Apnea Hipoapnea PDF
Apnea Hipoapnea PDF
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Abstract
Background: Nasal surgeries have been applied to obstructive sleep apnea (OSA) patients with nasal obstruction for decades.
However, the efficiency of nasal surgery in improving OSA remains controversial.
The aim of this study was to identify whether isolated nasal surgery can improve apnea–hypopnea index (AHI).
Methods: Computerized searches were performed in MEDLINE, Web of Science, Cochrane Library, and Scopus from January 1,
2000 to April 30, 2016. A total of 18 articles and 587 participants were included. There were 1 randomized controlled trials, 2
nonrandomized trials, 11 prospective studies, and 4 retrospective studies. Data regarding study design (prospective/retrospective
clinical trial, randomized, and controlled), population size, participant characteristics (age, gender, and body mass index), surgical
intervention, and outcomes (AHI, Epworth sleep scale [ESS]) was collected.
Results: Statistically significant improvement in AHI (subgroup 1: weighted mean difference [WMD] [95%confidence interval (CI)],
4.17 [ 7.62, 0.73]; subgroup 2: WMD [95%CI], 4.19 [ 7.51, 0.88]; overall: WMD [95%CI], 4.15 [ 6.48, 1.82]) and ESS
(subgroup 1: WMD [95%CI], 2.14 [ 3.08, 1.19]; subgroup 2: WMD [95%CI], 4.70 [ 5.95, 3.44]; overall: WMD [95%CI],
4.08 [ 5.27, 2.88]) was revealed.
Conclusion: Both AHI and ESS improved significantly after isolated nasal surgery, but the improvement of AHI is slightly significant.
Future randomized controlled trials are needed to confirm the long-term benefits of nasal surgery on OSA.
Abbreviations: AHI = apnea–hypopnea index, BMI = body mass index, CI = confidence interval, ESS = Epworth sleep scale, NR
= nasal resistance, SD = standard deviation, WMD = weighted mean difference.
Keywords: apnea–hypopnea index, Epworth sleep scale, meta-analysis, nasal surgery, obstructive sleep apnea
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Wu et al. Medicine (2017) 96:5 Medicine
2. Materials and methods We divided the studies into 2 subgroups (subgroup 1, subgroup
2) according to SD of change while conducting the meta-analysis.
2.1. Information source and search strategy
Forest plots were graphically inspected, and Cochran Q test (P <
Computerized and manual searches of 4 databases (MEDLINE, 0.1, a significant difference between studies) and I2 statistic (low:
Web of Science, Cochrane Library, and Scopus) were performed 25%, moderate: 50%, and high: 75%) were applied for
from January 1, 2000 to April 30, 2016 to identify all data of determining heterogeneity. We used fixed effects model for
relevance. The following keywords and MeSH terms were used: pooling effects if no or low heterogeneity of treatment effects was
“nasal surgery/sleep disorder,” “nasal surgery/sleep apnea,” found and a random effects model if moderate or high
“nasal surgery/snoring,” “nose/sleep disorder,” “nose/sleep heterogeneity was found.
apnea,” “nose/snoring,” “nasal obstruction/surgery,” “rhino-
plasty/sleep disorder,” “septorhinoplasty/sleep disorder” and 2.5. Ethical approval
“turbinectomy/sleep disorder,” “rhinoplasty/sleep apnea,” “sep-
torhinoplasty/sleep apnea” and “turbinectomy/sleep apnea,” This is a meta-analysis about literatures; therefore, ethical
“rhinoplasty/snoring,” “septorhinoplasty/snoring,” and “turbi- approval was not necessary.
nectomy/snoring.” The cited references in the relevant articles
were also reviewed to identify additional published work. Two
reviewers conducted the searches independently, and duplicates 3. Results
were excluded. A 3rd reviewer would resolve disagreements by
discussion. 3.1. Study characteristics
Eighteen studies dealing with nasal surgery for OSA met our
2.2. Eligibility criteria and study selection inclusion criteria, and they included 587 participants.[19–22,24–37]
The article selection flow chart is shown in Fig. 1. Overall, 1
Articles were screened by titles and abstracts then reviewed if full randomized controlled trial, 2 nonrandomized controlled trials,
texts were eligible. Inclusion criteria for the studies consisted of: 11 prospective studies, and 4 retrospective studies were included.
patients with OSA; isolated nasal surgery applied, such as The characteristics of the studies are shown in Table 1. The types
septorhinoplasty, rhinoplasty, turbinectomy, or sinus surgery; of nasal surgery performed in the studies are as the following:
both post- and preoperative quantitative outcomes data septorhinoplasty/septoplasty/submucosal septal resection/septal
evaluating AHI/ESS; and articles published only in English. surgery in 15 studies,[19,21,22,24,26–28,30–37] inferior turbinectomy/
Studies were excluded for the following criteria: age < 18 years partial inferior turbinectomy/submucosal turbinectomy/concha
old; case reports, letters to the editor, and review articles; and cauterization/turbinate surgery/radiofrequency ablation of infe-
additional level surgery described (tonsillectomy, uvulopalato- rior turbinate/turbinoplasty in 14 studies,[19,21,22,24,26–28,30–36]
pharyngoplasty, maxillomandibular advancement, etc.). and endoscopic sinus surgery in 7 studies.[19–21,26,27,29,32] The
treatment protocols are shown in Table 1.
2.3. Data extraction Regarding the sleep apnea severity assessment, polysomnog-
Data regarding study design (prospective/retrospective clinical raphy (PSG) was performed in 17 studies,[19–21,24–37] watch-PAT
trial, randomized, and controlled), population size, participant in 1 study.[22] The most commonly used subjective assessment is
characteristics (age, gender, and body mass index [BMI]), ESS, which is performed in 16 studies.[20–22,24–30,32–37]
surgical intervention, and outcomes (AHI, ESS) were collected.
Two authors independently checked the data to ensure accuracy. 3.2. Patients characteristics
Disagreements were resolved by discussion with a 3rd author.
The age of participants ranged from 20 to 70 years, with an
average age of 44 years. The overall proportion of male patients
2.4. Data analysis
was 90.5%, ranged 63.0% to 100%. Reported baseline BMI, but
The statistical analysis was performed with IBM SPSS Statistics only 8 studies (44.4%) reported postoperative BMI. The detailed
software version 18.0 (Chicago, IL) and the Cochrane Collab- data are shown in Table 2.
oration’s Review Manager (REVMAN) Software version 5.2. We
calculated the means, standard deviations (SDs), and 95%
3.3. Treatment outcomes
confidence intervals (CIs). The weighted mean differences
(WMDs) of AHI and ESS were obtained according to the The study by Victores and Takashima[25] was not included in the
differences of post- and preoperative values from the original analysis of AHI change because it did not provide the SD of
articles. A correlation coefficient between intervention effect and outcome parameter. Thus, 17 studies were analyzed. Heteroge-
baseline AHI/ESS of a study was calculated as described in neity test results of AHI (subgroup 1: I2 = 66.7%, P = 0.010;
Cochrane Handbook for Systematic Reviews of Interventions,[23] subgroup 2: I2 = 70.5%, P = 0.000; overall: I2 = 67.4%, P =
in which SD of change was provided. CorrE = (SD2_E baseline + 0.000) scores indicate heterogeneity in the studies. Random
SD2E final SD2_E change)/(2 SDE baseline SDE final). And subse- effects model therefore was used to conduct the meta-analysis.
quently, the average correlation coefficient between intervention According to the meta-analysis results, statistically significant
effect and baseline AHI or ESS was applied to impute the SD of improvement in AHI (subgroup 1: WMD [95%CI], 4.17
change for AHI or ESS in studies of which the SDs of change were [ 7.62, 0.73]; subgroup 2: WMD [95%CI], 4.19 [ 7.51,
not provided. For the current meta-analysis, the average 0.88]; overall: WMD [95%CI], 4.15 [ 6.48, 1.82]), Fig. 2.
correlation coefficient between intervention effect and baseline Five studies were not included in the ESS score analysis since
AHI was 0.667 among the 6 studies with SD of change data, they did not obtain detailed post- or preoperative mean ± SD of
while the average correlation coefficient or ESS was 0.638 in the 3 ESS scores.[20,21,28,33,35] Thus, ESS scores were only analyzed in
studies with related information. the other 11 studies.[22,24–27,29,30,32,34,36,37]
2
Wu et al. Medicine (2017) 96:5 www.md-journal.com
Figure 1. Preferred Reporting Items for Systematic Reviews and Meta-Analyses (PRISMA) flow chart.
Heterogeneity test of ESS showed heterogeneity in the studies included studies published from 1999 to 2009, and concluded
(subgroup 1: I2 = 60.6%, P = 0.079; subgroup 2: I2 = 86.1%, P = that nasal surgery could effectively improve daytime sleepiness
0.000; overall: I2 = 91.1%, P = 0.000). ESS decreased significant- (evaluated by ESS) while not the AHI.[18] A more recent
ly, indicating improved day time sleepiness in these patients systematic review and meta-analysis in 2015 by Ishii et al,[17] in
(subgroup 1: WMD [95%CI], 2.14 [ 3.08, 1.19]; subgroup defect of endoscopic sinus surgery, revealed a similar result that
2: WMD [95%CI], 4.70 [ 5.95, 3.44]; overall: WMD [95% ESS improved significantly, but AHI did not. However, Park et al
CI], 4.08 [ 5.27, 2.88]), Fig. 3. and some other researchers[19,20,22] reported AHI improvement
in selected patients recently.
We attributed the varying conclusions with previous studies to:
4. Discussion
we included more recent studies accessing sleep apnea severity
Although different interventions aimed at multiple airway levels with a similar criterion; we adopted a more reliable analyzing
have been applied for airway collapse, isolated nasal surgery is measurement, which subgrouped and analyzed the collected
rarely considered for the specific management of OSA. However, data. As a measure of surgical intervention, nasal surgery first
the reported effects were inconsistent. The present study showed opens middle nasal meatus and sinuses, therefore helping in
that AHI could be significantly improved postoperatively by draining of nasal and sinus cavity secretion and maintaining their
isolated nasal surgery. Our analysis used a subgroup analysis, the normal physiological function; second decreased upper airway
index before and after the operation according to the reliability of resistance reduces episodes of mouth breathing, negative pressure
the group, and once again combined to get the same positive of the nasopharynx and improves the collapsibility of the
results, which provided a more validated result. oropharyngeal cavity. It is reported that nasal surgeries improved
The present study included studies evaluating the efficiency of the compliances of continues positive pressure therapy.[38,39] In
isolated nasal surgery on OSA from 2002 to 2016 and draws a addition, improvement of psychological symptoms, such as
conclusion that both ESS and AHI improved significantly. Our depression as well as daytime sleepiness, were reported even
results differed from previous meta-analysis of the efficiency of without substantial AHI change.[30,32–34,36,37] Because of the
nasal surgery for OSA. In 2011, a systematic review by Li et al subjective clinical effect on patients, correcting nasal obstruction
3
Table 1
Study characteristics.
Study design ∗
Author and year (sample size) Assessment Treatment protocol Outcome measures Time interval Major conclusion
[37]
Verse et al, 2002 Prospective (26) PSG, RM, ESS 7 SRP, 13 SP, 4 SP with bilateral PSS, 1 AHI, ODI, NR, ESS 12.7 (11.9) Isolated nasal surgery significantly decreased NR and ESS, thus
NTS, 1 NVS [3–50] (month) improving sleep quality, but not AHI.
[31]
Kim et al, 2004 Retrospective (21) PSG 10 SP, 11 SP with ITE AHI, RDI, AI, OSI,DS 1 (month) RDI, AI, and OSI improved significantly after surgery; nasal surgery
alone may benefit some SDB patients.
[36]
Nakata et al, 2005 Prospective (12) PSG, CPAP titration, 10 ITE with SMR, 2 ITE AHI, CPAP level, NR, ESS NA Nasal surgery decreased NR, LSaO2, and ESS significantly,
RM, ESS facilitating CPAP, but not AHI.
[35]
Virkkula et al, 2006 Prospective (40) PSG, RM, ESS, CM 8 SP, 2 SP with pITE, 2 SP with SRP AHI, ODI, TST, NR, DS, SII, ESS 113 [63–176] NR decreased after nasal surgery, but the snoring did not decrease,
Wu et al. Medicine (2017) 96:5
4
Sufioglu et al,[26] 2011 Prospective (28) PSG, ESS, VAS 3 SP; 2 SRP; 18 SP with RFA of IT; 4 FESS AHI, ESS, VAS, CPAP pressure 3 (month) Nasal surgery significantly improved nasal passage, snoring
with SP and RFA of IT; 4 RFA of IT† frequency, apnea and daytime sleepiness, but not AHI. As for
CPAP titration pressures, it decreased after isolated nasal surgery,
but not significantly.
Victores et al,[25] 2012 Retrospective (24) PSG, DISE, ESS nasal surgery AHI, ESS 3 (month) AHI and the pattern of upper airway obstruction did not change
significantly after nasal surgery.
Moxness et al,[24] 2014 Prospective (59) PSG, ESS, VAS 33 SP; 26 SP with RFA/ITE AHI, ODI, ESS, VAS sleep 3 (month) Nasal surgery seemed more beneficial to patients receiving combined
surgery of the inferior turbinates and the nasal septum than
patients receiving septoplasty alone.
Yalamanchali Retrospective (56) PSG 37 SP with bilateral SMT and pan-FESS; 19 AHI, LSaO2, MSaO2 [40.3–32.5] (day) Combined nasal and sinus surgery may slightly improve AHI in
et al,[21] 2014 SP with bilateral SMT and limited-sinus patients with moderate or severe OSA, but it does not cure OSA
surgery; 7/56 with concurrent NVR, 30/56 or have a significant clinical impact.
with concurrent NPE
Park et al,[22] 2014 Prospective (25) watch-PAT, AR, DISE, 25 SP with TP AHI, RDI, VST, REMST, ESS, 2 (month) Nasal surgery improved nasal airway patency and reduced OSA
ESS, MCA, VAS, autoPAP level severity in 56% and led to statistically significant decreases in
VAS, autoPAP AHI and ESS.
Shuaib et al,[20] 2015 Retrospective (26) PSG, NOSE, ESS EFRP AHI, LSaO2, ESS, NOBE 132 (83) (day) Functional rhinoplasty may significantly improve the severity of OSA
for patients with nasal obstruction, especially for patients with a
body mass index less than 30.
Xiao et al,[19] 2016 Nonrandomized PSG, PSQI, SCL-90, FESS‡ AHI, LSaO2, VAS, PSQI, SCL- 3 (month) The correction of nasal patency through nasal surgery decreases the
controlled (30/30) VAS, GSI 90, GSI severity of OSA in patients with nasal obstruction.
Statistics: data are presented as mean and (standard deviation). AA = anatomic assessment stage, AHI = apnea–hypopnea index, AI = apnea index, AR = acoustic rhinometry, Ar = arousal, ArI = arousal index, autoPAP = auto positive airway pressure, CC = concha cauterization, CM =
cephalometry, CPAP = continuous positive airway pressure, DISE = drug-induced sleep endoscopy, DS = duration of snoring, EFRP = endonasal functional rhinoplasty, ESS = Epworth sleepiness scale, EVA = external valve angle, FESS = functional endoscopic sinus surgery, GSI = Global
Symptom Index, IT = inferior turbinate, ITE = inferior turbinectomy, IVVV = internal valve volume value, LSaO2 = lowest arterial saturated oxygenation, MCA = mean cross-secional area, MR = magnetic resonance, MSaO2,mean arterial saturated oxygenation, NOBE = nasal and oral/oronasal
breathing, NPE = nasal polypectomy, NR = nasal resistance, NTS = nasal tip surgery, NVR = nasal valve reconstruction, NVS = nasal valves surgery, ODI = oxygen desaturation index, ODT = oxygen desaturation time with SpO2 < 90%, OSA = obstructive sleep apnea, OSI = oxygen
saturation index, pITE = partial inferior turbinectomy, PSQI = Pittsburgh Sleep Quality Index, PSS = paranasal sinus surgery, RDI = respiratory disturbance index, REMST = rapid eye move sleep time, RFA = radiofrequency ablation, RM = rhinomanometry, SBPS = sleep/bed partner survey,
SCL-90 = Symptom Check List 90, SE = sleep efficiency, SF-36 = 36-Item Short-Form Health Survey, SII = snoring intensity index, SMP = septomeatoplasty, SMR = submucosal septal resection, SMT = submucosal turbinectomy, SOS = snore outcomes survey, SP = septoplasty, SS =
septal surgery, TIB = time in bed, TP = turbinoplasty, TS = turbinate surgery, TST = total sleep time, VAS = visual analogue scale, VST = valid sleep time.
∗
Time between operation and controlled PSG.
†
Including 3 cases without controlled PSG.
Medicine
‡
Include septoplasty with 3 high-tension line resections, medial displacement and fixation of the middle turbinate, symmetrical bilateral ethmoidectomy and maxillary sinus surgery, and lateral displacement and fixation of the inferior turbinate.
Wu et al. Medicine (2017) 96:5 www.md-journal.com
Table 2
Patients characteristics.
Body mass Apnea–hypopnea Epworth
Sample Gender index, kg/cm2 index sleepiness scale
Author and year size (male %) Age, year BMI pre BMI post AHI pre AHI post ESS pre ESS post
Verse et al,[37] 2002 26 96.15 52.5 (8.4) 29.16 (4.18) 29.2 (4.28) 31.57 (25.6) 28.93 (24.73) 11.87 (4.7) 7.73 (4.96)
Kim et al,[31] 2004 21 71.43 39 28.33 (2.53) 39 (14.03) 29.14 (14.42)
Nakata et al,[36] 2005 12 100.00 54.2 (9.2) 27 (3.9) 26 (2.8) 55.9 (18.2) 47.8 (20.4) 11.7 (4.1) 3.3 (1.3)
Virkkula et al,[35] 2006 40 100.00 44.2 (9.5) 27.9 (3.4) 13.6 (15.8) 14.9 (19.3) 6.3 (3.7)
Nakata, et al,[32] 2008 49 100.00 46.1 (12.3) 26.4 (3.8) 26.2 (3.4) 44.6 (22.5) 42.5 (22) 10.6 (4.1) 4.5 (2.6)
Koutsourelakis et al,[34] 2008 27 62.96 39 (7.5) 30.4 (3.2) 31 (3.6) 31.5 (16.7) 31.5 (18.2) 13.4 (2.9) 11.7 (3.4)
Li et al,[33]a 2008 51 98.04 39 (10) 26 (3.5) 37.4 (28.9) 38.1 (32.7)
Li et al,[30]b 2009 44 95.45 38.3 (9.9) 26.2 (3.5) 36.4 (29.1) 37.5 (31.6) 10.6 (3.9) 7.6 (4.5)
Tosun et al,[29]c 2009 27 81.48 40.37 (14.48) 23.87 (1.31) 6.7 (11.8) 5.5 (10.8) 9.44 (4.08) 4.15 (3.16)
Bican et al,[28] 2010 20 100.00 47.5 31.2 31 43.1 (27.1) 24.6 (22.2)
Choi et al,[27] 2011 22 100.00 41.3 (10.9) 25.5 (2.9) 25.2 (2.8) 28.9 (20.4) 26.1 (21.9) 8.8 (3.3) 6.3 (3.3)
∗ ∗
Sufioglu et al,[26] 2011 28 83.87 53 (9.6) 30.3 (4.1) 32.5 (22.6) 32.4 (24.6) 9.3 (5.1) 5.9 (3.9)
Victores et al,[25] 2012 24 79.17 44.8 (13.9) 30.3 (5.9) 27.3 (18.1) 24.4 12.3 (6.2) 6.6 (4.2)
Moxness et al,[24]d 2014 59 91.53 46.53 28.1 (3.23) 28.28 (2.95) 18.15 (13.71) 16.6 (12.9) 10.74 (3.67) 8.94 (3.84)
Yalamanchali et al,[21] 2014 56 85.71 43.6 (11.3) 33.5 (22) 29.4 (20.8)
Park et al,[22] 2014 25 92.00 47.4 21.3 23.9 (14.9) 12.2 (6.4) 9.68 (4.7) 5.84 (2.1)
Shuaib et al,[20]e 2015 26 65.38 42.7 (13.6) 27.6 24.7 (18.8) 16 (16.1) 11.5 7.5
Xiao et al,[19]f 2016 30 100.00 45.5 (11.37) 27.62 (3.69) 26.63 (3.39) 49.67 (19.49) 43.07 (21.86)
Statistics: data are presented as mean and (standard deviation). age > 60, BMI > 40 excluded. age > 60, BMI > 33 excluded. cwomen BMI > 27.3 or men > 27.8 excluded. dBMI ≥ 35 excluded. eBMI ≥ 40
a b
excluded. fage > 70 excluded. AHI = apnea–hypopnea index, BMI = body mass index, ESS = Epworth sleepiness scale, LSaO2 = lowest oxygen saturation.
∗
Characteristics of 31 cases.
is still considered an important measure of treating OSA. But the perform the sensitivity analysis by removing each study to
long-term improvement of both objective and subjective indexes investigate its effect on the summarized effect and heterogeneity.
needs to be confirmed by a more long-term observational This is because while collecting and organizing data we
experiment. performed imputation of SD of change in some studies, and
The present study compared the difference between post- and we subgrouped and analyzed the included studies basing on
preoperative values to evaluate the treatment effect. We did not whether they provided original individual data or SD of change
Figure 2. Subgroup 1 includes studies providing AHI SD of outcome parameter; subgroup 2 includes studies not providing AHI SD of outcome parameter. AHI =
apnea–hypopnea index, SD = standard deviation.
5
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Figure 3. Subgroup 1 includes studies providing ESS SD of outcome parameter; subgroup 2 includes studies not providing ESS SD of outcome parameter. ESS =
Epworth sleepiness scale, SD = standard deviation.
or we estimated SD of change. Then the subgroups were (2) The sample size is small, with the largest size for 59 cases.[24]
combined and analyzed. In the meta-analysis of AHI, the result of (3) Surgical methods are not unified, and the selection of
subgroup 1 is 4.17( 7.62, 0.73), subgroup 2: 4.19( 7.51, symptoms suitable for the surgery is not the same.
0.88), overall: 4.15( 6.48, 1.82), which indicated consis- (4) Criterion evaluating sleep breathing inconsistent.
tence of the 2 subgroups with the correlation coefficient 0.667. In (5) There is a certain heterogeneity.
the meta-analysis of ESS, similar results were obtained by In addition, most of the studies were followed up for a short
aforementioned 2 meta-analyses. time, which may have a particular effect on the outcome.
In previous studies, researchers regarded increased NR as a
contributor in inducing and aggravating OSA, and made
conclusions that nasal surgery could decrease NR significantly 5. Conclusion
and improve other sleep indices such as oxygen saturation nadir, Both AHI and ESS improved significantly after isolated nasal
arousal index, sleep efficiency, and sleep architecture.[40] surgery, but the improvement of AHI is slightly significant. The
However, AHI did not show significant change, with some results of this study provide some evidence supporting for
studies even reporting aggravated AHI postoperatively.[38] A isolated nasal surgery in OSA patients especially those with nasal
possible explanation is that AHI along, as an indicator of how obstruction. However, in the future, there still should be more
respiratory events occur, is not sufficient to describe the randomized clinical controlled trials with multicenter coopera-
immigration of sleep stage, or decreases in ventilation (ie, length tion and a long-term follow-up to evaluate the efficacy of nasal
of the events or the fraction of events that are hypopneas).[41,42] surgery on OSA.
Some other studies reported opposite conclusion that nasal
surgery can significantly improve AHI,[20,22] which may result
from the different phenotypes of the patients. Multiple risk References
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