Roy L. Heller, Discourse Linguistics, and The Tower of Babel (Genesis 11,1-9)
Roy L. Heller, Discourse Linguistics, and The Tower of Babel (Genesis 11,1-9)
Andrew W. Dyck
To cite this article: Andrew W. Dyck (2018) Roy L. Heller, Discourse Linguistics, and the Tower
of Babel (Genesis 11,1-9), Scandinavian Journal of the Old Testament, 32:2, 166-188, DOI:
10.1080/09018328.2018.1470844
Article views: 1
Andrew W. Dyck
McMaster Divinity College
95 Ritchie Ave. Toronto, ON Canada M6R 2K1
dyck.andrew@gmail.com
Introduction
Roy L. Heller’s Narrative Structure and Discourse Constellations has proven
to be a useful tool in the hands of the discourse linguist. His work in dis-
course linguistics has advanced the state of scholarship previously developed
Robert E. Longacre and Alviero Niccacci. With specific interest in Heller’s
work, this paper explores his argument for the form and function of discourse
linguistics and its application to biblical Hebrew (BH). To accomplish this
task, this paper, first, will provide a summarizing presentation of Heller’s
working model of discourse linguistics as seen in Narrative Structure and
Discourse Constellations. Second, I will take Heller’s working model and
apply it to the tower of Babel narrative (Gen 11,1-9). Third, stemming from
the application of Heller’s model, I will enter into a discussion with his dis-
course linguistic theory to critique its value for those interested in discourse
linguistics.
1. Thomas O. Lambdin’s primary and most notable work in this subject is Introduc-
tion to Biblical Hebrew (New York, Scribner, 1971). Heller can be criticized for his
use of an introductory grammar in the construction of his methodology. However, the
citation of Lambdin in Heller’s work should not be considered foundational in the
formulation of his discourse linguistic methodology. Rather, Lambdin is citied in
order to articulate Heller’s history of research. Lambdin made some observations that
Heller found intriguing that led him to invest himself in discourse linguistics. Fur-
thermore, Heller’s citation of this introductory grammar should not be overly criti-
cized considering Lambdin is an authoritative voice in BH scholarship.
2. Robert E. Longacre’s significant work in discourse linguistics referenced by Heller
is Joseph, A Story of Divine Providence, A Text Theoretical and Textlinguistic Analy-
sis of Genesis 37 and 39-48 (Winona Lake, Eisenbrauns, 1989).
3. Heller, Narrative Structure and Discourse Constellations, 2. For further infor-
mation regarding the difference between these two questions refer to the specified
pages.
168 Andrew W. Dyck
4. This information was gained through conversation with Roy L. Heller when dis-
cussing the function of infinitive verbs in BH.
5. Alviero Niccacci, a predecessor to Heller, explained that there are only five verb
forms outside of verbless clauses, qatal, weqatal, yiqtol, weyiqtol, and wayyiqtol. For
additional reading in this area see Alviero, Niccacci, The Syntax of the Verb in Clas-
sical Hebrew Prose, trans. W. G. E. Watson (Sheffield, Sheffield Academic, 1990);
Robert E. Longacre, Joseph, A Story of Divine Providence, A Text Theoretical and
Textlinguistic Analysis of Genesis 37 and 39-48 (Winona Lake, Eisenbrauns, 1989);
Thomas O. Lambdin, Introduction to Biblical Hebrew (New York, Scribner, 1971).
6. Heller, Narrative Structure and Discourse Constellations, 1. Citing Lambdin,
Introduction to Biblical Hebrew, p. 162.
7. Heller, Narrative Structure and Discourse Constellations, 1. For additional read-
ing on the subject see Lambdin, Introduction to Biblical Hebrew, p. 162.
Roy L. Heller, Discourse Linguistics 169
Within the definition of the temporal value of a clause, there are three addi-
tional dimensions, (1) a linguistic attitude, (2) foregrounding and back-
grounding, and (3) a linguistic perspective.16 First, the linguistic attitude re-
flects the narrative and commentary features of a clause.17
Figure 5. Narrative and Commentary Features
English Narrative Commentary
Group 2 Group 1
Hebrew -WAYYIQTOL -volitive forms
-WAW-x-QATAL -simple nominal clause
-indicative x-YIQTOL
-weQATAL
-(x-)QATAL
The second dimension is “foregrounding and backgrounding.” While the
basis of this concept of a discourse linguistic perspective originated from
Niccacci, Heller expands on its significance through an observation of P. J.
Hopper. Heller argues, “The use of discourse linguistic or discourse gram-
matical perspective does not necessarily define a particular method.”18 To
correct the shortcoming of discourse linguistics he adopts P. J. Hopper’s hy-
pothesis,
It is evidently a universal of narrative discourse that in any extended text an
overt distinction is made between the language of the actual storyline and the
language of supportive material which does not itself narrate the main events.
I refer to the former—the parts of the narrative which relate events belonging
to the skeletal structure of the discourse—as FOREGROUND and the latter
as BACKGROUND. … One finds … a tendency for punctual verbs to have
perfective aspect (i.e., to occur in foregrounded sentences) and conversely for
verbs of the durative/stative/iterative types to occur in imperfective, i.e.,
backgrounded clauses. … Strictly speaking, only foregrounded clauses are
actually NARRATED. Backgrounded clauses do not themselves narrate, but
instead they support, amplify, or COMMENT on the narration. … Discourse
grammarians are coming to recognize more and more that in the telling of a
story in any language, one particular tense is favored as the carrier of the
backbone or storyline of the story while other tenses serve to present the
background, supportive, and depictive material in the story.19
It was through the work of Niccacci that “foregrounding and backgrounding”
was developed for application to BH.20 Niccacci significantly influenced
16. Heller, Narrative Structure and Discourse Constellations, pp. 17-24; Niccacci,
The Syntax of the Verb in Classical Hebrew Prose, p. 19.
17. Niccacci, The Syntax of the Verb in Classical Hebrew Prose, p. 20.
18. Heller, Narrative Structure and Discourse Constellations, p. 21.
19. Heller, Narrative Structure and Discourse Constellations, pp. 21-22. Citing
Hopper, “Aspect and Forgrounding in Discourse,” pp. 213-15.
20. Niccacci, The Syntax of the Verb in Classical Hebrew Prose, pp. 17-34. It is
important to note that Niccacci developed “foregrounding and backgrounding” for
172 Andrew W. Dyck
27. Heller, Narrative Structure and Discourse Constellations, p. 22. Citing Longacre,
Joseph, pp. 80-136.
28. Heller, Narrative Structure and Discourse Constellations, p. 22 ft. 78 noted
works of Longacre that were influential on the development of Heller’s methodolo-
gy. See Robert Longacre, “The Discourse Structure of the Floor Narrative,” JAAR
47, (Suppl. B, 1979), pp. 89-133; The Grammar of Discourse (New York, Plenum,
1983); “Who Sold Joseph into Egypt?” in R. L. Harris, S-H. Quek and J. R. Vannoy
(eds.), Interpretation and History, Essays in Honour of Allan A. MacRae (Singapore,
Christian Life, 1986), pp. 75-92; and Jospeh, A Story of Divine Providence, A Text
Theoretical and Textlinguistic Analysis of Genesis 37 and 39-48 (Winona Lake,
Eisenbrauns, 1989).
29. Heller, Narrative Structure and Discourse Constellations, p. 26.
30. Heller makes an additional note that is important to recognize when attempting to
define Interrogative Discourse. He states,
Interrogative Discourse occasionally questions the hearer for a non-verbal re-
sponse. Such is the case with “rhetorical questions” or “leading questions,” which
functionally are much closer to Hortatory Discourse than straightforward Inter-
rogative Discourse. The syntactical form of rhetorical or leading questions are, of
course, patterned after Interrogative Discourse. It is, therefore, into this category
that such questions are classified. See Heller, Narrative Structure and Discourse
Constellations, p. 26 ft. 86.
31. Heller, Narrative Structure and Discourse Constellations, p. 26.
Roy L. Heller, Discourse Linguistics 177
32. Heller notes some additional special features of Narrative Discourse. For further
reading on the subject see Heller, Narrative Structures and Discourse Constellations,
2004, pages 64 and 461.
178 Andrew W. Dyck
This first table (Figure 18) has four columns. The first presents the clause
in the Hebrew according to the Masoretic Tradition (MT). Main clauses are
kept parallel to the column edge. Subordinate clauses are tabulated. The se-
cond column designates a number to the individual clause. There are three
numbers that are used. The “X” in X.C.CCC indicates the chapter number of
the clause according to the MT. Next, the “X” in C.X.CCC indicates the cor-
responding verse number the clause with where the verse is found. Finally,
the three “Xs” in C.C.XXX indicates the clause number that is progressive
with the narrative and can extend across several chapters. The third column is
a parsing of the clause. The final column presents the designated text-type of
the clause. It is important to note that subordinate clauses do not impact the
text-type classification and are, therefore, also tabulated.
Figure 18. Table Showing the Clause Breakdown of Genesis 11,1-933
Hebrew (MT) Clause Verb Class.
Num.
וַיְהִ י כָל־הָ אָ ֶרץ שָ פָה אֶ חָ ת ְּודבָ ִרים11.1.001 WAYYIQTOL NB
אֲ חָ ִדים׃
וַיְהִ י בְ נ ְָסעָם ִמקֶ דֶ ם11.2.002 WAYYIQTOL NB
וַיִ ְמצְ אּו בִ קְ עָה בְ אֶ ֶרץ ִשנְ עָר11.2.003 WAYYIQTOL NB
ַוי ְֵּׁשבּו שָׁ ם׃11.2.004 WAYYIQTOL NB
ל־רעֵהּוֵ ֶֹּאמרּו ִאיש א ְ וַי11.3.005 WAYYIQTOL ND(/NB)
הָׁ בָׁ ה11.3.006 Imperative HD
נִ לְׁ בְׁ נָׁה לְׁ בֵּ נִים11.3.007 YIQTOL HD
וְׁ נ ְִׁש ְׁרפָׁה לִ ְׁש ֵּרפָׁה11.3.008 WeYIQTOL HD
ו ְַתהִ י לָהֶ ם הַ לְ בֵ נָה לְ אָ בֶ ן11.3.009 Participle ED
וְ הַ חֵ מָ ר הָ יָה לָהֶ ם לַחֹּ מֶ ר׃11.3.010 QATAL ED
ֹּאמרּו
ְׁ וַי11.4.011 WAYYIQTOL ND
הָׁ בָׁ ה11.4.012 Imperative HD
ּומגְ דָ לִ נִ בְ נֶה־לָנּו עִ יר11.4.013 YIQTOL HD
וְׁ ר ֹּאשֹּ ו בַ שָׁ מַ יִם 11.4.014 Verbless HD
וְׁ ַנעֲשֶׂ ה־לָׁנּו שֵּ ם11.4.015 WeQATAL HD
פֶן־נָפּוץ עַ ל־פְ נֵי כָל־הָ אָ ֶרץ׃11.4.016 YIQTOL HD
ַוי ֵֶּׂרד יְׁהוָׁה11.5.017 WAYYIQTOL ND
לִ ְראֹּ ת אֶ ת־הָ עִ יר וְ אֶ ת־הַ ִמגְ דָ ל11.5.018 Participle ND
אֲ שֶ ר בָ נּו בְ נֵי הָ אָ דָ ם׃ 11.5.019 QATAL ND
וַי ֹּאמֶׂ ר יְׁהוָׁה11.6.020 WAYYIQTOL ND
הֵ ן עַ ם אֶ חָ ד וְ שָ פָה אַ חַ ת לְ ֻכלָם וְ זֶה11.6.021 Infinitive ND
הַ חִ לָם ַלעֲשֹות
וְ עַ תָ ה ל ֹּא־יִ בָ צֵ ר מֵ הֶ ם כֹּ ל11.6.022 LoYIQTOL PD
אֲ שֶׂ ר ָׁיזְׁמּו 11.6.023 YIQTOL PD
ַלעֲשֹות׃ 11.6.024 Infinitive PD
הָׁ בָׁ ה11.7.025 Imperative HD
33. The following chart has been modified from its original presented by Heller due
to space limitations and for the purpose of increasing its user-friendly nature.
Roy L. Heller, Discourse Linguistics 181
WeYIQTOL ND,
PD,
Total Clauses, ED,
2 ID,
HD, 008, 027 2 100%
Narrative, 001, 002, 003, 004 4 40%
WAYYIQTOL ND, 005, 011, 017, 020, 029, 030 6 60%
PD
Total Clauses, ED,
10 ID,
HD,
Narrative, 0 0
Participle (Ptc) ND, 018 1 50%
PD,
Total Clauses, ED, 009 1 50%
2 ID,
HD,
Narrative, 0 0
Verbless (Vbl) ND, 0 0
PD,
Total Clauses, ED,
0 ID,
HD,
Narrative, 0 0
Incomplete (Inc) ND, 0 0
PD,
Total Clauses, ED,
0 ID,
HD,
Imperative (Impv) Narrative, 0 0
Total Clauses, HD, 006, 012, 025 3 100%
3
Cohortative (Coh) Narrative, 0 0
Total Clauses, HD, 0 0
0
Jussive (Juss) Narrative, 0 0
Total Clauses, HD, 0 0
0
With the second table’s (Figure 19) collation of the data, a written analy-
sis must now take place. This analysis is broken down into two sections and
discusses the data according to the two main categories of discourse, Narra-
tive Discourse and Direct Discourse.
Roy L. Heller, Discourse Linguistics 183
Predictive Discourse
There is one instance of Predictive Discourse in Gen 11,1-9.
022, The proclamation of the Lord to confuse the languages
This instance is governed by a LoYIQTOL, which is not a traditional govern-
ing verb in Predictive Discourse according to Heller’s classification. Howev-
er, the formation and textual elements aid in the indication that clause 022 is
functioning as this text-type.
Expository Discourse
There is one instance of Expository Discourse in this narrative. It describes
the building material used by the people of Babel for the construction of their
tower.
009-010, A list of the building material
The Participle is the governing verb of this constellation while the QATAL in
clause 010 is classified as a secondary form. It is interesting that the author
would use a participle as the governing verb in this discourse as a more
common function of a participle is adverbial or adjectival in BH, not verbal.
If this participle were to be classified as adverbial or adjectival then it would
be joined with the previous clause.
Interrogative Discourse
There are no instances of Interrogative Discourse in this narrative. For this
reason there will be no analysis of this discourse type.
Hortatory Discourse
Gen 11,1-9 has three Hortatory Discourse constellations.
006-008, (Imperative) The first announcement of construction
012-016, (Imperative) The second announcement of construction
025-028, (Imperative) The announcement of Yahweh’s reaction
The governing verb in each of these discourse constellations is the initial
imperative. The pattern that appears in each of these discourse constellations
is an imperative verb given by a character and is then followed by a YIQTOL
verb that directs the events of the story forward. These Hortatory Discourse
constellations each serve as announcements made by the two primary charac-
ters, the people of Babel and Yahweh.
The final table (Figure 20) collates all of the discourse constellations from
the text. This table only presents four of the five text-types employed by Hel-
ler leaving Interrogative Discourse excluded considering it was not used.
There are four columns to this table. The first distinguishes the four discourse
types. The second column categorizes the different kinds of discourse con-
stellations. The third column counts the number of times the specific constel-
Roy L. Heller, Discourse Linguistics 185
lation appears in the chapter. The fourth column is the most significant to the
argument of this methodology. This column counts the total number of times
a constellation appears in the narrative. It is here that an argument can be
made for a specific function of a verbal form as it objectively counts the
number of times it is used by the author. According to Heller’s approach, this
discourse linguistic methodology builds a case for verbal function through an
observation of function throughout the entirety of a narrative and pays atten-
tion to sentence grammar rather than isolated instances.
Figure 20. Table of Discourse Constellations for Genesis 11,1-9
Discourse Verb Types Pres. Total in
Type Ch. Narrative
ND QATAL
QATAL, WAYYIQTOL 1 1
QATAL, (Ptc/Vbl)
QATAL, WAYYIQTOL, (Ptc/Vbl) 1 1
QATAL, WAYYIQTOL, (Ptc/Vbl), YIQTOL
QATAL, YIQTOL (w/ past adverb)
WAYYIQTOL (Ptc./Vbl.)
WAYYIQTOL 2 2
Vbl./Ptc./Inc. (Dream Report)
PD YIQTOL 1 1
YIQTOL, WeQATAL
YIQTOL, WeQATAL, (Ptc/Vbl/Inc)
YIQTOL, (Ptc/Vbl/Inc)
WeQATAL
WeYIQTOL
ED Ptc/Vbl
Ptc/Vbl, Inc
Inc
Ptc/Vbl, QATAL/YIQTOL of היה 1 1
Ptc/Vbl, QATAL/YIQTOL of היה
Front. Obj. + QATAL/YIQTOL
QATAL/YIQTOL of היה
HD Impv/Coh/Juss
Impv/Coh/Juss, WeYIQTOL/YIQTOL 2 2
Impv/Coh/Juss, WeQATAL
Impv/Coh/Juss, WeYIQTOL/YIQTOL,
WeQATAL
Impv/Coh/Juss, QATAL
Impv/Coh/Juss, WeYIQTOL/YIQTOL, 1 1
(We)QATAL
Impv/Coh/Juss, ’al-YIQTOL
Impv/Coh/Juss, WeQATAL, ’al-YIQTOL
’al-YIQTOL
’al-YIQTOL, WeQATAL/YIQTOL
186 Andrew W. Dyck
(WE)YIQTOL-na’,
(WeQATAL/[We]YIQTOL)
QATAL, YIQTOL/WeQATAL
text? For this expansion in question, I offer five sub-categories for the classi-
fication of subordinate clauses to understand its function.34
Figure 21. Sub-Categories of Subordinate Clauses
Sub-Category Definition
(1) Completion The subordinate clause completes the statement of
primary clause
(2) Modifier The subordinate clause modifies or changes the
statement of the primary clause
(3) Reason The subordinate clause provides a motivational idea,
concept or statement to the primary clauses
(4) Purpose The subordinate clause provides the purpose behind
the primary clause.
(5) Adverbial The subordinate clause functions similarly to inter-
rogative discourse and responds to questions of who?
Where? Etc.
This suggestion is limited to an observation of discourse type or function in
subordinate clauses. It does not pay attention to specific verb formation for
function. Such a suggestion would require a great deal of research not made
available in this paper. However, it is clear that subordinate clauses do devi-
ate from standard or expected verb forms within a classified discourse con-
stellation.
Conclusion
This paper set out to explore, explain, expand, and apply to real instances
Roy L. Heller’s discourse linguistic methodology. This was done, first,
through a brief discussion of the historical development of BH discourse
linguistics starting from the work of Thomas O. Lambdin. Second, I present-
ed an argument for the distinguishing features and unique aspects of Heller’s
model. Third, I applied Heller’s discourse linguistic methodology to real
instances. Here, I presented a brief analysis of the tower of Babel narrative
(Gen 11,1-9). Because of this brief example of Heller’s methodology, there
were several discovered weaknesses. In the fourth section, I reflected on the
application of his methodology and presented several areas for improvement.
Bibliography
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Clause Function in Biblical Hebrew Prose.” Catholic Biblical Quarterly
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Heller, Roy L. Narrative Structure and Discourse Constellations, An Analysis of
Clause Function in Biblical Hebrew Prose. Harvard Semitic Studies.
Winona Lake, Eisenbrauns, 2004.