Efficient Design of Selective Mapping and Partial Transmit Sequence Using T-OFDM
Efficient Design of Selective Mapping and Partial Transmit Sequence Using T-OFDM
fully edited. Content may change prior to final publication. Citation information: DOI 10.1109/TVT.2019.2928361, IEEE
Transactions on Vehicular Technology
Abstract—Selective mapping (SLM) and partial transmit se- rate (BER) improvement over single carrier systems. However,
quence (PTS) are attractive schemes for mitigating the high peak as described in [2] and [3], OFDM can be exploited to provide
power inherent in orthogonal frequency division multiplexing full diversity without spectral losses by using the T-transform,
(OFDM) signals. However, the high computational complexity
and redundant side information (SI) bits have been identified as which spreads each data symbol over all subcarriers.
the main limitations for such techniques. The high computational Additionally, it is known that coherent superposition of a
complexity is mainly due to the need to perform several inverse large number of subcarriers through the inverse fast Fourier
fast Fourier transforms (IFFTs), and phase optimization process transform (IFFT) may produce samples with very high peak
at the transmitter side. Therefore, this paper presents new SLM values as compared to the OFDM average symbol power [4]-
and PTS designs using a low complexity T-transform rather
than IFFT. The use of the T-transform with SLM achieves [5]. Consequently, the system design would be challenging
a considerable computational complexity and peak-to-average if a high power amplifier (HPA) is used at the transmitter.
power ratio (PAPR) reduction. Furthermore, we apply the T- Therefore, various schemes have been devised to eliminate the
transform to PTS and derive two different configurations that deleterious effect of the peak-to-average power ratio (PAPR),
compromise the SI requirements and PAPR reduction. All the but at the expense of additional high complexity, data rate
proposed schemes do not affect the original power spectrum of
OFDM signals. The complexity analysis show that the proposed losses and BER degradation. Generally speaking, PAPR re-
schemes have much lower complexity as compared to conven- duction schemes may cause distortion to the OFDM signal, or
tional schemes. Moreover, simulation results demonstrate that can be distortionless. Examples for techniques with distortion
the proposed schemes are resilient to dispersion arising from include peak cancellation [6], iterative clipping and filtering
multipath propagation, which is due to the frequency diversity [7] and non linear companding [8]. Examples for distortionless
introduced by the T-transform.
techniques are the tone reservation (TR), active constellation
Index Terms—Orthogonal frequency division multiplexing extension (ACE) [9], coding technique [10], selective mapping
(OFDM), peak-to-average poer ratio (PAPR), selective mapping (SLM) [11]-[22], and partial transmit sequence (PTS) [23]-
(SLM), partial transmitted sequence (PTS), T-transform.
[27].
Among distortionless techniques, SLM and PTS have re-
I. I NTRODUCTION ceived substantial attention because they can reduce the PAPR
UE to its spectral efficiency and immunity to intersymbol without BER degradation. However, such techniques have
D interference (ISI) caused by multipath signal propa-
gation, orthogonal frequency division multiplexing (OFDM)
major limitations including high computational complexity
and transmission of redundant side information (SI) bits.
has been adopted by various high data rate standards for Complexity and PAPR reduction of SLM and PTS schemes are
communication systems [1]. The spectral efficiency of OFDM reported in [28] where it is shown that PTS outperforms SLM
is due to the spectra overlapping of adjacent subcarriers, and in terms of complexity, but SLM outperforms PTS in terms of
the immunity to ISI is gained by using the cyclic prefix (CP) PAPR reduction. Furthermore, many papers in the literature
as time-domain guard bands. Because the bandwidth of each aim at alleviating the drawbacks associated with SLM and
subcarrier is much smaller than the coherence bandwidth of PTS while maintaining their PAPR reduction capabilities. For
the channel, then each subcarrier experiences a flat fading even example, [29]-[37] attempted to solve the SI challenge inherent
though the overall channel response is frequency-selective. in the two schemes by utilizing a variety of techniques at the
Consequently, certain subcarriers can be severely attenuated by expense of substantial additional complexity.
deep fades, and thus, OFDM signals do not offer any bit error PAPR reduction using linear precoding has also been con-
sidered in the literature. For example, [38] proposed a method
M. Ahmed is with the College of Petroleum and Minerals Engineering, for PAPR reduction in multicarrier systems by combining
Tikrit University, Salahuddin, Iraq (e-mail: mohammed.shwash@tu.edu.iq).
S. Boussakta and C. Tsimenidis are with the School of Engineering, Merz selective mapping (SLM) and dummy sequence iteration (DSI)
Court, Newcastle University, Newcastle upon Tyne, NE1 7RU, England, UK. with the Walsh Hadamard transform (WHT). Although this
(e-mails: { said.boussakta, charalampos.tsimenidis}@ncl.ac.uk). approach managed to reduce the PAPR efficiently, the PAPR
A. Al-Dweik is with the Center on Cyber-Physical Systems (C2PS),
Khalifa University, Abu Dhabi, P.O.Box 127788, UAE. (e-mail: reduction is achieved at the expense of high complexity caused
arafat.dweik@ku.ac.ae). He is also with the department of Electrical by the repetitive computations of the IFFTs and WHTs. It
and Computer Engineering, Western University, London, ON, Canada. is worth noting that employing the WHT with SLM or PTS
(e-mail: dweik@fulbrightmail.org).
B. Sharif is with the College of Engineering, Khalifa University, Abu Dhabi, actually doubles their complexity. The authors of [39] suggest
P.O.Box 127788, UAE. (e-mail: bayan.sharif@ku.ac.ae). a new PAPR reduction technique by including a WHT in the
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OFDM system. Although this technique improves the PAPR, presents the analysis and complexity calculation of the inverse
its complexity is relatively high due to the cascaded WHT and T-transform. The T-OFDM system description is introduced in
IFFT. Section III. Sections IV and V describe the proposed T-SLM,
Therefore, the complexity reduction of OFDM-based SLM T-PTS-I and T-PTS-II schemes with complexity calculations.
and PTS has been the focus of many works [11]-[27]. Never- Section VI presents the simulation results, along with their
theless, most of the work that considered the complexity reduc- discussions and Section VII concludes the paper.
tion results in similar or inferior PAPR and BER performance,
and the requirements for SI remain unchanged. Moreover, the II. I NVERSE T- TRANSFORM S TRUCTURE
complexity is reduced by either reducing the number of IFFTs, ^H,
As reported in [40], the size N inverse T-transform, T
or by reducing the complexity of phase optimization process. can be expressed as,
Therefore, reducing the complexity and SI of the SLM and
PTS systems is still of paramount importance. ^H = 1 WF
T ^H (1)
N
N
Consequently, this paper presents an efficient approach to H
design low complexity SLM and PTS schemes. The proposed where W and F ^ are the normalized N N WHT matrix
approach adopts the T-transform instead of the IFFT, which and the IFFT matrix rearranged by column reversed order,
leads to PAPR and complexity reduction, as well as BER ^ H can be simplified as,
respectively. As reported in [2], T N
improvement. The T-transform was developed originally in " #
H 1 2W N A ^N 0
[40] and used in OFDM to improve the BER over multipath T^ = 2 2 (2)
channels, and jointly reduce the PAPR and complexity of
N
N 0 2W N B^N
2 2
the IFFT [2], [3]. Although the T-transform may achieve a H
where A^ and B^ are the submatrices of F
^ . Therefore, (2) can
noticeable PAPR reduction, the obtained reduction is very far
from the PAPR of single carrier systems. Therefore, in the be factorized as,
2N 3
proposed T-SLM scheme, T-transform structure is combined W2 A ^2 0 0 0 0
2
6 0 N ^ 0 0 0 7
with SLM and PTS to improve the PAPR reduction that 6 2 W2 B2 7
6 0 0 N ^ 0 0 7
can be achieved with the T-transform alone. Moreover, such 6 4 W4 B4 7
^H = 1 6
6 .. .. .. .. .. 7
7:
T . . . . .
combination is exploited to achieve substantial complexity N N66
7
7
6 0 0 0 ^N
4W N B 0 7
reduction and BER improvement. It is worth noting that the 6
4
4 4 7
0 0 0 0 2W N B N 5
^
PAPR reduction using SLM can be achieved with the same 2 2
SI. On the other hand, the T-transform can also be utilized (3)
efficiently with PTS in two manners. The first scheme, T-PTS- For N = 32, (3) can be expressed as,
I, achieves a considerable PAPR and complexity reduction
^
with the same SI. We also show that the T-transform has ^ 32 = 1 2W16 A16 0
T
32 0 ^ 16 :
2W16 B
(4)
a unique structure that can be exploited to implement the
PTS efficiently. Thus, the second proposed scheme, T-PTS- In (3), A ^ and B ^ can be further simplified, which gives,
II, may achieve a considerable complexity reduction when 2 3
compared with the conventional PTS and reduces the SI by 4W8 ^ 8 0 0 0
6 4W8 ^ 8 7
two bits. Therefore, instead of sending three bits as SI with ^ 32 = 1 6 0
T
0 0 7
four partitions and binary weight phase rotation, only one bit is 32 4 0 0 ! 8 W8 8 ! 8 W8 8 5
^ ^
required. Interestingly, these advantages are achieved for only 0 0 ! 8 W8 ^ 8 ! 8 W8 ^8
a negligible PAPR reduction degradation. All the proposed (5)
systems have no deleterious effect on the power spectrum where ! i , 2 1 + wi , ! i , 2 1 wi , ^ and ^ are the
of the original OFDM signal. Furthermore, SLM-OFDM and submatrices of A, ^ while ^ and ^ are the submatrices of B. ^
PTS-OFDM systems can be exploited efficiently to provide ^
Thus, T32 can be factorized further as shown in (6), where
full diversity by using the T-transform at the transmitter side. the submatrices of the rearranged IFFT matrix F ^ are denoted
Although the T-transform has several advantages, the trans- ^ ^ ^
by ^ , , , ^ , , ^ , ' ^ and ^ .
formation process spreads the deleterious effects of the deep Ultimately, after calculating the elements of the subma-
fading in frequency-selective channels over all subcarriers, trices in (6), the flowchart of the T-transform for N = 32
which may degrade the system performance severely. To avoid can be represented as shown in Fig. 1, where Xth denotes
this problem, as illustrated in the forthcoming sections, the the frequency-domain samples, xth denotes the time-domain
minimum mean square error (MMSE) equalizer will be used samples, an = (1 wn )=2 and w = ej2 =N . Consequently, an
at the receiver instead of the zero-forcing (ZF) criterion. The N -point T-transform requires only 21 [N log2 N (2N 2)]
MMSE equalizer has the ability to reduce the noise enhance- butterflies.
ment while equalizing the deep fading effects. However, it The structure of each butterfly is shown in Fig. 2, where
requires accurate estimate of the noise variance at the receiver. i1 , i2 , o1 , o2 are first input, second input, first output, and the
Moreover, similar to other WHT based OFDM systems, the second output, respectively, for each butterfly.
proposed system has more stringent channel estimation and
synchronization requirements [41], [42]. Based on the number of butterflies, the total number of
The rest of this paper is organized as follows. Section II complex operations in the T-transform of size N is com-
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2 3
4W4 ^ 4 0 0 0 0 0 0 0
6 0 4W4 ^ 4 0 0 0 0 0 0 7
6 7
6 0 0 ^
2! 8 W4 4 2! 8 W4 ^ 4 0 0 0 0 7
6 7
6
1 6 0 0 2! 8 W4 ^ 4 2! 8 W4 ^ 4 0 0 0 0 7
^ 32 7
T = 6 7 : (6)
32 6 0 0 0 0 ! 8 ! 4 W4 ^ 4 ! 8 ! 4 W4 ^ 4 ! 8 ! 12 W4 '
^ 4 ! 8 ! 12 W4 ^ 4 7
6 7
6 0
6 0 0 0 ! 8 ! 4 W4 ^ 4 !! 4 W4 ^ 4 ! 8 ! 12 W4 ' ^ 4 ! 8 ! 12 W4 ^ 4 7
7
4 0 0 0 0 ! 8 ! 4 W4 ^ 4 ! 8 ! 4 W4 ^ 4 ! 8 ! 12 W4 '
^ 4 ! 8 ! 12 W4 ^ 4 5
0 0 0 0 ! 8 ! 4 W4 ^ 4 ! 8 ! 4 W4 ^ 4 ! 8 ! 12 W4 '
^ 4 ! 8 ! 12 W4 ^ 4
_______________________________________________________________________________________________
X x
RTotal = RA + f RM (9)
N=32
X a x
a where f represents the number of real additions equivalent to a
X x
a
a
real multiplication. Based on the results reported in [27], [43],
X x
a [44], we consider f = 4 in all complexity analysis. Therefore,
X x
X a x
the total computational complexity of the T-transform can be
a
X x
evaluated as
X a x
RTotal = 12[N log2 N (2N 2)]: (10)
X x
X
a
a x Fig. 1 demonstrates the beneficial features of the N -point
X a x T-transform, where log2 (N ) 1 stages are computed hori-
X a x
zontally, compared with log2 (N ) stages in the case of IFFT.
X x
Additionally, log2 (N ) 1 independent sections with two direct
X a w
a paths are computed vertically. The lower summation process
X x
X a x
through the T-transform leads to the PAPR reduction of the
X x
transmitted signal, as will be shown in the proposed T-SLM
and T-PTS-I schemes in the following sections. Furthermore,
Fig. 1. T-transform flowchart, N = 32.
the unique butterfly structure of the log2 (N ) 1 independent
sections in the T-transform will be exploited in the proposed
T-PTS-II scheme to significantly reduce the complexity of the
PTS.
i o i + o
-
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^ is the N N T-transform
where x = [x0 ; x1 ; : : : ; xN 1 ]T , T
H
unitary matrix, and (:) denotes the Hermitian operator. Thus,
(11) can be rewritten as,
^ H WX
x = F
^H X
= F ^ (12)
where X^ = WX is the frequency-domain samples of Walsh-
domain samples X. A time-domain guard band is created by
appending the last Ng samples of x as a preamble for the
samples x0 ,: : :,xN 1 . It should be taken into account that in
order to prevent ISI, the length of the CP should be greater Fig. 3. Block diagram of OFDM-based T-SLM scheme.
than the maximum delay spread of the channel.
At the receiver side, the received time-domain samples after IV. T-SLM-OFDM SYSTEM
removing the CP samples can be expressed as,
As reported in the literature, the conventional SLM scheme
r=h x+z (13) is constructed by creating U branches of the frequency-
T
domain symbols. Each branch is multiplied by an N distinct
where z = [z0 ; z1 ; : : : ; zN 1 ] denotes the additive white (u) (u) (u)
points phase rotation vector s(u) = [s0 ; s1 ; :::; sN 1 ],
Gaussian noise (AWGN) with zero mean and variance 2 = u 2 f0; 1; :::; U 1g. The multiplication process can be
N0 =2, h is a vector that consists of the discrete-time channel expressed as
impulse response samples, and denotes linear convolution v(u) = s(u) d (19)
operation. Therefore, r can be written as
where denotes the element-by-element multiplication
r = Hx + z (14) process. The result of multiplication v(u) at each branch is
where H is a circulant N N matrix that represents the up-sampled by a factor L = 4, and applied to LN -point IFFT
channel matrix. To simplify the analysis, the T-transform is to generate the discrete-time samples and then the PAPR is
subdivided into its original transforms. Thus, the received computed. The branch with the lowest PAPR is selected for
signal in the frequency-domain is written as, transmission. The side information to be transmitted given that
the transmitter and receiver share a common knowledge of the
^ +Z
s = Fr = D X (15) vectors s(u) .
where Z is the FFT of the noise vector z. Because H is The SLM described above can be directly applied to the
circulant, it will be diagonalized by the IFFT and FFT oper- WHT-OFDM system by preceeding the IFFT with the WHT
i.e., H = FHF
ations, P ^ H , H = diag f[H0 , H1 , . . . , HN 1 ]g, in order to reduce the PAPR at the expense of increasing the
Hk = l=0
LD
h(l)e j2 kl=N , where LD represents the maxi- complexity owing to the WHTs, i.e.,
mum normalized delay spread of the channel. (u)
yWHT = Wv(u) . (20)
In order to eliminate the effects of the channel fading, the The remaining operations are identical to those of the conven-
received signal should be equalized either in Walsh-domain tional SLM. Therefore, the T-transform can be applied to the
or in frequency-domain. As it can be noted from (15), this SLM system by replacing the IFFT-WHT processes with the
can be achieved if the matrix H, or an estimated version of it inverse T-transform, as shown in Fig. 3. Therefore,
^ is available. However, in frequency-domain, multiplying
(H) H
(u)
the FFT output by H ^ 1 also affects the noise; consequently yT-transform = T v(u) . (21)
we use the minimum mean square error (MMSE) equalizer to In OFDM, oversampling can be achieved by padding the
minimize the noise enhancement. Therefore, frequency-domain signal with 01 (L 1)N . Similarly, the same
X0 k = k sk = k Hk;k Xk
^ + k Zk (16) approach can be used with WHT-OFDM by padding the WHT
output signal with zeros, however, an alternative method with
where k is the MMSE coefficient at the kth subcarrier, similar effect can be used as well. This method can be achieved
^
H by duplicating the signal v(u) in (19) L times as
k;k
k = 2 (17) (u) (u) (u)
^ k;k
H + 1 r(u) = [v0 ; v1 ; : : : ; vL ] (22)
k
(u) (u) (u)
where k is the signal-to-noise ratio (SNR) of kth subcarrier. where v0 , v1 , : : :, vL have the same values, and L is
As a result, the received equalized signal X00 in Walsh-domain the up-sampling factor. Thus, with oversampling, the samples
can be computed as, of r(u) are used instead of v(u) as the input signals for each
individual inverse T-transform shown in Fig. 3.
X00 = WX0 In SLM, the computational complexity consists of the
=W ^ (18) following main three parts:
| {zHX} +W Z.
a) LN -point IFFT operations.
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4 can be computed as, proposed T-PTS-II scheme is0 U = U 3 and the phase
0
optimization factor, B = DU 1 . Consequently, the required
RPruning-T-PTS-I = RFull-T-PTS-I 6U N L: (56) SI redundant bits will be one when compared with three bits
It is clear that, the proposed T-PTS scheme requires much in the case of conventional PTS scheme with four sub-blocks,
lower computational complexity than conventional PTS and and binary weight phase rotation.
WHT-IFFT-PTS schemes when full-transforms design crite- The computational complexity requirements of the proposed
rion is considered, whereas it requires slightly higher than the T-PTS-II scheme are evaluated based on the T-transform com-
considered systems when pruning-transform design criterion plexity, and the complexity of the partial sequence phase opti-
is considered. mization process. For the case of U = 4, the implementation of
sections, S0 and S1 of Fig. 1, require N4 log2 ( N2 ) ( N2 1)
C. Proposed T-PTS-II scheme butterflies. Therefore, N4 log2 ( N2 ) ( N2 1) complex mul-
In the second proposed scheme, T-PTS-II, the data symbols tiplications and 34 N log2 ( N2 ) ( N2 1) complex additions
d are initially partitioned to U disjoint sub-blocks, and then will be performed. Similarly, the computational complexity
fed to the T-transform. The unique flow chart structure of the of section S2 is N4 log2 (N ) N4 and 34 N log2 (N ) N4
T-transform, shown in Fig. 1, can be exploited to reduce the complex multiplications and additions, respectively. Moreover,
complexity of the PTS significantly, as shown in Fig. 5. The the same complexity is required to feed the fourth sub-block
N -point T-transform has log2 (N ) 1 uncorrelated butterfly d(3) into S2 .
sections and two direct paths. Consequently, up-sampling by On the other hand, using U = 4, the phase optimization and
zero padding the frequency-domain symbols is not suitable for PAPR calculations are required only for S2 output signal with
T-PTS-II scheme. Alternatively, conventional up-sampling in length of N2 . Thus, the phase optimization process requires
the time-domain can be applied. All systems will be affected 0 0 0 0
U (B 1) N2 and (U 1)(B 1) N2 complex multiplications
almost in the same way by omitting the up-sampling process, and additions, respectively. Furthermore, PAPR calculation in
0
hence up-sampling is not considered in this scheme. 0
such a scheme requires B N and B 2N real multiplications and
With the assumptions that N = 16 and U = 4, the data
additions, respectively. Thus, the total number of real additions
symbols d are partitioned into four disjoint subblocks, d(u) ;
of T-PTS-II scheme with four disjoint subblocks is
u = 0, :::, 3, therefore, each partition has N=U (four in our
example) non-zero elements and (U 1)N=U (twelve) zeros. = 18N log2 (N ) (30N 28) + N (62)
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h 0 0
h 0 0
ii
where = 29 B + (B 1) 9U + (U 1) . where " stands for the average number of nearest neighbors
The general formulas to compute the required butterflies signal points, m = log2 M is the number of bits in each
number in T-PTS-II scheme are constellation sample, is the signal-to-noise ratio (SNR)
2 3 Es =N0 , Es is the power per symbol, N0 stands
log2 N 1 log2 U 1 R 1 for the
14 X X U 2
Gaussian noise average power, and Q(x) = p12 x e t =2 dt.
= Qi + i
1 Qi 5 (63)
2 i=0 i=0
2 In a sequel, the performance analysis of any system over any
transmission media essentially depends on the calculation of
where Qi = 2Ni log2 ( 2iN 1 ) 2Ni . Thus, the required real the new values of SNR that appear in (71) and (72) which
additions in the T-PTS-II (counting in T-transform only) can take the effect of transmission media into account.
be expressed as Thus, the general form of the average SNR for the T-SLM,
2 3 T-PTS-I or T-PTS-II received signal, which is shown in (18),
log2 N 1 log2 U 1
X X U can be expressed as
RT = 12 4 Qi + i
1 Qi 5 : (64)
2
i=0 i=0 E j j2
= (73)
On the other hand, the computational complexity of phase E [jX00 j2 ] E [j j2 ]
rotation process can be expressed in general form as where E [ ] denotes the expectation process. Thus, parts of
CM = (B
0
1) (65) (73) can be recalculated using the MMSE criterion. Due to
0
orthogonality of W and F,
CA = (B 1) (66) 0 2
12
N
X 1 H^ k;k
where CM and CA stand for thePcomplex multiplications Es B C
log2 U 1 U N E j j2 = @ 2 A : (74)
and additions, respectively, = 2i , and = N ^ k;k + 1
Plog2 U 1 U N N i=0 k=0 H
k
i=0 ( 2i 2i ). In addition, the PAPR calculation com-
plexity can be computed as Also, the noise variance can be computed as in (75). Upon
0 substituting (74) and (75) into (73), we obtain
RM = 2 B (67)
0 1
PN 1 jH^ k;k j
2
RA = B (68) N ^ k;k j2 + 1
k=0 jH
k
Plog2 U 1 = : (76)
where = N PN jD^ k;k j
2
then
Eventually, the proposed T-PTS-II scheme achieves a signif- PN 1 jH^ k;k j
2
VI. P ERFORMANCE A NALYSIS OF THE P ROPOSED Eventually, the BER performance of T-SLM, T-PTS-I and
T-SLM-OFDM, T-PTS-OFDM-I AND T-PTS-OFDM-II T-PTS-II systems over a multipath fading channel, using
S YSTEMS quadrature phase shift keying (QPSK) and 16 levels quadrature
amplitude modulation (QAM), can be evaluated by substituting
Similar to the conventional SLM and PTS, the proposed
(78) into (71) and (72), respectively.
T-SLM, T-PTS-I and T-PTS-II do not have any negative
effect on the BER performance of T-OFDM system. Basically,
performance analysis is achieved with the assumption that the VII. S IMULATION R ESULTS AND D ISCUSSION
input symbols are uncorrelated with the same variance Es in Without loss of generality, the results presented in this
real and imaginary parts. Also, the noise is assumed to be section are achieved based on assumptions of perfect knowl-
independent white Gaussian noise with variance N0 . edge of the channel response, perfect frequency and time
The probability of error performance of M-PSK and M- synchronization and optimal SI transmission. Also, all the
QAM systems over a white complex Gaussian noise channels considered systems are uncoded.
can be expressed as,
" p A. Computational complexity
P eM-PSK-OFDM = Q 2 sin( =M ) (71)
m As shown in Table I, the proposed T-SLM requires lower
(4 2(2 m=2) ) p computational complexity as compared to the conventional
P eM-QAM-OFDM = Q 3 =(M 1) (72) SLM and WHT-IFFT-SLM with full and pruning butterfly.
m
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0 2
0 2
11
N
X1 ^ k;k
H N
X1 ^ k;k
H
B B 1 CC
EjX00 j2 Ej j2 = Es @ 2 @1 2 AA : (75)
^ k;k 1 N ^ k;k 1
k=0 H + k
k=0 H + k
CCRR CCRR
L=1 L=4 L=1 L=4
N 1 (%) 2 (%) 1 (%) 2 (%) N 1 (%) 2 (%) 1 (%) 2 (%)
64 26.76 37.98 18.08 20.78 64 17.62 21.20 16.37 17.08
128 21.84 33.86 15.10 18.00 128 14.04 17.78 13.59 14.35
256 18.08 30.68 12.71 15.77 256 11.26 15.12 11.34 12.14
1024 12.70 26.14 9.09 12.41 1024 7.25 11.28 7.95 8.82
TABLE II TABLE IV
CCRR FOR THE T-SLM, CONVENTIONAL SLM AND WHT-IFFT-SLM CCRR FOR THE T-PTS-II, CONVENTIONAL PTS AND WHT-IFFT-PTS
SCHEMES BASED ON PRUNING - BUTTERFLY TRANSFORM DESIGN SCHEMES .
CRITERION .
CCRR
CCRR N (%)
1 2 (%)
N 1 (%) 2 (%)
64 93.91 93.96
64 16.86 19.89 128 92.98 93.04
128 13.76 16.97 256 92.10 92.17
256 11.31 14.67 1024 90.45 90.56
1024 9.69 11.28
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Peak number per each range Peak number per each range
T-OFDM OFDM PTS T-PTS-I
Fig. 6. Histogram for peak power of conventional OFDM and T-OFDM Fig. 8. Histogram for peak power of conventional PTS, T-PTS-I and T-PTS-
systems with N=128. (X-axis represents the peaks range in dB and Y-axis II schemes with N=128. (X-axis represents the peaks range in dB and Y-axis
represents the number of peaks in each range in X-axis). represents the number of peaks in each range in X-axis).
0
10
SLM T-SLM T-SLM
700 700
SLM
OFDM
600 600 -1
10 T-OFDM
Peak number per each range
Peak number per each range
500 500
CCDF
-2
400 400 10
100 100 -4
10
5 6 7 8 9 10 11 12
0 0 PAPR (dB)
4 6 8 10 12 4 6 8 10 12 0
Peak Range (dB) Peak Range (dB)
Fig. 9. CCDF for conventional OFDM, SLM-OFDM, and T-SLM-OFDM
Fig. 7. Histogram for peak power of conventional SLM, and T-SLM schemes systems with N = 128, L = 4 and U = 4 and 8.
with N=128. (X-axis represents the peaks range in dB and Y-axis represents
the number of peaks in each range in X-axis).
0
10
OFDM
PTS
OFDM because it has fewer signals with high peaks, i.e. lower T-PTS -I
-1
PAPR. Moreover, the low high peaks, i.e., lower PAPR of T- 10 T-OFDM
SLM, T-PTS-I systems compared to the conventional SLM
and PTS, respectively, with the same value of SI, are clearly
CCDF
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0
10 ( a ) O FD M ( c ) T - P T S- I
T - P T S- II
0 0
PSD(dB/Hz)
PSD(dB/Hz)
U=4 P TS
-1
10 O FD M - 20 - 20
U=8 - 40 - 40
-2
10
N orm a lize d Fr e que nc y N orm a lize d Fr e que nc y
( b) T - SL M ( d) T - P T S- II
-3
10 0 0
PSD(dB/Hz)
PSD(dB/Hz)
- 20 - 20
-4 - 40 - 40
10
4 5 6 7 8 9 10 11 12 - 100 0 100 - 100 0 100
P A P R ( dB) N orm a lize d Fr e que nc y N orm a lize d Fr e que nc y
0
C. BER performance
BER is a typical performance measure for quantifying the
benefits of using the proposed T-SLM, T-PTS-I and T-PTS-
II. To evaluate the BER performance of such systems over
multipath fading channels, the following system parameters
are used. The number of subcarriers N = 1024, the CP length
is 256 samples, the sample time is 88 ns, and the system
bandwidth is 10 MHz. The channel model follows the 6-tap
ITU pedestrian channel B model [46] where the channel taps
are considered fixed within the OFDM symbol period, but may Fig. 14. BER performance of (a) SLM-OFDM, T-SLM-OFDM systems and
change randomly for consecutive OFDM symbols, i.e., quasi- (b) PTS-OFDM, T-PTS-I-OFDM, T-PTS-II-OFDM systems, with QPSK and
SSPA (IBO=5).
static channel.
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VIII. C ONCLUSION
In this work, we proposed three efficient techniques to
reduce the PAPR in OFDM systems, namely, T-SLM, T-
PTS-I and T-PTS-II. The proposed schemes offer significant
computational complexity reduction and PAPR improvement
Fig. 15. BER performance of (a) SLM-OFDM, T-SLM-OFDM systems and over conventional SLM and PTS schemes. Furthermore, the
(b) PTS-OFDM, T-PTS-I-OFDM, T-PTS-II-OFDM systems, with 16-QAM proposed T-PTS-II scheme reduced the number of side infor-
and SSPA (IBO=7).
mation bits required to be transmitted to the receiver. However,
at the expense of small PAPR reduction degradation. More-
over, the use of the T-transform has the effect of spreading each
subcarrier over other subcarriers which introduces frequency
diversity. Thus, the proposed schemes achieved significant
BER improvement over multipath fading channels, even in
the presence of HPA. Simulation results demonstrated that the
proposed systems require lower signal-to-noise ratio (SNR)
compared to the traditional systems. Consequently, a multicar-
rier system utilizing the proposed schemes will benefit from
the low computational complexity, low PAPR, and reduced
SNR requirements over multipath transmission.
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