Ejihpe 10 00028 v2 PDF
Ejihpe 10 00028 v2 PDF
Abstract: The main purpose of this research was to examine the construct validity of the Depression,
Anxiety and Stress Scales (DASS-21) in order to determine whether it is able to adequately discriminate
between symptoms of depression and anxiety in the Hispanic population in Puerto Rico. This study
has an instrumental design. A total of 1073 Hispanics participated in this psychometric study.
The results showed that the DASS-21 has serious psychometric deficiencies, especially related to the
construct validity, as well as convergent and discriminatory validity. In addition, it was shown that
DASS-21 do not replicate the three-dimensional structure of the original instrument in the Hispanic
community. Finally, it was confirmed that the DASS-21 have difficulty in properly identifying and
discriminating between symptoms associated with depression and anxiety in a Hispanic population.
1. Introduction
Mood disorders have the highest prevalence worldwide when compared to all other mental
disorders, followed by anxiety disorders [1–3]. The scientific literature has thoroughly documented
the comorbidity between anxiety and depression disorders in a variety of studies [4–6]. In fact,
between 40% and 70% of people diagnosed with depression have been shown to simultaneously
meet the diagnostic criteria for an anxiety disorder [7]. Similar studies have empirically shown the
significant association between anxiety and depression, which is why it is often difficult to identify,
treat, and distinguish both diagnoses [8].
For this reason, it is essential that at the beginning of any treatment, mental health professionals
evaluate the presence and severity of symptoms associated with depression and anxiety in their
patients [6]. Valid and reliable clinical measurement instruments are required to facilitate the diagnosis
and treatment of people with simultaneous symptoms. This is only possible with instruments that
properly discriminate between symptoms of anxiety and depression. In the case of Puerto Rico,
very few researchers have conducted studies to analyze the psychometric properties of the most
commonly used depression and anxiety measures in clinical scenarios [9–11]. Therefore, we do not
find instrumental studies that evaluate the psychometric properties of the Depression, Anxiety and
Stress Scales (DASS-21) in Puerto Rico, which is an instrument that in recent years has taken on become
much more widely used for Spanish-speaking populations [12–15].
Given this lack of studies and with the certainty that DASS-21 are being used in Puerto Rico [16–18],
several questions arise: Will the DASS-21 have adequate psychometric properties for the Puerto Rican
population? Will they have the ability to adequately discriminate between clinical symptoms associated
with depression and anxiety? To answer these questions, our study will analyze the construct validity
of the Hispanic version of DASS-21 in a Puerto Rican adult sample.
Eur. J. Investig. Health Psychol. Educ. 2020, 10, 375–389; doi:10.3390/ejihpe10010028 www.mdpi.com/journal/ejihpe
Eur. J. Investig. Health Psychol. Educ. 2020, 10 376
the instrument, the DASS-42 (long version of 42 items) was born, which is one of the most widely used
tools in the world to measure affective symptoms.
This instrument comprises three scales: (1) the depression scale, which measures hopelessness,
low self-esteem, and low positive affection; (2) the anxiety scale, which evaluates autonomic arousal,
musculoskeletal symptoms, situational anxiety, and the subjective experience of anxious arousal; and
(3) the stress scale, which measures tension, agitation, and negative affection. The instrument items refer to
the previous week and each item is classified into four Likert responses from 0, which means “nothing” to
3, which means “Most of the time”. A short version of the DASS was later developed, which has now been
recognized as the DASS-21 [34]. This instrument contains seven selected items from each of the scales.
in the Hispanic population in Puerto Rico. To achieve our goal, several construct validity analyses
were performed using advanced statistics. Specifically, this study had three main objectives:
1. Analyze the factorial structure of the DASS-21 by using an exploratory factor analysis to identify
the dimensions behind the 21 items.
2. Perform a confirmatory factor analysis to examine whether the original three-factor model
has a good fit in Puerto Rico Hispanics and analyze whether the factors maintain adequate
independence between them.
3. Analyze the convergent and divergent validity of the three DASS-21 scales using the extracted
mean variance analysis.
2. Methods
2.2. Participants
The process for selecting participants was by non-probabilistic availability. The sample of
this research consisted of 1,073 participants recruited electronically. In Table 1 we present the full
sociodemographic distribution. The age of the participants ranged from 21 to 77 years of age with an
average of 37.68 years and a standard deviation of 11.69.
n %
Sex
Female 818 76.2%
Male 225 23.8%
Academic Preparation
High school or less 66 6.2%
Associate degree/technical 210 19.6%
Bachelor’s degree 462 43.1%
Master’s degree 253 23.6%
Doctoral degree 82 7.6%
Civil Status
Marriage
566 52.7%
Single
187 17.4%
Cohabiting (free union)
320 29.8%
Annual Income
$0–25,000 588 54.8%
$26,000–50,000 320 29.8%
$51,000–75,000 108 10.1%
$76,000–100,000 36 3.4%
$101,000 or more 21 2.0%
Note: N = 1073.
Eur. J. Investig. Health Psychol. Educ. 2020, 10 379
2.3. Measurement
To identify the sociodemographic characteristics of the sample, we developed a general data
questionnaire composed of relevant data such as age, sex, academic preparation, civil status,
and annual income.
An abbreviated version of the Depression, Anxiety and Stress Scales (DASS-21) was used. This scale
was developed by Lovibond and Lovibond [34]. The three-dimensional self-reporting scales assess
the presence and intensity of affective states of depression, anxiety, and stress. Each item is answered
according to the presence and intensity of each symptom in the last week on a 4-point Likert response
scale, the limits of which are the answer nothing and the answer most of the time. Each scale has
seven items and its total score is calculated with the sum of the items belonging to that scale and varies
between 0 and 21 points. A higher score indicates a higher participant symptomatology. Items 1, 6, 8,
11, 12, 14, and 18 belong to the stress scale, items 3, 5, 10, 13, 16, 17, and 21 to the depression scale,
and items 2, 4, 7, 9, 15, 19, and 20 to the anxiety scale.
3. Results
With the remaining 17 items, the second exploratory factor analysis was performed showing
a two-factor structure that explained 59% of the variance of the original data, KMO = 0.961;
χ2 (136) = 11,553.959, p < 0.001. Most of the depression and stress items loaded back into the first
factor and six of the anxiety items loaded on the second factor. Item 8 was removed for loading in a
non-corresponding factor. The remaining 16 items underwent a third exploratory factor analysis that
again showed a two-factor structure that explained 61% of the variance of the original data, KMO = 0.958;
χ2 (120) = 10569.397, p < 0.001. Finally, an exploratory factor analysis was performed where we eliminated
all stress items with the intention of examining whether the anxiety and depression items discriminate
against each other. The results showed a one-dimensional structure that explained 59% of the variance of
the original data, KMO = 0.944; χ2 (136) = 6275.645, p < 0.001. This analysis provides evidence of the lack
of discrimination between depression and anxiety items in Puerto Rico’s Hispanic community. None of the
analyses replicated the factorial distribution of the original instrument version.
Eur. J. Investig. Health Psychol. Educ. 2020, 10 381
Table 3. Regression coefficients (β) on its respective scales, and confidence intervals.
Table 4. Means, standard deviations, alphas, omega coefficient, average variance extracted,
and correlations.
Figure 1. Model 3: One-factor model with depression and anxiety loading on the same factor.
Figure 1. Model 3: One-factor model with depression and anxiety loading on the same factor.
Table 5. Goodness-of-fit test for analyzed models.
Table 5. Goodness-of-fit test for analyzed models.
Model χ2 χ2 sb GL RMSEA RMSEA sb CFI CFI sb TLI TLI sb AIC
Model χ2 χ2sb GL RMSEA RMSEAsb CFI CFIsb TLI TLIsb AIC
M1 2119.229 1392.49 186 0.10 0.08 0.87 0.88 0.86 0.86 46,023.094
M2 M1 2748.703
2119.2291800.22
1392.49189 186 0.11 0.10 0.09 0.08 0.83 0.87 0.840.88 0.810.86 0.820.86 46,646.568
46,023.094
M3 *M2 791.755
2748.703 1800.2276
482.499 189 0.09 0.11 0.07 0.09 0.92 0.93 0.91 0.91
0.83 0.84 0.81 0.82 46,646.568 30,085.567
M4 1323.558 796.913 77 0.12 0.09 0.86 0.84 0.87 0.85 30,615.370
M5 M3 * 2442.991
791.7551602.66
482.499 188 76 0.11 0.09 0.08 0.07 0.85 0.92 0.860.93 0.830.91 0.840.91 46,342.856
30,085.567
M6 M4 2484.373 1631.30
1323.558 796.913 77 188 0.11 0.12 0.09 0.09 0.85 0.86 0.83 0.84
0.86 0.84 0.87 0.85 30,615.370 46,384.237
Note.
M5 * = adequate adjustment; sb
2442.991 1602.66 188 = Satorra–Bentler
0.11adjustments;
0.08χ 2 = Chi-square test; χ2 = Corrected Chi-square
0.85 0.86 sb0.83 0.84 46,342.856
test; GL = degrees of freedom; RMSEA = root mean square error of approximation; RMSEAsb = corrected RMSEA;
M6
CFI = Comparative
2484.373Fit Index; CFIsb = Corrected
1631.30 188 0.11
CFI; TLI = Tucker–Lewis
0.09 sb = Corrected
0.85 TLI0.86
Index; AIC = Akaike
0.83 TLI;0.84 46,384.237
Information Criterion; All statistics χ2 and χ2 sb are significant, p < 0.001.
Note. * = adequate adjustment; sb = Satorra–Bentler adjustments; χ = Chi-square test; χ sb= Corrected
2 2
Chi-square test; GL = degrees of freedom; RMSEA = root mean square error of approximation; RMSEAsb =
4. Discussion
corrected RMSEA; CFI = Comparative Fit Index; CFIsb = Corrected CFI; TLI = Tucker–Lewis Index; TLIsb =
The high prevalence of mood and anxiety disorders in Latin America shows the need for a certain
Corrected TLI; AIC = Akaike Information Criterion; All statistics χ2 and χ2sb are significant, p < 0.001.
number of validated instruments in our cultural context, which allow the detection and treatment of
these
4. symptoms.
Discussion However, the high comorbidity between depression and anxiety makes it difficult
to develop instruments that properly discriminate between symptoms. For this reason, the main
objectiveThe high
of this prevalence
study of mood the
was to examine andconstruct
anxiety disorders
validity ofinthe
Latin America
DASS-21 shows
in order to the need for a
determine
whether it is able to adequately discriminate between symptoms of depression and anxiety in theand
certain number of validated instruments in our cultural context, which allow the detection
treatment
Hispanic of these in
population symptoms. However,
Puerto Rico. the high
The results of comorbidity between depression
this study demonstrated that theand anxietyhas
DASS-21 makes
it difficult
serious to develop
psychometric instruments
deficiencies, that properly
especially discriminate
in matters related between symptoms.
to the construct For this
validity, reason,
as well as the
main objective of this study was to examine the construct validity of the DASS-21 in order to
determine whether it is able to adequately discriminate between symptoms of depression and anxiety
in the Hispanic population in Puerto Rico. The results of this study demonstrated that the DASS-21
Eur. J. Investig. Health Psychol. Educ. 2020, 10 384
convergent and discriminatory validity. These results will help us to offer a recommendation on its
possible use in clinical and research scenarios with Hispanic populations.
However, our study has some limitations. First, the sample gathered was a convenience one, so it
was not random. Second, it was not possible to establish the reliability of the instrument over time,
as it could only be done through its components. However, the advanced techniques that were used in
the study provided empirical strength to our results. Third, the procedure to collect the data was not
standardized, and this may have affected the study means and increased the standard error. As for the
strengths of the study, it is important to note that this study was the first in Puerto Rico to analyze the
psychometric properties of DASS-21 in such a broad and heterogeneous sample. Finally, performing a
confirmatory factor analysis with structural equations added value to our study. In a broader area,
our study strengthens the importance of continuously and repeatedly reviewing the performance
and psychometric properties of measurement instruments. In turn, it discredits the practice of some
researchers in assuming that the psychometric characteristics of scales in social and behavioral sciences
are consistent across time and culture. This implies the need to carefully and deeply analyze the
psychometric properties of a measuring instrument in each population, culture, and/or country used.
Regarding our results, exploratory and confirmatory factorial analyses showed that DASS-21 does
not replicate the three-dimensional structure or factorial distribution found in other research in
international contexts [13,34,66,67]. This confirms that the internal structure of DASS-21 fluctuates
depending on the socio-cultural context where the instrument is administered. Even the results of
other studies with samples of Hispanics advocating for a three-dimensional model are questionable
and inconclusive [12,35]. For example, in the relevant study of Chile, they carried out an exploratory
factor analysis with a solution restricted to three factors, and found that five items presented significant
or relevant loads in two factors and an item with a factorial weight that was below the expected
level [12]. These items had to be removed in the validation process to perform further exploratory
factor analyses only with the remaining items. For their part, in a study of Mexico, researchers
performed an exploratory factorial analysis with varimax rotation that revealed six factors [35].
However, the authors decided to maintain the first three factors to preserve the theoretical consistency
of the instrument. Of the 21 items, only 14 were grouped into three factors. The authors had to perform
a new exploratory factorial analysis with these 14 items to confirm whether the three-dimensional
structure was maintained. For these reasons, we suggest taking the conclusions of these two studies
that preliminary state that the DASS-21 is reliable and valid for measuring anxiety and depression with
caution. In contrast, our findings argue that the original version of DASS-21 may not be applicable
in Hispanic samples and its three-dimensionality is highly questionable, so it cannot be said that the
scales are three distinct measures in Hispanic populations.
On the other hand, we find high correlations between the three instrument scales, both in the
correlation rates between the latent factors and between the direct scores of each scale. This finding is
not surprising given that studies using clinical scales of anxiety and depression often reflect moderately
high or high correlations between the two constructs [14,15,34,68]. This precisely indicates that the
impossibility of adequately discriminating between symptoms associated with depression and anxiety
is the biggest problem when using DASS-21 in Hispanic populations. This is confirmed by our analysis
of discriminatory validity, which showed that the three scales share a substantial amount of variance
with each other, subtracting evidence from the instrument’s construct validity. Also, despite the high
comorbidity between symptoms of anxiety and depression in clinical populations, our findings should
be interpreted as empirical evidence in favor of a one-dimensional structure in DASS-21. In fact,
our analysis of competitive models showed that the only model that was properly adjusted was the
one-dimensional model that collected all items from the anxiety and depression scales.
In theoretical terms, depression and anxiety manifest in a distinct way, but in empirical terms they
are very difficult to distinguish by using of self-reports. Hence there is a need to develop valid and
reliable clinical measurement instruments that facilitate the diagnosis and treatment of people who
have simultaneous symptoms of anxiety and depression. In this case, it appears that the DASS-21 does
Eur. J. Investig. Health Psychol. Educ. 2020, 10 385
not meet the requirements of such a need. So, if the one-dimensional structure was the most appropriate
one to explain the data, what model can construct measures or examine this one-factor dimension?
Some authors have suggested that depression and anxiety scales predominantly measure the common
factor of negative affectivity [35,69]. Negative affectivity, referred to in some studies as psychological
distress [42], reflects dispositional dimensions, where high negative affectivity is characterized by
subjective affliction and displaced feelings, and low negative affectivity is characterized by the absence
of these feelings [69]. In this sense, the use of the one-dimensional version of DASS could be justified
by researchers or clinicians to identify the presence of negative affectivity in individuals. Notably, some
studies in Puerto Rico have used it for this purpose [52,53]. However, it should not be used to
discriminate or differentiate between symptoms of anxiety and depression in Hispanics, at least until
there is greater psychometric evidence supporting this function.
In practical terms, the use of DASS-21 as an evaluation method in clinical scenarios is discouraged.
The lack of construct validity demonstrated in this study highlights the difficulty of DASS-21 identifying
symptomatology associated with different treatable mental disorders in psychotherapy. That is,
the scores obtained in the original version of the instrument would not represent weight indicators
that favor the psychological evaluation process. Regarding the internal consistency of the scales,
our results reflected acceptable values of reliability, all of which were above what the literature
suggested. However, the reliability of the DASS-21 should not be interpreted as evidence of construct
validity. Reliability is about certainty and not truthfulness [58]. In this sense, the reliability rates of
the three scales only allow us to know if the items measure the same phenomenon, which in this case
could be some aspect of negative affectivity and not necessarily depression, stress, or anxiety.
We recommend administering the DASS-21 to another sample of participants to perform the
cross-validation process again and test the factorial invariance of the instrument, as well as to evaluate
the concurrent validity of the instrument using other scales that measure depression, anxiety, and stress.
For example, BDI-II [70], BAI [71], or the Patient Health Questionnaire (PHQ-9) [72] could be used for
the validity process. Likewise, we advise examining the properties of DASS-21 in a clinical population,
as well as in an adolescent population in Puerto Rico. Finally, it would be interesting for future research
to examine whether the Hispanic population of Puerto Rico has a particular psychosocial condition
that explains the results of DASS-21 in Puerto Rico.
5. Conclusions
This study demonstrated that the DASS-21 has serious psychometric deficiencies, especially in
matters related to construct validity, as well as convergent and discriminatory validity. The findings
empirically demonstrated that the DASS-21 does not replicate the three-dimensional structure of the
original instrument in Puerto Rico’s Hispanic community. The results also suggest that the internal
structure of the instrument fluctuates depending on the socio-cultural context where the instrument is
administered. In Hispanics, it seems that the instrument is better suited to a one-dimensional model
that examines negative affectivity. Finally, this research confirmed the difficulty of the DASS-21 in
properly identifying and discriminating between symptoms associated with depression and anxiety in
Hispanic populations. It is recommended not to use DASS-21 with Hispanics in clinical and research
contexts, at least until there is greater psychometric evidence.
Author Contributions: Conceptualization, J.A.G.-R.; methodology, J.A.G.-R.; validation, J.A.G.-R.; formal analysis,
J.A.G.-R; investigation, J.A.G.-R., and O.M.P.-T.; resources, J.A.G.-R., O.M.P.-T. and E.M.P.-T.; data curation,
J.A.G.-R.; writing—original draft preparation, J.A.G.-R. and O.M.P.-T. writing—review and editing, J.A.G.-R.,
O.M.P.-T., and E.M.P.-T. visualization, J.A.G.-R. and O.M.P.-T.; supervision, J.A.G.-R.; project administration,
J.A.G.-R. All authors have read and agreed to the published version of the manuscript.
Funding: This research received no external funding.
Conflicts of Interest: The authors declare no conflict of interest.
Eur. J. Investig. Health Psychol. Educ. 2020, 10 386
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