Mathema: M. A. Kaashoek
Mathema: M. A. Kaashoek
M. A. KAASHOEK
°
subset S of X, the annihilator Sl. of S is set of all f E X* such that
f(x) = for all XES. Similarly, given now the non-empty subset V of X*,
the inverse annihilator l. V is the set of all x E X such that f(x) = 0 for
all f E V. We shall make use of the theorem that, for any subspace
M of X*, the weak* closure of M in X* is (l.M)l..
Writing tXo= (1, 1, ... ), it is evident that the neighbourhood {tx: IltX-tXolloo<H
408
Example 2.6. Let D(T)= {x: x E l2' 2~lxkl <oo}, and define Tx=y=
(yl, y2, ... ) by setting yn=n-1. 2~Xk for all x ED(T). Then T is a linear
operator with domain D(T) dense in l2 and range in l2. Hence T* exists
with domain and range in l2. Given 1X E D(T*), the corresponding IE l2*
satisfies I(x) = 2~ 1XkXk, and so I(Tx) = 2:~1 (2~~lk-11Xk)xn is a bounded
linear functional on D(T). It follows that 1X E D(T*) if and only if
00
and if, in addition, at least one of 1X(T) and f3(T) is finite, then we define
The number 1X(T) is called the nullity, f3(T) the deficiency and v(T) the
index of T.
If D(T) is dense in X, then T* exists and R(T)l.= N(T*) by the
preceding theorem. In this case, therefore, we have f3(T) = dim N(T*) =
1X(T*). Another important case will be investigated in the next section.
We will find that for T densely defined and closed with closed range,
we have also that 1X(T) = f3(T*).
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4. CLOSED LINEAR OPERATORS WITH CLOSED RANGE. Let T be a closed
linear operator with domain D(T) C X and range R(T) C Y. The null
space N(T) is a closed subspace of X, and hence the quotient space
XjN(T) = [X] is a Banach space with respect to the norm
where d(x, N(T)) denotes the distance from x to N(T). Since N(T) C D(T),
the quotient space D(T)/N(T) =D is contained in [X]. Defining [T] [x] =Tx
for every [x] ED, it follows that [T] is a well defined closed linear operator
with domain D([T])=D C [X] and range R([T])=R(T) C Y. Since [T]
is one-one, the inverse [T]-l exists on R(T). Note that [T]-l is closed.
Hence [T]-l is bounded if and only if its domain R(T) is closed. We
now define the number y(T) for the given operator T by
Theorem 4.4. Let T be a closed linear operator such that IX(T) < 00.
Then the range R(T) is closed it and only it tor every bounded closed set
Fe X the image ot F (I D(T) is a closed subset ot Y.
Without the hypothesis that IX(T) < 00 the theorem does not hold,
not even if there exists a closed subspace Xo C X such that X =XoffiN(T).
By way of example, let X be a separable Hilbert space with a complete
orthonormal system {b o, bI, b2 , ••• }, and let T be the orthogonal projection
on the subspace Xo spanned by boo Then N(T) is the closed subspace
spanned by bI, b2 , ... , and X =XoffiN(T). Obviously, T is closed and
has a closed range. Let F be the sequence {bn+n-1bo; n=l, 2, ... }. Then
F is closed, since F consists of isolated points of mutual distance greater
than a positive constant, but the image of F is the sequence {n-1bo},
and this is not a closed set.
Let T be a closed linear operator with domain in X and range R(T)
in Y. Even if R(T) fails to be closed we can consider, algebraically, the
quotient space Y jR(T). Given this situation, the following theorem holds.
Theorem 4.6. It R(T) is not closed, and s> 0 is given, there exists
a sequence {Xn} C D(T) and also a sequence {tn} C N(T)J. such that
l=lltnll<lIxnll<l+s, /k(xn)=O tor k=l, 2, ... ,n-1,tn(xn)=1 and
IITxnll<2-n tor n=l, 2, ....
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5. BOUNDEDNESS WITH RESPECT TO A CLOSED LINEAR OPERATOR. Let
T be a closed linear operator with domain D(T) in X and range in Y.
The following definition is well-known.
it follows then that, for IAI <y(A), the operator A*+AB* is one-one
and has a closed range. Hence, once more by Theorem 4.1, A + AB has
a closed range, and by Theorem 3.1 (i) this range satisfies
R(A + AB) =J.{N(A * + AB*)} = J.{(O)} = Y.
Furthermore
y(A + AB) =y(A * + AB*) ;;;.y(A) -IAI.
(i) It will be proved first that, for IAI <iy(A), the opening of N(A)
and N (A + AB) does not exceed l. Indeed, if x E N (A), then
and hence
(1) b(N(A), N(A + AB)) <; IAI/(y(A) -IAI) < 1
Example 6.4. Let X = Y =h, and let (<Xl, <X2, ... ) be an enumerable
set of complex numbers dense in {A: IAI = I} and such that <Xi'F <Xj for
i=l=j. For X=(Xl, X2, ... ) E h, let Tx=y=(yl, y2, ... ) with yn=<Xnxn for
n= 1,2, .... Evidently, T is a one-one bounded linear operator onto,
and IITII =y(T) = l. Let I be the identity operator. If y= (T + AI)x, then
yn=(<Xn+A)Xn for n=l, 2, .... It is not difficult to verify that
It follows from Theorem 6.3 (cf. also the remark to this theorem) that
T + AI is a bounded linear operator from h onto h with <x(T) = <x(T + AI) = °
for all A satisfying IAI <y(T)JIIIII = l. This is in accordance with (4), and
it follows also that the constant 1 cannot be enlarged, since in every open
neighbourhood of Ao with IAol = 1 the function <x(T + AI) fails to have a
constant value. In addition, Theorem 6.3 shows that R(T + AI) =1= Y for
IAI = l. It is not difficult to prove that R(T + AI) is not closed for IAI = l.
27 Series A
414
If in Theorem 6.3 the condition R(T) = Y is replaced by the weaker
condition that R(T) is closed, then it is not true in general that
cX(T+AS)=cX(T) for alllAI <y(T)/{cX+{3y(T)}, not even for alllAI <e where
e is an arbitrarily small positive constant.
Example 6.5. Let X = Y =h, and, for x= (xl, X2, ... ) E h, let Tx=
(yl, y2, ... ) with yl = 0, yn = x n+2 for n = 2, 3, .... Evidently, T is a bounded
linear operator with closed range R(T), which is a proper subspace of Y = h.
LetSxbedefinedfor x E h by y=Sx with yl=X 2_X 1 and yn=xn+2_xn+l
for n= 2, 3, .... It follows easily that S is a bounded linear operator
from X into Y. If now y = (T + AS)X, then
yl=A(X 2_X 1 ), yn=(1+A)xn+2-kn+1 for n=2, 3, ....
For A0;60 and A0;6 -1 we have x EN(T+AS) if and only if Xl=x2 and
x n+1 = A( 1 + A)-lXn for n = 3, 4, .... Hence cX(T + AS) = 1 for A0;6 - 1 and
IA(l+A)-ll;;;d, and cX(T+AS)=2 for A0;60, -1 and IA(l+A)-ll<l. It is
not difficult to verify now that
1 for Re A< -t,
(5) cX(T+AS)= ( 2 for Re A> -t, A0;6 0,
3 for A=O.
From (5) it IS evident that cX(T) = 3 > cX(T + AS) for all A0;6 0.
Leiden State University
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