐𝑐𝑐
During the 10-year event (4.27 inches in 24-hour for Central Iowa) flow to the practice only increases about 0.8
cfs (25%) over the WQv design flow, meaning at least 9.1 cfs would bypass the practice (70% of the peak flow).
This appears to be acceptable.
Using a site imperviousness of 60%, and a slope of less than 2%; a 45 foot long, 2 foot wide swale is needed to meet
pretreatment requirements.
If the 10 inch discharge pipe is connected to a level spreader to convert concentrated flow to sheet flow, a filter strip
could be used. For filter strips, refer to Chapter 9, section 4, C, 4 for sizing requirements. The chart uses a maximum
inflow approach length for impervious areas of 75 feet. To have an equivalent impervious approach length maximum
of 75 feet, the 1.8 acres (78,408 square feet) of impervious surfaces in this example needs to be spread over a width of
1,045 feet (= 78,408 sf/75 feet). Providing this length does not seem feasible. A filter strip might be a better option
with a level spreader in a smaller watershed area, or as an online system receiving sheet flow runoff from paved areas
that are less than 75 feet in length.
A forebay with a storage volume of 0.1 inches per impervious acre drained is an option.
Storage required:
𝐼𝐼 1′
= 𝐷𝐷𝐷𝐷 � � (0.1𝑖𝑖𝑖𝑖) � � (43,560 𝑠𝑠𝑠𝑠⁄𝑎𝑎𝑎𝑎)
100 12"
60 1′
= (3𝑎𝑎𝑎𝑎) � � (0.1𝑖𝑖𝑖𝑖) � � (43,560 𝑠𝑠𝑠𝑠⁄𝑎𝑎𝑎𝑎)
100 12"
= 653𝑐𝑐𝑐𝑐 (𝑜𝑜𝑜𝑜 8% 𝑜𝑜𝑜𝑜 𝑊𝑊𝑊𝑊𝑊𝑊)
A 15 foot wide by 15 foot long by 3 foot deep wet forebay would meet this requirement (675 cf).
A combination of practices could also be considered to meet pretreatment requirements, with each practice meeting a
certain portion of the requirement. For this example, it is assumed that only the grass swale option will be chosen.
Assume a 4 foot wide swale is used (larger than required, but easier to construct) that is 45 feet long and has a
longitudinal slope of 1.5% and side slopes of 4:1.
• It is recommended to double check that the maximum flow velocity for water quality treatment of 1 fps is met
during the WQv event. The methods described in Chapter 9, section 2 can be used modify Manning’s equation to
evaluate shallow flow in grass swales.
Manning’s coefficient (n) = 0.105 Area = 3.67 SF Wetted Perimeter = 8.78 feet Velocity = 0.97 fps (< 1.0 fps)
Q = 3.5 cfs (> WQv = 3.1 cfs)
• If WQv velocity > 1.0 fps, try widening the swale, or decrease the longitudinal slope.
For the channel section selected in Step 4, and at a depth of flow of 7.5 inches (0.625 feet):
Manning’s coefficient (n) = 0.098 Area = 4.06 SF Wetted Perimeter = 9.15 feet Velocity = 1.08 fps (< 3.0 fps)
Q = 4.4 cfs (> WQv = 3.9 cfs)
𝑊𝑊𝑊𝑊𝑊𝑊 × 𝑑𝑑𝑓𝑓
𝐴𝐴𝑓𝑓 =
�𝑘𝑘�ℎ𝑓𝑓 + 𝑑𝑑𝑓𝑓 �𝑡𝑡𝑓𝑓 �
Solve for (Af) = Required ponding area to treat WQv, in square feet
Where:
WQv = 8,031 cubic feet (from Step 1)
df = 2.75 feet (from Step 7)
hf = 0.50 feet / 2 = 0.25 feet (value from Step 6, divided by 2)
tf = 1 day (recommended drain time of soil layer for WQv event)
k = 2 feet/day (used recommended modified soil mix)
[8,031𝑐𝑐𝑐𝑐 × 2.75𝑓𝑓𝑓𝑓]
𝐴𝐴𝑓𝑓 =
[2 𝑓𝑓𝑓𝑓⁄𝑑𝑑𝑑𝑑𝑑𝑑 × (0.25𝑓𝑓𝑓𝑓 + 2.75𝑓𝑓𝑓𝑓) × 1𝑑𝑑𝑑𝑑𝑑𝑑]
22,085𝑐𝑐𝑐𝑐 × 𝑓𝑓𝑓𝑓
𝐴𝐴𝑓𝑓 =
6.00𝑠𝑠𝑠𝑠
𝐴𝐴𝑓𝑓 = 3,681𝑠𝑠𝑠𝑠(4.7% 𝑜𝑜𝑜𝑜 𝑖𝑖𝑖𝑖𝑖𝑖𝑖𝑖𝑖𝑖𝑖𝑖𝑖𝑖𝑖𝑖𝑖𝑖𝑖𝑖 𝑎𝑎𝑎𝑎𝑎𝑎𝑎𝑎) Recommend to round up to 3,700 square feet
𝐿𝐿 = 2𝑊𝑊
𝑊𝑊𝑊𝑊 = 3,700𝑠𝑠𝑠𝑠
𝑊𝑊 × 2 × 𝑊𝑊 = 3,700𝑠𝑠𝑠𝑠
𝑊𝑊 2 = 1850𝑠𝑠𝑠𝑠
𝑊𝑊 = 43.0𝑓𝑓𝑓𝑓
1𝑑𝑑𝑑𝑑𝑑𝑑 1ℎ𝑜𝑜𝑜𝑜𝑜𝑜
𝑄𝑄(𝑖𝑖𝑖𝑖 𝑐𝑐𝑐𝑐𝑐𝑐) = 𝑘𝑘𝐴𝐴𝑓𝑓 � �� �
24ℎ𝑜𝑜𝑜𝑜𝑜𝑜𝑜𝑜 3,600sec
Where:
(Af) = 3,700 square feet (from Step 8)
𝑄𝑄 = 0.09𝑐𝑐𝑐𝑐𝑐𝑐
The length of pipe should be determined, so that the area within 1 foot either side of the subdrain is at least 10% of the
required ponding area (Af).
Use at least 185 feet of 8-inch subdrain, set 3 inches above the bottom of the aggregate layer. Either the cell
dimensions will need to be changed to be at least 185 feet long (i.e. 20’ x 185’ = 3,700 CF) and a single run of
subdrain used, or parallel/perpendicular runs of subdrain will be needed to get to 185 feet of subdrain length (i.e. two
parallel runs of 93 feet each). The upstream end of each subdrain should have a cleanout, extended to the surface for
maintenance.
For this example, adjust ponding area size to 20 feet wide by 185 feet long, with a single 185 foot long subdrain and
cleanout.
For an online system, check exit velocities at pipe outlets and overflow spillways.
C. Construction
1. Preconstruction meeting. Design and installation staff should meet prior to any on-site construction to discuss
the placement of all permanent stormwater management practices. This discussion should focus on minimizing
soil compaction, identifying areas where infiltration practices will be placed, staging of construction to ensure site
stabilization prior to the installation of bioretention cells and a discussion of the design details associated with the
installation of the bioretention cell.
2. Staging. The construction project should be staged so the bioretention cell is installed during the final
construction stage. Prior to bioretention cell installation, all soils within the area that will drain to the bioretention
cell must be stabilized with permanent vegetation and/or other erosion, sediment, and velocity controls. If the
3. Construction considerations:
a. Staking. The bioretention cell area should be staked prior to any site construction to minimize traffic and
compaction. This would not apply to situations where a sediment basin is converted to a bioretention cell.
b. Construction site stabilization. Contributing drainage areas should be permanently stabilized against erosion
and sedimentation prior to construction of bioretention cells.
c. Weather. Construction of the bioretention cell should not begin or be conducted during rainy weather
resulting in saturated soil conditions.
d. Excavation. After all vegetation is established within the drainage area of the bioretention cell, all sediment
in the bioretention cell should be completely removed.
Excavators and backhoes, operating on the ground adjacent to the bioretention cell, should be used to
excavate the cell area to the greatest extent possible. Otherwise, excavation should be performed using low
ground-contact pressure equipment.
Any discharge of sediment that affects the performance of the bioretention cell will require reconstruction of
the bioretention cell as originally specified to restore its defined performance.
e. Compaction avoidance and remediation. Heavy equipment should not be used within the perimeter of the
bioretention cell before, during, or after placement of the modified soil layer. After placement of the under
drain system and before the modified soil layer is placed, the bottom of the excavation should be roto-tilled to
a minimum depth of 6 inches to alleviate compaction. Should the soils be severely compacted, ripping or deep
tillage equipment may be needed to break up the compacted layers prior to roto-tilling.
f. Placement of modified soil layer. Any ponded water should be removed from the bottom of the excavation
and discharged to a vegetated area but not discharged directly to a storm sewer.
The modified soil layer should be placed and graded using low ground-contact pressure equipment, or by
excavators and/or backhoes operating on the ground adjacent to the bioretention facility. Heavy equipment
should not be used within the perimeter of the bioretention facility before, during, or after placement of this
layer.
The modified soil layer should be placed in horizontal layers not to exceed 12 inches for the entire area of the
bioretention cell. It should be saturated over the entire area of the cell after each lift of the modified soil layer
is placed, until water flows from the underdrain, to lightly consolidate the mixture. Water for saturation
should be applied by spraying or sprinkling in a manner to avoid separation of the BSM components. An
appropriate sediment control device should be used to treat any sediment-laden water discharged from the
underdrain during this process.
If the modified soil layer becomes contaminated with sediment or other deleterious material during, or after,
construction of the cell, the contaminated material should be removed and replaced with uncontaminated
material.
Final grading of the modified soil layer shall be performed after a 24-hour settlement period. Upon
completion of final grading, the surface of this layer should be roto-tilled to a depth of 6 inches.
g. Planting, mulch, netting. Mulch should first be spread in cells prior to planting. When using wood mulch,
select fibrous, hardwood mulch. Netting may be needed on top of the surface of the mulch to minimize
floating of the mulch.
Plants may require watering over several months to aid establishment, especially during drought periods.
Pesticides, herbicides, or fertilizer should not be used during landscape construction, plant establishment, or
maintenance.
When small plants are used, consider delaying curb cuts or placing diversions in front of the cuts until plants
are established.
5. Maintenance. Bioretention cells require seasonal maintenance. It is imperative that they be maintained to
function properly and provide continuous visual aesthetics.
Activity Schedule
• Prune and thin out plants when needed. Remove weeds throughout the growing
season, preferably by pulling or trimming. Replace plants when needed. Fall, spring, as
• Replace mulch when erosion is evident and/or weed growth is excessive. needed
• Remove trash and debris from pretreatment area and bioretention cell.
• Inspect inflow points for clogging (offline systems). Remove any sediment.
• Inspect filter strip/grass channel for erosion or gullying. Re-seed or sod as
necessary. Semi-annually
• Trees and shrubs should be inspected to evaluate their health and remove any
dead or severely diseased vegetation.
• Look for evidence of standing water in the observation port. This may be a sign
Annually
of hydraulic failure.
• Replace pea gravel diaphragm when necessary.
• Replace modified soil layer when ponding greatly exceeds the design drainage As necessary
time.
BENEFITS
Low = <30% Medium = 30-65% High = 65-100%
Low Med High
Suspended Solids
Nitrogen
Phosphorous
Metals
Bacteriological * * *
Hydrocarbons * * *
*Insufficient Data
Description: Bioswales are essentially bioretention cells designed with positive grade, passing flows from small frequent
storms at slow velocities to promote filtration through vegetation and infiltration into constructed soil media layers. A
bioswale system consists of an open conveyance channel with a filter bed of permeable soil overlaying a perforated pipe
underdrain system. Flow passes into and is detained in the main portion of the channel, where it is filtered through the soil
bed. Infiltrated runoff is collected and conveyed by a perforated pipe and gravel underdrain system to the outlet.
Bioswales can also be designed to effectively convey flow from larger storms at moderate velocities (to prevent erosion
and re-suspension of captured pollutants).
Runoff from the WQv event is temporarily retained in a pool or series of pools created by permanent check dams. The
holding time provides an opportunity for sedimentation of particulates and facilitates infiltration of runoff.
Typical uses:
• Manage runoff from residential sites, parking areas, and along perimeter of paved roadways.
• Located in a drainage easement at the rear or side of residential parcels.
• Road shoulder rights-of-way; used adjacent to paved roadways in place of curb and gutter, or used as a
conveyance channel on the back side of curb-cut openings.
Advantages/benefits:
• Cost saving alternative to underground pipe systems.
• Mitigate runoff from impervious surfaces.
• Remove sediment and pollutants to improve water quality.
• Reduce runoff rate and volume in highly impervious areas; reduce runoff velocity.
• Provide for groundwater recharge if design and site soils provide sufficient infiltration.
• Good option for small area retrofits – replacing existing drainage ditches.
• Good retrofit opportunities for residential or institutional areas of low to moderate density.
• Linear configuration works well with highway or residential street applications.
Disadvantages/limitations:
• Sediment/pollutant removal sensitive to proper design of slope and vegetation density.
• Caution should be used when a high water table is present; an evaluation should be made for potential
groundwater contamination.
• Difficult for use on steep slopes (>6%).
• Higher surface maintenance than curb and gutter systems.
Maintenance requirements:
• Need routine landscape maintenance; maintain grass height of approximately 4 to 6 inches.
• Inspect annually for erosion problems; remove accumulated trash and debris.
• Remove sediment from forebay and channel (if necessary).
1. Description. Bioswales are conveyance channels engineered to capture and treat the water quality volume for a
drainage area. They differ from a normal drainage channel or swale through the incorporation of specific features
that enhance stormwater pollutant removal effectiveness. They are designed with limited longitudinal slopes to
force the flow to be slow and shallow, thus allowing for particulates to settle and limiting the effects of erosion.
Berms and/or check dams installed perpendicular to the flow path promote settling and infiltration. The following
description provided by Claytor and Schuler (1996):
“A bioswale consists of an open channel capable of temporarily storing the water quality treatment volume, and a
filtering medium consisting of a soil bed with an underdrain system.” “It is designed to drain down between storm
events within approximately one day. The water quality treatment mechanisms are similar to bioretention
practices, except that the pollutant uptake may be more limited if only a grass cover crop is available for nutrient
uptake. Bioswales are sized to allow the entire WQv to be filtered or infiltrated through the bottom of the swale.
Because they are dry most of the time, they are often the preferred option in residential settings.”
Bioswales are not to be confused with a filter strip or grass swale, which are limited-application structural
controls, used mostly for pretreatment and are not considered acceptable for meeting the water quality volume
goals. Ordinary grass swales are not engineered to provide the same treatment capability as a well-designed
bioswale with filter media and subdrainage systems. Filter strips and grass swales may be used for pre-treatment
or included in a treatment train approach where redundant treatment is provided. Figure C5-S5- 2 through Figure
C5-S5- 5 provide several views and configurations of bioswales with rock and earthen check dams.
When bioswales are installed at sites such as gas stations or other sites where spills of hazardous materials are
more likely to occur, the practices should be lined with an impermeable membrane. A shutoff valve should be
installed at the downgradient end of the subdrain so that the materials can be contained within the practice and
handled according to the proper protocol for managing and disposing of such materials.
Figure C5-S5- 2: Configuration and design components of a bioswale. A is a cross-section of a parabolic-shaped bioswale and
B a trapezoidal bioswale.
Figure C5-S5- 3: Configuration of a bioswale with a rock check dam showing a top view (A), side view (B), and cross-section
(C).
Figure C5-S5- 4: Configuration of a bioswale with an earthen check dam showing a top view (A), side view (B), and cross-
section (C).
Figure C5-S5- 5: Configuration of a bioswale with an earthen check dam in a driveway application showing a top view (A),
side view (B), and cross-section (C).
2. Applications for stormwater management (Uniform Sizing Criteria). Bioswales are designed primarily to
address water quality management for small storms. While they are able to convey flow from larger storm events
from one point to another in a non-erosive manner, they usually only have a limited amount of storage that would
be required to meet management needs for these less frequently occurring events. Refer to Chapter 2, section 1 for
more discussion on Unified Sizing Criteria.
a. Water quality (WQv). Bioswales rely primarily on filtration through an engineered media to provide
3. Pollutant removal capabilities. Bioswales are designed to manage the water quality volume when sized,
designed, constructed, and maintained according to the recommended guideline. For information and data on
pollutant removal capabilities for bioswales, see the National Pollutant Removal Performance Database (2nd
Edition) available at www.cwp.org and the International Stormwater Best Management Practices (BMP) Database
at www.bmpdatabase.org.
4. Application and feasibility. Bioswales can often be used in place of traditional storm sewer systems. Residential
rear yard areas, road and highway corridors, and parking buffers and islands are just some examples where
bioswales can be applied.
They can be installed in watersheds of varying size and land uses. The limiting factor of their use is the ability to
have a cross-section that can convey the runoff from the WQv event at slow enough velocities, for a long enough
period of time to allow for filtration through vegetation and ultimately infiltration into the soil media. The upper
threshold of their use is when runoff rates become too high to allow flow requirements for treatment to be met, or
the area required to meet them becomes too large.
The topography and soils of a site will determine the applicability of the use of swale designs. Overall, the
topography should allow for the design of a swale with sufficient slope and cross- sectional area to maintain
required treatment velocities. The following criteria should be evaluated to ensure the suitability of a bioswale for
meeting stormwater management objectives on a site or development. Table C5-S5- 1 provides a list of
considerations when planning for a bioswale.
a. General feasibility.
• Suitable for residential subdivision usage – yes
• Suitable for high-density/ultra-urban areas – may be limited by required size
• Regional stormwater control (for overbank or flood protection) – no
B. Design Methods
1. Initial Design Consideration and Preliminary Investigation. For new development sites, it is urged that
consideration is given to how post-construction water quality will be addressed early in the design process. Best
management practices are most effective when they are located in well distributed locations to be used for
stormwater treatment as close as possible to the source of runoff. Distributed practices allow for the creation of a
chain of smaller treatment practices, reducing the impact on downstream areas if a single practice should fail.
Sites with fewer, larger practices are generally less effective at achieving pollutant and runoff reductions, as each
practice has a larger amount of runoff to treat; and should practices fail, a greater proportion of runoff would be
mismanaged. Redevelopment sites may have less flexibility, but smaller distributed practices are still preferable to
a single, larger practice.
Before choosing to employ a bioswale, review the feasibility information included earlier in this section. If
feasible, proceed with designing this practice, starting with a review of the initial design considerations listed in
Table 2, as well as the preliminary investigation information in Table C5-S5- 3.
The following table includes information required to complete the design procedure for bioswales within this
section. Determine the values for each variable as accurately as possible. Assumed values may need to be used in
preliminary design, and then revised later as site design proceeds and more accurate values can be determined.
Determine the expected drainage area to be routed to the bioswale and the
projected amount of impervious surfaces. Bioswales should be sited such
that the topography allows for the design of a channel with sufficiently mild
Properties of the slope (unless small drop structures are used) and cross-sectional area to
Drainage Area to a maintain required treatment velocities. Surface properties required to
Bioswale determine time of concentration will be needed for final design (refer to
Chapter 1, section 4). The area upstream of the bioswale should be
stabilized prior to construction or adequate controls put in place to prevent
high sediment loads being delivered to the bioswale.
The relationship between percent of impervious area and required size of a
bioswale is not easily defined. The target velocity will set the length
Space Required required to achieve the desired residence time, then a cross-section
developed that can convey the flow for the Water Quality event (WQv)
below the maximum allowable velocity for treatment.
Channel slopes of less than 2% are recommended unless topography
necessitates a steeper slope, in which case control structures can be placed
Slope to limit the slope to within the desired range. Flow control devices may
include check dams and/or drop structures. Energy dissipation may be
required below the control structures.
Make sure there is sufficient elevation difference to pond water as needed
Minimum Head and drain the soil and aggregate layers through a subdrain and/or outlet
works to a finished surface, swale, or storm sewer system.
Existing Site Soils Evaluate the existing site soils to determine existing percolation rates.
2. Typical Components of Bioswales. Before proceeding with final design, it is important to understand the
function and purpose of the elements that make up this type of practice. Table C5-S5- 4 provides a summary of
bioswale components and their function.
One variation of a bioswale is constructing stepped bioretention cells (each with a level bottom – no longitudinal
slope) in series with check dams or drop structures in between. This allows each cell to “step” downgrade, dealing
with site slopes in that manner.
Without positive grade, Manning’s formula or other methods to calculate velocity in open channels will not apply.
For such an application, we would recommend referring to the design section for bioretention cells (Chapter 5,
section 4). Collectively, these bioretention cells would need to provide the required surface area for ponding to
allow for proper infiltration of the WQv volume to be addressed by that series of “bioretention cells.”
Refer to Chapter 5, section 4 for the design procedure for bioretention cells, making sure to check for velocities
and erosion potential when larger storms are expected to overtop each check dam or drop structure (Step 12 of
that design procedure).
3. Bioswale Sizing and Design Calculations. The following design procedure assumes that the designer has
completed preliminary investigations, and understands the design components of a bioswale, as outlined in
Table C5-S5- 4 and Table C5-S5- 5. It is recommended that these calculations be completed as early as
possible in the design process so that adequate room is reserved for stormwater management as site design
development continues. Calculations can be adjusted as final site design is completed.
The bioswale is sized using the velocity check method to slowly convey the peak runoff rate of flow from the
WQv event through the bioswale at very slow velocities. To be considered as treating 100% of WQv for a given
site, flow should travel through the swale at no greater than 1.0 fps, for an average length of time of no less than
10 minutes (hydraulic residence time). This assumes that water quality is enhanced by slow filtration of runoff
through desired vegetation, then infiltrated into the layers of modified soils. For recommendations for considering
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Iowa Storm Water Management Manual C5-S5 - Bioswales
partial credit for treatment related to bioswales, read the notes following this design procedure.
Step 2: Compute the peak runoff rates for other key rainfall events.
Refer to: Chapter 3, section 1 - General Information for Stormwater Hydrology
Chapter 3, section 2 - Rainfall and Runoff Analysis
Chapter 3, section 3 - Time of Concentration
Chapter 3, section 5 - NRCS TR-55 Methodology
Chapter 3, section 7 - Runoff Hydrograph Determination
The peak rates of flow and volumes of runoff will need to be determined for the following events:
Use the method outlined in Chapter 3, section 6, C, to compute the peak rate of flow (in cubic feet per second) and
volume of stormwater runoff (in cubic feet) for the Channel Protection Volume (Cpv).
Use methods such as the NRCS TR-20, TR-55 (Chapter 3, section 7) or other acceptable methods to generate
hydrographs to determine peak rates of flow (in cubic feet per second) and runoff volumes (in cubic feet) for the
following events:
Note: The annual recurrence (AR) is the likelihood of a certain rainfall event of a given depth and duration occurring
once during any given calendar year.
If planning for an offline system, a diversion weir, flow splitter, or other practice needs to be designed to route flows
from the WQ event to the bioswale, while allowing most of the flows from larger events to bypass the system (via
parallel storm sewer system or other conveyance). Refer to Chapter 6, section 1, F for additional design information.
Include calculation details for the diversion structure with this design procedure.
For grass swales, refer to Chapter 9, section 2, E for general sizing requirements. The target flow velocity for bioswale
treatment is 1.0 fps during the WQv event. Chapter 9, section 2 includes methods on how to modify the value of “n”
for Manning’s equation to evaluate shallow flow in grass swales.
Forebays should have a storage volume of 0.1 inches of runoff volume per impervious acre drained (Chapter 3,
section 11). Sediment will need to be mechanically removed from the forebay over time, so a depth marker and
durable, solid materials are recommended for the bottom (to be certain when excavation is complete). The volume of
WQv to be used to size the ponding areas of the bioswale can be reduced by the amount addressed in the pretreatment
area(s) (typically no more than 10% of WQv).
Slope along path of flow: It is recommended that slope along the path of flow range of 0.5-2%. Flow path slopes
flatter than 0.5% may be used for bioswales, as amended soils and subdrains are recommended for use. Flow path
slopes exceeding 2% may make it difficult to create adequate storage between check dams and to keep flow velocities
at non-erosive levels.
Bottom width and shape: It is recommended that bottom widths range between 4 and 8 feet. If the bottom is too
narrow, it will be difficult to construct. Wider sections promote slower velocities, but if the section is too wide,
braiding or meandering may occur in the bottom of the channel. Where feasible, it is encouraged to shape the bottom
of the channel with a slight parabolic curve, with the center of the swale being the lowest point (strongly
recommended for bottom widths greater than 8 feet). Otherwise, a trapezoidal cross-section for the bioswale is
acceptable.
Side slopes: It is recommended that side slopes not exceed 2:1, and slopes of 4:1 or flatter are encouraged for ease of
maintenance, additional stability and to provide a larger cross-section to further slow flow velocities.
Check dams: Check dams should not exceed 18 inches in height and be spaced so that the toe elevation of the
upstream dam is the same as the crest elevation of the next dam downstream. Dams may be constructed out of either
rock or earth materials.
The overflow crest of the rock check dam should be constructed level for at least 2 feet long (measured along length
of channel) and be the same width as the bottom of the channel for trapezoidal sections or be no less than 8 feet wide
for parabolic sections. The slope of the upstream face of the check should not exceed 2(H):1(V), and the downstream
face should not exceed 5(H):1(V). On each side of the overflow crest, the top of the dam should be elevated, so that
flow is focused away from the sides of the channel (dam should be at least 12 inches higher at the edges of the
channel than the crest elevation). Revetment materials should be trenched in 2 feet below the flowline of the channel
and keyed in at least 4 feet into the side slopes of the channel. Engineering fabric may be specified under the rock
check dam at the discretion of the designer.
Over time sediments, litter, clippings from landscaping, etc. may partially or completely clog the filtering capability of
For earth check dams, a secondary overflow (perforated riser, small diameter intake, etc.) should be used to limit
ponding depths to 9 inches (similar to maximum ponding depth for biocells) to avoid extended periods of standing
water, since water will not be able to percolate through the check dam.
Sub-surface elements: The modified soil layer should be 6-12 inches deep and consist of a uniform mixture of 75-
90% washed concrete sand, 0-10% approved organic compost, 0-25% soil that includes A-horizon characteristics, and
meets the specifications.
The choker layer is a 2-3 inch layer that separates the modified soil layer and aggregate subbase and prevents the
modified soil from entering into the aggregate subbase. It consists of clean, durable ⅜ inch diameter chip.
The stone aggregate subbase layer is recommended to be at least 12 inches deep. Material should be 1-2 inch clean
aggregate. The aggregate subbase layer should have a porosity of 35-40%. The aggregate subbase layer will contain a
subdrain (see Step 11).
The depth of the aggregate subbase layer can be increased to provide for additional storage or to enhance infiltration
to subsoil layers. However, it is desired that the aggregate subbase layer should drain out within 48 hours after a storm
event. Percolation rates of undisturbed, intact subsoils or the capacity of the subdrain system may limit the depth of
storage that can be provided below a subdrain outlet. For example, subsoils with percolation rates of 0.50 inch/hour
may be able to drain down 24 inches of water stored in the aggregate subbase layer below the subdrain over the 48
hour drawdown period.
Step 7: Calculate the peak flow velocity for the WQv event.
The peak rate of flow for the WQv event should have been determined in Step 1 of this procedure. Use Manning's
equation with the appropriate values for the geometry of the swale selected in Step 6 to determine the expected
channel velocity for this storm event. To provide adequate water quality treatment, a peak flow velocity of 1.0 feet per
second or less through the bioswale is recommended.
Reminder that Chapter 9, section 2 includes methods on how to modify the value of “n” for Manning’s equation to
evaluate shallow flow in grass swales.
Where:
Lbioswale = required length of bioswale, feet
Tres = average hydraulic residence time, minutes
V = peak velocity within the bioswale, during the WQv event, fps
This equation assumes that all flow enters the bioswale at the upstream end, and flows through the entire length before
Step 9: Check larger storm events for erosion potential due to flow velocity.
The peak rates of flow for larger events should have been determined in Step 2. Use Manning’s equation, with the
appropriate values for the geometry of the swale selected in Step 6 to determine the expected channel velocity for
these storm events. It is recommended to revise channel geometry if these calculations indicate that channel velocities
exceed 5 fps for events equal to or smaller than a 24 hour storm having a 25 year occurrence interval (4% AR).
Reminder that Chapter 9, section 2 includes methods on how to modify the value of “n” for Manning’s equation to
evaluate shallow flow in grass swales.
Step 10: Check the drawdown time for the ponding areas.
The swale system should be designed to drain the temporary stored water from the surface within 12 hours through
one or more of the following methods:
Soil infiltration: The rate of infiltration will equal the expected infiltration rate of the soil times the surface area
where infiltration is expected. This should only be considered for where amended soils are planned to be used with an
aggregate subsoil layer including a subdrain. Calculate the infiltration rate from the ponded area as follows:
1𝑓𝑓𝑓𝑓 1ℎ𝑟𝑟
𝑄𝑄𝑖𝑖𝑖𝑖𝑖𝑖 = 𝑘𝑘𝑘𝑘 � �� �
12𝑖𝑖𝑖𝑖 3600𝑠𝑠
Solve for (Af) = Required ponding area to treat WQv, in square feet
Where:
k = coefficient of permeability, inches/hour
A = footprint area of the bottom of the swale, square feet
Percolation through a check dam: The rate of percolation through a rock check dam can be calculated similar to a
method developed by the NAHB/NRC Designated Housing Research Center at Penn State University. This method
assumes that the check dam is constructed out of clean stone (see Figure C5-S5- 3).
ℎ3⁄2 𝑊𝑊
𝑄𝑄𝑝𝑝𝑝𝑝𝑝𝑝𝑝𝑝 = 1⁄2
𝐿𝐿
�𝐷𝐷 + 2.5 + 𝐿𝐿2 �
Where:
h = depth of ponding from the water elevation to the surface at the dam, feet
W = average width of the dam measured across the swale, feet
L = horizontal flow path length through the check dam along the flow direction, feet
D = average rock size diameter, feet
Note that where the 1 inch washed stone choker course is used, flow through that part of the dam may be slower
than what the larger stone on the downstream will allow. In that case, L = 1 foot (for a 1 foot thick choker course)
and D = 0.083 feet (for 1 inch diameter stone). The choker course may need to maintained or removed and
replaced should it become clogged by sediment, clippings, or other debris.
Water quality inlets, notch weirs, orifices, etc.: Inlet structures, riser pipes, weirs, or orifice restrictions are options
for features that can be used to control the release rate for the WQv from the ponding areas. Refer to Chapter 3,
section 12 on how to correctly size the selected type of control structure.
To achieve proper treatment, flow through surface outlets such as these should be limited so that if soil infiltration
is ignored, surface water would be drained from the ponding areas in approximately 12 hours (too quick of a
By reviewing the options for drawdown, a stage-storage relationship can be developed for outflow from the system.
Perform calculations to demonstrate that the portion of the WQv to be captured by the bioswale can be infiltrated into
subsoil layers or discharged through other controls within 12 hours after such an event.
After solving for Q, use typical engineering methods to size pipe diameter.
Subdrain materials should comply with requirements for Type 1 subdrains in SUDAS Specifications Section 4040. A
minimize size of 6 inches is required. However, a minimum size of 8 inches is recommended for cleaning and
inspection.
The length of pipe should extend along the entire length of the bioswale, and the aggregate layer should surround the
subdrain as required in SUDAS Specifications Figure 4040.231. Note that the portion of the aggregate layer below the
invert of the subdrain can only be drained through infiltration into the native soils below; refer to notes within Step 6.
Inlet structures, riser pipes, weirs, or stabilized spillways are options for features that can be used as a second stage for
controlled release of larger storms into the downstream system (typically at a culvert or other inlet at the downstream
end of the bioswale). Small storms need to be captured and slowly released from the ponding areas, while large storms
need to be able to pass downstream without causing flooding.
There may be situations where there is insufficient space to design a swale that can convey the expected runoff from
the WQv event through a bioswale, while maintaining a maximum flow velocity for 1.0 fps for residence times of 10
minutes or longer. In such cases, partial credit may be considered for the treatment provided by the bioswale. To meet
full treatment requirements at a given site, the remainder of the WQv treatment for a given site will need to be
achieved by other practices installed in series, often referred to as a “treatment train” (i.e. multiple practices such as
biocells, filter strips, etc. that collectively meet site requirements).
It is recommended that partial credit for WQv treatment by a bioswale be applied in the following manner:
1) For expected WQv event flow velocities between 1.0 and 1.5 fps (VELOCITY FACTOR):
Reduce credit given linearly from 100% at 1.0 fps to 50% at 1.5 fps. No credit should be considered for WQv
flow velocities that exceed 1.5 fps.
Residence Time
Calculated Average
Credit Factor
Residence Time (min)
(%)
20 or more 200%
15 150%
10 100%
5 50%
Less than 5 0%
The credit factors for VELOCITY and RESIDENCE TIME above are multiplied to determine the overall partial
credit factor. For example, a bioswale designed with a WQv flow velocity of 1.5 fps and a residence time of 5
minutes would receive 50% credit under each criteria. Multiplying these together yields = 0.50 x 0.50 = 0.25.
So in that case, the bioswale would be considered to treat 25% of the given site’s required treatment volume.
Other practices would need to be designed in a series to manage the remainder of the runoff from the WQv event.
Credit can also be considered for residence times longer than 10 minutes, to offset expected treatment reductions
due to faster flow velocities. For example, a swale with a residence time of 20 minutes could be considered for a
200% credit. Such a swale designed with a WQv velocity of 1.5 fps the partial credit formula would be applied as
follows = 2.00 x 0.50 = 1.00. So, under these circumstances, the swale would be considered to be fully treating
the WQv at the given site.
Note: If practices at a given site exceed the WQv treatment requirements, the excess treatment should not be used
to offset runoff from other sites left untreated. The benefits of providing excess treatment of runoff at one site will
not effectively offset the amount of pollution and runoff that is released from an untreated site. In this way,
managing small storms is different management of larger storms where in some circumstances excess detention
can be provided on one site to offset additional release rates from another.
Using the velocity check method, the bioswale is sized to slowly convey the peak runoff rate of flow from the WQv
event through the bioswale at a velocity of less than 1.0 fps, for an average length of time of no less than 10 minutes
(hydraulic residence time) to be considered as providing full-treatment of the WQv as a standalone practice.
DA = 3 acres
I = 60 %
P = 1.25 inches
To calculate peak rates of flow (in cubic feet per second) for the WQv event, use NRCS TR-20 or TR-55 calculation
methods, using adjusted curve numbers (CNs) for this small event (1.25 inches in 24hours). Refer to Chapter 3,
section 6 for additional information.
Post-developed
Curve Number Rainfall
Storm Event Peak Rate Volume
NRCS Adjusted Depth (inches)
(cfs) (cubic feet)
WQv 94 1.25 3.1 8,035
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Iowa Storm Water Management Manual C5-S5 - Bioswales
Using an adjusted CN value, the volume of runoff from this calculation should be close to the value of WQv volume
that can be calculated using methods from Chapter 3, section 6. (8,031 CF ≈ 8,035 CF)
The peak runoff rate being routed through the bioswale may be reduced by employing other practices upstream for
pre-treatment or as other best management practices placed in a series or "treatment train" (i.e. bioretention, filter
strips, etc.).
Step 2: Compute the peak runoff rates for other key rainfall events.
Use method outlined in Chapter 3, section 6, C, to compute the peak rate of flow (in cubic feet per second) and
volume of stormwater runoff (in cubic feet) for the Channel Protection Volume (Cpv).
For this example, TR-55 software was used, with results as follows:
1 year, 24 hour storm; for Central Iowa = 2.91 inches rainfall depth
Type II rainfall distribution, shape factor 484 (default values)
Use methods such as the NRCS TR-20, TR-55 (Chapter 3, section 7), or other acceptable methods to generate
hydrographs to determine peak rates of flow (in cubic feet per second) and runoff volumes (in cubic feet) for the
following events:
Pre-developed Post-developed
Storm Rainfall Depth
Event (inches) Peak Rate Volume Peak Rate Volume
(cfs) (cubic feet) (cfs) (cubic feet)
2 year 2.91 0.29 2,600 7.5 20,000
Qp 5 year 3.64 0.96 5,500 10.2 27,000
10 year 4.27 1.8 8,500 13 33,000
25 year 5.15 3.1 13,000 16 43,000
Qf 50 year 5.87 4.5 18,000 19 51,000
100 year 6.61 5.9 23,000 21 59,000
Grass swale (without modified soil layers): For grass swales, refer to Chapter 9, section 2, E for sizing
requirements. Using a site imperviousness of 60%, and a slope of less than 2%; a 45 foot long, 2 foot (minimum) wide
swale is needed to meet pretreatment requirements.
Filter strip: If the 10 inch discharge pipe is connected to a level spreader to convert concentrated flow to sheet flow, a
filter strip could be used. For filter strips, refer to Chapter 9, section 4, C-4 for sizing requirements. The chart uses a
maximum inflow approach length for impervious areas of 75 feet. To have an equivalent impervious approach length
maximum of 75 feet, the 1.8 acres (78,408 square feet) of impervious surfaces in this example needs to be spread over
a width of 1,045 feet (= 78,408 SF/75 feet). Providing this length does not seem feasible. A filter strip might be a
Page 20 of 28 May 20, 2016
Iowa Storm Water Management Manual C5-S5 - Bioswales
better option with a level spreader in a smaller watershed area, or as an online system receiving sheet flow runoff from
paved areas that are less than 75 feet in length.
Forebay: A forebay with a storage volume of 0.1 inches of runoff volume per impervious acre drained is an option.
Storage required:
𝐼𝐼 1𝑓𝑓𝑓𝑓
= 𝐷𝐷𝐷𝐷 � � (0.1𝑖𝑖𝑖𝑖) � � (43,560 𝑠𝑠𝑠𝑠⁄𝑎𝑎𝑎𝑎)
100 12𝑖𝑖𝑖𝑖
60 1𝑓𝑓𝑓𝑓
= (3𝑎𝑎𝑎𝑎) � � (0.1𝑖𝑖𝑖𝑖) � � (43,560 𝑠𝑠𝑠𝑠⁄𝑎𝑎𝑎𝑎)
100 12𝑖𝑖𝑛𝑛
= 653𝑐𝑐𝑐𝑐 (𝑜𝑜𝑜𝑜 8% 𝑜𝑜𝑜𝑜 𝑊𝑊𝑊𝑊𝑊𝑊)
A 15 foot wide by 15 foot long by 3 foot deep wet forebay would meet this requirement (675 CF).
Combination of Practices: A combination of practices could also be considered to meet pretreatment requirements,
with each practice meeting a certain portion of the requirement. For example, runoff from the parking bays could be
directed via sheet flow across a buffer strip to the bioswale, while runoff from downspouts and other hard surface
areas is directed via storm sewer to a forebay at the upstream end of the bioswale.
Evaluate the Options and Choose Control(s): For this example, it is assumed that only the forebay option (at the
upstream end of the bioswale) will be chosen.
We can estimate the velocity of flow leaving the level edge of the forebay at the beginning of the bioswale in this
example by using the weir equation. Flow over a rectangular weir is calculated as follows:
𝑄𝑄 = 𝐶𝐶𝐶𝐶𝐻𝐻1.5
Where:
Q = flow (in cubic feet per second, cfs)
L = length of the crest of the weir (feet, measured perpendicular to flow)
H = head, or depth of flow just upstream of the weir (feet)
C = a standard coefficient (approximately 3.3 for a rectangular weir)
𝑄𝑄 2⁄3
𝐻𝐻 = � �
𝐶𝐶𝐶𝐶
21𝑐𝑐𝑐𝑐𝑐𝑐 2⁄3
For this example, 𝐻𝐻 = � �
3.3×15𝑓𝑓𝑓𝑓
So the area of flow over the edge of the forebay would be 𝐻𝐻𝐻𝐻 = 0.56 × 15𝑓𝑓𝑓𝑓 = 8.4𝑓𝑓𝑓𝑓 2
𝑄𝑄 21𝑐𝑐𝑐𝑐𝑐𝑐
From the continuity equation: 𝑉𝑉 = = = 2.5𝑓𝑓𝑓𝑓𝑓𝑓 < 5𝑓𝑓𝑓𝑓𝑓𝑓 (OK)
𝐴𝐴 8.4𝑓𝑓𝑓𝑓 2
Initially for this example, the following parameters have been chosen:
Slope along path of flow: 1% along the length of the bioswale (based on site topography).
Bottom width and shape: A trapezoidal section with a 6 feet wide bottom.
Side slopes: For ease of maintenance, additional stability and to provide a larger cross-section to further slow flow
velocities, side slopes of 4: 1 (H:V) are to be used at this site.
Subsurface elements: The subsurface cross-section will be similar to that of a bioretention cell. The modified soil
layer is chosen to be 6 inches deep and consist of a uniform mixture of 80% concrete sand and 20% approved organic
compost material that meets specifications.
The choker layer is to be a 3 inch layer that separates the modified soil layer and aggregate subbase and prevents the
modified soil from entering into the aggregate subbase. It consists of clean, durable ⅜ inch diameter chip. The stone
aggregate subbase layer is recommended to be 12 inches deep. Material should be 1-2 inch clean aggregate. The
aggregate subbase layer will contain a subdrain, with the aggregate material extending at least 1 foot on either side of
the subdrain (for wide parabolic cross-sections, the aggregate subbase material should extend across at least 10% of
the area that would be covered by water during the WQv event).
Step 7: Calculate the peak flow velocity for the WQv event.
The peak rates of flow for the WQv event were determined in Step 1. Use Manning’s equation with the appropriate
values for the geometry of the swale selected in Step 6 to determine the expected channel velocity for this storm
event.
Channel Capacity
Adjusted
Depth (feet) Peak Rate Velocity
Manning’s “n”
(cfs) (fps)
0.53 0.115 3.1 0.72
Reminder that Chapter 9, section 2 includes methods on how to modify the value of “n” for Manning’s equation to
evaluate shallow flow in grass swales.
Since the channel velocity is less than 1.0 fps, the channel geometry is OK, and we can proceed to Step 8.
Where:
Lbioswale = required length of bioswale, feet
Tres = average hydraulic residence time, minutes
V = peak velocity within the bioswale, during the WQv event, fps
For this example, we are assuming that all flow enters the bioswale at the upstream end and flows through the entire
length before leaving the practice. If this would not be the case, the designer should account for that. If all flows enter
uniformly along the sides, consider a stepped bioretention cell.
Step 9: Check larger storm events for erosion potential due to flow velocity.
The peak rates of flow for larger events should have been determined in Step 2. Use Manning’s equation, with the
appropriate values for the geometry of the swale selected in Step 6 to determine the expected channel velocity for
these storm events. It is recommended to revise channel geometry if these calculations indicate that channel velocities
exceed 5 fps for events equal to or smaller than a 24 hour storm having a 25 year occurrence interval (4% AR).
Reminder that Chapter 9, section 2 includes methods on how to modify the value of “n” for Manning’s equation to
evaluate shallow flow in grass swales.
Assuming free-flow in the channel and solving Manning’s equation for various depths (with the adjusted coefficients
listed) yields the following results. The flow rate through the bioswale for the 25 year event is expected to be 16 cfs
(from Step 2), so a peak flow velocity of around 2 fps would be expected for this event. We can also see from the
results below that the channel has the capacity to convey even flows larger than the 100 year flow (21 cfs, from Step
2) with a velocity of less than 5 feet per second.
To prevent erosion, it is also wise to check the velocity of flow as water crests over each check dam during the 25 year
storm event. One approach would be to treat the crest as a rectangular weir having a width equal to the width of the
channel. The recommended shape for a check dam creates a “notch” in the middle of the dam (equal to the width of
the channel bottom), with the dam being higher where it meets the side slopes of the channel. This focuses the flows
into the middle of the channel and helps reduce the potential for erosion along the side slopes of the channel.
𝑄𝑄 = 𝐶𝐶𝐶𝐶𝐻𝐻1.5
Where:
Q = flow (cubic feet per second, cfs)
L = length of the crest of the weir (feet, measured perpendicular to flow)
H = head, or depth of flow just upstream of the weir (feet)
C = a standard coefficient (approximately 3.3 for a rectangular weir)
𝑄𝑄 2⁄3
Rearranging to solve for H yields: 𝐻𝐻 =
𝐶𝐶𝐶𝐶
16𝑐𝑐𝑐𝑐𝑐𝑐 2⁄3
For this example: 𝐻𝐻 = � � = 0.87𝑓𝑓𝑓𝑓
3.3×6𝑓𝑓𝑓𝑓
So the area of flow over the dam would be 𝐻𝐻𝐻𝐻 = 0.87𝑓𝑓𝑓𝑓 × 6𝑓𝑓𝑓𝑓 = 5.2𝑓𝑓𝑓𝑓 2
𝑄𝑄 16𝑐𝑐𝑐𝑐𝑐𝑐
From the continuity equation: 𝑉𝑉 = = = 3.1𝑓𝑓𝑓𝑓𝑓𝑓 < 5𝑓𝑓𝑓𝑓𝑓𝑓 (OK)
𝐴𝐴 5.2𝑓𝑓𝑓𝑓 2
So under both free flow and weir conditions, the flow in the bioswale remains below 5 fps for events up through the
25 year, 24 hour duration storm.
Note: Another check dam design option would be an earthen berm (which won’t allow flow to percolate through it).
This would require a method of draining the ponded water above the check dam into the subdrain system. Options
would be a French drain (aggregate layers extended to surface) or overflow riser connected to the subdrain. Inlets
should be designed to reduce the potential for sediment or other debris from entering the subdrain system. Caution
should also be taken to not drain ponded water too quickly through surface inlets, allowing runoff to bypass filtration
through the modified soil layers.
Step 10: Calculate the drawdown time for the ponding areas.
To treat the desired portion of the WQv, water should drain out of each temporary ponding area in one of the
following ways: infiltration through the modified soil to the choker aggregate layer and into the aggregate subbase
layer and into the subdrain system, percolation through a check dam, or slow release through a water quality inlet
(small notch weir, perforated riser, or orifice). The swale system should be designed to drain the temporary stored
water from the surface within 12 hours.
Soil infiltration: Calculate the infiltration rate from the ponded area as follows:
1𝑓𝑓𝑓𝑓 1ℎ𝑟𝑟
𝑄𝑄𝑖𝑖𝑖𝑖𝑖𝑖 = 𝑘𝑘𝑘𝑘 � �� �
12𝑖𝑖𝑖𝑖 3600𝑠𝑠
Where:
k = 1 inch/hour (for the modified soil mix)
A = length x width of bottom of bioswale = 432 feet x 6 feet = 2,592 square feet
1𝑓𝑓𝑓𝑓 1ℎ𝑟𝑟
𝑄𝑄𝑖𝑖𝑖𝑖𝑖𝑖 = (1 𝑖𝑖𝑖𝑖⁄ℎ𝑟𝑟)(2592𝑠𝑠𝑠𝑠) � �� � = 0.06𝑐𝑐𝑐𝑐𝑐𝑐
12𝑖𝑖𝑖𝑖 3600𝑠𝑠
Percolation through a check dam: The rate of percolation through a check dam can be calculated similar to a
method developed by the NAHB/NRC Designated Housing Research Center at Penn State University. This method
assumes that the check dam is constructed out of clean stone.
ℎ3⁄2 𝑊𝑊
𝑄𝑄𝑝𝑝𝑝𝑝𝑝𝑝𝑝𝑝 = 1⁄2
𝐿𝐿
� + 2.5 + 𝐿𝐿2 �
𝐷𝐷
Where:
h = depth of ponding from the water elevation to the surface at the dam, feet (varies)
W = average width of the dam measured across the swale, feet (varies with “h”)
L = horizontal flow path length through the check dam along the flow direction = 1 foot
D = average rock size diameter = 0.083 feet
Note that where the 1 inch washed stone choker course is used, flow through that part of the dam may be slower
than what the larger stone on the downstream will allow. In that case, L = 1 foot (for a 1 foot thick choker course)
and D = 0.083 feet (for 1” diameter stone).
Water quality inlets, notch weirs, orifices, etc.: None proposed in this example.
By adding the outflows due to infiltration, percolation, and other outlet types, a stage-storage relationship can be
developed for outflow from the system. It is recommended to use computer software packages to perform routing
calculations to demonstrate that the portion of the WQv to be captured by the bioswale can be infiltrated into
subsoil layers or discharged through other controls within 12 hours after such an event.
We already checked the capacity of the channel to convey the 100 year storm event in Step 9, and it was okay for free-
flow conditions. Looking at the check dams, we have the following:
𝑄𝑄 = 𝐶𝐶𝐶𝐶𝐻𝐻1.5
Where:
Q = flow (cubic feet per second, cfs)
L = length of the crest of the weir (feet, measured perpendicular to flow)
H = head, or depth of flow just upstream of the weir (feet)
C = a standard coefficient (approximately 3.3 for a rectangular weir)
𝑄𝑄 2⁄3
Rearranging to solve for H yields: 𝐻𝐻 =
𝐶𝐶𝐶𝐶
21𝑐𝑐𝑐𝑐𝑐𝑐 2⁄3
For this example, 𝐻𝐻 = = 1.04𝑓𝑓𝑓𝑓
(3.3×6𝑓𝑓𝑓𝑓
So the area of flow over the dam would be 𝐻𝐻𝐻𝐻 = 1.04𝑓𝑓𝑓𝑓 × 6𝑓𝑓𝑓𝑓 = 6.2𝑓𝑓𝑓𝑓 2
𝑄𝑄 21𝑐𝑐𝑐𝑐𝑐𝑐
From the continuity equation 𝑉𝑉 = = = 3.4𝑓𝑓𝑓𝑓𝑓𝑓
𝐴𝐴 6.2𝑓𝑓𝑓𝑓 2
It is recommended that the channel has 0.5 foot of freeboard above the 100 year flow elevation. The channel would
need to be slightly more than 3.0 feet deep to meet this standard. (Total bioswale depth = 1.5 feet to crest + 1.04 feet
of head + 0.5 feet of freeboard = 3.04 feet)
1. Preconstruction meeting. Design and installation staff should meet prior to any on-site construction to discuss
the placement of all permanent stormwater management practices. This discussion should focus on minimizing
soil compaction, identifying areas where infiltration practices will be placed, staging of construction to ensure site
stabilization prior to the installation of bioswales, and a discussion of the design details associated with the
installation of the swale systems.
2. Staging. The construction project should be staged so the bioswale is installed during the final construction stage.
Prior to swale installation, all soils within the area that will drain to the swale must be stabilized with permanent
vegetation and/or other erosion, sediment, and velocity controls. If the swale is to be used as a sediment basin
prior to use as a swale, it should be excavated to the dimensions, side slopes, and 1 foot above the bottom of the
modified soil layer elevations shown on the drawings.
3. Construction considerations:
a. Staking. The bioswale area should be staked prior to any site construction to minimize traffic and
compaction.
b. Construction site stabilization. Contributing drainage areas should be permanently stabilized against erosion
and sedimentation prior to construction of a bioswale.
c. Weather. Construction of the bioswale should not begin or be conducted during rainy weather resulting in
saturated soil conditions.
d. Excavation. After all vegetation is established within the drainage area of the bioswale, all sediment in the
swale should be completely removed.
Excavators and backhoes, operating on the ground adjacent to the bioswale, should be used to excavate the
cell area to the greatest extent possible. Otherwise, excavation should be performed using low ground-contact
pressure equipment.
Any discharge of sediment that affects the performance of the bioswale will require reconstruction of the
swale as originally specified to restore its defined performance.
e. Compaction avoidance and remediation. Heavy equipment should not be used within the perimeter of the
water quality swale before, during, or after placement of the modified soil layer in bioswales. After placement
of the under drain system and before the modified soil layer is placed, the bottom of the excavation should be
roto-tilled to a minimum depth of 6 inches to alleviate compaction. Should the soils be severely compacted,
ripping or deep tillage equipment may be needed to break up the compacted layers prior to roto-tilling.
f. Placement of modified soil layer. Any ponded water should be removed from the bottom of the excavation
and discharged to a vegetated area but not discharged directly to a storm sewer.
The modified soil layer should be placed and graded using low ground-contact pressure equipment, or by
excavators and/or backhoes operating on the ground adjacent to the bioswale. Heavy equipment should not be
used within the perimeter of the bioswale before, during, or after placement of this layer.
The modified soil layer should be placed in horizontal layers not to exceed 12 inches for the entire area of the
bioswale. It should be saturated over the entire area of the cell after each lift of the modified soil layer is
placed, until water flows from the underdrain, to lightly consolidate the mixture. Water for saturation should
be applied by spraying or sprinkling in a manner to avoid separation of the BSM components. An appropriate
sediment control device should be used to treat any sediment-laden water discharged from the underdrain
during this process.
If the modified soil layer becomes contaminated with sediment or other deleterious material during, or after,
construction of the cell, the contaminated material should be removed and replaced with uncontaminated
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Iowa Storm Water Management Manual C5-S5 - Bioswales
material.
Final grading of the modified soil layer shall be performed after a 24 hour settlement period. Upon
completion of final grading, the surface of this layer should be roto-tilled to a depth of 6 inches.
g. Planting, mulch, netting. Mulch should first be spread in bioswales prior to planting. When using wood
mulch, select fibrous, hardwood mulch. Netting may be needed on top of the surface of the mulch to
minimize floating of the mulch.
Information on appropriate turf grass species for Iowa can be found in the SUDAS Specifications Section
9010. Swale plants may require watering over several months to aid establishment, especially during drought
periods.
Pesticides, herbicides, or fertilizer should not be used during landscape construction, plant establishment, or
maintenance.
When small plants are used, consider delaying curb cuts or placing diversions in front of the cuts until plants
are established.
D. Maintenance
Bioswales require seasonal maintenance. It is imperative that they be maintained to function properly and provide
continuous visual aesthetics.
Activity Schedule
• Prune and thin out plants when needed. Remove weeds throughout the growing
Fall, spring, as
season, preferably by pulling or trimming. Replace plants when needed.
needed
• Remove trash and debris from pretreatment area and bioswale.
• Inspect inflow points for clogging (offline systems). Remove any sediment.
• Inspect filter strip/grass channel for erosion or gullying. Re-seed or sod as
necessary. Semi-annually
• Plants should be inspected to evaluate their health and remove any dead or
severely diseased vegetation.
• Look for evidence of standing water in the riser pipe. This may be a sign of
Annually
hydraulic failure.
• Replace choker layer materials on rock checks when clogged.
• When ponding routinely exceeds the design drainage time then investigate to As necessary
determine the cause and take corrective measures.
BENEFITS
Low = <30% Medium = 30-65% High = 65-100%
Low Med High
Suspended Solids
Nitrogen
Phosphorous
Metals
Bacteriological
Hydrocarbons
Description: Soil quality management preserves and protects intact soil profiles from land disturbing activities. These
activities often significantly alter the characteristics of the soil profile. Soil quality restoration (SQR) reduces compaction,
increases pore space, improves organic matter content, and re-establishes populations of soil dwelling organisms
(microbes, worms, insects, etc.) on soils disturbed during construction. Recreating the original soil profile after
construction is not likely to be achieved. This chapter describes methods of creating a healthy soil profile which restore
the ability of the soil to absorb water after construction is completed.
Typical uses:
• Preservation of intact soil profiles
• Restoration of disturbed soils as part of final grading and stabilization of construction sites.
• Incorporation into lawn care management practices on established landscapes.
Advantages/benefits:
• Reduces stormwater runoff volume.
• Protects water quality by infiltrating and processing pollutants in stormwater runoff.
• Reduces the need for irrigation by increasing water holding capacity and water availability.
• May reduce the need for fertilizers and pesticides.
Disadvantages/limitations:
• Access to soil restoration services may be limited.
• Access to compost may be limited.
• May increase development costs.
Maintenance requirements:
• Annual applications of compost amendments is recommended (but not required).
• Lawn clippings should not be removed, as they decompose they add organic matter.
• Pesticide use should be minimized to maintain healthy populations of earthworms, soil dwelling insects, and soil
microbes.
• Strategic use of native landscaping should be considered, as opposed to cool season grasses to maintain and
enhance soil quality over time.
A. Description
Chapter 1, section 1 details how land disturbing activities generates additional surface runoff. Creation of impermeable
surfaces (rooftops, pavements and other hardscapes) and compaction of soils through grading activities limit the ability of
the landscape to infiltrate water during rainfall events. Grading and compaction of the landscape are the primary reasons
land development activities increase the volume and rate of stormwater runoff. If soil compaction is a major component in
the increase of runoff volume, then restoring soil to better allow rainfall to infiltrate and percolate through the soil profile
is a key method to reduce runoff.
Prior to settlement, Iowa soil within the native tallgrass prairie landscape had an 8-10% organic matter content. Rain
infiltrating into the historic landscape moved slowly through the soil profile to emerge down-gradient as cool, clean
groundwater discharge that fed and maintained stable, clean streams, rivers, wetlands and lakes. A healthy soil profile with
50% pore space should be able to infiltrate anywhere from 0.6-2 inches of water per hour into the soil profile. The water-
holding capacity of most prairie soils should be around 0.2 inches of water per inch of soil profile. Therefore, a soil at
field capacity with 50% pore space should be able to store a minimum of 2.4 inches of rainfall in the upper 12 inches of
the soil profile.
Today, due to tillage-based agriculture and urban land development, many Iowa soils have only 4% soil organic matter
(SOM) content or less. Most Iowa soils have about 2% SOM. Organic content can be even less where topsoil has been
stripped and exported from development sites. Such soils have lost 60-80% or more of their ability to absorb, infiltrate,
and store rainfall.
Undisturbed soils have layers or horizons that form over hundreds of years. Prairie soils have a surface O-horizon that is
thin and contains a high concentration of SOM from decayed vegetation. The next layer, the A-horizon is what many refer
to as topsoil. It is rich in SOM giving it a darker color and has less clay compared to subsurface horizons. The next is the
B-horizon that has a higher clay content and lighter color than the A-horizon. The C-horizon or lowest horizon consists of
the parent material in which the soil has been formed such as glacial till, or wind-blown deposits. Figure C5-S6- 1 shows
the differences in soil profiles between prairie, corn and urban turf. The O-horizon that once appeared in the prairie soils
has been either oxidized or eroded away due to modern agricultural practices as shown beneath the corn soil profile.
Figure C5-S6- 1: (L to R) Prairie soil profile, soils under modern agriculture and soils after urban development under turf
grass.
Compaction of site soils through urban development have an NRCS curve number of nearly 90 (see open space, poor
condition, soil group D; Table C3-S5-2). Compare that with soils, with little to no compaction, where curve numbers of
40-60 may be expected (see open space good/fair condition, soil group A/B; same table). Consequently, heavily graded
urban green space is typically “hydrologically dysfunctional,” and the ability of these landscapes to absorb and infiltrate
water is extremely limited.
Figure C5-S6- 2 provides results of research conducted in Ankeny, Iowa by Iowa State University that shows changes in
soil quality indicators, bulk density and organic carbon, over time with changes in development practices. Bulk density, or
the mass per given volume, is a measure of the compaction of soils. Organic carbon is related to organic matter content.
Figure C5-S6- 1 shows bulk density has increased with time and organic carbon content has decreased with time. These
marked changes began occurring in the 1980s onward when topsoil was being stripped and not replaced from sites and
more mass grading and on-site vehicular traffic became common.
Figure C5-S6- 2: Variation of (A) bulk density (BD), (B) organic carbon (OC), (C) pH, and (D) inorganic carbon (IC) values in
soils by period of development of Ankeny, Iowa at depths of 0-5, 5-10, and 10- 20 cm
Source: A. Langner, Manu, A. and Nath D., SSSAJ, 2012
The goal of soil quality management and restoration (and other infiltration-based stormwater management practices) is for
urban landscapes to mimic the hydrologic functionality of the native pre-settlement landscapes, at least for the more
commonly occurring small storm events. This is achieved through the protection or creation of soil profiles having at least
40% pore space, 2% (3-5% preferred) organic matter content, and a healthy population of soil microbes and other species
of soil dwellers.
To reduce the effects of SOM loss and soil compaction, minimize mass grading activities. The first step in site design
should be a review of site conditions prior to preparing a conceptual layout. Topography, existing soils, including soil
depth and organic matter content, drainage paths, watershed boundaries, delineated wetlands and flood hazards should all
be considered before site design begins. (Refer to Part F of this section for further details)
Soil quality is best maintained by minimizing the area impacted by construction. A designer should use the information
gathered during the site review to determine ways to lay out the proposed development so the most permeable soils are
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Iowa Storm Water Management Manual C5-S6 - Soil Quality Management and Restoration
preserved and the area disturbed or compacted by construction is reduced as much as possible. A “building envelope”
should be delineated to confine grading activities, construction traffic, stockpiling of materials, and other construction
activities within a defined area. An additional benefit to this step could be reduced grading and infrastructure development
costs.
Where land disturbing activities are necessary, soil quality restoration (SQR) should be performed as part of final
landscaping, prior to seeding or installation of sod. For single-family residential developments, this will generally be
accomplished on a lot-by-lot basis after all construction activities are complete.
Foundation and basement excavation generates soil stockpiles, which along with other building activities can compact
soils on a large portion of a typical residential lot. Soil conditions worsen when basement excavated subsurface soils are
spread over the lot, prior to re-spreading topsoil.
When SQR techniques are used to counteract soil compaction, the soil profile under green space areas will be a water
management and water storage resource. Locate pervious areas strategically so that stormwater runoff can be dispersed
across it via sheet flow, where and when possible.
The water quality volume (WQv) may be managed on site with significant green space, when deep tillage practices are
used. The WQv is the runoff generated by a 1.25” rain event. Runoff volume reductions for larger storms can be modeled
through appropriate reductions in NRCS curve numbers by accounting for open spaces with higher quality soils and
vegetation.
The potential infiltration and storage capacity of healthy soils makes an infiltration-based and groundwater driven
hydrology feasible, which was the case back when the prairies and other native ecosystems were intact. If this type of a
hydrology for 90% or more of rainfall events in Iowa can be replicated, then the potential for water quality enhancement
and stabilization of stream flows seems quite feasible, as well.
SQR methods are not to be used on areas to be covered by structures or impervious surfaces nor on nearby areas where
soil compaction is necessary for structural stability.
Step 1. Prior to site design, soils information from resources such as county soil maps, geotechnical reports or other
available data should be reviewed. Identify areas expected to have higher quality soils with intact soil layers. If possible,
determine the type, quality and organic content of topsoil available on site. County soil map information can be viewed
through the USDA at the following link: http://websoilsurvey.nrcs.usda.gov/app/HomePage.htm
Step 2. First and foremost, areas having higher quality soils should be protected. By minimizing land-disturbing activities,
soil profiles are left intact and compaction does not occur. Compaction, which increases bulk density and reduces pore
space, is a primary culprit in the creation of hydrologically dysfunctional landscapes. During preliminary site design,
orient improvements to minimize disturbance of higher quality soils. Plan grading activities to avoid compacting, filling
or deep tilling under the drip line of any trees that are intended to be saved.
Step 3. Stripping and removing topsoil is another key aspect of post-construction soil quality problems. Topsoil contains
organic matter that is the key to soils being able to absorb water. Soils with 2% or greater organic matter have the ability
to absorb water like a sponge; lower than 2% and soils will absorb less rainfall, generating runoff quicker. Existing topsoil
should be stripped, stockpiled and returned as part of final grading. Topsoil may need to be amended with compost to
achieve the desired organic matter content of a minimum of 2%.
The SMP should identify where topsoil is to be removed, stockpiled and replaced. Stockpiles may need to be stabilized
with temporary seed and mulch during construction and protected by perimeter sediment control measures (identified on
the SWPPP and/or grading plan).
Step 4. Where land-disturbing activities cannot be avoided, SQR should be performed as part of final grading.
Scarification and tillage should be done to a depth specified in the SMP.
Step 5. On sites where the majority of the landscape will be left as open space, deep tillage depths may be specified to
address the water quality volume treatment requirements for adjacent open space. This is described in more detail later.
Step 6. Based on the selected method of SQR, the SMP needs to quantify the amount of materials (i.e. imported topsoil,
compost, etc.) necessary to complete the work. Incorporate these quantities into the overall quantity estimate and/or bid
documents for the project.
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Iowa Storm Water Management Manual C5-S6 - Soil Quality Management and Restoration
Step 7. Select the type of permanent stabilization to be provided for all disturbed areas (i.e. sodding, seeding, native
turfgrass, lawn, etc.). The area where each measure is to be applied should be identified on at least one of the following:
landscaping plan, seeding plan, or site schematic plan as part of the SWPPP; and quantified within the overall quantity
estimate and/or bid documents for the project.
Note: Methods of SQR and vegetation establishment included within the SMP should be considered “non-structural
practices” which are required to be identified within a SWPPP, when one is prepared. If a given project meets state or
local thresholds that require a SWPPP to be prepared for a given site, the SMP needs to be made part of the SWPPP, either
as an attachment or incorporated into the SWPPP.
Deep tine or deep plug aeration; do not perform aeration after a rain
Aeration
or on wet soils.
Compost Application Apply a ½-¾ inch layer of compost over aerated lawn.
NOTE: Direct stormwater runoff toward areas with restored soil quality. Disperse runoff as much as
possible to discourage concentrated flow into one area and encourage sheet flow across the entire
amended area.
F. Design procedures
For all projects a SMP should be created. Refer to Part E and Table C5-S6- 1 of this chapter for guidance in developing
the SMP. The SMP should detail one or more of the following methods for restoring soil quality and identify where these
methods will be employed. The SMP should be included within the Storm Water Pollution Prevention Plan (SWPPP) for
any site where one is required. (The SMP details methods to preserve or enhance soil health, which would be a non-
structural stormwater management practice, required to be detailed within a SWPPP.)
For the purpose of this section, a healthy soil profile is defined as an A-horizon with a depth of at least 8 inches underlain
by intact B- and C-horizons, meeting the following requirements:
i. Soil from an undisturbed A-horizon with a clay content less than 25% and at least 2% organic matter content.
ii. Soil does not have a bulk density that exceeds 80 lb/ft (1.3 gm/cm3) (Michael J Singer and Donald N Munns.
Soils and Introduction. 1987, Macmillan Publishing Company, New York) (Edward J Plaster. Soil Science and
Management. 2009, 5th Edition, Delmar, Clinton Park, New York)
iii. A penetrometer reading of no greater than 200 psi to a depth of at least 8 inches below the surface.
iv. Soil is not hydric and has at least 2 feet of separation from normal high water table.
v. Soil could also have less than 8 inches of undisturbed topsoil with good structure and still meet the definition of a
healthy soil profile if it has percolation rates of 1 inch/hour or more.
Prior to preparing a conceptual layout or site design, review sources of information to identify soil and determine existing
soil conditions by reviewing county soil maps, geotechnical reports or field visits. Areas shown as Hydrologic Soil Groups
“A” or “B” are best candidates for preservation (see Chapter 3, section 5, page 4 for more information on soil groups).
Additional studies or testing is required to verify the presence of a healthy soil profile. Geotechnical studies, coring or soil
pits and percolation tests can be used to evaluate these properties. Soils determined to meet the definition of “healthy” as
stated above should not require amending. Verify that at least the upper 8 inches of the soil horizon meets the definition of
healthy soil.
Consider location of identified healthy soils in initial site design. Design should layout proposed improvements to avoid
disturbing or compacting healthy soils as much as possible. Final design plans and the site SMP should identify which
areas are to be preserved using this method. Both the design plans and SMP should note the method of protecting these
areas (i.e. construction fence, etc.) to prevent them from being disturbed or compacted by tracking or storage of materials.
The following decision chart can be used to determine the appropriate methods to use for site conditions. Methods 1 and 2
are used to maintain a healthy soil profile when the soil is not to be disturbed. Methods 3-7 are used to recreate a healthy
soil profile on areas that have been severely disturbed by construction activities. Method 8 is used on areas where
construction activities have been completed in the past, stabilization has been achieved and structures are in place. Results
when using method 8 are inferior to other methods and it is to be used only when the use of other methods was not
possible.
Figure C5-S6- 3: Decision guide for selecting soil management and soil quality restoration methods.
Method 1. Preserve existing healthy soil profile: Identify undisturbed areas where topsoil will not be disturbed and
protect it from compaction.
This method is intended to preserve areas determined to have a healthy A-horizon to a depth of at least 8 inches with a
B- and C-horizon that appear to be intact. Prior to any site design, available information shall be reviewed to
determine existing soil conditions. Geotechnical studies, coring, soil pits or other soil tests shall be performed on-site
as needed.
This method is used where the soil profile has the ability to infiltrate and percolate the WQv even though the A-
horizon may not be 8 inches in depth.
The goal is to recreate a healthy soil profile on areas that have been severely disturbed by construction activities.
When tillage is performed, do not till wet soils. If ruts from medium weight equipment traffic form, the soils are too
wet. Penetrometer readings of no greater than 200 psi to a depth of at least 8 inches and a minimum organic matter of
2% in the topsoil generally indicate successful SQR.
Method 3. Eight inches or more of topsoil is present but compacted by land disturbing activities.
This method is intended to restore at least 8 inches of compacted A-horizon soils to its previous, uncompacted,
functioning state.
Procedure:
i. Topsoil used for SQR must meet the definition of topsoil found in Part F. “Design Procedures” above.
ii. Till disturbed, compacted area to a depth of at least 8 inches.
This method is applied where topsoil is present at a site prior to construction but is stripped, stockpiled and respread
following construction.
Procedure:
i. Topsoil used for SQR must meet the definition of topsoil found in Part F. “Design Procedures” found
above.
ii. Site soils should be stripped and stockpiled in an approved location identified in the SMP. The SMP
should identify the depth of the topsoil layer to be stripped and replaced. Stripping and stockpiling should
occur before other site grading or construction activities are initiated to keep topsoil separate from lower
horizon soils.
iii. Soil stockpiles should be protected by appropriate erosion and sediment control measures, identified
within the SWPPP.
iv. Respread the topsoil after all grading and trenching activities in the area have been completed. If SQR is
completed prior to individual lot construction, the topsoil material should be stripped prior to lot
construction and respread as necessary to avoid excessive compaction and so the topsoil will remain on
the surface after construction is completed.
v. Remove large clods, roots, litter, stones larger than 1 inch (1/2 inch for residential lawns) and other
undesirable material. After respread, avoid placement of basement spoils, fill, other materials or heavy
equipment on the restored area.
vi. Perform tillage as necessary to address excessive compaction. No not till wet soils.
Method 5. Combination of 4-7 inches of topsoil and tillage to achieve an 8 inch soil profile depth.
Use a combination of respread of a minimum of 4 inches topsoil and tillage to create an 8 inch thick healthy soil
profile.
Procedure:
i. Topsoil used for SQR must meet the definition of topsoil found in Part F. “Design Procedures” found
above.
Table C5-S6- 4: Recommended tillage, topsoil and compost depths for soil quality restoration to get 8 inches of healthy soil
that includes 4 inches of topsoil.
Method 6. Topsoil blended with compost applied as surface blanket over tilled subsoil.
Use when there is not enough topsoil onsite and compost is readily available. Up to 3 inches of topsoil can be replaced
with 1 inch of compost. Thus, the equivalent of 4 inches of topsoil can be achieved through a blend of 1 inch of
topsoil and 1 inch of compost. This soil blend is spread as a surface blanket over 6 inches of tilled subsoil. Tillage is
again performed to incorporate the topsoil and compost blend into the upper portion of the subsoil to a minimum total
depth of 4 inches to create an 8 inch thick healthy soil profile.
Procedure:
i. Till or scarify the upper surface of the existing soil to a depth of 6 inches prior to placement of topsoil and
compost blend. Do not till wet soils.
ii. Topsoil used for SQR must meet the definition of topsoil found in Part F. “Design Procedures” found
above.
iii. Spread 2 inches of topsoil and compost blend over the tilled subsoil after all grading and trenching
activities in the area have been completed. If SQR is completed prior to individual lot construction, the
topsoil and compost blend should be stripped prior to lot construction and respread as necessary to avoid
excessive compaction and so the blend will remain on the surface after construction is completed.
iv. Remove large clods, roots, litter, stones larger than 1 inch (½ inch for residential lawns) and other
undesirable material. After respread, avoid placement of basement spoils, fill, other materials or heavy
equipment on the restored area.
v. Perform tillage to a minimum depth of 4 inches to incorporate topsoil and compost blend. Do not till wet
soils.
Method 7. Create an engineered healthy topsoil profile onsite where topsoil is absent by importing compost and
possibly also sand. Sand alone, without the addition of a suitable amount of organic matter, cannot be used with
subsoil to create a healthy soil profile. If sand is to be added with the compost, spread a suitable amount or calculate
the depth of sand by volume required to change the soil texture class to that of a loam or sandy loam soil (Table C5-
S1- 1 and Figure C5-S1- 4).
Use when topsoil is absent at a site prior to construction, topsoil is otherwise unavailable or when topsoil is exported
because space is not available to stockpile stripped topsoil.
Procedure:
i. Upon completion of site grading and construction activities, the area where soil is to be amended should
be inspected. Remove large clods, roots, litter, stones larger than 1 inch (½ inch for residential lawns) and
other undesirable material. Remove smaller rocks or gravel if they densely cover the surface in a given
area.
ii. Spread 2 inches of compost prior to tillage.
iii. Sand may be added to change the texture of topsoil to increase infiltration and percolation rates. Refer to
Chapter 5, section 1, Part E for additional information. If sand is to be added with the compost, spread a
suitable amount or calculate the depth of sand by volume required to change the soil texture class to that
of a loam or sandy loam soil (Table C5-S1- 1 and Figure C5-S1- 4). Sand should be added in a uniform
layer before tillage. Refer to Table C5-S6- 5 on recommended additions based on soil texture. It is
recommended to test site soils to determine actual sand application rates, which should be less than those
listed in the table below. Alternatively, sand and compost can be mixed then spread and tilled.
iv. Incorporate the compost or compost and sand blend through tillage to a minimum depth of 8 inches. If
SQR is completed prior to individual lot construction, the engineered topsoil should be stripped prior to
lot construction and respread as necessary to avoid excessive compaction and so the topsoil will remain
on the surface after construction is completed.
v. Remove large clods, lumps, roots, litter, stone larger than 1 inch (½ inch for residential lawns) and other
undesirable material. After respread for individual lot construction, avoid placement of basement spoils,
fill, other materials or heavy equipment on the restored area.
vi. Perform tillage as necessary to address excessive compaction. Do not till wet soils.
Table C5-S6- 5: Estimates of Sand Amendment Rates Required to Change Texture Class
Method 8. Soil enhancement on previously developed areas can be achieved by aeration and compost applications to
enable existing soils and vegetation to absorb the WQv.
Use to improve soil quality to support existing vegetation and reduce runoff on areas already developed and built
upon. This method will provide for the capacity for the landscape to absorb the WQv, but is not intended to address
WQv requirements for adjacent hard surface areas. This is to be used on areas where construction activities have been
completed in the past, stabilization has been achieved and structures are in place. Results are inferior to other methods
and it is to be used only when the use of other methods was not possible.
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Iowa Storm Water Management Manual C5-S6 - Soil Quality Management and Restoration
Procedure:
i. Mow existing vegetation to a height of approximately 2 inches.
ii. Aerate to a depth of 4 inches (6-8 inches preferred).
iii. Apply ½-¾ inch compost blanket over the mowed area.
iv. Apply seed as specified or incorporate seed into the compost blanket if using a pneumatic blower. If a
good stand of grass exists, seeding may be optional if the compost blanket is thin enough for established
grass to grow through.
v. Water twice daily (morning and evening) or otherwise as needed until vegetation is established.
If the organic matter content of a soil is known, Table C5-S6- 6 can be used to determine the available water storage for
every inch of depth for the restored or preserved soil profile. From that, it projects the available storage within soil
profiles of 4, 6 and 8 inches. This table is based on the Hudson research, which included soils with a silt loam texture and
a bulk density of 1.25 gm/cm3 (78.0 lb/ft3).
Table C5-S6- 6: Amount of available water storage in healthy soil profiles based on percent organic matter content. Data is
based on research conducted by Hudson (1994).
1. To properly use this table, you will need to know the organic matter content for a given soil. Since evaluation and
design will be occurring before construction the content for the future restored soils will usually be unknown. An
assumed value will need to be used that is supported by actual soil data collected from the site. This value will
need to be verified by post-construction testing. Care should be taken in making this assumption, as if testing
shows that the assumed value has not been achieved, additional SQR measures will be needed to meet the selected
value, or other BMPs will be needed downstream to address the volume of runoff not addressed by this practice.
2. The column in orange can be used to calculate the available water storage for a soil of any depth, by selecting the
value for a given organic matter content (%SOM) and multiplying it by the depth of the soil profile in inches.
3. Remember that the first 1.25 inches of water storage are needed to address the volume of rainfall that falls directly
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Iowa Storm Water Management Manual C5-S6 - Soil Quality Management and Restoration
onto the preserved or restored area. When the available storage exceeds this value, there is surplus storage which
can be used to manage the WQv requirements of adjacent areas, when their runoff is to be directed across the
preserved or restored area. (Profiles with such conditions are highlighted in light blue in Table C5-S6- 6.) Refer to
following pages for section titled “Guidance on Using Preserved or Restored Areas to Manage WQv for Adjacent
Areas”.
For example: An 8 inch soil profile known to have 6% OM has 2.51 inches of available storage. The first 1.25 inches of
storage will absorb rainfall from the 1.25 inch WQv event. That means that 1.26 inches of storage remain available to
absorb runoff to that soil profile from outside areas.
Organic matter content at a given site may be unknown, or soils may either be compacted or lack adequate organic
material to meet WQv requirements. In such a case, the following guidelines may be applied to use compost as a SQR
technique to improve the water storage capacity of a soil profile.
Table C5-S6- 7: Water volume managed based on disturbed soils amended with compost.
Assume a soil bulk density of 2 gm/cm3 (120 lb/ft3) for soil material (compacted subsoil or B-horizon).
Soil (in)/ Weight Total Water
Weight
Compost Compost Weight % OM Volume
Soil (lb)
(in) (lb) (lb) Managed (in)
7/1 70 3.7 73.7 1.5 1.2
6/2 60 7.4 67.4 3.2 1.7
5/3 50 11.1 61.1 5.5 2.4
4/4 40 14.8 54.8 8.1 3.2
Guidance on Using Preserved or Restored Areas to Manage WQv for Adjacent Areas:
As noted previously, when it can be verified that there is storage capacity in a given soil profile which exceeds the 1.25
inch WQv rainfall depth, there is an opportunity to manage runoff from adjacent areas. Flow from upstream areas could be
directed to the preserved or SQR area, in a manner which would allow that runoff to infiltrate into the healthy soil profile.
This allows these areas to act as stormwater Best Management Practices (BMPs) for managing the WQv requirements for
such adjacent areas.
If this is the intent of a given design, the following requirements should be met:
1. Install and maintain appropriate site and perimeter controls to prevent sediment discharge from the adjacent
construction areas to the BMP during construction.
2. After construction, provide for adequate separation between any impervious surfaces and the BMP area for a
pretreatment buffer.
3. To act as a BMP for managing runoff from adjacent areas, runoff needs to be distributed evenly as sheet flow
across the area to be counted as a BMP so it can infiltrate into the soil profile.
i. For smaller applications (runoff from adjacent residential roofs, open spaces without SQR and small
impervious areas) careful grading at the point of entry can be used to spread out flows.
ii. For larger areas, it may be necessary to employ a level spreader or other structural method to convert
concentrated flow to sheet flow or to prevent runoff from following a concentrated path of flow into the BMP.
iii. The finished surface of the BMP area should be graded as such that flow to be treated will spread out across
it. Flow should remain as sheet flow and not concentrate into low points or swales.
iv. There can be larger areas preserved or where SQR is applied, but only those areas where sheet flow will pass
over the finished surface should be counted as a BMP towards treating the WQv for adjacent areas.
4. To reduce flow velocity, minimize erosion and promote infiltration, the slope within the BMP area being counted
toward WQv treatment should not exceed 6%.
5. The BMP area will need to be verified to have healthy topsoil to the desired depth and organic matter content
needed to manage the WQv. Refer to Part I, “Construction Observation and Verification Requirements” within
If items 1-5 above are satisfied, the BMP area will be able to manage part or all of the WQv requirements for adjacent
areas. The following table shows the relationship between the excess water storage volume in a soil profile to the size of
an adjacent impervious surface which can be managed by the BMP in order to meet 100% of the WQv requirements for
the adjacent impervious area. Keep in mind that open space areas without preserved healthy soils or where SQR
techniques have not been applied to a depth of at least 4 inches should be treated as if they were 50% impervious (such
areas will generate runoff during the WQv event which will need to be treated.
1. Excess water storage is determined by finding the available water storage in a soil profile and subtracting 1.25
inches (the rainfall depth for the WQv event, which falls directly onto the BMP area).
2. Areas determined to have excess water storage volume, but that don’t meet conditions 1-5 listed prior to Table 8,
should not be included as part of the BMP area used to treat runoff from adjacent areas.
3. Upstream open spaces where healthy soils have not been verified and preserved or where SQR techniques have
not been applied should be treated as 50% impervious area.
4. The relationship in Table 8 may be calculated for any value, by dividing the excess water storage volume by
1.1875 inches (runoff from a impervious surface generated by the 1.25 inch WQv event).
For example: A soil profile for a 10,000 square foot SQR area has been found to have 1.40 inches of excess storage
volume.
1.40𝑖𝑖𝑖𝑖
= = 1.18
1.1875𝑖𝑖𝑖𝑖
The upstream impervious area to be treated by the BMP can be up to 1.18 times as large as the BMP area. 1.18 x
10,000 SF = 11,800 SF. Therefore, the SQR area in this example can manage the WQv for 11,800 SF of upstream
impervious area.
For example: A soil profile for a 10,000 square foot SQR area has been found to have 0.50 inches of excess storage
volume. It receives runoff from 8,000 square feet of impervious surfaces, 4,000 square feet of compacted open space and
5,000 square feet of verified healthy open spaces which have been preserved.
1. The effective impervious area within the watershed of the SQR will be:
2. Calculate the required WQv for the adjacent impervious area (refer to Chapter 3, section 6):
10000𝑓𝑓𝑓𝑓 2
= 1.1875𝑖𝑖𝑖𝑖 × = 990𝑓𝑓𝑓𝑓 3
12 𝑖𝑖𝑖𝑖⁄𝑓𝑓𝑓𝑓
3. Determine the available water storage within the SQR area to serve as the BMP:
0.50𝑖𝑖𝑖𝑖
= 10000𝑠𝑠𝑠𝑠 × = 417𝑓𝑓𝑓𝑓 3
12 𝑖𝑖𝑖𝑖⁄𝑓𝑓𝑓𝑓
Therefore, 573 cubic feet of treatment volume would need to be provided by another practice within the site, in order to
meet the site’s WQv requirements.
Should there be found to be excess storage available within a given BMP, that surplus should not be used to offset for
other impervious surfaces whose runoff leaves the site without measures to address the WQv. Having surplus storage in
one area, will not offset the effects of allowing runoff from other areas to leave the site without treatment.
Rainfall losses (the amount of rainfall not converted into runoff) can be estimated by the proper selection of curve
numbers. These curve numbers (CNs) should be selected based on the Hydrologic Soil Group listed in the County soil
survey for the given area, unless site tests indicate another soil group should be used. For open spaces they should also be
selected based on the cover type and based on the criteria below:
No Preservation or SQR Technique Implemented Use POOR condition Healthy Soils Verified to
Minimum 4” Depth Use FAIR condition Healthy Soils Verified to
Minimum 8” Depth Use GOOD condition
Refer to Chapter 3, section 5 (NRCS TR-55 Methodology) to select the curve number that applies for the appropriate
condition for the expected surface cover of a given area.
2. Throughout construction, verify that no tracking, storage of materials or other disturbance is allowed within the
protected area.
4. Verify surface, where SQR is to be completed, has been prepared and is free of debris, rocks larger than 1 inch in
diameter (½ inch for turf grass areas) or other areas densely covered with smaller rocks and/or gravel.
5. Where topsoil is to be placed, observe site conditions, that the prepared surface is tilled to the required depth prior
to topsoil placement and that it is not wet.
6. Refer also to other requirements of SUDAS Section 2010 related to the stripping, stockpiling and placement of
topsoil. Verify that clods, lumps, roots, litter, other undesirable material, or stones larger than 1 inch (½ inch for
turfgrass) have been removed prior to placement of any compost / sand or topsoil.
7. Observe that tillage is performed to the depth required. Do not allow wet soils to be tilled.
8. Use visual observation to determine topsoil is placed to the depth specified within the SMP.
9. Use visual observation and collect delivery tickets or tags to determine specified volume of compost is applied to
the SQR area. Compare delivery tickets with the SMP to match delivery location, total quantity of material,
product description and source of material. Any deviation from specified materials will require laboratory test
results to verify that the delivered materials are equivalent to those specified.
10. Verify depth of amended soil and scarification by using a shovel to dig at least one test hole per acre (a minimum
of one test hole on smaller sites). The test location should be randomly selected by the site observer. Test holes
should extend at least 4 inches below the expected tillage depth and/or topsoil layer and be at least 1 square foot
in area. The amended soils and/or topsoil layers should be easy to dig, driven solely by the weight of the observer.
The soil should be darker than existing soil below. Particles of organic matter are likely to be visible. Soil that
requires vigorous chipping with the shovel to penetrate properly does not meet the specification. Where topsoil
has been placed, the next 2 inch depth of soil should be loose enough to penetrate with the shovel. The loosened
depth may vary based on pattern of scarification, some sections of the 1 square foot hole should be loosened 2
inches below the topsoil layer. Collect samples from the test hole locations and have tests completed to determine
that the organic material content assumed in design has been met or exceeded.
11. Use a rod penetrometer to confirm the soil is uncompacted to the desired tillage depth at a minimum of ten
locations per acre (with a minimum of ten on sites less than one acre). Locate test spots by dividing the site (or
each acre) in half lengthwise, then dividing each half into five nearly equal sections. Conduct the test near the
middle of each section. The rod penetrometer should enter the soil through 2 inches below the amended soil depth
and/or topsoil layer, driven solely by the weight of the observer. Irregular scarification or rocks in subsoils may
require probing a few spots at each location.
12. Record the results of the shovel and penetrometer tests on a Field Verification Form to be included with Site
Record Documents. If a given site does not fulfill the intent of the SMP, corrective action will need to be taken
prior to site stabilization.
13. Perform seeding, sodding or other stabilization techniques as specified. Collect tickets or other information as
needed to verify that the appropriate materials and application rates are being used.
14. Do not allow vehicular traffic, storage of materials or other disturbance within the SQR area during or after
application of stabilization measures.
Method 8:
1. Verify that existing vegetation over the identified area for SQR is mowed to a height of 2 inches.
3. Observe the area has been treated with a ½”-¾” layer of compost.
4. Use visual observation and collect delivery tickets or tags to determine that the appropriate volume of compost is
applied to the SQR area. Compare delivery tickets to match delivery location, total quantity of material, product
description and source of material with SMP. Any deviation from specified materials will require laboratory test
results to verify that the delivered materials are equivalent to those specified.
6. Collect tickets or other information as needed to verify that the appropriate seed and application rates was used.
J. Maintenance Requirements
1. Monitor weekly and after rains of 0.5 inches until vegetation is well established.
2. Long-term maintenance involves maintaining organic matter content. Leave lawn clippings on the yard to
decompose and recycle nutrients and organic matter. Annual applications of ½-¾ inches of compost will help
maintain or increase organic matter.
K. Reference Information
Soils for Salmon http://www.soilsforsalmon.org/
SUDAS http://www.soilsforsalmon.org/
*Hudson, Berman. 1994. Soil Organic Matter and Available Water Capacity. Journal of Soil and Water Conservation.
49(2), 189-194
BENEFITS
Low = <30% Medium = 30-65% High = 65-100%
Low Med High
Suspended Solids
Nitrogen
Phosphorous
Metals
Bacteriological
Hydrocarbons
Description: Native plants are those that grew naturally in Iowa before European settlement, and therefore are well-
adapted to this environment. The tallgrass prairie ecosystem developed in Iowa over 10,000 years ago. It was an
extremely diverse habitat that consisted of grasses, forbs (flowering plants), insects, and other animals. It adapted to
survive conditions that ranged from hot and dry to moist and boggy in any given year; in addition to severe winters,
frequent high winds, grazing by buffalo, and routine fire. The response to this ever-changing environment was the
development of deep, fibrous root systems commonly reaching 6-12 inches deep. These root systems led to the
development of Iowa’s fertile soils, and can still contribute significantly to soil quality enhancement. Carefully chosen
native plants can be used in a wide variety of infiltration and filtration practices to increase water quality. Landscaping
with native plants provides color and habitat, and is an important component for engineered practices to capture and treat
the water quality volume and the first flush of runoff from larger storms.
Typical uses:
• Used in conjunction with engineered water management practices.
• Used for runoff management from residential, commercial, and institutional sites.
• Used in rain gardens, bioretention areas, vegetated swales, and basins.
Advantages/benefits:
• Reduces runoff rate and volume from impervious areas in infiltration practices.
• Removes sediment and pollutants to improve water quality.
• Plants are beautiful, hardy, drought-resistant, and low-maintenance.
• Provides aesthetic value and habitat for beneficial insects and animals.
• Reduces the need for inputs from fertilizers, pesticides, water, and mowing.
Disadvantages/limitations:
• Maintenance techniques are not as widely-known as for turf grass.
• Establishment takes longer than turf grass, especially with seeded areas.
Maintenance requirements:
• Annual removal of vegetation growth through burning, or mowing and baling/raking.
• Plantings need to be watered and weeded regularly during establishment.
• Maintenance goes down after establishment (2-3 years).
A. Description
Landscaping with native plants is a simple way to obtain multiple benefits while mimicking the native ecosystems of the
tallgrass prairie, oak savannas, woodlands, and wetlands. Native species are low- maintenance once established because
they are adapted to Iowa temperatures, wind, and rainfall patterns. Properly-designed native landscaping can improve the
value of the site, improve aesthetics, support wildlife, increase soil and water quality, and absorb noise.
Native species bloom at a variety of times throughout the growing season and attract butterflies and birds often not seen in
non-native landscapes. Native plants attract this variety of beneficial birds, butterflies, insects, and other wildlife by
providing diverse habitats and food sources. Conversely, closely-mowed lawns are of little benefit to most wildlife.
Native plants are used in many areas that are designed to infiltrate and temporarily store the water quality volume (WQv).
Native plants do not require fertilizers or pesticides, and will eliminate their use when replacing sod lawns. Typically,
lawns also require significant amounts of watering to survive, which often results in additional runoff of water and
pollutants. Weekly emissions from lawn mowing equipment used on typical sod lawns also contribute to air pollution.
Native plants remove carbon from the air and sequester it in the soil. Sequestered atmospheric carbon increases soil
organic matter, which increases the soil’s ability to absorb water. Deeply-rooted native plants increase the soil’s capacity
to store water and reduce water runoff.
Native landscaping plants can be used in most of the infiltration and filtration practices. They can also be used as a
landscape amenity. Application and feasibility are dependent on the type of application. Various native plants were
adapted to dry, mesic, or wet landscapes. Consider your landscape or type of practice and choose plant species that will
work best.
1. Dry soils. Dry soils are typically found in well-drained, exposed areas. They are more common on south-facing
slopes where it is warmest and driest during the summer.
2. Mesic soils. Mesic refers to areas that are well-drained, yet moist like a typical vegetable garden. Mesic sites are
not overly wet or dry.
3. Wet soils. Wet sites often occur low on the landscape and have a high water table. Lists of recommended species
and those to avoid are available on the Plant Iowa Native website: http://plantiowanative.com/ Additional
guidance is provided in the SUDAS Landscaping Specification (Section 9010).
Native prairie plantings can be established from seed or plugs (young, rooted plants). Plugs are better than seed in smaller
projects in residential areas because they are easier to establish and maintain. Natives can be incorporated into an existing
garden bed, or a new bed can be made by removing sod and loosening the soil. Try to avoid putting native plants in soils
that have been fertilized, as this often results in overly tall growth far beyond typical for that species.
In residential settings, it is usually best to use shorter native plants to create an aesthetically-pleasing landscape. This
means avoiding species that grow more than 4 feet tall, such as big blue stem, Indian grass, compass plant, and cup plant.
Native plants can be designed into any sunny landscape, but rarely do well in deep shade. Woodland species can tolerate
shade but often do not have deep root systems.
Native plants can be intermingled in more formal beds and borders, or incorporated as a more natural informal prairie
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Iowa Storm Water Management Manual C5-S7 - Native Landscaping
garden. Turf borders should be left to define the area or provide a path through the planting.
Strategically-placed native species plantings can function similarly to engineered infiltration- and filtration-based
practices. Choose plants based on site considerations for light, moisture, and soil. Vary plant structure, height, bloom
succession, and flower color for seasonal appeal and butterfly habitat. After planting, a shredded-wood mulch layer helps
establish natives by retaining moisture and discouraging weeds, but may float if water pools. A few small rocks can help
overcome this problem during the establishment phase.
F. Design procedures
Design procedures generally involve matching plant or seed mix selection to the soils, moisture regimes, and aspect of a
site. Plant height, color scheme, and shade or open sun tolerance all come into play in plant selection for a site. A number
of native nurseries have pre-selected mixes for various conditions; care should be taken with those mixes to ensure the
species are appropriate for the site and don’t get overly tall. Native seed supplies often provide information on preferences
of various species if you want to create your own blend. Species lists for plant suitable for Iowa native landscaping are
online at: http://plantiowanative.com/ See the SUDAS Seeding Specification (9010) for more information.
Always plant mowed turf borders or low-growing native turf around native landscaping in an urban setting to provide a
border and kept appearance. In plantings such as bio-retention areas, consider a border planting of shorter prairie grasses,
such as prairie dropseed, just inside the turf border. Border plantings increase social acceptance of native landscaping
sites. Design the planting to accommodate fire management whenever possible.
Develop all mixtures based on pure live seed. Exclude or keep aggressive grasses like switchgrass or other cultivars to a
minimum, or eliminate entirely. If the site is within one mile of an existing native prairie (not a reconstructed prairie),
local ecotypes are recommended.
1. Using live plants. On small urban plantings, it is usually best to buy live plants. Plants should be spaced 12-18
inches apart. Live plantings will establish more quickly than seed, and provide an aesthetically-pleasing site,
usually in the first year.
2. Seeding recommendations. When seeding a mix of native plants, plan on it taking about three years to get good
establishment (ground cover). Native plants spend the first year or two developing deep root systems before
putting much energy into above-ground growth. Therefore, a good maintenance plan is essential to keep the site
mowed and/or weeded, to protect plants from weedy competition, and avoid unsightly-looking areas that can turn
public opinion against native landscaping.
3. Native turf. A new alternative showing promise for certain settings is the use of a native turf mix. A native turf
features a blend of low-growing native grasses that would provide more a lawn-like appearance, while providing
deep, fibrous root systems that will help build and maintain soil quality. Mowing on native turf plantings could be
eliminated, and the height of the vegetation would stay in the 8 to 18-inch range. Or, mowing could be done on a
limited basis (once a month or less). It should be noted that native grasses are warm-season grasses, which means
they respond to the increased sunlight as days grow longer and hotter. Therefore, native turf will not break
dormancy and green up as early in the growing season as cool season sod lawns. However, they will be green and
growing during the long, hot days of summer when non- native cool season turf often goes dormant in response to
the hot, dry conditions. Native turf will not need fertilization or watering after the root systems are established. A
way to irrigate should be provided the first, and possibly the second, year to ensure good establishment; but after
root development has been achieved, no more irrigation will be necessary.
Native prairie plantings require less maintenance than turf grass and non-native gardens, but still need routine weeding
and watering until established. Fertilizer is not recommended for prairie plantings, as it can stimulate excessive growth
and cause plants to flop over. Dead vegetation should be removed in the fall or spring. Delaying this step until spring will
allow winter landscape interest and provide seed and cover for over-wintering birds. Remove dead vegetation by burning,
mowing, raking, and/or baling the residue.
A. Definition
The requirements in this section define the site evaluation procedures to:
1. Perform an initial screening of a development site to determine its suitability for infiltration.
2. Evaluate each area within a development site that is selected for infiltration.
3. Prepare a site evaluation report.
B. Purpose
These requirements are intended for development sites being considered for stormwater infiltration devices. Additional
site location requirements may be imposed by other stormwater infiltration device technical standards.
D. Criteria
The site evaluation consists of four steps for locating the optimal areas for infiltration and properly sizing infiltration
practices. Steps 1 and 2 are completed as soon as possible in the approval process.
• Step 1: Initial screening
• Step 2: Field verification of information collected in Step 1
• Step 3: Evaluation of specific infiltration areas
• Step 4: Soil and site evaluation reporting
The steps should coincide, as much as possible, for when the information is needed to determine the following:
• Potential for infiltration on the site
• Optimal locations for infiltration devices
• Final design of the infiltration device(s)
1. Step 1: Initial screening. The initial screening identifies potential locations for infiltration devices. The purpose
of the initial screening is to determine if installation is limited by any of the general restrictions for infiltration
practices (Chapter 5, section 1), and to determine where field work is needed for Step 2. Optimal locations for
infiltration are verified in Step 2. Information collected in Step 1 will be used to explore the potential for multiple
infiltration areas versus relying on a regional infiltration device. Smaller infiltration devices dispersed around a
development are usually more sustainable than a single regional device that is more likely to have maintenance
and groundwater mounding problems. The initial screening should determine the following:
b. Site soil infiltration capacity characteristics as defined in NRCS county soil surveys.
d. Regional or local depth to groundwater and bedrock. Use seasonally high groundwater information where
available.
e. Distance to sites identified as closed remediation sites within 500 feet from the perimeter of the development
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Iowa Storm Water Management Manual C5-S8 - Soils Testing Requirements for Infiltration Practices
site.
h. Location of hydric soils based on the USDA county soil survey and wetlands within or adjacent of the project
area.
i. Sites where the installation of stormwater infiltration devices would not be recommended due to the potential
for groundwater contamination as described below:
1) An area within 250 feet of a private well.
2) An area within 1000 feet of a municipal well.
3) An area within 300 feet upslope or 100 feet downslope of karst features.
4) A channel with a cross-sectional area equal to or greater than 3 ft2 that flows to a karst feature.
5) An area where the soil depth to groundwater or bedrock is less than 2 feet.
6) Potential impact to adjacent property.
7) A point system for initial evaluation of a site for infiltration practices is presented in Chapter 5, section
1.
b. Sites should be tested for depth to groundwater, depth to bedrock and percent fines information to verify any
exemption and exclusion found in Steps 1l and 1m. The following is a description of the percent fines
expected for each type of soil textural classification: Several textural classes are assumed to meet the percent
fines limitations for both 3- and 5-foot soil layers. These classifications would include the sandy loams,
loams, silt loams, and all the clay textural classifications. Coarse sand is the only soil texture that, by
definition, will not meet the limitations for a 3-foot soil layer consisting of 20% fines. Other sand textures and
loamy sands may need the percent fines level verified with a laboratory analysis.
c. Borings and pits should be dug to verify soil infiltration capacity characteristics and to determine depth to
groundwater and bedrock.
3) Soil profile descriptions are written in accordance with the descriptive procedures, terminology and
interpretations found in the Field Book for Describing and Sampling Soils, USDA, NRCS, 1998.
Frozen soil material must be thawed prior to conducting evaluations for soil color, texture, structure and
consistency. In addition to the data determined in Step B, soil profiles must include the following
information for each soil horizon or layer:
• Thickness, in inches or decimal feet
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Iowa Storm Water Management Manual C5-S8 - Soils Testing Requirements for Infiltration Practices
• Munsell soil color notation
• Soil mottle or redox feature color, abundance, size, and contrast
• USDA soil textural class with rock fragment modifiers
• Soil structure, grade size, and shape
• Soil consistence, root abundance, and size
• Soil boundary
• Occurrence of saturated soil, groundwater, bedrock, or disturbed soil
3. Step 3: Evaluation of specific infiltration areas. This step is to determine if locations identified for infiltration
devices are suitable for infiltration, and to provide the required information to design the device. A minimum
number of borings or pits should be constructed for each infiltration device (Table 1). The following information
should be recorded for Step 3:
b. A legible site plan/map that is presented on paper no less than 8 ½ x 11 inches in size and:
• Is drawn to scale or fully dimensional
• Illustrates the location of the infiltration devices
• Shows the location of all pits and borings
• Shows distance from device to wetlands
c. An analysis of groundwater mounding potential is required as per Table 1. The altered groundwater level,
based on mounding calculations, must be considered in determining the vertical separation distance from the
infiltration surface to the highest anticipated groundwater elevation. References include, but are not limited to
Bouwer (1999), Guo (1998, 2001), Hantuch (1967).
d. One of the following methods should be used to determine the design infiltration rate:
1) Infiltration rate not measured. Table 2 should be used if the infiltration rate is not measured. Select
the design infiltration rate from Table 2 based on the least-permeable soil horizon 5 feet below the
bottom elevation of the infiltration system.
2) Measured infiltration rate. The tests should be conducted at the proposed bottom elevation of the
infiltration device. Two procedures are recommended for the infiltration testing: Infiltration test column
and double ring infiltrometer. The procedure of the infiltration test column is summarized below. If the
infiltration rate is measured with a double-ring infiltrometer, the requirements of ASTM D3385 should
be used for the field test.
Ex. Ground
30”
24”
The measured infiltration rate should be divided by a correction factor selected from Table 3. The correction
factor adjusts the measured infiltration rates for the occurrence of less- permeable soil horizons below the
surface and the potential variability in the subsurface soil horizons throughout the infiltration site.
A less-permeable soil horizon below the location of the measurement increases the level of uncertainty in
the measured value. Also, the uncertainty in a measurement is increased by the variability in the subsurface
soil horizons throughout the proposed infiltration site.
To select the correction factor from Table 3, the ratio of design infiltration rates must be determined for each
place an infiltration measurement is taken. The design infiltration rates from Table 2 are used to calculate
the ratio. To determine the ratio, the design infiltration rate for the surface textural classification is divided
by the design infiltration rate for the least-permeable soil horizon. For example, a device with loamy sand at
the surface and a least-permeable layer of loam will have a design infiltration rate ratio of about 6.8 and a
correction factor of 4.5. The depth of the least-permeable soil horizon should be within 5 feet of the
proposed bottom of the device or to the depth of a limiting layer.
4. Step 4: Soil and site evaluation report contents. The site’s legal description and all information required in
Steps 2 and 3 should be included in the Soil and Site Evaluation Report. These reports are completed prior to the
construction plan submittal.
Table C5-S8- 3: Total correction factors divided into measured infiltration rates
E. Additional considerations
Additional recommendations relating to design that may enhance the use of, or avoid problems with infiltration practices,
but are not required to ensure its function are as follows:
1. Groundwater monitoring wells can be used to determine the seasonal high groundwater level. Large sites
considered for infiltration basins may need to be evaluated for the direction of groundwater flow.
2. Cation exchange capacity (CEC) of the soil can indicate the number of available adsorption sites. Sandy soils
have limited adsorption capacity and a CEC ranging from 1-10 meq/100g. Clay and organic soils have a CEC
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Iowa Storm Water Management Manual C5-S8 - Soils Testing Requirements for Infiltration Practices
greater than 20, and have a high adsorption rate.
3. Soil organic matter and pH can be used to determine adsorption of stormwater contaminants. A pH of 6.5 or
greater is optimal. A soil organic content greater than 1 percent will enhance adsorption. (See SUDAS Section 2E-
5).
4. One or more areas within a development site may be selected for infiltration. A development site with many areas
suitable for infiltration is a good candidate for a dispersed approach to infiltration. It may be beneficial to contrast
regional devices with onsite devices that receive runoff from one lot or a single source area within a lot, such as
rooftop or parking lot.
6. The development site should be checked to determine the potential for archeological sites. This search may be
conducted by state staff for projects required or funded by the state.
8. Expect to complete the preliminary design work (Steps 1 through 3) before the approval process (platting). Once
required information is compiled, the initial design work for an infiltration device can begin.
9. The approval process requirements for development sites vary across the state, and may also vary within the
jurisdiction, depending on the type of project (residential/commercial) or number of lots being developed. The
timing of Steps 1, 2, and 3 will need to be adjusted for the type of approval process. Step 1 should be completed
before the preliminary plat, and Step 2 should be completed before the final plat is approved. For regional
infiltration BMP facilities, and for BMPs constructed on public right-of-ways, public land or jointly-owned land,
Step 3 should be completed before the final plat approval.