An Introduction To Crystal Filters
An Introduction To Crystal Filters
!/
mechanically at a certain fixed frequency. This frequency
is dependent upon the size and shape of the plate, and the CAPACITIVE
position in the parent crystal from which it was cut. Although
this is a mechanical vibration the effect can be represented t I
ncar resonance by an equivalent electrical circuit as show11
in Fig. 1. Fia. 2. Graph of reactance aa:ainst frequency for crystal .
The capacitance Co is the capacitance of the metal
electrodes with a quartz dielectric, an d includes the etTect of in finite reactance (such as fa) as POLES. The pole-zero
of any air gap between the electrodes and the crystal. The plot of the crystal equivalent circuit wi ll then look like Fig. 3.
components L, C and R arc governed by the cut and the It can be shown that the pole-zero spacing, S, is related to
dimensions of the quartz plate. Typical values of these . Co b 1
lt 1e ratio . fr C .. .
components for an 80 kc/s crystal might be as fol b ws: C y t 1c expreSSIOn S = 2 Eo· From thiS 11 1s
L = 39·7 H R = 900 ohms obvious that any capacity added in p ara llel or series with
C = O·JpF Co = l7pF
Q= '~L = 22,000 Fig. 3. Po le-zero plot of crystal.
This va lue of Q is much higher than any tha t can be o b-
tained u si ng inductors and capacitors with the rc.sull that
the crystal will decrease the spacing between the resonant
and tl1e anti-resonant frequencies.
If inductance is placed in series or parallel with a crystal
the opposite eflcct occurs. For the series case (Fig. 4), it is
Fig. I . Equivalent electrical seen that the c rystal pole remains fixed while its zero is
circuit of crystal near re!ion· lowered in frequency. A further zero or series resonance is
a_n ce. Effect of spur ious
frequencies shown by dashed also introduced higher in frequency than the c rystal anti-
lines. resonant frequency. In Fig. 5 the parallel case is illustrated
and here the c rystal zero re maills fixed while the pole is
moved higher than ils o riginal frequency. As in the series
case a further significant frequency is introduced, a pole,
lower in frequency than the c rystal zero.
Besides the main responses at fr and fa, other responses
filters employing crystals are capable of high attenuations may be found. These spurious responses arc higher in
outside the passband with rapid transitions from passband frequency than the parallel resonant frequency and are due
to stopband. to mechanical coupling within the crystal. They may be
. Co. I I' . . represented electricall y by further series circuits (shown by
Th c rat1o C 1mposes a fundamcnta 1m1tat1o n upon the
characteristics of the crysta l and thus of any filter in which
it is used . This ratio depends upon various electrical and
mechanical constants for the quartz and has a theoretica l
minimum value of 140 with stray capacity increasing this
figure. in practice. however, for low frequency crystals it
is found that a smaller va lue is rea lizable, usually around
125 [1].
:
The elect rical circuit o f Fig. I wi ll have two s ignificant CRYSTAL tr lo
frequencies. At these frequencies, the combination wi ll ALONE 0
appear either as a series tuned circuit or as a parallel tuned II !2
circuit , and at other freq uencies will have intermediate values WITH Lo 0 0
Fig. 4. Effect of induct~ncc in serie.s with crystal.
GJ
due to the capacitor arm, there will be a balance and .no
output will be obtained. This infers thai at some frequency
0 0 the reactance of the crystal must be capacitive and equal to
the reactance of C2. At th is frequency on the allcnuation-
frcqucncy curve there will appear a point of infinite allenua-
Lo tion. Lf on the other hand, the crystal reactance is inductive
and numerically equal to the reactance of the capacitor,
to then ihe output voltage will be a maximum since the voltages
::
CRYSTAL tr
X of the two arms will add together. At other points, the out-
ALONE
puts will vary between these extremes.
II 12 The reactance curves for the crystal and for the capacitor
WITH L 0 X X are shown in F ig. 7. Also included in this diagram are the
Fia. S. Effect of inductance in parallel with crystaL
appropriate attenuation-frequency curves for values of C2
greater than and less than Co, the crystal capacitance.
dashed lines in Fig. I) placed in parallel with the main It is seen that the passband extends from a frequency [1,
circuit, and their eA'eet will be referred to later. higher than the crystal resonant frequency to /2, a frequency
Having reviewed ihe electrical characteristics of the crystal just less than its anti-resonant frequency, i.e. it lies between
unit and seen how these characteristics may be modified by the highest and lowest significant frequencies. The passband
suitably connecting inductors and capacitors, the use of these is only a matter of a few hundred cycles in width and will
clements in filters can now be considered. not be flat. The frequency of infinite attenuation, [ aJ, is
below the passband when C2 is greater than Co and higher
Filter Configurations
The basic filter configuration may be considered to b~ the
lattice, or bridge circuit, since other configurations may be
transformed into the lattice form by means of mathematical
processes.
Crystal G ate
The simplest form of lattice filter and the one which will
be used to introduce the method of finding the passband and
INPU~ than the passband when C2 is less than Co. The capacitor
C2 is the familiar phasing control which can be used to
reject an interfering carrier near to the desired signal by
adjusting the frequency of infinite attenuation to coincide
with the interfering signal.
Fia:. 6. Crystal gate or one-crystal lattice filter. The main disadvantages of this simple form of filter are
that the passband is not very wide, and also the frequency
frequencies of infinite attenuation, is the so-called .. crystal of infinite allenuation can only be placed on one side of
gate." This form of filter has been used for many years in the passband at one time. This results in the skirt on the
communication receivers as a means of increasing the i.f. other side sloping rather badly.
selectivity for c.w. and also to a certain extent for telephon y
as well. Four-Crystal Lattice
The circuit is shown in Fig. 6 and is. to all intents and The form of lattice usually favoured in commercial prac-
purposes, a bridge circuit. When the voltage due to the tice employs fo ur crystals as shown in Fig. 8. The coils which
terminate the filter can be shown mathematically to be
R~octonc~ Rcoctonc~
effectively in parallel with the crystals, thus spreading the
..
~
Jl crystal pole and zero frequencies and introducing a further
pole as was indicated in Fig. 5.
u
"'c:
'0
If the poles and zeros produced by crystal X I are coincident
with those of crystal XJ and the poles and zeros of X2 are
coincident with those of X4 then only the reactance diagram
~ of X I and X2 need be considered to obtain the attenuation
·v
0
characteristic. In the diagram of Fig. 9, the reactance of
a. the series crystal, X I, is represented by a solid line and the
0
v reactance of X2 by a dashed line. Crystal X2 has a resonant
.
A ttqnuot ton ·
I frequency higher than X I by the amount of the pole-zero
separation. Jn this way one of the poles of X2 coincides
with the zero of X I and one of the poles of X I coincides
with the zero o f X2. A passband then exists between the
lowest and highest significant frequencies, actually lying just
within these frequencies. The bandwidth can be made about
3 kc/s at frequencies up to 500 kc/s with tbis circuit. Two
frequencies of intlnitc auenuation arc produced. and these
can be controlled to some extent by a small capacitor across
one of the higher frequency crystals. as a lso can the flatness
Fie. 7. Reac.tance..frequency and ;attenuation-frequency graphs for o f the passband. However, a ll is not as simple as it seems
crystal -gate filter. with this fllt..:r. One o f the main requirements is thnt the
Two-Crystal Lattice
A suitable circuit is shown in Fig. 10 and is generally called
the hnlf lattice lilter, although in fact it is the unbalanced
equivalent of the four-crystal la !lice. The crystals X I a11d
X2 are the same as the series and shunt crystals in Fig. 8,
and have the same frequency relationship. The reactance
and attenuation diagrams arc the same as for the four-crystal
lattice. A capacitor C2 is placed across the higher frequency
crystal to enable its pole-zero spacing to be altered slightly.
In this way the crystals can be matched to give a flat passband Fia . II . Two-crystJ.IIattice w ith capacitive centre-tap.
with steep sides and a frequency of infinite attenuation above
and below the passband. The circuit Ll Cl is tuned to the and the capacitor in shunt with the high frequency crystal
mid-band frequency. as also is L2 C3. For best results the it is possible to achieve attenuations greater than 35db over
input circuit should be as shown, i.e. with the inductor Ll the stopbands with very little dip in the passband.
physically centre-tapped. but this is generally difficult to Where a higher attenuation in the stopband is required.
arrange because of the relatively low frequencies at which two or more sections may be placed in cascade so that their
these fi lters arc used. The alternative (Fig. II ) is to art ificially effects wi ll be additive. This procedure allows less critical
centrc-wp by means of two capacitors in series, connected adjusllncnt of the filter, a lthough even so it must be laid
in p lace of C l . These capacitors arc each twice the v;1 lue of out cmefully if capacitive coupling round the fi lter is to be
CJ and should be high quality silver mica types in order avoided and high a ttenuations achieved.
thnt the fi lter characteristic wi ll no t be greatly a ffected by
tcmper:llurc. Dissipation and Termination
T his method is usually satisfactory but could be contri- Since the properties of these filters depend upon the
butory to some attcntuation in the passband, since there is extremely high Q factors of quartz crystals it may be won-
dered what etfcct the Q of the inducto rs used in the filter has
on the overall characteristics. Owing to their high Q factors.
crystals can be considered dissipation-less compared with
coils. and so the actual filter without terminations does not
introduce loss within the passband. Any inductors in series
or para llel with a crystal can be transformed mathemat ically
to become part of the terminations; thus this concept of a
dissipation less filter is true for any filter. This trea tment leads
to th e view that the attenuatio n outside the passband is
mainly dependent upon the filter and any loss within the
passband is due to the terminations.
The lo~~ within the passband can be of two types. The
Fir~ 10. H :llf-lattice or two•crystal latticf' filt~r. (Crmtiuurd on paf(P 342}
:Fl:
Measurements can be made if
suitable apparatus is available,
and a method of carrying out
these is described later. With
:I I~
a knowledge of the approx-
imate values of the various
components it is, however,
possible to adjust the filter
experimentally.
(a)
Fie. 14. Buic sections of ladd e r filters (a) Lowpau, (b) Hiehpau, (c) Bandpass. Lowpass Filter
After some initial calculations
to determine approximate
however, the situation is somewhat different, since a signal component values, the experimental approach was adopted
at the input can beat with the local oscillator to produce the with a single section of a lowpass filter, using an Ff243 type
spurious resonance frequency, and will be passed to the crystal, whose resonant frequency was 8 150 kc/s. The
detector a long with the desired signaL This is illustrated in parallel capacitance of these units is high, in this case 13 pF
Fig. 13. GcneraUy the attentuation will be greater for the and so no additional parallel capacity was required.
interfering signal than for the desired s ignal, but their relative SmaU trimmers were used for C/ and C2, and the circuit
strengths may coumeract this. arranged as shown in Fig. 15. The impedance of the filter
depends upon the bandwidth and the crystal series capacity,
Ladder Filters but in general will be low, between a few hundred ohms and
A form of fi lter not generally employed at low frequencies 5K ohms. The resistor T-network is to enable the signal
is the ladder type, three forms of which are illustrated in generator to be isolated from the input of the filter. The
Fig. 14. The reason for its lack of use is the low percentage output was fed via a pi-network to match the impedance to
bandwith ava.ilablc since the filters are comprised of crystals a receiver fitted with an S-meter. The voltage divider action
and capacitors only. At high frequencies, however, although reduced U1e input to the receiver and in some cases it may be
the percentage bandwidth is the same, the actual bandwidth desirable to use a cathode-follower instead of the resistive
in cycles per second is sufficient for art i.f. amplifier. Will\ network. The filter would then be terminated by a 1·2K
the c rystals available, this configuration does look as though ohms resistor.
it may be a possible approach to high frequency crystal From this single section an attenuation of about I0-15db
filters. was obta ined in the stopband, but minor passbands appca.red
Owing to the large number of spurious responses, it is due to the spurious responses and here the attenuation
much better to employ only one crystal in each section and dropped to virtually zero. The rejection notch immediately
put a number of section s in series. For s.s.b. transmitters h. f. of the passband was very deep and sharp. As a result it
therefore it is only necessary to connect either a number of 8150 kc/s
lowpass sections or a number of highpass sections in series 3· 3K.O. 560.0. I·BK.O.
to select the required sideband, the audio response being
tailored to provide the necessary 3 kc/s bandwidth. For a
receiver i.f. amplifier it would be necessary to have a band-
560.0. 3-30 ·2·2 470
pass characteristic formed by putting a number of highpass pF Kn .n ~
filter sections after a number of lowpass sections. Alter-
natively a bandpass section could be used but this would be
more critical to adjust and the choice of rejection OSCILLATOR INPUT TO RECEIVER
frequencies would be limited. The suppression of spurious -
frequencies would also be reduced. Fir. IS. Experimental sin1le section of lowpass tadder filter usine
Taking the circuits of Fig. 14, it is seen that no d.c. path FTl43 crystal.
exists between input and output and so the response wi ll fall
off at low frequencies. The bandwidth depends upon the would provide a high degree of suppression for any signal
ratio C/ ~Co where C/ is any capacity added in parallel placed at that frequency such as a carrier. The disadvantage,
as was expected, was the na.rrow bandwidth available due to
with the crystal. The placing of the frequency of infinite the h igh parallel capacity of the crystal. The bandwidth was
. C2 of the order of 1·5 kc/s and so would not be suitable for the
attenuation will depend upon the ratio CJ + Co. These generation of s.s.b.
ratios bold in each of the three cases, the element values Highpass Filter
being modified as shown on the diagrams. A similar highpass filter was built using the same crystal,
If the maximum control over bandwidth and the placing but resu lts were not so good as for the lowpass version. The
of the attenuation frequency is to be obtained, the ratio ~o input and output impedances will be generally slightly higher
and the maximum attenuation is very dependent upon the
should be low, a value of 250 having been fow1d feasible for series resistance of the crystal at resonance. The passband
the range 5 to 8 Mc/s. However with FT243 types, it is was very narrow with the spurious responses providing
likely to have a much higher val ue than this, since the crystals alternate stop and passbands higher in frequency.
were designed for good frequency control cha.racteristics
rather than h.f. filter applications. Conclus ions on Ladder Filters
The formulae relating to the design of these fi lters are It wou ld seem that the highpass filter is likely to be more
quite simple, and can be easily applied, but they require a critical than the lowpass version as rega.rds requiring a low
knowledge of the values of the elements of tbe crystals. In series resistance crystal, inferring of course a high Q.factor.
beam loaned by J-Beam Aerials ltd. and a Marconi-built G31GV, G3MFW. G3MSU. G30GT, G30HM, GJOJN,
Army mobile s.s.b. station. G30CB lent his home-built G30YW, G3PEP and GSA W. The overall opera tion was
receiver and G3BHC a transmiuer. under the leadership of J ohn Watson (G3AET), Chairman
Considerable publicity was given to the Memorial Station of the C lub.
by B. B.C. Television and. Westward Television and the Thanks are due to Mr. Boaz, Falmouth Depot Manager
opening ceremo ny was broadcast in sound by the B.B.C .'s of Marconi's Wireless Telegraph Co. Ltd. for his willing
home and ove(seas services. co-operation, the War Office, the Directors and Manageress
The operation reflects great credit on all members ofthe ( Mrs . Shoesmith) oftht Poldhu Hotel and the National Trust.
Cornish Rad ioandTelvision C lub. Behind the scenes workers A film of the event was made by G30UZ and together
included G2BHW, G2DDR, G3NKE. GJNUJ, G3NVJ, with a tape recorded commentary wi ll be available on loan
G6LY and many others. The operators wercG 2JL, G2BHW, to clubs and groups in return for a donation to the C heshire
G3XC, G3AET, G 3CZZ. G3DCJ, G3DLH, G3HES,G3HZV, Homes.
Bibliog r a phy
An Introd uction to C rystal Filters (Continued from p age JB3) Kosowsky. q. r., " The Synthesis a nd Realization of
Crystal Filters'' (Technical Report 298, June 1955,
If desired. the equivalent series resistance o f the crysta l Research Labo ra tory of Electro nics, M.I.T.)
can be found quite easily by noting the reading on the valve Mason. W. P.. " Electro-mechanical Transducers and
voltmeter at the resonant frequency and then replacing the Wave Filters " (D. Van Nostra nd).
crystal by known values of resistance until the same reading "Single Sideband for the Radio Amateur," A.R.R .L.
is obtained. The value of resistance giving the same reading
is the value of the equivalent series resistance. Values
ranging from a few hundred ohms to several ki lohms will
be found with normal crystals. In general, the lower the
series resistance then the higher is the Q and so the more Mo dernizi ng the R.C.A.-AR88 Receive r
(Continued from page 390)
active is the crystal.
The frequency and amplitude of the spurious responses can
be measured using the same method, and hence a full picture (ix) Re-check all adjustments so that flat-topped response
of each crystal can be o btained. This enables each crysta l to curves are obtained o n positions 2, 3 and 4.
be placed in the position where it will be most useful. It should be noted that the response curve of a half-
lattice filter is affected by the Q of the associated coils,
Conclusion especially the loading coils (T4 a nd Tb) . The original T4
The subject of crystal filters is highly complex and should be about right but it may be necessary to experiment
obviously cannot be fully covered in an article of this nature. with Tb in order to get the best resu lts. If there is a deep
Further p ractical difficulties are encountered in the lack of trough in the middle of the response curve on position 2.
suitable crystals and this undoubtedly hampers experiments which cannot be removed by careful trimming, then the L/C
in the field of high frequency filters. It is hoped, howeve r. ratio of Tb is too low and a difl'erent one should be tried. It
that this simplified. treatment will serve as a n introduction to is. in fact, desirable to select Tb to tune with 100 pF or less,
the subject as a whole and so possibly provide a foundation so that the response curve o n position 2 is slightly rounded.
on which further knowledge a nd experiment can be based. Steeper sides to the response curve may be o btained by
using a little neutralization across each h.f. crystal. This
Refe rences device, however, has the disadvantage o f producing side
[1) Starr, A. T .. "Elect ric ~ircuits and Wave Filters" lobes to the response curve (caused by the unbalancing
App. IX p. 451 (Pitman): cfl'e ct on the circui t) and is, therefore, not recommended
[2) Sykes, R. A., " A New approach to the design of especially as ihe sides o f the response with a ll three filters
high frequency crystal filters " switched in are already so steep that the slight improvement
(Bell System Monograph 3180). obtainable by using neutralization would scarcely be noticed.