Data, Big Data, and Metadata in Anesthesiology
Data, Big Data, and Metadata in Anesthesiology
T
he last decade has seen an explosion in the growth DEFINING BIG DATA
of digital data. Since 2005, the total amount of digital The term Big Data is not new, but its use has only recently
data created or replicated on all platforms and devices become widespread (Fig. 1). Broadly speaking, Big Data
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has been doubling every 2 years, from an estimated 132 exa- is data that are so large and complex, and generated
bytes (132 billion gigabytes) in 2005 to 4.4 zettabytes (4.4 from such a wide variety of sources at such a high rate,
trillion gigabytes) in 2013, and a projected 44 zettabytes (44 that they exceed the ability of traditional tools and infra-
trillion gigabytes) in 2020.a This growth has been driven in structure to capture, store, and analyze them. The defin-
large part by the rise of social media along with more pow- ing characteristics of Big Data, as originally put forth
erful and connected mobile devices, with an estimated 75% by Laney in 2001, are the “3 Vs”: Volume, Velocity, and
of information in the digital universe generated by individ- Variety (Table 1).b The combination of these 3 attributes
uals rather than entities. Transactions and communications is what makes Big Data so challenging to work with,
including payments, instant messages, Web searches, social although the difficulty most often arises more from data
media updates, and online posts are all becoming part of volume and velocity than from variety. For example,
a vast pool of data that live “in the cloud” on clusters of an average of 500 million “tweets” is posted on Twitter
servers located in remote data centers. The amount of accu- every day, and Google indexes over 20 billion sites daily
mulating data has become so large that it has given rise to to process >3.5 billion searches per day.c This volume
the term Big Data. In many ways, Big Data is just a buzz- and velocity of data are simply too great for most con-
word, a phrase that is often misunderstood and misused to ventional database systems.
describe any sort of data, no matter the size or complexity. The 3 Vs are not the only definition of Big Data. Some
However, there is truth to the assertion that some data sets have suggested that a fourth V, Veracity, is important. If
truly require new management and analysis techniques. sources cannot be trusted and data are not reliable, they
Increasingly, health care data are becoming a part of cannot be acted upon. Veracity, however, is a necessary sub-
this continuous stream of digital data, driven in part by the jective property of all data, regardless of size or complexity,
mandates included in the Health Information Technology and is not unique to Big Data. A recent review of Big Data
for Economic and Clinical Health (HITECH) Act, which was definitions found strong ties between Big Data and certain
part of the larger American Recovery and Reinvestment infrastructure, specifically technologies such as “NoSQL”
Act passed in 2009. The HITECH Act established financial databases that organize and store data using simple key-
incentives and penalties to encourage the “meaningful use” value pairs rather than the tables and columns used by
of electronic health records (EHRs). This has undoubtedly modern relational databases.1 In fact, the best definition of
increased the volume of electronic health care data by an Big Data might simply be “too big to fit on my computer.”
order of magnitude over the past 5 years. This leads to the Conversely, many technologists would say, “If the data fit in
question: have health care data become Big Data? If so, can a database, they are not Big Data.”d
health care Big Data provide new insights that help improve Another proposed definition of Big Data is “to describe
outcomes on both an individual and a population level? In ‘big’ in terms of the number of useful permutations of
this article, we define Big Data, discuss whether anesthesi- sources making useful querying difficult ... and complex
ology has Big Data, and determine whether there is truly a interrelationships making purging difficult ... Big Data can
need to use new infrastructure and analytic techniques to be small and not all large datasets are big.”e This somewhat
manage data in anesthesiology. contradictory statement captures the concept that, as much
as size, what can make Big Data difficult to manage is the
lack of structure and the complexity of the relationships
From the *Department of Anesthesiology, Icahn School of Medicine at Mount among data elements.
Sinai, New York, New York; Departments of †Anesthesiology, ‡Biomedical
Informatics, §Health Policy, and ∥Surgery, Vanderbilt University School of
Medicine, Nashville, Tennessee.
a
http://www.emc.com/leadership/digital-universe/2014iview/executive-
Accepted for publication December 10, 2014. summary.htm. Accessed November 26, 2014.
Funding: No external sources. b
http://blogs.gartner.com/doug-laney/files/2012/01/ad949-3D-Data-
Conflict of Interest: See Disclosures at the end of the article. Management-Controlling-Data-Volume-Velocity-and-Variety.pdf. Accessed
Reprints will not be available from the authors. November 26, 2014.
Address correspondence to Matthew A. Levin, MD, Department of Anesthe- http://www.internetlivestats.com. Accessed October 20, 2014.
c
siology, Mount Sinai School of Medicine, 1 Gustave L. Levy Place, Box 1010, d
http://ask.slashdot.org/story/14/11/08/0139248/ask-slashdot-choosing-
New York, NY 10029. Address e-mail to matthew.levin@mssm.edu. a-data-warehouse-server-system. Accessed November 24, 2014.
Copyright © 2015 International Anesthesia Research Society e
http://mike2.openmethodology.org/wiki/Big_Data_Definition. Accessed
DOI: 10.1213/ANE.0000000000000716 July 21, 2014.
DOES ANESTHESIOLOGY HAVE BIG DATA OR In the examples above, it is not only that more raw
NEED BIG DATA? numbers of cases may be needed to answer the question,
Having defined Big Data, we can now ask: does the medi- it is also that more detail per case is likely needed. This
cal specialty of anesthesiology have Big Data? By looking at can lead to Big Data even if the number of cases remains
each of the Vs in turn, a more detailed answer can be devel- relatively modest. For example, having access to intra-
oped. First, however, it is worthwhile to ask, does anesthe- operative blood pressure waveform recordings might
siology really need Big Data? facilitate better understanding of whether rapid and
transient blood pressure changes (not recorded by con-
f
http://www.techrepublic.com/article/data-quality-the-ugly-duckling-of- ventional monitoring) play any role in causing ischemic
big-data/. Accessed November 24, 2014. optic neuropathy.
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Data, Big Data, and Metadata in Anesthesiology
(Table 2). Additionally, data are often not available for use occurs, in time for preemptive intervention to occur. On a
in near real time, but are only made available for report- national level, NACOR will become an increasingly impor-
ing the next day. This is not true of many of the older, more tant resource for perioperative research, and in time, as
established AIMS, but it is the case for some of the newer more providers begin sending their data to NACOR and the
AIMS provided by the large EMR vendors, such as Epic frequency of submission increases, the volume and velocity
Anesthesia (Epic Systems Corp., Madison, WI). This further may begin to approach a scale that could be called Big Data.
decreases the velocity of data. It must be noted again, however, that as long as NACOR
While many practitioners may not currently benefit only provides aggregate data to researchers, no studies of
from real-time data analysis, there are growing examples incidence can be undertaken using NACOR data.
of ways in which real-time predictive analysis of intraop-
erative trends can lead to improved outcomes. For exam- METADATA
ple, at Vanderbilt University Medical Center, real-time We have described the volume, velocity, and variety of data
data including vital signs and operating room video are in anesthesiology and provided information describing each
streamed wirelessly to mobile devices to allow supervising of these 3 attributes. Another important attribute of Big Data
anesthesiologists to remotely monitor their cases and man- (or any data) is metadata, which is defined as data about
age clinical workflow.17 Others have proposed using real- data. The National Information Standards Organization
time waveform data analysis to support clinical decision specifies 3 types of metadata: descriptive, structural, and
support around fluid responsiveness and management in administrative.21 Descriptive metadata are data points that
both the operating room and intensive care unit.18 are used to assist with discovery and identification of data,
including elements like content authorship. In the context
Anesthesiology Big Data—Variety of an AIMS, for instance, descriptive metadata associated
The last dimension of Big Data is variety. There are clearly with a case comment would indicate who entered the com-
a variety of data types present in perioperative data. ment, at what time, and from which device. Structural meta-
Physiologic data can be continuous or discrete numerical data specifies how data are ordered and linked together.
data. Demographic data are numeric, text, and categorical For an AIMS, this would include a database schema that
data (e.g., ASA Physical Status Classification). Medication describes how a case might be stored as one patient identi-
data are a mixture of data types, representing medication fier record linked to many physiologic data entry records.
name, units, dose, and administration time stamps. Allergy Administrative metadata are used to manage data and may
data can be either structured and mapped to a standard- specify elements such as data access permissions and data
ized nomenclature, or can be represented as unstructured access logs. An example of this is an audit log that records
free text.19,20 Intraoperative events are represented by time individual provider accesses of AIMS records.
stamps or time series. Cases may include imaging data such United States law mandates retention of these records.
as transesophageal echocardiographic images, video laryn- The Health Insurance Portability and Accountability Act of
goscopy images, and intraoperative radiographs. There 1996 requires that covered entities, such as hospitals, “imple-
are also a variety of data sources. Data can come from an ment hardware, software, and/or procedural mechanisms
AIMS, an EHR, an anesthesia workstation (via an AIMS or that record and examine activity in information systems that
directly), a picture-archiving and communication system, contain or use electronic protected health information” (45
an ultrasound device, an intraoperative video-recording C.F.R. § 164.312). These records must be maintained for 6
device, etc. On a regional or national level, data could come years, and a process must be in place to examine these logs
from a wide variety of different institutions (e.g., commu- and generate compliance reports. The volume of data needed
nity hospitals, ambulatory surgical centers, freestanding to meet this requirement can be very large. At Vanderbilt
imaging centers, or tertiary medical centers). The challenge University Medical Center, approximately 4.5 million audit
of integrating data from all of these sources and care set- records are generated daily for one of the non-AIMS EHR
tings is daunting, particularly given the current lack of systems, which scales to 10 billion records extrapolated over
widespread interoperability among systems. 6 years. Maintaining these data stores in an accessible fash-
ion can be challenging and may require some techniques
Anesthesiology Big Data—Summary associated with Big Data, even without AIMS records.
In summary, does the field of anesthesiology really have AIMS records were featured in a case report by Vigoda
Big Data? The answer is: not yet. There is definitely variety. and Lubarsky in 2006, where an unrecognized failure of
There is increasing velocity, especially as the field moves the AIMS to record intraoperative vital signs likely led to
toward more real-time analysis of intraoperative data. The increased medical liability in a procedure that resulted
volume of data, however, is modest. Looking toward the in patient harm.22 While not the focus of the case report,
near future, if full waveform data were captured and used the authors also noted that the plaintiff’s attorney had
for real-time signal processing (e.g., heart rate variabil- requested the metadata associated with the AIMS entries.
ity, entropy analysis), not only would the volume of data These entries included the attending anesthesiologist’s
suddenly become very large, the analysis would start to attestation of being present at emergence, which was
become computationally complex and resource intensive. entered soon after the surgery’s start. Thus, metadata
This might truly push anesthesiology into the realm of Big revealed the temporal context of the attestation, which
Data. The payoff of such real-time waveform analysis might undermined the credibility of the anesthesia team. This
be better prediction of impending clinical decompensa- episode highlighted the importance of metadata to anes-
tion (e.g., postoperative hemodynamic instability) before it thesiologists specifically.
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Data, Big Data, and Metadata in Anesthesiology
when used on large data sets even when the actual differ- data, social media posts, etc.), where the daily volume of
ences are clinically insignificant. This requires approaches data is billions or even trillions of data points. The funda-
that establish clinically meaningful differences a priori, and mental approach to dealing with such data sets is not new:
statistical testing that establishes effect sizes of differences split them into smaller pieces, analyze each piece, and then
with confidence intervals. These approaches are bolstered by reassemble the results. What is new over the past decade is
carefully planned statistical analyses that are registered with applying this approach by using thousands or even millions
an institutional or governmental research entity before data of machines. There are issues of availability, fault tolerance,
access, which is the approach currently taken by MPOG’s and load balancing that are truly challenging. Tools such as
Perioperative Clinical Research Committee. Readers should MapReduce45,q and Hadoopr were designed to address such
maintain awareness of these implications for research results problems. These tools provide a programming framework
and cautiously interpret the significance of small effect sizes. and infrastructure to streamline and automate the use of
Other issues with statistical analysis of Big Data are massively distributed computing clusters for data process-
noise accumulation, spurious correlation, and measure- ing. They typically do not provide a relational framework
ment errors.37 “Noise accumulation” refers to the increasing but act as a more primitive key-value pair store, and are opti-
amount of corrupt, missing, or spurious data that become mized more for tasks such as processing large Web server log
present as the size and dimension (number of variables) of a files rather than ad hoc queries. It is important to understand
data set becomes very large. This can decrease the signal-to- that these tools are programmer-intensive and not turnkey
noise ratio and make it hard to identify true positives. The solutions. In truth, there are likely no perioperative data sets
high dimensionality of Big Data sets can also lead to spuri- extant today that require such advanced techniques.
ous correlations where unrelated random variables appear
to be highly and causally related but are in fact not. CONCLUSIONS
Machine-learning and data-mining methods are com- Anesthesiology is on the threshold of a change in scale that
monly applied to Big Data sets to help overcome these is affecting all of medicine and health care. While at an indi-
issues.3 The 2 terms are often conflated, and in many ways vidual case level we do not have Big Data, the demand for
overlap, but can be distinguished roughly as follows: national-level metrics, personalized medicine (genomics),
machine learning is focused on making predictions about and population-scale outcomes research will be key drivers
new data, based on known properties learned from existing for the creation of large, collaborative anesthesia data sets.
data, whereas data mining is concerned with discovery of Unless they incorporate waveform data, these data sets may
previously unknown properties.o Data mining may some- never become big enough to truly be called Big Data. The
times be referred to disparagingly as “fishing” since it usu- challenges, however, in standardization, quality control,
ally involves analyzing data without an a priori hypothesis.p and linking data across institutions will be considerable and
There is no doubt, however, that mining can provide valu- will require a keen understanding of how to manipulate
able insight into massive data sets and may be useful for very large data sets. The reward will be new insights that
hypothesis generation. Data mining can encompass sum- will allow our specialty to remain relevant in the health care
marization, outlier detection, dependency modeling, classi- ecosystem and improve the care of our patients. E
fication, clustering, and regression fitting.3 These techniques
are helpful addressing the issue of low signal-to-noise ratio DISCLOSURES
mentioned above. Name: Matthew A. Levin, MD.
Some of the commonly used machine-learning algo- Contribution: This author contributed to manuscript preparation.
rithms are Bayesian networks, cluster analysis, and sup- Attestation: Matthew A. Levin approved the final manuscript.
port vector machines.38,39 In medicine, machine learning Conflicts of Interest: This author declares no conflicts of interest.
has found particular application in genetics and genomics, Name: Jonathan P. Wanderer, MD, MPhil.
although it has also been used in the perioperative arena, Contribution: This author contributed to manuscript preparation.
particularly the intensive care unit.18,40,41 There has been Attestation: Jonathan P. Wanderer approved the final manuscript.
work done in the field of anesthesiology that uses support Conflicts of Interest: Jonathan P. Wanderer is supported by the
vector machines for predicting the depth of anesthesia in Foundation for Anesthesia Education and Research (FAER)’s
rats42 and for entropy analysis to discriminate awake ver- Mentored Research Training Grant in Health Services Research
sus asleep states in recovery from anesthesia43 Tighe et al.44 (MRTG-HSR).
explored the use of a machine-learning classifier to predict Name: Jesse M. Ehrenfeld, MD, MPH
the need for femoral nerve block after anterior cruciate liga- Contribution: This author contributed to manuscript preparation.
ment repair and found that machine-learning techniques Attestation: Jesse M. Ehrenfeld approved the final manuscript.
Conflicts of Interest: This author declares no conflicts of interest.
outperformed the more traditional logistic regression.
This manuscript was handled by: Franklin Dexter, MD, PhD.
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