State Capture Heads of Arguments
State Capture Heads of Arguments
and
INTRODUCTION
Constitution affirms the supremacy of the Constitution2 and the judicial authority
1
Section 1(c) of the Constitution.
2
Section 2 of the Constitution.
3
Section 165 of the Constitution.
1
judicial decisions must be implemented. Judicial authority should not be
impugned, and courts should protect their institutional authority and judgments.
2. This Court has explained why it is important to protect the authority of the courts
the dignity and authority of the courts be upheld. This is crucial, as the
capacity of the courts to carry out their functions depends upon it. As the
persons to whom and organs of state to which they apply, and no person
or organ of state may interfere, in any manner, with the functioning of the
Zuma’), has intentionally disobeyed this Court’s order of 28 January 2021, and
legally valid reason for the disobedience, nor are his tirades against this Court
4
Pheko v Ekurhuleni City 2015 (5) SA 600 (CC) (‘Pheko II’) para 1.
2
4. This Court ordered Mr Zuma “to obey all summonses and directives lawfully
issued by [the Commission]” and “to appear and give evidence before the
5. Mr Zuma defied this order when he failed to comply with the Commission’s
Commission to do so. Mr Zuma also failed to file any affidavits with the
6. Mr Zuma also launched unjustified public attacks on this Court, the Commission
and the judiciary. Shortly after this Court gave judgment, on 1 February 2021,
Mr Zuma issued a public statement, expressing his intention to defy the Court’s
order.
7. Mr Zuma acted according to his stated intention and failed to appear before the
public statement. This statement, like the statement of 1 February 2021, was
replete with insults and vituperative attacks against this Court, the Commission
8. By his conduct, Mr Zuma has wilfully disobeyed this Court’s order, in scathing
5
Secretary of the Judicial Commission of Inquiry into Allegations of State Capture, Corruption and
Fraud in the Public Sector including Organs of State v Zuma (CCT 295/20) [2021] ZACC 2 (‘Secretary
of the Judicial Commission of Inquiry v Zuma’), attached as annexure IM6 to the Founding Affidavit.
See paras 4 and 5 of the order at p 53.
3
this Court and the administration of justice as a whole. Mr Zuma’s conduct
poses a grave threat to the rule of law and the very legitimacy and effectiveness
9. The applicant accordingly approaches this Court for orders declaring Mr Zuma
to be in contempt of this Court’s order and for his committal to prison for two
years.
10. Mr Zuma has not filed any notice to oppose or answering affidavit in these
proceedings. Nor has he stated whether or not he abides the decision of the
Court. Bearing in mind what he has stated publicly about this Court, it would
have been expected that he would defend or explain his utterances on oath,
before this Court. The legal effect of his failure to file an opposing affidavit,
however, is that all the facts alleged by the Commission must be taken to be
established.
11.2. Second, we summarise the facts and the conduct that has prompted
this application;
11.3. Third, we address the crime of contempt of court – its purpose and how
4
11.4. Fourth, we address the appropriate sentence; and
JURISDICTION
12. A court that grants an order retains jurisdiction to ensure compliance with its
order and to vindicate its authority.6 This Court has heard applications for
contempt of court where its own orders have been disobeyed. It has also
initiated hearings at its own instance for contempt of court in respect of its
orders.7
section 173 of the Constitution, to protect its own process and ensure that its
orders are obeyed.8 The court’s jurisdiction is also engaged because contempt
cases of ongoing contempt, the court may also be concerned to regulate how
6
Pheko II para 28: “The object of contempt proceedings is to impose a penalty that will vindicate the
court’s honour, consequent upon the disregard of its previous order, as well as to compel performance
in accordance with the previous order.” See also Els v Weideman and Others 2011 (2) SA 126 (SCA)
para 37.
7
Pheko II para 13.
8
Bannatyne v Bannatyne 2003 (2) SA 359 (SCA) para 8.
9
Pheko II para 2.
5
14. There is no authority of this Court on whether the High Court has jurisdiction to
hear applications for contempt to enforce this Court’s orders. 10 We submit that
this is not an issue that need be decided: it is the authority of this Court that has
been directly placed under threat by Mr Zuma in his words and deeds. The
interests of justice require that this Court exercise its own, undoubted
15. The threat that Mr Zuma’s conduct poses to the rule of law and the
constitutional order depends on public trust and respect for the courts, and for
16. The authority of the courts is not protected for its own sake. It is fundamental
to a constitutional system based on the rule of law, which provides for the
17. This Court has recognised the importance of protecting the authority of the
10
The Supreme Court of Appeal has, however, held in Els v Weideman and Others 2011 (2) SA 126
(SCA) paras 34-38, that there is concurrent jurisdiction among the divisions of the High Court to enforce
each other’s orders. The judgment, however, appears to be limited to instances of court orders that
have been issued by the High Court, unlike the present instance.
11
S v Mamabolo [2001] ZACC 17; 2001 (3) SA 409 (CC); 2001 (5) BCLR 449 (CC) (‘Mamabolo’).
6
“Having no constituency, no purse and no sword, the judiciary must rely
Constitution and its Bill of Rights — even against the state …”12
“In the final analysis it is the people who have to believe in the integrity
of their judges. Without such trust, the judiciary cannot function properly;
and where the judiciary cannot function properly the rule of law must
die.”13
18. In Chief Lesapo,14 this Court also described the importance of the rule of law
and the right of access to courts in our constitutional order. Mokgoro J held:
“No one is entitled to take the law into her or his own hands. Self-help,
by s 1(c) of our Constitution. …Taking the law into one's own hands is
12
Mamabolo para 16.
13
Mamabolo para 19.
14
Chief Lesapo v North West Agricultural Bank and Another 2000 (1) SA 409 (CC); 1999 (12) BCLR
1420 (CC) (‘Chief Lesapo’).
15
Chief Lesapo para 11.
7
“is a bulwark against vigilantism, and the chaos and anarchy which it
causes. Construed in this context of the rule of law and the principle
importance”.16
20. The rule of law and the right of access to courts would be rendered meaningless
if court orders could be ignored with impunity. If litigants could decide which
orders they wished to obey and which they wished to ignore, a state of chaos
21. The Constitution recognises this in section 165, which establishes judicial
authority. Section 165(3) provides that ‘no person or organ of state may
interfere with the functioning of the courts’, and section 165(5) provides that any
order issued by a court ‘binds all persons to whom and organs of state to which
it applies’.
22. As the ultimate guardian of the Constitution, it is in the interests of justice and
the public interest for this Court to assert its authority and bring finality to this
matter without delay.17 The interests of justice would not be served if this matter
16
Chief Lesapo para 22.
17
As this Court recognised in Pheko II, in contempt proceedings, the court is not only concerned with
giving effect to the rights of the successful litigant, but “also and more importantly”, is “acting as
guardians of the Constitution, asserting their authority in the public interest” (para 2).
8
23. It is also appropriate and, we submit, necessary for this Court to assert its
improper attacks. In defying this Court’s order and publicly attacking this Court,
Mr Zuma has sought to exploit his political status as the former President. An
24. Mr Zuma has also directed a very serious affront and pointed attack at this
court proceedings are not concerned with protecting the dignity or reputation of
individual judges or courts, but rather with protecting the authority of the courts
25. The seriousness of this public injury requires this Court to assert its special
authority as the highest court in constitutional matters and the ultimate guardian
of the Constitution and its values, by holding Mr Zuma in contempt of court and
18
Mamabolo para 24: “…it is important to keep in mind that it is not the self-esteem, feelings or dignity
of any judicial officer, or even the reputation, status or standing of a particular court that is sought to be
protected, but the moral authority of the judicial process as such.” See also Argus Printing and
Publishing Co Ltd and Others v Esselen’s Estate [1993] ZASCA 205; 1994 (2) SA 1 (A) at 29E-F; and
In re: Chinamasa 2001 (2) SA 902 (ZS) at 920D.
19
President of the Republic of South Africa and Others v South African Rugby Football Union and
Others [1999] ZACC 9; 1999 (4) SA 147 (CC); 1999 (7) BCLR 725 (CC) (SARFU II) at para 72.
9
URGENCY
26. The seriousness of the threat that Mr Zuma’s conduct poses to the
administration of justice and the rule of law requires this Court to intervene and
27. As a former President and leader of the Republic, Mr Zuma sets an example by
his words and conduct. He has the position and influence to do so, as others
authority of this Court, and the judicial system as a whole, there is a grave risk
28. This risk is compounded by the very public and forceful nature of Mr Zuma’s
29. For so long as Mr Zuma is allowed to disobey this Court’s order with impunity,
others may believe that they too can follow Mr Zuma’s lead, and defy court
30. Thus, not only Mr Zuma’s contemptuous conduct, but also any delay in
asserting the Court’s authority in response to it, poses a threat to the rule of
31. Mr Zuma’s contempt of this Court’s order is also ongoing. He continues to defy
this Court’s order by refusing to obey the summons issued by the Commission.
The Commission’s lifespan has since been extended by three months, beyond
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31 March 2021. Should any order issued by this Court be suspended, it is
necessary that this be done before the end of term of the Commission.
33. It is, for these reasons, in the interests of justice for this Court to grant direct
THE FACTS
34. The Chairperson of the Commission, Deputy Chief Justice Zondo, directed Mr
36. At the hearing on 16 November 2020, Mr Zuma applied for the recusal of the
whereupon Mr Zuma walked out of the hearing and made it known that he would
no longer attend.22
20
These directives are annexures IM13 and IM14 to the founding affidavit, at pp 200 to 209.
21
This background is addressed in Secretary of the Judicial Commission of Inquiry v Zuma at para 49,
p 72.
22
Secretary of the Judicial Commission of Inquiry v Zuma at paras 50 to 51, p 72. See also founding
affidavit para 31, p 14.
11
37. The Secretary of the Commission again summoned Mr Zuma to appear and give
38. The Secretary also launched an application to this Court to compel Mr Zuma to
39. That application was heard by this Court on 29 December 2020. Mr Zuma did
advised by the Commission that the summons was valid and binding on him.25
41. This Court handed down judgment on 28 January 2021. Paragraphs 4 and 5
23
Founding affidavit para 32, pp 14-15. The two fresh summonses are annexure IM1 and IM2, at pp
35 to 42. The returns of service are in annexure IM3, at pp 43 to 46.
24
Founding affidavit para 34, p 15.
25
Founding affidavit paras 35-37, pp 15-16.
26
This Court’s judgment is annexure IM6. The order appears at p 53.
12
42. Mr Zuma responded publicly to this Court’s judgment and order, by issuing a
intention to defy this Court’s order and to persist in his refusal to cooperate with
the Commission.
43. This Court’s judgment and order was formally served on Mr Zuma, at both his
44. In keeping with his stated intention, Mr Zuma intentionally disobeyed this
Court’s order by –
44.3. launching attacks on both this Court and the Commission in the public
27
Founding affidavit para 43, pp 18-19, and annexure IM7 at p 95.
28
Founding affidavit para 44, p 20. The returns of service are in annexures IM8 and IM9, pp 101 to
102.
29
Founding affidavit paras 58 to 63, pp 24-26.
30
Mr Zuma’s first public statement of 1 February 2021 is annexure IM7 to the founding affidavit at pp
95 to 100. For convenience, we refer to this statement as “Zuma 1”.
Mr Zuma’s second public statement of 15 February 2021 is annexure IM12 at pp 188 to 199. We refer
to this statement as “Zuma 2”.
13
CONTEMPT OF COURT
45. Contempt of court is a criminal offence. It is the unlawful and intentional violation
offence takes many forms but its essence lies in the violation of the dignity, repute
46. One of the forms of contempt is the crime of “scandalising the court”. It is the
disrepute. The nature of the offence of scandalising the court was expressed
public newspaper, that the Judge of the High Court of this territory,
Court.”33
47. The offence of scandalising the court is normally prosecuted in the normal
criminal process. There was once a summary process by which contempt of this
31
Mamabolo para 13; Snyman Criminal Law 6ed, p 315.
32
Fakie v CCII Systems 2006 (4) SA 326 (SCA) (‘Fakie’) para 6.
33
In re Phelan (1877) Kotzé 5 at 7, cited in Mamabolo para 22.
14
kind could be prosecuted and punished by the court or judicial officer who was
the target of the contempt. This Court disapproved, however, of this summary
process in Mamabolo.34
48. Another form of contempt is the wilful disobedience of a court order. This Court
statement that displays disrespect for the authority of the court or its
orders. This case deals with the latter, a failure or refusal to comply with
order.”36
49. As is apparent from this description, this form of contempt may also be civilly
prosecuted by the beneficiary of the court order which has been defied. This
34
Mamabolo paras 51 to 59.
35
Pheko II para 28.
36
Pheko II para 28.
15
“The term civil contempt is a form of contempt outside of the court, and
offence.” Simply put, all contempt of court, even civil contempt, may be
any notion that the distinction between civil and criminal contempt of
court is that the latter is a crime and that the former is not.”39
51. The main purpose of a civil application for contempt of court, by the failure to
obey a court order, is usually to coerce compliance with the order. But it may
37
Pheko II para 30.
38
Matjhabeng Local Municipality v Eskom Holdings; Mkhonto and Others v Compensation Solutions
(Pty) Limited 2018 (1) SA 1 (CC) (‘Matjhabeng’).
39
Matjhabeng para 50.
16
also be used for punitive purposes, particularly when it is necessary to do so to
52. Justice Cameron held in Fakie that a civil application for contempt of court is
never purely coercive and always has a public dimension to vindicate judicial
public dimension of its order. This means that the use of committals for
be identical.
This approach conforms with the true nature of this form of the crime of
contempt of court. As pointed out earlier…, this does not consist in mere
“Coercive contempt orders call for compliance with the original order
40
Fakie paras 34 to 40.
41
Fakie paras 39 and 40.
17
punish the contemnor by imposing a sentence which is unavoidable. At
its origin the crime being denounced is the crime of disrespecting the
54. This Court again recognised in Matjhabeng that a civil order for committal may
“In some instances, the disregard of a court order may justify committal,
breaching a court order wilfully and with mala fides, undermines the
authority of the courts and thereby adversely affects the broader public
interest.”43
55. This approach, which allows orders for committal for contempt of court to punish
even if they do not coerce, accords with the broader purpose of the remedy. Its
broader public purpose is to vindicate the Constitution and the rule of law.
56. Section 165 of the Constitution, which vests judicial authority in the courts,
provides that orders of court bind everybody subject to them and enjoins the
state, by legislative and other means, to assist and protect the courts to ensure
their dignity and effectiveness.44 Enforcing contempt of court orders is one such
means.
42
Pheko II para 31.
43
Matjhabeng para 54.
44
Pheko II para 26.
18
57. The underlying purpose of punishing contempt of court is moreover to protect
the rule of law itself. This Court made the point in Coetzee45 (and repeated in
Mamabolo)46 that,
alive would be strong because the rule of law requires that the dignity
and authority of the courts as well as their capacity to carry out their
58. An applicant for a punitive sanction for contempt of court must establish that
the alleged contemnor (i) had knowledge of the court’s order; and (ii) failed to
comply with the order. Once these facts are established, wilfulness and mala
reasonable doubt.
59. Thus, once the applicant has proved the order, service or notice, and non-
and mala fides: should the respondent fail to advance evidence that establishes
45
Coetzee v Government of the RSA 1995 (4) SA 631 (CC) para 61.
46
Mamabolo para 14.
19
a reasonable doubt as to whether non-compliance was wilful and mala fide,
60. In this instance, there can be no doubt that Mr Zuma had knowledge of this
Court’s order.
60.1. Mr Zuma was served with this Court’s judgment and order on 5
February 2021.
60.2. Mr Zuma’s knowledge of the Court’s order is also plain from the
February 2021.48
61. There can also be no doubt that, despite knowledge of this Court’s order, Mr
62. Mr Zuma’s wilfulness and mala fides in refusing to comply with the Court’s order
They evidence Mr Zuma’s belief that this Court’s order is politically motivated
and not guided by constitutional principle, and for this reason stands to be
disobeyed.
47
Fakie at paras 41-42, endorsed by this Court in Pheko II at para 36. See also Matjhabeng at para 67
on the applicable standard of proof.
48
This letter is annexure IM10, p 103.
20
63. Mr Zuma has presented no evidence whatsoever to avoid the conclusion that
64. It bears emphasis that Mr Zuma’s views about the merits of this Court’s order
cannot absolve him from guilt for contempt. Unless an order of court is set
had genuine grounds for contesting this Court’s order – which evidently he does
not – his remedy lay in applying to this Court for variation or rescission of the
order. Any misgivings about the order of 28 January 2021 could also have been
Court.
65. Mr Zuma is accordingly guilty of the crime of contempt of court. The question is
next.
66. Mr Zuma has purported to defend his disobedience of this Court’s order in his
has aggravated his offence of contempt, by insulting this Court, the Commission
and the judiciary at large in a manner that appears calculated to bring the
67. We do not ask this Court to decide whether Mr Zuma committed the offence of
21
aggravating factor in his offence of contempt of court. The statements have
been issued, their meaning is plain, and they have not been explained by Mr
Zuma before this Court. By issuing these statements, Mr Zuma sought both to
publicise and justify his defiance of this Court’s order and the Commission.
doing so, we refer to Mr Zuma’s public statements as “Zuma 1” and “Zuma 2”.
69. Mr Zuma’s insults of this Court and its members are numerous. They include
the following:
1)
69.2. The Commission recently ran to the Constitutional Court “to compel me
22
69.3. The Constitutional Court’s judgment “also mimics the posture of the
commission in that it has now also created a special and different set
defend the Constitutional rights that I personally fought for and to serve
appropriate as part of the special and different laws for Zuma agenda.”
69.6. I defy the Constitutional Court “not to undermine the constitution but to
vindicate it, in the face of what I view as a few in the judiciary that have
long left their constitutional station to join political battles.” (Zuma 2 para
2)
69.7. I defy the Constitutional Court and now await its sentence because “I
23
judiciary in which justice, fairness and due process are discretionary
and are exclusively preserved for certain litigants and not others.”
(Zuma 2 para 7)
69.8. “Many in our society have watched this form of judicial abuse….” (Zuma
2 para 8)
69.9. The Constitutional Court made a costs order against me. It has become
“common place for some of our courts to make these costs orders
69.10. “It is not the authority of the Constitutional Court that I reject, but its
abuse by a few judges. It is not our law that I defy, but a few lawless
judges who have left their constitutional post for political expediency.”
69.11. “I protest against those in the judiciary that have become an extension
of political forces that seek to destroy and control our country.” (Zuma
2 para 18).
para 21)
24
69.13. “I protest against our black, red and green robes, dressing up some
individuals that have long betrayed the Constitution and their oath of
69.14. My statement “is a protest against some in the judiciary that have sold
their souls and departed from their oath of office.” My respect for the
law “obliges me to reject the abuse of law and judicial office for political
70. The contempt of court for which the applicant seeks to have Mr Zuma punished,
is in the first place his unjustified defiance of this Court. But the gravity of Mr
is so because this Court ordered him to submit to and obey the Commission.
71. The following are some of his serious insults of the Commission.
71.1. The Commission “has continued with creating a special and different
25
71.2. “The commission… should have been rightly named the Commission
1 para 5)
71.3. Deputy Chief Justice Zondo has been “frugal and expedient with the
truth.” “I had relied on his own personal integrity, which now seems very
about him and continued to adjudicate the matter where his version
was being contested by me. Again, a special and different set of legal
para 7)
71.4. At the Commission “allegations made against the judiciary have been
para 8)
71.5. Deputy Chief Justice Zondo and Advocate Pretorius SC did, what has
71.6. “That Deputy Chief Justice Zondo could mislead to the nation is
26
71.7. The Chair “has always sought to prejudice me.” (Zuma 2 para 5)
71.8. “Deputy Chief Justice Zondo and due process and the law are
71.9. “Judge Zondo has today again displayed questionable judicial integrity,
71.10. “The commission sought to deliver me at all costs and in this endeavour
16)
72. It is clear from the context of a number of Mr Zuma’s insults that they were
specifically directed at this Court and the Commission. But it is also clear that
72.1. The public discourse has been “seeking to shield what I regard as a
few in the judiciary that have forsaken their oath of office….” (Zuma 2
para 19)
72.2. I “express my own protest about those in the judiciary that have turned
2 para 20)
27
72.3. I take this stance “because we continue to allow some in the judiciary
72.4. “We sit with some judges who have assisted the incumbent President
72.5. It has become clear to me “that I will never get justice before some of
the current crop of our judges in their quest to raise their hands to seek
72.6. “History will soon reveal that it is only some in our courts that have been
73. The applicant has asked for a punitive order in the form of an unsuspended
term of imprisonment, which in its nature, would not permit Mr Zuma to avoid
74. The distinction between coercive and punitive orders is usefully set out in the
28
“[74] The following are, I would suggest, the identifying characteristics of
a coercive order:
29
4. The applicant gains nothing from the carrying out of the
sentence.”49
75. This matter falls in the second category. It is a unique and extreme case of
75.2. Mr Zuma went out of his way to make his defiance public and, in doing
so, sought to undermine the integrity and authority of this Court over
75.3. This Court ordered Mr Zuma to comply with the Commission’s orders
in breach of this Court’s order, but also in breach of the orders and
75.4. Mr Zuma did so in extreme terms and thereby sought to undermine the
him to do.
75.5. He used the occasion to attack the integrity and authority of the
judiciary generally.
49
Footnotes omitted.
30
75.6. Mr Zuma’s failure to respond to this application at all further
76. We submit that all of these features must be taken into account in the
with his defiance of this Court. Mr Zuma did not merely fail to obey its orders.
He gave vent to his defiance by making scurrilous statements about this Court,
the Commission and the judiciary generally, and has persisted in his
also continuing his defiance by not submitting himself before the Commission,
77. While there is a plethora of legislative provisions that make it an offence for a
78. This is not a case of a witness who merely failed to obey a summons. Mr Zuma
failed to obey the Commission’s summons, but the most serious elements of
50
See, for instance, in the civil context:
- section 6(1) of the Commissions Act 8 of 1947 (six months);
- regulation 12(2) of the Commission’s Regulations, as amended (twelve months); and
- sections 35(4) and (5) of the Superior Courts Act 10 of 2013 (three months).
And in the criminal context:
- section 189(1) of the Criminal Procedure Act 51 of 1977 (two to five years); and
- section 41(2) of the National Prosecuting Authority Act 32 of 1998 (fifteen years).
31
his offence were that he defied this Court and, in doing so, sought to undermine
79. This Court must, by its order, vindicate its authority and that of the Commission
defiance was an attack on the judicial system as a whole and was, despite Mr
law.
80. A mere fine or suspended sentence would not achieve this purpose. The
purge his contempt, by complying. But this is pointless. Mr Zuma has made
it clear that he is determined not to heed this Court’s order. Despite the
Secretary indicating in the founding affidavit that the Commission may yet be
able to hear the evidence of Mr Zuma, should the Court be inclined to grant a
come forth to give any undertaking that he would do so. Mr Zuma has
remained resolute in his defiance of the Commission and this Court, with the
COSTS
81. The applicant seeks punitive costs on the attorney and own client scale,
including the costs of two counsel. This costs order is justified by Mr Zuma’s
51
Founding affidavit para 20, p 11.
32
reprehensible conduct that has required the Commission to again approach this
82. Mr Zuma has deliberately and in bad faith defied an order of this Court. He has
also launched unjustified public attacks on this Court, the Commission, and the
institution of the judiciary. Mr Zuma’s public utterances against this Court have
been untruthful and malicious. When called upon to justify or explain the
Tembeka Ngcukaitobi SC
Janice Bleazard
Counsel for the Applicant
14 March 2021
APPLICANT’S AUTHORITIES
Argus Printing and Publishing Co Ltd and Others v Esselen’s Estate 1994 (2) SA 1 (A)
Chief Lesapo v North West Agricultural Bank and Another 2000 (1) SA 409 (CC); 1999
(12) BCLR 1420 (CC)
33
Matjhabeng Local Municipality v Eskom Holdings; Mkhonto and Others v
Compensation Solutions (Pty) Limited 2018 (1) SA 1 (CC)
President of the Republic of South Africa and Others v South African Rugby Football
Union and Others 1999 (4) SA 147 (CC); 1999 (7) BCLR 725 (CC) (SARFU II)
S v Mamabolo 2001 (3) SA 409 (CC); 2001 (5) BCLR 449 (CC)
34