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Updated by: 5942, 6980, 7048, 7527, 7559, 8028, DRAFT STANDARD
8319, 8425 Errata Exist

Network Working Group T. Narten

Request for Comments: 4861 IBM
Obsoletes: 2461 E. Nordmark
Category: Standards Track Sun Microsystems
W. Simpson
Daydreamer
H. Soliman
Elevate Technologies
September 2007

Neighbor Discovery for IP version 6 (IPv6)

Status of This Memo

This document specifies an Internet standards track protocol for the

Internet community, and requests discussion and suggestions for
improvements. Please refer to the current edition of the "Internet
Official Protocol Standards" (STD 1) for the standardization state
and status of this protocol. Distribution of this memo is unlimited.

Abstract

This document specifies the Neighbor Discovery protocol for IP

Version 6. IPv6 nodes on the same link use Neighbor Discovery to
discover each other's presence, to determine each other's link-layer
addresses, to find routers, and to maintain reachability information
about the paths to active neighbors.
Narten, et al. Standards Track [Page 1]

RFC 4861 Neighbor Discovery in IPv6 September 2007

Table of Contents

1. Introduction ....................................................4
2. Terminology .....................................................4
2.1. General ....................................................4
2.2. Link Types .................................................8
2.3. Addresses ..................................................9
2.4. Requirements ..............................................10
3. Protocol Overview ..............................................10
3.1. Comparison with IPv4 ......................................14
3.2. Supported Link Types ......................................16
3.3. Securing Neighbor Discovery Messages ......................18
4. Message Formats ................................................18
4.1. Router Solicitation Message Format ........................18
4.2. Router Advertisement Message Format .......................19
4.3. Neighbor Solicitation Message Format ......................22
4.4. Neighbor Advertisement Message Format .....................23
4.5. Redirect Message Format ...................................26
4.6. Option Formats ............................................28
4.6.1. Source/Target Link-layer Address ...................28
4.6.2. Prefix Information .................................29
4.6.3. Redirected Header ..................................31
4.6.4. MTU ................................................32
5. Conceptual Model of a Host .....................................33
5.1. Conceptual Data Structures ................................33
5.2. Conceptual Sending Algorithm ..............................36
5.3. Garbage Collection and Timeout Requirements ...............37
6. Router and Prefix Discovery ....................................38
6.1. Message Validation ........................................39
6.1.1. Validation of Router Solicitation Messages .........39
6.1.2. Validation of Router Advertisement Messages ........39
6.2. Router Specification ......................................40
6.2.1. Router Configuration Variables .....................40
6.2.2. Becoming an Advertising Interface ..................45
6.2.3. Router Advertisement Message Content ...............45
6.2.4. Sending Unsolicited Router Advertisements ..........47
6.2.5. Ceasing To Be an Advertising Interface .............47
6.2.6. Processing Router Solicitations ....................48
6.2.7. Router Advertisement Consistency ...................50
6.2.8. Link-local Address Change ..........................50
6.3. Host Specification ........................................51
6.3.1. Host Configuration Variables .......................51
6.3.2. Host Variables .....................................51
6.3.3. Interface Initialization ...........................52
6.3.4. Processing Received Router Advertisements ..........53
6.3.5. Timing out Prefixes and Default Routers ............56
6.3.6. Default Router Selection ...........................56
6.3.7. Sending Router Solicitations .......................57
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RFC 4861 Neighbor Discovery in IPv6 September 2007

7. Address Resolution and Neighbor Unreachability Detection .......59

7.1. Message Validation ........................................59
7.1.1. Validation of Neighbor Solicitations ...............59
7.1.2. Validation of Neighbor Advertisements ..............60
7.2. Address Resolution ........................................60
7.2.1. Interface Initialization ...........................61
7.2.2. Sending Neighbor Solicitations .....................61
7.2.3. Receipt of Neighbor Solicitations ..................62
7.2.4. Sending Solicited Neighbor Advertisements ..........63
7.2.5. Receipt of Neighbor Advertisements .................64
7.2.6. Sending Unsolicited Neighbor Advertisements ........66
7.2.7. Anycast Neighbor Advertisements ....................67
7.2.8. Proxy Neighbor Advertisements ......................68
7.3. Neighbor Unreachability Detection .........................68
7.3.1. Reachability Confirmation ..........................69
7.3.2. Neighbor Cache Entry States ........................70
7.3.3. Node Behavior ......................................71
8. Redirect Function ..............................................73
8.1. Validation of Redirect Messages ...........................74
8.2. Router Specification ......................................75
8.3. Host Specification ........................................76
9. Extensibility - Option Processing ..............................76
10. Protocol Constants ............................................78
11. Security Considerations .......................................79
11.1. Threat Analysis ..........................................79
11.2. Securing Neighbor Discovery Messages .....................81
12. Renumbering Considerations ....................................81
13. IANA Considerations ...........................................83
14. References ....................................................84
14.1. Normative References .....................................84
14.2. Informative References ...................................84
Appendix A: Multihomed Hosts ......................................87
Appendix B: Future Extensions .....................................88
Appendix C: State Machine for the Reachability State ..............89
Appendix D: Summary of IsRouter Rules .............................91
Appendix E: Implementation Issues .................................92
Appendix F: Changes from RFC 2461 .................................94
Acknowledgments ...................................................95

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RFC 4861 Neighbor Discovery in IPv6 September 2007

1. Introduction

This specification defines the Neighbor Discovery (ND) protocol for

Internet Protocol Version 6 (IPv6). Nodes (hosts and routers) use
Neighbor Discovery to determine the link-layer addresses for
neighbors known to reside on attached links and to quickly purge
cached values that become invalid. Hosts also use Neighbor Discovery
to find neighboring routers that are willing to forward packets on
their behalf. Finally, nodes use the protocol to actively keep track
of which neighbors are reachable and which are not, and to detect
changed link-layer addresses. When a router or the path to a router
fails, a host actively searches for functioning alternates.

Unless specified otherwise (in a document that covers operating IP

over a particular link type) this document applies to all link types.
However, because ND uses link-layer multicast for some of its
services, it is possible that on some link types (e.g., Non-Broadcast
Multi-Access (NBMA) links), alternative protocols or mechanisms to
implement those services will be specified (in the appropriate
document covering the operation of IP over a particular link type).
The services described in this document that are not directly
dependent on multicast, such as Redirects, Next-hop determination,
Neighbor Unreachability Detection, etc., are expected to be provided
as specified in this document. The details of how one uses ND on
NBMA links are addressed in [IPv6-NBMA]. In addition, [IPv6-3GPP]
and[IPv6-CELL] discuss the use of this protocol over some cellular
links, which are examples of NBMA links.

2. Terminology

2.1. General

IP - Internet Protocol Version 6. The terms IPv4 and IPv6

are used only in contexts where necessary to avoid
ambiguity.

ICMP - Internet Control Message Protocol for the Internet

Protocol Version 6. The terms ICMPv4 and ICMPv6 are
used only in contexts where necessary to avoid
ambiguity.

node - a device that implements IP.

router - a node that forwards IP packets not explicitly

addressed to itself.

host - any node that is not a router.

Narten, et al. Standards Track [Page 4]

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upper layer - a protocol layer immediately above IP. Examples are

transport protocols such as TCP and UDP, control
protocols such as ICMP, routing protocols such as OSPF,
and Internet-layer (or lower-layer) protocols being
"tunneled" over (i.e., encapsulated in) IP such as
Internetwork Packet Exchange (IPX), AppleTalk, or IP
itself.

link - a communication facility or medium over which nodes can

communicate at the link layer, i.e., the layer
immediately below IP. Examples are Ethernets (simple
or bridged), PPP links, X.25, Frame Relay, or ATM
networks as well as Internet-layer (or higher-layer)
"tunnels", such as tunnels over IPv4 or IPv6 itself.

interface - a node's attachment to a link.

neighbors - nodes attached to the same link.

address - an IP-layer identifier for an interface or a set of

interfaces.

anycast address
- an identifier for a set of interfaces (typically
belonging to different nodes). A packet sent to an
anycast address is delivered to one of the interfaces
identified by that address (the "nearest" one,
according to the routing protocol's measure of
distance). See [ADDR-ARCH].

Note that an anycast address is syntactically

indistinguishable from a unicast address. Thus, nodes
sending packets to anycast addresses don't generally
know that an anycast address is being used. Throughout
the rest of this document, references to unicast
addresses also apply to anycast addresses in those
cases where the node is unaware that a unicast address
is actually an anycast address.

prefix - a bit string that consists of some number of initial

bits of an address.

link-layer address
- a link-layer identifier for an interface. Examples
include IEEE 802 addresses for Ethernet links.

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RFC 4861 Neighbor Discovery in IPv6 September 2007

on-link - an address that is assigned to an interface on a

specified link. A node considers an address to be on-
link if:

- it is covered by one of the link's prefixes (e.g.,

as indicated by the on-link flag in the Prefix
Information option), or

- a neighboring router specifies the address as the

target of a Redirect message, or

- a Neighbor Advertisement message is received for

the (target) address, or

- any Neighbor Discovery message is received from

the address.

off-link - the opposite of "on-link"; an address that is not

assigned to any interfaces on the specified link.

longest prefix match

- the process of determining which prefix (if any) in a
set of prefixes covers a target address. A target
address is covered by a prefix if all of the bits in
the prefix match the left-most bits of the target
address. When multiple prefixes cover an address, the
longest prefix is the one that matches.

reachability
- whether or not the one-way "forward" path to a neighbor
is functioning properly. In particular, whether
packets sent to a neighbor are reaching the IP layer on
the neighboring machine and are being processed
properly by the receiving IP layer. For neighboring
routers, reachability means that packets sent by a
node's IP layer are delivered to the router's IP layer,
and the router is indeed forwarding packets (i.e., it
is configured as a router, not a host). For hosts,
reachability means that packets sent by a node's IP
layer are delivered to the neighbor host's IP layer.

packet - an IP header plus payload.

link MTU - the maximum transmission unit, i.e., maximum packet

size in octets, that can be conveyed in one
transmission unit over a link.

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 target - an address about which address resolution information
is sought, or an address that is the new first hop when
being redirected.

proxy - a node that responds to Neighbor Discovery query

messages on behalf of another node. A router acting on
behalf of a mobile node that has moved off-link could
potentially act as a proxy for the mobile node.

ICMP destination unreachable indication

- an error indication returned to the original sender of
a packet that cannot be delivered for the reasons
outlined in [ICMPv6]. If the error occurs on a node
other than the node originating the packet, an ICMP
error message is generated. If the error occurs on the
originating node, an implementation is not required to
actually create and send an ICMP error packet to the
source, as long as the upper-layer sender is notified
through an appropriate mechanism (e.g., return value
from a procedure call). Note, however, that an
implementation may find it convenient in some cases to
return errors to the sender by taking the offending
packet, generating an ICMP error message, and then
delivering it (locally) through the generic error-
handling routines.

random delay
- when sending out messages, it is sometimes necessary to
delay a transmission for a random amount of time in
order to prevent multiple nodes from transmitting at
exactly the same time, or to prevent long-range
periodic transmissions from synchronizing with each
other [SYNC]. When a random component is required, a
node calculates the actual delay in such a way that the
computed delay forms a uniformly distributed random
value that falls between the specified minimum and
maximum delay times. The implementor must take care to
ensure that the granularity of the calculated random
component and the resolution of the timer used are both
high enough to ensure that the probability of multiple
nodes delaying the same amount of time is small.

random delay seed

- if a pseudo-random number generator is used in
calculating a random delay component, the generator
should be initialized with a unique seed prior to being
used. Note that it is not sufficient to use the
interface identifier alone as the seed, since interface

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identifiers will not always be unique. To reduce the

probability that duplicate interface identifiers cause
 the same seed to be used, the seed should be calculated
from a variety of input sources (e.g., machine
components) that are likely to be different even on
identical "boxes". For example, the seed could be
formed by combining the CPU's serial number with an
interface identifier. Additional information on
randomness and random number generation can be found in
[RAND].

2.2. Link Types

Different link layers have different properties. The ones of concern

to Neighbor Discovery are:

multicast capable
- a link that supports a native mechanism at the link
layer for sending packets to all (i.e., broadcast)
or a subset of all neighbors.

point-to-point - a link that connects exactly two interfaces. A

point-to-point link is assumed to have multicast
capability and a link-local address.

non-broadcast multi-access (NBMA)

- a link to which more than two interfaces can attach,
but that does not support a native form of multicast
or broadcast (e.g., X.25, ATM, frame relay, etc.).
Note that all link types (including NBMA) are
expected to provide multicast service for
applications that need it (e.g., using multicast
servers). However, it is an issue for further study
whether ND should use such facilities or an
alternate mechanism that provides the equivalent
multicast capability for ND.

shared media - a link that allows direct communication among a

number of nodes, but attached nodes are configured
in such a way that they do not have complete prefix
information for all on-link destinations. That is,
at the IP level, nodes on the same link may not know
that they are neighbors; by default, they
communicate through a router. Examples are large
(switched) public data networks such as Switched
Multimegabit Data Service (SMDS) and Broadband
Integrated Services Digital Network (B-ISDN). Also
known as "large clouds". See [SH-MEDIA].

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variable MTU - a link that does not have a well-defined MTU (e.g.,
IEEE 802.5 token rings). Many links (e.g.,
 Ethernet) have a standard MTU defined by the link-
layer protocol or by the specific document
describing how to run IP over the link layer.

asymmetric reachability
- a link where non-reflexive and/or non-transitive
reachability is part of normal operation. (Non-
reflexive reachability means packets from A reach B,
but packets from B don't reach A. Non-transitive
reachability means packets from A reach B, and
packets from B reach C, but packets from A don't
reach C.) Many radio links exhibit these
properties.

2.3. Addresses

Neighbor Discovery makes use of a number of different addresses

defined in [ADDR-ARCH], including:

all-nodes multicast address

- the link-local scope address to reach all nodes,
FF02::1.

all-routers multicast address

- the link-local scope address to reach all routers,
FF02::2.

solicited-node multicast address

- a link-local scope multicast address that is computed
as a function of the solicited target's address. The
function is described in [ADDR-ARCH]. The function is
chosen so that IP addresses that differ only in the
most significant bits, e.g., due to multiple prefixes
associated with different providers, will map to the
same solicited-node address thereby reducing the number
of multicast addresses a node must join at the link
layer.

link-local address
- a unicast address having link-only scope that can be
used to reach neighbors. All interfaces on routers
MUST have a link-local address. Also, [ADDRCONF]
requires that interfaces on hosts have a link-local
address.

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unspecified address
- a reserved address value that indicates the lack of an
 address (e.g., the address is unknown). It is never
used as a destination address, but may be used as a
source address if the sender does not (yet) know its
own address (e.g., while verifying an address is unused
during stateless address autoconfiguration [ADDRCONF]).
The unspecified address has a value of 0:0:0:0:0:0:0:0.

Note that this specification does not strictly comply with the
consistency requirements in [ADDR-SEL] for the scopes of source and
destination addresses. It is possible in some cases for hosts to use
a source address of a larger scope than the destination address in
the IPv6 header.

2.4. Requirements

The keywords MUST, MUST NOT, REQUIRED, SHALL, SHALL NOT, SHOULD,
SHOULD NOT, RECOMMENDED, MAY, and OPTIONAL, when they appear in this
document, are to be interpreted as described in [KEYWORDS].

This document also makes use of internal conceptual variables to

describe protocol behavior and external variables that an
implementation must allow system administrators to change. The
specific variable names, how their values change, and how their
settings influence protocol behavior are provided to demonstrate
protocol behavior. An implementation is not required to have them in
the exact form described here, so long as its external behavior is
consistent with that described in this document.

3. Protocol Overview

This protocol solves a set of problems related to the interaction

between nodes attached to the same link. It defines mechanisms for
solving each of the following problems:

Router Discovery: How hosts locate routers that reside on an

attached link.

Prefix Discovery: How hosts discover the set of address prefixes

that define which destinations are on-link for an
attached link. (Nodes use prefixes to distinguish
destinations that reside on-link from those only
reachable through a router.)

Parameter Discovery: How a node learns link parameters (such as the

link MTU) or Internet parameters (such as the hop limit
value) to place in outgoing packets.

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 Address Autoconfiguration: Introduces the mechanisms needed in
order to allow nodes to configure an address for an
interface in a stateless manner. Stateless address
autoconfiguration is specified in [ADDRCONF].

Address resolution: How nodes determine the link-layer address of

an on-link destination (e.g., a neighbor) given only the
destination's IP address.

Next-hop determination: The algorithm for mapping an IP destination

address into the IP address of the neighbor to which
traffic for the destination should be sent. The next-
hop can be a router or the destination itself.

Neighbor Unreachability Detection: How nodes determine that a

neighbor is no longer reachable. For neighbors used as
routers, alternate default routers can be tried. For
both routers and hosts, address resolution can be
performed again.

Duplicate Address Detection: How a node determines whether or not

an address it wishes to use is already in use by another
node.

Redirect: How a router informs a host of a better first-hop node

to reach a particular destination.

Neighbor Discovery defines five different ICMP packet types: A pair

of Router Solicitation and Router Advertisement messages, a pair of
Neighbor Solicitation and Neighbor Advertisements messages, and a
Redirect message. The messages serve the following purpose:

Router Solicitation: When an interface becomes enabled, hosts may

send out Router Solicitations that request routers to
generate Router Advertisements immediately rather than
at their next scheduled time.

Router Advertisement: Routers advertise their presence together

with various link and Internet parameters either
periodically, or in response to a Router Solicitation
message. Router Advertisements contain prefixes that
are used for determining whether another address shares
the same link (on-link determination) and/or address
configuration, a suggested hop limit value, etc.

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RFC 4861 Neighbor Discovery in IPv6 September 2007

Neighbor Solicitation: Sent by a node to determine the link-layer

address of a neighbor, or to verify that a neighbor is
still reachable via a cached link-layer address.
 Neighbor Solicitations are also used for Duplicate
Address Detection.

Neighbor Advertisement: A response to a Neighbor Solicitation

message. A node may also send unsolicited Neighbor
Advertisements to announce a link-layer address change.

Redirect: Used by routers to inform hosts of a better first hop

for a destination.

On multicast-capable links, each router periodically multicasts a

Router Advertisement packet announcing its availability. A host
receives Router Advertisements from all routers, building a list of
default routers. Routers generate Router Advertisements frequently
enough that hosts will learn of their presence within a few minutes,
but not frequently enough to rely on an absence of advertisements to
detect router failure; a separate Neighbor Unreachability Detection
algorithm provides failure detection.

Router Advertisements contain a list of prefixes used for on-link

determination and/or autonomous address configuration; flags
associated with the prefixes specify the intended uses of a
particular prefix. Hosts use the advertised on-link prefixes to
build and maintain a list that is used in deciding when a packet's
destination is on-link or beyond a router. Note that a destination
can be on-link even though it is not covered by any advertised on-
link prefix. In such cases, a router can send a Redirect informing
the sender that the destination is a neighbor.

Router Advertisements (and per-prefix flags) allow routers to inform

hosts how to perform Address Autoconfiguration. For example, routers
can specify whether hosts should use DHCPv6 and/or autonomous
(stateless) address configuration.

Router Advertisement messages also contain Internet parameters such

as the hop limit that hosts should use in outgoing packets and,
optionally, link parameters such as the link MTU. This facilitates
centralized administration of critical parameters that can be set on
routers and automatically propagated to all attached hosts.

Nodes accomplish address resolution by multicasting a Neighbor

Solicitation that asks the target node to return its link-layer
address. Neighbor Solicitation messages are multicast to the
solicited-node multicast address of the target address. The target
returns its link-layer address in a unicast Neighbor Advertisement

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message. A single request-response pair of packets is sufficient for

both the initiator and the target to resolve each other's link-layer
addresses; the initiator includes its link-layer address in the
Neighbor Solicitation.

Neighbor Solicitation messages can also be used to determine if more

than one node has been assigned the same unicast address. The use of
 Neighbor Solicitation messages for Duplicate Address Detection is
specified in [ADDRCONF].

Neighbor Unreachability Detection detects the failure of a neighbor

or the failure of the forward path to the neighbor. Doing so
requires positive confirmation that packets sent to a neighbor are
actually reaching that neighbor and being processed properly by its
IP layer. Neighbor Unreachability Detection uses confirmation from
two sources. When possible, upper-layer protocols provide a positive
confirmation that a connection is making "forward progress", that is,
previously sent data is known to have been delivered correctly (e.g.,
new acknowledgments were received recently). When positive
confirmation is not forthcoming through such "hints", a node sends
unicast Neighbor Solicitation messages that solicit Neighbor
Advertisements as reachability confirmation from the next hop. To
reduce unnecessary network traffic, probe messages are only sent to
neighbors to which the node is actively sending packets.

In addition to addressing the above general problems, Neighbor

Discovery also handles the following situations:

Link-layer address change - A node that knows its link-layer

address has changed can multicast a few (unsolicited)
Neighbor Advertisement packets to all nodes to quickly update
cached link-layer addresses that have become invalid. Note
that the sending of unsolicited advertisements is a
performance enhancement only (e.g., unreliable). The
Neighbor Unreachability Detection algorithm ensures that all
nodes will reliably discover the new address, though the
delay may be somewhat longer.

Inbound load balancing - Nodes with replicated interfaces may want

to load balance the reception of incoming packets across
multiple network interfaces on the same link. Such nodes
have multiple link-layer addresses assigned to the same
interface. For example, a single network driver could
represent multiple network interface cards as a single
logical interface having multiple link-layer addresses.

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RFC 4861 Neighbor Discovery in IPv6 September 2007

Neighbor Discovery allows a router to perform load balancing

for traffic addressed to itself by allowing routers to omit
the source link-layer address from Router Advertisement
packets, thereby forcing neighbors to use Neighbor
Solicitation messages to learn link-layer addresses of
routers. Returned Neighbor Advertisement messages can then
contain link-layer addresses that differ depending on, e.g.,
who issued the solicitation. This specification does not
define a mechanism that allows hosts to Load-balance incoming
packets. See [LD-SHRE].
 Anycast addresses - Anycast addresses identify one of a set of
nodes providing an equivalent service, and multiple nodes on
the same link may be configured to recognize the same anycast
address. Neighbor Discovery handles anycasts by having nodes
expect to receive multiple Neighbor Advertisements for the
same target. All advertisements for anycast addresses are
tagged as being non-Override advertisements. A non-Override
advertisement is one that does not update or replace the
information sent by another advertisement. These
advertisements are discussed later in the context of Neighbor
advertisement messages. This invokes specific rules to
determine which of potentially multiple advertisements should
be used.

Proxy advertisements - A node willing to accept packets on behalf

of a target address that is unable to respond to Neighbor
Solicitations can issue non-Override Neighbor Advertisements.
Proxy advertisements are used by Mobile IPv6 Home Agents to
defend mobile nodes' addresses when they move off-link.
However, it is not intended as a general mechanism to handle
nodes that, e.g., do not implement this protocol.

3.1. Comparison with IPv4

The IPv6 Neighbor Discovery protocol corresponds to a combination of

the IPv4 protocols Address Resolution Protocol [ARP], ICMP Router
Discovery [RDISC], and ICMP Redirect [ICMPv4]. In IPv4 there is no
generally agreed upon protocol or mechanism for Neighbor
Unreachability Detection, although the Hosts Requirements document
[HR-CL] does specify some possible algorithms for Dead Gateway
Detection (a subset of the problems Neighbor Unreachability Detection
tackles).

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RFC 4861 Neighbor Discovery in IPv6 September 2007

The Neighbor Discovery protocol provides a multitude of improvements

over the IPv4 set of protocols:

Router Discovery is part of the base protocol set; there is no

need for hosts to "snoop" the routing protocols.

Router Advertisements carry link-layer addresses; no additional

packet exchange is needed to resolve the router's link-layer
address.

Router Advertisements carry prefixes for a link; there is no need

 to have a separate mechanism to configure the "netmask".

Router Advertisements enable Address Autoconfiguration.

Routers can advertise an MTU for hosts to use on the link,

ensuring that all nodes use the same MTU value on links lacking a
well-defined MTU.

Address resolution multicasts are "spread" over 16 million (2^24)

multicast addresses, greatly reducing address-resolution-related
interrupts on nodes other than the target. Moreover, non-IPv6
machines should not be interrupted at all.

Redirects contain the link-layer address of the new first hop;

separate address resolution is not needed upon receiving a
redirect.

Multiple prefixes can be associated with the same link. By

default, hosts learn all on-link prefixes from Router
Advertisements. However, routers may be configured to omit some
or all prefixes from Router Advertisements. In such cases hosts
assume that destinations are off-link and send traffic to routers.
A router can then issue redirects as appropriate.

Unlike IPv4, the recipient of an IPv6 redirect assumes that the

new next-hop is on-link. In IPv4, a host ignores redirects
specifying a next-hop that is not on-link according to the link's
network mask. The IPv6 redirect mechanism is analogous to the
XRedirect facility specified in [SH-MEDIA]. It is expected to be
useful on non-broadcast and shared media links in which it is
undesirable or not possible for nodes to know all prefixes for
on-link destinations.

Neighbor Unreachability Detection is part of the base, which

significantly improves the robustness of packet delivery in the
presence of failing routers, partially failing or partitioned
links, or nodes that change their link-layer addresses. For

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RFC 4861 Neighbor Discovery in IPv6 September 2007

instance, mobile nodes can move off-link without losing any

connectivity due to stale ARP caches.

Unlike ARP, Neighbor Discovery detects half-link failures (using

Neighbor Unreachability Detection) and avoids sending traffic to
neighbors with which two-way connectivity is absent.

Unlike in IPv4 Router Discovery, the Router Advertisement messages

do not contain a preference field. The preference field is not
needed to handle routers of different "stability"; the Neighbor
Unreachability Detection will detect dead routers and switch to a
working one.

The use of link-local addresses to uniquely identify routers (for

Router Advertisement and Redirect messages) makes it possible for
 hosts to maintain the router associations in the event of the site
renumbering to use new global prefixes.

By setting the Hop Limit to 255, Neighbor Discovery is immune to

off-link senders that accidentally or intentionally send ND
messages. In IPv4, off-link senders can send both ICMP Redirects
and Router Advertisement messages.

Placing address resolution at the ICMP layer makes the protocol

more media-independent than ARP and makes it possible to use
generic IP-layer authentication and security mechanisms as
appropriate.

3.2. Supported Link Types

Neighbor Discovery supports links with different properties. In the

presence of certain properties, only a subset of the ND protocol
mechanisms are fully specified in this document:

point-to-point - Neighbor Discovery handles such links just like

multicast links. (Multicast can be trivially
provided on point-to-point links, and interfaces
can be assigned link-local addresses.)

multicast - Neighbor Discovery operates over multicast capable

links as described in this document.

non-broadcast multiple access (NBMA)

- Redirect, Neighbor Unreachability Detection and
next-hop determination should be implemented as
described in this document. Address resolution,
and the mechanism for delivering Router
Solicitations and Advertisements on NBMA links are

Narten, et al. Standards Track [Page 16]

RFC 4861 Neighbor Discovery in IPv6 September 2007

not specified in this document. Note that if

hosts support manual configuration of a list of
default routers, hosts can dynamically acquire the
link-layer addresses for their neighbors from
Redirect messages.

shared media - The Redirect message is modeled after the

XRedirect message in [SH-MEDIA] in order to
simplify use of the protocol on shared media
links.

This specification does not address shared media

issues that only relate to routers, such as:

- How routers exchange reachability information

 on a shared media link.

- How a router determines the link-layer address

of a host, which it needs to send redirect
messages to the host.

- How a router determines that it is the first-

hop router for a received packet.

The protocol is extensible (through the definition

of new options) so that other solutions might be
possible in the future.

variable MTU - Neighbor Discovery allows routers to specify an

MTU for the link, which all nodes then use. All
nodes on a link must use the same MTU (or Maximum
Receive Unit) in order for multicast to work
properly. Otherwise, when multicasting, a sender,
which can not know which nodes will receive the
packet, could not determine a minimum packet size
that all receivers can process (or Maximum Receive
Unit).

asymmetric reachability
- Neighbor Discovery detects the absence of
symmetric reachability; a node avoids paths to a
neighbor with which it does not have symmetric
connectivity.

The Neighbor Unreachability Detection will

typically identify such half-links and the node
will refrain from using them.

Narten, et al. Standards Track [Page 17]

RFC 4861 Neighbor Discovery in IPv6 September 2007

The protocol can presumably be extended in the

future to find viable paths in environments that
lack reflexive and transitive connectivity.

3.3. Securing Neighbor Discovery Messages

Neighbor Discovery messages are needed for various functions.

Several functions are designed to allow hosts to ascertain the
ownership of an address or the mapping between link-layer and IP-
layer addresses. Vulnerabilities related to Neighbor Discovery are
discussed in Section 11.1. A general solution for securing Neighbor
Discovery is outside the scope of this specification and is discussed
in [SEND]. However, Section 11.2 explains how and under which
constraints IPsec Authentication Header (AH) or Encapsulating
Security Payload (ESP) can be used to secure Neighbor Discovery.
4. Message Formats

This section introduces message formats for all messages used in this
specification.

4.1. Router Solicitation Message Format

Hosts send Router Solicitations in order to prompt routers to

generate Router Advertisements quickly.

0 1 2 3
0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
| Type | Code | Checksum |
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
| Reserved |
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
| Options ...
+-+-+-+-+-+-+-+-+-+-+-+-

IP Fields:

Source Address
An IP address assigned to the sending interface, or
the unspecified address if no address is assigned
to the sending interface.

Destination Address
Typically the all-routers multicast address.

Hop Limit 255

Narten, et al. Standards Track [Page 18]

RFC 4861 Neighbor Discovery in IPv6 September 2007

ICMP Fields:

Type 133

Code 0

Checksum The ICMP checksum. See [ICMPv6].

Reserved This field is unused. It MUST be initialized to

zero by the sender and MUST be ignored by the
receiver.
Valid Options:
 Source link-layer address The link-layer address of the sender, if
known. MUST NOT be included if the Source Address
is the unspecified address. Otherwise, it SHOULD
be included on link layers that have addresses.

Future versions of this protocol may define new option types.

Receivers MUST silently ignore any options they do not recognize
and continue processing the message.

4.2. Router Advertisement Message Format

Routers send out Router Advertisement messages periodically, or in

response to Router Solicitations.

0 1 2 3
0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
| Type | Code | Checksum |
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
| Cur Hop Limit |M|O| Reserved | Router Lifetime |
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
| Reachable Time |
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
| Retrans Timer |
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
| Options ...
+-+-+-+-+-+-+-+-+-+-+-+-

IP Fields:

Source Address
MUST be the link-local address assigned to the
interface from which this message is sent.

Narten, et al. Standards Track [Page 19]

RFC 4861 Neighbor Discovery in IPv6 September 2007

Destination Address
Typically the Source Address of an invoking Router
Solicitation or the all-nodes multicast address.

Hop Limit 255

ICMP Fields:

Type 134

Code 0
 Checksum The ICMP checksum. See [ICMPv6].

Cur Hop Limit 8-bit unsigned integer. The default value that
should be placed in the Hop Count field of the IP
header for outgoing IP packets. A value of zero
means unspecified (by this router).

M 1-bit "Managed address configuration" flag. When

set, it indicates that addresses are available via
Dynamic Host Configuration Protocol [DHCPv6].

If the M flag is set, the O flag is redundant and

can be ignored because DHCPv6 will return all
available configuration information.

O 1-bit "Other configuration" flag. When set, it

indicates that other configuration information is
available via DHCPv6. Examples of such information
are DNS-related information or information on other
servers within the network.

Note: If neither M nor O flags are set, this indicates that no

information is available via DHCPv6.

Reserved A 6-bit unused field. It MUST be initialized to

zero by the sender and MUST be ignored by the
receiver.

Router Lifetime
16-bit unsigned integer. The lifetime associated
with the default router in units of seconds. The
field can contain values up to 65535 and receivers
should handle any value, while the sending rules in
Section 6 limit the lifetime to 9000 seconds. A
Lifetime of 0 indicates that the router is not a
default router and SHOULD NOT appear on the default

Narten, et al. Standards Track [Page 20]

RFC 4861 Neighbor Discovery in IPv6 September 2007

router list. The Router Lifetime applies only to

the router's usefulness as a default router; it
does not apply to information contained in other
message fields or options. Options that need time
limits for their information include their own
lifetime fields.

Reachable Time 32-bit unsigned integer. The time, in

milliseconds, that a node assumes a neighbor is
reachable after having received a reachability
confirmation. Used by the Neighbor Unreachability
Detection algorithm (see Section 7.3). A value of
zero means unspecified (by this router).

Retrans Timer 32-bit unsigned integer. The time, in

milliseconds, between retransmitted Neighbor
 Solicitation messages. Used by address resolution
and the Neighbor Unreachability Detection algorithm
(see Sections 7.2 and 7.3). A value of zero means
unspecified (by this router).

Possible options:

Source link-layer address

The link-layer address of the interface from which
the Router Advertisement is sent. Only used on
link layers that have addresses. A router MAY omit
this option in order to enable inbound load sharing
across multiple link-layer addresses.

MTU SHOULD be sent on links that have a variable MTU

(as specified in the document that describes how to
run IP over the particular link type). MAY be sent
on other links.

Prefix Information
These options specify the prefixes that are on-link
and/or are used for stateless address
autoconfiguration. A router SHOULD include all its
on-link prefixes (except the link-local prefix) so
that multihomed hosts have complete prefix
information about on-link destinations for the
links to which they attach. If complete
information is lacking, a host with multiple
interfaces may not be able to choose the correct
outgoing interface when sending traffic to its
neighbors.

Narten, et al. Standards Track [Page 21]

RFC 4861 Neighbor Discovery in IPv6 September 2007

Future versions of this protocol may define new option types.

Receivers MUST silently ignore any options they do not recognize
and continue processing the message.

4.3. Neighbor Solicitation Message Format

Nodes send Neighbor Solicitations to request the link-layer address

of a target node while also providing their own link-layer address to
the target. Neighbor Solicitations are multicast when the node needs
to resolve an address and unicast when the node seeks to verify the
reachability of a neighbor.

0 1 2 3
0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
| Type | Code | Checksum |
 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
| Reserved |
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
| |
+ +
| |
+ Target Address +
| |
+ +
| |
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
| Options ...
+-+-+-+-+-+-+-+-+-+-+-+-

IP Fields:

Source Address
Either an address assigned to the interface from
which this message is sent or (if Duplicate Address
Detection is in progress [ADDRCONF]) the
unspecified address.
Destination Address
Either the solicited-node multicast address
corresponding to the target address, or the target
address.
Hop Limit 255

ICMP Fields:

Type 135

Code 0

Narten, et al. Standards Track [Page 22]

RFC 4861 Neighbor Discovery in IPv6 September 2007

Checksum The ICMP checksum. See [ICMPv6].

Reserved This field is unused. It MUST be initialized to

zero by the sender and MUST be ignored by the
receiver.

Target Address The IP address of the target of the solicitation.

It MUST NOT be a multicast address.

Possible options:

Source link-layer address

The link-layer address for the sender. MUST NOT be
included when the source IP address is the
unspecified address. Otherwise, on link layers
that have addresses this option MUST be included in
multicast solicitations and SHOULD be included in
unicast solicitations.

Future versions of this protocol may define new option types.

 Receivers MUST silently ignore any options they do not recognize
and continue processing the message.

4.4. Neighbor Advertisement Message Format

A node sends Neighbor Advertisements in response to Neighbor

Solicitations and sends unsolicited Neighbor Advertisements in order
to (unreliably) propagate new information quickly.

0 1 2 3
0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
| Type | Code | Checksum |
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
|R|S|O| Reserved |
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
| |
+ +
| |
+ Target Address +
| |
+ +
| |
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
| Options ...
+-+-+-+-+-+-+-+-+-+-+-+-

Narten, et al. Standards Track [Page 23]

RFC 4861 Neighbor Discovery in IPv6 September 2007

IP Fields:

Source Address
An address assigned to the interface from which the
advertisement is sent.
Destination Address
For solicited advertisements, the Source Address of
an invoking Neighbor Solicitation or, if the
solicitation's Source Address is the unspecified
address, the all-nodes multicast address.

For unsolicited advertisements typically the all-

nodes multicast address.

Hop Limit 255

ICMP Fields:

Type 136
 Code 0

Checksum The ICMP checksum. See [ICMPv6].

R Router flag. When set, the R-bit indicates that

the sender is a router. The R-bit is used by
Neighbor Unreachability Detection to detect a
router that changes to a host.

S Solicited flag. When set, the S-bit indicates that

the advertisement was sent in response to a
Neighbor Solicitation from the Destination address.
The S-bit is used as a reachability confirmation
for Neighbor Unreachability Detection. It MUST NOT
be set in multicast advertisements or in
unsolicited unicast advertisements.

O Override flag. When set, the O-bit indicates that

the advertisement should override an existing cache
entry and update the cached link-layer address.
When it is not set the advertisement will not
update a cached link-layer address though it will
update an existing Neighbor Cache entry for which
no link-layer address is known. It SHOULD NOT be
set in solicited advertisements for anycast
addresses and in solicited proxy advertisements.
It SHOULD be set in other solicited advertisements
and in unsolicited advertisements.

Narten, et al. Standards Track [Page 24]

RFC 4861 Neighbor Discovery in IPv6 September 2007

Reserved 29-bit unused field. It MUST be initialized to

zero by the sender and MUST be ignored by the
receiver.

Target Address
For solicited advertisements, the Target Address
field in the Neighbor Solicitation message that
prompted this advertisement. For an unsolicited
advertisement, the address whose link-layer address
has changed. The Target Address MUST NOT be a
multicast address.

Possible options:

Target link-layer address

The link-layer address for the target, i.e., the
sender of the advertisement. This option MUST be
included on link layers that have addresses when
responding to multicast solicitations. When
responding to a unicast Neighbor Solicitation this
option SHOULD be included.

The option MUST be included for multicast

solicitations in order to avoid infinite Neighbor
 Solicitation "recursion" when the peer node does
not have a cache entry to return a Neighbor
Advertisements message. When responding to unicast
solicitations, the option can be omitted since the
sender of the solicitation has the correct link-
layer address; otherwise, it would not be able to
send the unicast solicitation in the first place.
However, including the link-layer address in this
case adds little overhead and eliminates a
potential race condition where the sender deletes
the cached link-layer address prior to receiving a
response to a previous solicitation.

Future versions of this protocol may define new option types.

Receivers MUST silently ignore any options they do not recognize
and continue processing the message.

Narten, et al. Standards Track [Page 25]

RFC 4861 Neighbor Discovery in IPv6 September 2007

4.5. Redirect Message Format

Routers send Redirect packets to inform a host of a better first-hop

node on the path to a destination. Hosts can be redirected to a
better first-hop router but can also be informed by a redirect that
the destination is in fact a neighbor. The latter is accomplished by
setting the ICMP Target Address equal to the ICMP Destination
Address.

0 1 2 3
0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
| Type | Code | Checksum |
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
| Reserved |
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
| |
+ +
| |
+ Target Address +
| |
+ +
| |
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
 | |
+ +
| |
+ Destination Address +
| |
+ +
| |
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
| Options ...
+-+-+-+-+-+-+-+-+-+-+-+-

IP Fields:

Source Address
MUST be the link-local address assigned to the
interface from which this message is sent.

Destination Address
The Source Address of the packet that triggered the
redirect.

Hop Limit 255

Narten, et al. Standards Track [Page 26]

RFC 4861 Neighbor Discovery in IPv6 September 2007

ICMP Fields:

Type 137

Code 0

Checksum The ICMP checksum. See [ICMPv6].

Reserved This field is unused. It MUST be initialized to

zero by the sender and MUST be ignored by the
receiver.

Target Address
An IP address that is a better first hop to use for
the ICMP Destination Address. When the target is
the actual endpoint of communication, i.e., the
destination is a neighbor, the Target Address field
MUST contain the same value as the ICMP Destination
Address field. Otherwise, the target is a better
first-hop router and the Target Address MUST be the
router's link-local address so that hosts can
uniquely identify routers.

Destination Address
The IP address of the destination that is
redirected to the target.

Possible options:
 Target link-layer address
The link-layer address for the target. It SHOULD
be included (if known). Note that on NBMA links,
hosts may rely on the presence of the Target Link-
Layer Address option in Redirect messages as the
means for determining the link-layer addresses of
neighbors. In such cases, the option MUST be
included in Redirect messages.

Redirected Header
As much as possible of the IP packet that triggered
the sending of the Redirect without making the
redirect packet exceed the minimum MTU specified in
[IPv6].

Narten, et al. Standards Track [Page 27]

RFC 4861 Neighbor Discovery in IPv6 September 2007

4.6. Option Formats

Neighbor Discovery messages include zero or more options, some of

which may appear multiple times in the same message. Options should
be padded when necessary to ensure that they end on their natural
64-bit boundaries. All options are of the form:

0 1 2 3
0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
| Type | Length | ... |
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
~ ... ~
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

Fields:

Type 8-bit identifier of the type of option. The

options defined in this document are:

Option Name Type

Source Link-Layer Address 1

Target Link-Layer Address 2
Prefix Information 3
Redirected Header 4
MTU 5
 Length 8-bit unsigned integer. The length of the option
(including the type and length fields) in units of
8 octets. The value 0 is invalid. Nodes MUST
silently discard an ND packet that contains an
option with length zero.

4.6.1. Source/Target Link-layer Address

0 1 2 3
0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
| Type | Length | Link-Layer Address ...
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

Fields:

Type
1 for Source Link-layer Address
2 for Target Link-layer Address

Narten, et al. Standards Track [Page 28]

RFC 4861 Neighbor Discovery in IPv6 September 2007

Length The length of the option (including the type and

length fields) in units of 8 octets. For example,
the length for IEEE 802 addresses is 1
[IPv6-ETHER].

Link-Layer Address
The variable length link-layer address.

The content and format of this field (including

byte and bit ordering) is expected to be specified
in specific documents that describe how IPv6
operates over different link layers. For instance,
[IPv6-ETHER].

Description
The Source Link-Layer Address option contains the
link-layer address of the sender of the packet. It
is used in the Neighbor Solicitation, Router
Solicitation, and Router Advertisement packets.

The Target Link-Layer Address option contains the

link-layer address of the target. It is used in
Neighbor Advertisement and Redirect packets.

These options MUST be silently ignored for other

Neighbor Discovery messages.
4.6.2. Prefix Information

0 1 2 3
0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
| Type | Length | Prefix Length |L|A| Reserved1 |
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
| Valid Lifetime |
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
| Preferred Lifetime |
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
| Reserved2 |
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
| |
+ +
| |
+ Prefix +
| |
+ +
| |
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

Narten, et al. Standards Track [Page 29]

RFC 4861 Neighbor Discovery in IPv6 September 2007

Fields:

Type 3

Length 4

Prefix Length 8-bit unsigned integer. The number of leading bits

in the Prefix that are valid. The value ranges
from 0 to 128. The prefix length field provides
necessary information for on-link determination
(when combined with the L flag in the prefix
information option). It also assists with address
autoconfiguration as specified in [ADDRCONF], for
which there may be more restrictions on the prefix
length.

L 1-bit on-link flag. When set, indicates that this

prefix can be used for on-link determination. When
not set the advertisement makes no statement about
on-link or off-link properties of the prefix. In
other words, if the L flag is not set a host MUST
NOT conclude that an address derived from the
prefix is off-link. That is, it MUST NOT update a
previous indication that the address is on-link.

A 1-bit autonomous address-configuration flag. When

set indicates that this prefix can be used for
stateless address configuration as specified in
 [ADDRCONF].

Reserved1 6-bit unused field. It MUST be initialized to zero

by the sender and MUST be ignored by the receiver.

Valid Lifetime
32-bit unsigned integer. The length of time in
seconds (relative to the time the packet is sent)
that the prefix is valid for the purpose of on-link
determination. A value of all one bits
(0xffffffff) represents infinity. The Valid
Lifetime is also used by [ADDRCONF].

Preferred Lifetime
32-bit unsigned integer. The length of time in
seconds (relative to the time the packet is sent)
that addresses generated from the prefix via
stateless address autoconfiguration remain
preferred [ADDRCONF]. A value of all one bits
(0xffffffff) represents infinity. See [ADDRCONF].

Narten, et al. Standards Track [Page 30]

RFC 4861 Neighbor Discovery in IPv6 September 2007

Note that the value of this field MUST NOT exceed

the Valid Lifetime field to avoid preferring
addresses that are no longer valid.

Reserved2 This field is unused. It MUST be initialized to

zero by the sender and MUST be ignored by the
receiver.

Prefix An IP address or a prefix of an IP address. The

Prefix Length field contains the number of valid
leading bits in the prefix. The bits in the prefix
after the prefix length are reserved and MUST be
initialized to zero by the sender and ignored by
the receiver. A router SHOULD NOT send a prefix
option for the link-local prefix and a host SHOULD
ignore such a prefix option.

Description
The Prefix Information option provide hosts with
on-link prefixes and prefixes for Address
Autoconfiguration. The Prefix Information option
appears in Router Advertisement packets and MUST be
silently ignored for other messages.

4.6.3. Redirected Header

0 1 2 3
0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
| Type | Length | Reserved |
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
| Reserved |
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
| |
~ IP header + data ~
| |
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

Fields:

Type 4

Length The length of the option in units of 8 octets.

Reserved These fields are unused. They MUST be initialized

to zero by the sender and MUST be ignored by the
receiver.

Narten, et al. Standards Track [Page 31]

RFC 4861 Neighbor Discovery in IPv6 September 2007

IP header + data
The original packet truncated to ensure that the
size of the redirect message does not exceed the
minimum MTU required to support IPv6 as specified
in [IPv6].

Description
The Redirected Header option is used in Redirect
messages and contains all or part of the packet
that is being redirected.

This option MUST be silently ignored for other

Neighbor Discovery messages.

4.6.4. MTU

0 1 2 3
0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
| Type | Length | Reserved |
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
| MTU |
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

Fields:

Type 5
 Length 1

Reserved This field is unused. It MUST be initialized to

zero by the sender and MUST be ignored by the
receiver.

MTU 32-bit unsigned integer. The recommended MTU for

the link.

Description
The MTU option is used in Router Advertisement
messages to ensure that all nodes on a link use the
same MTU value in those cases where the link MTU is
not well known.

This option MUST be silently ignored for other

Neighbor Discovery messages.

Narten, et al. Standards Track [Page 32]

RFC 4861 Neighbor Discovery in IPv6 September 2007

In configurations in which heterogeneous

technologies are bridged together, the maximum
supported MTU may differ from one segment to
another. If the bridges do not generate ICMP
Packet Too Big messages, communicating nodes will
be unable to use Path MTU to dynamically determine
the appropriate MTU on a per-neighbor basis. In
such cases, routers can be configured to use the
MTU option to specify the maximum MTU value that is
supported by all segments.

5. Conceptual Model of a Host

This section describes a conceptual model of one possible data

structure organization that hosts (and, to some extent, routers) will
maintain in interacting with neighboring nodes. The described
organization is provided to facilitate the explanation of how the
Neighbor Discovery protocol should behave. This document does not
mandate that implementations adhere to this model as long as their
external behavior is consistent with that described in this document.

This model is only concerned with the aspects of host behavior

directly related to Neighbor Discovery. In particular, it does not
concern itself with such issues as source address selection or the
selecting of an outgoing interface on a multihomed host.

5.1. Conceptual Data Structures

 Hosts will need to maintain the following pieces of information for
each interface:

Neighbor Cache
- A set of entries about individual neighbors to
which traffic has been sent recently. Entries are
keyed on the neighbor's on-link unicast IP address
and contain such information as its link-layer
address, a flag indicating whether the neighbor is
a router or a host (called IsRouter in this
document), a pointer to any queued packets waiting
for address resolution to complete, etc. A
Neighbor Cache entry also contains information used
by the Neighbor Unreachability Detection algorithm,
including the reachability state, the number of
unanswered probes, and the time the next Neighbor
Unreachability Detection event is scheduled to take
place.

Narten, et al. Standards Track [Page 33]

RFC 4861 Neighbor Discovery in IPv6 September 2007

Destination Cache
- A set of entries about destinations to which
traffic has been sent recently. The Destination
Cache includes both on-link and off-link
destinations and provides a level of indirection
into the Neighbor Cache; the Destination Cache maps
a destination IP address to the IP address of the
next-hop neighbor. This cache is updated with
information learned from Redirect messages.
Implementations may find it convenient to store
additional information not directly related to
Neighbor Discovery in Destination Cache entries,
such as the Path MTU (PMTU) and round-trip timers
maintained by transport protocols.

Prefix List - A list of the prefixes that define a set of

addresses that are on-link. Prefix List entries
are created from information received in Router
Advertisements. Each entry has an associated
invalidation timer value (extracted from the
advertisement) used to expire prefixes when they
become invalid. A special "infinity" timer value
specifies that a prefix remains valid forever,
unless a new (finite) value is received in a
subsequent advertisement.

The link-local prefix is considered to be on the

prefix list with an infinite invalidation timer
regardless of whether routers are advertising a
prefix for it. Received Router Advertisements
 SHOULD NOT modify the invalidation timer for the
link-local prefix.

Default Router List

- A list of routers to which packets may be sent.
Router list entries point to entries in the
Neighbor Cache; the algorithm for selecting a
default router favors routers known to be reachable
over those whose reachability is suspect. Each
entry also has an associated invalidation timer
value (extracted from Router Advertisements) used
to delete entries that are no longer advertised.

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Note that the above conceptual data structures can be implemented

using a variety of techniques. One possible implementation is to use
a single longest-match routing table for all of the above data
structures. Regardless of the specific implementation, it is
critical that the Neighbor Cache entry for a router is shared by all
Destination Cache entries using that router in order to prevent
redundant Neighbor Unreachability Detection probes.

Note also that other protocols (e.g., Mobile IPv6) might add
additional conceptual data structures. An implementation is at
liberty to implement such data structures in any way it pleases. For
example, an implementation could merge all conceptual data structures
into a single routing table.

The Neighbor Cache contains information maintained by the Neighbor

Unreachability Detection algorithm. A key piece of information is a
neighbor's reachability state, which is one of five possible values.
The following definitions are informal; precise definitions can be
found in Section 7.3.2.

INCOMPLETE Address resolution is in progress and the link-layer

address of the neighbor has not yet been determined.

REACHABLE Roughly speaking, the neighbor is known to have been

reachable recently (within tens of seconds ago).

STALE The neighbor is no longer known to be reachable but

until traffic is sent to the neighbor, no attempt
should be made to verify its reachability.

DELAY The neighbor is no longer known to be reachable, and

traffic has recently been sent to the neighbor.
Rather than probe the neighbor immediately, however,
delay sending probes for a short while in order to
 give upper-layer protocols a chance to provide
reachability confirmation.

PROBE The neighbor is no longer known to be reachable, and

unicast Neighbor Solicitation probes are being sent to
verify reachability.

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5.2. Conceptual Sending Algorithm

When sending a packet to a destination, a node uses a combination of

the Destination Cache, the Prefix List, and the Default Router List
to determine the IP address of the appropriate next hop, an operation
known as "next-hop determination". Once the IP address of the next
hop is known, the Neighbor Cache is consulted for link-layer
information about that neighbor.

Next-hop determination for a given unicast destination operates as

follows. The sender performs a longest prefix match against the
Prefix List to determine whether the packet's destination is on- or
off-link. If the destination is on-link, the next-hop address is the
same as the packet's destination address. Otherwise, the sender
selects a router from the Default Router List (following the rules
described in Section 6.3.6).

For efficiency reasons, next-hop determination is not performed on

every packet that is sent. Instead, the results of next-hop
determination computations are saved in the Destination Cache (which
also contains updates learned from Redirect messages). When the
sending node has a packet to send, it first examines the Destination
Cache. If no entry exists for the destination, next-hop
determination is invoked to create a Destination Cache entry.

Once the IP address of the next-hop node is known, the sender

examines the Neighbor Cache for link-layer information about that
neighbor. If no entry exists, the sender creates one, sets its state
to INCOMPLETE, initiates Address Resolution, and then queues the data
packet pending completion of address resolution. For multicast-
capable interfaces Address Resolution consists of sending a Neighbor
Solicitation message and waiting for a Neighbor Advertisement. When
a Neighbor Advertisement response is received, the link-layer
addresses is entered in the Neighbor Cache entry and the queued
 packet is transmitted. The address resolution mechanism is described
in detail in Section 7.2.

For multicast packets, the next-hop is always the (multicast)

destination address and is considered to be on-link. The procedure
for determining the link-layer address corresponding to a given IP
multicast address can be found in a separate document that covers
operating IP over a particular link type (e.g., [IPv6-ETHER]).

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Each time a Neighbor Cache entry is accessed while transmitting a

unicast packet, the sender checks Neighbor Unreachability Detection
related information according to the Neighbor Unreachability
Detection algorithm (Section 7.3). This unreachability check might
result in the sender transmitting a unicast Neighbor Solicitation to
verify that the neighbor is still reachable.

Next-hop determination is done the first time traffic is sent to a

destination. As long as subsequent communication to that destination
proceeds successfully, the Destination Cache entry continues to be
used. If at some point communication ceases to proceed, as
determined by the Neighbor Unreachability Detection algorithm, next-
hop determination may need to be performed again. For example,
traffic through a failed router should be switched to a working
router. Likewise, it may be possible to reroute traffic destined for
a mobile node to a "mobility agent".

Note that when a node redoes next-hop determination there is no need

to discard the complete Destination Cache entry. In fact, it is
generally beneficial to retain such cached information as the PMTU
and round-trip timer values that may also be kept in the Destination
Cache entry.

Routers and multihomed hosts have multiple interfaces. The remainder

of this document assumes that all sent and received Neighbor
Discovery messages refer to the interface of appropriate context.
For example, when responding to a Router Solicitation, the
corresponding Router Advertisement is sent out the interface on which
the solicitation was received.

5.3. Garbage Collection and Timeout Requirements

The conceptual data structures described above use different

mechanisms for discarding potentially stale or unused information.
 From the perspective of correctness, there is no need to periodically
purge Destination and Neighbor Cache entries. Although stale
information can potentially remain in the cache indefinitely, the
Neighbor Unreachability Detection algorithm ensures that stale
information is purged quickly if it is actually being used.

To limit the storage needed for the Destination and Neighbor Caches,
a node may need to garbage-collect old entries. However, care must
be taken to ensure that sufficient space is always present to hold
the working set of active entries. A small cache may result in an
excessive number of Neighbor Discovery messages if entries are
discarded and rebuilt in quick succession. Any Least Recently Used
(LRU)-based policy that only reclaims entries that have not been used

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in some time (e.g., ten minutes or more) should be adequate for

garbage-collecting unused entries.

A node should retain entries in the Default Router List and the
Prefix List until their lifetimes expire. However, a node may
garbage-collect entries prematurely if it is low on memory. If not
all routers are kept on the Default Router list, a node should retain
at least two entries in the Default Router List (and preferably more)
in order to maintain robust connectivity for off-link destinations.

When removing an entry from the Prefix List, there is no need to

purge any entries from the Destination or Neighbor Caches. Neighbor
Unreachability Detection will efficiently purge any entries in these
caches that have become invalid. When removing an entry from the
Default Router List, however, any entries in the Destination Cache
that go through that router must perform next-hop determination again
to select a new default router.

6. Router and Prefix Discovery

This section describes router and host behavior related to the Router
Discovery portion of Neighbor Discovery. Router Discovery is used to
locate neighboring routers as well as learn prefixes and
configuration parameters related to stateless address
autoconfiguration.

Prefix Discovery is the process through which hosts learn the ranges
of IP addresses that reside on-link and can be reached directly
without going through a router. Routers send Router Advertisements
that indicate whether the sender is willing to be a default router.
Router Advertisements also contain Prefix Information options that
list the set of prefixes that identify on-link IP addresses.

Stateless Address Autoconfiguration must also obtain subnet prefixes

 as part of configuring addresses. Although the prefixes used for
address autoconfiguration are logically distinct from those used for
on-link determination, autoconfiguration information is piggybacked
on Router Discovery messages to reduce network traffic. Indeed, the
same prefixes can be advertised for on-link determination and address
autoconfiguration by specifying the appropriate flags in the Prefix
Information options. See [ADDRCONF] for details on how
autoconfiguration information is processed.

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6.1. Message Validation

6.1.1. Validation of Router Solicitation Messages

Hosts MUST silently discard any received Router Solicitation

Messages.

A router MUST silently discard any received Router Solicitation

messages that do not satisfy all of the following validity checks:

- The IP Hop Limit field has a value of 255, i.e., the packet
could not possibly have been forwarded by a router.

- ICMP Checksum is valid.

- ICMP Code is 0.

- ICMP length (derived from the IP length) is 8 or more octets.

- All included options have a length that is greater than zero.

- If the IP source address is the unspecified address, there is no

source link-layer address option in the message.

The contents of the Reserved field, and of any unrecognized options,

MUST be ignored. Future, backward-compatible changes to the protocol
may specify the contents of the Reserved field or add new options;
backward-incompatible changes may use different Code values.

The contents of any defined options that are not specified to be used
with Router Solicitation messages MUST be ignored and the packet
 processed as normal. The only defined option that may appear is the
Source Link-Layer Address option.

A solicitation that passes the validity checks is called a "valid

solicitation".

6.1.2. Validation of Router Advertisement Messages

A node MUST silently discard any received Router Advertisement

messages that do not satisfy all of the following validity checks:

- IP Source Address is a link-local address. Routers must use

their link-local address as the source for Router Advertisement
and Redirect messages so that hosts can uniquely identify
routers.

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- The IP Hop Limit field has a value of 255, i.e., the packet
could not possibly have been forwarded by a router.

- ICMP Checksum is valid.

- ICMP Code is 0.

- ICMP length (derived from the IP length) is 16 or more octets.

- All included options have a length that is greater than zero.

The contents of the Reserved field, and of any unrecognized options,

MUST be ignored. Future, backward-compatible changes to the protocol
may specify the contents of the Reserved field or add new options;
backward-incompatible changes may use different Code values.

The contents of any defined options that are not specified to be used
with Router Advertisement messages MUST be ignored and the packet
processed as normal. The only defined options that may appear are
the Source Link-Layer Address, Prefix Information and MTU options.

An advertisement that passes the validity checks is called a "valid

advertisement".

6.2. Router Specification

6.2.1. Router Configuration Variables

A router MUST allow for the following conceptual variables to be

configured by system management. The specific variable names are
used for demonstration purposes only, and an implementation is not
required to have them, so long as its external behavior is consistent
with that described in this document. Default values are specified
to simplify configuration in common cases.

The default values for some of the variables listed below may be
overridden by specific documents that describe how IPv6 operates over
different link layers. This rule simplifies the configuration of
Neighbor Discovery over link types with widely differing performance
characteristics.

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For each interface:

IsRouter A flag indicating whether routing is enabled on

this interface. Enabling routing on the interface
would imply that a router can forward packets to or
from the interface.

Default: FALSE

AdvSendAdvertisements
A flag indicating whether or not the router sends
periodic Router Advertisements and responds to
Router Solicitations.

Default: FALSE

Note that AdvSendAdvertisements MUST be FALSE by

default so that a node will not accidentally start
acting as a router unless it is explicitly
configured by system management to send Router
Advertisements.

MaxRtrAdvInterval
The maximum time allowed between sending
unsolicited multicast Router Advertisements from
the interface, in seconds. MUST be no less than 4
seconds and no greater than 1800 seconds.
 Default: 600 seconds

MinRtrAdvInterval
The minimum time allowed between sending
unsolicited multicast Router Advertisements from
the interface, in seconds. MUST be no less than 3
seconds and no greater than .75 *
MaxRtrAdvInterval.

Default: 0.33 * MaxRtrAdvInterval If

MaxRtrAdvInterval >= 9 seconds; otherwise, the
Default is MaxRtrAdvInterval.

AdvManagedFlag
The TRUE/FALSE value to be placed in the "Managed
address configuration" flag field in the Router
Advertisement. See [ADDRCONF].

Default: FALSE

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AdvOtherConfigFlag
The TRUE/FALSE value to be placed in the "Other
configuration" flag field in the Router
Advertisement. See [ADDRCONF].

Default: FALSE

AdvLinkMTU The value to be placed in MTU options sent by the

router. A value of zero indicates that no MTU
options are sent.

Default: 0

AdvReachableTime
The value to be placed in the Reachable Time field
in the Router Advertisement messages sent by the
router. The value zero means unspecified (by this
router). MUST be no greater than 3,600,000
milliseconds (1 hour).

Default: 0

AdvRetransTimer The value to be placed in the Retrans Timer field

in the Router Advertisement messages sent by the
router. The value zero means unspecified (by this
router).

Default: 0

AdvCurHopLimit
The default value to be placed in the Cur Hop Limit
 field in the Router Advertisement messages sent by
the router. The value should be set to the current
diameter of the Internet. The value zero means
unspecified (by this router).

Default: The value specified in the "Assigned

Numbers" [ASSIGNED] that was in effect at the time
of implementation.

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AdvDefaultLifetime
The value to be placed in the Router Lifetime field
of Router Advertisements sent from the interface,
in seconds. MUST be either zero or between
MaxRtrAdvInterval and 9000 seconds. A value of
zero indicates that the router is not to be used as
a default router. These limits may be overridden
by specific documents that describe how IPv6
operates over different link layers. For instance,
in a point-to-point link the peers may have enough
information about the number and status of devices
at the other end so that advertisements are needed
less frequently.

Default: 3 * MaxRtrAdvInterval

AdvPrefixList
A list of prefixes to be placed in Prefix
Information options in Router Advertisement
messages sent from the interface.

Default: all prefixes that the router advertises

via routing protocols as being on-link for the
interface from which the advertisement is sent.
The link-local prefix SHOULD NOT be included in the
list of advertised prefixes.

Each prefix has an associated:

AdvValidLifetime
The value to be placed in the Valid
Lifetime in the Prefix Information option,
in seconds. The designated value of all
1's (0xffffffff) represents infinity.
Implementations MAY allow AdvValidLifetime
 to be specified in two ways:

- a time that decrements in real time,

that is, one that will result in a
Lifetime of zero at the specified time
in the future, or

- a fixed time that stays the same in

consecutive advertisements.

Default: 2592000 seconds (30 days), fixed

(i.e., stays the same in consecutive
advertisements).

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AdvOnLinkFlag
The value to be placed in the on-link flag
("L-bit") field in the Prefix Information
option.

Default: TRUE

Stateless address configuration [ADDRCONF] defines

additional information associated with each of the
prefixes:

AdvPreferredLifetime
The value to be placed in the Preferred
Lifetime in the Prefix Information option,
in seconds. The designated value of all
1's (0xffffffff) represents infinity. See
[ADDRCONF] for details on how this value is
used. Implementations MAY allow
AdvPreferredLifetime to be specified in two
ways:

- a time that decrements in real time,

that is, one that will result in a
Lifetime of zero at a specified time in
the future, or

- a fixed time that stays the same in

consecutive advertisements.

Default: 604800 seconds (7 days), fixed

(i.e., stays the same in consecutive
advertisements). This value MUST NOT be
larger than AdvValidLifetime.

AdvAutonomousFlag
The value to be placed in the Autonomous
Flag field in the Prefix Information
option. See [ADDRCONF].
 Default: TRUE

The above variables contain information that is placed in outgoing

Router Advertisement messages. Hosts use the received information to
initialize a set of analogous variables that control their external
behavior (see Section 6.3.2). Some of these host variables (e.g.,
CurHopLimit, RetransTimer, and ReachableTime) apply to all nodes
including routers. In practice, these variables may not actually be
present on routers, since their contents can be derived from the

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variables described above. However, external router behavior MUST be

the same as host behavior with respect to these variables. In
particular, this includes the occasional randomization of the
ReachableTime value as described in Section 6.3.2.

Protocol constants are defined in Section 10.

6.2.2. Becoming an Advertising Interface

The term "advertising interface" refers to any functioning and

enabled interface that has at least one unicast IP address assigned
to it and whose corresponding AdvSendAdvertisements flag is TRUE. A
router MUST NOT send Router Advertisements out any interface that is
not an advertising interface.

An interface may become an advertising interface at times other than

system startup. For example:

- changing the AdvSendAdvertisements flag on an enabled interface

from FALSE to TRUE, or

- administratively enabling the interface, if it had been

administratively disabled, and its AdvSendAdvertisements flag is
TRUE, or

- enabling IP forwarding capability (i.e., changing the system

from being a host to being a router), when the interface's
AdvSendAdvertisements flag is TRUE.

A router MUST join the all-routers multicast address on an

advertising interface. Routers respond to Router Solicitations sent
to the all-routers address and verify the consistency of Router
Advertisements sent by neighboring routers.

6.2.3. Router Advertisement Message Content

 A router sends periodic as well as solicited Router Advertisements
out its advertising interfaces. Outgoing Router Advertisements are
filled with the following values consistent with the message format
given in Section 4.2:

- In the Router Lifetime field: the interface's configured

AdvDefaultLifetime.

- In the M and O flags: the interface's configured AdvManagedFlag

and AdvOtherConfigFlag, respectively.

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- In the Cur Hop Limit field: the interface's configured

CurHopLimit.

- In the Reachable Time field: the interface's configured

AdvReachableTime.

- In the Retrans Timer field: the interface's configured

AdvRetransTimer.

- In the options:

o Source Link-Layer Address option: link-layer address of the

sending interface. This option MAY be omitted to
facilitate in-bound load balancing over replicated
interfaces.

o MTU option: the interface's configured AdvLinkMTU value if

the value is non-zero. If AdvLinkMTU is zero, the MTU
option is not sent.

o Prefix Information options: one Prefix Information option

for each prefix listed in AdvPrefixList with the option
fields set from the information in the AdvPrefixList entry
as follows:

- In the "on-link" flag: the entry's AdvOnLinkFlag.

- In the Valid Lifetime field: the entry's

AdvValidLifetime.

- In the "Autonomous address configuration" flag: the

entry's AdvAutonomousFlag.

- In the Preferred Lifetime field: the entry's

AdvPreferredLifetime.

A router might want to send Router Advertisements without advertising

itself as a default router. For instance, a router might advertise
prefixes for stateless address autoconfiguration while not wishing to
forward packets. Such a router sets the Router Lifetime field in
 outgoing advertisements to zero.

A router MAY choose not to include some or all options when sending
unsolicited Router Advertisements. For example, if prefix lifetimes
are much longer than AdvDefaultLifetime, including them every few
advertisements may be sufficient. However, when responding to a
Router Solicitation or while sending the first few initial

Narten, et al. Standards Track [Page 46]

RFC 4861 Neighbor Discovery in IPv6 September 2007

unsolicited advertisements, a router SHOULD include all options so

that all information (e.g., prefixes) is propagated quickly during
system initialization.

If including all options causes the size of an advertisement to

exceed the link MTU, multiple advertisements can be sent, each
containing a subset of the options.

6.2.4. Sending Unsolicited Router Advertisements

A host MUST NOT send Router Advertisement messages at any time.

Unsolicited Router Advertisements are not strictly periodic: the

interval between subsequent transmissions is randomized to reduce the
probability of synchronization with the advertisements from other
routers on the same link [SYNC]. Each advertising interface has its
own timer. Whenever a multicast advertisement is sent from an
interface, the timer is reset to a uniformly distributed random value
between the interface's configured MinRtrAdvInterval and
MaxRtrAdvInterval; expiration of the timer causes the next
advertisement to be sent and a new random value to be chosen.

For the first few advertisements (up to

MAX_INITIAL_RTR_ADVERTISEMENTS) sent from an interface when it
becomes an advertising interface, if the randomly chosen interval is
greater than MAX_INITIAL_RTR_ADVERT_INTERVAL, the timer SHOULD be set
to MAX_INITIAL_RTR_ADVERT_INTERVAL instead. Using a smaller interval
for the initial advertisements increases the likelihood of a router
being discovered quickly when it first becomes available, in the
presence of possible packet loss.

The information contained in Router Advertisements may change through

actions of system management. For instance, the lifetime of
advertised prefixes may change, new prefixes could be added, a router
could cease to be a router (i.e., switch from being a router to being
a host), etc. In such cases, the router MAY transmit up to
MAX_INITIAL_RTR_ADVERTISEMENTS unsolicited advertisements, using the
same rules as when an interface becomes an advertising interface.
6.2.5. Ceasing To Be an Advertising Interface

An interface may cease to be an advertising interface, through

actions of system management such as:

- changing the AdvSendAdvertisements flag of an enabled interface

from TRUE to FALSE, or

- administratively disabling the interface, or

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- shutting down the system.

In such cases, the router SHOULD transmit one or more (but not more
than MAX_FINAL_RTR_ADVERTISEMENTS) final multicast Router
Advertisements on the interface with a Router Lifetime field of zero.
In the case of a router becoming a host, the system SHOULD also
depart from the all-routers IP multicast group on all interfaces on
which the router supports IP multicast (whether or not they had been
advertising interfaces). In addition, the host MUST ensure that
subsequent Neighbor Advertisement messages sent from the interface
have the Router flag set to zero.

Note that system management may disable a router's IP forwarding

capability (i.e., changing the system from being a router to being a
host), a step that does not necessarily imply that the router's
interfaces stop being advertising interfaces. In such cases,
subsequent Router Advertisements MUST set the Router Lifetime field
to zero.

6.2.6. Processing Router Solicitations

A host MUST silently discard any received Router Solicitation

messages.

In addition to sending periodic, unsolicited advertisements, a router

sends advertisements in response to valid solicitations received on
an advertising interface. A router MAY choose to unicast the
response directly to the soliciting host's address (if the
solicitation's source address is not the unspecified address), but
the usual case is to multicast the response to the all-nodes group.
In the latter case, the interface's interval timer is reset to a new
random value, as if an unsolicited advertisement had just been sent
(see Section 6.2.4).

In all cases, Router Advertisements sent in response to a Router

Solicitation MUST be delayed by a random time between 0 and
MAX_RA_DELAY_TIME seconds. (If a single advertisement is sent in
 response to multiple solicitations, the delay is relative to the
first solicitation.) In addition, consecutive Router Advertisements
sent to the all-nodes multicast address MUST be rate limited to no
more than one advertisement every MIN_DELAY_BETWEEN_RAS seconds.

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A router might process Router Solicitations as follows:

- Upon receipt of a Router Solicitation, compute a random delay

within the range 0 through MAX_RA_DELAY_TIME. If the computed
value corresponds to a time later than the time the next multicast
Router Advertisement is scheduled to be sent, ignore the random
delay and send the advertisement at the already-scheduled time.

- If the router sent a multicast Router Advertisement (solicited or

unsolicited) within the last MIN_DELAY_BETWEEN_RAS seconds,
schedule the advertisement to be sent at a time corresponding to
MIN_DELAY_BETWEEN_RAS plus the random value after the previous
advertisement was sent. This ensures that the multicast Router
Advertisements are rate limited.

- Otherwise, schedule the sending of a Router Advertisement at the

time given by the random value.

Note that a router is permitted to send multicast Router

Advertisements more frequently than indicated by the
MinRtrAdvInterval configuration variable so long as the more frequent
advertisements are responses to Router Solicitations. In all cases,
however, unsolicited multicast advertisements MUST NOT be sent more
frequently than indicated by MinRtrAdvInterval.

Router Solicitations in which the Source Address is the unspecified

address MUST NOT update the router's Neighbor Cache; solicitations
with a proper source address update the Neighbor Cache as follows.
If the router already has a Neighbor Cache entry for the
solicitation's sender, the solicitation contains a Source Link-Layer
Address option, and the received link-layer address differs from that
already in the cache, then the link-layer address SHOULD be updated
in the appropriate Neighbor Cache entry, and its reachability state
MUST also be set to STALE. If there is no existing Neighbor Cache
entry for the solicitation's sender, the router creates one, installs
the link- layer address and sets its reachability state to STALE as
specified in Section 7.3.3. If there is no existing Neighbor Cache
entry and no Source Link-Layer Address option was present in the
solicitation, the router may respond with either a multicast or a
unicast router advertisement. Whether or not a Source Link-Layer
Address option is provided, if a Neighbor Cache entry for the
 solicitation's sender exists (or is created) the entry's IsRouter
flag MUST be set to FALSE.

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6.2.7. Router Advertisement Consistency

Routers SHOULD inspect valid Router Advertisements sent by other

routers and verify that the routers are advertising consistent
information on a link. Detected inconsistencies indicate that one or
more routers might be misconfigured and SHOULD be logged to system or
network management. The minimum set of information to check
includes:

- Cur Hop Limit values (except for the unspecified value of zero
other inconsistencies SHOULD be logged to system network
management).

- Values of the M or O flags.

- Reachable Time values (except for the unspecified value of zero).

- Retrans Timer values (except for the unspecified value of zero).

- Values in the MTU options.

- Preferred and Valid Lifetimes for the same prefix. If

AdvPreferredLifetime and/or AdvValidLifetime decrement in real
time as specified in Section 6.2.1 then the comparison of the
lifetimes cannot compare the content of the fields in the Router
Advertisement, but must instead compare the time at which the
prefix will become deprecated and invalidated, respectively. Due
to link propagation delays and potentially poorly synchronized
clocks between the routers such comparison SHOULD allow some time
skew.

Note that it is not an error for different routers to advertise

different sets of prefixes. Also, some routers might leave some
fields as unspecified, i.e., with the value zero, while other routers
specify values. The logging of errors SHOULD be restricted to
conflicting information that causes hosts to switch from one value to
another with each received advertisement.

Any other action on reception of Router Advertisement messages by a

router is beyond the scope of this document.
6.2.8. Link-local Address Change

The link-local address on a router should rarely change, if ever.

Nodes receiving Neighbor Discovery messages use the source address to
identify the sender. If multiple packets from the same router
contain different source addresses, nodes will assume they come from
different routers, leading to undesirable behavior. For example, a

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node will ignore Redirect messages that are believed to have been
sent by a router other than the current first-hop router. Thus, the
source address used in Router Advertisements sent by a particular
router must be identical to the target address in a Redirect message
when redirecting to that router.

Using the link-local address to uniquely identify routers on the link

has the benefit that the address a router is known by should not
change when a site renumbers.

If a router changes the link-local address for one of its interfaces,

it SHOULD inform hosts of this change. The router SHOULD multicast a
few Router Advertisements from the old link-local address with the
Router Lifetime field set to zero and also multicast a few Router
Advertisements from the new link-local address. The overall effect
should be the same as if one interface ceases being an advertising
interface, and a different one starts being an advertising interface.

6.3. Host Specification

6.3.1. Host Configuration Variables

None.

6.3.2. Host Variables

A host maintains certain Neighbor-Discovery-related variables in

addition to the data structures defined in Section 5.1. The specific
variable names are used for demonstration purposes only, and an
implementation is not required to have them, so long as its external
behavior is consistent with that described in this document.
 These variables have default values that are overridden by
information received in Router Advertisement messages. The default
values are used when there is no router on the link or when all
received Router Advertisements have left a particular value
unspecified.

The default values in this specification may be overridden by

specific documents that describe how IP operates over different link
layers. This rule allows Neighbor Discovery to operate over links
with widely varying performance characteristics.

Narten, et al. Standards Track [Page 51]

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For each interface:

LinkMTU The MTU of the link.

Default: The valued defined in the specific
document that describes how IPv6 operates over
the particular link layer (e.g., [IPv6-ETHER]).

CurHopLimit The default hop limit to be used when sending IP

packets.

Default: The value specified in the "Assigned

Numbers" [ASSIGNED] that was in effect at the
time of implementation.

BaseReachableTime
A base value used for computing the random
ReachableTime value.

Default: REACHABLE_TIME milliseconds.

ReachableTime The time a neighbor is considered reachable after

receiving a reachability confirmation.

This value should be a uniformly distributed

random value between MIN_RANDOM_FACTOR and
MAX_RANDOM_FACTOR times BaseReachableTime
milliseconds. A new random value should be
calculated when BaseReachableTime changes (due to
Router Advertisements) or at least every few
hours even if no Router Advertisements are
received.

RetransTimer The time between retransmissions of Neighbor

Solicitation messages to a neighbor when
resolving the address or when probing the
reachability of a neighbor.
 Default: RETRANS_TIMER milliseconds

6.3.3. Interface Initialization

The host joins the all-nodes multicast address on all multicast-

capable interfaces.

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6.3.4. Processing Received Router Advertisements

When multiple routers are present, the information advertised

collectively by all routers may be a superset of the information
contained in a single Router Advertisement. Moreover, information
may also be obtained through other dynamic means like DHCPv6. Hosts
accept the union of all received information; the receipt of a Router
Advertisement MUST NOT invalidate all information received in a
previous advertisement or from another source. However, when
received information for a specific parameter (e.g., Link MTU) or
option (e.g., Lifetime on a specific Prefix) differs from information
received earlier, and the parameter/option can only have one value,
the most recently received information is considered authoritative.

A Router Advertisement field (e.g., Cur Hop Limit, Reachable Time,

and Retrans Timer) may contain a value denoting that it is
unspecified. In such cases, the parameter should be ignored and the
host should continue using whatever value it is already using. In
particular, a host MUST NOT interpret the unspecified value as
meaning change back to the default value that was in use before the
first Router Advertisement was received. This rule prevents hosts
from continually changing an internal variable when one router
advertises a specific value, but other routers advertise the
unspecified value.

On receipt of a valid Router Advertisement, a host extracts the

source address of the packet and does the following:

- If the address is not already present in the host's Default

Router List, and the advertisement's Router Lifetime is non-
zero, create a new entry in the list, and initialize its
invalidation timer value from the advertisement's Router
Lifetime field.
 - If the address is already present in the host's Default Router
List as a result of a previously received advertisement, reset
its invalidation timer to the Router Lifetime value in the newly
received advertisement.

- If the address is already present in the host's Default Router

List and the received Router Lifetime value is zero, immediately
time-out the entry as specified in Section 6.3.5.

To limit the storage needed for the Default Router List, a host MAY
choose not to store all of the router addresses discovered via
advertisements. However, a host MUST retain at least two router
addresses and SHOULD retain more. Default router selections are made
whenever communication to a destination appears to be failing. Thus,

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the more routers on the list, the more likely an alternative working
router can be found quickly (e.g., without having to wait for the
next advertisement to arrive).

If the received Cur Hop Limit value is non-zero, the host SHOULD set
its CurHopLimit variable to the received value.

If the received Reachable Time value is non-zero, the host SHOULD set
its BaseReachableTime variable to the received value. If the new
value differs from the previous value, the host SHOULD re-compute a
new random ReachableTime value. ReachableTime is computed as a
uniformly distributed random value between MIN_RANDOM_FACTOR and
MAX_RANDOM_FACTOR times the BaseReachableTime. Using a random
component eliminates the possibility that Neighbor Unreachability
Detection messages will synchronize with each other.

In most cases, the advertised Reachable Time value will be the same
in consecutive Router Advertisements, and a host's BaseReachableTime
rarely changes. In such cases, an implementation SHOULD ensure that
a new random value gets re-computed at least once every few hours.

The RetransTimer variable SHOULD be copied from the Retrans Timer

field, if the received value is non-zero.

After extracting information from the fixed part of the Router

Advertisement message, the advertisement is scanned for valid
options. If the advertisement contains a Source Link-Layer Address
option, the link-layer address SHOULD be recorded in the Neighbor
Cache entry for the router (creating an entry if necessary) and the
IsRouter flag in the Neighbor Cache entry MUST be set to TRUE. If no
Source Link-Layer Address is included, but a corresponding Neighbor
Cache entry exists, its IsRouter flag MUST be set to TRUE. The
IsRouter flag is used by Neighbor Unreachability Detection to
determine when a router changes to being a host (i.e., no longer
capable of forwarding packets). If a Neighbor Cache entry is created
for the router, its reachability state MUST be set to STALE as
specified in Section 7.3.3. If a cache entry already exists and is
 updated with a different link-layer address, the reachability state
MUST also be set to STALE.

If the MTU option is present, hosts SHOULD copy the option's value
into LinkMTU so long as the value is greater than or equal to the
minimum link MTU [IPv6] and does not exceed the maximum LinkMTU value
specified in the link-type-specific document (e.g., [IPv6-ETHER]).

Prefix Information options that have the "on-link" (L) flag set
indicate a prefix identifying a range of addresses that should be
considered on-link. Note, however, that a Prefix Information option

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with the on-link flag set to zero conveys no information concerning

on-link determination and MUST NOT be interpreted to mean that
addresses covered by the prefix are off-link. The only way to cancel
a previous on-link indication is to advertise that prefix with the
L-bit set and the Lifetime set to zero. The default behavior (see
Section 5.2) when sending a packet to an address for which no
information is known about the on-link status of the address is to
forward the packet to a default router; the reception of a Prefix
Information option with the "on-link" (L) flag set to zero does not
change this behavior. The reasons for an address being treated as
on-link is specified in the definition of "on-link" in Section 2.1.
Prefixes with the on-link flag set to zero would normally have the
autonomous flag set and be used by [ADDRCONF].

For each Prefix Information option with the on-link flag set, a host
does the following:

- If the prefix is the link-local prefix, silently ignore the

Prefix Information option.

- If the prefix is not already present in the Prefix List, and the
Prefix Information option's Valid Lifetime field is non-zero,
create a new entry for the prefix and initialize its
invalidation timer to the Valid Lifetime value in the Prefix
Information option.

- If the prefix is already present in the host's Prefix List as

the result of a previously received advertisement, reset its
invalidation timer to the Valid Lifetime value in the Prefix
Information option. If the new Lifetime value is zero, time-out
the prefix immediately (see Section 6.3.5).

- If the Prefix Information option's Valid Lifetime field is zero,

and the prefix is not present in the host's Prefix List,
silently ignore the option.

Stateless address autoconfiguration [ADDRCONF] may in some

circumstances use a larger Valid Lifetime of a prefix or ignore it
completely in order to prevent a particular denial-of-service attack.
However, since the effect of the same denial of service targeted at
the on-link prefix list is not catastrophic (hosts would send packets
 to a default router and receive a redirect rather than sending
packets directly to a neighbor), the Neighbor Discovery protocol does
not impose such a check on the prefix lifetime values. Similarly,
[ADDRCONF] may impose certain restrictions on the prefix length for
address configuration purposes. Therefore, the prefix might be
rejected by [ADDRCONF] implementation in the host. However, the

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prefix length is still valid for on-link determination when combined

with other flags in the prefix option.

Note: Implementations can choose to process the on-link aspects of

the prefixes separately from the stateless address
autoconfiguration aspects of the prefixes by, e.g., passing a copy
of each valid Router Advertisement message to both an "on-link"
and an "addrconf" function. Each function can then operate
independently on the prefixes that have the appropriate flag set.

6.3.5. Timing out Prefixes and Default Routers

Whenever the invalidation timer expires for a Prefix List entry, that
entry is discarded. No existing Destination Cache entries need be
updated, however. Should a reachability problem arise with an
existing Neighbor Cache entry, Neighbor Unreachability Detection will
perform any needed recovery.

Whenever the Lifetime of an entry in the Default Router List expires,

that entry is discarded. When removing a router from the Default
Router list, the node MUST update the Destination Cache in such a way
that all entries using the router perform next-hop determination
again rather than continue sending traffic to the (deleted) router.

6.3.6. Default Router Selection

The algorithm for selecting a router depends in part on whether or

not a router is known to be reachable. The exact details of how a
node keeps track of a neighbor's reachability state are covered in
Section 7.3. The algorithm for selecting a default router is invoked
during next-hop determination when no Destination Cache entry exists
for an off-link destination or when communication through an existing
router appears to be failing. Under normal conditions, a router
would be selected the first time traffic is sent to a destination,
with subsequent traffic for that destination using the same router as
indicated in the Destination Cache modulo any changes to the
Destination Cache caused by Redirect messages.
 The policy for selecting routers from the Default Router List is as
follows:

1) Routers that are reachable or probably reachable (i.e., in any

state other than INCOMPLETE) SHOULD be preferred over routers
whose reachability is unknown or suspect (i.e., in the
INCOMPLETE state, or for which no Neighbor Cache entry exists).
Further implementation hints on default router selection when
multiple equivalent routers are available are discussed in
[LD-SHRE].

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2) When no routers on the list are known to be reachable or

probably reachable, routers SHOULD be selected in a round-robin
fashion, so that subsequent requests for a default router do not
return the same router until all other routers have been
selected.

Cycling through the router list in this case ensures that all
available routers are actively probed by the Neighbor
Unreachability Detection algorithm. A request for a default
router is made in conjunction with the sending of a packet to a
router, and the selected router will be probed for reachability
as a side effect.

6.3.7. Sending Router Solicitations

When an interface becomes enabled, a host may be unwilling to wait

for the next unsolicited Router Advertisement to locate default
routers or learn prefixes. To obtain Router Advertisements quickly,
a host SHOULD transmit up to MAX_RTR_SOLICITATIONS Router
Solicitation messages, each separated by at least
RTR_SOLICITATION_INTERVAL seconds. Router Solicitations may be sent
after any of the following events:

- The interface is initialized at system startup time.

- The interface is reinitialized after a temporary interface

failure or after being temporarily disabled by system
management.

- The system changes from being a router to being a host, by

having its IP forwarding capability turned off by system
management.

- The host attaches to a link for the first time.

- The host re-attaches to a link after being detached for some

time.
 A host sends Router Solicitations to the all-routers multicast
address. The IP source address is set to either one of the
interface's unicast addresses or the unspecified address. The Source
Link-Layer Address option SHOULD be set to the host's link-layer
address, if the IP source address is not the unspecified address.

Before a host sends an initial solicitation, it SHOULD delay the

transmission for a random amount of time between 0 and
MAX_RTR_SOLICITATION_DELAY. This serves to alleviate congestion when
many hosts start up on a link at the same time, such as might happen

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after recovery from a power failure. If a host has already performed

a random delay since the interface became (re)enabled (e.g., as part
of Duplicate Address Detection [ADDRCONF]), there is no need to delay
again before sending the first Router Solicitation message.

In some cases, the random delay MAY be omitted if necessary. For

instance, a mobile node, using [MIPv6], moving to a new link would
need to discover such movement as soon as possible to minimize the
amount of packet losses resulting from the change in its topological
movement. Router Solicitations provide a useful tool for movement
detection in Mobile IPv6 as they allow mobile nodes to determine
movement to new links. Hence, if a mobile node received link-layer
information indicating that movement might have taken place, it MAY
send a Router Solicitation immediately, without random delays. The
strength of such indications should be assessed by the mobile node's
implementation depending on the level of certainty of the link-layer
hints, and it is outside the scope of this specification. Note that
using this mechanism inappropriately (e.g., based on weak or
transient indications) may result in Router Solicitation storms.
Furthermore, simultaneous mobility of a large number of mobile nodes
that use this mechanism can result in a large number of solicitations
sent simultaneously.

Once the host sends a Router Solicitation, and receives a valid

Router Advertisement with a non-zero Router Lifetime, the host MUST
desist from sending additional solicitations on that interface, until
the next time one of the above events occurs. Moreover, a host
SHOULD send at least one solicitation in the case where an
advertisement is received prior to having sent a solicitation.
Responses to solicited advertisements may contain more information
than unsolicited advertisements.

If a host sends MAX_RTR_SOLICITATIONS solicitations, and receives no

Router Advertisements after having waited MAX_RTR_SOLICITATION_DELAY
seconds after sending the last solicitation, the host concludes that
there are no routers on the link for the purpose of [ADDRCONF].
However, the host continues to receive and process Router
Advertisements messages in the event that routers appear on the link.
Narten, et al. Standards Track [Page 58]

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7. Address Resolution and Neighbor Unreachability Detection

This section describes the functions related to Neighbor Solicitation

and Neighbor Advertisement messages and includes descriptions of
address resolution and the Neighbor Unreachability Detection
algorithm.

Neighbor Solicitation and Advertisement messages are also used for

Duplicate Address Detection as specified by [ADDRCONF]. In
particular, Duplicate Address Detection sends Neighbor Solicitation
messages with an unspecified source address targeting its own
"tentative" address. Such messages trigger nodes already using the
address to respond with a multicast Neighbor Advertisement indicating
that the address is in use.

7.1. Message Validation

7.1.1. Validation of Neighbor Solicitations

A node MUST silently discard any received Neighbor Solicitation

messages that do not satisfy all of the following validity checks:

- The IP Hop Limit field has a value of 255, i.e., the packet
could not possibly have been forwarded by a router.

- ICMP Checksum is valid.

- ICMP Code is 0.

- ICMP length (derived from the IP length) is 24 or more octets.

- Target Address is not a multicast address.

- All included options have a length that is greater than zero.

 - If the IP source address is the unspecified address, the IP
destination address is a solicited-node multicast address.

- If the IP source address is the unspecified address, there is no

source link-layer address option in the message.

The contents of the Reserved field, and of any unrecognized options,

MUST be ignored. Future, backward-compatible changes to the protocol
may specify the contents of the Reserved field or add new options;
backward-incompatible changes may use different Code values.

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RFC 4861 Neighbor Discovery in IPv6 September 2007

The contents of any defined options that are not specified to be used
with Neighbor Solicitation messages MUST be ignored and the packet
processed as normal. The only defined option that may appear is the
Source Link-Layer Address option.

A Neighbor Solicitation that passes the validity checks is called a

"valid solicitation".

7.1.2. Validation of Neighbor Advertisements

A node MUST silently discard any received Neighbor Advertisement

messages that do not satisfy all of the following validity checks:

- The IP Hop Limit field has a value of 255, i.e., the packet
could not possibly have been forwarded by a router.

- ICMP Checksum is valid.

- ICMP Code is 0.

- ICMP length (derived from the IP length) is 24 or more octets.

- Target Address is not a multicast address.

- If the IP Destination Address is a multicast address the

Solicited flag is zero.

- All included options have a length that is greater than zero.

The contents of the Reserved field, and of any unrecognized options,

MUST be ignored. Future, backward-compatible changes to the protocol
may specify the contents of the Reserved field or add new options;
backward-incompatible changes may use different Code values.

The contents of any defined options that are not specified to be used
 with Neighbor Advertisement messages MUST be ignored and the packet
processed as normal. The only defined option that may appear is the
Target Link-Layer Address option.

A Neighbor Advertisements that passes the validity checks is called a

"valid advertisement".

7.2. Address Resolution

Address resolution is the process through which a node determines the

link-layer address of a neighbor given only its IP address. Address
resolution is performed only on addresses that are determined to be
on-link and for which the sender does not know the corresponding

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RFC 4861 Neighbor Discovery in IPv6 September 2007

link-layer address (see Section 5.2). Address resolution is never

performed on multicast addresses.

It is possible that a host may receive a solicitation, a router

advertisement, or a Redirect message without a link-layer address
option included. These messages MUST NOT create or update neighbor
cache entries, except with respect to the IsRouter flag as specified
in Sections 6.3.4 and 7.2.5. If a Neighbor Cache entry does not
exist for the source of such a message, Address Resolution will be
required before unicast communications with that address can begin.
This is particularly relevant for unicast responses to solicitations
where an additional packet exchange is required for advertisement
delivery.

7.2.1. Interface Initialization

When a multicast-capable interface becomes enabled, the node MUST

join the all-nodes multicast address on that interface, as well as
the solicited-node multicast address corresponding to each of the IP
addresses assigned to the interface.

The set of addresses assigned to an interface may change over time.

New addresses might be added and old addresses might be removed
[ADDRCONF]. In such cases the node MUST join and leave the
solicited-node multicast address corresponding to the new and old
addresses, respectively. Joining the solicited-node multicast
address is done using a Multicast Listener Discovery such as [MLD] or
[MLDv2] protocols. Note that multiple unicast addresses may map into
the same solicited-node multicast address; a node MUST NOT leave the
solicited-node multicast group until all assigned addresses
corresponding to that multicast address have been removed.
7.2.2. Sending Neighbor Solicitations

When a node has a unicast packet to send to a neighbor, but does not
know the neighbor's link-layer address, it performs address
resolution. For multicast-capable interfaces, this entails creating
a Neighbor Cache entry in the INCOMPLETE state and transmitting a
Neighbor Solicitation message targeted at the neighbor. The
solicitation is sent to the solicited-node multicast address
corresponding to the target address.

If the source address of the packet prompting the solicitation is the

same as one of the addresses assigned to the outgoing interface, that
address SHOULD be placed in the IP Source Address of the outgoing
solicitation. Otherwise, any one of the addresses assigned to the
interface should be used. Using the prompting packet's source
address when possible ensures that the recipient of the Neighbor

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Solicitation installs in its Neighbor Cache the IP address that is

highly likely to be used in subsequent return traffic belonging to
the prompting packet's "connection".

If the solicitation is being sent to a solicited-node multicast

address, the sender MUST include its link-layer address (if it has
one) as a Source Link-Layer Address option. Otherwise, the sender
SHOULD include its link-layer address (if it has one) as a Source
Link-Layer Address option. Including the source link-layer address
in a multicast solicitation is required to give the target an address
to which it can send the Neighbor Advertisement. On unicast
solicitations, an implementation MAY omit the Source Link-Layer
Address option. The assumption here is that if the sender has a
peer's link-layer address in its cache, there is a high probability
that the peer will also have an entry in its cache for the sender.
Consequently, it need not be sent.

While waiting for address resolution to complete, the sender MUST,

for each neighbor, retain a small queue of packets waiting for
address resolution to complete. The queue MUST hold at least one
packet, and MAY contain more. However, the number of queued packets
per neighbor SHOULD be limited to some small value. When a queue
overflows, the new arrival SHOULD replace the oldest entry. Once
address resolution completes, the node transmits any queued packets.

While awaiting a response, the sender SHOULD retransmit Neighbor

Solicitation messages approximately every RetransTimer milliseconds,
even in the absence of additional traffic to the neighbor.
Retransmissions MUST be rate-limited to at most one solicitation per
neighbor every RetransTimer milliseconds.

If no Neighbor Advertisement is received after MAX_MULTICAST_SOLICIT

solicitations, address resolution has failed. The sender MUST return
 ICMP destination unreachable indications with code 3 (Address
Unreachable) for each packet queued awaiting address resolution.

7.2.3. Receipt of Neighbor Solicitations

A valid Neighbor Solicitation that does not meet any of the following
requirements MUST be silently discarded:

- The Target Address is a "valid" unicast or anycast address

assigned to the receiving interface [ADDRCONF],

- The Target Address is a unicast or anycast address for which the

node is offering proxy service, or

Narten, et al. Standards Track [Page 62]

RFC 4861 Neighbor Discovery in IPv6 September 2007

- The Target Address is a "tentative" address on which Duplicate

Address Detection is being performed [ADDRCONF].

If the Target Address is tentative, the Neighbor Solicitation should

be processed as described in [ADDRCONF]. Otherwise, the following
description applies. If the Source Address is not the unspecified
address and, on link layers that have addresses, the solicitation
includes a Source Link-Layer Address option, then the recipient
SHOULD create or update the Neighbor Cache entry for the IP Source
Address of the solicitation. If an entry does not already exist, the
node SHOULD create a new one and set its reachability state to STALE
as specified in Section 7.3.3. If an entry already exists, and the
cached link-layer address differs from the one in the received Source
Link-Layer option, the cached address should be replaced by the
received address, and the entry's reachability state MUST be set to
STALE.

If a Neighbor Cache entry is created, the IsRouter flag SHOULD be set

to FALSE. This will be the case even if the Neighbor Solicitation is
sent by a router since the Neighbor Solicitation messages do not
contain an indication of whether or not the sender is a router. In
the event that the sender is a router, subsequent Neighbor
Advertisement or Router Advertisement messages will set the correct
IsRouter value. If a Neighbor Cache entry already exists, its
IsRouter flag MUST NOT be modified.

If the Source Address is the unspecified address, the node MUST NOT
create or update the Neighbor Cache entry.

After any updates to the Neighbor Cache, the node sends a Neighbor
Advertisement response as described in the next section.
7.2.4. Sending Solicited Neighbor Advertisements

A node sends a Neighbor Advertisement in response to a valid Neighbor

Solicitation targeting one of the node's assigned addresses. The
Target Address of the advertisement is copied from the Target Address
of the solicitation. If the solicitation's IP Destination Address is
not a multicast address, the Target Link-Layer Address option MAY be
omitted; the neighboring node's cached value must already be current
in order for the solicitation to have been received. If the
solicitation's IP Destination Address is a multicast address, the
Target Link-Layer option MUST be included in the advertisement.
Furthermore, if the node is a router, it MUST set the Router flag to
one; otherwise, it MUST set the flag to zero.

Narten, et al. Standards Track [Page 63]

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If the Target Address is either an anycast address or a unicast

address for which the node is providing proxy service, or the Target
Link-Layer Address option is not included, the Override flag SHOULD
be set to zero. Otherwise, the Override flag SHOULD be set to one.
Proper setting of the Override flag ensures that nodes give
preference to non-proxy advertisements, even when received after
proxy advertisements, and also ensures that the first advertisement
for an anycast address "wins".

If the source of the solicitation is the unspecified address, the

node MUST set the Solicited flag to zero and multicast the
advertisement to the all-nodes address. Otherwise, the node MUST set
the Solicited flag to one and unicast the advertisement to the Source
Address of the solicitation.

If the Target Address is an anycast address, the sender SHOULD delay

sending a response for a random time between 0 and
MAX_ANYCAST_DELAY_TIME seconds.

Because unicast Neighbor Solicitations are not required to include a

Source Link-Layer Address, it is possible that a node sending a
solicited Neighbor Advertisement does not have a corresponding link-
layer address for its neighbor in its Neighbor Cache. In such
situations, a node will first have to use Neighbor Discovery to
determine the link-layer address of its neighbor (i.e., send out a
multicast Neighbor Solicitation).

7.2.5. Receipt of Neighbor Advertisements

When a valid Neighbor Advertisement is received (either solicited or

 unsolicited), the Neighbor Cache is searched for the target's entry.
If no entry exists, the advertisement SHOULD be silently discarded.
There is no need to create an entry if none exists, since the
recipient has apparently not initiated any communication with the
target.

Once the appropriate Neighbor Cache entry has been located, the
specific actions taken depend on the state of the Neighbor Cache
entry, the flags in the advertisement, and the actual link-layer
address supplied.

If the target's Neighbor Cache entry is in the INCOMPLETE state when

the advertisement is received, one of two things happens. If the
link layer has addresses and no Target Link-Layer Address option is
included, the receiving node SHOULD silently discard the received
advertisement. Otherwise, the receiving node performs the following
steps:

Narten, et al. Standards Track [Page 64]

RFC 4861 Neighbor Discovery in IPv6 September 2007

- It records the link-layer address in the Neighbor Cache entry.

- If the advertisement's Solicited flag is set, the state of the

entry is set to REACHABLE; otherwise, it is set to STALE.

- It sets the IsRouter flag in the cache entry based on the Router
flag in the received advertisement.

- It sends any packets queued for the neighbor awaiting address

resolution.

Note that the Override flag is ignored if the entry is in the

INCOMPLETE state.

If the target's Neighbor Cache entry is in any state other than

INCOMPLETE when the advertisement is received, the following actions
take place:

I. If the Override flag is clear and the supplied link-layer address

differs from that in the cache, then one of two actions takes
place:
a. If the state of the entry is REACHABLE, set it to STALE, but
do not update the entry in any other way.
b. Otherwise, the received advertisement should be ignored and
MUST NOT update the cache.

II. If the Override flag is set, or the supplied link-layer address

is the same as that in the cache, or no Target Link-Layer Address
option was supplied, the received advertisement MUST update the
Neighbor Cache entry as follows:

- The link-layer address in the Target Link-Layer Address option

MUST be inserted in the cache (if one is supplied and differs
from the already recorded address).
 - If the Solicited flag is set, the state of the entry MUST be
set to REACHABLE. If the Solicited flag is zero and the link-
layer address was updated with a different address, the state
MUST be set to STALE. Otherwise, the entry's state remains
unchanged.

An advertisement's Solicited flag should only be set if the

advertisement is a response to a Neighbor Solicitation.
Because Neighbor Unreachability Detection Solicitations are
sent to the cached link-layer address, receipt of a solicited
advertisement indicates that the forward path is working.
Receipt of an unsolicited advertisement, however, may indicate
that a neighbor has urgent information to announce (e.g., a

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changed link-layer address). If the urgent information

indicates a change from what a node is currently using, the
node should verify the reachability of the (new) path when it
sends the next packet. There is no need to update the state
for unsolicited advertisements that do not change the contents
of the cache.

- The IsRouter flag in the cache entry MUST be set based on the
Router flag in the received advertisement. In those cases
where the IsRouter flag changes from TRUE to FALSE as a result
of this update, the node MUST remove that router from the
Default Router List and update the Destination Cache entries
for all destinations using that neighbor as a router as
specified in Section 7.3.3. This is needed to detect when a
node that is used as a router stops forwarding packets due to
being configured as a host.

The above rules ensure that the cache is updated either when the
Neighbor Advertisement takes precedence (i.e., the Override flag is
set) or when the Neighbor Advertisement refers to the same link-layer
address that is currently recorded in the cache. If none of the
above apply, the advertisement prompts future Neighbor Unreachability
Detection (if it is not already in progress) by changing the state in
the cache entry.

7.2.6. Sending Unsolicited Neighbor Advertisements

In some cases, a node may be able to determine that its link-layer

address has changed (e.g., hot-swap of an interface card) and may
wish to inform its neighbors of the new link-layer address quickly.
In such cases, a node MAY send up to MAX_NEIGHBOR_ADVERTISEMENT
unsolicited Neighbor Advertisement messages to the all-nodes
multicast address. These advertisements MUST be separated by at
least RetransTimer seconds.
 The Target Address field in the unsolicited advertisement is set to
an IP address of the interface, and the Target Link-Layer Address
option is filled with the new link-layer address. The Solicited flag
MUST be set to zero, in order to avoid confusing the Neighbor
Unreachability Detection algorithm. If the node is a router, it MUST
set the Router flag to one; otherwise, it MUST set it to zero. The
Override flag MAY be set to either zero or one. In either case,
neighboring nodes will immediately change the state of their Neighbor
Cache entries for the Target Address to STALE, prompting them to
verify the path for reachability. If the Override flag is set to
one, neighboring nodes will install the new link-layer address in
their caches. Otherwise, they will ignore the new link-layer
address, choosing instead to probe the cached address.

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A node that has multiple IP addresses assigned to an interface MAY

multicast a separate Neighbor Advertisement for each address. In
such a case, the node SHOULD introduce a small delay between the
sending of each advertisement to reduce the probability of the
advertisements being lost due to congestion.

A proxy MAY multicast Neighbor Advertisements when its link-layer

address changes or when it is configured (by system management or
other mechanisms) to proxy for an address. If there are multiple
nodes that are providing proxy services for the same set of
addresses, the proxies should provide a mechanism that prevents
multiple proxies from multicasting advertisements for any one
address, in order to reduce the risk of excessive multicast traffic.
This is a requirement on other protocols that need to use proxies for
Neighbor Advertisements. An example of a node that performs proxy
advertisements is the Home Agent specified in [MIPv6].

Also, a node belonging to an anycast address MAY multicast

unsolicited Neighbor Advertisements for the anycast address when the
node's link-layer address changes.

Note that because unsolicited Neighbor Advertisements do not reliably

update caches in all nodes (the advertisements might not be received
by all nodes), they should only be viewed as a performance
optimization to quickly update the caches in most neighbors. The
Neighbor Unreachability Detection algorithm ensures that all nodes
obtain a reachable link-layer address, though the delay may be
slightly longer.

7.2.7. Anycast Neighbor Advertisements

From the perspective of Neighbor Discovery, anycast addresses are

treated just like unicast addresses in most cases. Because an
anycast address is syntactically the same as a unicast address, nodes
 performing address resolution or Neighbor Unreachability Detection on
an anycast address treat it as if it were a unicast address. No
special processing takes place.

Nodes that have an anycast address assigned to an interface treat

them exactly the same as if they were unicast addresses with two
exceptions. First, Neighbor Advertisements sent in response to a
Neighbor Solicitation SHOULD be delayed by a random time between 0
and MAX_ANYCAST_DELAY_TIME to reduce the probability of network
congestion. Second, the Override flag in Neighbor Advertisements
SHOULD be set to 0, so that when multiple advertisements are
received, the first received advertisement is used rather than the
most recently received advertisement.

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As with unicast addresses, Neighbor Unreachability Detection ensures

that a node quickly detects when the current binding for an anycast
address becomes invalid.

7.2.8. Proxy Neighbor Advertisements

Under limited circumstances, a router MAY proxy for one or more other
nodes, that is, through Neighbor Advertisements indicate that it is
willing to accept packets not explicitly addressed to itself. For
example, a router might accept packets on behalf of a mobile node
that has moved off-link. The mechanisms used by proxy are
essentially the same as the mechanisms used with anycast addresses.

A proxy MUST join the solicited-node multicast address(es) that

correspond to the IP address(es) assigned to the node for which it is
proxying. This SHOULD be done using a multicast listener discovery
protocol such as [MLD] or [MLDv2].

All solicited proxy Neighbor Advertisement messages MUST have the

Override flag set to zero. This ensures that if the node itself is
present on the link, its Neighbor Advertisement (with the Override
flag set to one) will take precedence of any advertisement received
from a proxy. A proxy MAY send unsolicited advertisements with the
Override flag set to one as specified in Section 7.2.6, but doing so
may cause the proxy advertisement to override a valid entry created
by the node itself.

Finally, when sending a proxy advertisement in response to a Neighbor

Solicitation, the sender should delay its response by a random time
between 0 and MAX_ANYCAST_DELAY_TIME seconds to avoid collisions due
to multiple responses sent by several proxies. However, in some
cases (e.g., Mobile IPv6) where only one proxy is present, such delay
is not necessary.
7.3. Neighbor Unreachability Detection

Communication to or through a neighbor may fail for numerous reasons

at any time, including hardware failure, hot-swap of an interface
card, etc. If the destination has failed, no recovery is possible
and communication fails. On the other hand, if it is the path that
has failed, recovery may be possible. Thus, a node actively tracks
the reachability "state" for the neighbors to which it is sending
packets.

Neighbor Unreachability Detection is used for all paths between hosts

and neighboring nodes, including host-to-host, host-to-router, and
router-to-host communication. Neighbor Unreachability Detection may
also be used between routers, but is not required if an equivalent

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mechanism is available, for example, as part of the routing

protocols.

When a path to a neighbor appears to be failing, the specific

recovery procedure depends on how the neighbor is being used. If the
neighbor is the ultimate destination, for example, address resolution
should be performed again. If the neighbor is a router, however,
attempting to switch to another router would be appropriate. The
specific recovery that takes place is covered under next-hop
determination; Neighbor Unreachability Detection signals the need for
next-hop determination by deleting a Neighbor Cache entry.

Neighbor Unreachability Detection is performed only for neighbors to

which unicast packets are sent; it is not used when sending to
multicast addresses.

7.3.1. Reachability Confirmation

A neighbor is considered reachable if the node has recently received

a confirmation that packets sent recently to the neighbor were
received by its IP layer. Positive confirmation can be gathered in
two ways: hints from upper-layer protocols that indicate a connection
is making "forward progress", or receipt of a Neighbor Advertisement
message that is a response to a Neighbor Solicitation message.

A connection makes "forward progress" if the packets received from a

remote peer can only be arriving if recent packets sent to that peer
are actually reaching it. In TCP, for example, receipt of a (new)
acknowledgment indicates that previously sent data reached the peer.
Likewise, the arrival of new (non-duplicate) data indicates that
earlier acknowledgments are being delivered to the remote peer. If
packets are reaching the peer, they must also be reaching the
 sender's next-hop neighbor; thus, "forward progress" is a
confirmation that the next-hop neighbor is reachable. For off-link
destinations, forward progress implies that the first-hop router is
reachable. When available, this upper-layer information SHOULD be
used.

In some cases (e.g., UDP-based protocols and routers forwarding

packets to hosts), such reachability information may not be readily
available from upper-layer protocols. When no hints are available
and a node is sending packets to a neighbor, the node actively probes
the neighbor using unicast Neighbor Solicitation messages to verify
that the forward path is still working.

The receipt of a solicited Neighbor Advertisement serves as

reachability confirmation, since advertisements with the Solicited
flag set to one are sent only in response to a Neighbor Solicitation.

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Receipt of other Neighbor Discovery messages, such as Router

Advertisements and Neighbor Advertisement with the Solicited flag set
to zero, MUST NOT be treated as a reachability confirmation. Receipt
of unsolicited messages only confirms the one-way path from the
sender to the recipient node. In contrast, Neighbor Unreachability
Detection requires that a node keep track of the reachability of the
forward path to a neighbor from its perspective, not the neighbor's
perspective. Note that receipt of a solicited advertisement
indicates that a path is working in both directions. The
solicitation must have reached the neighbor, prompting it to generate
an advertisement. Likewise, receipt of an advertisement indicates
that the path from the sender to the recipient is working. However,
the latter fact is known only to the recipient; the advertisement's
sender has no direct way of knowing that the advertisement it sent
actually reached a neighbor. From the perspective of Neighbor
Unreachability Detection, only the reachability of the forward path
is of interest.

7.3.2. Neighbor Cache Entry States

A Neighbor Cache entry can be in one of five states:

INCOMPLETE Address resolution is being performed on the entry.

Specifically, a Neighbor Solicitation has been sent to
the solicited-node multicast address of the target,
but the corresponding Neighbor Advertisement has not
yet been received.

REACHABLE Positive confirmation was received within the last

ReachableTime milliseconds that the forward path to
the neighbor was functioning properly. While
REACHABLE, no special action takes place as packets
 are sent.

STALE More than ReachableTime milliseconds have elapsed

since the last positive confirmation was received that
the forward path was functioning properly. While
stale, no action takes place until a packet is sent.

The STALE state is entered upon receiving an

unsolicited Neighbor Discovery message that updates
the cached link-layer address. Receipt of such a
message does not confirm reachability, and entering
the STALE state ensures reachability is verified
quickly if the entry is actually being used. However,
reachability is not actually verified until the entry
is actually used.

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DELAY More than ReachableTime milliseconds have elapsed

since the last positive confirmation was received that
the forward path was functioning properly, and a
packet was sent within the last DELAY_FIRST_PROBE_TIME
seconds. If no reachability confirmation is received
within DELAY_FIRST_PROBE_TIME seconds of entering the
DELAY state, send a Neighbor Solicitation and change
the state to PROBE.

The DELAY state is an optimization that gives upper-

layer protocols additional time to provide
reachability confirmation in those cases where
ReachableTime milliseconds have passed since the last
confirmation due to lack of recent traffic. Without
this optimization, the opening of a TCP connection
after a traffic lull would initiate probes even though
the subsequent three-way handshake would provide a
reachability confirmation almost immediately.

PROBE A reachability confirmation is actively sought by

retransmitting Neighbor Solicitations every
RetransTimer milliseconds until a reachability
confirmation is received.

7.3.3. Node Behavior

Neighbor Unreachability Detection operates in parallel with the

sending of packets to a neighbor. While reasserting a neighbor's
reachability, a node continues sending packets to that neighbor using
the cached link-layer address. If no traffic is sent to a neighbor,
no probes are sent.
 When a node needs to perform address resolution on a neighboring
address, it creates an entry in the INCOMPLETE state and initiates
address resolution as specified in Section 7.2. If address
resolution fails, the entry SHOULD be deleted, so that subsequent
traffic to that neighbor invokes the next-hop determination procedure
again. Invoking next-hop determination at this point ensures that
alternate default routers are tried.

When a reachability confirmation is received (either through upper-

layer advice or a solicited Neighbor Advertisement), an entry's state
changes to REACHABLE. The one exception is that upper-layer advice
has no effect on entries in the INCOMPLETE state (e.g., for which no
link-layer address is cached).

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When ReachableTime milliseconds have passed since receipt of the last

reachability confirmation for a neighbor, the Neighbor Cache entry's
state changes from REACHABLE to STALE.

Note: An implementation may actually defer changing the state from

REACHABLE to STALE until a packet is sent to the neighbor, i.e.,
there need not be an explicit timeout event associated with the
expiration of ReachableTime.

The first time a node sends a packet to a neighbor whose entry is

STALE, the sender changes the state to DELAY and sets a timer to
expire in DELAY_FIRST_PROBE_TIME seconds. If the entry is still in
the DELAY state when the timer expires, the entry's state changes to
PROBE. If reachability confirmation is received, the entry's state
changes to REACHABLE.

Upon entering the PROBE state, a node sends a unicast Neighbor

Solicitation message to the neighbor using the cached link-layer
address. While in the PROBE state, a node retransmits Neighbor
Solicitation messages every RetransTimer milliseconds until
reachability confirmation is obtained. Probes are retransmitted even
if no additional packets are sent to the neighbor. If no response is
received after waiting RetransTimer milliseconds after sending the
MAX_UNICAST_SOLICIT solicitations, retransmissions cease and the
entry SHOULD be deleted. Subsequent traffic to that neighbor will
recreate the entry and perform address resolution again.

Note that all Neighbor Solicitations are rate-limited on a per-

neighbor basis. A node MUST NOT send Neighbor Solicitations to the
same neighbor more frequently than once every RetransTimer
milliseconds.

A Neighbor Cache entry enters the STALE state when created as a

result of receiving packets other than solicited Neighbor
Advertisements (i.e., Router Solicitations, Router Advertisements,
Redirects, and Neighbor Solicitations). These packets contain the
 link-layer address of either the sender or, in the case of Redirect,
the redirection target. However, receipt of these link-layer
addresses does not confirm reachability of the forward-direction path
to that node. Placing a newly created Neighbor Cache entry for which
the link-layer address is known in the STALE state provides assurance
that path failures are detected quickly. In addition, should a
cached link-layer address be modified due to receiving one of the
above messages, the state SHOULD also be set to STALE to provide
prompt verification that the path to the new link-layer address is
working.

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To properly detect the case where a router switches from being a

router to being a host (e.g., if its IP forwarding capability is
turned off by system management), a node MUST compare the Router flag
field in all received Neighbor Advertisement messages with the
IsRouter flag recorded in the Neighbor Cache entry. When a node
detects that a neighbor has changed from being a router to being a
host, the node MUST remove that router from the Default Router List
and update the Destination Cache as described in Section 6.3.5. Note
that a router may not be listed in the Default Router List, even
though a Destination Cache entry is using it (e.g., a host was
redirected to it). In such cases, all Destination Cache entries that
reference the (former) router must perform next-hop determination
again before using the entry.

In some cases, link-specific information may indicate that a path to

a neighbor has failed (e.g., the resetting of a virtual circuit). In
such cases, link-specific information may be used to purge Neighbor
Cache entries before the Neighbor Unreachability Detection would do
so. However, link-specific information MUST NOT be used to confirm
the reachability of a neighbor; such information does not provide
end-to-end confirmation between neighboring IP layers.

8. Redirect Function

This section describes the functions related to the sending and

processing of Redirect messages.

Redirect messages are sent by routers to redirect a host to a better

first-hop router for a specific destination or to inform hosts that a
destination is in fact a neighbor (i.e., on-link). The latter is
accomplished by having the ICMP Target Address be equal to the ICMP
Destination Address.

A router MUST be able to determine the link-local address for each of

its neighboring routers in order to ensure that the target address in
a Redirect message identifies the neighbor router by its link-local
 address. For static routing, this requirement implies that the next-
hop router's address should be specified using the link-local address
of the router. For dynamic routing, this requirement implies that
all IPv6 routing protocols must somehow exchange the link-local
addresses of neighboring routers.

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8.1. Validation of Redirect Messages

A host MUST silently discard any received Redirect message that does
not satisfy all of the following validity checks:

- IP Source Address is a link-local address. Routers must use

their link-local address as the source for Router Advertisement
and Redirect messages so that hosts can uniquely identify
routers.

- The IP Hop Limit field has a value of 255, i.e., the packet
could not possibly have been forwarded by a router.

- ICMP Checksum is valid.

- ICMP Code is 0.

- ICMP length (derived from the IP length) is 40 or more octets.

- The IP source address of the Redirect is the same as the current

first-hop router for the specified ICMP Destination Address.

- The ICMP Destination Address field in the redirect message does

not contain a multicast address.

- The ICMP Target Address is either a link-local address (when

redirected to a router) or the same as the ICMP Destination
Address (when redirected to the on-link destination).

- All included options have a length that is greater than zero.

The contents of the Reserved field, and of any unrecognized options,

MUST be ignored. Future, backward-compatible changes to the protocol
may specify the contents of the Reserved field or add new options;
backward-incompatible changes may use different Code values.
 The contents of any defined options that are not specified to be used
with Redirect messages MUST be ignored and the packet processed as
normal. The only defined options that may appear are the Target
Link-Layer Address option and the Redirected Header option.

A host MUST NOT consider a redirect invalid just because the Target
Address of the redirect is not covered under one of the link's
prefixes. Part of the semantics of the Redirect message is that the
Target Address is on-link.

A redirect that passes the validity checks is called a "valid

redirect".

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8.2. Router Specification

A router SHOULD send a redirect message, subject to rate limiting,

whenever it forwards a packet that is not explicitly addressed to
itself (i.e., a packet that is not source routed through the router)
in which:

- the Source Address field of the packet identifies a neighbor,

and

- the router determines (by means outside the scope of this

specification) that a better first-hop node resides on the same
link as the sending node for the Destination Address of the
packet being forwarded, and

- the Destination Address of the packet is not a multicast

address.

The transmitted redirect packet contains, consistent with the message

format given in Section 4.5:

- In the Target Address field: the address to which subsequent

packets for the destination should be sent. If the target is a
router, that router's link-local address MUST be used. If the
target is a host, the target address field MUST be set to the
same value as the Destination Address field.

- In the Destination Address field: the destination address of the

invoking IP packet.

- In the options:

o Target Link-Layer Address option: link-layer address of the

target, if known.

o Redirected Header: as much of the forwarded packet as can

 fit without the redirect packet exceeding the minimum MTU
required to support IPv6 as specified in [IPv6].

A router MUST limit the rate at which Redirect messages are sent, in
order to limit the bandwidth and processing costs incurred by the
Redirect messages when the source does not correctly respond to the
Redirects, or the source chooses to ignore unauthenticated Redirect
messages. More details on the rate-limiting of ICMP error messages
can be found in [ICMPv6].

A router MUST NOT update its routing tables upon receipt of a

Redirect.

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8.3. Host Specification

A host receiving a valid redirect SHOULD update its Destination Cache

accordingly so that subsequent traffic goes to the specified target.
If no Destination Cache entry exists for the destination, an
implementation SHOULD create such an entry.

If the redirect contains a Target Link-Layer Address option, the host

either creates or updates the Neighbor Cache entry for the target.
In both cases, the cached link-layer address is copied from the
Target Link-Layer Address option. If a Neighbor Cache entry is
created for the target, its reachability state MUST be set to STALE
as specified in Section 7.3.3. If a cache entry already existed and
it is updated with a different link-layer address, its reachability
state MUST also be set to STALE. If the link-layer address is the
same as that already in the cache, the cache entry's state remains
unchanged.

If the Target and Destination Addresses are the same, the host MUST
treat the Target as on-link. If the Target Address is not the same
as the Destination Address, the host MUST set IsRouter to TRUE for
the target. If the Target and Destination Addresses are the same,
however, one cannot reliably determine whether the Target Address is
a router. Consequently, newly created Neighbor Cache entries should
set the IsRouter flag to FALSE, while existing cache entries should
leave the flag unchanged. If the Target is a router, subsequent
Neighbor Advertisement or Router Advertisement messages will update
IsRouter accordingly.

Redirect messages apply to all flows that are being sent to a given
destination. That is, upon receipt of a Redirect for a Destination
Address, all Destination Cache entries to that address should be
updated to use the specified next-hop, regardless of the contents of
the Flow Label field that appears in the Redirected Header option.

A host MUST NOT send Redirect messages.

9. Extensibility - Option Processing

Options provide a mechanism for encoding variable length fields,

fields that may appear multiple times in the same packet, or
information that may not appear in all packets. Options can also be
used to add additional functionality to future versions of ND.

In order to ensure that future extensions properly coexist with

current implementations, all nodes MUST silently ignore any options
they do not recognize in received ND packets and continue processing
the packet. All options specified in this document MUST be

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recognized. A node MUST NOT ignore valid options just because the ND
message contains unrecognized ones.

The current set of options is defined in such a way that receivers

can process multiple options in the same packet independently of each
other. In order to maintain these properties, future options SHOULD
follow the simple rule:

The option MUST NOT depend on the presence or absence of any other
options. The semantics of an option should depend only on the
information in the fixed part of the ND packet and on the
information contained in the option itself.

Adhering to the above rule has the following benefits:

1) Receivers can process options independently of one another. For

example, an implementation can choose to process the Prefix
Information option contained in a Router Advertisement message
in a user-space process while the link-layer address option in
the same message is processed by routines in the kernel.

2) Should the number of options cause a packet to exceed a link's

MTU, multiple packets can carry subsets of the options without
any change in semantics.

3) Senders MAY send a subset of options in different packets. For

instance, if a prefix's Valid and Preferred Lifetime are high
enough, it might not be necessary to include the Prefix
Information option in every Router Advertisement. In addition,
different routers might send different sets of options. Thus, a
receiver MUST NOT associate any action with the absence of an
option in a particular packet. This protocol specifies that
receivers should only act on the expiration of timers and on the
information that is received in the packets.

Options in Neighbor Discovery packets can appear in any order;

 receivers MUST be prepared to process them independently of their
order. There can also be multiple instances of the same option in a
message (e.g., Prefix Information options).

If the number of included options in a Router Advertisement causes

the advertisement's size to exceed the link MTU, the router can send
multiple separate advertisements, each containing a subset of the
options.

The amount of data to include in the Redirected Header option MUST be

limited so that the entire redirect packet does not exceed the
minimum MTU required to support IPv6 as specified in [IPv6].

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All options are a multiple of 8 octets of length, ensuring

appropriate alignment without any "pad" options. The fields in the
options (as well as the fields in ND packets) are defined to align on
their natural boundaries (e.g., a 16-bit field is aligned on a 16-bit
boundary) with the exception of the 128-bit IP addresses/prefixes,
which are aligned on a 64-bit boundary. The link-layer address field
contains an uninterpreted octet string; it is aligned on an 8-bit
boundary.

The size of an ND packet including the IP header is limited to the

link MTU. When adding options to an ND packet, a node MUST NOT
exceed the link MTU.

Future versions of this protocol may define new option types.

Receivers MUST silently ignore any options they do not recognize and
continue processing the message.

10. Protocol Constants

Router constants:

MAX_INITIAL_RTR_ADVERT_INTERVAL 16 seconds

MAX_INITIAL_RTR_ADVERTISEMENTS 3 transmissions

MAX_FINAL_RTR_ADVERTISEMENTS 3 transmissions

MIN_DELAY_BETWEEN_RAS 3 seconds

MAX_RA_DELAY_TIME .5 seconds

Host constants:

MAX_RTR_SOLICITATION_DELAY 1 second

RTR_SOLICITATION_INTERVAL 4 seconds
 MAX_RTR_SOLICITATIONS 3 transmissions

Node constants:

MAX_MULTICAST_SOLICIT 3 transmissions

MAX_UNICAST_SOLICIT 3 transmissions

MAX_ANYCAST_DELAY_TIME 1 second

MAX_NEIGHBOR_ADVERTISEMENT 3 transmissions

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REACHABLE_TIME 30,000 milliseconds

RETRANS_TIMER 1,000 milliseconds

DELAY_FIRST_PROBE_TIME 5 seconds

MIN_RANDOM_FACTOR .5

MAX_RANDOM_FACTOR 1.5

Additional protocol constants are defined with the message formats in

Section 4.

All protocol constants are subject to change in future revisions of

the protocol.

The constants in this specification may be overridden by specific

documents that describe how IPv6 operates over different link layers.
This rule allows Neighbor Discovery to operate over links with widely
varying performance characteristics.

11. Security Considerations

Neighbor Discovery is subject to attacks that cause IP packets to

flow to unexpected places. Such attacks can be used to cause denial
of service but also allow nodes to intercept and optionally modify
packets destined for other nodes. This section deals with the main
threats related to Neighbor Discovery messages and possible security
mechanisms that can mitigate these threats.

11.1. Threat Analysis

This section discusses the main threats associated with Neighbor

 Discovery. A more detailed analysis can be found in [PSREQ]. The
main vulnerabilities of the protocol fall under three categories:

- Denial-of-Service (DoS) attacks.

- Address spoofing attacks.
- Router spoofing attacks.

An example of denial of service attacks is that a node on the link

that can send packets with an arbitrary IP source address can both
advertise itself as a default router and also send "forged" Router
Advertisement messages that immediately time out all other default
routers as well as all on-link prefixes. An intruder can achieve
this by sending out multiple Router Advertisements, one for each
legitimate router, with the source address set to the address of
another router, the Router Lifetime field set to zero, and the

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Preferred and Valid lifetimes set to zero for all the prefixes. Such
an attack would cause all packets, for both on-link and off-link
destinations, to go to the rogue router. That router can then
selectively examine, modify, or drop all packets sent on the link.
The Neighbor Unreachability Detection (NUD) will not detect such a
black hole as long as the rogue router politely answers the NUD
probes with a Neighbor Advertisement with the R-bit set.

It is also possible for any host to launch a DoS attack on another

host by preventing it from configuring an address using [ADDRCONF].
The protocol does not allow hosts to verify whether the sender of a
Neighbor Advertisement is the true owner of the IP address included
in the message.

Redirect attacks can also be achieved by any host in order to flood a

victim or steal its traffic. A host can send a Neighbor
Advertisement (in response to a solicitation) that contains its IP
address and a victim's link-layer address in order to flood the
victim with unwanted traffic. Alternatively, the host can send a
Neighbor Advertisement that includes a victim's IP address and its
own link-layer address to overwrite an existing entry in the sender's
destination cache, thereby forcing the sender to forward all of the
victim's traffic to itself.

The trust model for redirects is the same as in IPv4. A redirect is

accepted only if received from the same router that is currently
being used for that destination. If a host has been redirected to
another node (i.e., the destination is on-link), there is no way to
prevent the target from issuing another redirect to some other
destination. However, this exposure is no worse than it was before
being redirected; the target host, once subverted, could always act
as a hidden router to forward traffic elsewhere.

The protocol contains no mechanism to determine which neighbors are

authorized to send a particular type of message (e.g., Router
Advertisements); any neighbor, presumably even in the presence of
authentication, can send Router Advertisement messages thereby being
 able to cause denial of service. Furthermore, any neighbor can send
proxy Neighbor Advertisements as well as unsolicited Neighbor
Advertisements as a potential denial-of-service attack.

Many link layers are also subject to different denial-of-service

attacks such as continuously occupying the link in CSMA/CD (Carrier
Sense Multiple Access with Collision Detection) networks (e.g., by
sending packets closely back-to-back or asserting the collision
signal on the link), or originating packets with somebody else's
source MAC address to confuse, e.g., Ethernet switches. On the other
hand, many of the threats discussed in this section are less

Narten, et al. Standards Track [Page 80]

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effective, or non-existent, on point-to-point links, or cellular

links where a host shares a link with only one neighbor, i.e., the
default router.

11.2. Securing Neighbor Discovery Messages

The protocol reduces the exposure to the above threats in the absence
of authentication by ignoring ND packets received from off-link
senders. The Hop Limit field of all received packets is verified to
contain 255, the maximum legal value. Because routers decrement the
Hop Limit on all packets they forward, received packets containing a
Hop Limit of 255 must have originated from a neighbor.

Cryptographic security mechanisms for Neighbor Discovery are outside

the scope of this document and are defined in [SEND]. Alternatively,
IPsec can be used for IP layer authentication [IPv6-SA]. The use of
the Internet Key Exchange (IKE) is not suited for creating dynamic
security associations that can be used to secure address resolution
or neighbor solicitation messages as documented in [ICMPIKE].

In some cases, it may be acceptable to use statically configured

security associations with either [IPv6-AUTH] or [IPv6-ESP] to secure
Neighbor Discovery messages. However, it is important to note that
statically configured security associations are not scalable
(especially when considering multicast links) and are therefore
limited to small networks with known hosts. In any case, if either
[IPv6-AUTH] or [IPv6-ESP] is used, ND packets MUST be verified for
the purpose of authentication. Packets that fail authentication
checks MUST be silently discarded.

12. Renumbering Considerations

The Neighbor Discovery protocol together with IPv6 Address

Autoconfiguration [ADDRCONF] provides mechanisms to aid in
 renumbering -- new prefixes and addresses can be introduced and old
ones can be deprecated and removed.

The robustness of these mechanisms is based on all the nodes on the

link receiving the Router Advertisement messages in a timely manner.
However, a host might be turned off or be unreachable for an extended
period of time (i.e., a machine is powered down for months after a
project terminates). It is possible to preserve robust renumbering
in such cases, but it does place some constraints on how long
prefixes must be advertised.

Consider the following example in which a prefix is initially

advertised with a lifetime of 2 months, but on August 1st it is
determined that the prefix needs to be deprecated and removed due to

Narten, et al. Standards Track [Page 81]

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renumbering by September 1st. This can be done by reducing the

advertised lifetime to 1 week starting on August 1st, and as the
cutoff gets closer, the lifetimes can be made shorter until by
September 1st the prefix is advertised with a lifetime of 0. The
point is that, if one or more nodes were unplugged from the link
prior to September 1st, they might still think that the prefix is
valid since the last lifetime they received was 2 months. Thus, if a
node was unplugged on July 31st, it thinks the prefix is valid until
September 30th. If that node is plugged back in prior to September
30th, it may continue to use the old prefix. The only way to force a
node to stop using a prefix that was previously advertised with a
long lifetime is to have that node receive an advertisement for that
prefix that changes the lifetime downward. The solution in this
example is simple: continue advertising the prefix with a lifetime of
0 from September 1st until October 1st.

In general, in order to be robust against nodes that might be

unplugged from the link, it is important to track the furthest into
the future that a particular prefix can be viewed as valid by any
node on the link. The prefix must then be advertised with a 0
lifetime until that point in the future. This "furthest into the
future" time is simply the maximum, over all Router Advertisements,
of the time the advertisement was sent, plus the prefix's lifetime
contained in the advertisement.

The above has an important implication on using infinite lifetimes.

If a prefix is advertised with an infinite lifetime, and that prefix
later needs to be renumbered, it is undesirable to continue
advertising that prefix with a zero lifetime forever. Thus, either
infinite lifetimes should be avoided or there must be a limit on how
long of a time a node can be unplugged from the link before it is
plugged back in again. However, it is unclear how the network
administrator can enforce a limit on how long time hosts such as
laptops can be unplugged from the link.

Network administrators should give serious consideration to using

relatively short lifetimes (i.e., no more than a few weeks). While
it might appear that using long lifetimes would help ensure
 robustness, in reality, a host will be unable to communicate in the
absence of properly functioning routers. Such routers will be
sending Router Advertisements that contain appropriate (and current)
prefixes. A host connected to a network that has no functioning
routers is likely to have more serious problems than just a lack of a
valid prefix and address.

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The above discussion does not distinguish between the preferred and
valid lifetimes. For all practical purposes, it is probably
sufficient to track the valid lifetime since the preferred lifetime
will not exceed the valid lifetime.

13. IANA Considerations

This document does not require any new ICMPv6 types or codes to be
allocated. However, existing ICMPv6 types have been updated to point
to this document instead of RFC 2461. The procedure for the
assignment of ICMPv6 types/codes is described in Section 6 of
[ICMPv6].

This document continues to use the following ICMPv6 message types

introduced in RFC 2461 and already assigned by IANA:

Message name ICMPv6 Type

Router Solicitation 133

Router Advertisement 134
Neighbor Solicitation 135
Neighbor Advertisement 136
Redirect 137

This document continues to use the following Neighbor Discovery

option types introduced in RFC 2461 and already assigned by IANA:

Option Name Type

Source Link-Layer Address 1

Target Link-Layer Address 2
Prefix Information 3
Redirected Header 4
MTU 5

Neighbor Discovery option types are allocated using the following

procedure:
 1. The IANA should allocate and permanently register new option types
from IETF RFC publication. This is for all RFC types including
standards track, informational, and experimental status that
originate from the IETF and have been approved by the IESG for
publication.

2. IETF working groups with working group consensus and area director
approval can request reclaimable Neighbor Discovery option type
assignments from the IANA. The IANA will tag the values as
"reclaimable in future".

Narten, et al. Standards Track [Page 83]

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The "reclaimable in the future" tag will be removed when an RFC is

published documenting the protocol as defined in 1). This will make
the assignment permanent and update the reference on the IANA Web
pages.

At the point where the option type values are 85% assigned, the IETF
will review the assignments tagged "reclaimable in the future" and
inform the IANA which ones should be reclaimed and reassigned.

3. Requests for new option type value assignments from outside the
IETF are only made through the publication of an IETF document, per
1) above. Note also that documents published as "RFC Editor
contributions" [RFC3667] are not considered to be IETF documents.

14. References

14.1. Normative References

[ADDR-ARCH] Hinden, R. and S. Deering, "IP Version 6 Addressing

Architecture", RFC 4291, February 2006.

[ICMPv6] Conta, A., Deering, S., and M. Gupta, Ed., "Internet

Control Message Protocol (ICMPv6) for the Internet
Protocol Version 6 (IPv6) Specification", RFC 4443,
March 2006.

[IPv6] Deering, S. and R. Hinden, "Internet Protocol, Version 6

(IPv6) Specification", RFC 2460, December 1998.

[KEYWORDS] Bradner, S., "Key words for use in RFCs to Indicate

Requirement Levels", BCP 14, RFC 2119, March 1997.

14.2. Informative References

 [ADDRCONF] Thomson, S., Narten, T., and T. Jinmei, "IPv6 Stateless
Address Autoconfiguration", RFC 4862, September 2007.

[ADDR-SEL] Draves, R., "Default Address Selection for Internet

Protocol version 6 (IPv6)", RFC 3484, February 2003.

[ARP] Plummer, D., "Ethernet Address Resolution Protocol: Or

Converting Network Protocol Addresses to 48.bit Ethernet
Address for Transmission on Ethernet Hardware", STD 37,
RFC 826, November 1982.

[ASSIGNED] Reynolds, J., Ed., "Assigned Numbers: RFC 1700 is

Replaced by an On-line Database", RFC 3232, January
2002.

Narten, et al. Standards Track [Page 84]

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[DHCPv6] Droms, R., Ed., Bound, J., Volz, B., Lemon, T., Perkins,
C., and M. Carney, "Dynamic Host Configuration Protocol
for IPv6 (DHCPv6)", RFC 3315, July 2003.

[HR-CL] Braden, R., Ed., "Requirements for Internet Hosts -

Communication Layers", STD 3, RFC 1122, October 1989.

[ICMPIKE] Arkko, J., "Effects of ICMPv6 on IKE", Work in Progress,

March 2003.

[ICMPv4] Postel, J., "Internet Control Message Protocol", STD 5,

RFC 792, September 1981.

[IPv6-3GPP] Wasserman, M., Ed., "Recommendations for IPv6 in Third

Generation Partnership Project (3GPP) Standards", RFC
3314, September 2002.

[IPv6-CELL] Arkko, J., Kuijpers, G., Soliman, H., Loughney, J., and
J. Wiljakka, "Internet Protocol Version 6 (IPv6) for
Some Second and Third Generation Cellular Hosts", RFC
3316, April 2003.

[IPv6-ETHER] Crawford, M., "Transmission of IPv6 Packets over

Ethernet Networks", RFC 2464, December 1998.

[IPv6-SA] Kent, S. and K. Seo, "Security Architecture for the

Internet Protocol", RFC 4301, December 2005.

[IPv6-AUTH] Kent, S., "IP Authentication Header", RFC 4302, December

2005.

[IPv6-ESP] Kent, S., "IP Encapsulating Security Payload (ESP)", RFC

4303, December 2005.

[IPv6-NBMA] Armitage, G., Schulter, P., Jork, M., and G. Harter,

"IPv6 over Non-Broadcast Multiple Access (NBMA)
 networks", RFC 2491, January 1999.

[LD-SHRE] Hinden, R. and D. Thaler, "IPv6 Host-to-Router Load

Sharing", RFC 4311, November 2005.

[MIPv6] Johnson, D., Perkins, C., and J. Arkko, "Mobility

Support in IPv6", RFC 3775, June 2004.

[MLD] Deering, S., Fenner, W., and B. Haberman, "Multicast

Listener Discovery (MLD) for IPv6", RFC 2710, October
1999.

Narten, et al. Standards Track [Page 85]

RFC 4861 Neighbor Discovery in IPv6 September 2007

[MLDv2] Vida, R., Ed., and L. Costa, Ed., "Multicast Listener

Discovery Version 2 (MLDv2) for IPv6", RFC 3810, June
2004.

[PSREQ] Nikander, P., Ed., Kempf, J., and E. Nordmark, "IPv6

Neighbor Discovery (ND) Trust Models and Threats", RFC
3756, May 2004.

[RAND] Eastlake, D., 3rd, Schiller, J., and S. Crocker,

"Randomness Requirements for Security", BCP 106, RFC
4086, June 2005.

[RDISC] Deering, S., Ed., "ICMP Router Discovery Messages", RFC

1256, September 1991.

[RFC3667] Bradner, S., "IETF Rights in Contributions", RFC 3667,

February 2004.

[RTSEL] Draves, R. and D. Thaler, "Default Router Preferences

and More-Specific Routes", RFC 4191, November 2005.

[SH-MEDIA] Braden, B., Postel, J., and Y. Rekhter, "Internet

Architecture Extensions for Shared Media", RFC 1620, May
1994.

[SEND] Arkko, J., Ed., Kempf, J., Zill, B., and P. Nikander,
"SEcure Neighbor Discovery (SEND)", RFC 3971, March
2005.

[SYNC] S. Floyd, V. Jacobson, "The Synchronization of Periodic

Routing Messages", IEEE/ACM Transactions on Networking,
April 1994. ftp://ftp.ee.lbl.gov/papers/sync_94.ps.Z
Narten, et al. Standards Track [Page 86]

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Appendix A: Multihomed Hosts

There are a number of complicating issues that arise when Neighbor

Discovery is used by hosts that have multiple interfaces. This
section does not attempt to define the proper operation of multihomed
hosts with regard to Neighbor Discovery. Rather, it identifies
issues that require further study. Implementors are encouraged to
experiment with various approaches to making Neighbor Discovery work
on multihomed hosts and to report their experiences. Further work
related to this problem can be found in [RTSEL].

If a multihomed host receives Router Advertisements on all of its

interfaces, it will (probably) have learned on-link prefixes for the
addresses residing on each link. When a packet must be sent through
a router, however, selecting the "wrong" router can result in a
suboptimal or non-functioning path. There are number of issues to
consider:

1) In order for a router to send a redirect, it must determine that

the packet it is forwarding originates from a neighbor. The
standard test for this case is to compare the source address of
the packet to the list of on-link prefixes associated with the
interface on which the packet was received. If the originating
host is multihomed, however, the source address it uses may
belong to an interface other than the interface from which it
was sent. In such cases, a router will not send redirects, and
suboptimal routing is likely. In order to be redirected, the
sending host must always send packets out the interface
corresponding to the outgoing packet's source address. Note
that this issue never arises with non-multihomed hosts; they
only have one interface. Additional discussion on this topic
can be found in RFC 1122 under Section 3.3.4.2.

2) If the selected first-hop router does not have a route at all

for the destination, it will be unable to deliver the packet.
However, the destination may be reachable through a router on
one of the other interfaces. Neighbor Discovery does not
address this scenario; it does not arise in the non-multihomed
case.

3) Even if the first-hop router does have a route for a

destination, there may be a better route via another interface.
No mechanism exists for the multihomed host to detect this
situation.
 If a multihomed host fails to receive Router Advertisements on one or
more of its interfaces, it will not know (in the absence of
configured information) which destinations are on-link on the

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affected interface(s). This leads to the following problem: If

Router Advertisements are received on some, but not all, interfaces,
a multihomed host could choose to only send packets out on the
interfaces on which it has received Router Advertisements. A key
assumption made here, however, is that routers on those other
interfaces will be able to route packets to the ultimate destination,
even when those destinations reside on the subnet to which the sender
connects, but has no on-link prefix information. Should the
assumption be FALSE, communication would fail. Even if the
assumption holds, packets will traverse a suboptimal path.

Appendix B: Future Extensions

Possible extensions for future study are:

o Using dynamic timers to be able to adapt to links with widely

varying delay. Measuring round-trip times, however, requires
acknowledgments and sequence numbers in order to match received
Neighbor Advertisements with the actual Neighbor Solicitation that
triggered the advertisement. Implementors wishing to experiment
with such a facility could do so in a backwards-compatible way by
defining a new option carrying the necessary information. Nodes
not understanding the option would simply ignore it.

o Adding capabilities to facilitate the operation over links that

currently require hosts to register with an address resolution
server. This could, for instance, enable routers to ask hosts to
send them periodic unsolicited advertisements. Once again, this
can be added using a new option sent in the Router Advertisements.

o Adding additional procedures for links where asymmetric and non-

transitive reachability is part of normal operations. Such
procedures might allow hosts and routers to find usable paths on,
e.g., radio links.
Narten, et al. Standards Track [Page 88]

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Appendix C: State Machine for the Reachability State

This appendix contains a summary of the rules specified in Sections

7.2 and 7.3. This document does not mandate that implementations
adhere to this model as long as their external behavior is consistent
with that described in this document.

When performing address resolution and Neighbor Unreachability

Detection the following state transitions apply using the conceptual
model:

State Event Action New state

- Packet to send. Create entry. INCOMPLETE

Send multicast NS.
Start retransmit timer

INCOMPLETE Retransmit timeout, Retransmit NS INCOMPLETE

less than N Start retransmit
retransmissions. timer

INCOMPLETE Retransmit timeout, Discard entry -

N or more Send ICMP error
retransmissions.

INCOMPLETE NA, Solicited=0, Record link-layer STALE

Override=any address. Send queued
packets.

INCOMPLETE NA, Solicited=1, Record link-layer REACHABLE

Override=any address. Send queued
packets.

INCOMPLETE NA, Solicited=any, Update content of unchanged

Override=any, No IsRouter flag
Link-layer address

- NS, RS, Redirect - -

No link-layer address

!INCOMPLETE NA, Solicited=1, - REACHABLE

Override=0
Same link-layer
address as cached.

!INCOMPLETE NA, Solicited=any, Update content of unchanged

Override=any, No IsRouter flag.
link-layer address

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RFC 4861 Neighbor Discovery in IPv6 September 2007

REACHABLE NA, Solicited=1, - STALE

Override=0
Different link-layer
address than cached.

STALE, PROBE NA, Solicited=1, - unchanged

Or DELAY Override=0
Different link-layer
address than cached.

!INCOMPLETE NA, Solicited=1, Record link-layer REACHABLE

Override=1 address (if
different).

!INCOMPLETE NA, Solicited=0, - unchanged

Override=0

!INCOMPLETE NA, Solicited=0, - unchanged

Override=1
Same link-layer
address as cached.

!INCOMPLETE NA, Solicited=0, Record link-layer STALE

Override=1 address.
Different link-layer
address than cached.

!INCOMPLETE upper-layer reachability - REACHABLE

confirmation

REACHABLE timeout, more than - STALE

N seconds since
reachability confirm.

STALE Sending packet Start delay timer DELAY

DELAY Delay timeout Send unicast NS probe PROBE

Start retransmit timer

PROBE Retransmit timeout, Retransmit NS PROBE

less than N
retransmissions.

PROBE Retransmit timeout, Discard entry -

N or more
retransmissions.

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 The state transitions for receiving unsolicited information other
than Neighbor Advertisement messages apply to either the source of
the packet (for Neighbor Solicitation, Router Solicitation, and
Router Advertisement messages) or the target address (for Redirect
messages) as follows:

State Event Action New state

- NS, RS, RA, Redirect Create entry. STALE

INCOMPLETE NS, RS, RA, Redirect Record link-layer STALE

address. Send queued
packets.

!INCOMPLETE NS, RS, RA, Redirect Update link-layer STALE

Different link-layer address
address than cached.

INCOMPLETE NS, RS No link-layer - unchanged

address

!INCOMPLETE NS, RS, RA, Redirect - unchanged

Same link-layer
address as cached.

Appendix D: Summary of IsRouter Rules

This appendix presents a summary of the rules for maintaining the

IsRouter flag as specified in this document.

The background for these rules is that the ND messages contain,

either implicitly or explicitly, information that indicates whether
or not the sender (or Target Address) is a host or a router. The
following assumptions are used:

- The sender of a Router Advertisement is implicitly assumed to be a

router.

- Neighbor Solicitation messages do not contain either an implicit

or explicit indication about the sender. Both hosts and routers
send such messages.

- Neighbor Advertisement messages contain an explicit "IsRouter

flag", the R-bit.

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- The target of the redirect, when the target differs from the
destination address in the packet being redirected, is implicitly
 assumed to be a router. This is a natural assumption since that
node is expected to be able to forward the packets towards the
destination.

- The target of the redirect, when the target is the same as the
destination, does not carry any host vs. router information. All
that is known is that the destination (i.e., target) is on-link
but it could be either a host or a router.

The rules for setting the IsRouter flag are based on the information
content above. If an ND message contains explicit or implicit
information, the receipt of the message will cause the IsRouter flag
to be updated. But when there is no host vs. router information in
the ND message, the receipt of the message MUST NOT cause a change to
the IsRouter state. When the receipt of such a message causes a
Neighbor Cache entry to be created, this document specifies that the
IsRouter flag be set to FALSE. There is greater potential for
mischief when a node incorrectly thinks a host is a router, than the
other way around. In these cases, a subsequent Neighbor
Advertisement or Router Advertisement message will set the correct
IsRouter value.

Appendix E: Implementation Issues

E.1. Reachability Confirmations

Neighbor Unreachability Detection requires explicit confirmation that

a forward-path is functioning properly. To avoid the need for
Neighbor Solicitation probe messages, upper-layer protocols should
provide such an indication when the cost of doing so is small.
Reliable connection-oriented protocols such as TCP are generally
aware when the forward-path is working. When TCP sends (or receives)
data, for instance, it updates its window sequence numbers, sets and
cancels retransmit timers, etc. Specific scenarios that usually
indicate a properly functioning forward-path include:

- Receipt of an acknowledgment that covers a sequence number (e.g.,

data) not previously acknowledged indicates that the forward path
was working at the time the data was sent.

- Completion of the initial three-way handshake is a special case of

the previous rule; although no data is sent during the handshake,
the SYN flags are counted as data from the sequence number
perspective. This applies to both the SYN+ACK for the active open
and the ACK of that packet on the passively opening peer.

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- Receipt of new data (i.e., data not previously received) indicates

that the forward-path was working at the time an acknowledgment
 was sent that advanced the peer's send window that allowed the new
data to be sent.

To minimize the cost of communicating reachability information

between the TCP and IP layers, an implementation may wish to rate-
limit the reachability confirmations its sends IP. One possibility
is to process reachability only every few packets. For example, one
might update reachability information once per round-trip time, if an
implementation only has one round-trip timer per connection. For
those implementations that cache Destination Cache entries within
control blocks, it may be possible to update the Neighbor Cache entry
directly (i.e., without an expensive lookup) once the TCP packet has
been demultiplexed to its corresponding control block. For other
implementations, it may be possible to piggyback the reachability
confirmation on the next packet submitted to IP assuming that the
implementation guards against the piggybacked confirmation becoming
stale when no packets are sent to IP for an extended period of time.

TCP must also guard against thinking "stale" information indicates

current reachability. For example, new data received 30 minutes
after a window has opened up does not constitute a confirmation that
the path is currently working; it merely indicates that 30 minutes
ago the window update reached the peer, i.e., the path was working at
that point in time. An implementation must also take into account
TCP zero-window probes that are sent even if the path is broken and
the window update did not reach the peer.

For UDP-based applications (Remote Procedure Call (RPC), DNS), it is

relatively simple to make the client send reachability confirmations
when the response packet is received. It is more difficult and in
some cases impossible for the server to generate such confirmations
since there is no flow control, i.e., the server cannot determine
whether a received request indicates that a previous response reached
the client.

Note that an implementation cannot use negative upper-layer advice as

a replacement for the Neighbor Unreachability Detection algorithm.
Negative advice (e.g., from TCP when there are excessive
retransmissions) could serve as a hint that the forward path from the
sender of the data might not be working. But it would fail to detect
when the path from the receiver of the data is not functioning,
causing none of the acknowledgment packets to reach the sender.

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Appendix F: Changes from RFC 2461

o Removed references to IPsec AH and ESP for securing messages or as

part of validating the received message.

o Added Section 3.3.

 o Updated Section 11 to include more detailed discussion on threats,
IPsec limitations, and use of SEND.

o Removed the on-link assumption in Section 5.2 based on RFC 4942,

"IPv6 Neighbor Discovery On-Link Assumption Considered Harmful".

o Clarified the definition of the Router Lifetime field in Section

4.2.

o Updated the text in Sections 4.6.2 and 6.2.1 to indicate that the
preferred lifetime must not be larger than valid lifetime.

o Removed the reference to stateful configuration and added reference

for DHCPv6 instead.

o Added the IsRouter flag definition to Section 6.2.1 to allow for

mixed host/router behavior.

o Allowed mobile nodes to be exempt from adding random delays before

sending an RS during a handover.

o Updated the definition of the prefix length in the prefix option.

o Updated the applicability to NBMA links in the introduction and

added references to 3GPP RFCs.

o Clarified that support for load balancing is limited to routers.

o Clarified router behavior when receiving a Router Solicitation

without Source Link-Layer Address Option (SLLAO).

o Clarified that inconsistency checks for CurHopLimit are done for

non-zero values only.

o Rearranged Section 7.2.5 for clarity, and described the processing

when receiving the NA in INCOMPLETE state.

o Added clarifications in Section 7.2 on how a node should react upon

receiving a message without SLLAO.

o Added new IANA section.

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o Miscellaneous editorials.

Acknowledgments

The authors of RFC 2461 would like to acknowledge the contributions

of the IPV6 working group and, in particular, (in alphabetical order)
Ran Atkinson, Jim Bound, Scott Bradner, Alex Conta, Stephen Deering,
Richard Draves, Francis Dupont, Robert Elz, Robert Gilligan, Robert
Hinden, Tatuya Jinmei, Allison Mankin, Dan McDonald, Charles Perkins,
Matt Thomas, and Susan Thomson.
 The editor of this document (Hesham Soliman) would like to thank the
IPV6 working group for the numerous contributions to this revision --
in particular (in alphabetical order), Greg Daley, Elwyn Davies,
Ralph Droms, Brian Haberman, Bob Hinden, Tatuya Jinmei, Pekka Savola,
Fred Templin, and Christian Vogt.

Narten, et al. Standards Track [Page 95]

RFC 4861 Neighbor Discovery in IPv6 September 2007

Authors' Addresses

Thomas Narten
IBM Corporation
P.O. Box 12195
Research Triangle Park, NC 27709-2195
USA

Phone: +1 919 254 7798

EMail: narten@us.ibm.com

Erik Nordmark
Sun Microsystems, Inc.
 17 Network Circle
Menlo Park, CA 94025
USA

Phone: +1 650 786 2921

Fax: +1 650 786 5896
EMail: erik.nordmark@sun.com

William Allen Simpson

Daydreamer
Computer Systems Consulting Services
1384 Fontaine
Madison Heights, Michigan 48071
USA

EMail: william.allen.simpson@gmail.com

Hesham Soliman
Elevate Technologies

EMail: hesham@elevatemobile.com

Narten, et al. Standards Track [Page 96]

RFC 4861 Neighbor Discovery in IPv6 September 2007

Full Copyright Statement

Copyright (C) The IETF Trust (2007).

This document is subject to the rights, licenses and restrictions

contained in BCP 78, and except as set forth therein, the authors
retain all their rights.

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Narten, et al. Standards Track [Page 97]

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