The Inherent Tensions in Military Doctrine: Sandhurst Occasional Papers No5
The Inherent Tensions in Military Doctrine: Sandhurst Occasional Papers No5
No 5
Dr Paul Latawski
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2
Introduction
1
Robert Alan Doughty, The Seeds of Disaster: The Development of French Army Doctrine
1919-1939, (Hamden Connecticut: Archon Books, 1985), pp. 179-180.
3
be wrong. However, this powerful caveat is not a sound reason for
hostility to doctrine per se’.2 While not losing its need to have
applicability to future war, the development of doctrine rests on
something more concrete once a conflict is underway. The evolution of
doctrine draws on the events of the battlefield to guide change. In those
circumstances the development of doctrine is dependent on the ability of
armed forces to learn and apply lessons to the conflict at hand.
Defining Doctrine
2
Colin S. Gray, The Strategy Bridge: Theory for Practice, (Oxford: OUP, 2010), p. 250.
4
Fundamental principles by which the military forces guide their
actions in support of objectives. It is authoritative but requires
judgement in application.3
3
The United Kingdom Glossary of Joint and Multinational Terms and Definitions, Joint
Doctrine Publication 0-01.1 (JDP 0-01.1) Edition 7 June 2006, p. D-12.
4
NATO Glossary of Terms and Definitions (English and French) Listing terms of military
significance and their definitions for use in NATO, AAP-6 22 March 2010, p. 2-D-9.
5
Department of Defence Dictionary of Military and Associated Terms, Joint Publication 1-02,
12 April 2001 (As Amended Through 30 September 2010), p.14.
6
Ibid, p. 245 and p. 309.
5
tactics, techniques, and procedures. It is authoritative but requires
judgement in application.7
7
Ibid., p. 245.
8
Design for Military Operations – The British Military Doctrine, Army Code No. 71451, 1989,
p. 3.
9
Ibid., pp.3-4.
10
Michael Codner, ‘Purple Prose and Purple Passion: The Joint Defence Centre’, RUSI
Journal, Vol. 144, No. 1 (February/March 1999), p. 37.
6
bulk of the doctrine historically has been written for the tactical level
where ‘tactics, techniques, and procedures’ predominate even if
philosophy and principles underpin content that is more ‘actions on’ than
a reflective guide for action. The higher the level of doctrine, the less
prescriptive and procedural it becomes and the more theoretical in
character.11 The issue of levels in war underscores the fact that doctrine
has to be written for many different military users.
11
Gray, The Strategy Bridge: Theory for Practice, p. 79, p. 220.
12
British Defence Doctrine Joint Warfare Publication (JWP) 0-01, First Edition 1999, p. 1.2.
13
British Defence Doctrine, Joint Warfare Publication (JWP) 0-01, Second Edition October
2001, p. 1.1.
7
broke no new ground in the Chief of the Defence Staff’s foreword.14 It
seems that the capstone publication of British doctrine no longer serves
the function of laying the conceptual foundation for all of British military
doctrine by setting out what it is, what is its purpose and who it is for.
14
British Defence Doctrine, Joint Warfare Publication (JWP) 0-01, Third Edition August 2008,
p. iii.
15
Col JFC Fuller,The Foundations of the Science of War, (London: Hutchinson and Co. LTD.,
19??), p. 254.
16
Trevor N. Dupuy (ed)., International Military and Defence Encyclopedia Vol. 2, (Washington
D.C.: Brassey’s, 1993), p. 773.
17
Codner, ‘Purple Prose and Purple Passion’, p. 37.
8
coherent, relevant, practical and teachable’.18 Finally, Colin S. Gray has
defined military doctrine as ‘guidance, mandatory or discretionary, on
what is believed officially to be contemporary best military practice’.19
Gray’s definition captures the ephemeral quality of doctrine and the
varying degree in which armed forces impose it at all levels.
18
Jim Storr, The Human Face of War, (London: Continuum, 2009), p. 189.
19
Gray, The Strategy Bridge: Theory for Practice, p.18.
20
Design for Military Operations, p. 3.
21
Ibid.
22
Dictionary of Basic Military Terms: A Soviet View, (Washington D.C., U.S. Government
Printing Office, nd), p. 37.
9
Military Strategy: Soviet Doctrine and Concepts edited by Marshall V.D.
Sokolovsky also stressed how military doctrine looked ahead to predict
the nature of future war:
23
Marshal V. D. Sokolovsky (ed.), Military Strategy: Soviet Doctrine and Concepts, (London:
Pall Mall Press, 1963), pp. 41-42.
24
Ibid.
10
many elements appearing in the definitions above, military doctrine can
be summarized as providing:
11
differing doctrinal needs of those exercising command at different levels
of war. How can doctrine be written to meet the needs both of the Chief
Defence Staff and the platoon commander and still maintain an overall
cohesion in the application of fundamental principles? The third tension
is how to mix, in a balanced fashion, the past, present and future
understandings of the nature/character of war. Placing too much emphasis
on either the past, present or future nature/character of war carries
profound risks in the formulation of military doctrine. Where then is the
balance of influences?
Initiative or Conformity?
12
them from doing so. In the past many armies have been destroyed
by internal discord, and some have been destroyed by the weapons
of their antagonists, but the majority have perished through
adhering to dogmas springing from their past successes – that is,
self-destruction or suicide through inertia of mind.25
25
Fuller, The Foundations of the Science of War, p. 254.
26
David French, Raising Churchill’s Army: The British Army and the War Against Germany
1919-1945, (Oxford: Oxford University Press, 2000), p. 279.
13
must have universal application. They often didn’t. It was a
confusing time for those responsible for tactical leadership.27
27
Gen Sir David Fraser, Wars and Shadows, (London: Allen Lane, 2002), pp. 170-171.
28
Fuller, The Foundations of the Science of War, p. 254.
14
enduring challenge despite a tradition in its doctrine of ‘stating principles
rather than defining a prescriptive dogma’.29
15
This concept entered the doctrinal lexicon in the United States military in
the early 1980s. The first definition of the concept is taken from US
Army doctrine Operations FM 100-5 1993:
Agility is the ability of friendly forces to react faster than the enemy
and is a prerequisite for seizing and holding the initiative. It is as
much a mental as a physical quality.31
The second definition is from taken from the 2008 version of British
Defence Doctrine that describes the principles of war:
Flexibility
16
arduous conditions or in the face of hostile action. Acuity is
sharpness of thought, characterized by intellectual and analytical
rigour, enabling intuitive understanding of complex and changing
circumstances. Adaptability embraces the need to learn quickly, to
adjust to changes in a dynamic situation, and to amend plans that
in the light of experience seem unlikely to lead to a suitable
outcome.32
32
British Defence Doctrine, Joint Warfare Publication (JWP) 0-01, Third Edition August 2008,
pp. 2-5-2-6.
33
FM 3-0 Operations, Department of the Army, February 2008, Appendix D, Rescinded Army
Definitions, p. D-6.
17
that the US definition is more understandable across the levels of war. Its
purpose is to ‘react faster than the enemy’ in order to hold the ‘initiative’.
Moreover it indicates agility ‘is as much a mental as a physical quality’.
For either the theatre commander or the officer in command of a platoon,
the concept offers clarity of purpose. In contrast, the British Defence
Doctrine 2008 definition of ‘agility’ appears as a component of another
concept in the principles of war - - flexibility. The British definition
includes ‘physical and structural’ agility but curiously does not include
mental agility which is treated under - - ‘acuity’ (keenness of perception)
- - a separate component of the principle of flexibility. The more complex
and yet vague British formulation of the concept of agility looks more
like the product of an abstract theological debate rather than a coherent
and clear understanding of an idea as a basis of action. Carefully crafting
definitions of key concepts is the most essential prerequisite to insuring
that doctrine across the levels of war has unifying conceptual threads.
34
Carl von Clausewitz, On War, eds. Michael Howard and Peter Paret, (Princeton: Princeton
University Press, 1976), p. 89.
18
conditions, and its own peculiar preconceptions’.35 The challenge for each
generation of military doctrine writers therefore is to visit anew the
complexities of war, seeking to identify that which is unchanging in the
nature of war and to come to grips with the changing character of war.
Setting out a view of the character of conflict is something fundamental
to the construction of any military doctrine. This is usually done in
capstone, or highest level doctrine or as a separate study to provide the
necessary understanding of the character of conflict in order to determine
its impact on the doctrinal principles shaping the employment of armed
forces. Military doctrine, however, invariably has simultaneously to
examine the character of conflict by taking into account the enduring
features of the past, understanding the present and predicting the future.
Finding the correct balance is the source of inherent tension.
35
Ibid, p, 593.
36
Field Service Regulations Vol. II, Operations 1924, (London: His Majesty’s Stationary
Office, 1924), p. 1.
37
Ibid., p. 212.
19
Centre (DCDC) of the UK Ministry of Defence in a recent publication
entitled Future Character of Conflict (FCOC) that looks ahead to 2029:
38
Future Character of Conflict, Strategic Trends Programme, DCDC, nd, p. 1.
39
Ibid., p. 13.
40
Lt Gen James N. Mattis and Lt Col Frank Hoffman, ‘Future Warfare: The Rise of Hybrid
Wars’, Proceedings, November 2005, p. 19.
20
Hybrid wars can be conducted by both states and a variety of non-
state actors. Hybrid wars incorporate a range of different modes of
warfare, including conventional capabilities, irregular tactics and
formations, terrorist acts including indiscriminate violence and
coercion, and criminal disorder.41
41 st
Frank G. Hoffman, Conflict in the 21 Century: The Rise of Hybrid Wars, (Arlington,
Virginia: Potomac Institute for Policy Studies, December 2007), p. 14. Accessed at web
address:
http://www.potomacinstitute.org/images/stories/publications/potomac_hybridwar_0108.pdf,
9 December 2010.
42
Thomas R. Mockaitas, British Counterinsurgency in the Post-Imperial Era, (Manchester:
Manchester University Press, 1995), p. 16.
43
Ibid., p. 38.
21
fought or thinking over the decades on the character of conflict. In the
1930s Mao Tse-Tung described his revolutionary war in a way that was
recognisably hybrid. The ‘people’s guerrillas’ and the main
(conventional) forces of the People’s Liberation Army were likened to a
‘man’s right arm and left arm’. The two forms of warfare being
indispensible to the success of the other.44 During the Second World War,
the Allies fought in a hybrid fashion arraying conventional forces against
the Axis powers while employing organisations such as the Special
Operations Executive (SOE) to organise resistance, conduct sabotage and
attacks on enemy personnel in occupied Europe.45
44
Quoted from ‘Problems of Strategy in China’s Revolutionary War’, December 1936 in:
Quotations from Chairman Mao Tse-Tung, (Peking: 1966), p.90.
45
M.R.D. Foot, SOE: The Special Operations Executive 1940-46, (London: BBC, 1984) and
SOE Syllabus: Lessons in Ungentlemanly Warfare in World War II, (Richmond, Surrey: The
National Archive, 2001).
46
Raymond Aron, On War: Atomic Weapons and Global Diplomacy, (London: Secker and
Warburg, 1958), p. 57.
47
Andrew Mack, ‘Why Big Nations Lose Small Wars’, World Politics, Vol. 27, No. 2, pp. 175-
200 and Frank Kitson, Warfare as a Whole, (London: Faber and Faber, 1987), p. 2.
48
Thomas Huber, Compound Wars: The Fatal Knot, (Fort Leavenworth: 1996); Gen. Charles
C. Krulak, ‘The Strategic Corporal: Leadership in the Three Block War’, Marines Magazine,
(January 1999); Qiao Liang and Wang Xiangsui, Unrestricted Warfare, (Beijing: 1999);
William S. Lind, Keith Nightengale, John Schmitt, and Gary I. Wilson, ‘The Changing Face of
War: Into Fourth Generation Warfare’, Marine Corps Gazette, (November 2001); and, Rupert
Smith, The Utility of Force: The Art of war in the Modern World, (London: Allen Lane, 2005).
22
multifaceted - - ‘hybrid’ - - character of war. Of all the post Cold War
studies, the monograph entitled Unrestricted Warfare produced by two
Colonels of the Chinese People’s Liberation Army offered the most
thorough and rigorous analysis of the hybrid character of war in the
contemporary setting.49
49
Liang and Xiangsui, Unrestricted Warfare.
50
British Defence Doctrine, Joint Warfare Publication (JWP) 0-01, Second Edition October
2001, p. 1.1.
23
and to what extent’.51 In trying to understand the ‘true chameleon’,
doctrine requires a historical context of the character of conflict if it is to
make any sense of the present and future.
Conclusions
This paper has set out to explore the obstacles to military doctrine
embodying cohesive thinking by first considering the problem of defining
‘military doctrine’. The issue of defining key doctrinal concepts was also
considered in relation to some of the inherent tensions in doctrine when
trying to formulate it, disseminate it or apply it. Whether considering the
meaning of ‘military doctrine’ itself, or subsidiary but core concepts, the
establishment of a common understanding of what they mean and the
way in which they can be employed is critical. For this to succeed, careful
analysis has to reject vacuous jargon and adopt clear, concise and easily
understood language that is underpinned by sound thinking. Moreover,
definitions have to be consistently defined throughout the corpus of
military doctrine.
51
Storr, The Human Face of War, pp. 202-203.
24
The second issue in relation to cohesive thought in military
doctrine that was examined centred on the inherent tensions or
‘contradictions’ in doctrine. Three ‘tensions’ were considered: the role of
doctrine imparting cohesion versus the need for commanders to exercise
independent judgement; the differing requirements of doctrine at each
level of war; and, finally, the tension between past, present and future in
doctrine’s need to understand the character of war. The resolution of the
tension between imparting cohesion versus commander’s initiative is very
much dependent on the capacity of officers to be trusted to understand
doctrine and make sound independent judgements when conditions
dictate that they depart from it. Regarding the tension between doctrinal
cohesion versus differing command requirements, its resolution is
dependent on careful articulation of core comments as discussed above.
The final tension between past, present and future in understanding the
character of conflict requires more than just looking at fashionable
theories of war but must be grounded firmly in the reality of historical
analysis. It must be recognised, however, that the inherent tensions in
military doctrine when trying to formulate it, disseminate it or apply will
be enduring problems. The resolution of these tensions will determine the
success or failure of doctrine as a guide to best operational practice.
25