2015 Book MemoryDevelopmentFromEarlyChil
2015 Book MemoryDevelopmentFromEarlyChil
Schneider
Memory
Development from
Early Childhood
Through Emerging
Adulthood
Memory Development from Early Childhood
Through Emerging Adulthood
Wolfgang Schneider
13
Wolfgang Schneider
Department of Psychology
University of Würzburg
Würzburg
Germany
It took a long time for me to write this book, and there were times when I thought
it would never happen. My good friend and colleague Michael Pressley and
I first published a volume on memory development between two and twenty in
1989, followed by a second edition in 1997. In the preface to the latter volume,
we announced a third edition within the next years. This did not happen for two
reasons. First, both of us were busy with different issues during the time we had
scheduled for an update of our memory book, and we found it difficult to refocus
our efforts on aspects of memory development. Second and, much more impor-
tant, Mike became seriously ill during this time and passed away much too early in
2006. This tragic and unexpected event not only shocked me but also forced me to
postpone the plan to write another book on memory development.
It took another 5 years before I saw a chance to reactivate this plan. At that
time, Volkwagen Foundation and Thyssen Foundation offered grants for Opus
Magnum writings, that is, comprehensive books on important themes in the
humanities and social sciences. I realized that this could be a nice opportunity to
write a book on memory development, and submitted a proposal. I was delighted
to learn a few months later that my proposal was accepted, and that I was awarded
the Opus Magnum grant by the two foundations. This grant freed me of teaching
and administrative duties for a year and definitively facilitated writing a new book
on memory development. I am indebted to Volkswagen Foundation and Thyssen
Foundation for this generous support.
If I see it correctly, this is my last book on memory development. It completes
a process started in the mid-1970s when my academic mentor and teacher Franz
Weinert hired me as a research assistant. My first job was to come up with a list
of publications on memory development written between the mid-1960s and mid-
1970s. Although the resulting list was brief, it contained a number of studies that
I found remarkable. I am very grateful to Franz Weinert for not only stimulating
my interest in the topic but also for providing continuous support during the fol-
lowing decades. Another turning point was meeting John Flavell at a conference
in Heidelberg organized by Franz Weinert. I was fortunate to receive a grant from
Volkswagen Foundation and to spend an academic year with John at Stanford
vii
viii Preface
University in the early 1980s. John has influenced my thinking on the develop-
ment of memory and metamemory enormeously, challenging me to think about
memory differently than I would have otherwise. It was during this time that I met
Michael Pressley and John Borkowski who stimulated my thinking and research
on memory development for a long time.
Many other people deserve thanks for their contributions to my previous work
and the writing of this book. My ideas about the development of memory and
metacognition as well as about the memory-metamemory relationships have been
expanded by discussions with my good friends and colleagues Patricia Bauer,
Harry Bahrick, David Bjorklund, Stephen Ceci, Marcus Hasselhorn, Robert Kail,
Asher Koriat, Joachim Körkel, Beth Kurtz-Costes, Ulman Lindenberger, Thomas
Nelson, Peter Ornstein, Mitchell Rabinowitz, Elaine Reese, Claudia Roebers,
Harriet Salatas-Waters, Robert Siegler, and Beate Sodian. I am particularly grate-
ful to Elaine, Dave, Rob, and Peter for reading drafts of the manuscript and com-
menting on my chapters.
Given that I am not a native speaker of English, I benefited enormously from
Jane Zagorski’s thorough editing of the book chapters and her didactic qualities.
I learned a lot about the subtleties of English by her thoughtful examples show-
ing that several of my formally correct expressions did not sound right to a native
speaker. My thanks also go to my coworker Michaela Pirkner who spent many
hours with formally editing the manuscript and carefully checking the reference
list. Last but not least I am very grateful to my wife Elisabeth for her never end-
ing support, feedback, and encouragement throughout this project. I doubt that I
would not have been able to finish it without her consistent help.
I dedicate this book to the memory of Michael Pressley, Thomas O. Nelson,
and Franz E. Weinert, three outstanding scientists who contributed considerably
to the development of my knowledge about memory and metacognition, and who
passed away much too early. While they will be unable to read and comment on
the book, I hope that the readers of this volume find it useful for their purposes.
This book is intended for a number of audiences. It is meant as a coherent over-
view of recent trends in research on memory development for advanced under-
graduate and graduate students, as well as for professionals. It is also a volume for
my peers in that I try to provide clear stances on many of the major issues of the
day. I hope that I wrote a book that summarizes the field well in a fashion that is
interesting. Let me know what you think.
Wolfgang Schneider
Contents
1 Introduction. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1
Organization of This Book. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5
ix
x Contents
References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 327
Index. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 381
Chapter 1
Introduction
How is information represented in the LTS? Behavioral and brain research car-
ried out to explore the general nature of memory has led us to postulate two major
forms or types of memory that differ in a number of ways, labeled declarative
or explicit and nondeclarative, implicit, or procedural memory (e.g., Tulving
1985, 2005). Declarative memory refers to memory for facts and events and rep-
resents the type of memory responsible for the relatively rapid learning and reten-
tion of information that can be described verbally. It comes in two subcategories,
namely episodic memory, which is literally memory for episodes that happened
in one’s life, and semantic memory, which refers to our knowledge of language,
rules, and concepts, thus supporting our general knowledge about the world.
Nondeclarative memory is related to perceptual and motor learning processes,
which typically do not require conscious awareness. It refers to procedural knowl-
edge, which is mainly unconscious. Numerous research findings indicate that
different areas of the brain are involved in declarative versus nondeclarative mem-
ories. Again, this supports the argument that memory is not a single phenomenon
but rather consists of a set of domain-specific mental operations. In particular, ani-
mal models of lesions and disease have permitted experimental control over the
location of lesions and information about the neural networks that subserve differ-
ent forms of human memory.
Overall, substantial progress has been made in our general understanding of
memory structures and processes. The aim of this book is to provide an integrative
overview of theory and research on memory development from early childhood
to late adolescence. This is no longer an easy task. When Michael Pressley and
I decided to write a book on memory development in the late 1980s (Schneider
and Pressley 1989), the research situation appeared complex but not as difficult
to grasp as it is now 25 years later. Although the history of research on memory
development will be presented in more detail in the next chapter, it seems to make
sense to highlight major developments that have occurred since the “cognitive rev-
olution” to illuminate the difficulty of the task of summarizing major trends in this
field.
The modern era of research on memory development began in the late 1960s
and was stimulated by a shift from behavioral theories to cognitive theories, a
shift that emphasized information-processing considerations. Behavioral theo-
ries assumed that the ability to remember depends on the formation of associa-
tions, that is, of bonds between stimuli and responses, with the strength of those
bonds (or habit strengths) determining the ability to remember. In comparison, the
emphasis of the cognitive approach to memory was considerably different from
that of the behavioral approach, focusing on the mental activities that intervene
between stimulus and response and also on developmental differences in these
activities.
It seems, at least in retrospect, that the lack of interest in memory development
before the early 1960s was due to the then widespread opinion that such stud-
ies were of marginal theoretical significance, given that general learning theory
was so popular in those days. Researchers were inclined to assume that the laws
of memory must be the same at all ages. Consequently, developmental studies
1 Introduction 3
offered little more than descriptive value. The situation changed dramatically
thereafter. Whereas in 1965, the keyword “memory” was not in the index of Child
Development Abstracts and Bibliography (as noted by Kail and Hagen 1977),
every issue of that outlet now includes abstracts for a number of memory studies.
When Wimmer (1976) described the state of the art of research on memory devel-
opment, he was able to do so within the framework of a review article. Since then,
there has been a dramatic increase in the amount of research and the approaches
taken by memory development researchers. Only two decades after the “research
spurt” on memory development, Schneider and Pressley (1989) concluded that the
literature had become extensive enough to pose serious problems of selection and
organization for reviewers and editors. Needless to say, the situation is even more
complicated four decades after the beginning of this “spurt.”
Several factors have contributed to this rapid development. First, the discov-
ery of Piaget by American developmental psychology encouraged the cognitive
“Zeitgeist” in developmental cognitive psychology and also illustrated the impor-
tance of reconstructive processes in children’s memorizing (Ornstein 1978).
Although the impact of this discovery was generally substantial, the “intelligence
hypothesis of memory development” that Piaget and Inhelder had introduced
into developmental psychology did not survive for very long. According to this
hypothesis, “the development of memory with age is the history of gradual organ-
izations closely dependent on the structuring activities of intelligence, though
regulated by a special mechanism, namely, the structuring of the past or of past
experiences” (Piaget and Inhelder 1973, p. 380). Undoubtedly, reliable intercor-
relations between intelligence and memory have been demonstrated in numerous
studies. However, they were not substantial in most cases and thus did not con-
firm Piaget and Inhelder’s basic assumption. Nonetheless, it seems important to
note that the translation of Piagetian research into English fundamentally changed
the way scientists thought about development. Researchers interested in cogni-
tive development realized that children of different ages had qualitatively dif-
ferent capacities to represent the world and could not be conceived of as “little
adults” in their thinking (Bauer and Fivush 2014; Liben and Bowman 2014). This
change in perspective proved to be helpful and generated interesting studies on
memory development by neo-Piagetian researchers such as Case and Pascuale-
Leone, yielding new insights into the nature of memory capacity and its changes
over time.
Moreover, the introduction of relatively new tools of experimental develop-
mental psychology in the area of memory research contributed to this positive
development. In 1971, John Flavell, in a symposium held at the biennial meet-
ings of the Society for Research in Child Development, asked the question “What
is memory development the development of?” (p. 272). This now famous quote
initiated a new research program that changed the focus of theoretical think-
ing, shifting the emphasis to the interplay between the development of cogni-
tive resources in general and the functions of memory in particular. As will be
shown in more detail below, this research program as it was initiated in the mid-
1970s assessed the relevance of basic memory capacity, memory strategies, and
4 1 Introduction
different forms of knowledge (metamemory, the knowledge base). The result was
a great number of findings based on (mostly) cross-sectional studies, which were
summarized in a number of influential books (e.g., Brainerd and Pressley 1985;
Kail 1979; Kail and Hagen 1977; Ornstein 1978). Articles on the development
of memory turned out to be a routine feature of most issues of most American
developmental journals, and developmental articles also appeared regularly in the
mainstream adult memory journals, thus increasing the popularity of this research
program. In Europe, the popularity of memory development research was further
stimulated by a series of international conferences initiated by Franz Weinert and
colleagues during the 1980s and early 1990s. These events were stimulated by the
belief that more emphasis should be given to the analysis of universal changes
and individual differences in memory development. They not only yielded a num-
ber of edited volumes on the issue (e.g., Schneider and Weinert 1990; Weinert and
Kluwe 1987; Weinert and Perlmutter 1988; Weinert and Schneider 1995) but also
initiated many international collaborative research activities. Many of us still rave
about the stimulating and exciting discussions on various memory development
issues during scientific meetings at Castle Ringberg near Lake Tegernsee in the
Bavarian Alps.
Given this rapid increase in research activities since the mid-1970s, there is
no doubt that memory development has been one of the most studied topics in
all of cognitive development during the past four decades. Until the early 1990s,
the predominant view shared by most developmental scientists was that develop-
mental changes in memory performance were caused by four different sources,
namely basic memory capacities, memory strategies, domain-specific knowledge,
and metamemory (i.e., knowledge about memory). Moreover, these researchers
developed theoretical models that provided a structure for the interplay among
these sources of memory development (e.g., the Good Strategy User model;
Pressley et al. 1987). When completing the first edition of their book, after two
extremely productive decades of research on memory development, Schneider
and Pressley (1989) concluded that interest in the field was declining somewhat.
This turned out to be an incorrect judgment. When preparing a second edition of
their book less than a decade later, Schneider and Pressley (1997) realized that
their perceptions on that point were inadequate in that most of the issues cov-
ered in the first volume continued to be explored. Moreover, they also noticed
that there was much more in the field than the four sources of memory develop-
ment described above. Applied aspects of research on memory development had
become more popular, and this led them to include a new chapter on autobio-
graphical memory and eyewitness memory in the second edition of their book.
Schneider and Pressley decided against including research on infant memory in
their book because (a) at that time, research on infant memory seemed to be very
different from research on memory in later childhood, and (b) a fair representa-
tion of infant memory and its development would require many pages. This is
why they focused on the description of memory development during childhood
after the age of two.
Organization of This Book 5
How does the present volume differ from the two previous Schneider and Pressley
editions? First, I realized that our original belief shared with several developmental
scientists in the 1980s and 1990s—that memories of preverbal human infants do
not resemble those of older children and adults—is no longer tenable. In particu-
lar, seminal studies carried out by Patricia Bauer and Carolyn Rovee-Collier during
this period of time convinced us that this belief was wrong. Knowing how well
infants can remember is important not only because this research tells us about the
origins of the memory system, but it is also important for conceptualizing the long-
term effects of early experience (Miller 2014). Thus, the reader will find a chap-
ter on the development of infants’ short-term and long-term memory in the present
book, thus necessitating the change in the book’s title. There is no doubt that
research on infants and toddlers carried out during the past three decades has been
extremely creative, using innovative experimental designs as well as new tools and
techniques and providing evidence for unexpected mnemonic competencies dur-
ing this early period of life. As shown below, there is also controversial discussion
about the degree to which these surprising memory competencies are implicit or
represent conscious experiences, an issue treated in more detail in this chapter.
This interesting debate inspired me to include a new chapter on the develop-
ment of implicit memory in this book, thus allowing for a comparison of gen-
eral differences in the development of implicit and explicit memory. It has been
claimed in the relevant literature that implicit memory is present at the start of life
and that explicit memory develops considerably later (see Lloyd and Newcombe
2009; Lloyd and Miller 2014). Meanwhile, there has been an increasing acknowl-
edgment that explicit memory is already present in infancy (e.g., Bauer 2009)
and that developmental trends in implicit memory seem to differ for tasks assess-
ing perceptual versus conceptual priming. The main purpose of this chapter is to
explore the question of how much the development of implicit memory deviates
from the typical trends observed for explicit memory.
The remaining chapters refer to topics that were already discussed in our previ-
ous volumes. For instance, major historical developments are briefly summarized
(for extended reviews, see Miller 2014; Schneider 2000a). The chapter on history
addresses early research carried out before the “cognitive revolution” arrived in
the USA in the 1960s. The early studies reflected the influences of new thinking
about evolution and development and the launching of experimental psychology
(Baker-Ward and Ornstein 2014). They illustrated the original impact of Western
European and Soviet scientists on research issues such as the general development
of immediate (short-term) memory and the importance of individual differences
(e.g., gender, IQ). This early research also set the stage for the current interest in
applied issues such as children’s eyewitness competencies. The chapter does not
describe developmental trends in the modern era, which covers approximately the
last 50 years because most of the rest of this book is concerned with research con-
ducted since 1965 (see Miller 2014, for a review of modern history).
6 1 Introduction
Although the topics of the remaining chapters are very similar to those from the
Schneider and Pressley (1997) book, their contents differ considerably from those
of the earlier book. For instance, given the recent interest in memory development
research applied to practical issues, the chapter on autobiographical and event
memory not only summarizes the comprehensive literature on the development of
episodic memory as assessed in experimental settings but also discusses major out-
comes of research on children’s and adolescents’ eyewitness testimonies. Given that
this field has been particularly active and multifaceted during the past three dec-
ades, it is a really difficult and challenging task to summarize the basic insights.
This is also true for research trends in what Schneider and Pressley called
the major determinants of memory performance, that is, basic memory capaci-
ties (short-term and working memory), memory strategies, the knowledge base
(domain-specific knowledge), and metamemory. As can be inferred from a closer
look at the chapter on basic memory capacity, recent developments in the area
of working memory, and regarding theoretical models of working memory in
particular, have changed our views of typical developmental trends in memory
capacity and have yielded a much more complex pattern of findings than that
available when Michael Pressley and I summarized the literature nearly 20 years
ago. Undoubtedly, considerable advances have recently been made in this field of
research.
Although the area of memory strategy development is one of the classic ones,
going back to the early studies by John Flavell and colleagues in the 1960s and
intensively explored thereafter, the chapter on strategy development still contains
new and partially unexpected findings. This is mainly due to a shift from predomi-
nantly cross-sectional work to longitudinal studies and the use of multivariate sta-
tistical designs. Moreover, the recent implementation of large-scale longitudinal
studies that have explored the impact of the social context (parents, teachers) on
children’s strategy development has helped to identify mechanisms of memory
strategy development that seem to have long-lasting consequences for memory
performance (Bjorklund et al. 2009; Roebers 2014).
In comparison, the chapter on the knowledge base does not contain similarly
new evidence. The chapter on knowledge in the Schneider and Pressley (1989)
book was fairly short, which led us to expand this chapter considerably in the
second edition. This was possible because most evidence on the importance of
domain-specific knowledge for the development of memory was published during
the time period between the early 1980s and late 1990s. Research carried out on
this issue during the past three decades has convincingly shown that the knowl-
edge base can have considerable effects on memory behavior and performance,
even though prior knowledge is not always used automatically. The chapter sum-
marizes previous and more recent evidence on knowledge base effects and also
illustrates complex interactions among basic memory capacities, memory strate-
gies, and metamemory, and this sometimes makes it difficult to disentangle the
effects of specific sources from those of other influences.
The chapter on the development of metamemory differs considerably from the
version in Schneider and Pressley’s (1997) book. This is mainly due to the fact
Organization of This Book 7
Most developmental scientists probably agree that memory development has been
one of the most-studied topics in all of cognitive development, and deservedly so.
In fact, an impressive number of scientific studies on this issue have been pub-
lished within the last four decades, stimulated by a shift away from behaviorism
theories toward considerations of information processing. The discovery of Piaget
by American developmental psychologists also supported the cognitive “Zeitgeist”
in developmental psychology (Ornstein 1978).
Whereas many people believe that scientific research on memory development
did not begin before the 1960s, in fact, the history of this research paradigm goes
back to the beginning of the experimental study of memory near the end of the nine-
teenth century. Accordingly, experimental studies of memory are as old as scien-
tific psychology. When Ebbinghaus (1885) was beginning his classic experiments
on memory and forgetting in 1879, Wundt had just founded the first psychological
laboratory in Leipzig, Germany. Although this is widely known, it is not equally
well-known that research on memory development also began at about that time.
Around the turn of the century, numerous studies were being conducted in Europe
to investigate developmental and individual differences in children’s memory. From
the beginning, these studies included examples of research conducted in the field on
the one hand and in the laboratory on the other. For example, both Darwin (1877)
and Preyer (1882) published naturalistic case studies of their own children’s devel-
opment, including the development of memory and other cognitive skills.
There were three rather independent lines of research that contributed to this
early trend. First, whereas the development of children did not attract much inter-
est before the end of the nineteenth century, carefully conducted case studies of
young children’s development (which also included systematic observations of
memory development in early childhood) received a lot of attention, leading to the
scientific foundation of child psychology in Germany. Examples of such observa-
tional diary studies on the “mind of the child” include the aforementioned research
by Darwin and Preyer as well as William and Clara Stern’s extremely detailed
diary on the development of their children (1913). Child psychology clearly flour-
ished during the time between 1890 and 1915, with the founding of more than
20 child psychology journals and university departments devoted to this topic
during those years (see Weinert and Weinert 1998). As a consequence of this new
research trend, several textbooks on child development were published early in the
twentieth century (e.g., Bühler 1918; Koffka 1921; Stern 1914; Werner 1926), all
of which included long chapters on memory development.
A second line of research was directly derived from memory experiments with
adults. Some of these studies explored whether findings obtained for adult popula-
tions could be easily generalized to children of different ages. For instance, using
laboratory-based methods, Jacobs (1887) reported age differences in digit span,
and Kirkpatrick (1894) observed developmental changes in free-recall perfor-
mance. Other investigations were less basic in nature and were driven by educa-
tional interests. These studies tested common (mis)conceptions held at that time;
for example, those children, because they practice their memory skills in school
almost every day, are better at remembering verbal material than adults. Also,
many of these studies examined the popular assumption that boys have better
memories than girls. As the issue of coeducation was at stake in Germany around
the turn of the century, this question was of high practical relevance.
The third line of research on children’s memory was even more applied, focus-
ing on children’s and adults’ testimonial competence. The prevailing legal attitude
had been one of the skepticism about the testimony of child witnesses. Nonetheless,
interest in children’s eyewitness memory competencies was particularly strong
in Germany and France, where systematic research on this issue flourished at the
beginning of the twentieth century (e.g., Stern 1910; Whipple 1909, 1911). Most
studies focused on children’s suggestibility, developing methodologies that are still
in use in modern research on the topic.
All three of these lines of research share the characteristic that they focused on
children’s episodic memory, that is, on memory for personally experienced events
that range from briefly presented stimuli to significant life events (cf. Baker-Ward
and Ornstein 2014; Schneider 2000a). In the next section, the major findings of
early research on memory development will be briefly summarized. Three differ-
ent time periods that clearly differed in their research focus will be distinguished.
1880–1935
Although most observational child psychology studies were creative, they had
the major shortcoming of being fraught with methodological problems. Thus,
this research was quickly followed by studies that were conducted in the labora-
tory and often involved the manipulation of independent variables. The second
line of research outlined above was directly derived from general experimental
12 2 A Brief History of Memory Development Research
considerable increases in memory capacity during the late elementary school years,
with only minor further improvements until early adulthood (see also Nagy 1930).
By contrast, Meumann (1907) own studies of children and adults showed rather slow
improvements in immediate memory until the age of 13, followed by rapid improve-
ments between the ages of 13 and 16. Peak performance was achieved by the age of
25 and followed by a period of stagnation and stability until the age of 46 (i.e., the
oldest participants in his study). Despite these differences in results, researchers have
agreed that memory development is characterized by nonlinear trends and that devel-
opmental patterns vary as a function of material and memory task.
Although studies on STM dominated the field at this time, there were also
investigations of LTM and forgetting. Interestingly, one of the first studies of
children’s and adults’ long-term retention and forgetting of verbal materials
(Radossawljewitsch 1907) was stimulated by criticisms of Ebbinghaus’ experi-
mental method. Meumann, Radossawljewitsch’s advisor, doubted Ebbinghaus
(1885) classic findings on forgetting curves because neither Meumann nor
his collaborators had been able to replicate them and because they were not
in accord with the experiences of everyday life and work. The participants in
Radossawljewitsch’s study (16 adults and 11 children between the ages of 7 and
13) learned nonsense syllables and meaningful poems and were tested on immedi-
ate memory and relearning after lapses of 5, 20 min, 1, 8 h, and subsequently after
2, 6, 14, 30, and 60 days. Compared to adults, children needed a very large num-
ber of repetitions to learn a series for the first time, but the children forgot less of
the material that was learned, and their rate of forgetting seemed less than that of
adults. Although the slopes of forgetting were different for children and adults, the
most important finding was that the forgetting curves obtained for the two groups
did not correspond to the curve obtained by Ebbinghaus. The discrepancy between
these two sets of data was great—Ebbinghaus who used himself as a subject forgot
more information in 1 h than adults in Radossawljewitsch’s study did in 8 h.
Subsequent studies by Vertes (1913, 1931) using the word-pair method men-
tioned above assessed LTM and forgetting in children and adolescents 6–18 years
of age. Again, there was no support for Ebbinghaus’ findings because forgetting
occurred at much slower rates. Although the curves were generally in accord with
the assumption that forgetting is a decelerating function of time, they were consid-
erably flatter than those reported by Ebbinghaus. Interestingly, children older than
10 years of age remembered more after 1 week than they had on the previous tests,
a phenomenon that is now called reminiscence.
All in all, the developmental studies on LTM and forgetting revealed that learn-
ing and forgetting rates differed as a function of age. Whereas it took children con-
siderably longer than adults to learn the stimulus lists, they did not forget at faster
rates. The fact that Ebbinghaus’ findings could not be replicated was assumed to
be largely due to the relatively rapid rate of self-presentation in that study and
the fact that Ebbinghaus was the subject of his studies and the experimenter at
the same time. An alternative explanation is that Ebbinghaus forgot so much so
quickly because he experienced a high amount of interference from the many lists
he had learned previously (i.e., proactive interference; Underwood 1957).
14 2 A Brief History of Memory Development Research
not come as a surprise that children are prone to err under these circumstances. For
instance, the question of whether the child saw the policeman yesterday on her way
to kindergarten will immediately activate the image of the policeman and lead to a
positive response regardless of whether the policeman was seen today, yesterday, or
a week ago. According to Stern (1914), the major finding of research on young chil-
dren’s testimony is that spontaneous reports provide much more correct information
than specific questions even though children do not offer as much information spon-
taneously. In his view, interviewers need to know that specific questions can pro-
duce two different effects: A positive effect is that a child may remember a correct
detail that had not been offered spontaneously. On the negative side, a child may
generate answers that are based on diffuse memories of the event and that are mainly
incorrect. The latter possibility is highly probable during inquisitory assessments
particularly when questions are leading and suggestive. In such cases, the length of
the child’s path to the answer “yes” seems much shorter than the path to the answer
“no,” with the suggestibility of the child decreasing with increasing age.
In order to support his assumptions, Stern developed two types of experiments
that reflected two different paradigms and that are still in use today. In the first
experiment, participants were shown a picture and asked to study it for a short
period of time. They were then asked to recall what they had seen and were also
asked a series of direct (unbiased) and misleading questions. The second experi-
ment was developed to represent situations that were closer to real life. Here,
participants observed staged events and were then asked questions about details
from the scenario. Several of Stern’s observations seem still relevant today. For
instance, he cautioned against repeated questioning of the same event, claiming
that a person may better remember the answers he or she gave during the first
memory assessment than the actual events themselves (Stern 1910). Also, his
research indicated that although younger children were most suggestible to mis-
leading information, even adults could be misled by suggestive questions.
It seems fair to state that Stern and Stern’s (1909) exploration of children’s
memory and suggestibility were inspired by issues related to children as witnesses
in legal settings, anticipating many of the core research themes of recent work on
children’s eyewitness testimony. Thus, as noted by Ceci and Bruck (1993) as well
as by Ornstein and Elischberger (2004), early European work on eyewitness testi-
mony conducted by the Sterns and their colleagues foreshadowed a large propor-
tion of the findings that were to appear in modern literature.
Given the broad disagreement regarding the general course of memory develop-
ment described above, Brunswik et al. (1932) conducted a developmental study
that was aimed at providing a general description of STM and LTM in school-
age children and adolescents. This study also differed from earlier investigations
in that the issues addressed were directly derived from truly developmental theory;
16 2 A Brief History of Memory Development Research
that is, Charlotte and Karl Bühler’s doctrine of phases and stages (e.g., Bühler
1930). The research was stimulated by Charlotte Bühler and carried out at the then
famous Vienna department of psychology. The study was also unique compared
with previous research in that statistical significance tests were used, mainly due
to the assistance of Paul Lazarsfeld, who became internationally known for his
methodological expertise several years later. A large variety of memory tasks were
presented to a sample of about 700 participants, ranging from 6 to 18 years of age.
Tests involved STM and LTM for nonsense and real words, colors and numbers,
as well as memory for poems. Moreover, several nonverbal memory tasks such as
memory for motor actions and their correct sequence were included.
Undoubtedly, the study by Brunswik et al. (1932) represents a valuable con-
tribution to research on memory development. The use of more precise methods
and various learning materials gave rise to more specific hypotheses concerning
age differences in memory development. The disparate growth curves obtained
for different memory functions were consistent with the data in previous studies
(e.g., Netschajeff 1900, 1902; Offner 1924). The attempt to construct a curve of
the general development of immediate memory (“memory strength”) is particu-
larly interesting. The curve was based on scores of all participants and represented
an aggregation across all measures included in the study (see Fig. 2.1 in Schneider
and Pressley 1997, for a reconstruction of the graphical representation). The out-
comes were compatible with findings from other early studies in that linear and
steep increases in memory performance were found from 6 to 11 years of age and
that there was a plateau in performance during pre- and early adolescence.
One obvious problem with the study was that the authors tried hard to make
their findings compatible with the Bühlers’ perspective. Accordingly, they claimed
to have found support for Bühler’s position that memory development during the
early years is dominated by rote-associative processes (“mechanical learning”),
whereas the kinds of learning and memory predominant in older children and adults
are based on the creation of meaning (“logical memory”). A closer inspection of
findings revealed that the theoretical position was not entirely supported by the
data: In fact, younger children required more practice to learn nonsense syllables
than meaningful words with continuous improvement in the learning of nonsense
syllables up to age 18. Nonetheless, subsequent reports on the Brunswik et al. study
emphasized the qualitative shift from mechanical to logical memory (for instance,
see H. Werner’s comments on the findings by Brunswik et al. in the thoroughly
revised third edition of his textbook, which appeared in 1953). There is no doubt
that this perspective of memory development dominated the field in the forties and
fifties, particularly in Germany. However, the basic assumptions by Brunswik et al.
(1932) were subsequently questioned by Russian psychologists such as Rubinstein
(1973; originally published in 1940) and Smirnov (1948; cited in Smirnov 1973)
and later also empirically falsified by Fechner (1965), Smirnov (1973), and Weinert
(1962). For instance, Weinert found that 6-year-olds learned word pairs com-
posed of familiar words much more easily than they learned pairs consisting of
meaningless unfamiliar syllables. Smirnov’s work further indicated that the supe-
riority of logical memory over rote memory was more pronounced in elementary
1880–1935 17
1936–1965
Overall, this time period represents the “dry middle years” (Ceci and Bruck 1993)
not only for research on children’s eyewitness memory but for research on mem-
ory development in general. However, the situation differed somewhat for the then
leading research communities as will be shown below.
German Research
The great progress made by German researchers in the early twentieth century came
to a halt as war exploded across Europe. Many leading child psychologists such as
the Bühlers, Koffka, the Sterns, and Heinz Werner left the country and began new
careers in the United States. Theoretical perspectives that predominated in the imme-
diate postwar period (i.e., Gestaltist, phenomenological) did not encourage analytical
research on memory development. As a consequence, no empirical studies on mem-
ory development were published in Germany between 1933 and 1961.
American Research
The situation was much different in America. Behaviorism dominated the field,
and theories of verbal learning were very popular. The verbal learning theorists
were not particularly interested in developmental issues, however, because their
primary concern was the identification of general laws (e.g., Goulet 1968; Keppel
1964). They were inclined to assume that the laws of memory are the same at all
ages. Consequently, Keppel (1964) stated in his review that the developmental
study is of little interest to the verbal learning theorist unless differential results
could be expected on theoretical grounds. In this sense, the conclusion made
by contemporary authors (Brainerd and Pressley 1985; Kail and Strauss 1984)
regarding a dearth of research on memory development prior to 1965 applies to
American developmental psychology between 1936 and 1965.
Most of the verbal learning studies with children were descriptive, and many
were conducted at a single age level, but there were a few notable exceptions.
For instance, Koppenaal et al. (1964) used a paired-associate learning paradigm
18 2 A Brief History of Memory Development Research
to test the developmental hypothesis that older children should experience greater
interference when tested on highly associative learning materials than younger
children. This assumption was based on the observation that verbal associative
strength is determined by children’s prior knowledge and that prior knowledge
is richer for older compared to younger children. Koppenaal et al.’s (1964) study
was conducted with preschoolers, kindergarteners, and third graders. The results
were consistent with the developmental hypothesis in that third graders showed
significant retroactive and proactive inhibition, which was not true for the younger
children.
Another important developmental study focusing on free recall was conducted
by Bousfield et al. (1958). These authors compared the degree of associative clus-
tering in free recall of third grade, fourth grade, and college students. The theoreti-
cal rationale was derived from Werner’s assumption that organizational principles
change during development such that perceptual-sensory categorization is ini-
tially dominant but is replaced later by a tendency to organize stimuli conceptu-
ally. An important aspect of this study was that it included measures of clustering
presumed to tap processing more directly than simply the amount of material
recalled. As a main result, it was demonstrated that both recall and conceptual
clustering increase as a function of age. Contrary to expectations, color clustering
was low in all age groups. Although the findings concerning color clustering were
not in accord with Werner’s theory, this did not necessarily contradict the theory
given that the age range was restricted and that younger children (e.g., preschool-
ers and kindergarten children) were not included in the sample.
Although developmental changes in memory were not the core concerns of North
American verbal learning researchers, the findings by Bousfield et al. (1958) and
Koppenaal et al. (1964) provided evidence for the importance of developmental dif-
ferences, thus falsifying the view that the processes mediating verbal learning and
memory at different age levels are qualitatively identical. In fact, Goulet’s (1968)
review of verbal learning in children published only 4 years after Keppel’s overview
differed considerably from the latter, pointing to the lack of correspondence between
data on children and adults. The few developmental studies carried out at the end of
the 1950s or the beginning of the 1960s already anticipated a great deal of work that
was conducted after 1965 on children’s paired-associate and list learning.
Russian Research
The research situation in Russia was clearly different from those in Germany and
the United States. Relative to the Western researchers of the day, Russian scientists
placed more emphasis on the development and evaluation of particular theoretical
positions (cf. Meacham 1977). For instance, Vygotsky’s position that highlighted
the importance of social origins for the development of higher mental functions
such as attention, memory, and volition was already influential. Russian develop-
mental researchers were particularly interested in the development of “logical”
1936–1965 19
How does modern research on memory development differ from the histori-
cal approaches? One of the crucial differences concerns a shift from an emphasis
on describing developmental differences in memory to an emphasis on identifying
the underlying mechanisms of change. Another difference concerns the theoretical
framework used. Since the mid-sixties, research on memory development has been
influenced strongly by theoretical models derived from information processing and
neuroscience approaches (see the reviews by Bauer 2006; Kail 1990; Schneider and
Bjorklund 1998; Schneider and Pressley 1997). Memory researchers were clearly
affected by the “cognitive revolution” that was taking place in experimental psy-
chology around that time (see Miller et al. 1960; Neisser 1967). Developmental psy-
chologists began looking at changes in children’s thinking in terms of a computer
Transition to the Modern Era 21
processes (i.e., their metamemory) should in turn facilitate their strategy use
(Flavell and Wellman 1977). Although early studies on the relation between mem-
ory and metamemory were disappointing in that they yielded rather low correla-
tions, subsequent research based on more sophisticated theoretical models of the
relation and also on more advanced methods provided more promising results,
underlining the importance of general metacognitive knowledge for memory
development and noting that this metacognitive knowledge seemed to increase
with age. Subsequently, researchers also explored the impact of domain-specific
knowledge on memory development, demonstrating that advanced knowledge of a
subject domain (such as chess or physics) was closely related to superior strategy
use and better memory of materials in that particular domain (e.g., Chi 1978).
A third line of research that began in the early 1970s focused on STM and LTM
development in children and adolescents. This research investigated the development
of “basic processes,” that is, the development of encoding and retrieval processes
and their relative contributions to memory development. In the beginning, the domi-
nant view of STM was in line with the early work on memory span conducted at
the turn of the century and mainly based on the Atkinson and Shiffrin (1968) mod-
el’s assumptions that information is read into a limited-capacity short-term store,
in which it may be maintained by rehearsal and then forwarded to LTM. This con-
ception of STM was challenged and abandoned by Baddeley and Hitch (1974) who
replaced it with a fragmented conception of “working memory,” which consisted
of three components: a “central executive,” which can be conceived of as a control
center that selects and operates on various processes; a “phonological loop,” which
maintains verbal stimuli through subvocal rehearsal; and a “visuospatial sketchpad,”
a buffer responsible for the processing of nonverbal information. Several researchers
subsequently assumed that STM and working memory were separate and function-
ally distinct systems (see Case 1978; Dempster 1985). Whereas STM was conceived
of as a rather passive storage system, working memory was supposed to act as a sort
of central computing space where information being held in the short-term system
was transformed. Although the concept of STM was discussed controversially at that
time, there was general agreement that its capacity is limited, probably increasing
with age, and that information not further processed in STM will be lost.
Later on in the 1980s, another line of memory research that was not based on
experimental studies but on interviews in everyday environments was stimulated by
Katherine Nelson (1986) and her colleagues. The focus was on children’s “scripts,”
that is, their memory of specific recurring events such as meals, nighttime rituals, or
birthday parties. Research carried out in the 1980s and 1990s showed that even very
young children organize their recall of everyday routines in a script-like fashion. As
noted by Baker-Ward and Ornstein (2014), research on scripts led naturally to the
study of children’s autobiographical memory of events that had been experienced
only once. This kind of research has attracted a lot of attention among memory
researchers, and it is probably fair to state that autobiographical memory has become
the most active area of research on memory today (Miller 2014).
In sum, there is no doubt that the “cognitive revolution” of the 1960s as well
as Flavell’s pioneering work on memory strategy development led to a dramatic
Transition to the Modern Era 23
2000
1500
1000
500
5-Year Period
Memory
episodic semantic
that they are making a memory decision. Explicit memory tasks tap the episodic
and semantic components of the declarative memory system. For instance, peo-
ple refer to intentionally assessed memories when trying to remember which items
they should buy at the store today or when trying to identify the year in which they
acquired their driver’s license. Figure 3.1 provides a taxonomy of the memory sys-
tem suggested by Parkin (1997).
The current interest in implicit memory originated in neuropsychological
research on patients with amnesia. These patients typically display intact short-
term memory, but their long-term memory, particularly for new verbal material, is
considerably impaired. Interestingly, several studies have found that even though
such patients performed very poorly on explicit memory tests such as recall or rec-
ognition, they showed effects of priming (e.g., Graf et al. 1985, Exp. 1; Schacter
1992; Warrington and Weiskrantz 1968). Thus, there is evidence that the explicit
and implicit memory systems are neurologically distinct. Although patients with
damage to the hippocampus are unable to transfer new explicit information to their
long-term memories, they can retain implicitly acquired information.
Developmentally, it has been claimed that implicit memory is present from the
beginning of life and does not change much over the years (see reviews by Lloyd and
Miller 2014; Lloyd and Newcombe 2009; Parkin 1997; Rovee-Collier et al. 2001).
This conclusion was drawn from studies on perceptual priming. Most of these
Development of Perceptual Priming 27
paradigm similar to that of Parkin and Streete (1988) with groups of 3- and 5-year-
old children as well as adults. Pictures were exposed in a more naturalistic setting
(pictures from a children’s book) using a technique by which the images of the
target items changed gradually from blurry to clear. The degree of priming, that
is, higher masking level for identification for studied versus unstudied pictures,
was fairly consistent for the two groups of children, although there was a trend for
5-year-olds to show larger priming effects. Surprisingly, adults showed lower lev-
els of priming than the 5-year-olds. The participants were also asked for recogni-
tion judgments, and this measure of explicit memory showed clear age effects.
Drummey and Newcombe interpreted their findings as supporting the assumption
that implicit memory is relatively robust across development but acknowledged the
need for caution in interpreting the priming effects, given that explicit memory may
have contaminated the implicit memory measures (which could explain the unex-
pected findings for adults). Also, given the increase in priming of 48 % between
3 and 5 years, one cannot comfortably exclude developmental trends in implicit
memory in early childhood (Parkin and Streete 1988). However, findings supporting
the developmental invariance hypothesis of perceptual priming were also reported
by Hayes and Hennessy (1996) who used an experimental paradigm similar to
Drummey and Newcombe’s with children who were 4, 5, and 10 years of age. Hayes
and Hennessy did not find any difference in the degree of priming between the three
age groups. A dissociation between implicit and explicit memory was also found in
this study such that recognition memory increased significantly from age 4 to 10.
Further evidence supporting the developmental invariance hypothesis came
from a study by Ellis et al. (1993) involving faces of classmates. Children from
three age groups (5, 8, and 11 years) first viewed pictures of classmates and made
decisions about expressions and gender. In the test phase, they were shown a
sequence of faces (half of which had been presented in the first phase) and asked
to decide as quickly as possible whether they knew the person or not. Findings
indicated that all three age groups showed priming in that recognition of previ-
ously exposed faces was faster than that of the familiar faces only shown in the
test phase. The authors were able to replicate this result in a second experiment
with 5-year-olds and adults. Given that there was a large effect of age on reaction
time but no interaction between age and the extent of priming, the authors con-
cluded that the observed priming effect is age-invariant (for confirming evidence,
see Lorsbach and Morris 1991; Newcombe and Fox 1994; Perrig and Perrig 1993).
Given that the studies described above were inconclusive to some extent
because the contaminating effects of explicit memory could not always be ruled
out, Russo et al. (1995) introduced additional design elements that represented
methodological improvements. In their experiment, two groups of children (4 and
6 years of age) and a group of young adults were exposed to a picture recogni-
tion procedure similar to the one used by Parkin and Streete (1988). The main dif-
ference between the two studies was that unlike Parkin and Streete, Russo et al.
(1995) did not present picture fragments during the study phase but presented only
complete objects instead. Accordingly, participants could not explicitly remember
the fragmented stimuli. Russo and colleagues calculated priming scores for items
Development of Perceptual Priming 29
that participants explicitly recalled having seen during the study phase and also
for items that participants failed to remember seeing. Using this procedure, Russo
et al. (1995) showed that there were no age differences in priming between the two
groups of children and the adults when the analysis was restricted to the pictures
that participants could not recall from the original learning episode. Thus, similar
levels of priming across age groups were found when explicit memory influences
were removed from the data. Subsequent studies (e.g., Billingsley et al. 2002;
Perez et al. 1998) also presented findings supporting the developmental invariance
hypothesis. For instance, Billingsley et al. (2002) showed that children and adults
performed similarly on two different implicit memory tests that required either the
generation of word categories or the identification of pictures.
The overall pattern of results described above supports the view that perceptual
priming is developmentally invariant (see Ausley and Guttentag 1993; Schneider
and Pressley 1997). However, summaries of subsequent reviews of the literature
have not been completely consistent. Although Parkin (1997) concluded that
implicit memory is operational at an early point in development and appears age-
invariant, he also pointed to methodological pitfalls such as the failure to take
age-related differences in baseline scores into account. For instance, Ellis et al.’s
(1993) and Lorsbach and Morris’s (1991) conclusion that priming effects in their
studies were age-invariant seems difficult to justify, given that there were large
age effects in reaction times. Thus, it is possible that potentially greater priming
effects in older participants may have been masked by a ceiling on reaction time
speeds. In Parkin’s view, only the study by Russo et al. (1995) met methodological
standards and gave good evidence of age invariance in implicit memory, but more
research is needed to support this assumption.
The review of the literature presented by Lloyd and Newcombe (2009) about
10 years later was based on a larger set of data and led the authors to conclude that
the available evidence continues to suggest that perceptual priming is relatively
stable throughout development. The only exception to this rule that they found
in the literature was Cycowicz et al.’s (2000) study, which reported evidence for
developmental improvements between the ages of 5 and 9 on a picture identifica-
tion task. According to Lloyd and Newcombe, this discrepancy in findings could
be attributed to the facts that the task used by Cycowicz et al. (2000) was harder
than that used in most other studies and that it puts participants under time pres-
sure. One general problem concerning the research on implicit memory noted by
Lloyd and Newcombe was that the available studies that tested the developmen-
tal invariance hypothesis did not include children younger than 3 years of age.
Although the findings of some studies suggest that priming effects already exist
in infancy (e.g., Rovee-Collier 1997; Webb and Nelson 2001), true developmental
invariance beginning with infancy has yet to be assessed.
Interestingly, the summary of research findings provided by Lloyd and Miller
(2014) only a few years later sounds slightly different. Although Lloyd and Miller
emphasized the fact that studies on perceptual priming carried out in the 1990s
showed little difference in priming effects between younger and older children, they
also referred to more recent research that suggested that such a conclusion may be
30 3 The Development of Implicit Memory
Most developmental studies carried out in the 1990s focused on a single type of
implicit memory, that is, perceptual priming. As noted by Blaxton (1989), how-
ever, implicit memory might best be conceptualized as consisting of two com-
plementary processes, one perceptual and one conceptual. Whereas perceptual
priming relies on a physical overlap between study and test items, conceptual
priming focuses on faster access to meaning and semantic knowledge after expo-
sure to other items (Lloyd and Miller 2014). In order to draw firm conclusions
about the developmental invariance of priming, research on other types of implicit
memory such as conceptual priming is needed.
How is conceptual priming assessed? For instance, a conceptual measure of implicit
memory used in several studies provides participants with a list of category names and
requires them to produce the first exemplars that come to mind for each category. In
most developmental studies that have applied such a category production task, partici-
pants are asked to study a list of items belonging to different superordinate categories
(e.g., “fruit” or “furniture”). Whereas some of the category names used in the test phase
refer to instances presented at study (“old” categories), others do not (“new” catego-
ries). Effects of conceptual priming are inferred when more target exemplars are pro-
duced from the old than from the new categories. The typical finding from studies with
adults is that prior presentation of a category exemplar increases the likelihood that that
word will be named as an example of that category (Schumann-Hengsteler 1995).
The Development of Conceptual Priming 31
Given that the tests in such category production tasks emphasize the semantic
relations between studied and tested items and thus require conceptually driven
processing, one should expect age differences in conceptual priming. That is, older
children should show more priming because the semantic categories are more
meaningful to them than to younger children. Unfortunately, the empirical evi-
dence in this area is mixed.
In one of the earliest studies on conceptual priming (Greenbaum and Graf 1989),
4-, 5-, and 6-year-old children studied a list of items and were then asked to list
exemplars when cued with category names. There was no evidence of developmen-
tal changes, given that priming effects were similar across the three age groups.
Although the failure to find significant differences between the three groups could
be due to the low power of the experiment (12 children per group) and also to the
fact that only preschoolers were considered, a subsequent study by Mecklenbräuker
and Wippich (1995; Exp. 1) using a larger sample of 96 preschoolers and third and
fourth graders (32 children per age group) and using a more comprehensive cate-
gory production task basically replicated Greenbaum and Graf’s findings. Whereas
an explicit memory test yielded significant age-related effects, implicit memory was
comparable across age groups. Mecklenbräuker and Wippich confirmed this find-
ing in a second experiment with preschoolers and sixth graders, again demonstrating
similar amounts of conceptual priming across groups. Supporting evidence based on
a sample of schoolchildren and adults was reported by Billingsley et al. (2002), who
found equivalent priming across age with a similar category generation task. In the
study by Perez et al. (1998) already mentioned above, a direct comparison between
perceptual and conceptual priming was conducted and contrasted with perceptual as
well as conceptual memory of an explicit nature. A specific advantage of this design
was that two implicit and two explicit memory tests were available for each partici-
pant. As a main result, Perez et al. (1998) found that neither the perceptual nor the
conceptual implicit memory tests showed improvement with age, whereas signifi-
cant age effects were found for the two explicit memory measures.
However, several other studies reported different outcomes. For instance, Barry
(2007) compared perceptual and conceptual priming between a group of 87 second
graders and a group of 81 college students. In the perceptual priming condition, par-
ticipants made simple judgments about each word on a list (e.g., “Does the word
have an ‘I’ in it?”), whereas in the conceptual priming condition, participants were
given a sentence cue and asked to add the word that completed the sentence. In the
perceptual test condition, participants had to complete a word fragment, whereas in
the conceptual test condition, they were asked to generate exemplars from category
names. Supporting previous research, no age differences in perceptual priming were
found. However, age differences in priming were found in the conceptual priming
condition in which college students had significantly higher priming scores than sec-
ond graders. According to Barry (2007), these developmental dissociations in prim-
ing support the assumption that the processing requirements of conceptual implicit
memory are similar to those of explicit memory.
Findings supporting the view that the developmental patterns of perceptual and
conceptual implicit memory differ considerably were also reported by Perruchet
32 3 The Development of Implicit Memory
et al. (1995) and by Mecklenbräuker et al. (2003). Perruchet et al. carried out two
experiments with relatively large samples of second and fourth graders. Whereas the
outcome of their first experiment indicated an age trend in conceptual priming such
that older children showed larger amounts of priming than younger children, the sec-
ond experiment failed to replicate the age effect. In an attempt to explain the dis-
crepancy in findings, Perruchet et al. emphasized the fact that the two experiments
differed mainly in the choice of items. Target exemplars were chosen arbitrarily in
the first experiment, whereas they were chosen as a function of their typicality in the
second experiment. Apparently, differences in item typicality were important, with
age differences in measures of conceptual priming increasing when the exemplars
were atypical but not when they were typical exemplars of that category.
A subsequent study by Mecklenbräuker et al. (2003) tested this assumption in
more detail, systematically manipulating item typicality. The main assumption was
that categorical relations, that is, connections to the category name, should be rela-
tively strong for typical exemplars regardless of age. On the other hand, as pro-
posed in network models of semantic memory (cf. Bjorklund 1987), categorical
relations for atypical exemplars should be much weaker in younger than in older
children. In accordance with this assumption, Mecklenbräuker et al. obtained an
age-related increase in conceptual priming from kindergarten to advanced elemen-
tary school age when atypical exemplars of familiar taxonomic categories served
as the study items. As predicted, they did not find age effects in the conceptual
priming of typical items, thus corroborating the results by Perruchet and colleagues
(see also Murphy et al. 2003, for similar findings). As noted by Mecklenbräuker
et al., the developmental invariance in conceptual priming found in previous stud-
ies (e.g., Anooshian 1997; Greenbaum and Graf 1989; Perez et al. 1998) seemed to
be due to the fact that they used more or less typical items. Age trends in implicit
memory are expected to occur whenever the conceptual priming task requires an
advanced knowledge base. The unexpected finding of age-invariant conceptual
priming obtained in most studies can be explained by the predominance of famil-
iar semantic categories in those studies. Accordingly, although there is substantial
evidence for the age invariance of priming effects, performance on conceptual
priming tasks may change with age. However, these changes seem to be related
to changes in conceptual knowledge rather than caused by changes in the prim-
ing mechanism per se (see Lloyd and Newcombe 2009). More studies using novel
materials are needed to examine this issue further.
Although implicit memory and explicit memory are usually conceived of as func-
tionally distinct and are conceptualized as separate systems, research on adults has
shown that there is evidence for interplay between the two systems. For instance,
Jacoby and Dallas (1981) found support for the assumption that the experience of
priming can serve as a clue for explicit memory decisions. Given that items that
Interactions Between Implicit and Explicit Memory 33
have been recently presented are easier to subsequently process than novel items,
this experience can lead to a feeling of greater processing fluency, which subse-
quently influences recognition memory decisions in adults. To date, only a few
developmental studies have explored the relation between implicit and explicit
memory (for a review, see Miller and Lloyd 2011). As shown by Drummey and
Newcombe (1995), the 3- and 5-year-olds in their sample did not use priming
information to guide (explicit) recognition decisions, whereas the adults in their
sample did. Drummey and Newcombe concluded that there is a link between per-
ceptual fluency and recognition memory that is not evident in young children, at
least not in children younger than 6 years of age. Subsequent research by Guttentag
and Dunn (2003) suggests that this link between processing fluency and recogni-
tion first appears in middle childhood. In their study, 4- and 8-year-old children and
adults first studied a list of pictures and then had to identify new and old pictures
on a recognition memory test. Although perceptual priming effects were found in
all groups, only the older children (as well as the adults) were more likely to rec-
ognize old items as having been presented earlier. Based on these findings, one is
inclined to assume that the link between processing fluency and recognition mem-
ory is established between 5 and 8 years of age. As noted by Lloyd and Newcombe
(2009), the understanding of the relation between prior exposure and ease of later
recognition is an example of metamemory, that is, knowledge about one’s memory.
As emphasized by Lloyd and Miller (2014), another piece of indirect evidence
that conceptual priming effects may occur on explicit memory tasks comes from
studies of false memory using the so-called Deese–Roediger–McDermott (DRM)
paradigm. In experiments exploring the false memory illusion, related lists of words
that center around a topic (e.g., bed–rest–dream) are presented. A critical theme
word (a “lure”) that ties the list together but was not presented in the list could be
“sleep.” It has been repeatedly shown that adults and older children will falsely
recall or recognize the critical lure at very high rates (for a review, see Brainerd and
Reyna 2014). However, younger children are less susceptible to such memory errors
(Howe 2006). One explanation for this pattern of results is that children do not
have the semantic organization that would cause the critical lure “sleep” to be more
familiar after the presentation of related words. It is only with the increased concep-
tual sophistication of a child’s memory that increased rates of memory errors occur.
As mentioned earlier, the initial contrast between explicit and implicit memory
came from studies that explored the memory problems of amnesic patients (e.g.,
Graf and Schacter 1985). More recent work conducted with populations of chil-
dren suffering from various developmental abnormalities indicates that implicit
memory remains intact despite impairments in explicit memory. For instance,
Brown et al. (2010) compared a group of 31 autistic children with 31 controls
(matched for sex, age, and IQ) on four different implicit learning tasks (i.e.,
34 3 The Development of Implicit Memory
contextual cuing, serial reaction time, artificial grammar learning, and probabilis-
tic classification learning) and an explicit learning task (paired-associate learning).
As a main result, it was demonstrated that the autistic children’s implicit learning
was intact across a number of tasks that differed in surface features, with equiva-
lent outcomes obtained for the two groups. On the other hand, the analysis of the
paired-associate learning data (explicit memory) revealed that the control group
outperformed the group of autistic children, suggesting that explicit learning may
be more problematic than implicit learning in the latter group. These findings con-
verge with other research that has demonstrated intact implicit memory in indi-
viduals with autism spectrum conditions (e.g., Barnes et al. 2008).
As noted by Lloyd and Miller (2014), research with clinical populations also
seems suitable for explaining the interaction between implicit memory and other cog-
nitive skills. Research focusing on children with attention-deficit/hyperactivity disor-
ders (e.g., ADHD) is a good example because it is possible to explore the interplay
between attention and memory by comparing ADHD children with age-matched con-
trols. For instance, Burden and Mitchell (2005) recruited children aged 7–14 years
with and without ADHD and conducted a study in which both perceptual and con-
ceptual implicit memory and explicit memory tests were given. ADHD and controls
performed similarly on tests of explicit memory (category-cued recall and recogni-
tion) and on perceptual aspects of implicit memory (word stem completion and pic-
ture fragment identification) as a function of age, retention interval, and stimulus
format (i.e., picture or word). However, there was no evidence of priming on a con-
ceptual implicit memory task (category exemplar generation) for boys with ADHD,
who performed worse than the control children on this measure. The authors con-
cluded that this type of conceptual memory task, which is likely mediated by frontal
cortex systems, may indicate that a unique memory deficit is associated with ADHD.
As noted by Lloyd and Miller (2014), the fact that different patterns of performance
demonstrated by ADHD children across different types of implicit memory tasks
makes it difficult to believe that these measures tap the underlying construct in a sim-
ilar way. Findings presented by Vicari (2001) for samples of children with Williams
syndrome (i.e., children with a mental disability coupled with strong language
skills), Down syndrome, and typically developing children underscore this point.
For instance, the results of this study indicated that children with Williams syndrome
showed normal implicit memory when perceptual priming tasks were used but were
impaired relative to children with Down syndrome and controls when implicit mem-
ory was measured with a skill-learning task. Accordingly, differences in the implicit
memory measures chosen by researchers can influence outcomes significantly.
The advances in neuroscience observed during the last two decades are extremely
helpful for understanding the neuroanatomy of memory systems and also con-
tribute to our understanding of differences between explicit and implicit memory
The Impact of Advances in Neuroscience 35
whereas classical conditioning is associated with both the cerebellum and the
amygdalae, and procedural (skill) learning has been linked with the striatum (see
Squire and Zola 1996). Lloyd and Miller (2014) correctly state that one advan-
tage offered by the neuroscience approach to the study of implicit memory is that
memory researchers can make more detailed distinctions between the different
subtypes of implicit memory.
Conclusions
tasks were particularly hard (e.g., when atypical category exemplars were chosen
instead of typical ones). It is interesting to note that studies focusing on effects of
aging on implicit memory have yielded conflicting results: Whereas several studies
have suggested a dissociation between conceptual and perceptual priming in older
adults (with impairments on conceptual but not on perceptual priming measures),
other studies did not find such age effects on conceptual priming tests (for a review,
see Dew et al. 2007). My view of the state of the art is in accord with Lloyd and
Newcombe’s (2009) view that some work on conceptual priming indicates age invar-
iance, whereas other work suggests developmental changes.
One important conclusion from more recent research on implicit memory is
that it constitutes a rather broad conceptual category. Many different tasks (e.g.,
priming, conditioning, sequence learning) can be said to be implicit in that they
demonstrate influences of past experience on memory without conscious aware-
ness playing a role. As emphasized by Lloyd and Miller (2014), implicit mem-
ory is thus an umbrella term, and the behavioral as well as physiological profiles
of different implicit memory measures are quite diverse. One of the promises of
recent neuroscience approaches is that their measures have the potential to over-
come the problems of many behavioral tools, allowing for more rigorous tests of
the developmental invariance hypothesis across a wide age range and also offer-
ing the option to explore developmental patterns in subtypes of implicit memory.
There is no doubt that future research on implicit memory will benefit from cogni-
tive neuroscientific studies that should be suitable for identifying different devel-
opmental trajectories for different kinds of implicit memory.
Chapter 4
Memory Development During the Infant
and Toddler Years
A Short History
has been held so tenaciously and has survived for almost 100 years. Methodologically,
it has been very difficult to elicit from infants the behaviors that clearly indicate the
functioning of declarative as opposed to implicit memory. The empirical study of
preverbal infants has been fraught with both procedural and interpretative problems,
mainly due to the fact that memory has to be inferred from nonverbal behavior alone
(Rovee-Collier et al. 2001). The questions of what preverbal infants remember and
when and how they remember it cannot be easily tackled by empirical science. As
these very young children cannot tell us what they remember, progress on this issue
has depended on the development of innovative new tools that elicit information from
infants and toddlers for whom verbal reporting in standard experiments is not an
option (Courage and Cowan 2009a). The problem of methodology was already men-
tioned in an early review of the literature by Daehler and Greco (1985), who focused
on memory development in very young children between 12 and 36 months of age.
Daehler and Greco explained the lack of information on memory development in that
age group by noting that it is difficult to find suitable methods to use with children
younger than 3 years of age.
This situation was certainly changed by technologies such as the
habituation/dishabituation or the preference-for-novelty procedures as well as
techniques adapted from operant conditioning and imitation paradigms such as
the mobile conjugate reinforcement procedure and deferred imitation (see below).
There is no doubt that the study of memory development in infants and very young
children has been very active since the 1970s. Although the first edited books on
memory development (Kail and Hagen 1977; Ornstein 1978) did not deal with
infant memory, four out of 12 chapters in Cowan’s (1997) book on the develop-
ment of memory in childhood focused on very young children, and a follow-up
version published about a decade later (Courage and Cowan 2009b) explicitly
referred to infancy in the book title with six out of 14 chapters discussing very
young children’s memory development. For a similar trend, see Oakes and Bauer
(2007) and the most recent book on children’s memory development edited by
Bauer and Fivush (2014). Newcombe and Crawley (2007) conducted a search of
the PsycINFO database for past decades beginning with 1901–1910 to examine
developmental trends in research on infant memory over the last 100 years. As
can be seen in Fig. 4.1, active interest in the issue did not begin before the 1970s.
From the 1980s on, the situation changed completely, showing an acceleration in
interest leading to more than 60 publications per year from the 1990s on.
Research on infant memory conducted by pioneers of the new era such as
Bauer, Diamond, Fagan, Fantz, Mandler, Meltzoff, Rose, Rovee-Collier, and their
research groups produced fascinating results, which will be described in more
detail below. Today, investigations of infant memory are very much a part of main-
stream cognitive developmental psychology. In fact, numerous methodological
advancements have stimulated so many interesting research questions that it is fair
to state that infant memory has been one of the most active areas in the field of
developmental memory research in the last three decades.
Most (but not all) researchers working on infant memory share the view that mem-
ory is composed of multiple systems that serve distinct functions and are character-
ized by different rules of operation. Whereas declarative or explicit memory involves
A Short History 41
70
60
50
40
Papers per year
30
20
10
0
1901 1921 1941 1961 1981 2001
Fig. 4.1 The number of papers per years on infant memory, as judged by a search of the
PsycINFO database, for past decades beginning with 1901–1910 (slightly modified after
Newcombe and Crawley 2007, p. 293)
the ability to explicitly recognize or recall names, episodes (events), dates, and so on,
nondeclarative or implicit memory refers to nonconscious abilities such as learning
habits and skills, priming, and classical conditioning. The distinction between these
two memory systems seems important for developmental scientists because declara-
tive and nondeclarative memory rely on different neural substrates that follow differ-
ent courses of development (cf. Bachevalier 2014; Bauer 2002, 2007; Nelson 1997;
Richmond and Nelson 2008). A variety of brain regions that seem related to implicit
memory such as the striatum and cerebellum are thought to develop early, supporting
the early emergence of this memory system. By contrast, declarative memory seems
to depend on a multicomponent neural network with several components developing
early such as the medial temporal lobe, and others such as the neocortex undergoing
an extended course of development. Several researchers exploring the development
of memory in infants have postulated that the explicit and implicit memory systems
mature at different rates during the infancy period (e.g., Bauer et al. 2011; Mandler
1990). More specifically, they claim that the more primitive implicit memory develops
first, followed by changes in explicit declarative memory, but this proposal has been
challenged by others (e.g., Rovee-Collier 1997). The issue will be taken up later in this
chapter when the empirical evidence for and against this claim will be weighed.
In this chapter, numerous research paradigms used to assess memory development
in very young children’s memory will be presented, beginning with classic techniques
and proceeding to more novel approaches. Although several paradigms discussed in
the literature may require not only the short-term memory (STM) system but may
also involve the long-term memory (LTM) system, other tasks and techniques have
avoided this methodological problem by definitively tapping the STM/WM capacity
of infants and toddlers. Findings based on such studies and concerning STM will be
discussed first, followed by a review of LTM development in infancy.
42 4 Memory Development During the Infant and Toddler Years
In a review of the literature provided more than 15 years ago, Schneider and
Bjorklund (1998) divided the findings into two broad categories, that is, memory
in early infancy, examining the memory abilities of infants across the first year, and
memory in later infancy, investigating memory in preverbal toddlers, from about
12–20 months of age. Schneider and Bjorklund based their decision on the belief that
the assessment of memory also differs between age groups. That is, their assump-
tion was that whereas young infants’ memory has been assessed primarily by means
of recognition or operant conditioning paradigms, memory in older infants has been
assessed primarily by means of cued-recall techniques, for instance, deferred imita-
tion. As will be shown below, such a categorization is no longer meaningful or tenable.
What do we know about STM development in very young children? Since the begin-
ning of the modern era of research on infant memory, it has been obvious that very
young children are able to learn and benefit from past experience and thus provide
evidence that they have some kind of memory (Bauer 2002; Reznick 2009). Recent
findings demonstrate that from birth on, infants can remember things (e.g., faces, pic-
tures, objects) and that this kind of memory improves steadily during early childhood.
Interestingly, some infant researchers use the term “STM” to refer to this ability,
whereas others use the term “working memory” instead, even though these two sets
of findings are based on very similar experimental paradigms. As will be described
in more detail later, STM refers to rather passive information storage and retention
within very brief time periods measured in milliseconds and seconds, implying the
availability of information for a constrained period of time. In comparison, the term
WM addresses a more comprehensive broader memory system first described in the
model by Baddeley and Hitch (1974). Here, WM refers to processes that allow the
maintenance of task-relevant information during the performance of a task, extending
the ongoing representation of a stimulus beyond the termination of that stimulus for a
short duration of time (Reznick 2007, 2009). The WM concept refers to phonological
as well as visuospatial information processing and also includes executive attention
as a component that keeps the stored information activated.
The overlapping use of these terms has occurred for at least two reasons (see
Reznick 2014). First, WM is conceived of as a short-term phenomenon (e.g., being
able to find objects that are hidden in particular locations with short delays between
hiding and finding). Second, most infant researchers seem to believe that although
WM develops across several decades of life, it appears to be relatively undeveloped
during early infancy and does not increase considerably before the second half of the
first year (Pelphrey and Reznick 2003). There is reason to believe that many research
results that are interpreted as reflecting infant WM or infant STM are not necessarily
pure measures of either construct. In the following, I therefore adopt Reznick’s sug-
gestion to refer to “infant short-term working memory” (STWM) when summarizing
the evidence on developmental trends in this ability.
Memory Tasks Used with Preverbal Infants 43
Hide-and-Seek Tasks
The procedure introduced by Hunter (1917) labeled the “delayed-reaction task”
and briefly illustrated above has been used in more or less this format in numer-
ous studies conducted during the last 60 years. This paradigm is now called the
delayed-response task and usually includes a sequence of trials with variations
in the number of locations as well as in the delay between hiding and seeking.
It is generally accepted as the canonical procedure for assessing STWM in pre-
verbal children (Goldman-Rakic 1987). A variation of this task uses an orienting
response rather than a reaching response. To claim that these tasks tap STM, long-
term storage must be ruled out. This is accomplished by testing for memory across
multiple trials in the same context with the focal representation varying across tri-
als, that is, by making sure that the location of hidden objects varies randomly
across trials (Reznick 2007).
A related task and actually one of the oldest techniques used to assess memory
in infants is the object search task (A-not-B). As noted above, the A-not-B task
was originally introduced by Piaget (1954) and was rediscovered as a method for
studying memory development in infants in the 1970s and 1980s (Diamond 1985;
Fox et al. 1979). The procedures used in the A-not-B task are almost identical to
those used in Hunter’s (1917) delayed-response task. In the standard version of
the task, infants are seated between two identical wells (A and B) where a small
object can be hidden. The object is first hidden in plain view of the infant in one of
the locations (A). The experimenter then simultaneously covers both wells. After
a short delay, the infant is permitted to reach for the object and usually searches
successfully for it in location A. This is repeated for a few trials, after which the
object is hidden in location B. After the hiding place is changed, infants often con-
tinue to reach for the object in location A despite having watched the experimenter
places it in well B. This behavior is called the A-not-B error. As noted by Bell
and Morasch (2007), the only difference between the A-not-B and the delayed-
response tasks concerns the rule for deciding in which of the two wells an attrac-
tive toy is to be hidden. That is, in the A-not-B task, the toy is hidden in the same
well until the infant correctly reaches for it for a prespecified number of times.
Then, the toy is hidden in the other well and the procedure is repeated. In the
delayed-response task, the hiding pattern varies according to a predefined schedule
regardless of whether or not the infant reaches for the object correctly.
Given the similarity between the two tasks, it does not come as a surprise that
infants’ performance on the delayed-response and A-not-B tasks is almost iden-
tical. For instance, Diamond (1990a) reported that infants demonstrated almost
identical developmental progressions in longitudinal assessments from 7.5 to
12 months of age. Figure 4.2 demonstrates the similarity in findings for infants in
this age range.
Using a variation on these hide-and-seek tasks, Reznick et al. (2004) explored
the onset of STWM in infancy, assessing memory capacity in 5- to 6-month-old
44 4 Memory Development During the Infant and Toddler Years
Fig. 4.2 Developmental 12
progression in the delay that
human infants can tolerate
10
in the response and A-not-B
tasks (redrawn from Diamond
1990b) (Rovee-Collier et al. 8
Delay (secs)
2001, p. 105)
6
4
AB
2 Delayed Response
0
7 8 9 10 11 12
Age in Months
et al. (1996) who used a longitudinal design did not find different results for the
classic reaching A-not-B task and a visual-orientation version of the task in infants
from about 6.5–14 months of age. Similarly, Bell and Adams (1999), who also
used a longitudinal (within-subjects) design to investigate two cohorts of 8-month-
old infants, compared looking and reaching performance on an A-not-B task and
reported similar results for the two experimental conditions (see Pelphrey et al.
2004, for confirming evidence). Bell and Morasch (2007) argued that methodolog-
ical issues could have affected the discrepancy in findings. That is, given consider-
able interindividual differences in performance among same-age infants, it seems
important that research designs comparing looking performance relative to reach-
ing performance on hide-and-seek tasks should be based on within-subjects meth-
odologies rather than cross-sectional designs. In fact, most researchers who used a
within-subjects (longitudinal) design did not find differences in infant STWM on
looking and reaching versions of hide-and-seek tasks.
However, there are also data supporting the view that the age of the infant plays
a crucial role. Bell and Morasch (2007) conducted a longitudinal study to examine
the emergence of STWM in infants from 5 to 10 months of age. Infants were seen
monthly in the research laboratory for assessments with the looking and reach-
ing versions of the A-not-B task. As shown in Fig. 4.3, infants as a group dem-
onstrated better performance on the looking version from 5 to 8 months of age
and then showed comparable performance on both versions of the task thereafter.
One possible explanation for this trend is that, as long as infants are still develop-
ing gross motor abilities such as reaching, their performance on the looking ver-
sion of the task is better than performance on the reaching version. Around the
age of 8 months, however, when reaching behavior is more developed and skilled,
90
80
70
Percentage Correct
60
50
40
30
Look
20
Reach
10
0
5 6 7 8 9 10
Age in Months
performance differences on the two versions of the task tend to disappear. This
interpretation is in accord with the hypothesis that the same cognitive skills (i.e.,
working memory, inhibitory control, and attention) are required for both versions
of the task (cf. Bell and Morasch 2007).
A variation of the delayed-response task in which infants do not need to
actively search for a hidden object is known as the violation-of-expectations
procedure. For this task, an object is hidden at a particular location, and after a
delay, the contents of several locations are revealed. Whereas the expected object
is present in the control condition, it is either not present or an unexpected object
is revealed in its place in the memory-challenge condition. In either case, greater
visual attention in the violation-of-expectations condition is interpreted as evi-
dence that the infant maintained the location and/or the identity of the object in
STWM (Reznick 2009). For instance, research by Baillargeon and colleagues
(e.g., Baillargeon and Graber 1988; Baillargeon et al. 1989) using this paradigm
demonstrated that infants show retention at a younger age and after longer delays
than on traditional hide-and-seek tasks. In these studies, 8-month-olds were pre-
sented with an object that was then placed behind one of two screens. After a 15-s
delay, a hand retrieved the object from behind the correct screen (possible event)
or from behind the incorrect screen (impossible event). Infants looked significantly
longer at the impossible event, suggesting that they remembered the location of
the original object and were surprised to see it retrieved from the other location.
The results of these studies indicated that infants still remembered the correct
location after 15 s and even after longer delays (up to 70 s).
In a more recent study, Luo et al. (2003) used a similar procedure with
5-month-olds. Infants looked longer at the unexpected event after a 3- or 4-min
delay, thus appearing to support the claim that infants can remember the hidden
box for several minutes. Baillargeon and her colleagues inferred from their find-
ings that random search errors on the original object search task cannot be attrib-
uted to inadequate memory mechanisms. When given a task that does not require a
manual search, 8-month-old infants remember trial-to-trial changes in an object’s
location for delays that are 10–20 times longer than those that produce A-not-B
errors on the traditional object search task. Baillargeon et al. (1989) speculated
that the demands of the A-not-B task involve infants’ problem-solving ability
rather than their memory.
Similar interpretation problems were reported for the delayed-nonmatching-to-
sample (DNMS) task. Originally, this paradigm was used in studies assessing the
effects of brain lesions on memory in monkeys (for details, see Rovee-Collier et al.
2001). Meanwhile, it has become a standard test of recognition memory in animals.
The original procedure is quite simple. At the start of a trial, a stimulus is presented
to an animal and then removed from view for some time. At the end of the delay,
the familiar sample stimulus and a novel stimulus are presented, and the animal is
rewarded for choosing the nonmatching novel stimulus. In order to be successful
across trials, the animal has to remember which stimulus it saw most recently.
The standard DNMS task used with human infants is procedurally identi-
cal to the tasks used with animals. Interestingly, studies using this paradigm (e.g.,
Memory Tasks Used with Preverbal Infants 47
Diamond et al. 1994) found that human infants do not succeed on this task dur-
ing their first year despite the fact that its procedure is similar to that of the visual
paired-comparison (VPC) task, which can be mastered by much younger infants
(see below). Most studies on the DNMS task have shown that infants do not reli-
ably choose the novel stimulus until midway through their second year of life (i.e.,
not until approximately 15–21 months of age) even when the delay between sample
trial and test trial is only 5–10 s. As noted by Rovee-Collier et al. (2001), the dis-
crepancy in findings is similar for animals, for which the acquisition of a DNMS
task takes considerably longer than that of a visual discrimination task. In mon-
keys, acquisition time is usually measured on a scale of weeks rather than days. As
in the object search task, seemingly minor variations in the task parameters affect
results considerably (for a review, see Diamond 1990b). Moreover, different statis-
tical success criteria may play a role. For instance, Overman et al. (1993) pointed
out that different levels of mastery indicate success on the VPC and DNMS tasks.
Whereas a statistically significant preference for novelty (i.e., significant deviations
from the chance level of 50 %) is usually taken as evidence for visual recognition
memory on VPC tasks, a much harder criterion (2 consecutive days of 87 % cor-
rect) typically defines success on the DNMS task. When Overman et al. (1993)
used the same criterion (i.e., a significant deviation from chance) for both the VPC
and DNMS tasks, even the youngest children in their sample (10- to 15-month-
olds) showed significant visual recognition on the DNMS task, and performance
was generally comparable across tasks. Although Overman et al. (1993) speculated
that performance on both tasks was mediated by the same neural mechanisms, they
also observed age-related performance differences, indicating that there were some
other cognitive demands inherent to the DNMS task not readily mastered by the
children. Considered in light of similar findings obtained with the object search
task, one is inclined to accept such a view and to conclude that factors other than
memory contribute to performance on the DNMS task (see Diamond 1995; Rovee-
Collier et al. 2001, for more detailed discussions). As noted by Bachevalier (2014),
the presence of a preference for novelty in early infancy (as measured by the VPC)
suggests that incidental recognition memory processes are already supported by the
early-developing medial temporal cortical areas. By contrast, the participation of
the hippocampus may emerge more slowly during infancy, illustrating a complex
pattern of development for recognition memory processes.
One problem with the version of the “violation-of-expectations” procedure
described above is that the infant may respond to the unexpected event because
information is stored in LTM rather than STWM per se. In a variation of this para-
digm, Káldy and Leslie (2005) used a procedure that clearly aimed to assess STWM
to explore whether infants are able to bind object identity information to an object
that changes location. After being familiarized with a disk and a triangle, infants
saw these two objects disappear behind two different screens. After a 2-s delay, the
screens were removed, revealing the two objects in unexpected (swapped) loca-
tions. During both the familiarization and test trials, the side of the triangle and the
disk alternated from trial to trial, preventing infants from using their LTM about
where a particular object usually was. Infants could succeed on this task only if they
48 4 Memory Development During the Infant and Toddler Years
constantly updated the contents of their STWM. As a main result, Káldy and Leslie
(2005) found that both 6.5- and 9-month-old infants looked longer at the unex-
pected outcome. Another interesting aspect of their findings was that the younger
and older infants solved the task in different ways. Because the objects were hidden
sequentially, the authors could test whether infants remembered both objects in the
sequence or only the last one they had seen. The results showed that the 6.5-month-
olds did not remember the shape of the first hidden object, whereas the 9-month-olds
did. Káldy and Leslie thus concluded that the older infants were able to bind shape
information to two object indexes that followed the objects as they were moved
to new locations. Apparently, this new ability emerges sometime between 7 and
9 months of age (see also Leslie and Káldy 2007).
As already noted above, the impact of individual differences in same-age
infants has been neglected in most infant memory studies. The research program
by Bell and colleagues constitutes an exception to this rule given that it focused
on individual differences in infant frontal lobe development, using EEG record-
ings as a marker of brain development (e.g., Bell 2001; Bell and Fox 1992). For
instance, Bell and Fox (1992) conducted a longitudinal study with infants from 7
to 12 months of age and reported that changes in baseline frontal EEG power val-
ues (reflecting the excitability of groups of neurons and considered to be a marker
of brain maturation) were associated with changes in spatial STWM. Infants tol-
erating long delays between the hiding of the object in the A-not-B task and the
actual manual search by 12 months of age showed changes from 7 to 12 months
of age in baseline frontal EEG power. Infants tolerating only short delays by
12 months did not. Moreover, successful reaching was associated not only with
age-related changes in frontal EEG power but also with consistently greater left
occipital EEG power relative to right occipital power. Bell and colleagues con-
cluded from their findings that both frontal and occipital power values are associ-
ated with spatial STWM performance, indicating that better memory performance
is related to greater brain maturation.
Novelty-Preference Paradigms
Most of what was originally known about infants’ memory abilities came from
studies analyzing infants’ looking patterns and were based on the assumption that
very young children tend to look longer at novel stimuli than at familiar ones. The
technique of VPC, first developed by Fantz (1956), involves briefly pre-exposing
infants to pairs of pictures of a stimulus, and then, after some period of familiari-
zation, presenting the familiar picture with a completely novel one. Recognition
is inferred if the percentage of total time spent looking at the new item exceeds
chance (50 %) and the longest test delay defines the duration of retention.
Using this procedure, memory for visual stimuli has been found for some new-
borns (Friedman 1972). Fagan (1970) was the first to introduce a delay between
infants’ pre-exposure and the paired-comparison test, searching for the longest delay
Memory Tasks Used with Preverbal Infants 49
after which infants still demonstrated a novelty preference. This delay, defining the
upper limit (UL) of infants’ visual recognition memory, was systematically varied in
subsequent studies. Fagan demonstrated that infants can retain briefly experienced vis-
ual information after substantial delays. In one study (Fagan 1974), 5- and 6-month-
old infants formed visual memories that lasted as long as 2 weeks. Related work using
the preference-for-novelty paradigm with even younger infants showed that infants as
young as 3 months can retain a memory for object motion across time intervals of
1 and 3 months (Bahrick and Pickens 1995). As shown by Rose, Gottfried, Melloy-
Carminar, and Bridger (1982), the number of seconds of familiarization required to
produce a novelty preference interacts with age, with younger infants (3- to 4-month-
olds) requiring more encoding time to show a novelty preference than older infants
(6- to 7-month-olds). For instance, after one training session, 3- to 4-month-old
infants typically show retention for 5–10 s, 6-month-old infants exhibit retention for
1 min, and 9- to 12-month-olds for 10 min (Rose et al. 2007). Retention intervals may
be even longer for faces. Even newborns exhibit facial recognition after 2 min, and
3-month-olds exhibit recognition after 24 h (Pascalis et al. 1998).
As noted by Daehler and Greco (1985), the assumption that infants prefer to
attend to novel stimuli needs some qualification. Several studies have shown that
infants less than 2 months of age actually prefer familiar rather than novel stimuli
(e.g., Weizmann et al. 1971), and this may indicate that an infant must have sufficient
opportunity to become familiar with a stimulus in order to display a preference for
another stimulus. This assumption was confirmed by a study by Hunter et al. (1982):
When 12-month-olds were given a rather long time to become familiar with toys,
they focused on novel toys more than familiar toys. However, when the familiariza-
tion time was brief, the opposite effect occurred. In other words, a preference for
novelty may be exhibited by infants of any age depending on whether sufficient time
has been allowed to encode the stimulus. Subsequent methodological improvements
such as the avoidance of fixed familiarization periods for all infants helped research-
ers to overcome this problem and to improve the validity of the basic paradigm.
The technique of paired comparison can be used to test infants’ reactions to pre-
viously encountered visual and auditory stimuli. The evidence for recognition over
longer intervals has been found to change in both domains: Whereas for shorter
periods (e.g., 1 day to 2 weeks), no preference was detected (i.e., the amount of
time spent looking at the familiar and novel stimuli did not differ), a preference for
familiar stimuli was manifested for longer time intervals. Such a pattern, which is
typically observed for visual stimuli, was also observed for auditory recognition of
familiar versus novel nursery rhymes (Bauer 2002; Spence 1996).
A variant of this technique, visual habituation, involves sequentially expos-
ing infants to numerous pictures of a stimulus until their attention to the stimulus
decreases (typically, a 50 % decrease in looking time). Then, they are tested with a
new stimulus. Recognition is inferred if looking at the new stimulus significantly
increases, indicating that the infant can discriminate the novel stimulus from the
earlier habituated stimulus. At this point, infants are tested for retention after dif-
ferent delays with either the habituation stimulus or a novel stimulus. When a
delay is introduced between the habituation trials and the “post-habituation” test
50 4 Memory Development During the Infant and Toddler Years
change-detection paradigm for adults and that constituted a variant of the paired-com-
parison procedure described above. The first in a series of studies (Ross-Sheehy et al.
2003) sought to replicate the general developmental pattern reported by Rose et al.
(2001) who found that 5- to 7-month-old infants showed memory (novelty prefer-
ences) for only 1 or 2 items (small toys), whereas 12-month-old infants showed signif-
icant memory for 3 or 4 items. Rose et al.’s (2001) findings thus suggest that infants’
STWM is limited and undergoes significant change across the first year of life.
The change-detection paradigm used by Ross-Sheehy et al. (2003) seemed
well suited for studying the origins of STWM. In four experiments, infants with
approximate ages of 4, 6.5, 10, and 13 months were shown simultaneous displays
(streams) of colored squares on two separate computer monitors that blinked
on and off repeatedly (see Fig. 4.4). On one monitor, the colors of the squares
remained constant from cycle to cycle. On the other monitor, the color of one ran-
domly chosen square changed with each new presentation. The displays were pre-
sented for a brief period (500 ms) and were separated by a brief delay (250 ms).
It was assumed that given the choice of two similar displays, infants would look
longer at the display that imposed a greater information load (i.e., the display with
the changing streams) provided that they were able to form a memory of the colors
and to keep this memory active during the 250-ms delay. Memory capacity was
evaluated by varying the number of squares in the arrays (set size). Set size var-
ied between 1 and 6 items in one array. Ross-Sheehy et al. (2003) assumed that
Change No Change
(leftdisplay) (rightdisplay)
500 ms
250 ms
20 seconds
Fig. 4.4 Schematic representation of a trial used for Experiment 1 (set size 3). Trials for
Experiment 1 consisted of 1, 2, or 3 colored changing or nonchanging squares. Items are not
drawn to scale. (Adapted from Ross-Sheehy et al. 2003, p. 1810)
52 4 Memory Development During the Infant and Toddler Years
an infant would detect the color changes and show a preference for the changing
display if his or her memory capacity was greater than or equal to the set size.
Otherwise, they assumed that infants would be not able to detect the color changes
and would not exhibit a significant preference for changing displays. A change
preference score was calculated for each infant. The score was defined as the time
spent looking at the changing stream divided by the total time spent looking.
As the main result of their experiments, it was shown that 4- and 6.5-month-
olds showed a significant preference for the changing stream only at set size 1.
In comparison, 10- and 13-month-old infants significantly preferred the changing
stream for set sizes 1, 2, and 3. In one of the experiments, it was also shown that
10-month-olds could detect a change at set size 4 but not at set size 6. The authors
concluded that substantial developmental changes in visual STWM capacity were
revealed across the first year of life. It seems important to note that the develop-
mental changes in visual STWM capacity observed in these experiments occurred
at about the same time and were almost identical to those reported by Rose et al.
(2001). The findings for the 10- and 13-month-olds seemed particularly impressive
given that an adult’s capacity for objects of this type is only three to four objects in
a similar procedure (Luck and Vogel 1997).
In a follow-up study, Oakes et al. (2006) analyzed the development of feature
binding in infants of about the same age range, using the same change-detecting
task. In particular, they examined the binding of object identity (color) and loca-
tion in visual STWM. The major difference from the procedure used in the study
by Ross-Sheehy et al. (2003) was that the same three colors and three locations
were used in each cycle, but the colors switched locations from cycle to cycle. It
could be shown that 12.5-month-old infants significantly preferred the changing
stream, indicating that they could rapidly bind location and color in visual STWM.
Interestingly, whereas 6.5-month-old infants could not remember simple color-
location combinations across a 300-ms delay, 7.5-month-olds could bind color and
location as effectively as the 12.5-month-old infants. The authors concluded that
a rapid development in visual STWM binding occurs during a rather narrow time
window, and this development parallels rather dramatic neuroanatomical changes in
the parietal cortex. Apparently, the ability to represent multiple items and the ability
to bind features in visual STWM emerge in about the same time period. As shown
in a more recent study by Ross-Sheehy et al. (2011), even 5-month-olds can bind
an object’s color to its location and encode information about individual items in
multiple-object arrays when provided with specific attention-directing cues.
In another recent study, Oakes et al. (2011) investigated developmental changes
in infants’ visual STWM representations for location, using a variant of their change-
detection procedure. In a first experiment, Oakes et al. (2011) assessed 6-, 8-,
and 12-month-old infants’ memory for the locations of one, two, or three objects.
Findings resembled those obtained for STWM for color in that 6-month-olds sig-
nificantly preferred the changing stream only at set size 1, indicating that their
capacity is limited to one location, whereas 8- and 12-month-olds significantly pre-
ferred the changing stream even at set size 3. Further experiments confirmed that
infants’ STWM for location information emerges by 6 months. By this age, infants
can detect changes in the spatial configuration of three items. Major developmental
Memory Tasks Used with Preverbal Infants 53
changes seem to occur during a rather short time period, given that 8-month-olds
already show memory for multiple locations. In general, these results indicate that
substantial developmental changes in STWM for color and spatial STWM occur
during the first year of life, with the developmental trajectories showing impressive
similarities (for more details, see Oakes et al. 2007). This work also suggests that
infants, like adults, can store representations of three to four items at a time.
Feigenson and colleagues (Feigenson and Carey 2005; Feigenson et al. 2002)
used a more naturalistic setting to validate the latter assumption. In their cracker-
choice task, 10- and 12-month-old infants saw two quantities of desirable objects
(graham crackers) sequentially placed into a pair of opaque buckets and were then
allowed to choose between them. Feigenson and colleagues assumed that this pro-
cedure would serve as a naturalistic test of preverbal children’s STWM given that
the task required the children to maintain and compare representations of the hidden
objects in order to determine which bucket contained more crackers. In one of the
experiments (Feigenson et al. 2002), infants were given a choice between 1 versus
2, 2 versus 3, or 3 versus 4 crackers. For instance, in the 1-versus-2-cracker choice,
the experimenter first showed the infants that the buckets were empty and then
placed one cracker in one bucket and two crackers in the other bucket. The depend-
ent measure was simply which bucket infants chose to walk or crawl to. Results
showed that infants in both age groups successfully chose the bucket containing the
greater quantity. They failed, however, with a choice of 3 versus 4 crackers.
In a next step, new groups of infants were tested on this task with quantities in a
ratio, giving infants a choice between 2 versus 4, 3 versus 6, and 1 versus 4 crack-
ers. This time, infants in both age groups failed to choose systematically between
any of these quantities. According to the authors’ interpretation, this dramatic break-
down in performance illustrates that infants’ ability to remember the hidden objects
was determined by the total number of objects seen and not by the ratio between the
two quantities that were presented. That is, infants succeeded only when one, two,
or three crackers were placed in either bucket, and chose entirely at chance when
required to remember larger numbers. Using a different (manual search) task that
also measured the number of objects infants could remember, Feigenson and Carey
(2005) obtained similar results for 12- and 14-month-old infants. They succeeded
with 1 versus 2 and 2 versus 3 comparisons, but failed with 2 versus 4 and 1 ver-
sus 4 comparisons. The authors concluded that results from studies exploring infants’
STWM capacity using different experimental paradigms have yielded identical pat-
terns of results, indicating that infants’ memories are limited to representing approxi-
mately three to four objects at a time (for a detailed discussion, see Feigenson 2007).
Summary
Overall, there is little doubt that recent research on infants’ STWM using inno-
vative and creative experimental procedures has yielded important new find-
ings. Together, research using different paradigms suggests that infants have
a limited-capacity system that they use to temporarily maintain information.
54 4 Memory Development During the Infant and Toddler Years
Multiple studies using very different paradigms also suggest that young infants
(e.g., 6 months) can retain only one item in STWM, whereas older infants (e.g.,
12 months) can retain three or four objects (Oakes and Luck 2014). These studies
all demonstrated that dramatic developmental changes in STWM occur during the
first year of life, indicating that the development of neural systems, and in particu-
lar, the development and maturation of anterior (prefrontal) and posterior (tempo-
ral and parietal) brain systems, is very important for driving memory development
in infancy. STM seems rather limited in infants younger than 6 months of age but
improves remarkably during the second half of the first year of life. Most research-
ers agree that WM becomes more robust during the second half of the first year.
There is also (limited) evidence that STWM capacity continues to improve in tod-
dlers. For instance, Kagan (1981) administered a memory for location task to large
samples of children in the USA and other countries and found a steep increase in
STWM across the second year. Comparable results were reported by Reznick et al.
(1997) for a large sample of identical and fraternal twins.
More research is needed to further clarify relations between brain develop-
ment and cognitive development. The research summarized by Bell and Morasch
(2007) indicates that a focus on the longitudinal assessment of individual differ-
ences is helpful for understanding brain–behavior relations in the development of
working memory. For instance, the EEG studies conducted by Bell and colleagues
nicely demonstrated that frontal lobe maturation contributes significantly to indi-
vidual differences in the development of WM around the end of the first year (e.g.,
Bell and Fox 1992). Moreover, there is a need for research to validate these new
methodological accomplishments and to provide better controls for possible influ-
ences on performance including attention, interest, vulnerability to distraction, and
aspects of temperament (see Leslie and Káldy 2007; Reznick 2014). There is opti-
mism that new methods can be devised to link together WM research in infants
and young children.
Finally, as noted by Cowan (2007), future research on WM in infants may also
involve an expanded array of topics. Such research may cover not only the develop-
ment of capacity and memory resilience but may also focus on the development of
grouping and recoding processes that are so important for later developments in work-
ing memory. As infants develop, sensory processes allow them to have not only a more
precise perceptual representation with which to work but also a richer set of abstract
codes with which to maintain and manipulate experiences in working memory.
Conditioning Paradigms
As noted by Rovee-Collier and Gerhardstein (1997), both classical and operant
conditioning paradigms provide direct measures of infants’ long-term retention. In
an early case study of classical conditioning, Jones (1930) exposed a 7-month-old
The Development of Long-Term Memory in Infants and Toddlers 55
infant to repeated pairings of a tapping sound [the conditioned stimulus (CS)] and
an electrotactual stimulus [the unconditioned stimulus (UCS)] for five sessions
across several days. An anticipatory galvanic skin reflex served as the conditioned
response (CR) and was established during the first session. As a main result,
Jones found that the infant still exhibited the CR after 6 weeks despite the fact
that no additional conditioning trials had occurred in the meantime. The infant also
showed a (weaker) CR 7 weeks after completing the training sessions.
About 40 years later, Little (1970) used the eyeblink response, a protective
reflex, as a CR in a study that investigated early memory in newborns. When the
UCS is a corneal air puff, the CR that immediately anticipates the UCS is a func-
tional avoidance response. The optimal interstimulus interval (ISI) to establish a
conditioned eyelid reflex in humans and nonhumans is about 500 ms. As pointed
out by Rovee-Collier et al. (2001), the early failures to establish a conditioned
eyelid reflex in infants resulted from using the 500-ms ISI, which was suboptimal
for young children. Little (1970) found that the optimal ISI for eyelid condition-
ing in newborns was about three to four times longer, potentially reflecting an
age-related change in synaptic efficiency. In a subsequent study, Little, Lipsitt, and
Rovee-Collier (1984) demonstrated robust acquisition and retention of the condi-
tioned eyeblink response in very young infants, using the optimal 1,500-ms ISI as
the experimental condition and the nonoptimal 500-ms ISI as the control condi-
tion. Infants received 50 presentations of a CS (CS-tone) that overlapped and ter-
minated with an air puff UCS that caused infants to blink. Infants were trained at
either 10, 20, or 30 days of age and received a retention session 10 days later. As
an example of such a design, infants who were trained for the first time at 20 days
of age served as maturational controls for infants who were first trained at 10 days
of age and tested at 20 days. Only infants in the 1,500-ms ISI condition learned the
association, regardless of age, and infants who were first trained at 20 or 30 days
showed significant savings. The percentage of CRs increased with age, and the old-
est group of infants reached a higher level of conditioning than the youngest group.
Moreover, infants who were first trained at 20 days of age and tested 10 days later
performed significantly better than the 30-day-old infants when tested for the first
time (for more details, see Rovee-Collier and Gerhardstein 1997).
Most of what we currently know about infants’ LTM was obtained in studies
using operant conditioning procedures. Adapting techniques from this para-
digm, Carolyn Rovee-Collier and her colleagues developed creative procedures
that assess the memories of young infants from the infants’ motor actions (espe-
cially foot kicks) across delays of up to 6 weeks (see reviews by Rovee-Collier
and Cuevas 2009; Rovee-Collier and Gerhardstein 1997; Rovee-Collier et al.
2001). According to the authors, the underlying logic of this approach is straight-
forward. Given that young infants cannot say what they recognize, they learn a
motor response to use instead.
In their operant conditioning paradigm of mobile conjugate reinforcement,
an attractive mobile is suspended above an infant’s crib or playpen. The typical
experiment begins with a 3-min baseline period during which a ribbon connects
the infant’s ankle to an empty mobile stand, whereas the mobile is suspended from
56 4 Memory Development During the Infant and Toddler Years
another stand on the opposite crib rail. Thus, the infant can view the mobile but
cannot move it. Next comes a 9-min reinforcement phase (acquisition) during
which the ankle ribbon is connected to the mobile. Most infants quickly learn the
contingency between their kicking and the movement of the mobile. They figure
out that their kicks are linked to the movement of the mobile. After the conditional
response is acquired, indicated by a learning criterion of kick responses that are
clearly above the baseline rate, the memory phase of the experiment begins. The
3-min long-term retention test occurs after delays ranging from a few minutes to
several weeks. Here, the infant is again hooked up to the ribbon with a mobile
overhead. If he or she resumes kicking at rates greater than baseline when the rib-
bon and mobile are not connected, it implies memory of the earlier reinforcement
phase. If the kicking rate is low and comparable to baseline, the implication is that
the infant has forgotten the earlier contingency. Because responding is not rein-
forced during the long-term retention test, infants’ performance reflects only what
they bring to the test session and does not reflect new learning at the time of test-
ing (Rovee-Collier and Cuevas 2009).
Using variants of this procedure, Rovee-Collier and her colleagues demon-
strated LTM in very young infants. The findings are generally impressive, illus-
trating that young infants are able to encode, store, and retrieve memories after
extended periods. For example, it was found that infants at 2 months of age can
remember the mobile for up to 3 days, infants at 3 months of age show retention
for up to 5 or 6 days, and by 6 months, they remember for as long as 2 weeks (Hill
et al. 1988). The length of time across which behavior toward the mobile can be
retained can be extended by providing “reminders” of the mobile during the delay
and is also affected by the amount of training the infants receive, the distribution
of training, and the affect that infants display during training (for a review, see
Rovee-Collier and Cuevas 2009).
Because the mobile task is inappropriate for use with infants older than
6 months, Rovee-Collier and colleagues developed a second task for infants
between 6 and 18 months of age. For this train task, children learn to press a lever
to move a miniature train around a circular track. During the long-term retention
test, the lever is deactivated. Because 6-month-olds show identical memory behav-
ior on both tasks (Hartshorn and Rovee-Collier 1997), the operant train task can
be viewed as an upward extension of the mobile task. Subsequent studies using
both tasks have shown that retention increases linearly between 2 and 18 months
of age (Hartshorn et al. 1998; see Fig. 4.5). As noted by Rovee-Collier and Cuevas
(2009), the retention function provided no hint that LTM abruptly improves either
at the end of the first year when a qualitatively different memory system is thought
to mature (Nelson 1997) or during the second year when infants develop language.
One focus of the research conducted by Rovee-Collier and her colleagues was
the contribution of context to infants’ long-term retention. In these experiments,
aspects of the acquisition and testing environments were changed; for instance, the
types of cribs the infants were tested in or the colors or patterns of the crib lin-
ers. In one study, 6-month-old infants were tested with standard procedures, but
the testing situation was made very distinctive (Rovee-Collier et al. 1992). The
The Development of Long-Term Memory in Infants and Toddlers 57
Fig. 4.5 Standardized 14
reference functions for
the maximum duration of 12
retention (in weeks) of infants
0 Deferred Imitation
0 3 6 9 12 15 18
Age (months)
infant sat in an infant seat placed in a playpen, which was draped with a distinctive
cloth (for instance, a yellow liner with green squares). Some infants were tested
24 h later in the same situation (the “no change” condition), whereas others were
placed in a playpen draped with different colors (the “context change” condition).
As a main result, infants in the “no change” condition showed significantly better
long-term retention than infants in the “context change” condition, illustrating the
importance of context for infant memory. Findings from these and other related
studies indicate that children do not respond to the context “as a whole,” but
rather, they process specific components of the context. For instance, they do not
seem to associate the training cue and the context. As noted by Rovee-Collier and
Cuevas (2009), however, there is evidence that infants’ memories become less con-
text-dependent with age. Whereas 6-month-olds cannot recognize the cue in a dif-
ferent context 1 day later, 9-month-olds can. Although the original cue presented
in a different context cannot reactivate the memories of either 6- or 9-month-olds,
it can do so in 12-month-olds. According to Bauer et al. (2011), the context speci-
ficity of memory in the mobile conjugate reinforcement task suggests that the type
of memory measured by this task may reflect implicit learning (but see Rovee-
Collier et al. 2001, for a different view).
This paradigm was originally suggested by Piaget (1952) who assumed that it is
not until late in the second year of life that infants possess symbolic abilities and
thought. In deferred imitation tasks, children observe a model and imitate the
58 4 Memory Development During the Infant and Toddler Years
modeled behavior some time thereafter, retrieving from memory some representa-
tion of the observed behavior. Beginning in the mid-1980s, the technique was devel-
oped as a memory test for infants and young children (e.g., Abravanel and Gingold
1985; Bauer and Shore 1987; Meltzoff 1985). Most experiments follow a procedure
in which infants are shown a series of novel actions performed by an adult model,
often involving a new toy. Infants do not play with the toy at this time, but only
observe the model. Some time later, infants are again shown the toy and encouraged
to interact with it. In a series of classic studies, Meltzoff and colleagues were able
to challenge Piaget’s position that deferred imitation should not appear before the
ages of 18–24 months. When deferred imitation was examined under highly con-
trolled experimental conditions, even 9-month-olds could imitate an experimenter’s
actions after a 24-h delay, and 14-month-olds could exhibit deferred imitation after a
4-month delay (see Meltzoff 1988, 1995). As the novel activities were modeled only
briefly, were modeled without instructions, and were not performed by the infants
themselves prior to the retention test in Meltzoff’s studies, it is likely that the infants’
imitations were based on the stored representations of their previous observations,
thus indicating recall rather than simple recognition (Courage and Howe 2004).
For more than a decade, 9 months were considered to be the youngest age at
which infants would exhibit deferred imitation. However, building on Meltzoff’s
work, Hayne and colleagues (e.g., Barr et al. 1996; Collie and Hayne 1999; Hayne
and Herbert 2004; for a review, see Hayne 2007) were able to show that even
6-month-olds can master such tasks. Hayne and colleagues investigated develop-
mental changes in deferred imitation by 6- to 30-month-old infants and toddlers.
In one of the tasks typically used with 6-month-olds (Barr et al. 1996), infants
watched the experimenter remove a mitten from a hand puppet, shake it to ring
a bell inside, and replace the mitten. Barr et al. (1996) found that 6-month-old
infants could imitate these actions 24 h later if the demonstration lasted 60 s but
not if it lasted only 30 s. An infant’s imitation score is the number of actions (0–3)
performed within 90–120 s of touching the puppet. Although younger infants were
less accurate in their imitations (i.e., produced fewer actions) than older infants,
even 6-month-olds performed most or all of the actions. Moreover, 12-month-olds
did not generalize the modeled action to a new object as readily as older (18- and
21-month-old) infants did. These data thus provide evidence of short-term recall
as early as 6 months. There was also compelling evidence of ordered recall after
the delay: Whereas 75 % of the 6-month-olds produced one action after 24 h, only
25 % of them memorized more than one step of the sequence.
In a variation of deferred imitation, Bauer and her colleagues used elicited imi-
tation in which the experimenter provides verbal prompts during modeling, and
infants imitate immediately and occasionally during the retention interval as well
(e.g., Bauer et al. 1994; Bauer and Shore 1987). Taken together, the data obtained
by using this paradigm demonstrate impressive LTM in very young children. For
instance, Bauer and Shore (1987) found that 1- to 2-year-olds exhibited retention
after 6 weeks. Their results also indicated that the structure of the target event influ-
enced the outcome. That is, infants’ imitation of events that can only be exhibited
in a special temporal order (causal or enabling events) is superior to their imitation
The Development of Long-Term Memory in Infants and Toddlers 59
of events that can be performed in any order (arbitrary events). By 9 months of age,
developments in ordered recall ability are already apparent (Carver and Bauer 1999).
When the task was to imitate novel two-step event sequences after a 5-week delay,
almost half of the 9-month-olds showed recall of these sequences. Older infants (11-
to 24-month-olds) represented order information in their recall of longer sequences.
Moreover, their recall was facilitated and prolonged if the components of the events
were familiar and contained enabling relations (Bauer 1995; Bauer et al. 2002).
Subsequent retention tests after increasing delays of 3 to 12 months showed an age-
related increase in the robustness of long-term retention (Bauer 2002).
Although procedural differences between deferred imitation and elicited imi-
tation have been considered to be negligible, a systematic comparison between
the two approaches revealed that this is not true. For instance, Hayne, Barr, and
Herbert (2003) tested the effects of practice on 18-month-old infants’ memory
performance. All infants were tested using an imitation paradigm. Whereas some
of the infants practiced the actions before retention (elicited imitation), others
did not (deferred imitation). As a main result, Hayne et al. (2003) found that the
opportunity to practice the actions made a difference when long-term retention
was assessed 6 weeks later by using a brief reminder treatment. The reminder pre-
vented forgetting by infants who had practiced the actions before but did not have
similar effects for those infants who did not practice. The opportunity to prac-
tice not only affected long-term accessibility of the memory but also had positive
effects on generalization trials.
Findings from several studies using elicited imitation procedures suggest that the age
of about 9 months indicates a transition period in infants’ abilities to store and/or
retrieve information across extended periods of time. Whereas about half of the chil-
dren showed evidence for temporally ordered recall memory, the other half did not
seem able to master such tasks (Carver and Bauer 1999; Bauer et al. 2001). In fact,
Carver et al. (2000) reported an association between infant brain activity as meas-
ured by event-related potentials (ERPs) and behavioral evidence of ordered recall.
Those infants showing earlier evidence of ordered recall had shown evidence of dif-
ferential ERP responses to pictures of event sequences that were new to them.
Another important change occurring when infants are about 9 months of age
concerns the emergence of independent locomotion. According to Rovee-Collier
(1996), infants who begin to crawl are faced with the ongoing challenge of recog-
nizing old objects in new places. As a consequence, they may become more resil-
ient to changes in context. On the basis of her research, she was able to show that
infants begin to generalize across changes in context at about the age of 9 months.
More direct evidence supporting this assumption comes from a study by Herbert
et al. (2007). Herbert and colleagues compared deferred imitation by infants
60 4 Memory Development During the Infant and Toddler Years
who were crawling with deferred imitation of infants of about the same age (all
9 months of age old) who were not yet crawling. The experimenter demonstrated
a single action with a novel object, and all infants were tested for imitation about
24 h later. Within each crawling condition, some infants were tested with the dem-
onstration object in the familiar context, and the remaining infants were tested
with a novel object in a different context. Whereas all infants imitated the action
with the demonstration object in the familiar context, only the infants who were
already crawling exhibited imitation when tested with a novel object in a differ-
ent context. Herbert et al. (2007) concluded that those infants who were already
crawling showed greater flexibility in memory retrieval than did infants of the
same age who were not yet crawling (for further confirming evidence, see Hayne
and Simcock 2009). These findings are in accord with the position that the onset
of independent locomotion (i.e., crawling) represents not only a major motor mile-
stone, but a more general cognitive milestone as well (see Campos et al. 2000).
There is also evidence that the ability to encode experiences and events in rela-
tional representations (thus allowing a more flexible use of memories) emerges in
early infancy at about the age of 9 months. It is widely assumed that the devel-
opment of relational memory is related to maturational processes in the hip-
pocampus and supporting medial temporal lobe (MTL) structures (e.g., Olson
and Newcombe 2014). One core assumption of the relational processing theory
is that the MTL is important for encoding into memory what has been described
as binding, contextual, or relational information (Eichenbaum 1999). Numerous
behavioral studies suggest that the ability to represent memories in relational net-
works develops gradually during infancy and early childhood (e.g., Sluzenski et al.
2004). In a recent study, Richmond and Nelson (2009) used an eye-tracking meas-
ure to explore the emergence of relational memory. They found that 9-month-olds
can form memories that represent relations among items (scenes and faces) and
maintain them over short delays. According to Richmond and Nelson, their study
highlights the idea that eye movement measures may have the potential to add to
our understanding of the development of relational memory. It should be noted,
however, that Koski et al. (2013) reported discrepant findings for 4-year-old chil-
dren based on the same experimental procedure, suggesting that preschoolers are
capable of forming only weak relational memories. This finding challenges the
view that eye movements provide an accurate measure of memory independent of
conscious remembering. Clearly, more research is needed to validate Richmond
and Nelson’s findings and also the assumption that the age of 9 months represents
an important transition period in infants’ memory development. According to a
recent review of the literature by Olson and Newcombe (2014), the development
of relational memory is characterized by an initial discontinuity around the end of
the second year of life, followed by a period of at least 4 years during which this
kind of memory slowly strengthens. Olson and Newcombe linked this process to
the development of the hippocampus, which matures rapidly from ages 0–2 years,
followed by slower growth in subsequent years.
On the other hand, however, research based on the elicited imitation paradigm
clearly indicates that the long-term retention of ordered actions emerges near the
The Development of Long-Term Memory in Infants and Toddlers 61
end of the first year of life. As shown in a large-scale study of remembering and
forgetting over the course of the second year (Bauer et al. 2000), the ability to
remember undergoes significant development and consolidation during the second
year of life. In this study, Bauer et al. (2000) tested 360 infants at the ages of 13,
16, and 20 months on an elicited imitation task, exposing them to the same six
multistep event sequences at each of the three sessions, spaced 1 week apart. The
infants returned for delayed recall assessments after delay intervals of 3, 6, 9, or
12 months, with the delay condition serving as the between-subjects manipulation.
Here, infants were tested for recall of the six-event sequences to which they had
previously been exposed as well as on three novel event sequences as a within-
subjects control. In all cases, infants first experienced a delayed recall period
during which they were prompted by the event-related props alone, followed
by verbal reminders of the event sequences (see Bauer et al. 2000, for details of
the procedure). As a main result, 78 % of the infants in the youngest age group
(i.e., the 13-month-olds) showed temporally ordered recall after a delay interval
of 1 month, a score reliably greater than chance. Beyond that month, the num-
ber of 13-month-olds who performed at higher levels for previously experienced
events than for novel events did not exceed the chance level. About 72 % of the
16-month-olds recalled the six-event sequences after 6 months, and 67 % of the
20-month-olds showed comparable performance after 12 months. Bauer et al.
(2000) concluded that the reliability for long-term ordered recall increases signifi-
cantly during the second year of life (for more recent validations, see Lukowski
and Bauer 2014). Furthermore, they found that memory became increasingly
robust across the second year of life and that age differences were particularly
apparent under conditions of greater cognitive demand. However, Bauer et al.
(2000) also noticed that accurate recall of sequences that were arbitrarily ordered
(and thus did not contain enabling relations) was a later development. It was not
until about 20 months of age that infants performed above chance levels on such
tasks after short delays (i.e., after 2 weeks). By the age of 28 months, infants
recalled such arbitrarily ordered sequences well after a delay (Bauer et al. 1998).
Overall, it appears that the range of behaviors that infants can imitate after a
delay increases with age beginning with facial and body movements, then spread-
ing to specific actions applied first to a specific object and then to similar objects,
and finally to intended actions and social goals (Rovee-Collier et al. 2001). This
steady developmental progress seems to reflect developmental increases in infants’
motor and cognitive abilities as well as age changes in their social competencies.
As shown above, there is overwhelming evidence that young infants can remem-
ber training experiences for rather long time intervals. However, there is also no
doubt that these experiences will be forgotten after some delay without further
reminders. Reminder paradigms such as memory reinstatement and memory
62 4 Memory Development During the Infant and Toddler Years
28
4:1
24
12 2:1
8
1:1
4
0 0
0 3 6 9 12 3 6 9 12
Age (months)
Fig. 4.6 The upper limit (UL) of reactivation (the longest delay after training at which a forgot-
ten memory can be reactivated) at 3, 6, 9, and 12 months of age. Left panel The absolute UL,
expressed as weeks since original training (3-month point from Greco et al. 1986). Right panel
The relative UL, expressed as a ratio of the absolute UL to the maximum duration of original
retention. (Reprinted from Hildreth and Hill 2003)
recall of specific actions in 2-year-olds who had participated in these actions about
1 year earlier. Moreover, as shown by Bauer et al. (2000), repeated retention tests
improve the recall of multistep action sequences in elicited imitation experiments,
showing an age-related increase in the robustness of long-term retention.
One crucial difference between infants and toddlers concerns the emergence of
language. There is no doubt that the acquisition of language skills provides new
ways for young children between 2 and 4 years of age to encode and retrieve expe-
rienced events. In fact, research using imitation paradigms has repeatedly shown
that adults’ verbal cues facilitate memory performance by preverbal and early-
verbal children (e.g., Bauer et al. 2000; Hayne and Herbert 2004). For example,
Hayne and Herbert (2004) presented 18-month-olds with a deferred imitation
task and tested their imitation 4 weeks later. Some infants received “full narra-
tion” at both the demonstration and test trials, meaning that the event goal and
the target actions were verbally described. Other infants received what the authors
called “empty narration,” typically used in studies of deferred imitation in which
only a few general suggestions and comments were made. Although both types
of verbal cues facilitated performance during the long-term test, the infants in the
64 4 Memory Development During the Infant and Toddler Years
“full narration” condition clearly outperformed the infants in the “empty narra-
tion” condition. As emphasized by the authors, the verbal cues were most effective
when presented at the time of the test rather than at the time of demonstration.
Thus, by the age of 18 months, infants can use verbal retrieval cues to facilitate
long-term retrieval. Similar findings were also obtained in elicited imitation stud-
ies in which infants were allowed to practice the target actions prior to the reten-
tion interval (for a review, see Bauer et al. 2000).
An interesting related issue concerns the question of how memory changes
when toddlers begin to describe experienced events in their own words. One
straightforward approach has been to compare young children’s verbal and non-
verbal recall of a past event (e.g., Bauer et al. 1998; Bauer and Wewerka 1995,
1997). For example, Bauer et al. (1998) analyzed the spontaneous verbal expres-
sions of some of the 16- and 20-month-olds who had taken part in Bauer et al.’s
(2000) study. At the time of testing, the children were between 22 and 32 months
of age. Although the researchers did not encourage verbal comments, most chil-
dren spontaneously produced verbalizations in the sessions, some of which were
indicative of memory for the past events. Similarly, Bauer and Wewerka (1995)
noticed that at the time of testing, children made more mnemonic verbal com-
ments that referred to an experienced event with the props present when they were
tested with objects they had seen before than they did when they were tested with
novel objects. Bauer and colleagues concluded that early-verbal children are able
to spontaneously express their memories even after long delays when the context
is supportive. Accordingly, young children seem to have verbal access to their pre-
verbal experiences.
As noted by Hayne and Simcock (2009), such a conclusion may be too opti-
mistic given that none of the children exhibited verbal recall in the absence of
familiar objects. In subsequent studies that assessed children’s verbal comments
prior to when the children saw the props, almost no spontaneous verbal recall
for the past event was recorded (e.g., Bauer et al. 2002). Even if children have
some verbal access to their preverbal memories, that access seems rather incom-
plete and rare. This conclusion was supported by a study that assessed 2- to
4-year-old children’s memories for a unique event (Simcock and Hayne 2003).
In this study, children were shown how to operate a special machine that could
“shrink” several toys (the Magic Shrinking Machine). When tested 24 h later, the
verbal reports provided by the older children in the sample were more compre-
hensive, with the 3- to 4-year-olds recalling more than twice as many items than
the younger children. However, as shown in Fig. 4.7, verbal reports were rather
sparse even for the oldest children in the sample who knew the words required to
describe the events. In comparison, most of the 3- to 4-year-olds could correctly
identify the toys on tests of recognition and were also able to successfully repro-
duce the actions that were required to operate the machine. Simcock and Hayne
(2003) inferred that toddlers continue to rely primarily on their nonverbal repre-
sentations of events and that early-verbal children may find the task of translat-
ing memories originally encoded in some kind of nonverbal format into language
very difficult.
The Development of Long-Term Memory in Infants and Toddlers 65
0.8
Proportion Recalled
Memory
Measure:
0.6
Verbal Recall
0.4
Photo Recognition
Re-enactment
0.2
0
2 Years 3 Years 4 Years
Age Group
Although the findings summarized above seem to indicate that memory devel-
opment in infancy and the ability to retrieve information after longer time inter-
vals depends mainly on chronological age, this variable may be only one of the
determinants of how long a memory survives and how rapidly forgetting occurs.
As noted by Bauer et al. (2011), it is very unlikely that we will ever be able to
establish “growth-chart”-type functions for the anticipated durations of memory
traces for infants of different ages. Memory performance is multiply determined,
and a number of factors such as the features of the task, the intensity and duration
of training periods, and the delay between learning and testing have been shown
to affect infants’ recall. Moreover, as indicated by Rovee-Collier (1995), the “time
window,” that is, the limited period of time within which successive stimuli are
integrated, may determine infants’ long-term retention. A time window opens
when an event occurs and shuts when it can no longer be retrieved. Predictions
derived from the time-window construct are that (a) successive events are inte-
grated when the second event occurs within the time window of the first, (b) each
retrieval expands the width of the time window, and (c) the later in the time win-
dow an event is retrieved, the longer it will be retained into the future. As reported
by Rovee-Collier and Cuevas (2009) in more detail, recent data have found
support for these predictions across infancy (e.g., Hsu 2007). The conclusion
that Rovee-Collier and colleagues drew from these findings is that even though
younger infants forget more rapidly, their retention intervals are determined
experientially, not maturationally. That is, the width of the time window and the
66 4 Memory Development During the Infant and Toddler Years
number as well as the strength of associative links between the target memory and
other events affects long-term retention. Rovee-Collier and Cuevas (2009) thus
propose that younger infants forget more rapidly because they have fewer associa-
tions to which the memory can be linked.
The question of developmental changes in the long-term retention of informa-
tion is particularly difficult to address because the retrieval of information about a
previously experienced event depends on what was originally encoded about the
event (see Courage and Howe 2004; Howe 2000). Conclusions about developmen-
tal changes in LTM are particularly problematic when age-related effects in initial
learning were not experimentally controlled for. Given that older infants learn faster
than younger infants and that individual differences in learning rates contribute to
individual differences in retention rates (i.e., slower learners forget more rapidly),
younger infants will forget more rapidly because they are slow learners. As a conse-
quence, age differences observed in long-term retention become difficult to interpret.
The studies that routinely controlled for levels of learning at the end of acquisi-
tion (e.g., Hartshorn et al. 1998; Hartshorn et al. 1998; Howe and Courage 1997)
found that there are developmental differences in long-term retention independ-
ent of developmental differences in learning. For instance, Howe and Courage
(1997) investigated infants’ forgetting of novel activities across a 3-month interval.
They observed a developmental decline in forgetting as a function of age such that
12-month-olds forgot more rapidly than 15-month-olds, who in turn forgot more
about the events than 18-month-olds. Similarly, Hartshorn et al. (1998) found that
infants from 2 to 18 months of age who were trained on the same learning crite-
rion showed a linear increase in retention as a function of age. Although it is not
possible to equate levels of initial learning across age in deferred imitation and
elicited imitation studies, the studies that included immediate retention control
groups found that there were reliable increases in both the amount of informa-
tion retained and the duration of retention with increasing age across the ages of
6–24 months (e.g., Barr and Hayne 2000; Bauer et al. 2000; Meltzoff 1995). In
order to eliminate differences in encoding processes as a potential source of devel-
opmental differences in long-term recall, Bauer (2005) reanalyzed the data from
Bauer et al. (2000), matching subsets of 13- to 16-month-olds and subsets of 16-
to 20-month-olds for levels of encoding. The amount of information the infants
forgot over the delays was then examined. For both comparisons, older infants
exhibited less forgetting relative to younger infants. So there is evidence that age
differences account for considerable amounts of variance in the recall data.
However, as emphasized by Courage and Howe (2004), we still do not know
whether individual differences in encoding ability, consolidation, or retrieval
mediate developmental improvements in infant and toddler memory. In a num-
ber of studies, Howe and colleagues (e.g., Howe 2000; Howe and Brainerd 1989;
Howe et al. 1993) used the trace integrity framework and its associated math-
ematical model to disentangle the effects of storage and retrieval processes in
infants’ and children’s long-term retention. The trace integrity framework assumes
that storage and retrieval are processes that lie on a single continuum and that
traces consist of collections of primitive elements such as features or nodes. The
The Development of Long-Term Memory in Infants and Toddlers 67
key to initial learning success is integrating features into a single cohesive struc-
ture in memory. Traces that are not well integrated tend to disintegrate more
quickly, and the original memory trace loses its cohesion and distinctiveness.
Howe and colleagues used a variety of memory tasks, materials, and experimental
manipulations to test the assumptions of this theoretical framework (for a review,
see Howe and O’Sullivan 1997). As a main result, they found that with increasing
age, infants and toddlers (as well as older children) were better able to maintain
information in storage. Thus, forgetting is dominated by storage failure rather than
retrieval failure, and storage failure also decreases with age in childhood. This
finding is also in line with observations by Bauer et al. (2000), who concluded that
their data strongly implicate storage and consolidation as opposed to retrieval pro-
cesses as the major sources of developmental change.
As already noted above (cf. Chap. 3), most memory researchers agree that human
memory does not consist of a unitary system. It is widely believed that memory is
comprised of different systems or processes that are supported by different neural
substrates and serve different functions. In the adult memory literature, a popu-
lar distinction is the nondeclarative (implicit) and declarative (explicit) memory
dichotomy (e.g., Squire 1992). The nondeclarative system represents a variety of
nonconscious abilities such as learning habits and skills, priming, and some forms
of conditioning, all of which are not consciously accessible. The declarative mem-
ory system refers to the recognition or recall of objects or events that are available
to consciousness. Within this system, a further distinction has been made between
episodic and semantic memory (Tulving 1972, 2002), broadly characterized as the
difference between “knowing” and “remembering.” Whereas semantic memory
refers to knowledge of general facts such as “Paris is the capital of France,” epi-
sodic memory is about events in particular places at particular times, emphasiz-
ing the what, where, and when (e.g., “I twisted my ankle at our school’s soccer
field last Friday”). Although the semantic and episodic components of declara-
tive memory were originally thought to be parallel systems, Tulving (2002) more
recently suggested that the relation may be more hierarchical than parallel, with
the assumption that episodic memory emerges out of semantic memory.
The distinction between different types of memory was originally derived from
studies exploring adult cognition but also seemed very important for developmen-
tal scientists who assumed that declarative and nondeclarative memory rely on
different neural substrates that show different courses of development. As noted
by Bauer and colleagues (e.g., Bauer 2007; Bauer et al. 2011), a variety of brain
regions are involved in implicit memory processes, including the neocortex (prim-
ing), striatum (skill learning), and cerebellum (conditioning). These regions are
assumed to develop very early and to support the early emergence of nondeclara-
tive memory (see Lukowski and Bauer 2014; Nelson 1997; Richmond and Nelson
68 4 Memory Development During the Infant and Toddler Years
childhood. This book not only very nicely presents discrepant views on this topic
but also provides sophisticated comments by distinguished researchers on the vari-
ous chapters. In the following, an attempt is made to briefly summarize the most
important aspects of this discussion. For more details, I refer the reader to Chaps.
7–12 of Oakes and Bauer’s inspirational book.
What kind of memory is assessed by the major experimental paradigms used
in research on infant LTM (i.e., the VPC task, the mobile conjugate reinforcement
task, and the deferred/elicited imitation task)? There is disagreement regarding the
VPC task. Whereas Richmond and Nelson (2008), Rose et al. (2007), and Hayne
(2007) are convinced that the task assesses declarative visual recognition mem-
ory, Snyder (2007) and Mandler (2007) assume that it measures implicit memory.
To support their view that the VPC task taps explicit memory, Rose et al. (2007)
cite evidence from neuropsychological work with nonhuman primates, showing
impaired performance of monkeys with lesions in the medial temporal lobe on the
VPC task. They refer to similar outcomes in studies with amnesic adults, who also
exhibit impaired performance on VPC tasks. Finally, evidence from experimental
studies on adult versions of the VPC tasks indicates that adults show preferential
looking for novel stimuli just as infants do and even more importantly that their
preferences in VPC tasks were correlated with their confidence judgments regard-
ing traditional recognition responses after longer delays. Richmond and Nelson
(2008) note that the VPC task passes both the amnesia filter and the parameter
filter as a measure of declarative memory: That is, patients with damage to the
medial temporal lobe exhibit no preference when tested on the VPC task after
some delay, and performance on the VPC task is affected by study time, retention
interval, and context change in the same way that these variables affect adults’ per-
formance on other measures of declarative memory.
As pointed out by Snyder (2007), however, there are problems with this appar-
ently supporting evidence. For instance, the neurological damage in amnesic patients
and monkeys with damage to the hippocampus participating in the VPC studies was
not confined to the hippocampus. Moreover, the VPC tasks used in studies with nor-
mal and amnesic adults varied significantly from those used with infants and thus
do not represent a suitable basis for comparison. In light of the available evidence,
Snyder (2007) concluded that novelty preferences in VPC tasks do not constitute a
measure of explicit memory. She suggested that greater attention to novel stimuli
may result from a property of the visual system rather than a recognition response
per se, assuming that repetition suppression, that is, a reduction of neuronal
responses in the occipital temporal visual processing pathway is responsible for the
shift in attention from an old to a new stimulus. Snyder’s argument is based on evi-
dence that the visual system is biased toward the processing of new stimuli with an
associated reduction in neuronal responses to the visual processing pathway.
A better understanding of the kind of memory assessed with VPC tasks is
provided by studies that have used ERPs to investigate the neurophysiologi-
cal processes underlying infants’ novelty preferences. In particular, the use of
ERPs provides evidence for which brain areas are involved in infants’ preferen-
tial looking. More precisely, if novelty preferences are associated with increased
70 4 Memory Development During the Infant and Toddler Years
indexes explicit memory, emphasizing the fact that the mobile and deferred imi-
tation tasks are more similar than they are different (e.g., Hayne 2007; Rovee-
Collier 1997; Rovee-Collier et al. 2001). Bauer et al. (2007) also acknowledge
that there are apparent similarities in the contents and functions of memory as
well as and in the rules by which memory seems to operate in conjugate reinforce-
ment and imitation-based tasks. On both tasks, infants learn about and remember
objects, and there are also similarities across tasks in the rates of learning, indi-
cating that learning is rapid on both tasks and that older infants learn at a faster
rate than younger ones. Finally, on both tasks, changes between encoding and
retrieval contexts are tolerated with increases in the ages of the infants, indicating
that memory becomes less context-dependent as a function of age. Nonetheless,
Bauer et al. (2007) believe that the memory functions involved in the mobile con-
jugate reinforcement tasks represent implicit memory. These memory functions
are assumed to develop at an earlier age and most likely depend on the cerebellum
and certain deep nuclei of the brain stem.
Given the many apparent similarities between the two tasks, the question arises
as to why the two tasks should be indicative of different memory systems. Bauer
et al. (2007) offer two answers to this question. First, they assume that some of the
similarities are elusive, using the demonstration of memory for temporal order as an
example. In reinforcement paradigms, the test of infants’ memory for information
about order is whether they change their rate of responding when temporal order
is violated. On imitation-based tasks, on the other hand, temporal order must be
encoded at the time of presentation, and temporal order has to be reproduced from
memory. Whereas sensitivity to temporal patterns on the mobile task may occur even
in the absence of conscious awareness, deliberate memory of the temporal sequence
of actions is required on deferred/elicited imitation tasks. Second, Bauer et al. (2007)
pointed out similarities in mnemonic behavior even as it “crosses” different memory
systems. Given that the same neural structures participate in multiple memory net-
works, there is reason to expect similarities in mnemonic behavior.
As noted by Newcombe and Crawley (2007), one problem in evaluating what
kind of memory is tapped by operant conditioning tasks is that there do not appear
to be any such studies with amnesic adults, imaging studies, or studies with non-
human animals. Thus, the question about whether the mobile conjugate rein-
forcement task paradigm assesses explicit memory still remains open. Given that
most infants showing explicit memory in deferred imitation studies are 6 months
of age or older, we still lack definite evidence regarding explicit memory in the
first 6 months of life. On the other hand, findings also contradict the original view
mentioned above that there are no signs of declarative memory before the end of
the first year of life. The findings basically seem to be in accord with the posi-
tion that the development of implicit and explicit memory is not strictly hierarchi-
cal, and they seem compatible with the view that the memory systems that support
implicit and explicit memory are both present from early in infancy (Courage and
Howe 2004; Rovee-Collier et al. 2001).
Given that declarative memory emerges very early in human development,
another obvious question is whether infants and toddlers also exhibit episodic
72 4 Memory Development During the Infant and Toddler Years
memory as well. Although it seems premature to make any claims about this
issue, it is possible that memory in infants and toddlers is primarily semantic
(Newcombe and Crawley 2007). Such a developmental pattern would be quite
adaptive, as it is clearly more relevant for very young children to learn about the
world in a general way than to know when, where, and from whom information
was obtained. Such a sequential pattern would also be in accord with Tulving’s
(2002) speculation that episodic memory grows out of semantic memory. This
assumption would also help to explain the fact that children younger than 2 years
of age can form explicit memories, but later in their lives will not retain memo-
ries for autobiographical episodes (Bruce et al. 2000). As noted by Newcombe and
Crawley (2007), semantic memory ability may strengthen during infancy, as indi-
cated by the increasing generalization of memory across contexts.
On the other hand, however, there is now also evidence that the minimum age
for the development of episodic memory is likely to be much earlier than previ-
ously assumed. Although it is difficult to say with certainty whether preverbal
infants’ recall of event sequences is episodic, research on the elicited imitation
paradigm shows that infants remember specific events after substantial delays,
with memory for special features associated with higher levels of recall (see
reviews by Bauer et al. 2011; Lukowski and Bauer 2014). Thus, several infant
researchers argue that episodic memory is evident at least by the end of the second
year of life. Prospective data on hide-and-seek tasks also suggest that the mini-
mum is at least 3 years (DeLoache 1984; Hayne 2007; Hayne and Simcock 2009).
The available evidence suggests that the earliest roots of episodic memory can
be found around the second birthday, at about the time that long-lasting autobio-
graphical memories begin to appear. There is also reason to assume that the first
episodic memories are fragile and that the years between ages 2 and 6 are full of
rapid developments in episodic skills (Newcombe and Crawley 2007). Supporting
evidence for this assumption comes from research on autobiographical memory
(see Chap. 5), indicating, for example, that the ability to determine whether an
event really occurred or was only imagined improves markedly in this age range
(Sluzenski et al. 2004).
Summary
The review of research on infants’ LTM in this chapter provides plenty of evidence
of remarkable progress in the field. The development of sophisticated research
tools and techniques during the last three decades has yielded important informa-
tion about young infants’ memory abilities and has thus changed former beliefs.
Although infants and toddlers cannot tell us what they remember, the use of innova-
tive techniques has shown that young infants can readily form new and relatively
permanent associations between objects and events that are physically present, acti-
vate memory representations of objects and events and a physically present object
or event, and also activate memory representations of absent objects and events.
The Development of Long-Term Memory in Infants and Toddlers 73
There is a widespread view in the adult literature that event knowledge is hier-
archically organized in a general autobiographical memory system (Belli 1998;
Conway 2005). According to this view, personally experienced events are struc-
tured in autobiographical memory by hierarchically ordered types of memo-
ries (i.e., extended, summarized, and specific) that vary in their scope. Whereas
memories for extended events reveal the temporal nature of autobiographical
memory and nest all other types of memories, memories for summarized events
emphasize the thematic aspect of autobiographical memory, that is, the common
themes that underlie events of the same type. These memories are abstractions
of the typical aspects of similar events. The most detailed type of memory at the
bottom of the hierarchy is for specific events that include perceptual and episodic
information. This type of memory thus involves details that can be used to recon-
struct a single event.
Although we know a lot about the characteristics and functions of auto-
biographical memory in adolescence and adulthood, considerably less is known
about its genesis and early development. To date, the social cultural developmen-
tal theory presented by Katherine Nelson and Fivush (2004) can be conceived of
as the most ambitious and comprehensive theoretical account of the emergence
of autobiographical memory and its further development as their theory assumes
that autobiographical memory incorporates many different concepts and skills as
illustrated in Fig. 5.1. These include language ability, narrative understanding,
Self-representation
Self-representation
Cognitive self
Theory
Theoryof mind
of mind
Core Self
Basic Memory (implicit/explicit) Semantic Episodic AUTOBIOGRAPHICAL
Social Interaction/Communication/ Memory Memory MEMORY
Intentionality
Conversations
Conversations about
about the
the
past
past and
and future
future
Mental concepts
Temporal concepts
Narrative
Narrativestructure
structure
and
and
content
content
only briefly addressed in Mandler’s (1983) chapter in the fourth edition of the
Handbook of Child Psychology, it was devoted a whole chapter in the handbook’s
sixth edition (Bauer 2006; for recent reviews, see also Fivush 2014; Hudson and
Mayhew 2009; Reese 2014). In the following, an attempt will be made to summa-
rize the major outcomes of research on children’s event memory.
How do young children remember the experiences of their everyday lives? How
are these memories organized? Research from the last three decades indicates that
children and adults organize memory for recurring events in the form of “scripts”
or general event representations (Nelson 1986; Nelson and Gruendel 1981).
Scripts are general knowledge structures that specify the sequence of expected
actions in everyday events and are used to guide the comprehension of events or
text information (Hudson and Mayhew 2009). For instance, a restaurant script
might involve driving to the restaurant, entering the restaurant, getting seated at
a table, reading the menu, ordering food, eating the food, paying the cashier, and
exiting the restaurant. As noted by Price and Goodman (1990), such an event epi-
sode can be conceived of as a hierarchy of event subunits. The hierarchical struc-
ture of a restaurant-attending event is given in Fig. 5.2. It shows the activities
described above at the highest level, together with subunits such as more detailed
actions that are carried out on objects in the environment. For instance, the actions
and objects that constitute the activity of paying the cashier in an American restau-
rant include receiving the check, calculating the tip, and giving the correct sum of
money to the cashier (Hudson et al. 1992).
Substantial research has demonstrated that even very young children organ-
ize information temporally and causally in a script-like fashion (Bauer 2007;
Nelson 1996). To study young children’s memory for recurring events, a suitable
method is to ask young children questions about familiar routines such as attend-
ing birthday parties, making cookies, and going grocery shopping or to a restau-
rant. This is exactly what Nelson and her colleagues (e.g., Nelson and Gruendel
1979, 1981) did in their pioneering research on scripts. Children were asked to
tell the experimenters what happens during such events and were then prompted
when necessary. Nelson and colleagues found that children as young as 3 years
had general and temporally organized knowledge of recurring events. The results
of these and later studies (e.g., Nelson et al. 1983; Fivush and Slackman 1986)
demonstrate that preschoolers are able to give consistent and veridical reports of
what typically happens during such events, although older children’s scripts are
usually more detailed than those of younger children. This ground-breaking dis-
covery illustrated the importance of familiarity with a domain or event for memory
performance, challenging the prevailing assumption of that time that young chil-
dren’s general event memories are unorganized and idiosyncratic (e.g., Piaget and
Inhelder 1973). Instead, this research showed that children’s episodic memory is
Memory for Routine Events (Script-Based Memory) 79
serves entree
eat entree
temporally organized and that from a very early age, their reports include the com-
ponent actions of events in the correct temporal sequences. Thus, young children’s
event knowledge is general and well organized. Apparently, these children are able
to form a general representation of an event based on only a few experiences.
Although there are surprising developmental continuities in event reports, there are
also developmental differences (Fivush 1997; Hudson and Nelson 1986). Younger
children’s verbal reports are always more skeletal than those of older children and
adults. One typical aspect of young children’s reactions when asked “what hap-
pens” in familiar events is that they report general actions using the impersonal
pronoun “you” and the timeless present tense, for instance, “you buy things” when
80 5 The Development of Event and Autobiographical Memory …
you go to the supermarket (Hudson and Mayhew 2009). Whereas children of all
ages report component actions of events in the appropriate temporal order, older
children’s reports are more complex and elaborate than younger children’s reports.
One explanation for this age difference could be that older children’s script reports
are more complex and elaborate because, in general, they have had more expe-
rience with most events than younger children. Indeed, many of the age-related
changes noted above took place as children accumulated experience with events.
However, although experience contributes to developmental differences, it does
not seem to completely account for these differences. For instance, in laboratory
research in which children of different ages were given comparable amounts of
experience with an event, age differences remained, with older children produc-
ing more elaborate reports than younger children (e.g., Farrar and Goodman 1990;
Fivush et al. 1992; Price and Goodman 1990).
One problem with interpreting the obtained developmental differences is that the
use of verbal measures may result in underestimations of young children’s event
knowledge. One needs to make a distinction between the verbal report of the event
and the underlying representation of that event (Nelson 1986). Older children’s
verbal reports may be more complex and elaborate because of their superior lan-
guage skills. Younger children’s event representations may be as complex as those
of older children, but they are just not able to express this complexity in language.
To test this assumption, several studies used nonverbal assessment procedures such
as picture-sequencing tasks or behavioral re-enactments (e.g., Fivush and Mandler
1985; Hudson 1988; Ratner et al. 1986). For instance, studies using nonverbal reen-
actment procedures such as deferred imitation have shown that young children can
remember events well even after long delays (McDonough and Mandler 1994).
Overall, findings from these studies indicate that verbal reports indeed underesti-
mate the exhaustiveness of preschool children’s event knowledge. However, they
also suggest that young children’s event knowledge is not as flexibly organized as
the event knowledge of older children (see also Fivush and Slackman 1986). In par-
ticular, younger children’s event representations are not organized around goals to
the same extent as the event representations of older children and adults.
no-cue and several cue conditions that focused on goals and actions. In their verbal
recall of the event, children tended to mention the more important actions more
frequently than the less important actions (as determined by adult importance
ratings), thus indicating that young children are more sensitive to the core con-
tent components than to the hierarchical structure after a single experience with a
novel event. Overall, children relied on verbal cues provided by the interviewer to
a greater extent than adults who reported more superordinate information in both
the no-cue and cue conditions. This suggests that, with increasing age, internal
cues are more often generated and used to direct retrieval. Although young chil-
dren do not seem to represent event knowledge in a hierarchical structure during
the early phases of script acquisition, they are able to temporally organize actions
and recognize the most important actions (Ratner et al. 1986).
One of the most robust findings in this research paradigm is that children report
the component actions of events in the temporal order in which the events were
experienced. Yet some everyday events are more temporally constrained than oth-
ers, and children seem to be sensitive to these differences. Most studies have found
that events that follow a logical order such as going to a birthday party are almost
always reported in that sequence, whereas events that follow a more flexible order
are reported in more variable sequences. Regardless of variations in temporal con-
straints, however, even young children report events in their correct temporal order
after only a few experiences with the event (Hudson and Nelson 1986; Slackman
and Nelson 1984; Ratner et al. 1986). Apparently, children are able to form a general
set of expectations based on the first encounter. They seem to form scripts after one
experience with a new event, trying to recount it in a generalized temporally ordered
framework. Fivush (1997) concluded from these findings that scripts and episodic
memories do not fall along a continuum in the memory system but rather seem to
reflect different ways of representing events that can be present simultaneously.
There are only a few studies that have directly compared young children’s
memory for script-based versus unfamiliar novel information. Children in the
Munich Longitudinal Study were presented with several narratives that dealt with
familiar and less familiar events (e.g., a birthday party, playing in the afternoon,
moving to another town). Whereas the birthday party story followed a familiar
script and a well-known temporal order, the playground story included famil-
iar elements but was not based on a familiar sequence of events. Finally, the
“removal” story referred to an event that preschoolers were not particularly famil-
iar with. The three stories were similar with regard to the number of propositions,
the number of sentences, and the number of events covered. As a main result, sub-
stantial increases in text recall were observed between the ages of 4 and 6, with
4-year-olds freely recalling about 20 % and 8-year-olds recalling about 50 % of
the information provided in the texts. Although text recall was better for script-
like information than for the unfamiliar story, the difference was not pronounced.
Individual differences in text recall were rather stable across time from the very
beginning of the longitudinal study, regardless of the text. The fact that the mean
correlation between the familiar and the unfamiliar stories (birthday party and
removal) was substantial (r = 0.65) indicates that differences in familiarity and
82 5 The Development of Event and Autobiographical Memory …
Table 5.1 Component units of each event (adapted from Fivush et al. 1992, p. 192)
I. Logical-invariant event: Making fun dough
1. Put ingredients in bowl
2. Mix dough
3. Roll out dough with rolling pin on cookie sheet
4. Cut out cookies with cookie cutter
5. Put cookies on plate with spatula
II. Logical-variable event: Making a shape collage
1. Trace shape (bunny, tree, duck, flower, watermelon) with crayon
2. Cut out shape with scissors
3. Squeeze glue onto shape
4. Glue material (cotton, leaves, feathers, petals, seeds)
5. Color (ears, trunk, beak, center, rind) with marker
III. Arbitrary-invariant event: Sand play
1. Put sand in hand mold with shovel
2. Squeeze sand through sifter
3. Draw in sand with rake
4. Pour sand through funnel
5. Dig in sand with sand drill
recalled more from logically connected events after several experiences with these
events. Whereas the effects of temporal order were qualitatively similar across age,
the effects of event variability were not. A comparison of the 3-year-olds and 5-year-
olds showed that the older children had no difficulty remembering the changes in
the shape collage event. When asked to re-enact the event with a new set of varia-
tions, they were able to do so, regardless of whether they had one previous experi-
ence or four. By contrast, the 3-year-olds had more difficulty when asked to reenact
the event with a new set of items after only one experience with the task. They
needed more experiences with the task, each with a different set of items, to reenact
the event with a fifth set of items (for similar results, see Bauer and Fivush 1992;
Kuebli and Fivush 1994). Obviously, younger children experience difficulties repre-
senting minor variations within an event and need more experience with how events
can vary from time to time in order to build this variability into their representation
of the general event. An interesting next question is how they eventually manage to
differentiate and represent single occurrences of recurring events.
The finding that younger children organize their memory for general and specific
event episodes differently than older children confirms the predictions based on
the schema-confirmation-deployment model originally developed by Goodman
Memories for Single Instances of Routine Events 85
(Farrar and Goodman 1990). According to this model, when children encounter
a new event, they try to use an available event schema to comprehend this new
event. If the event is novel and no schema is available, all potential useful event
information from this new event is retained as information about a new event, and
no distinction between typical and atypical components is made. However, if an
appropriate schema is available and can function as a coherent mental unit, children
tend to focus on schema-typical information, a process that is called the schema-
confirmation phase. After a schema is confirmed, the schema-deployment phase
begins. In this phase, attention is directed toward processing new schema-atypical
information. One implication of the model is that the schema-confirmation phase
may take longer for younger children because of their information-processing and
knowledge constraints. Thus, younger children require more experience than older
children to establish both general event representation and a separate representation
of atypical event information. As a consequence, younger children may be more
likely than older children to merge separate event episodes in memory, particularly
during the acquisition of the representation of a general event. As noted by Hudson
and Mayhew (2009), this model is useful for understanding how and why children
of different ages attend to and recall different information from their first encoun-
ters with novel variable events (for confirming evidence, see Farrar and Goodman
1992; Kuebli and Fivush 1994). However, the model does not predict the differen-
tial processing of event information once schema deployment is achieved (Hudson
et al. 1992), and it cannot explain variations in memory for details of recurring
events after the representation of a general event has been constructed.
An interesting question is whether findings for immediate recall also gener-
alize to delayed recall. In a study by Hudson (1990), 3- and 5-year-old children
were assigned to either a repeated or an episodic experience of a creative move-
ment workshop. In the repeated condition, four workshops were attended in which
the specific actions involved in two of the five activities varied each time, and the
remaining activities were performed in the same way each time. In the episodic
condition, the children participated in only one workshop, either the first or the last
of the repeated condition. Half of the children in each group were asked to recall
the events immediately and also 4 weeks later. The other half of the children were
asked to recall the workshops 4 weeks later. Hudson found that children’s imme-
diate recall of the workshops was generally quite accurate regardless of whether
they had experienced one or four workshops. However, the pattern of results was
different for delayed recall. Although children in the repeated condition recalled
more information about the first workshop than the children in the episodic condi-
tion did, the children in the repeated-condition group also reported more intrusions
than the other children. Thus, repeated experience increased the amount but not
the accuracy of recall as illustrated by the finding that the children reported expe-
riences from the other workshops and had not been able to maintain the separa-
tion of information across workshops. There was also an effect of recall practice
on the results in that the 5-year-olds who recalled the events twice reported fewer
intrusions in delayed recall than the 5-year-olds who did not immediately recall the
events. Interestingly, practice did not affect the younger children’s intrusion rate.
86 5 The Development of Event and Autobiographical Memory …
Research with young children generally indicates that they have great difficulty
recalling specific episodes of recurring events without further prompting. For
instance, Pillemer et al. (1994) asked 3- to 5-year-olds about last night’s dinner at
home. Although children did not report much specific information initially, they
did so after they were provided with additional cues. Providing cues appears to
be particularly helpful when the specific episode deviates considerably from the
general script. Thus, a class trip to an archeology museum may seem different
from visits to museums in general because children dug for artifacts in a sand-
box or made clay models of what they had found. Fivush et al. (1984) found that
children were able to recall specific details of their trip to the archeology museum
both immediately after the visit and also 6 weeks later. Similar findings were also
reported in experimental studies that asked children to recall script-based stories in
which atypical actions were embedded. Both children and adults tended to recall
atypical events quite well immediately after the story presentation. In delayed
recall, however, children and adults tended to report script information that was
not present in the original story, and they had difficulty recalling the atypical
elements (Adams and Worden 1986; Smith and Graesser 1981). On the basis of
assumptions of popular script models such as the one developed by Schank and
Abelson (1977), Smith and Graesser concluded that atypical actions are tagged in
memory, yielding better immediate recall of such actions than of typical actions
that are more easily confused with script knowledge. However, atypical actions
are more easily forgotten over time, whereas typical actions are more likely to be
recalled or to even intrude into recall when they did not take place but are consist-
ent with expectations (Ornstein et al. 2006). Such “typicality effects” have been
found repeatedly, particularly in younger children (Adams and Worden 1986).
This suggests that the memories of younger children rely more heavily on scripts
than the memories of older children. Yet, this cannot explain the persistence of
many atypical episodes in children’s long-term memory (see Fivush et al. 1984;
Hudson and Fivush 1991). It may be the case that different kinds of deviations are
remembered differently and that more significant deviations from a script can be
retained in memory for longer periods of time than smaller deviations.
In summary, children’s reports of specific episodes of recurring events show a
great deal of continuity across development. Younger and older children as well as
adults have difficulty recalling a specific instance of an event that does not deviate
much from the general script. However, even young children can recall episodes
in great detail when given specific cues. Episodes that differ considerably from the
script are generally well recalled even without specific cues. Atypical actions that do
not have a great deal of core relevance to the goal are well recalled initially but seem
to fade over time as the episode is reconstructed to conform to the general script.
Young children’s recall is more negatively affected by variations across instantia-
tions of the event than older children’s recall, particularly in the initial phases of
forming and consolidating a script (see Hudson et al. 1992, for more details).
Memories of Novel and Salient Events 87
reported in Chap. 4 that showed that it is difficult for most children to express early
events with language later on. Whereas only a few nonverbal children could cross the
language barrier and talk about a novel event several months after the experience,
most children who were about 2 years of age and able to express their memories
through language at the time of the experience were able to maintain these memories
over time (Bauer et al. 2004; Jack et al. 2012).
Overall, the findings from several longitudinal studies on the development of
autobiographical memory have suggested that memories stabilize around the age
of 3 once most children are able to talk about the past fairly fluently. For instance,
the study by Hamond and Fivush (1991) suggested only minor age differences in
the number of units of information reported by children who had been 3 versus
4 years of age at the time of the critical event. Other studies have indicated that
the memories of older children are more robust than those of younger children.
For example, Quas and her colleagues (Quas et al. 1999) assessed the memory of
children 3–13 years of age for a painful medical procedure that they had experi-
enced between the ages of 2 and 6 years. Most of those children who were older
at the time of the medical procedure gave detailed reports of the event. In com-
parison, the younger children’s reports were generally vague. In fact, none of the
children who had been 2 years of age at the time of the procedure provided clear
memory for it later, whereas most of the children who were at least 4 years of age
at the time of the critical event remembered it. See Peterson and Whalen (2001)
and Pillemer et al. (1994) for similar findings.
of the event (about 75 %). Nonetheless, Figure 5.3 also demonstrates clear age-
related differences in performance. In contrast to the 5- and 7-year-olds, the 3-year-
olds showed lower levels of overall recall and produced less information than the
older children in response to open-ended questions and thus had to be asked more
specific questions before they provided information about the experience. Finally, a
comparison of the bars across the three panels reveals that the younger children evi-
denced more forgetting than the older children over the 6-week time interval. This is
also reflected by their reduced ability to distinguish between activities that had and
had not been included in their medical checkups.
Although the ability to remember specific events for a longer period of time is
already evident at this early age, it undergoes further changes with development,
affecting both the number of events remembered and the robustness of memories
for specific events (for a review of relevant studies, see Bauer 2006).
The event memory literature clearly demonstrates that the earlier views of chil-
dren’s memory in which young children’s recall was considered to be quite limited
(e.g., Myers and Perlmutter 1978) have to be corrected. Nonetheless, the find-
ings by Baker-Ward et al. (1993) indicate that there are considerable age-related
changes in the ability to remember salient events that cannot be fully explained
by lower levels of language proficiency and an incomplete mastery of narrative
conventions (e.g., Greenhoot et al. 1999). These findings raise several questions
regarding age-related changes in the encoding, storage, and retrieval of memo-
ries. There is evidence that the type of experience and the amount of prior knowl-
edge contribute significantly to the findings. For instance, Murachver et al. (1996)
examined effects of type of experience on memory in a study of children’s event
memories acquired through either direct experience, observation, or stories.
Children at 5 and 6 years of age received either one or three exposures to a novel
event: visiting a pirate room. Regardless of age, those children who directly expe-
rienced the events produced more complete and accurate verbal recall a few days
later than children who either observed the event or heard stories about it.
Several other studies have pointed to the impact of prior knowledge on event
memory. When previously acquired knowledge is lacking, as in a situation in which
a child experiences a novel event, long-term recall can be facilitated when knowl-
edge is gained while the experience takes place. For instance, Ornstein et al. (1998)
used data from a study of 3- to 7-year-olds’ memories of an invasive and novel
radiological procedure (Merritt et al. 1994) to look at how providing information
to children during the event about the stressful and unfamiliar medical procedure
affected their subsequent memories of the event. The procedure involved urinary
bladder catheterization. Some children were provided with a verbal description of
the catheter and its insertion, whereas other children did not receive this procedural
narrative. As a main result, children in the procedural narrative group recalled more
Memories of Novel and Salient Events 91
information both immediately after the experience and 6 weeks later than children
who were not given such a description. Importantly, these differences could not be
attributed to age differences or to different levels of stress during the procedure.
Thus, these findings suggest that information that is obtained during an unfamiliar
and stressful event enhances remembering.
The impact of prior knowledge on event memory was also demonstrated in a
reanalysis of the 5-year-olds’ recall data from the Baker-Ward et al. (1993) study.
Clubb et al. (1993) rescored the protocols from the Baker-Ward et al. study to cre-
ate memory scores that indicated recall of the various components of the office
visits. These memory scores were then compared with normative knowledge
data obtained in a different study. Although there was considerable variability in
the memorability of the components of the physical examination and children’s
knowledge about the individual features, the knowledge and memory scores were
highly correlated. These findings strongly suggest that what a child knows about
an event can significantly affect the extents to which information about the event is
stored in and retrieved from memory.
However, this does not imply that rich prior knowledge always has posi-
tive effects on event recall. As shown by Ornstein et al. (1998), children’s prior
knowledge can also interfere with subsequent recall as the details of an experience
fade over time. In this study, 4- and 6-year-old children underwent a specifically
constructed physical examination that was both consistent and inconsistent with
knowledge-driven expectations. The examination included some typical medical
procedures such as listening to the heart with a stethoscope but omitted others that
usually occur (e.g., checking the mouth). The omitted features were replaced by
atypical ones, such as measuring head circumference. Ornstein et al. (1998) were
able to show that prior knowledge had both positive and negative effects. The
expected features of the medical procedure were initially better remembered than
the atypical ones. However, about 12 weeks after the checkup, the children made
spontaneous commission errors, reporting certain medical treatments that were not
included in the original procedure. These findings are consistent with the view that
memory representations change over a 12-week time interval. As the children’s
memory for the checkup faded over the course of the 12-week interval, more typi-
cal and generic event representations of visits to the doctor were incorporated into
their reports (for a more detailed discussion, see Ornstein et al. 2006, 2008).
There is no doubt that the nature of the mother–child conversation about past
events has an impact on how children remember these events. For example, Tessler
and Nelson (1994) compared what mothers and their 4-year-old children talked
about during an event and children’s subsequent memory for the event. They
found that children recalled more information that was mutually discussed by the
mother and the child than information talked about by only the mother or only
the child. Moreover, numerous studies have now established substantial individ-
ual differences in the ways in which parents structure how they reminisce with
their children and that these differences have long-lasting implications for chil-
dren’s developing autobiographical memory skills. The majority of these studies
have focused on mothers and the preschool years. Although there is a consider-
able amount of variability in the ways in which mothers structure past event con-
versations with their preschool children, it seems possible to distinguish between
two different styles, labeled high elaborative versus low elaborative (see Fivush
et al. 2006, for a review). High-elaborative mothers such as the one in the above
illustration ask questions frequently and are more likely to ask detailed questions
about the same event. They continuously provide new information to cue memory
even when their children do not seem to recall spontaneously. In comparison, low-
elaborative mothers do not provide much of a narrative structure for their children.
They have shorter event conversations in which they frequently repeat their own
questions.
There is now plenty of evidence that different parental reminiscing styles are
associated with individual differences in children’s event memory. In the first lon-
gitudinal study of parent–child reminiscing, McCabe and Peterson (1991) found
that parents who focused on a single past event during reminiscing and asked
several questions about that topic had children who told longer stories about past
events as preschoolers and who included information about past events in line with
their parents’ specific questions. This work was extended by Reese et al. (1993)
who studied a sample of mothers, fathers, and preschoolers in a longitudinal panel
design to investigate long-term consistency and change in maternal styles in talk-
ing about past events. Reese et al. (1993) noted that some parents were highly
elaborative in the ways in which they discussed past events with their children and
that later in preschool, these children exhibited richer memories about a variety of
personally experienced events. As illustrated by the lagged correlations in Fig. 5.4,
Reese et al. (1993) demonstrated that the synchronous associations between moth-
ers’ elaborations and children’s memory responses were strong and significant
from the first measurement point on. Moreover, mothers’ elaborations during early
conversations with their 40-month-olds were positively correlated with children’s
contributions of memory information in conversations at 58 and 70 months of age.
Mothers’ reminiscing styles seemed to be consistent over time, at least from the
second time point on, with the direction of effects flowing more from mother to
child than from child to mother. The ways in which mothers reminisced with their
young preschool children continued to affect children’s memory skills more than
2 years later. At the last two time points, however, a highly intercorrelated and
94 5 The Development of Event and Autobiographical Memory …
.47*
.57**
.47*
.85**
.57** .59**
.50*
.60** .66**
.69***
Child Child Child Child
memory respon memory respon memory respon memory respon
ses ses ses ses
reciprocal pattern was found, indicating bidirectionality both concurrently and lon-
gitudinally. Thus, by the end of the preschool period, not only did mothers’ elabo-
rations affect children’s memory responses, but children’s memory responding was
also shaping mothers’ reminiscing styles.
Haden et al. (1997) clarified that in this same sample, it was mothers’ and not
fathers’ reminiscing style that predicted children’s subsequent memory skills.
This longitudinal finding has been replicated and extended in multiple studies
(for reviews, see Fivush 2014; Reese 2014). For instance, in a study over a decade
later, Haden et al. (2009) conducted a longitudinal investigation of mother–child
reminiscing based on a relatively large sample of over 50 US children and their
mothers, beginning with 18-month-old children and including children’s language
skills as an independent predictor. As a main result, mothers’ style of reminisc-
ing was shaped by children’s language and conversational participation as early as
the toddler years, but mothers’ open-ended elaborative questions were most criti-
cal for children’s memory development in that they fostered children’s active par-
ticipation in reminiscing. Overall, findings suggest that a child’s verbal memory in
the preschool years is linked to the mother’s reminiscing style and the child’s own
active participation in event recall from younger ages.
Social–Cultural Contexts of Event Memories … 95
Just as adult–child conversations about the past can influence the reporting of
information, verbal interactions that occur during an ongoing event may also have
positive effects on memory. The few studies to date that have examined mother–
child talk during an event suggest that children of high-elaborative mothers pro-
duce longer and more detailed reports of these experiences.
In an initial short-term longitudinal study, Haden et al. (2001) followed a sam-
ple of preschool children from 2.5 to 3.5 years of age, observing mothers and their
children as they engaged in three specially constructed activities: at 30 months, a
pretend camping trip; at 36 months, a bird-watching adventure; and at 42 months,
the opening of an ice-cream shop. Mother–child interactions in the family’s liv-
ing room were videotaped during the events, providing a precise record of how
each dyad interacted when dealing with component features of the events (e.g.,
the backpack and sleeping bag in camping). Haden et al. (2001) explored whether
recall of the various components varied as a function of the type of talk (e.g., joint
verbal, mother-only verbal, child-only verbal, no verbal). An analysis of the pro-
portion of features of the three events remembered by the children in response to
open-ended questions revealed a striking effect of joint talk as the events unfolded.
For each of the activities, the features that were handled and discussed by both the
mother and the child were better recalled than those that were jointly handled but
talked about only by the mother. Not surprisingly, the proportion of features cor-
rectly remembered increased with age. Overall, the findings from this longitudinal
study suggest that the nature of mother–child interaction as an event unfolds influ-
ences encoding and subsequent remembering. Children as young as 2.5 years of
age show memory benefits from conversations about events in the here and now
(see also Tessler and Nelson 1994).
Given the primarily correlational nature of this finding, Boland et al. (2003)
designed an experiment in which mothers were trained to use specific conversational
techniques such as Wh-questions, follow-ins that encourage discussion of aspects of
events the child is talking about, and positive evaluations to enhance their children’s
understanding of unfolding events. The intervention turned out to be successful such
that trained mothers produced significantly more of the targeted conversational tech-
niques than untrained mothers did. The effects of the training did not vary as a func-
tion of the children’s language skills. Of even greater interest, the children’s recall of
the target event was affected by the training that their mothers received such that the
children of trained mothers recalled more details of the event.
Several other intervention studies focusing on past events have yielded similar
outcomes (e.g., Peterson et al. 1999; Reese and Newcombe 2007). For instance,
Peterson et al. (1999) taught mothers from low-income families to use a highly
elaborative style when reminiscing about a past event with their 3-year-olds.
Trained mothers managed to increase the degree to which they used an elabora-
tive style, and their children showed higher levels of recall 1 and 2 years later when
interviewed by an unfamiliar adult than children of mothers who had not been
96 5 The Development of Event and Autobiographical Memory …
Please note that reminiscing style has been broadly measured in terms of elabo-
ration in most studies. The construct of elaboration is a complex one and can be
conceptualized along multiple dimensions (see Fivush et al. 2006). It not only
focuses on more cognitive aspects such as memory skills but also includes emo-
tional aspects of reminiscing such as sharing and evaluating the conversation part-
ner’s contributions to the evolving story. Some research suggests that elaborative
content and emotional affirmations might play separate roles in children’s devel-
oping autobiographical memory skills. Given that autobiographical memory is
about constructing coherent narratives about the self, mothers’ reminiscing style
is related not only to children’s memory development but also to several aspects
of their social and emotional development (see Fivush 2009; Fivush et al. 2006;
Nelson 2014). The assumption here is that mothers who provide and structure
more coherent and elaborated narratives about past experiences facilitate their
children’s understanding of the personal past, helping them to create a coherent
(i.e., temporarily extended) sense of self and personal relationships (Fivush and
Zaman 2014). Moreover, the argument is that creating a coherent narrative about
emotional experiences helps children to understand the relevance of emotions and,
for instance, to better cope with negative emotions.
Meanwhile, several studies have shown that mothers with a more elaborative
reminiscing style facilitate the development of a more coherent and differenti-
ated self-concept in their young children (e.g., Bird and Reese 2006; Welch-Ross
et al. 1999). In addition, mothers who use more internal state language when remi-
niscing with their preschoolers have children who demonstrate a more coherent
self-concept (Wang et al. 2010). There is also evidence that maternal reminiscing
style is closely related to children’s developing emotion regulation. Mothers who
use more internal language and are highly elaborative have children who display
more sophisticated emotional skills and who are better able to label emotions and
to understand the relations between emotions and behavior (Fivush 1997). More
elaborative mothers have children who display more emotional stability and also
98 5 The Development of Event and Autobiographical Memory …
show more adaptive coping strategies when dealing with traumatic and stressful
events (Bauer et al. 2007; Laible and Thompson 2000; Sales and Fivush 2005).
This relationship has also been demonstrated in longitudinal work. Reese and
colleagues extended their longitudinal studies of social interaction to include the
role of children’s self-awareness and their sociocognitive and socioemotional
development in their growing autobiographical memories in a longitudinal study
of more than 50 children (for details, see Reese 2002, 2009). As a main result,
children with advanced self-recognition at the age of 18 months showed steeper
increases in their independent remembering of past events than children with less
advanced self-recognition. By early adolescence, participants with a stronger
sense of past self-assessed in early childhood had more accurate memories from
early childhood (Reese et al. 2010). Other longitudinal research with this same
sample demonstrated that young children’s secure attachment to their mothers
played a role in how effectively they internalized their evaluations of past events
(Newcombe and Reese 2004). Taken together, these findings indicate that chil-
dren’s autobiographical memory is amplified when their mothers adopt an elabora-
tive, autonomy supportive, and emotionally open style of reminiscing with them
during early childhood (Reese 2014).
There is evidence that the positive role of maternal elaborative reminisc-
ing style holds across different cultures, even though systematic differences can
also be observed. According to several theorists (e.g., Triandis 1989), differences
in cultural expectations may be influential in that European American cultures
support a more independent notion of self (autonomy), whereas Asian cultures
support a more communal concept of self (relatedness). For autobiographi-
cal memory, mothers from European American cultures thus may foster a more
detailed sense of the self in the past, whereas mothers from Asian cultures may
want to downplay the independent self, supporting the reconstruction of a more
communal past. In fact, several cross-cultural studies have demonstrated that
mothers from Western middle-class cultures are on the whole more elaborative
during past event conversations than mothers from non-Western cultures (e.g.,
Leichtman et al. 2003; Mullen and Yi 1995; Schröder et al. 2013; Wang 2001,
2014). For instance, Schröder et al. (2013) examined the conversations of 164
mothers from seven different cultural contexts (Western and non-Western). The
children’s provision of memory elaborations was high in Western middle-class
families, low in non-Western rural farming families, and moderate in non-Western
middle-class families. Across contexts, maternal evaluations prompted children
to contribute memory elaborations. Interestingly, maternal elaborations predicted
children’s memory in non-Western rural families but not in other contexts.
The studies by Wang (2001) and Wang et al. (2000) support the idea that Asian
mothers are less elaborative than American mothers and that they do not focus on
the independent self as an agent of past experiences. Whereas European American
mothers tend to emphasize children’s personal experiences during reminiscing,
Chinese mothers tend to focus on reminiscing as a way to teach moral values.
According to Miller and colleagues (e.g., Miller et al. 1997), European American
mothers, regardless of social class, share a goal of autonomous reminiscing for
Social–Cultural Contexts of Event Memories … 99
their children, and they achieve this goal by asking many questions about past
events. Thus, European American mothers are more elaborative overall during
reminiscing than mothers from Asian cultures. Less elaborative reminiscing pre-
dicts a later age of earliest memory, as has been found in Asian populations (for
reviews, see Fivush et al. 2006; Nelson and Fivush 2004).
There are also cultural differences in the ways in which emotions are incorpo-
rated in mother–child conversations. American parents seem to focus on emotions
in reminiscing more than Asian parents do (Wang 2001), and American children
include more emotions in their independent narratives than Asian children do (Han
et al. 1998). This pattern of findings was also confirmed in more recent longitudi-
nal studies. For instance, Wang (2007) conducted a cross-cultural longitudinal
study on the development of autobiographical memory with European American,
Chinese American, and mainland Chinese families; this study showed that European
American mothers were more elaborative reminiscers as a group than either Chinese
American or Chinese mothers. In the same sample, Wang (2008) also noted the
unique role of children’s understanding of emotions at age 3 for their ability to
remember specific events later in the preschool period regardless of culture. Overall,
the findings suggest that cultural differences in maternal elaborative style seem to
have implications for the contents of autobiographical memories across the life span.
On the other hand, however, it should not be overlooked that within-culture
variations that occur between subcultural groups and individuals are common. For
instance, Asian American parents have been found to emphasize independence and
personal sufficiency to their children in addition to the family interdependence that
is also equally valued in their socialization practices (Wang 2014). So it seems dif-
ficult to characterize mother–child conversations as predominantly autonomy ori-
ented versus relatedness oriented as has been attempted in several cross-cultural
comparisons (e.g., Schröder et al. 2013). Growing up in modern society, children
constantly encounter new technologies and new ways of thinking, and this makes
the construction of the cultural self and autobiographical memory an extremely
complex process.
This question can be answered only through longitudinal research. Whereas many
areas of memory development research suffer from the problem that longitudinal
evidence is scarce, this is not true for the domain of autobiographical memory. The
fact that numerous studies have explored the emergence of autobiographical mem-
ory is particularly impressive given that long-term longitudinal studies are not only
expensive but are also plagued by numerous methodological and practical problems
(see Reese 2014; Schneider 1989). The field of autobiographical memory defini-
tively benefits from the fact that a range of longitudinal studies using very differ-
ent methods have accumulated evidence informing us of the conditions under which
young children are able to maintain memories over longer periods of time.
100 5 The Development of Event and Autobiographical Memory …
event was negative, novel, and salient to the child. The forgetting of early child-
hood experiences appears to increase exponentially in middle childhood around
the age of 8, after which it begins to stabilize. By the time children enter ele-
mentary school, their long-term memory of personal events is stable and strong
regardless of the nature of the event (see Bauer 2007; Reese 2009, for reviews).
Forgetting an entire event is rare, and memories of salient events can last for
5 years or more (Hudson and Fivush 1991; Jones and Pipe 2002). During middle
childhood, children are able to provide elaborative detail and coherent reports of
early experiences, and also tend to evaluate their experiences by including more
internal state language and reflections on the outcome (see Reese et al. 2011, for
a review). Developing cognitive and social skills in adolescence provides the basis
for new forms of autobiographical narratives, the life narrative, including the abil-
ity to engage in greater levels of hypothetical reasoning, to understand causality as
well as conventional time, and also the abilities to take the perspectives of others
and to integrate emotions (Fivush et al. 2010; Habermas 2007).
If memory during early childhood and beyond is relatively good, why is it that
as adults we cannot remember our earliest experiences? This problem of nearly
completely forgetting our early memories by adulthood has been labeled infantile
amnesia. Although the phenomenon as such has been well known for more than
50 years, it was only during the past two decades that several theoretical explana-
tions have been provided; these will be summarized below.
Infantile Amnesia
Although the neural “hardware” necessary to encode, store, and retrieve informa-
tion is present at birth (and before), very young children’s memory is rather frag-
ile. This frailty of early memory has been assumed to cause “infantile amnesia,”
that is, the phenomenon that adults seem unable to recall events that happened to
them in their infancy and toddler years, a finding repeatedly documented in the
literature (e.g., Bauer 2006, 2014; Courage and Howe 2004; Howe and Courage
1993, 1997; Nelson and Fivush 2004). The general absence of autobiographical
memory before the age of about 3 years has stimulated numerous explanatory
attempts and empirical studies (for reviews, see Howe et al. 2009; Nelson 1993;
Schneider and Pressley 1997).
The term infantile or childhood amnesia was first coined by Freud (1905/1953)
who pointed to the fact that memory of one’s past life is not present from birth.
Numerous studies exploring adults’ earliest memories carried out over the course of
more than 100 years produced one of the most consistent findings in the psycho-
logical literature (see reviews by Dudycha and Dudycha 1941; Pillemer and White
1989; Rubin 1986; White and Pillemer 1979): The earliest childhood memory of
the populations studied (primarily European American males) was dated on aver-
age at 3.5 years of age. The same average age of earliest memory was found regard-
less of whether the source of the data was a survey, a narrative, or a response to
102 5 The Development of Event and Autobiographical Memory …
a memory cue (Bauer 2014). At the same time, wide individual differences were
reported, with some adults claiming memories from about 2 years, and some consid-
erably later, that is, not before 7 or 8 years of age (Usher and Neisser 1993; West and
Bauer 1999). Several studies also reported differences with regard to gender and cul-
ture, such that women had memories from earlier in life than men, and individuals
from Western cultures reported memories from earlier in life than individuals from
Eastern cultures (for reviews, see Fivush and Zaman 2014; Wang 2014).
Empirical Findings
Several methods have been used to assess the existence of early memories in chil-
dren and adults. The most common procedure asks participants to report their ear-
liest memories. This method was already used in the first empirical study on this
issue conducted by Henri and Henri (1898). In their study, 123 adolescents and
adults (age range: 16–65 years) answered a series of questions about their earliest
recollections. Although there were large individual differences in the age at which
these early memories occurred, most early memories fell between the ages of 2
and 4 years.
One of the obvious problems related to this method is that many adults may
have difficulty providing a precise date for their earliest memory unless it is tied
to some datable event, such as the birth of a sibling (Nelson and Fivush 2004).
Nonetheless, it is impressive that the average age of the earliest memory has been
consistent across most studies that have used this approach. Tustin and Hayne
(2010) calculated the grand mean of the average age of earliest memory found in
these studies and reported a finding of 3.48 years, with modes that ranged from 3
to 4 years.
To overcome some of the problems related to this approach, Usher and Neisser
(1993) asked college students to recall events that were known to have occurred
when participants were 2, 3, 4, or 5 years of age. The critical events included the
birth of a sibling, a family move, and the death of a relative. Interestingly, the age
of earliest memory depended on the event in question. On average, participants
recalled a sibling birth that occurred as early as age 2, whereas the death of a fam-
ily member was not recalled before the ages of 3 or 4. As noted by Nelson and
Fivush (2004), this finding indicates that infantile amnesia is not an all-or-none
phenomenon but illustrates that salient personal experiences that vary along
dimensions of emotionality and distinctiveness may be differentially retained into
adulthood. Overall, however, the average age of the earliest personal memory
(3–4 years of age) was very similar to that found in previous studies. The robust-
ness of this finding is indicated by a reanalysis of four recent studies on this topic
conducted by Bauer (2014). This reanalysis yielded an average age of earliest
memory at 38 months, with a range of 28–45 months.
Another methodology that has been used to study early memories asks adults
to recall as many memories as possible from specific time periods across their life
Infantile Amnesia 103
span (Rubin 1986). Using this procedure, researchers (e.g., Wetzler and Sweeney
1986) were able to estimate a “forgetting curve” for personal memories. As a main
result, it was found that there were significantly fewer memories before the age
of 7 than expected by using a linear function of normal forgetting, and that there
was a dramatic drop-off of memories before the age of 3, implying an accelerated
loss of memories from early childhood and suggesting that the average age of the
earliest memory was about 3 years (for a similar finding, see Weigle and Bauer
2000). According to Bruce et al. (2000), autobiographical memories become more
continuous at the age of about 5 years, substantially later than the age of earliest
memories.
In sum, the large body of research conducted with adults concurs that there is
little recall of events from before the age of 3–4 years. This finding seems para-
doxical in the light of the numerous prospective studies on autobiographical mem-
ory summarized above, all of which showed that even 2- and 3-year-olds have a
well-functioning memory system and can readily talk about past events, including
those that happened several months or even more than a year earlier (e.g., Peterson
and Whalen 2001). Thus, young children have demonstrated verbally accessible
memories of events that occurred when they were about 3 years of age, and yet
adults seem to have no recall of any of those events (Fivush and Hamond 1990).
To solve this puzzle, it seems worthwhile to investigate whether the phenomenon
of infantile amnesia is restricted to adults or can also be found in children. Several
more recent studies have focused on this issue, interviewing children about their
earliest memories, and also comparing childhood amnesia in children, adolescents,
and adults (see Bauer 2014, for a review).
How does the empirical evidence summarized above relate to the numerous theo-
retical explanations of infantile amnesia? Historically, a variety of hypotheses have
been developed to explain the phenomenon. For instance, Freud (1905/1953) pro-
posed that memories that are too arousing for the ego, particularly traumatic ones,
will be repressed and screened from consciousness. Overall, there is not much
empirical support for this assumption. First, adults typically have more memo-
ries of early childhood than would be expected from Freud’s model of repression.
Second, several longitudinal studies on the development of autobiographical mem-
ory have shown that traumatic events from early childhood are particularly well
remembered in the long term (Peterson 2002).
Another category of theoretical accounts has suggested that very early personal
experiences were never registered properly initially or were rapidly lost from long-
term memory. For example, findings from early neuropsychological studies on
memory in infancy have suggested that infantile amnesia results from the inability
to form and retain explicit memories in infancy and early childhood. As shown
above, evidence for long-term recall during the first 2 years of life speaks against
104 5 The Development of Event and Autobiographical Memory …
this hypothesis because infantile amnesia generally extends to 3 years and later
(Nelson 1994). A related hypothesis claims that infantile amnesia phenomena may
result from memory loss because of problems identifying the origins of the mem-
ories or weak representations of and mismatches between contexts (e.g., Rovee-
Collier and Hayne 2000). For instance, because infants lack language, they encode
their experiences visually or acoustically but not symbolically. Theorists favoring
a retrieval failure hypothesis thus assume that memories formed without language
become inaccessible later on when nonverbal encoding gives way to verbal encod-
ing (e.g., Neisser 1962). However, as was shown above, the empirical support for
this assumption is not very convincing given that preverbal experiences under
some circumstances can later be described once language is acquired (e.g., Bauer
et al. 1998). Meanwhile, numerous studies have demonstrated that the assumption
that infants and very young children lack the symbolic capacity to form long-term
memories is no longer tenable (see Chap. 4).
Another explanation of infantile amnesia suggests that adults do not have many
memories of early childhood because no such memories were formed during the
first years of life due to a general cognitive deficit. For instance, Piaget (1962) pro-
posed that children younger than 2 years of age do not have the capacity for cogni-
tive representations. On the basis of the assumption that very young children are
unable to represent objects and events in their absence, these children should not
be able to recall past events. Both the research on infants’ long-term memory abili-
ties described in the preceding chapter and the prospective longitudinal studies on
the development of autobiographical memory summarized above do not support
this classic assumption.
Given that so many explanatory hypotheses are not supported by recent empiri-
cal data, are there any hypotheses that can be reconciled with the existing data-
base? The answer is yes. Several hypotheses can be linked to empirical findings.
For instance, Leichtman and Ceci (1993) assumed that infantile amnesia is a con-
sequence of the child’s developing information-processing system. In accordance
with basic assumptions of fuzzy-trace theory (Brainerd and Reyna 2002, 2014,
see discussion later in this chapter), Leichtman and Ceci proposed that there is
a developmental shift in how events are represented, such that young children
encode events primarily in terms of verbatim (precise) memory traces, whereas
older children and adolescents rely more on gist (less precise) traces. Given that
verbatim traces are more susceptible to forgetting than gist traces, heavy reliance
on verbatim traces makes memories from infancy and early childhood unavailable.
Gist traces become increasingly available by the early school years, about the time
when more memories can be retrieved.
Another explanation was provided by Howe and Courage (1993, 1997b; Howe
et al. 2009) who proposed that important specific conceptual changes play a role
in the explanation of infantile amnesia. Here, the assumption is that the capstone
event in the demise of infantile amnesia does not occur in the memory mecha-
nisms themselves but in the onset of the cognitive sense of self, as indicated by the
toddler’s recognition of self in a mirror, which is typically found between 16 and
24 months of age (Lewis and Brooks-Gunn 1979). As emphasized by Howe et al.
Infantile Amnesia 105
(2009), there is reason to assume that the factor most important for the emergence
of autobiographical memory is the emergence of the cognitive self, late in the sec-
ond year of life. This cognitive self enables a new knowledge structure whereby
new experiences can be organized as personal. This position seems consistent with
Tulving’s (2002) notion of “autonoetic consciousness,” or an awareness that a cer-
tain event happened to “me” in the past. In a similar vein, Perner and Ruffman
(1995) assumed that episodic memory requires experiential awareness—that is,
the consciousness of having experienced remembered events—which is not pos-
sible before the age of about 4 or 5 years. Thus, the development of autobiographi-
cal memory is accompanied by an understanding of the perceptual origins of one’s
own knowledge (“theory of mind”).
In fact, prospective longitudinal studies on the development of autobiographical
memory have confirmed the importance of the emerging self. In line with Howe
and Courage’s (1993) theory of the role of self-awareness in offsetting infantile
amnesia, children who recognized themselves in the mirror were found to have
more robust event memories and to make faster progress in independent autobio-
graphical reports relative to children who took longer to develop self-recognition
(Harley and Reese 1999; Reese 2014). Children with advanced self-recognition
showed steeper increases in their independent remembering than children with less
advanced self-recognition. By early adolescence, children with a stronger sense of
a past self in early childhood had denser memories from early childhood in which
their autobiographical memories were more closely spaced (Reese et al. 2010).
On the other hand, the longitudinal data analyzed by Reese et al. (2010) did not
support Perner and Ruffman’s (1995) proposal that children’s autobiographical
memory is uniquely linked to changes in children’s theory of mind even though
maternal reminiscing style supports both children’s autobiographical memory and
their understanding of mind.
Whereas it is clear that the notion of self in memory is crucial for autobio-
graphical memory formation and to the issue of infantile amnesia, the cognitive
self is only one important factor that helps in overcoming the amnesia barrier. For
instance, although Leichtman and Ceci (1993) mainly referred to the tenets of
fuzzy-trace theory to explain the infantile amnesia phenomenon, they also noted
that children become increasingly facile with language during their early elemen-
tary school years, using it not just for communication but also as a representa-
tional system. In fact, several theorists have proposed changes in language and
how language is used as an explanation for the phenomenon of infantile amnesia
(Fivush and Hamond 1990; Nelson 1993, 1996). These alternative theories about
the delayed onset of autobiographical memory focus on the roles of emerging lan-
guage and social interaction.
Empirical support for the importance of language can be found in Simcock
and Hayne’s (2002) research, which showed that 2- and 3-year-old children were
not able to translate a preverbal memory into language 6 months later. But lan-
guage is not fully developed by 3 years of age, and other language-related changes
may further influence children’s ability to remember events from the past. Social
interaction, in particular, the sharing of experiences with others linguistically,
106 5 The Development of Event and Autobiographical Memory …
helps children to understand that language can be used to share memories with
others (for reviews, see Fivush 2009; Nelson and Fivush 2004; Reese 2002). As
was shown above, there is growing evidence that talking about past experiences
with one’s parents and family facilitates the construction of a personal history. In
particular, the prospective longitudinal research conducted by Reese and her col-
leagues has demonstrated that other factors such as early mother–child interaction
also play a major role. For instance, Reese et al. (2010) found that maternal remi-
niscing style in the form of elaborative questions not only remained the dominant
influence on autobiographical memory in early childhood but also affected auto-
biographical memory in adolescence. Adolescents had earlier and more volumi-
nous memories from childhood and more insightful memories from adolescence
if their mothers used an elaborative reminiscing style. This finding is compatible
with the view that the cognitive self in the toddler years is but one factor that is
mediated by others such as maternal discourse style as well as cognitive and emo-
tional processing of event information in predicting later memories (Fivush and
Zaman 2014; Nelson and Fivush 2004; Wang 2008).
Although recent prospective longitudinal studies have been helpful in identi-
fying myths concerning the phenomenon of infantile amnesia and have also pro-
vided meaningful explanations for its occurrence, the findings have indicated
that some unresolved issues remain. For instance, recent empirical findings have
challenged the view that episodic memory does not initially emerge until the age
of 4. For instance, the children in the Tustin and Hayne (2010) study accurately
reported information of events that occurred when they were much younger than
4 years of age. Thus, the boundary of childhood amnesia (3.5 years) cannot be
explained by a lack of episodic memory during early childhood. However, a recent
study by Scarf et al. (2013) showed that even though 3-year-olds form episodic
memories, they fail to retain those memories following a delay of 30 min. By con-
trast, 4-year-olds retained episodic memories over much longer delays (up to a
week). The findings of this study support an alternative explanation for childhood
amnesia. That is, although 3-year-olds can form episodic memories, they fail to
retain them over long delays. These results as well as those by Tustin and Hayne
(2010) provide an explanation that is based on forgetting, indicating that forget-
ting makes at least some contribution to childhood amnesia during adulthood. A
comparison of preschoolers’ and adults’ reports of their earliest memories illus-
trates the case. When Tustin and Hayne interviewed children and adults about their
earliest childhood memories, 5-year-olds recalled events that took place when they
were about 1 year old, whereas adults showed the traditional lack of memories
prior to 3.5 years of age. These findings support the assumption that young chil-
dren form episodic memories beginning very early in childhood but that they for-
get these memories over longer periods of time.
Also, there is little doubt that theories highlighting the roles of children’s lan-
guage development, their self-concepts, as well as the role of social interaction
(or more likely, an integration of all these approaches) provide important expla-
nations for the occurrence of the infantile amnesia phenomenon as well as for
individual variations in children’s or adults’ access to early memories. However,
Infantile Amnesia 107
they are less successful in accounting for the longitudinal shift in the age of chil-
dren’s earliest memories found by Peterson et al. (2011). In the Peterson et al.
study, 4- to 13-year-old children were asked for their three earliest memories in
an initial interview and again 2 years later. The findings of that study indicated
that children’s age at the time of their first memory increased as their current age
increased, and their age at the time of their first memory shifted upward by several
months between their initial and follow-up interviews. Also, older children were
more likely to provide the same memories in both interviews, and cues were more
helpful for the older than for the younger children. In a reanalysis of these data,
Peterson et al. (2014) examined influences on the survival of children’s earliest
memories. The data from the Peterson et al. (2011) study were coded for inclusion
of emotional terms and thematic, chronological, and contextual narrative coher-
ence. Results of logistic multilevel modeling indicated that the prediction of the
memory’s survivability over the 2-year period was enhanced by emotion and each
dimension of coherence. On the other hand, the uniqueness of the event and mem-
ory cues were not associated with differences in retention.
Although the Peterson et al. (2014) study provides interesting information
on predictors of memory survivability, we still do not know why the bounda-
ries of infantile amnesia are flexible or why the consistency of earliest memories
increases as children get older. Also, why is it that early memories are so rapidly
forgotten in middle childhood and even more rapidly forgotten by younger than
older children (Reese 2014)? Research focusing on the neural substrates of auto-
biographical memory points to the importance of the protracted development of
cortical structures that affect the encoding, consolidation, and retrieval of early
memory traces (for reviews, see Bauer 2007, 2014). Thus, is it likely that access to
early memories is gradually lost because the information is too poorly organized
to be retrieved over very long delays. This interpretation is supported by the find-
ing that the distribution of early memories generated by young children best fits an
exponential function rather than a power function and that early in the preschool
years, the rate at which memories are forgotten outstrips the rate at which they
are retained (Bauer et al. 2007). Later, during the preschool years, remembering
begins to outstrip forgetting, resulting in a more robust and reliable memory.
Recent brain research also indicates that changes in hippocampal neurogenesis
may play an important role (Akers et al. 2014). Throughout life, new neurons are
continuously added to the dentate gyrus, remodeling hippocampal circuits and
leading to forgetting of established memories. Rates of hippocampal neurogen-
esis are high early in life but decline substantially with age. During infancy, when
neurogenesis levels are elevated, high rates of decay may render hippocampus-
dependent declarative memories inaccessible at later time points. In fact, infantile
forgetting or amnesia is observed across a wide range of species. As demonstrated
by Akers et al. (2014) through a series of experimental studies with mice, reduc-
ing neurogenesis at this developmental stage can increase the persistence of
hippocampus-dependent memories. Moreover, increasing neurogenesis levels at
a later stage of development promoted forgetting in adult mice. These findings
indicate that there is a trade-off between plasticity—the ability to incorporate
108 5 The Development of Event and Autobiographical Memory …
Eyewitness Memory
preschoolers can provide relevant and reliable information about their experiences,
although eyewitness memory performance in such situations improves with age.
mothers did more poorly when answering specific questions about an observed
event than children of the same age who were not shy (Roebers and Schneider
2001). Also, beneficial effects of prior knowledge on memory were reported in
several studies (e.g., Clubb et al. 1993; Schneider and Bjorklund 1992). Moreover,
characteristics of the interview can greatly affect what children remember and
the accuracy of their recollections (for reviews, see Bruck et al. 2006; Ceci and
Bruck 1998). Overall, children recall more when given neutral cues than when
asked open-ended questions, but the accuracy of their recall declines because they
also recall more false information. There is also evidence that children’s personal
involvement in an experience affects memory accuracy. In general, directly par-
ticipating in an event is likely to result in stronger and more accurate memories for
both children and adults, compared with merely watching the event’s occurrence
(e.g., Murachver et al. 1996; Roebers et al. 2004; Rudy and Goodman 1991). Also,
interviewer characteristics, such as whether the interviewer is friendly and sup-
portive, have been found to influence the level of recall, particularly in younger
children (Roebers and Fernandez 2002; Schwarz and Roebers 2006). Another rele-
vant factor discovered in recent years and discussed in some detail below concerns
children’s metacognitive and background knowledge, in particular their monitor-
ing skills and their familiarity with the event.
The importance of knowledge for the quality of eyewitness memory has been con-
firmed in numerous studies. As shown above, even young children can increase the
accuracy of their testimony when provided with adequate incentives. One inter-
esting finding concerns young children’s problems with spontaneously using the
“I don’t know” option, even when they are definitively unsure about the correct
answer (Roebers and Schneider 2000). This may be the case because they feel
obliged to answer all questions in order to meet the interviewer’s expectations
(Roebers et al. 2007). However, even young schoolchildren can be instructed to
enhance the accuracy of their testimony by screening out wrong answers and do
so spontaneously when given explicit incentives for accuracy (Koriat et al. 2001;
Roebers and Schneider 2005). Accordingly, young children can regulate how they
report their memories to produce a more accurate record of past events when they
are allowed and encouraged to screen out wrong answers (e.g., by saying “I don’t
know”) and when they are explicitly motivated to do so. Children given incentives
to be accurate in their recall are, indeed, more accurate than children not given
incentives (Roebers et al. 2001; Zajac and Karageorge 2009).
Meanwhile, numerous studies have demonstrated the relevance of metacogni-
tive knowledge, that is, children’s ability to monitor ongoing cognitive activities
(e.g., Keast et al. 2007; Roebers 2002; Roebers et al. 2007; Roebers and Schneider
2005). Roebers and colleagues assessed children and adults’ metacognitive moni-
toring in event recall and recognition tasks. For instance, Roebers et al. (2007) had
114 5 The Development of Event and Autobiographical Memory …
8- and 10-year-old children as well as adults watch a brief video. Participants were
asked immediately after the session to indicate how sure they were about whether
they would remember specific aspects of the video in 2 weeks (judgment-of-
learning interview). Two weeks later, participants were seen again and questioned
individually about the contents of the video. As a main result, children 8 years of
age and older already showed appropriate metacognitive monitoring. Participants’
judgments of learning and confidence judgments were higher for answerable than
for nonanswerable questions regardless of age, and the intraindividual consistency
in metacognitive knowledge across these two indicators was high. These findings
are in accordance with those of previous studies that also documented relatively
good metacognitive monitoring skills in young elementary schoolchildren and
only minimal developmental changes across the late elementary school years and
beyond (Roebers 2002; Roebers and Howie 2003). Young children’s metacogni-
tive monitoring appears to be insufficient when they answer misleading questions.
Those studies that included younger children (kindergarteners or first graders)
found that this age group tended to be overly optimistic as indicated by their con-
fidence judgments with regard to questions that they did not answer correctly.
Although the number of false alarms usually decreases with increasing age, post-
event misinformation generally has negative effects on recall performance regard-
less of age.
An identification lineup task is a special kind of eyewitness report in a foren-
sic context in which participants’ facial recognition memory is tested. There is
evidence that children perform more poorly on such tasks than adults and that
developmental improvement can be found between the ages of 4 and 10 but not
thereafter (Davies 1993). Apparently, young children seem to attend more to what
people do than what they look like. Interestingly, age-related differences are more
obvious when the test pictures do not include the target actor than when the target
is present in the lineup (Parker and Carranza 1989; Roebers 2003). In such situa-
tions, children’s confidence judgments are clearly not predictive of identification
accuracy.
This was demonstrated by Keast et al. (2007) whose study focused on the con-
fidence–accuracy (CA) relation, that is, the importance of identification confidence
for the discrimination between accurate and inaccurate identifications in a lineup.
Participants in this study were 12-year-old children and young adults. They viewed
a brief video of a credit card theft in a restaurant and were then presented with thief
and waiter lineups. When watching the video, all participants were informed that
they would be asked some questions about the video later. After viewing the video,
they completed a 15-min filler task and then worked on the lineups, making an
identification decision and indicating how confident they were that their decision
was correct. The target was present in about 50 % of the lineups. Although children
displayed higher confidence when making correct target-present identifications, a
result that is also typically found for adults, the children’s confidence was lower
when they made lineup rejections than that of adults, both correct and incorrect.
Consistent with previous research, the confidence–accuracy relations were gener-
ally modest, not exceeding a correlation of .33. Interestingly, a meaningful relation
Eyewitness Memory 115
between participants’ confidence and accuracy for all sets of stimulus materials and
instructional conditions was found for adults but not for the children. However,
additional prompting helped to improve the children’s monitoring skills. When
children were explicitly provided with the option to respond with “I am not sure,”
their false identification rates in target-absent lineups was substantially reduced.
This finding indicates that deficient metacognitive monitoring processes may be at
last partly responsible for children’s typically low performance on such face-recog-
nition tasks (for a more detailed discussion, see Roebers 2014).
Taken together, the findings by Keast et al. (2007) and Roebers et al. (2007)
indicate that children’s metacognitive monitoring skills in eyewitness contexts
seem to differ across settings: Whereas the diagnostic value of children’s identifi-
cation confidence in lineup situations (face-recognition tasks) seems questionable,
their confidence judgments in recall situations can assist police in determining
which of the items recalled are more likely to be accurate than others as long as
the questioning is unbiased (see Koriat et al. 2001, for supporting evidence).
As was shown above, individual differences in children’s background
knowledge for a given event also play an important role in eyewitness memory
(Elischberger 2005; Ornstein et al. 2006). Children’s recollections of stressful
and invasive medical procedures are related to their knowledge of the procedures.
Ornstein et al. (1998) included both typical and atypical features in a mock physi-
cal examination in a study with 4- and 6-year-old children. Children were inter-
viewed about the exam both immediately and 12 weeks later. When long-term
memory was tested, children of both ages recalled more typical features correctly
than atypical features, a finding that reflects the positive effects of the knowledge
base. However, there was also a negative side to knowledge in this study; that is,
children from both age groups were more likely to erroneously say that a typical
event happened when it did not. Thus, their false alarms were higher for typical
than for atypical events. Overall, however, research assessing the impact of back-
ground knowledge on children’s autobiographical memory has demonstrated that
young children are less susceptible to misleading information and better at recall-
ing experienced events when they possess a clearly developed script of the relevant
situation. Regardless of age, domain knowledge has a positive impact on eyewit-
ness memory (Ornstein et al. 1998).
Stressful events such as medical procedures are not only experienced by most
children, they are also particularly salient because of their threatening contents.
Developmental studies on the recall of stressful and traumatic events have typ-
ically found developmental differences such that older children tend to be more
accurate and complete than younger ones in their reports of nonstressful and
stressful events (for a review, see Paz-Alonso et al. 2009). Young children’s memo-
ries of stressful experiences such as a visit to the doctor for a physical examination
116 5 The Development of Event and Autobiographical Memory …
seem quite accurate (see Baker-Ward et al. 1993; Goodman and Quas 1997;
Ornstein et al. 1997, 2006). However, the relevant literature is not consistent with
regard to the assumption that higher levels of distress are associated with better
memory even though some findings are supportive. Direct comparisons of reports
of traumatic and nontraumatic events have revealed that narratives about traumatic
events such as a devastating tornado were about twice as long as those referring to
nontraumatic events experienced at about the same time, regardless of age (Ackil
et al. 2003; Fivush et al. 2004). Although the range in the ages of the children par-
ticipating in the study was large, age differences in recall were not pronounced.
The results of this research and other studies (e.g., Fivush et al. 2003) suggest that
children’s memory reports of traumatic and nontraumatic experiences differ quali-
tatively such that narratives about traumatic events are more complete and better
integrated (Bauer 2006).
However, as noted by Pipe and Salmon (2009), generalizing from laboratory
studies to the forensic context is not straightforward given that the events about
which children are interviewed in forensic contexts (e.g., sexual abuse) are not
always salient or significant for them at the time. Moreover, it seems likely that
in many studies in which children have shown good retention (e.g., dealing with
a hurricane or injuries), the children were probably reminded of their experiences
by family members or friends, and this is unlikely to occur in the case of sexual
abuse, which in most cases is a very private experience that is rarely discussed
with others (Fivush 1997). Such differences may affect the memorability of stress-
ful and traumatic events.
Perhaps the single most investigated area of eyewitness testimony concerns age
differences in suggestibility (for reviews, see Brainerd and Reyna 2005; Bruck
and Ceci 1999; Ceci and Bruck 1998; Reyna et al. 2002). The primary concern of
developmental researchers has been whether children are more susceptible to sug-
gestion than adults. Needless to say, studies of children’s and adults’ suggestibil-
ity have important forensic implications as well. In most suggestibility paradigms,
participants witness an event and are later presented with some post-event infor-
mation that contradicts events observed earlier (misinformation) or are asked sets
of misleading questions that suggest an inaccurate “fact” (Ceci et al. 1987; Quas
et al. 2007). There is little doubt that people of all ages are susceptible to both mis-
information and misleading questions. As noted by Roebers and Schneider (2002),
this finding is consistent across situations, as indicated by considerable group sta-
bility across witnessed events. Roebers and Schneider (2002) examined the con-
sistency of 6-, 8-, and 10-year-olds’ eyewitness memories of two different videos.
Considerable group consistency in response patterns was found across the two
events. This was also true for the issue of suggestibility to misleading questions.
In particular, children from the youngest age group (i.e., the 6-year-olds) in most
Eyewitness Memory 117
cases complied with the interviewer and accepted most of the false suggestion in
both interview situations, thus showing high levels of suggestibility across the two
situations.
Although this has been a controversial area of research, most studies that have
looked for age differences in suggestibility have found them, with preschool chil-
dren being particularly susceptible to suggestion (see reviews by Bruck et al.
2006; Pipe and Salmon 2009). About 90 % of the studies that included develop-
mental comparisons reported significant age differences such that preschoolers
were found to be the most suggestible age group (Bruck and Ceci 1999; Ceci and
Bruck 1993). For instance, individual differences in preschoolers’ behavioral prob-
lems and inhibitory control have been shown to influence children’s suggestibil-
ity and their provision of inaccurate information (Schaaf et al. 2008). Moreover,
it has been shown in several studies that interviewer characteristics such as
interviewer bias substantially affect the accuracy of young children’s reports. For
instance, Thompson et al. (1997) conducted a study in which 5- and 7-year-olds
viewed a staged event that could be construed as either abusive or innocent. When
questioned by a neutral interviewer or by an interviewer whose interpretation was
consistent with the activity viewed by the child, children’s accounts were factu-
ally correct. However, when questioned by interviewers who had been given false
information about the event, children often made incorrect accounts consistent
with the biased interviewers’ scripts.
Age differences in suggestibility have also been confirmed in other studies that
used realistic and externally valid designs by simulating repeated questioning in a
legal context.
For instance, Bjorklund, Cassel, and their colleagues (Bjorklund et al. 1998;
Cassel and Bjorklund 1995; Cassel et al. 1996; Roebers and Schneider 2005)
simulated a prototypical eyewitness experience that spanned a 1-month period
beginning with a participant observing a videotaped event and ending with the
participant being asked to recall the matter in a trial. Children of different ages
and adults went through several questioning sessions, involving free recall and
leading questions suggesting either correct or incorrect “facts” in the same man-
ner in which attorneys might question someone who had witnessed a petty theft.
Finally, subjects were questioned about 4 weeks after they had observed the event
using both correctly leading and misleading questions in the same interview. As a
major result, Bjorklund, Cassel, and their colleagues reported age differences in
responses to repeated suggestive questioning, with kindergarten children follow-
ing misleading questions and changing their answers more often than older par-
ticipants (see Fig. 5.5). As shown in this figure, whereas participants of all ages
tended to change their answers when questioned about noncentral (peripheral)
items, only the kindergarten children showed this pattern for the central items.
However, on the final multiple-choice questions, the kindergarten children were
able to provide the correct answer as often as they had to the initial questions,
despite intervening errors.
The latter finding indicates that young children’s erroneous answers do not nec-
essarily reflect an actual change in memory representation. It is likely that some
118 5 The Development of Event and Autobiographical Memory …
100
Correct
80
Percentage of Responses
Incorrect
60
40
20
0
6-Year-Olds 8-Year-Olds Adults
a short time, talking to the teacher and listening to a story. Children in the “stereo-
type condition” were given misleading background information about Sam Stone
before his visit. Children in the “suggestion condition” were interviewed several
times after Sam Stone’s visit and given misinformation about the visit. Children
in the “combined condition” received both the negative stereotype and misinfor-
mation before the visit and were repeatedly interviewed thereafter. Finally, chil-
dren in the control condition received neither the stereotyped information nor the
misinformation about Sam. When children were given an open-ended interview
2 weeks after the visit, Leichtman and Ceci found that the highest levels of false
reports about Sam’s visit came from children who received both the stereotyped
information before the visit and the misinformation thereafter. Impressively, the
percentage of erroneous answers increased to more than 70 % for the younger
preschoolers when the children were asked specific follow-up questions concern-
ing whether Sam had ripped a book or got a teddy bear dirty. Obviously, many
children firmly believed that these events actually happened, even after being told
that the events were just made up. Thus, it seems that false memories of plausible
but extraordinary events are relatively easy to put in young children’s minds (see
Goodman and Clarke-Stewart 1991, for a similar example).
Although most studies reviewed so far have emphasized a particularly strong
impact of suggestive interview techniques on the accuracy of young children’s
reports, it seems important to point out that children older than 6 years of age and
adults are also suggestible across a wide range of events. However, the magnitude,
boundary conditions, and factors involved in suggestibility at these ages have not
been adequately examined so far (Bruck and Ceci 1999). Similarly, it should be
noted that there are pronounced individual differences in susceptibility to mislead-
ing information. Some preschoolers are very resistant to interviewers’ sugges-
tions, whereas some older children immediately follow the slightest suggestion.
Although we previously discussed several factors (e.g., IQ, compliance, knowl-
edge about the event, etc.) that might contribute to these differences, we are still a
long way from understanding the sources of these differences.
Why are younger children so susceptible to the effects of misinformation and
suggestion? Again, fuzzy-trace theory (Brainerd and Reyna 1998, 2005, 2014;
Reyna and Brainerd 1995) offers an explanation. According to fuzzy-trace theory,
young children are more reliant on verbatim (exact) memory traces than older
children. Because verbatim traces deteriorate rapidly, they may not be available
when post-event information is provided or when suggestive questions are asked.
Thus, erroneous information may be incorporated with “real” memories and may
thus become indistinguishable from them. In fact, research has shown that false
memories can be more resistant to forgetting than real memories (e.g., Brainerd
and Mojardin 1999; Brainerd and Reyna 2002). Therefore, it appears that under
certain circumstances, children can come to believe their implanted memories and
treat them as real. The issue of developmental trends in false memory creation is
an interesting one and will be taken up again in more detail below.
120 5 The Development of Event and Autobiographical Memory …
The studies by Leichtman and Ceci (1995) and Goodman and Clarke-Stewart
(1991) clearly indicate that young children’s memories can be changed by expo-
sure to consistent misinformation about events, causing them to confuse the source
of the information, making them believe that the misinformation is actually some-
thing that they experienced and not something they heard someone else say (Ackil
and Zaragoza 1995).
The issue of source monitoring, which refers to the ability to specify con-
textual information surrounding a memory, has received considerable attention
during the past two decades. More often than not, people remember events that
really happened. Moreover, in most cases, they also remember whether the events
happened to them or somebody else. Other times, however, people confuse an
actual event with an imagined event or an event that happened to them with an
event that happened to others. That is, source monitoring is not perfect, even in
adults (Drummey and Newcombe 2002; Lindsay et al. 1991; Johnson et al. 1993).
Research has shown that young children often experience problems monitoring the
source of their memory. They sometimes have difficulty determining whether they
actually performed an act or just imagined it (Ackil and Zaragoza 1995; Foley
et al. 2010). Such findings have caused some researchers to propose that young
children’s increased susceptibility to suggestion may largely be due to problems
with monitoring the source of their knowledge. Some research supports these
speculations, showing that young schoolchildren who are poor at source monitor-
ing are more prone to the effects of suggestion (Ceci and Bruck 1995; Mazzoni
1998). Moreover, children who were given source-monitoring training made fewer
false statements to misleading questions (Thierry and Spence 2002).
There is evidence for developmental trends in source monitoring, even though
the findings are not consistent and the time course of developmental improvements
is not entirely clear. For instance, studies exploring children’s theory of mind
have found considerable source-monitoring difficulties in 3-year-olds, whereas 4-
and especially 5-year-olds are quite good at specifying how they learned some-
thing (Gopnik and Graf 1988; Perner 1991; Perner and Ruffman 1995). Similarly,
Welch-Ross (1995) reported good source memory for older preschoolers, and
Lindsay et al. (1991) found that 4-year-olds were surprisingly good at a source
task, having difficulty recalling the sources only when the sources were highly
similar to one another (see also Foley et al. 1987). Although these findings indicate
that children’s source monitoring seems to function well by the age of 4 years,
other research using different experimental procedures has not confirmed this mes-
sage. For instance, to chart developmental trends in source monitoring, Drummey
and Newcombe (2002) used a more difficult source task that they took from the
literature on source amnesia in the elderly and adapted it for 4-, 6-, and 8-year-old
children. They found that children’s source-monitoring abilities seemed to undergo
a dramatic shift between the ages of 4 and 6 years. Drummey and Newcombe also
found a substantial correlation between changes in source monitoring and a meas-
ure of prefrontal functioning.
Eyewitness Memory 121
How easy is it to create a false memory in a person, that is, to get children or adults
to believe an event happened to them when it never really did? Research conducted
by Elisabeth Loftus and colleagues has demonstrated that false memories from
childhood can easily be planted in the mind of an adult. For instance, Loftus and
Pickrell (1995) presented college students with four scenarios of specific childhood
events that were based on reports of parents and older siblings. One event, being
lost in mall at age 5, never actually occurred. The participants were asked to write
as much about each event as they could remember and were later interviewed about
the events. They accurately remembered, on average, almost 70 % of the true events.
However, they also “recalled” about 25 % of the false events, sometimes vividly.
False memory creation using similar procedures has also been demonstrated in
preschool children (Ceci et al. 1994). These authors interviewed children throughout
an 11-week period about events that might have happened to them. For example,
children were asked whether they remembered ever getting their fingers caught in
a mousetrap. Figure 5.6 provides the percentage of false reports across the sessions
separately for 3- to 4-year-olds and 5- to 6-year-olds. Although few children admit-
ted to experiencing these false events in the early interview sessions, the percentage
of false assents increased as a function of session. By the end of the study, more than
50 % of the younger preschoolers and about 40 % of the older age group assented
that these events happened, indicating that preschool children are even more suscep-
tible to creating false memories than adults.
122 5 The Development of Event and Autobiographical Memory …
60
3- to 4-year-olds
50
Percentage of False Assents
5- to 6-year-olds
40
30
20
10
0
1 2 3 4 5 6 7 8 9 10
Sessions
children. Principe and Ceci (2002) asked children who recalled events seen only
by their classmates whether they themselves had seen these activities take place
or had merely heard about them from someone else. Half of the children received
neutral interviews, whereas the remaining half were questioned in a suggestive
manner. Interestingly, children in the classmate condition who did not witness the
target activities also reported these activities. In particular, those children in the
classmate condition who were exposed to the suggestive interviews were more
likely than the children in the control condition to report having actually seen
these activities. This finding suggests that natural conversations with cowitnesses
not only may induce false reports but may also lead to source confusion.
Subsequent research (e.g., Principe et al. 2006, 2010) using a slightly different
experimental paradigm has confirmed these findings, again showing that rumors
can leak into memory. Principe et al. (2006) had some preschoolers in the same
classroom overhear an adult allege a fictitious rumor that a certain event occurred
in their school. A second group of children did not overhear the adult, but instead
interacted freely with their classmates who were exposed to the rumor. A third
group who had no contact with the two other groups actually experienced the
event. When questioned later, the children exposed to the rumor, either directly
from the adult or secondhand from their classmates, were as likely to report expe-
riencing the rumored event as the children who actually experienced it. Children
in the rumor conditions who said they saw the event provided more vivid descrip-
tions of the (non)event than children who said they did not see the event, suggest-
ing that the rumor produced a true false memory, complete with perceptual details.
In a subsequent study, when some children were warned that a false rumor was
going around, this reduced the number of false reports of rumored events in the
5- to 6-year-olds, but did not affect the 3- to 4-year-old children’s reports. The
research conducted by Principe and colleagues also indicates that children are
especially likely to embellish information picked up by peers, showing the impor-
tant role of peers as a source of errors and that memory-sharing situations can be
a potent source of children’s report contamination (for more details, see Principe
and Schindewolf 2012).
One final interesting aspect of this research concerns the impact of misinformed
parents on children’s memory. Principe et al. (2012) had children watch a specific
event (a magic show) and then gave the children’s mothers a letter that asked them
to discuss the show naturally with their children. Mothers in the suggestion let-
ter condition received misinformation, whereas those in the neutral letter condition
did not receive the false suggestion. Results indicated that the letter was a potent
form of suggestion. The suggestive letter children were more likely to wrongly
report the suggested event, with about 60 % of the children claiming that they saw
the rumored event. Interestingly, the influence of the misinformation manipula-
tion varied as a function of maternal reminiscing style. In line with the prediction
from the studies on autobiographical memory described above, children of high-
elaborative mothers provided more detailed narratives of the actually experienced
portions of the magic show than children of low-elaborative mothers. However,
children with high-elaborative mothers were two times more likely than those with
124 5 The Development of Event and Autobiographical Memory …
low-elaborative mothers to wrongly report the rumored event. Children with high-
elaborative mothers also provided more narrative detail than those with low-elab-
orative mothers. These findings demonstrate that the highly elaborate style usually
associated with more skilled autobiographical remembering is also linked with
increases in errors in children’s memory when mothers are exposed to misinfor-
mation about their children’s experiences (Principe and Schindewolf 2012).
Overall, the picture that emerged from developmental research on children’s
false memories during the past two decades has been quite consistent. That is,
false memories have been found to decrease with age throughout childhood and
adolescence (e.g., Bruck and Ceci 1999; Ceci and Bruck 1993). Age declines have
been reported in numerous memory suggestion experiments that were intended
to evaluate the effects of manipulative interviewing practices (Ceci et al. 2007;
Marche 1999). During the past decade, however, several published experiments
have tested fuzzy-trace theory’s prediction that some of the most powerful forms
of false memory in adults are considerably attenuated in children. Brainerd and
Reyna (2007, 2014; Brainerd et al. 2008) have developed an extensive theory-
based research program directed at questions about the origins and development
of false memories, for both memories that are spontaneously produced and those
that were implanted by suggestive questioning. On the basis of FTT, together with
the assumption that the knowledge base becomes increasingly rich and intercon-
nected in later childhood and adolescence, they predicted that the occurrence of
false memories would increase during the course of childhood and adolescence
for materials that make it easy to form semantic connections among learning mate-
rials. In fact, in reviewing many experiments, they found that in some common
domains of experience in which false memories were rooted in semantic/meaning
connections among word lists or events, age increases in false memory were the
rule and not the exception.
For instance, Brainerd et al. (2008) reviewed 17 articles that contained 26
experiments in which false recall or false recognition was measured using seman-
tically related materials (Deese–Roediger–McDermott = DRM lists) in children
and adults who ranged in age from 3 years to their early 20s. Almost all of these
experiments provided impressive evidence of age increases in intrusions and
false alarm rates. Similar evidence of developmental reversals has been found
in research on memory suggestion. Brainerd et al. (2008) concluded from their
review that such developmental reversals occur when memory errors are rooted
in the formation of meaning connections between events, and when it is difficult
to use verbatim memory for actual events to suppress those errors. Moreover, this
effect seems particularly pronounced for verbal materials but may not generalize
to pictorial stimuli. Howe (2006, 2008a) confirmed the developmental reversal
effect for semantically related word lists by finding that the false recall of unpre-
sented category exemplars more than doubled between the ages of 5 and 11. When
lists were presented as pictures, however, this age trend disappeared: False recall
levels for the pictures did not differ as a function of age. The question of why pic-
torial presentation has such a powerful suppressive effect on age increases in false
memory awaits further investigation.
Eyewitness Memory 125
In recent years, there has been increased interest in dual-process retrieval mod-
els (see Ghetti and Lee 2014; Jacoby 1991; Malmberg 2008; Yonelinas 2002, for
reviews) that propose distinct components in recognition memory. The discrimi-
nation of true from false memories is a topic central to most contemporary dual-
process models of memory. These models propose two processes—recollection
and familiarity—that underlie both recall and recognition. In most dual-process
models, recollection is defined as the consciously controlled intentional use of
memory that allows for the retrieval of qualitative details of a past event. The pro-
cess of recollection is frequently associated with the subjective experience of vivid
remembering and involves remembering particular aspects of a prior episode such
as perceptual details or the source of information. Familiarity, by contrast, usually
refers to experiences of prior events that may arise from activated semantic rep-
resentations (e.g., as present in the DMR tasks described above). The familiarity
126 5 The Development of Event and Autobiographical Memory …
to improve into adolescence (Brainerd et al. 2004; Ghetti and Angelini 2008; Ofen
et al. 2007). These general trends are observed not only in accurate memories but
also in false memories (Holliday 2003). Growth in recollection seems to outpace
changes in familiarity, but increases in the degree to which gist is relied on may be
substantial under some conditions (see Brainerd et al. 2004).
An interesting issue raised by Ghetti (2008) is whether the observed age-related
increases in false memory are driven primarily by increases in the selected age
range rather than by a gradual linear increase across all age groups. For instance,
the literature based on the DRM paradigm reviewed by Ghetti seems to indi-
cate that the age effects observed in false memory formation were driven by the
youngest children in the various samples (mostly preschoolers), whereas no dif-
ferences were observed between groups of younger and older schoolchildren. In
other research, only adults exhibited significantly higher rates of false memories
than children did, but no age differences were found within the sample of chil-
dren. According to Ghetti, it is possible that the development of gist processing is
steeper between early and middle childhood or between late childhood and adult-
hood than it is during middle childhood. Clearly, there is a need for more research
on this issue and the development of an overarching model that represents all pro-
cesses that underlie false memory formation.
In sum, as noted by Ghetti and Lee (2014), a relatively small amount of lit-
erature on the development of recollection and familiarity during childhood has
converged to show distinct developmental trajectories. More research is needed to
provide a full picture of factors that might affect the development of these pro-
cesses. The review of developmental cognitive neuroscience studies provided
by Ghetti and Lee indicates that this just emerging field has already yielded new
interesting insights. For instance, this research has begun to show that there is
considerable improvement during middle childhood in not only the prefrontal-
cortex-mediated strategic mechanisms but also the medial-temporal-lobe-mediated
mechanisms that support the binding and contextual processing that are critical for
recollection. There is reason to assume—and future research may show—that the
same might be true for mechanisms supporting familiarity.
Summary
This chapter has shown that our understanding of the development of autobiographi-
cal memory has improved considerably during the past three decades. Event mem-
ory in general, and more specifically eyewitness memory, has been one of the most
investigated areas in cognitive development lately. When Schneider and Pressley
(1989) summarized the state of the art, research on children’s event memory was
just beginning, with studies conducted by Jean Mandler, Katherine Nelson, and their
colleagues providing the first insights into the importance of script knowledge for
young children’s general representation of events. This early research stimulated
Eyewitness Memory 129
How does modern research on memory development differ from the historical
approaches outlined in Chap. 2? As has been shown in the preceding chapters, one
of the crucial differences between classic and modern approaches concerns a shift
from an emphasis on describing developmental differences in memory perfor-
mance to an emphasis on identifying the underlying mechanisms of developmental
differences and developmental change. Another difference concerns the theoretical
framework used to describe and explain memory development, that is, a shift from
very general theoretical assumptions to testable models.
Since the mid-1960s, research on memory development has been strongly
influenced by theoretical models derived from information processing and neu-
roscience approaches (see the reviews by Bauer 2006; Kail 1990; Schneider and
Bjorklund 1998, 2003; Schneider and Pressley 1997). Developmental psycholo-
gists began looking at changes in children’s thinking in terms of a computer meta-
phor. From this perspective, memory development can be seen as reflecting either
hardware (the capacity of memory systems and the speed at which information
can be processed) or software (e.g., use of strategies). As already shown above,
developmental research on memory has been strongly influenced by multistore
memory models developed in cognitive psychology that distinguished between a
sensory register (SR), a short-term store (STS), and a long-term store (LTS; see
Atkinson and Shiffrin 1968). Please note that multistore conceptions of memory
have been supported by research carried out in biology, psychopathology, and neu-
roscience (Bauer 2007; Squire 1999). For instance, research exploring short-term
memory (STM) and long-term memory (LTM) processes in infancy has provided
strong evidence for such a view (see Chap. 3).
Although research on infancy (see Chap. 3) and research on autobiographi-
cal memory (see Chap. 5) have accumulated over the past few decades, the vast
majority of experimental studies on memory development between the mid-1960s
and the late 1980s have been carried out on elementary schoolchildren, adoles-
cents, and adults and have mainly dealt with explicit memory (i.e., the conscious
the information kept in the STS in a different order (as in the backward memory
span task) or when the task is to retain partial results while solving an arithmetic
problem without paper. There is empirical evidence that short-term and working
memories reflect separate but highly related constructs (e.g., Engle et al. 1999).
The two constructs are also linked to different neural subsystems in that WM
relies more on the dorsolateral prefrontal cortex (PFC), whereas maintaining infor-
mation in mind and not manipulating it (STS) does not need the involvement of
the dorsolateral cortex. Imaging studies have shown frontal activation in the vent-
rolateral PFC only when memory maintenance was the goal of the task (Diamond
2013). Since the mid-1970s, the term “working memory” has been more dominant
in the field after Baddeley and Hitch (1974) came up with a general model that
demonstrated that a single module could not account for all kinds of temporary
memory. Thus, the findings concerning “short-term memory” and “working mem-
ory” will be discussed separately below.
One of the oldest and most controversial issues concerning children’s information
processing is whether the amount of information they can actively process at one
time changes with age. Age differences in the capacity of the STS were typically
found in developmental studies that used memory span tasks. Memory span tasks
have simple structures and provide reliable data. Such tasks require participants
to repeat, in the exact order, a series of rapidly presented items such as digits or
words. Participants are usually presented sequences of stimuli at a constant speed
(e.g., one item per second). Short sequences (e.g., three items) are used first, with
subsequent presentations increased by one item at a time until the participant can
no longer reproduce the entire sequence. A child’s memory span is defined as the
longest sequence recalled correctly and is considered to reflect the size of the STS.
From the very beginning, developmental studies on children’s memory span have
shown that developmental improvement on these tasks was determined in part by
the type of material being memorized, with the slopes of developmental memory
span curves varying as a function of item type (e.g., digits, letters, or words).
Figure 6.1 illustrates developmental differences as a function of type of learning
material. According to Dempster (1978), the differences in slopes may reflect dif-
ferences in item encoding facility. As shown in Fig. 6.1, memory span increases
steadily with age, with the comparably largest memory spans reported for the digit
span measure. Obviously, the digit span of 5-year-olds (about four items) dou-
bles that of 2-year-olds (about two items). Although the average memory span of
9-year-olds (six items) is considerably higher than that of the 5-year-olds, there
is not much increase in digit span until adulthood, with the digit span of adults
averaging around seven items, which is in accordance with the “magic” number
7 (+ and −2) reported by Miller (1956) as the maximum number of slots that peo-
ple can hold in STS.
134 6 The Role of Basic Memory Capacities and Working Memory
6
Number of Items
5
3
Word Span
2
Letter Span
1 Digit Span
0
Age
Fig. 6.1 Developmental differences in digit span, letter, span, and word span. (Adapted from
Dempster 1981)
points (ages 17 and 23), indicating that a peak in verbal memory capacity was
reached by late adolescence. As shown in Fig. 6.2, particularly pronounced
increases in sentence span were observed between the ages of 7 and 8 and the ages
of 12 and 17, respectively. The number of sentences remembered correctly was
about 15 during the preschool years and about 25 around the end of the elementary
school years and went up to more than 35 during the adolescence years.
Do these findings indeed indicate that basic memory capacity increases stead-
ily across childhood and adolescence? In a seminal paper, Chi (1976) evaluated
this assertion. The results of her analyses did not provide much support for such
an assumption. The available evidence suggests that the parameters characterizing
short-term memory such as capacity and rate of information loss are comparable
across different age groups. On the other hand, however, substantial age-related
differences were observed in the use and acquisition of control processes such as
rehearsal and grouping. Chi concluded from her analysis that what appears to be a
short-term memory capacity limitation in children is actually a deficit in process-
ing strategies as well as in processing speed.
Although age differences in memory span have been found to be stable in
numerous studies, we still need to ask whether this is mainly due to developmen-
tal differences in strategy use and information processing speed as Chi concluded.
In an extensive review of the literature, Dempster (1981, 1985) explored whether
strategic variables such as rehearsal, grouping, and chunking as well as nonstra-
tegic variables such as item identification speed and item ordering could explain
developmental differences in memory span. His critical evaluation of the available
evidence lets him to conclude that strategic variables are not a major source of
memory span differences even though effects of rehearsal, grouping, and chunking
45
40
35
30
25
M
20
Younger
15
Older
10
5
0
Total nr. of Total nr. of Total nr. of Total nr. of Total nr. of Total nr. of
Correct Correct correct Correct Correct Correct
Sentences Sentences Sentences Sentences Sentences Sentences
W3 W4 W5 W7 W10 WE11
Fig. 6.2 Development of sentence span, as a function of age group (Schneider et al. 2009, p. 74,
Fig. 2)
136 6 The Role of Basic Memory Capacities and Working Memory
on performance in memory span tasks could not be ruled out. On the other hand,
he inferred from the findings that one nonstrategic variable, namely item identifi-
cation speed, is a major and the only really relevant source of span differences. A
closer inspection of this review article reveals that Dempster was a very cautious
and conservative evaluator of research outcomes with a tendency to play down the
relevance of strategic and nonstrategic variables whenever the database was incon-
sistent. In the following, the impact of these variables on developmental differ-
ences in memory span will be briefly reconsidered by using a more comprehensive
database. The role of information processing speed will be given special attention,
given that it was the only variable that was shown to explain developmental differ-
ences in short-term memory capacity in Dempster’s analysis.
Another strategy hypothesis was that active grouping and regrouping of the to-
be-learned materials would mediate developmental differences in memory span.
This hypothesis followed from the observation that adults spontaneously group
items given in a memory span task and that adults generally remember more items
on lists that contain temporal or rhythmic groupings (Dempster 1981). The effect
of grouping on memory span was studied frequently in the 1970s and 1980s (for
reviews, see Dempster 1981, 1985; Schneider and Pressley 1997). Unfortunately,
the studies that investigated the effects of experimenter-imposed grouping proce-
dures on memory span did not provide clear-cut results. Although in some studies,
the predicted interactions between age and grouping variables were found, indicat-
ing spontaneous grouping in older but not in younger children, these studies were
plagued by methodological problems such as ceiling effects for older participants
and floor effects for younger children. As the data were consistently mid-range,
there was little evidence of a developmental interaction (e.g., Engle and Marshall
1983; Halford et al. 1985; Samuel 1978). More recent studies (e.g., Bailey et al.
2009; Dunlosky and Kane 2007) have replicated earlier findings, demonstrating
that age difference in effective strategy use (i.e., grouping) could not explain the
age-related variance in span performance and thus confirming the view that there
is little support for the grouping hypothesis.
A more promising hypothesis concerns the impact of chunking on the develop-
ment of memory span. Chunking refers to the recoding of two or more nominally
independent items of information into a single familiar unit. This process depends
on knowledge of the items and is thus a knowledge-specific strategy (Chi 1978).
From this perspective, age differences in memory span are presumed to be due
to larger information sequences being encoded as chunks with increasing age,
permitted by the expansion and increasing conceptualization of knowledge with
development. In one of the first studies to test the chunking hypothesis, Dempster
(1978) compared the short-term memory performances of 7-, 9-, and 12-year-old
children who were presented with various materials such as numbers, consonants,
words, and nonsense syllables. Developmental differences were obtained when
the materials were chunkable but not when chunking was not possible given the
material. Unfortunately, Burtis (1982) failed to obtain supportive evidence. Burtis
presented 10- to 14-year-olds with easy-to-chunk, somewhat difficult to chunk,
and difficult-to-chunk consonant sequences. Regardless of age, the participants in
this study seemed to chunk all of these materials, thus undermining the conclu-
sion that chunking alone could account for age-correlated increases in the recall of
consonants. Although the findings by Burtis (1982) are based on supra-span lists
and thus cannot be generalized safely to the memory span task, the discrepancy
between the outcomes of the two studies is puzzling.
One obvious problem with the studies by Burtis and Dempster is that in nei-
ther piece of research were students’ prior knowledge and familiarity with the con-
sonant sequences determined directly. A classic study carried out by Chi (1978)
controlled this factor with more complex materials. She compared the abilities of
chess experts and novices in memorizing chessboard positions. Most fascinating
from a developmental perspective, the 10-year-old children were the experts in this
138 6 The Role of Basic Memory Capacities and Working Memory
study and the adults the novices. Although the children performed more poorly
on a digit span task, the results were reversed for recall of the chess positions.
Chunking was implicated in the post-experiment interviews, with child experts,
indicating that they viewed the whole chessboard as the unit of learning. The chil-
dren, who knew a lot about chess, were in a better position to create chunks.
These findings clearly support the chunking hypothesis. However, a caveat seems
in order here. Although there is little doubt that the experts and novices differed sys-
tematically in the way they reconstructed the chess positions, it appears to be more
difficult to identify chunks in performance than was assumed by Chi (1978). In a
careful replication study based on a much larger sample of child and adult chess
experts and novices, Schneider et al. (1993) found no support for the assumption
proposed by Chase and Simon (1973) and adopted by Chi that all chess pieces
reconstructed within a 2-s interval belonged to the same chunk and that chunk size
assessed for a 2-s inter-response latency time (IRT) differed between experts and
novices. Whereas the IRT measure did not lead to clear-cut results in the Schneider
et al.’s (1993) study, a “collective reconstruction” measure turned out to be more
informative. Using this index, Schneider and colleagues found qualitative differ-
ences between experts and novices in that the majority of the experts followed a
similar sequence when reconstructing the pieces, whereas the novices’ initial
reconstruction patterns were much more variable and unpredictable. Despite these
methodological problems, the studies by Chi (1978) and Schneider et al. (1993)
confirmed the importance of chunking for performance on memory span tasks.
The robustness of age-related span differences increases the attractiveness of
the interpretation that the actual capacity of the STS increases with age. As appeal-
ing as this is, however, it is too simple. The research described above has made
it clear that memory span is not a domain-general phenomenon that is essen-
tially identical regardless of what type of information is being remembered (see
Dempster 1978). Rather, how much a person knows about the stimuli he or she is
remembering definitively affects memory span such that knowledge presumably
has an effect by influencing processing speed.
Some researchers (e.g., Chi 1977; Huttenlocher and Burke 1976) have suggested
that age differences in memory span may be due in part to the requirement that
materials on memory span lists be reproduced in order. Thus, one implication of
the item-ordering hypothesis is that the disadvantage of young children relative
to older children and adults should be greater when an ordered scoring method is
used than when recall is scored without regard to position errors (Dempster 1981).
In support of this hypothesis, Chi (1977) reported 100 % improvement in
recall performance by 5-year-olds when the order of the items was not consid-
ered. Similarly, Case et al. (1982) demonstrated that higher memory spans were
The Development of Short-Term Memory Capacity 139
is virtually identical for task after task whether the task is novel when executed
or has been practiced before (see also Hale et al. 1993). Also, it was shown in
longitudinal growth curve modeling studies that the speed with which cognitive
processes are executed increases substantially in childhood and less rapidly in ado-
lescence: Whereas linear models yielded relatively poor fit to the data, the fit of
exponential and quadratic models was much better (Kail and Ferrer 2007).
This developmental change in processing and mental speed has been assumed
to reflect, at least in part, the growth of a global mechanism. That is, the mecha-
nism is not specific to particular tasks but instead is a fundamental property of
the emerging information processing system. The assumption of a global mecha-
nism that accounts for developmental changes in processing speed is backed up by
two lines of evidence. First, age-related variance in speeded measures is virtually
eliminated through statistical control of other measures of processing speed. Also,
when age differences in task-relevant knowledge are experimentally controlled
for, age differences in memory span no longer occur (cf. Dempster 1985). Second,
children’s reaction times are often a simple multiple of adult reaction times
across a wide variety of tasks and conditions (Kail and Salthouse 1994). It seems
important to note, however, that the nature of the global mechanism still remains
unclear. For instance, findings from dual-task experiments rule out the possibility
that this hypothetical mechanism can be equated with increases in the total amount
of processing resources. That is, when children of different ages are required to tap
a key as quickly as possible while working on a cumulative rehearsal task (e.g.,
Guttentag 1984), developmental differences in rehearsal efficiency are typically
observed, a finding that can be explained by older children’s greater amount of
practice and processing efficiency and not by a larger total processing capacity per
se. Older children simply need fewer resources than younger children to perform
the task successfully (Kail 1991).
Is the underlying mechanism really domain-general? There is evidence that it
may not be as global as previously assumed. For instance, Kail and Miller (2006)
carried out a longitudinal study with children who were tested on a large number
of speeded tasks when they were 9 years of age and retested 5 years later using the
same test battery. The primary aim of the study was to determine whether process-
ing speed in the language domain develops at the same rate as global processing
speed. As a main result, developmental change in processing speed was greater
on nonlanguage tasks (sampling global processing speed) than on language tasks.
Also, processing speed was faster on language than on nonlanguage tasks at age
9 but not at age 14. Thus, there was only modest support for the assumption that
developmental changes in processing speed are due to a global domain-general
mechanism. As noted by Kail (2004), however, evidence for domain-specific
change is not necessarily inconsistent with global change. So the issue should not
be framed in “either–or” terms. It is perfectly plausible that speeded performance
can be a product of global processes as well as some domain-specific ones.
The role of knowledge also cannot be ignored. A study by Rabinowitz et al.
(1994) explored age constraints on speed of processing on a lexical decision task,
trying to unconfound age and experience by using two lexical decision tasks and
Information Processing Speed and Short-Term Memory Capacity 141
two age groups of seventh and ninth graders who attended German gymnasi-
ums. There were two groups of ninth graders, one that had received instruction in
English (their second language) for 5 years and one that had received only 1 year
of instruction in English. The seventh graders had all received 3 years of instruc-
tion in English. One of the two lexical decision tasks was provided in German,
and the other was in English. When the lexical decision task involved German
words and nonwords, the older participants responded more quickly than the
younger ones. However, when the stimulus items were English words and non-
words, this age-related progression was disrupted, and response speed was related
to experience with English as a second language. According to the authors, the
results of this study are consistent with the view that age exerts a weak constraint
on children’s speed of processing in a lexical decision task. In addition, experience
seems to play an important role in determining the time required to make a lexical
decision.
Cultural differences may also serve as a mediating factor. In a recent study, Kail
et al. (2013) compared developmental changes in processing speed in children
ranging in age from 4.5 years to just under 11 years of age. The children came
from China, Korea, and the USA. As a main result, it was found that although pro-
cessing speed was comparable across subsamples at the youngest age (4.5 years),
it developed more rapidly in Chinese children than in US children. There was
also some evidence that speed of processing developed more rapidly in Korean
children, but this finding was not consistent across measures. Kail and colleagues
concluded that their results did not provide direct evidence regarding possible
underlying mechanisms but that the findings were compatible with both genetic
and cultural accounts.
Confirming evidence comes from a study by Demetriou et al. (2005) who
compared processing speed in Greek and Chinese children from 8 to 14 years of
age. The Chinese children outperformed the Greek children on all speed-related
tasks and tasks addressing visuospatial processing but not in general intelligence
or in processes in which the two groups had equivalent experience. Regarding the
cultural account, Demetriou and colleagues concluded that the advantage in the
Chinese group was associated with the massive practice in visuospatial processing
that is required to learn the Chinese logographic writing system. Overall, however,
they demonstrated that the architecture and the developmental patterning of the
various processes were basically the same in the two ethnic groups.
Since the mid-1970s, numerous studies have shown that the rate of item identifica-
tion is correlated with memory span performance. Chi (1977) found that the differ-
ences in memory span between kindergarten children and adults were drastically
reduced when the time of picture presentation was reduced by half for the adults,
142 6 The Role of Basic Memory Capacities and Working Memory
and thus, the effects of processing speed differences were reduced. Similarly,
Case et al. (1982) discovered a monotone and almost linear negative relation
(r = −0.74) for children from 3 to 6 years of age between reaction time rate and
memory span, and this relation remained significant when the effect of age was
removed statistically. Case et al. (1982) also found that children and adults had
comparable memory spans when tested on materials that were named at the same
rate by children and adults. Nicolson (1981) reached a similar conclusion with a
sample of 8- to 12-year-old children, reporting no age-related memory span differ-
ences when reading speed was equated across age levels.
Overall, the relation between rate of processing and memory span appears to
be very pronounced both between and within age groups. Individuals who process
information rapidly have relatively large memory spans. Such a causal relation
between speed of activation and memory span performance has been repeatedly
shown for verbal articulation speed. For instance, Hulme and colleagues (e.g.,
Hulme et al. 1984; Hulme and Tordoff 1989; Roodenrys et al. 1993) demonstrated
reliable relations between increasing speech rate and memory span with develop-
ment. The close connection between speech rate and memory span was also shown
in studies by Hitch et al. (1989, 1993) who carried out experiments with 5-, 8-,
and 11-year-old children. Hitch and colleagues compared the respective roles of
perceptual identification times and articulation rates in predicting auditory span.
Their findings indicated that articulation rate turned out to be a better predictor of
memory span than perceptual time in both studies regardless of age. The correla-
tion between articulation rate and memory span was almost perfect: The faster the
children could articulate words, the higher their memory spans for words.
Other studies have confirmed this finding. For instance, the results of a path
analysis carried out by Kail (1992) indicate that age and processing speed inde-
pendently contribute to articulation rate, which determines memory span. In
a similar vein, Kail and Park (1994) demonstrated relations between increas-
ing speech rate and memory span increases with development for samples of
American and Korean children and adults. For example, in these studies, when
participants’ speech rates were slowed when longer words were presented on the
to-be-remembered lists, memory span declined as would be expected if speech
rate was important for determining capacity. Causal modeling procedures used
by Kail and Park (1994) indicate that age-related change in processing time is
associated with a decrease in the time required to articulate numbers and letters,
with articulation rate determining memory span (see Fig. 6.3). In both samples,
processing time decreased with age, which led to an increased articulation rate.
In turn, individual differences in articulation rate directly influenced memory
span. Overall, the results were quite similar for the American and Korean sam-
ples, with the only exception being that chronological age directly influenced
speech rate in the Korean but not in the American sample. This path means that
age-related change in articulation time was not entirely mediated by age-related
changes in rate of processing and that other age-related changes were involved in
Information Processing Speed and Short-Term Memory Capacity 143
-.63
.36
-.33
U. S. Sample
.86 Identical Pictures
Process
Time
.83 Number Comparisons
-.63
.46
-.42
Fig. 6.3 Path diagrams for the Korean and USA samples. Latent constructs are depicted by cir-
cles and measured constructs by squares and rectangles. (Kail and Park 1994, p. 289)
144 6 The Role of Basic Memory Capacities and Working Memory
the Korean sample. However, this difference in findings may be more apparent
than real, given that this path was significant for the English-speaking children
in the study by Kail (1992). Other variables associated with speech rate, such as
the duration of the words and the lengths of a person’s pauses between words, are
also related to memory span as expected (i.e., the slower, the smaller the span)
and with development (i.e., shorter durations and pause times with increasing age
were associated with greater working memory span; Cowan 1994, 2005; Cowan
et al. 1998).
Analyses of language differences also support the conclusion that speech rate
is an important determinant of short-term memory capacity. For instance, Chen
and Stevenson (1988) analyzed digit span differences between American and
Chinese children in terms of naming speed. Chinese digits can be pronounced
more quickly than English digits, and the digit spans of Chinese children are
longer than the spans of American children. Chen and Stevenson’s analysis
ruled out alternative explanations of this cross-cultural difference (for confirm-
ing evidence, see also Geary et al. 1993). Another impressive illustration of
the importance of naming speed for digit span comes from a study by Ellis and
Hennelly (1980) who recruited a sample of children whose first language was
Welsh and whose second language was English. Digit spans were assessed in
both languages. Intraindividual comparisons revealed that significantly larger
digit spans were obtained in English, the children’s second language, than in
Welsh. Although this finding may be surprising at first glance, it is in accord-
ance with the Chinese–English comparisons described earlier in that larger digit
spans were found for the language in which the names of numbers can be more
quickly articulated. Thus, it seems likely that the speed of item identification
(e.g., recognizing a picture or a word) and the speed with which the name of an
item can be spoken (i.e., speech rate) or both in combination (Henry and Millar
1991; Kail and Park 1994; Roodenrys et al. 1993) are important determinants of
memory span.
The findings by Dempster, Kail, and others, who reported age-related changes in
processing speed concomitant with age-related changes in cognitive task perfor-
mance, are consistent with theories attributing changes in cognitive development
to changes in general information processing capacity (e.g., Baddeley and Hitch
1974; Case 1985; Halford 1982, 1993; Pascual-Leone 1970). These theories also
deal with the question of whether there are really structural increases in capacity
(i.e., more slots) with development, or just increases in slots due to increases in
chunking and processing speed. In the following, the assumptions of these models
will be briefly summarized, and differences as well as commonalities will be dis-
cussed in more detail.
Capacity, Working Memory, and Cognitive Development: Theoretical Approaches 145
Neo-Piagetian Models
The first widely regarded neo-Piagetian theories were those that viewed stage-
related developmental changes as caused by differences in information processing
capacity. Although the number of neo-Piagetian models of cognitive development
has increased rapidly over the past 35 years (cf. Case 1985; Demetriou et al. 1993;
Demetriou et al. 2002; Fischer 1980; Halford 1982, 1993; Pascual-Leone 1970,
1987), the different models show a number of common postulates (for reviews, see
Case 1995; De Ribaupierre and Bailleux 1994, 1995). One of these postulates is
that general stages should be defined in terms of an upper limit at which children
of a given age or cognitive level can function. A second postulate is that working
memory or attentional capacity plays a strong, if not causal role, in determining
the upper limit.
The first very influential neo-Piagetian model of working memory growth was
presented by Pascual-Leone (1970, 2000). Pascual-Leone’s theory of construc-
tive operators has prompted a number of studies on the development of mem-
ory capacity. According to Pascual-Leone, the central concept behind “limited
capacity” theories is that stages reflect “the endogenous growth of maturationally
driven mental attention mechanisms” (2000, p. 843). He believes that a quantita-
tively specifiable parameter can be used to explain many of the qualitative phe-
nomena described by Piaget. This is “central computing space” or “mental space,”
also called M-space. A child’s cognitive capacity is represented by M, which is
the maximum number of schemata that a person can activate, coordinate, or both
activate and coordinate simultaneously. As noted by Case (1995), the concept of
M-space would be referred to as working memory today. Pascual-Leone hypoth-
esized that there is a linear increase from 3 to 16 years of age in this mental capac-
ity. M is assumed to be a combination of a constant called “a,” which is shared
by all children, and a variable labeled “k,” which changes with age. Thus, for any
given child, mental capacity can be expressed as M = a + k, with the value of k
increasing with age. Increments in k are assumed to be representative of transi-
tions between Piagetian stages (cf. Fig. 6.4).
M-space reflects the number of items one can hold in short-term memory at a
given time. It is assessed with working memory tasks. Designing tasks that permit
assessment of the k-component is not easy. Pretraining of the task is necessary so
that the child can acquire the executive skills to carry out the task. The task must
involve some mental transformations so that it taps many aspects of short-term
capacity that are presumably represented by k. In addition, it is important to sup-
press strategies such as chunking. That is, the size of each chunk must be known
by the experimenter in order to determine k, and this is very difficult to do if par-
ticipants are recoding materials into larger chunks.
Pascual-Leone (1970) relied heavily on one particular task to provide a meas-
ure of M-space, the compound visual stimulus information task (CVSI). This
task requires children between 5 and 11 years of age to react motorically by clap-
ping or raising their hands in response to various visual stimuli (e.g., a square,
146 6 The Role of Basic Memory Capacities and Working Memory
Central
executive
Fluid Crystallised
systems systems
Fig. 6.4 The revised model of working memory (Baddeley 2000). (Reproduced with permission
from Baddeley 2000)
the color red). After participants master stimulus–action pairings (e.g., a square
calls for clapping, red calls for raising hands), the critical measurements are
taken. Combination stimuli are presented (e.g., a red square), and participants are
required to make every response that would be appropriate for such a stimulus
(e.g., both clap and raise hands). The compound stimuli vary in complexity. The
results obtained by Pascual-Leone were perfectly consistent with his model in that
the complexity of stimuli that children could respond to increased with age. For
instance, 5-year-olds could perform correctly when compound stimuli were made
up of two stimuli–action sequences, whereas 11-year-olds could respond correctly
to compounds requiring five stimulus–action sequences. A number of other stud-
ies have also provided data consistent with Pascual-Leone’s assumption that there
are age-correlated increases in M-space (e.g., Burtis 1982; Case and Serlin 1979;
Globerson 1983).
Despite the empirical support for the model, there are a number of objec-
tions that can be raised against Pascual-Leone’s conclusion that mental capacity
increases with age. First, from a theoretical perspective, it is somewhat disturb-
ing that the amount of space allocated to executive action is considered to be con-
stant across childhood (i.e., equal to the invariant parameter “a” at all age levels).
Just the fact that mental processes are executed more rapidly with increasing age
suggests that the functional capacity used by executive schemata may change.
In particular, with increasing age and increasing speed, it might be expected that
the amount of space required for the executive actions decreases. In addition, the
assumption that stimulus–action pairings are equal to one same-sized chunk at all
Capacity, Working Memory, and Cognitive Development: Theoretical Approaches 147
ages poses difficulties. The speed of recognition and execution of these pairings
should also increase with age and thus reduce the capacity required to attend to
and execute a single pairing. In short, speed of information processing was not
taken into account by Pascual-Leone (1970).
Other problems with the empirical tasks used to test the model concern con-
foundings of procedure and age. For instance, the number of reactions required
in Pascual-Leone’s M-space tests was systematically confounded with age. That
is, younger children were given fewer stimulus–action pairings to learn and pro-
duce in reaction to compound stimuli. See Trabasso and Foellinger (1978) for a
thorough review of these problems and Pascual-Leone’s (1978) responses. A final
problem with the data reported in support of Pascual-Leone’s original model is
that sometimes different measurement procedures produced different age norms
(e.g., compare Pascual-Leone 1970, with Globerson 1983), and sometimes the
same methods produced different age norms (e.g., compare Case 1972, with
Globerson 1983).
Despite the critiques of Pascual-Leone’s original model, the revised version
is still influential and well received among neo-Piagetians (see Case 1985; De
Ribaupierre 1999, 2002; De Ribaupierre and Bailleux 1994). According to Case
(1995), the conceptual progression has had a dialectic character. That is, critiques
of Pascual-Leone’s original model led to new studies, which led to refinements of
the model, which in turn led to further critiques and so on.
In the most updated Pascual-Leone’s model (Pascual-Leone and Baillargeon
1994; Pascual-Leone and Johnson 1999, 2011), working memory is not con-
ceived of as a unitary system. Instead, it corresponds to a set of highly activated
schemes that concur with the performance on a given task. When new informa-
tion is processed, a larger set of schemes is activated, most of them automati-
cally. These schemes represent the “activation field.” Depending on the situation,
certain schemes in this field are inhibited, whereas others are more strongly acti-
vated, defining the “field of mental attention.” Pascual-Leone posited that three
mechanisms contribute to the selection and activation of schemes in this field:
(a) M-space; (b) an inhibition mechanism lowering the weight of task-irrelevant
but usually highly activated schemes, and (c) executive schemes responsible for
performance control (i.e., for planning and monitoring and for the distribution of
resources). As I will show later, the role of these three mechanisms is comparable
to the “central executive” in the working memory model developed by Baddeley
(1986; Baddeley and Hitch 1974). However, whereas Baddeley did not decompose
the “central executive” any further, Pascual-Leone assumed that several processes
are at play.
The model exemplified by Pascual-Leone and his colleagues essentially pro-
posed that children’s performance on reasoning tasks such as conservation can be
accounted for by how much information they can hold in mind at a given time.
This model proposes a domain-general set of cognitive resources that children
allocate to various cognitive operations that increase with age. Unmodified, such
domain-general models are not well suited for explaining results such as those
reported by Chi (1978) in which child chess experts had a greater memory span
148 6 The Role of Basic Memory Capacities and Working Memory
for chess positions than adult novices did but not when digits served as the stimuli.
Some cognitive feats seem to be domain-specific, with skills in one domain that do
not generalize to other domains.
How can a theory that postulates a domain-general pool of resources account
for such findings? The model of capacity development presented by Case (1985,
1995) proposed that age differences do not exist so much in children’s absolute
mental capacity but rather in the efficiency with which children use their mental
capacity (Case 1995; Kee 1994). Case argued that the amount of memory space
required to operate on stimuli functionally decreases with increasing age, given
that executive actions operate more efficiently. This in turn frees up more space for
the storage of materials and, to a large extent, accounts for the increase in mem-
ory span. Some of these improvements can be attributed to maturation. However,
children also become increasingly adept at acquiring information and using strat-
egies. This ability fosters greater efficiency and results in a heightened speed of
processing.
Case distinguished between storage space and operating space when concep-
tualizing his model of working memory. Storage space is the mental space that a
person has available for storing information, whereas operating space is the men-
tal space that can be allocated to the execution of cognitive operations. These
two components make up the total processing space. It is thus assumed that the
relation between memory span and processing speed reflects a trade-off between
operation and storage within a central total processing space that does not change
during development. More specifically, as each new developmental skill is prac-
ticed and mastered, the increase in processing efficiency frees attention (or process-
ing space) that can then be applied to coordinate new strategies. Support for this
assumption came from an experimental study (Case et al. 1982) with young chil-
dren ranging in age from 3 to 6 years. On the basis of their theory, Case and col-
leagues predicted that there would be a relation between operational efficiency (as
reflected by the speed of identification) and storage space (as reflected by children’s
memory span). The data supported this prediction, showing a substantial relation
between storage space and operational efficiency that was also related to age.
The conceptualization of working memory growth presented by Case has
received much attention in the field. However, its validity has been challenged not
only by researchers in the neo-Piagetian tradition (e.g., Halford 1993), but also by
scientists using a different theoretical approach derived from information process-
ing theories.
Only a few scientists who currently derive their memory capacity models from
information processing theories argue that there is a single set of resources
that influences all aspects of cognition. However, as already noted above,
there is research that supports the idea that, in combination with more specific
Capacity, Working Memory, and Cognitive Development: Theoretical Approaches 149
and two “slave” systems: the phonological (articulatory) loop (PL) and the visu-
ospatial sketch pad (VSSP). The CE is the most important component in the
system as it ensures that working memory resources are directed and used appro-
priately to achieve the person’s memory goals. The CE represents an attentional
control system, coordinating the various working memory activities. It has been
studied to a relatively small degree in the past.
The phonological loop is a temporary phonological store that maintains and
processes verbal and acoustic information (speech sounds) and lasts about 1–2 s.
As decay in this store is rapid, verbal information needs to be rehearsed by subvo-
cal articulation. The PL is the most studied part of the system. It consists of two
components: a phonological store, which is relatively passive and to which verbal
material (presented auditorily) has automatic access, and a rehearsal mechanism,
which helps to maintain stored items as well as to recode verbal material presented
visually. The PL is temporarily limited and contains as many items as can be
rehearsed in about 2 s. Thus, it is closely linked to the articulation rate.
The VSSP is responsible for holding and manipulating visual and/or spatial
information and is also assumed to hold any verbal information stored as an image
for short periods of time. Experimental studies exploring age-related changes in
this component are less numerous although their number has increased in recent
years. There is experimental evidence indicating that the VSSP is very different
from phonological short-term memory and that it consists of two different sub-
components, that is, a visual and a spatial one (Logie and Baddeley 1990).
Although Baddeley’s original WM model was developed to describe memory
processes in adults, there is developmental evidence that the basic modular struc-
ture of this model is present from 6 years of age and possible earlier (Gathercole
et al. 2004). Overall, the model has successfully accounted for a large body of
experimental research (see below). However, various criticisms of the model
have led to some significant modifications. For instance, it became clear that
there was a need to account for the effects of LTM on working memory capacity,
and these effects had not been considered in the original model. Thus, Baddeley
(2000) added a fourth component to the WM model; he labeled it the “episodic
buffer.” This new component represents the greatest change to the original model.
It is described as a “multimodal” temporary store, which means that it is not lim-
ited to storing information in just one modality (e.g., verbal or visual), but that it
binds together information from different sources of the WM system. For instance,
information about a scene may comprise visual information, speech sounds, and
movements. All of this information is integrated in the episodic buffer (which
is linked to LTM), and this helps a person to form a coherent memory episode.
Although the capacity of the episodic buffer is not clearly specified, it is believed
to be limited to the number of chunks or episodes that can be maintained simulta-
neously. The revised model of working memory is shown in Fig. 6.5.
It should be noted that the current view of the CE described in the revised WM
model has changed somewhat (Baddeley 2000, 2007; Henry 2012). It is no longer
regarded as having an unlimited capacity for storage. Rather, it is responsible only
for the control and allocation of attention. Thus, its core role is in allocating atten-
tion, and it does so by focusing, dividing, and switching attention. Another new
Capacity, Working Memory, and Cognitive Development: Theoretical Approaches 151
Fig. 6.5 A depiction of the theoretical model of Cowan (1988, 1999) as it pertains to short-
term and working memory. Short-term memory refers here to information in the activated portion
of long-term memory. Working memory here includes short-term memory plus central executive
control processes that allow the focus of attention (a subset of the activated portion of long-term
memory) to maintain some information especially well (Cowan 2014; Henry 2012, p. 5)
aspect is that the link between various working memory components and LTM
now comes via the new component (i.e., the episodic buffer). The new role of the
CE in the revised model is that of a broad attentional control space, and it is proba-
bly similar to the type of system that many researchers refer to as “executive func-
tions.” See Baddeley (2007) and Henry (2012) for a more detailed account of the
revised WM system.
Another model that is quite attractive for developmentalists was introduced
by Cowan (1988, 1999; for more detailed reviews of this model, see Cowan 2014;
Cowan and Alloway 2009; Towse and Cowan 2005). This model was suggested as
a general processing model, taking into account the role of attention processes to
a greater degree than Baddeley’s (1986) original working memory model. Cowan’s
(1988) model postulates that all incoming stimulation has some influence on the
information processing system, activating parts of LTM. This model focuses on the
span of apprehension, that is, the amount of information people can attend to at a
single time. For unattended stimuli, the activated part of LTM may be limited to the
gross physical features of the stimuli. However, if these features change abruptly, the
stimuli not only activate LTM but also recruit attention. This will result in a deeper
and more complete analysis of the changed stimuli (Cowan and Alloway 2009).
It should be noted that Cowan’s model is very similar to Baddeley’s (2000,
2007) revised working memory model. One difference is that Cowan’s model is
less modular. It does not distinguish between two slave systems that process either
verbal or nonverbal information mainly because Cowan was not sure how to divide
memory up in a meaningful way. Although he did not deny a difference between
152 6 The Role of Basic Memory Capacities and Working Memory
(a) 5
4
ITEMS RECALLED
Spatial Supression
1 Verbal Supression
Control
0
5 6 8 9
AGE
(b) 5
4
ITEMS RECALLED
Spatial Supression
1 Verbal Supression
Control
0
5 6 8 9
AGE
Fig. 6.6 a Mr Peanut task: mean number of correct items for each age group and suppression
condition. b Corsi blocks task: mean number of correct items for each group and suppression
condition. (Kemps et al. 2000)
Capacity, Working Memory, and Cognitive Development: Theoretical Approaches 153
new conception of cognitive load. That is, the model assumes that those complex
tasks that almost always occupy attention prevent the switching and refreshing
of memory traces. Therefore, they involve a high cognitive load and lead to poor
recall. In this model, the cognitive load that a given task requires is a function of
the proportion of time during which this task occupies attention. From a develop-
mental perspective, the emergence of executive functions (in the sense of self-reg-
ulation skills) around the ages of 6 or 7 should facilitate the use of the attentional
refreshing strategy, with older children making better use of attention control and
thus being better able to refresh decaying memory traces (Barrouillet et al. 2004;
Barrouillet and Camos 2007).
Although the most influential models were just described above, it should be noted
that there are still more theoretical conceptualizations of working memory (e.g.,
see the review by Cowan and Alloway 2009). From a developmental perspective,
however, the models described so far appear to offer the most potential. Overall,
these models seem helpful because they attempt to describe the working memory
system as a whole. They also provide testable assumptions concerning the follow-
ing questions: Is there an increase in basic memory capacity over time? Is there
decay? Is there a capacity limit? Does attention span increase with age? The fol-
lowing sections will provide an overview of empirical studies that have tested the
core assumptions of the various working memory models.
It was already mentioned above that the original working memory model devel-
oped by Pascual-Leone (1970) was initially a controversial topic of discussion
(e.g., by Trabasso and Foellinger 1978). However, subsequent evaluations of
the revised model have been more supportive. For instance, De Ribaupierre and
Bailleux (1994, 1995) carried out a comprehensive longitudinal study with 120
children to test several of the developmental predictions of the Pascual-Leone’s
model. There were four cohorts of children who were 5, 6, 8, and 10 years of age
at the first measurement point; they were tested annually across a time period of
5 years using several spatial working memory measures. As a main result, differ-
ent outcomes for the various working memory tasks could be explained by model
predictions such as limits in the amount of information that could be processed
within a given time period. Moreover, the substantial stability in working mem-
ory scores over time was in line with the hypothesis that limits in M-space power
exert constraints on cognitive performance. Contrary to expectations, however,
Empirical Tests of the Various Theoretical Working Memory Models 155
the increase in M-space was relatively linear over the first 3 years of the longi-
tudinal study regardless of the age cohort under study. This linear increase was
not congruent with the neo-Piagetian postulate of developmental stages lasting
for 2 years. The authors argued that their findings were not sufficient to refute
Pascual-Leone’s claim that there are developmental stages with duration of 2 years
because they could be explained by a combination of developmental and learning
effects. That is, changes with age may be linear when they result from a combina-
tion of M-power and effects of learning, as indicated by retest effects in the data.
One of the goals of the study carried out by De Ribaupierre and Bailleux
(1994, 1995) was to illustrate the similarities between the Pascual-Leone’s and
Baddeley’s models of working memory in their references to similar mecha-
nisms of mental attention and executive schemes. According to the authors, the
longitudinal findings of the two studies illustrated that the two different models
might be complementary rather than contradictory. In fact, De Ribaupierre and
Bailleux realized during the course of their study that some of their findings,
which were in accordance with Pascual-Leone’s predictions, could just as well be
interpreted using Baddeley’s model.
This issue was further explored in a developmental study by Kemps et al.
(2000) who selected two working memory tasks, one typically used by Pascual-
Leone (the Mr. Peanut task) and one more often used in the Baddeley working
memory tradition (the Corsi blocks task). Whereas the Mr. Peanut task was con-
structed as a measure of M-capacity, the Corsi blocks task was designed as a neu-
ropsychological test for assessing spatial working memory and associated with the
VSSP in Baddeley’s model (e.g., Hitch et al. 1989). The two tasks are both clearly
spatial but differ in several respects. The original unicolored variation of the Mr.
Peanut task adapted from Case (1985) presents a two-dimensional outline of a
clown figure to which a number of purple dots are attached to an exposure time
of about one dot per second. Children are then presented with a blank outline of
the clown figure and asked to point to those parts of its body that previously had a
dot on them. The apparatus for the Corsi blocks task used in this study consisted
of a set of nine black blocks arrayed in a quasi-random pattern on a black wooden
board. The experimenter tapped a particular sequence of blocks at a rate of one per
second, and the children were then required to tap out the same pattern immedi-
ately afterward.
Kemps and colleagues chose these two working memory tasks to demonstrate
that the models developed by Pascual-Leone and Baddeley could indeed comple-
ment each other, making their own contribution to the interpretation of empirical
results. For instance, typical of Pascual-Leone’s model is the assumption of a step-
wise increase in M-space, with age-related increments of one unit every 2 years.
On the other hand, typical of developmental studies generated from Baddeley’s
perspective is the hypothesis of a progressive complementation of visual coding
by phonological coding with age (e.g., Hitch et al. 1989). The authors included
articulatory and spatial suppression conditions (i.e., continuously repeating the
word “the” in the first condition and continuously tapping four plates in the latter
condition when working on the two working memory tasks) in their experimental
156 6 The Role of Basic Memory Capacities and Working Memory
(a) (b)
2.5 8
Mean memory span
2 7
Mean recall rate
1.5
6
1
5
0.5
0 4
Phase 1 Phase 2 Phase 3 Phase 1 Phase 2 Phase 3
Fig. 6.7 a Mean recall rates for 8-year-old children. The “control” group were asked to recall
digits at whatever speed they liked in Phases 1, 2, and 3: The “fast” group were asked to recall
the items as quickly as they could without making errors in Phase 2. b Mean memory spans for
these two groups are displayed (Henry 2012, p. 105)
Empirical Tests of the Various Theoretical Working Memory Models 157
impairment in the performance of the older children on the Mr. Peanut task,
whereas it did not interfere with the recall of the younger children. This finding of
a differential effect of articulatory suppression according to age groups on the Mr.
Peanut task is difficult to reconcile with Pascual-Leone’s model because no age-
related difference is expected in allocating M-capacity to schemes that represent
verbal or spatial information. However, Baddeley’s model can provide a plausible
explanation for this developmental effect, given that it assumes a verbal recoding
of visually presented information in older but not in younger children (Halliday
et al. 1990; Hitch et al. 1989).
Although not all of the findings were compatible with the two working mem-
ory models, Kemps et al. (2000) concluded that each model was found to make a
specific contribution to the interpretation of the data. Pascual-Leone’s model pro-
vided a coherent account of age-related increases in M-space, whereas Baddeley’s
model explained the developmental contributions of the phonological and visu-
ospatial components, in particular the effects of articulatory and spatial suppres-
sion. The complementarity assumption between the two theoretical models was
also confirmed. Whereas Baddeley’s model could offer an explanation of the dif-
ferential age-related effects of articulatory suppression in the Mr. Peanut task,
Pascual-Leone’s model could—at least to a certain extent—provide a develop-
mental account of the age-related increases in performance on the Corsi blocks
task. Although the two models converge with regard to the notion of age-related
growth in working memory capacity, they differ in their underlying assumptions.
According to Pascual-Leone, M-space increases in accordance with Piaget’s stages
of cognitive development, but Baddeley attributes the development of (verbal)
working memory to an age-related increase in articulation.
It is interesting to note that Pascual-Leone (2000) applauded Kemps et al.’s
(2000) efforts but did not agree with their conclusions. In Pascual-Leone’s view,
his model of constructive operators explains all the data analyzed by Kemps and
colleagues without the need for working memory theory. However, Pascual-Leone
referred to the original Baddeley (1986) model and not to the revised version,
which included the episodic buffer (Baddeley 2000, 2007).
Another series of empirical tests assessed the validity of Case’s (1985) resource-
sharing assumption by comparing it with predictions of models that also con-
sidered trace decay and its reactivation as additional components such as the
Baddeley’s model and the time-based resource-sharing (TBRS) model devel-
oped by Barrouillet and Camos (Barrouillet et al. 2004; Barrouillet and Camos
2007; Camos and Barrouillet 2011a). As already noted above, Towse and Hitch
(1995) had challenged the trade-off hypothesis forwarded by Case et al. (1982),
which suggests that the age-related span increase is due to an improvement in the
158 6 The Role of Basic Memory Capacities and Working Memory
So far, Baddeley’s model of working memory has received a lot of attention, and
numerous studies have been carried out to test its specific assumptions. The major-
ity of these studies have addressed aspects of the phonological loop, in particu-
lar relations between speech rate and memory span. As noted above, Baddeley’s
working memory model emphasizes the fact that information processing is
restricted by capacity limits and time limits. Accordingly, it places substantial
emphasis on the speed of verbal processes. Several studies on the development of
working memory have reported age differences in the speed with which words can
Empirical Tests of the Various Theoretical Working Memory Models 161
increases in memory span (for similar findings, see Henry and Millar 1991; Hitch
et al. 1993).
Another problem with the phonological loop interpretation of verbal memory
span concerns the assumption that all children must be using verbal rehearsal
when working on memory span tasks. Such a view implies that even preschool
children as young as 4 years of age use verbal rehearsal strategies on memory span
tasks, an idea that contradicts traditional findings on memory strategy develop-
ment (see Chap. 7). The question then is how to explain the extensive amount of
data collected by researchers on word length effects in young children when the
data clearly indicate robust effects of word length on verbal memory span tasks
with children as young as 4 years of age (e.g., Henry and Millar 1991; Hulme and
Tordoff 1989; Hulme et al. 1984; Nicolson 1981). Answering this question is not
an easy task. Cowan and Alloway (2009) suggested that a slight modification of
the verbal rehearsal hypothesis could still work. That is, whether the phonologi-
cal memory trace lasts long enough to result in successful recall should depend
not only on the speed of covert rehearsal but also on the speed of overt spoken
responses. Evidence for the importance of overt response speed came from a study
by Henry and Millar (1991) who found that young children showed effects of
speech rate on memory only when there was a spoken response, whereas older
children showed this response even when the response was nonverbal. In a similar
vein, several other studies have demonstrated that the speed of spoken responses
on memory span tasks increases substantially with age in childhood (e.g., Cowan
et al. 1994, 1998).
In order to clarify the issue, Cowan et al. (2006) tested the following hypoth-
esis: If speed of recall is an important factor in the development of memory span,
then increasing children’s speed of recall should produce a corresponding increase
in memory span. In their study, a sample of 8-year-olds were administered a num-
ber of digit span tasks that required verbal recall. In the first phase of the experi-
ment, children were asked to repeat the lists at whatever speed they liked. Phase
2 included the key manipulation: Half of the children were now asked to speak
their responses as quickly as possible. Phase 3 was a replication of Phase 1. As
shown in Fig. 6.7, there were clear increases in speed of recall in Phase 2 for those
children asked to recall quickly, and this increase was also basically maintained
in Phase 3. However, there were absolutely no increases in memory span for
these children. Cowan et al. (2006) concluded from this outcome that correlations
between speed and memory of any kind must be treated with extreme caution. The
findings did not confirm their earlier assumption that developmental increases in
speed of recall were a major cause of the increase in memory span with age. Some
authors have even questioned whether word length effects have any articulatory
basis at all (e.g., Campoy 2008). The fact that such effects can occur on tasks with
no articulatory requirements presents a challenge for the working memory account
of verbal memory span development.
Taken together, the research evaluating the phonological loop interpretation of
verbal memory span development has provided mixed results. On the one hand,
most studies have confirmed that developmental increases in articulation rates are
164 6 The Role of Basic Memory Capacities and Working Memory
development of visual and spatial working memory in children of 5–6, 8–9, and
11–12 years of age, using a visual patterns task and a spatial Corsi blocks task.
On the visual patterns task, children had to remember which squares in a matrix
had been colored in. On some trials, they had to recognize one changed square in
the matrix, and on some other trials, they had to recall the positions of all colored
squares. On the standard Corsi blocks tasks, children had to remember sequences
of blocks arranged randomly on a wooden board and pointed to sequentially by
the experimenter. The rationale for this study was that if visual working memory
and spatial working memory were found to develop at comparable rates, the view
that the VSSP can be conceived of as a unitary system would be confirmed. On
the other hand, differences in the rate of development of these two types of tasks
would indicate that there are two systems, one visual and one spatial. Logie and
Pearson (1997) reported that children’s performance on the two working memory
tasks increased with age but that there was a much steeper age-related increase for
the visual patterns task, suggesting that the visual subcomponent of the VSSP is
distinct from the spatial subcomponent and develops faster in children.
This finding was replicated in subsequent studies. Hamilton et al. (2003) exam-
ined the nature of visuospatial working memory development using conventional
visual span and spatial span measures with children between the ages of 6 and
13 years and adults between the ages of 18 and 38 years. Hamilton et al. (2003)
replicated the finding that distinct developmental rates were found for the two
span tasks: Whereas the visual component of working memory developed quite
quickly between early childhood and adulthood, the spatial working memory com-
ponent showed a slower steadier developmental improvement.
In a similar vein, Pickering et al. (2001) explored the workings of the VSSP, in
particular the unitary system assumption. In their study, memory for visual versus
spatial information was examined in three experiments with children of 5, 8, and
10 years of age. Pickering et al. (2001) followed up on Logie’s (1995) suggestion
that the VSSP consists of two subcomponents that can be thought of as a “vis-
ual cache” and an “inner scribe.” Whereas the visual cache is thought to deal with
visual information such as form and color, the inner scribe, by contrast, is pro-
posed to handle information about movement sequences. Pickering et al. (2001)
wondered whether the difference between visual and spatial memory tasks could
be better captured by contrasting what they referred to as “static” memory for vis-
ual details (no movement information) versus “dynamic” memory for movement
(space-related) sequences. To test this assumption, they designed the “matrices”
task, which used the matrix pattern of the visual patterns test described above with
a facility for presenting information that was to be recalled as either static pat-
terns or dynamic paths. This task therefore captured the key aspects of both the
visual patterns task and the Corsi blocks task. Pickering et al. (2001) also included
a “mazes” task in their first experiment. This task required children to recall two-
dimensional routes through printed mazes as either static or dynamic paths. The
inclusion of this task allowed the authors to investigate whether differing devel-
opmental increases in the static and dynamic versions of the matrices task were
generalizable to other visuospatial memory tasks.
166 6 The Role of Basic Memory Capacities and Working Memory
30
25
0
5 8 10
Age group
Fig. 6.8 Mean performance on the matrices and mazes tasks as a function of age group and task
presentation format (Pickering et al. 2001, p. 404)
The major findings of Experiment 1 are given in Fig. 6.8. As shown in this fig-
ure, memory for static information was better than memory for dynamic infor-
mation for children at all age levels regardless of task. The significant interaction
between age and task format (static vs. dynamic) provided further evidence of a
developmental fractionation of visuospatial working memory, replicating the find-
ings by Logie and Pearson (1997). The other experiments in this study tested the
impact of verbal recoding on the findings but could not find any evidence for any
influence of this variable. Overall, these findings as well as those by Logie and
Pearson (1997) and Hamilton et al. (2003) provide evidence for the assumption
that visual and spatial information may be maintained by separable subsystems of
the VSSP and that visual working memory and spatial working memory develop at
different rates.
As noted by Henry (2012), the development of “central executive-loaded”
higher-order processing skills has received considerable attention in the literature.
However, not of all this work takes a “working memory” perspective as conceived
of by Baddeley and colleagues. The central executive (CE), despite being the most
important of the three components of working memory, is certainly the least well
defined. Although most researchers consider the CE to be multifunctional and
complex, there remains a considerable debate. Many authors believe that executive
skills should be subdivided into separate but loosely related areas. For instance,
Miyake et al. (2000) used a latent variable approach to explore the structure of
executive functioning in young adults. They found good evidence that set shifting,
working memory, and inhibition constitute separate factors and also reported that
performance on complex working memory tasks was predicted best by the ability
to shift between strategies or rules rather than by updates in working memory or
inhibition (for confirming evidence, see Fisk and Sharp 2004).
Although many studies have adopted the multifactorial approach of Miyake
et al. (2000), only a few have provided an empirical or theoretical justification for
Empirical Tests of the Various Theoretical Working Memory Models 167
the suitability of the model for child populations (Lee et al. 2013). Evidence from
neuroscience suggests that the prefrontal and parietal structures, which support
EFs, have long-lasting maturation schedules that continue into early adulthood
(e.g., Blakemore and Choudhury 2006). Thus, it is perhaps premature to assume
that an EF model based on adults’ data can be easily generalized to children and
adolescents. In fact, the results are somewhat less straightforward with respect to
children (see Henry 2012). Numerous studies have addressed the development of
executive function (EF; for reviews, see Best and Miller 2010; Garon et al. 2008;
Zelazo et al. 2003), but there are not that many developmental studies that have
explored the structure of EF in young children. One exception is the study by
Wiebe et al. (2008) who recruited a large sample of 243 preschool children rang-
ing in age from a little more than 2 to 6 years who completed a battery of age-
appropriate executive control tasks. Confirmatory factor analysis results indicated
that the simplest model including a single executive control factor was supported
over multifactor models in which the tasks were parsed in terms of working mem-
ory and inhibitory control demands. The authors concluded from their findings
that tasks conceptualized as indexes of working memory and inhibitory control in
fact measure a single cognitive ability in young children. In a subsequent study,
Wiebe et al. (2011) replicated this pattern of results with a sample of 3-year-olds,
thus confirming the assumption that EF in preschool children is not yet differenti-
ated into the components observed in adults. Further confirmatory evidence comes
from a study by Welsh et al. (2010; but see Hughes 1998).
Overall, findings from recent studies are equivocal, with a number of studies
failing to find evidence for differentiation into the three subtypes (e.g., Hughes
et al. 2010; Willoughby et al. 2010). Shing et al. (2010) found evidence in accord-
ance with a differentiation hypothesis: Whereas memory maintenance and inhibi-
tion were found to be undifferentiated up to 9.5 years of age, the factors became
separable in 9.5- to 14.5-year-olds. Lee et al. (2013) carried out a comprehensive
study on a large sample of 668 children and a cohort-sequential design with four
cohorts consisting of kindergarten children as well as second, fourth, and sixth
graders. The children were tested once per year across a time span of 4 years. As
a main result, the study showed that the structure of the EF varied over a 10-year
period from early childhood to the mid-adolescent years. Results of various con-
firmatory analyses indicated a process of differentiation from a two-factor struc-
ture in early childhood to a three-factor structure in the teenage years. Findings
for the 11- and 14-year-olds suggested a period of transition during which the
two- and three-factor solutions provided almost equivalent model fits. Overall,
the authors found the process of EF differentiation across 6- to 15-year-olds to be
slow, with the change from a two- to three-factor solution occurring over a pro-
tracted period.
This study and related research have thus confirmed the assumption that the
structure of EFs and their contents change with age. We know from numerous
studies that EF components relevant for adult cognitive performance such as set
shifting, updating information in memory, and inhibition undergo rapid develop-
ment during early childhood and the preschool period (e.g., Diamond 2006; Espy
168 6 The Role of Basic Memory Capacities and Working Memory
1997; Jacques and Zelazo 2001). However, it is not clear whether these are the
only EF components that determine working memory performance and whether
the structure and contents of executive functioning in children resemble those of
adults. Several studies have found evidence for differing executive skill areas,
thus making interpretation difficult. For instance, Welsh et al. (1991) tested a large
sample of children (3–12 years) on a range of EF measures and identified three
factors that were interpreted as “speeded responding,” “set maintenance,” and
“planning.” Using an even larger sample of 400 Finnish children (7–12 years),
Klenberg et al. (2001) found evidence for four EF subcomponents, which they
labeled “fluency,” “visual attention,” “auditory attention,” and “inhibition.” These
factors are somewhat difficult to interpret given the variations in the terminologies
used. Furthermore, as noted by Henry (2012), the EF tasks used in these studies
were rather complex and could have involved more than one executive function.
More recent studies have attempted to examine executive functioning in chil-
dren with respect to the tripartite structure (working memory, inhibition, and
set shifting) proposed by Miyake et al. (2000). For instance, Lehto et al. (2003)
investigated a dimension of executive functioning in a sample of 8- to 13-year-
old Finnish children using a range of EF tasks. Both exploratory and confirmatory
factor analyses yielded three interrelated factors that resembled those identified
by Miyake et al. (2000). Lehto et al. (2003) interpreted these factors (with some
reservations) as reflecting updates in working memory, inhibition, and set shift-
ing. Subsequently, Huizinga et al. (2006) also adopted the conceptual framework
of Miyake et al. (2000) to investigate developmental differences in EF, includ-
ing large samples of 7-, 11-, 15-, and 21-year-olds in their study. Huizinga et al.
(2006) found that the three EF components set shifting, working memory, and
inhibition reached adult levels between the ages of 11 and 15 years. Please note
that this finding is in accordance with the outcome of Lee et al.’s (2013) study (see
above). Structural equation modeling analyses revealed that the three components
were clearly separable as their correlations were quite modest. One problem with
the inhibition component was that the three measures assessing inhibition were not
well related to each other and did not represent a common latent variable (for a
similar problem, see van der Sluis et al. 2007).
Overall, the findings summarized above indicate that some caution must be
used in following the interpretation that executive functioning is structured simi-
larly in children and adults, given that the EF tasks used in the various develop-
mental studies described above differed in several respects from those used by
Miyake et al. (2000). However, the fact that the findings from these developmental
studies are roughly comparable supports the view that EF may be similarly struc-
tured throughout development, at least from middle school age on. Moreover, the
outcome of several developmental studies indicates that different aspects of execu-
tive skill seem to improve at different rates and that adult levels of performance
are reached earlier on measures of set shifting and inhibition than on measures of
planning and fluency (e.g., Davidson et al. 2006). Although the findings have not
been consistent, it appears that inhibition shows particularly striking improvement
during the preschool years and less change later on, whereas working memory and
Empirical Tests of the Various Theoretical Working Memory Models 169
set shifting show more gradual linear improvements with age. Apparently, some
EF components facilitate the development of other EF components. For example,
as WM and inhibition seem to develop ahead of shifting (Davidson et al. 2006),
perhaps a certain level of WM and inhibition has to be developed before children
can use them toward the development of shifting behaviors (Best and Miller 2010;
Garon et al. 2008). However, some developmental differences may depend on the
exact nature of the tasks, which vary between studies. Given that task-related fac-
tors such as the degree of complexity influence the observed developmental trajec-
tory of a latent EF component, future research needs to carefully consider how
differences in these task factors may shape the developmental trajectory of the
various EF components.
The research situation concerning the developmental relations between the
three EF components seems inconsistent. For instance, St Clair-Thompson and
Gathercole (2006) found evidence that inhibition and working memory were
separate components of EF but that switching was not. In a more recent study,
McAuley and White (2011) used a latent variable approach to assess the struc-
ture of EF in a sample of 153 individuals ranging from 6 to 24 years of age. They
confirmed St Clair-Thompson and Gathercole’s (2006) finding that inhibition and
working memory were separable factors and also found that processing speed was
a third separable factor by 6 years of age (measures assessing set shifting were not
included).
The fact that inhibition and working memory are not closely related is surpris-
ing at first glance. It seems that many inhibitory tasks, particularly complex ones,
also place demands on working memory. Inhibition is an old concept that is con-
sidered foundational for EF and working memory (e.g., Best and Miller 2010;
Miyake et al. 2000). It refers to an active suppression process such as the removal
of task-irrelevant information from working memory (Harnishfeger 1995).
According to the model of inefficient inhibition in working memory proposed by
Bjorklund and Harnishfeger (e.g., Bjorklund and Harnishfeger 1990; Harnishfeger
and Bjorklund 1994), differences in the ability to keep task-inappropriate thoughts
out of working memory influence task performance. The central idea in this model
is that young children not only have great difficulty ignoring task-irrelevant stimuli
in their environments, but that they also have a difficult time keeping task-irrele-
vant thoughts out of working memory. This problem effectively reduces functional
working memory space (for confirming evidence, see Lorsbach and Reimer 1997;
Lorsbach et al. 1998). Given the proposed theoretical relation between inhibition
and working memory, the finding that empirical correlations between (complex)
inhibition and working memory measures tend to be low is unexpected and dif-
ficult to explain.
As noted by Diamond (2013), there is disagreement between EF researchers
over whether inhibition is separate from WM or whether inhibition is a behavioral
product of exercising WM rather than a separate cognitive skill. Another view is
that WM and inhibition depend on the same limited capacity system. As a con-
sequence, increasing the demand on either affects one’s ability to do the other
(e.g., Engle and Kane 2004). Furthermore, there is disagreement regarding the
170 6 The Role of Basic Memory Capacities and Working Memory
trajectories, indicating a linear increase between the ages of 4 and 14 and a leve-
ling off between ages 14 and 15 across nearly all tasks that were examined. Please
note, however, that their definitions of “simple” and “complex” WM tasks differed
from the ones provided above in that “complex” tasks always required an interac-
tion between the storage and central executive functions (i.e., working memory),
whereas the “simple” tasks focused on the storage component (short-term mem-
ory). For instance, the digit span forward task (a STS task) was considered to
be simple, whereas the digit span backward task (classified as simple by Siegel
and Ryan) was defined as complex. Thus, the finding that similar developmental
improvements were found regardless of task complexity may be explained by the
specific definition of complexity in this study.
Results of other studies seem to confirm Siegel and Ryan’s finding that devel-
opmental trends differ for simple and complex working memory tasks. For
instance, Luciana et al. (2005) used a battery of nonverbal (visuospatial) WM
tasks and found that the developmental course of WM depended on the complexity
and thus the executive demands of the task, with the less demanding tasks mas-
tered earlier in development. Conklin et al. (2007) extended the work by Luciana
et al. (2005) by using a battery of verbal and spatial WM tasks across the ages
of 9–17 years. Interestingly, children and adolescents tended to perform better on
the spatial than on the verbal WM tasks even though the tasks were thought to
tap similar cognitive processes. Overall, however, the developmental trajectories
were similar between the two types of WM tasks and differed according to task
complexity.
Neuropsychological Evidence
Although the vast majority of research on working memory has been carried out
using solely behavioral experiments, some studies have explored working mem-
ory and its development at both behavioral and neural levels. Such research has
used neuroimaging techniques, such as positron emission tomography (PET)
and functional magnetic resonance imaging (fMRI), to determine which brain
areas are active when people perform working memory tasks and to determine
which cognitive functions are mediated by these areas. For instance, Smith and
Jonides (1997) used PET techniques to explore the architecture of working mem-
ory, in particular the distinction of multiple memory systems as featured in the
Baddeley’s model. In a series of sophisticated neuroimaging studies with adults,
they found that different neural circuits mediated verbal, spatial, and object work-
ing memory, with spatial memory being right lateralized and verbal as well as
object memory being left lateralized. In addition to lateralization, some of the
cortical regions involved in the various kinds of working memory seemed to
be distinctive. That is, there was activation in an occipital region when the task
tapped spatial memory, and there was activation in Broca’s area when verbal
working memory was assessed. Moreover, within the circuitry for verbal working
172 6 The Role of Basic Memory Capacities and Working Memory
memory, there was a separation between the components underlying storage (the
posterior parietal cortex) and those mediating rehearsal (frontal regions such as
Broca’s area and the premotor area). In contrast to storage and rehearsal func-
tions, the processes that operated on the executive function seemed to be medi-
ated by the dorsolateral PFC. Smith and Jonides (1997) concluded that their
results provide a neural basis for cognitive models of working memory and also
support the assumption of distinctive features emphasized in Baddeley’s model of
working memory.
What about the neural basis of developmental trends? The bulk of the child
neuropsychological literature clearly supports the view that the neural structures
that support working memory, particularly the PFC, undergo protracted devel-
opment (e.g., Diamond and Goldman-Rakic 1989; Luciana and Nelson 1998).
Developmental studies that have explored structural and functional changes in the
brain related to working memory development are still rare, mainly due to the fact
that many of the imaging procedures used in adults cannot be easily applied to
studies of normally developing children. For instance, it is difficult to use fMRI
in children younger than 5–6 years of age, primarily because of their inability to
sit still for a long enough period of time. Thus, most of the developmental stud-
ies that have assessed the functional neuroanatomy of working memory were car-
ried out with schoolchildren and adolescents. Most of them also focused on the
development of nonverbal visuospatial working memory. For instance, Nelson
et al. (2000) used fMRI to examine spatial working memory in 8- to 11-year-
old children, with the goal of examining the functional anatomical organization
of nonverbal working memory during middle childhood. Findings on a spatial
working memory task that has previously been used with adults demonstrated that
children showed a pattern of brain activation remarkably similar to that of adults.
Activation was not restricted to the posterior parietal region but also included the
dorsal aspects of the frontal cortex (middle and superior frontal gyri). The find-
ings differed from those obtained in an earlier study (Casey et al. 1995) in that
less activation was seen in the ventral areas of the PFC. Overall, however, the evi-
dence from the Casey et al.’s (1995) and Nelson et al.’s (2000) studies paralleled
the results obtained from studies of spatial working memory in adults. Apparently,
the neural substrate thought to underlie spatial working memory may be adultlike
prior to the onset of puberty.
There are only a few neuropsychological studies that have focused on a wider
age range, including both children and adolescents. Klingberg et al. (2002) used a
visuospatial working memory task that was sensitive to measuring developmental
changes in WM capacity. A total of 13 children and adolescents between 9 and
18 years of age performed the task, while their brain activity was measured with
fMRI. In order to minimize interindividual differences in behavior during scan-
ning, the authors intentionally created a ceiling effect by keeping the WM load
low. Differences in WM capacity were assessed using a similar task outside the
scanner, and this task was entered as a covariate (together with age) in the vari-
ous analyses. The main result was that the adolescents showed higher cortex
activation than the younger children did. A positive correlation with age was
Empirical Tests of the Various Theoretical Working Memory Models 173
Given that the episodic buffer is the most recent component of Baddeley’s work-
ing memory model, it does not come as a surprise that there has been little empiri-
cal research that has attempted to test the assumption that there is a separate
episodic buffer component in typically developing children. As noted above, this
component of working memory is supposed to be a limited capacity system that
depends heavily on executive processing but that differs from the central executive
in that it is primarily concerned with the storage of information rather than with
attentional control. It is capable of binding information from a number of differ-
ent sources into chunks or episodes and hence the term “episodic.” It was con-
ceptualized as a buffer in the sense of providing a way of combining information
from different modalities into a single multifaceted code (Baddeley 2000, 2003).
It also provides access to LTM, which can be used to improve working memory
performance. According to Baddeley (2003), developing highly constrained prose
recall tasks could be a suitable strategy for testing this component. Instead of the
usual narrative structure of prose recall tests, such more constrained tasks employ
a simple and standardized matrix structure involving a few episodes describ-
ing events that can be combined into a coherent episode of a specified range of
features. Given that all of these features can be addressed by specific probe-type
recall questions, this constrained prose recall procedure has considerable potential
for the study of long-term forgetting in children and adults (Baddeley et al. 2013).
To my knowledge, the first study attempting to investigate the episodic buffer
in children was conducted by Alloway et al. (2004). These authors argued that the
recall of spoken sentences should be a suitable paradigm because repeating sen-
tences involves the integration of information from temporary memory (to sup-
port the verbatim recall of individual words and their order) with the products
of semantic and syntactic analysis by the language processing system. Thus, this
recall measure was viewed as a way of capturing how a child might integrate or
“bind” information from the phonological loop with knowledge and analyses car-
ried out on the sentences by the language processing system. Alloway et al. (2004)
assessed a large sample of more than 600 children ranging between 4 and 6 years
of age. All of the children were given several memory span tasks, nonverbal abil-
ity and phonological awareness measures, as well as two sentence repetition tasks.
Confirmatory factor analyses testing the assumptions of the Baddeley (2000)
working memory model indicated that a modular structure including an episodic
buffer distinct from both the central executive and the phonological loop fits the
data well, even though sentence repetition was highly associated with both the
phonological loop and the central executive factors. Alloway et al. (2004) inter-
preted their findings as being compatible with the view that sentence repetition
taps the episodic buffer and that the buffer integrates information from working
memory, LTM, and language processing systems.
The view that the episodic buffer is in place before children enter school
was also confirmed by Sluzenski et al. (2006) who examined feature binding in
176 6 The Role of Basic Memory Capacities and Working Memory
4- and 6-year-olds. Sluzenski et al. found that the ability to bind information about
different aspects of pictures (animals and backgrounds) increased with age, an
outcome that was also confirmed for a verbal binding task. They also noticed that
there were modest correlations between the two binding tasks, and this could be
interpreted as evidence in favor of a general episodic buffer component that binds
information from different sources together (Henry 2012).
Age differences in feature binding were also investigated by Cowan et al.
(2006) who looked at older children (8–10 years of age) and compared them with
younger and older adults on a task that required the binding of visual object infor-
mation with spatial information. Cowan et al. (2006) found that children were less
likely to notice a binding change than adults, although the poorest performance
was shown by older adults. Binding appeared to improve with age into young
adulthood and then showed a decline in older adults. In this respect, it seems
important to note that Shing et al. (2008) argued for a two-component model of
episodic memory, including an associative component that appears similar to the
concept of binding discussed above as well as a strategic component. Using a
paired-associate learning paradigm, Shing et al. (2008) found that the associative
component seemed to develop earlier in children ranging between 8 and 15 years
of age than the strategic component. In their view, children possess a “readily
functional” associative ability that can be used very effectively by schoolchil-
dren. By contrast, strategic binding draws on executive skills, which are slower to
develop, with the potential for improvements until young adulthood. Subsequent
research has supported this two-component framework of episodic memory devel-
opment from a life span perspective, indicating that the associative component is
relatively mature by middle childhood and declines in old age and that young chil-
dren’s difficulties with episodic memory tasks are primarily due to their low levels
of strategic operations (Shing and Lindenberger 2011; Shing et al. 2010).
In sum, the numerous attempts to evaluate the components of Baddeley’s work-
ing memory model were moderately successful, indicating that it makes sense
to distinguish between the various parts of the theoretical framework. However,
findings also showed that several questions remain regarding the developmental
aspects of the model and the explanation of developmental changes, an issue that
should be tackled in future research.
working memory is not just the activated portion of LTM. Rather, it also requires
feature binding processes that are necessary, for instance, to recover the tempo-
ral sequence in which events take place and to mark other episodic information
(e.g., determining which items were activated after others). In comparison with
Baddeley’s model, Cowan’s model is less modular and emphasizes memory pro-
cesses more than memory domains, proposing that the activation of features is
fundamental for the memorability of stimuli. Although the two models are mov-
ing closer to each other in the postulation of an episodic buffer for working mem-
ory, several points of divergence remain (Towse and Cowan 2005). For instance,
whereas Baddeley’s (2000) model emphasizes that working memory systems per
se may not undergo major structural changes with development, Cowan suggested
that acoustic information may be lost more rapidly in younger children and that
the capacity of the focus of attention and the rate of transfer of information into
that focus of attention probably also change with age (Cowan et al. 2000, 2002).
Cowan has questioned the idea that a central global processing rate explains work-
ing memory development. For instance, Cowan (1999) suggested that there may
be separate processing rate parameters involved in memory search activities and
in phonological processing operations, explaining why these predict independent
sources of variance in children’s memory performance.
Although a far greater body of research has been built on Baddeley’s frame-
work, several studies have tested major assumptions of Cowan’s model. One
important aspect of Cowan’s (1999) model of working memory concerns the idea
that even in adults, the focus of attention is quite limited in task settings that pre-
vent participants from using rehearsal and from combining items to form larger
chunks of information. Cowan (2001) demonstrated that in such cases, the aver-
age capacity of the focus of attention for normal adults is about four unconnected
chunks in both verbal and visuospatial domains.
As noted by Cowan (2014), we still do not have a clear understanding of
why pure memory capacity (without the involvement of strategic processes such
as rehearsal or chunking) is limited to three to five items in adults regardless of
whether items stem from verbal or visuospatial domains. According to the model
shown in Fig. 6.6, all of the capacity supposedly comes from what can be held
in the focus of attention. From a developmental perspective, an important ques-
tion concerns the issue of whether the span of apprehension represents an absolute
capacity of short-term memory and whether it increases with age.
Support for such ideas comes from a developmental study carried out by
Cowan et al. (1999). In the critical condition of the experiment, first and fourth
graders as well as adults played a computer game. Over earphones, they also heard
series of digits that they were asked to ignore. Occasionally and unexpectedly,
they were asked to recall the most recently presented set of digits they had heard
in the exact order in which the digits were presented. Given that participants were
not explicitly attending to the digits, it was unlikely that they used strategies to
remember them. Thus, performance on this task seemed to be a fair test of the
span of apprehension. The average span of apprehension was about 3.5 digits for
adults, about 3 digits for the fourth graders, and about 2.5 digits for the first-grade
178 6 The Role of Basic Memory Capacities and Working Memory
0.9
Proportion Correct Recall
0.8
0.7
0.6
Ignored
0.5 Speech
0.4 Attended
Speech
0.3
0.2
0.1
0
1s 5s 10s 1s 5s 10s 1s 5s 10s
Grade 2 Grade 5 Adult
Ignored Lists
Final Serial Position
1
0.9
Proportion correct
0.8
0.7 Grade 2
0.6 Grade 5
0.5 Adult
0.4
0.3
0.2
0.1
0
1s 5 s 10 s
Test Delay (seconds)
Fig. 6.9 Results of Cowan et al. (2000) on developmental change in the loss over time of unat-
tended digit lists. Top panel (Cowan et al., Fig. 2, p. 163), all serial positions; bottom panel.
(Cowan 2014, Fig. 4), last serial position only
All in all, the empirical findings presented by Cowan and colleagues are con-
sistent with Baddeley’s and Cowan’s types of working memory models, which
allow for a general cross-domain type of storage, more domain-specific interference
mechanisms of storage, decay over time, and attention-demanding executive pro-
cesses as possible sources of developmental change. Concepts such as chunk capac-
ity, speed, knowledge, strategies, control of attention, and differences in the decay
of memory traces all contribute to the development of working memory throughout
the life span (Cowan 2014; Cowan and Alloway 2009). It remains to be determined
in future research how the various components are interrelated in different stages of
development and whether the number of causal concepts can be eventually reduced.
180 6 The Role of Basic Memory Capacities and Working Memory
Summary
the episodic buffer in the context of the revised Baddeley’s model, the available
evidence supports the assumption that developmental improvements in executive
control and feature binding abilities contribute to increases in both verbal work-
ing memory and nonverbal working memory. Similarly, there is also plenty of evi-
dence supporting Cowan’s assumption that the capacity of the focus of attention
changes with age.
Although it is still unknown why developmental growth in working memory
capacity occurs, there is reason to assume that different factors such as brain
growth, knowledge increases and strategy acquisition, developmental changes in
information processing speed, and rates of memory trace decay all contribute to
this developmental process. Overall, then, age differences in basic memory capac-
ity and working memory are influenced by maturational and experiential factors.
Maturational factors place biological limits on how quickly children can process
information and retain items in their STS. However, speed of processing is also
influenced by experiential factors (e.g., knowledge base), making it clear that
the development of basic memory abilities is a result of the dynamic interaction
between biological and experiential factors that vary over time.
Chapter 7
The Development of Encoding
and Retrieval Strategies
Fig. 7.1 John Flavell
working with Christof
Schneider on a memory
recognition task. (Stanford
1982)
(Flavell et al. 2002; Pressley and Van Meter 1993). During the 1970s and 1980s,
children’s strategy use was regarded as the major source of developmental dif-
ferences in memory performance. Around that time, strategic memory was at the
center of early investigations in this area. This continues to be the case today,
although the topic no longer dominates the field as it once did (see Bjorklund et al.
2009; Pressley and Hilden 2006).
Strategies can be executed either at the time of learning (encoding) or later
when information is accessed in long-term memory (retrieval). The majority
of developmental studies have dealt with encoding strategies, such as rehearsal,
organization, and elaboration strategies carried out during study. Other investiga-
tions have focused on retrieval strategies, that is, the processes by which informa-
tion is accessed in long-term memory. The early studies on encoding and retrieval
strategies explored the extent to which children of different ages produce such
strategies and whether these “mediators” seem to “work.”
Identification of deficiencies in strategy use. Flavell’s group studied two
potential difficulties in great detail. One possibility is that young children do not
produce mediators that can effectively promote learning (i.e., they have a produc-
tion deficiency). Alternatively, children might produce mediators while learning,
but the mediators fail to facilitate performance as they do for older children and
The Development of Encoding and Retrieval Strategies 185
adolescents (i.e., the children have a mediation deficiency; see Reese 1962). As
Flavell (1970) and many others (e.g., Brown and DeLoache 1978) have demon-
strated, mediation deficiencies in young children’s memory strategies are quite rare,
and most difficulties are described as production deficiencies. That is, many young
children initially fail to spontaneously generate relevant task-appropriate strategies
but are able to produce such strategies in response to prompts or training.
The usefulness of the distinction between production and mediation deficiencies
was made apparent in the study by Keeney et al. (1967). First, it was determined that
some first graders used a verbal rehearsal strategy during list learning, whereas other
first graders failed to do so. Memory was clearly better for those children who pro-
duced the rehearsal strategy. However, when the production-deficient children were
taught the rehearsal strategy, their memory improved dramatically. Thus, the children
who failed to use the strategy spontaneously had a production deficiency but not a
mediation deficiency. Flavell (1970) concluded from these findings that production
inefficiency may be a fairly frequent precursor to efficient strategy production.
More recently, Miller (1990; Miller and Seier 1994; see also Bjorklund and Coyle
1995; Bjorklund et al. 1997) identified a third type of inefficiency that he labeled
a utilization deficiency. A child showing such a problem can spontaneously gen-
erate a strategy in response to a request for remembering, but the strategy either
does not “work” or it works but is not as effective as the strategies of older children.
According to Miller, Bjorklund, and colleagues, a utilization deficiency occurs dur-
ing the early phases of strategy acquisition. Although many developmental research-
ers have embraced this concept, there has been substantial debate about its frequency
and meaning (Bjorklund et al. 2009; Schneider 2011; Waters 2000). Recent research
has concluded that a utilization deficiency is context-dependent and constitutes only
one of several possible patterns of relations between strategy use and recall. For
instance, Schwenck et al. (2007) administered a series of sort-recall trials to first-
and third-grade children. Some children were taught how to use an organizational
strategy, whereas others were not. A utilization deficiency would be indicated if chil-
dren’s strategy use increased over trials but their levels of recall did not. This pat-
tern was observed for several first and third graders. However, other children showed
increases in both strategy use and recall on adjacent trials as would be expected if
strategy use had a positive impact on memory performance. Interestingly, still other
children showed an increase in recall in the absence of an increase in strategy use.
Although this research showed that utilization deficiencies are real, it also confirmed
the view that such a deficiency constitutes only one of the possible patterns of rela-
tions between strategy use and recall (Bjorklund et al. 2009).
As noted by Ornstein and Light (2010), the use of strategic deficiency con-
structs has played an important role in focusing attention on the processes that are
central to performance on deliberate memory tasks, and these constructs have also
helped to identify the nature of problems faced by young children in comparison
with older children and adolescents. However, in order to understand the nature of
young children’s problems when dealing with sets of to-be-remembered materials,
it seems important to focus on actual behaviors to the extent to which this is pos-
sible (see also Ornstein et al. 1988; Waters 2000).
186 7 The Development of Encoding and Retrieval Strategies
Early research on strategy development has provided little evidence that inten-
tional strategic memorizing occurs before 6 years of age (Schneider and Pressley
1989). The problem with the early research was that it followed a “modal mem-
ory” study model (Brown and DeLoache 1978; DeLoache 1980). That approach
involved presenting a sample of very young children with a memory task that is
composed of unfamiliar materials that are presented in an unfamiliar context. In
general, researchers have used the nonstrategic behavior produced by preschool-
ers in such situations as a baseline against which the progress of older children
has been demonstrated. The basic problem with such an approach is that little was
learned about preschoolers’ competencies; rather, we learned only about what they
could not or would not do. Brown et al. (1983) noted that two major techniques
need to be used to demonstrate early competence: (a) simplifying the tasks as
much as possible in order to reveal their cognitive requirements in the easiest way,
and (b) situating the experiment in a familiar context. From the early 1980s on,
several studies have followed this advice and have been able to indicate that pre-
schoolers have more strategic competence than was originally assumed.
It was already shown in Chap. 3 that very young children are relatively good at
finding hidden objects, indicating that they can use retrieval strategies in search
contexts. Intentional memory for locations was researched intensively during the
1980s. For instance, Sophian and Wellman (1983) focused on young children’s
emerging understanding that objects are not always found where they were hidden,
using the “A-Not-B” paradigm described in Chap. 3. Children who were 30 months
old understood this fact better than children who were about 24 months old, even
though the younger children already showed appropriate search strategies.
Other research showed that even children younger than 2 years of age can use
appropriate retrieval strategies under favorable circumstances. DeLoache et al. (1985)
asked 18-month-olds to remember the location of a familiar toy animal (Big Bird)
that was hidden under a pillow in a room. Although children were then distracted
with attractive toys for several minutes, they frequently interrupted their activities
to check Big Bird’s hiding place, using a number of rudimentary strategies such as
pointing, “peeking,” and naming to be able to retrieve the toy after the delay. These
activities seemed to be intentional attempts to remember the locations because they
did not occur in a control condition in which Big Bird was put on top of the pillow.
Although the deployment of these behaviors was not related unambiguously to suc-
cessful remembering, their use suggests that young children already have a rudimen-
tary understanding of the need to do “something” in response to a memory demand.
With harder tasks, however, intentional preparation for retrieval is not observed
until later. In a study by Wellman et al. (1975), the children’s main goal was to
Evidence of Strategic Behavior in Young Children 187
remember where an object was hidden—under one of three identical cups—from the
time an experimenter left the room until her return. Three-year-olds but not 2-year-
olds showed what appeared to be consciously intentional memory behaviors including
watching and touching the correct cup. According to Ornstein and Light (2010), these
behaviors may be characterized as “proto-strategies,” that is, potential precursors
of effective strategies that develop during enjoyable activities in highly salient and
meaningful situations. Overall, the findings summarized above confirm that young
children’s memory is particularly good for spatial locations. This is true not only for
hide-and-seek tasks but also for reconstruction tasks (Ellis et al. 1987) and the game
“Concentration” (Baker-Ward and Ornstein 1988; Schumann-Hengsteler 1996).
In a more recent study with young children, Haden et al. (2011) used a multitask
battery tapping nonverbal memory and language skills in a sample of 60 children
at 18, 24, and 30 months of age. The unique aspect of this study was that the same
memory tasks (elicited imitation, hide-and-seek task, working memory for loca-
tion) were presented thrice in a longitudinal design. Thus, it was possible to explore
whether the three tasks showed similar interrelations at different measurement
points. Overall, Haden et al. (2011) found moderate interrelations among memory
measures regardless of measurement point. Interestingly, individual differences in
language skills were related to performance on the nonverbal memory tasks.
Several studies have explored developmental trends in young children’s use of
retrieval strategies. This research has well established that visible retrieval cues
that are strongly associated with the hidden object are readily used by preschool-
ers. Young children seem to benefit from retrieval cues when the task is very sim-
ple and retrieval cues are visible to them. For instance, Gordon and Flavell (1977)
demonstrated that finding a picture of a doctor or a fireman that was hidden in
one of four folders was easy for 3-year-olds when a picture of a thermometer or a
fireman’s hat was placed on the outside of the folder containing the doctor or the
fireman. Although the 3-year-olds in this study had no problem using the visible
retrieval cues, Gordon and Flavell (1977) did not find much evidence that these
young children already had a clear understanding of cognitive cueing (but see
Whittaker 1986, for more positive evidence on this issue).
Another impressive study of preschoolers’ use of retrieval cues was conducted
by Ritter et al. (1973). These authors demonstrated that younger preschool chil-
dren’s (i.e., 3-year-olds’) effective use of retrieval cues occurred only when the
task was very simple. The test materials in this study consisted of six pictures
of people (e.g., a soccer player) and six small toys (e.g., a soccer ball), and each
person was functionally related to one of the toys. The 3- to 5-year-old children
watched as each person entered one of six houses and put their toy in a box such
that the toy in the box was visible at all times. By contrast, the people were placed
out of sight in the house. The children were then shown a “twin” of each person
(six pictures identical to the six people pictures that were hidden). The children’s
task was to show each “twin” how to get to his or her partner. After this task, all
materials were removed except for a single set of people pictures that were placed
face down in front of the children. The children were then asked to recall the
names of the toys. They were free to use the picture retrieval cues if they chose
188 7 The Development of Encoding and Retrieval Strategies
to do so. The majority of children at each age level made use of the visible toys
as retrieval cues during the first task, and there were no striking age differences.
However, the second task yielded a clear developmental pattern, indicating that
there are substantial improvements in young children’s retrieval cue use over the
preschool years. Whereas only about 20 % of the 3-year-olds turned over the pic-
tures of the people and used them as retrieval cues, about 75 % of the 5-year-olds
used this procedure (see Geis and Lange 1976, for complementary results).
Using a slightly different experimental design, Schneider and Sodian (1988) were
able to show that 4- and 5-year-old children know that it is easier to relocate hid-
den items if they are hidden according to semantically related rather than unrelated
cues. About 50 % of the 4-year-olds in their study not only judged semantically
related cues to be more effective than unrelated cues but were also able to justify
their use of retrieval cues by referring to the functional relation between cue and tar-
get. Although most of the criteria to make a cue informative are not fully understood
before the elementary school years (see Beal 1985; Fabricius and Wellman 1983),
3- to 5-year-olds are aware of some of the basic requirements for retrieval cues.
It is one thing to use retrieval cues that are provided. It is quite another for
young children to prepare for retrieval themselves. Ritter (1978) conducted a now-
classic study that is relevant to this point. The task was to prepare to find a piece
of candy hidden in one cup on a turntable containing six cups. Paper clips and
gold stars that could potentially be used to mark the relevant cup were placed near
the turntable. The children in this experiment (3-year-olds, 5-year-olds, and third
graders) were aware of the memory requirement and of the fact that they would
have to close their eyes as the turntable was spun. The children were then given an
opportunity to retrieve the candy. After placing the candy in the cup before spin-
ning the turntable, the experimenter asked each child whether he or she could do
something to help find the candy. Using the paper clips or gold stars to mark the
appropriate cup was defined as spontaneous preparation for retrieval. If the child
failed to mark the cup following the nondirective question, graded prompts were
provided to induce preparation for later retrieval. Although third-grade children
applied the retrieval cues spontaneously without being prompted to do so, all
preschoolers required prompting with 3-year-olds needing more prompting than
5-year-olds. Approximately one-third of the younger preschoolers (aged 3–4;6)
failed to prepare retrieval cues given even the most explicit prompting (see Beal
and Fleisig 1987; Whittaker et al. 1985, for confirming evidence).
These findings indicate that there are substantial improvements between the
preschool and grade-school years in children’s robust and flexible use of retrieval
strategies (see also Sodian and Schneider 1990). Even young preschool children
are able to engage in some planning that may be called strategic. Still, the strate-
gies of young preschoolers lack the effectiveness of the procedures used by older
children. There is evidence of effective strategies, no strategies, and “faulty strate-
gies” (i.e., strategic behaviors that do not help remembering; see Wellman 1988) in
young children. Although preschoolers can make use of and benefit from retrieval
cues, it is unclear when children begin to understand the function of cues in the
acquisition and retrieval of information.
Evidence of Strategic Behavior in Young Children 189
Several early studies on preschoolers’ memory for objects, pictures, and words
were based on the assumption that young children’s usually poor recall (compared
with their recognition abilities) might be improved if they were provided with spe-
cific prompts such as category cues for recalling categorizable lists during encoding
and retrieval (e.g., Ceci et al. 1980; Emmerich and Ackerman 1978). Although cue
manipulations at retrieval seem to produce dramatic and generally consistent effects,
encoding manipulations (e.g., blocked vs. nonblocked presentations of categorizable
items for study) have been more variably successful. Thus, some researchers have
reported facilitation due to the blocking of categorizable items (e.g., Kobasigawa
and Orr 1973; Perlmutter and Myers 1973; Morrison and Lord 1982), whereas oth-
ers have failed to observe benefits due to blocking (Emmerich and Ackerman 1978;
Garrison 1980). However, overall, this research indicates that very salient prompts
during encoding seem to affect memory. For instance, requiring 4- to 5-year-olds to
sort to-be-learned lists into semantic categories enhances memory of the material
(Moely et al. 1969; Lange and Griffith 1977). Although preschoolers’ classification
behaviors are more dominated by perceptual than taxonomic criteria, they can also
benefit from category cues in addition to color cues (Perlmutter et al. 1982).
A difficulty with the Perlmutter et al. (1982) study was that children were not
aware at encoding that they would be required to recall the material later. What
do sorting preferences look like when preschoolers and kindergarten children are
aware of an upcoming test? Sodian et al. (1986) presented 4- and 6-year-olds with
a number of toys that could be classified according to taxonomic and color crite-
ria. The children in the “sort-and-remember” condition were told to code items
into memory by putting them into groups that the children felt belonged together.
Children in a “play-and-remember” condition were given no instructions specific
to sorting but were rather told that they were allowed to play with the items for a
while before they would be given a memory test. All children sorted more accord-
ing to semantic categories than according to color. Not surprisingly, the provision
of category cues had a more positive effect than the provision of color cues. An
especially important finding was that there was significantly more taxonomic sort-
ing during the study period as well as categorical clustering at recall in the sorting
condition than in the play condition.
The design of the study by Sodian et al. (1986) did not permit conclusions about
whether organizational behaviors could be interpreted as intentional memory strate-
gies. This was due to the fact that children in the play condition were also informed
that they would have to recall the items later. A study conducted by Baker-Ward
et al. (1984) was better suited for this purpose, offering especially convincing evi-
dence that preschoolers consciously memorize. In this experiment, 4-, 5-, and 6-year-
olds were instructed to interact with a set of objects and toys for a 2-min activity
period and were placed in one of three experimental conditions: Target Remember,
Target Play, and Free Play. The children in the Target Remember condition were
told that they could play with all of the objects but that they should especially try
190 7 The Development of Encoding and Retrieval Strategies
to remember a subset of the items (i.e., the target objects). By contrast, the children
in the two play conditions were given no indication that they would have to recall
information later. Children in the Target Play condition received instructions that
stressed playing with a subset of the target items, whereas those in the Free Play con-
dition were given general playing instructions.
The use of an observational coding scheme during the activity period revealed
that even at age 4, the children who were told to remember behaved differently
from those in the play conditions (see Fig. 7.2). For instance, the spontaneous
labeling or naming of objects occurred almost exclusively among the children in
the Target Remember condition, and these children were also more likely to visu-
ally inspect the objects. These differences in the frequency of memory-related
behaviors as a function of experimental condition were found at all age levels and
increased with age. Regardless of age, children in the Target Remember condi-
tion played significantly less than children in the two Play conditions. Baker-Ward
et al. (1984) found it remarkable that even 4-year-olds respond to the challenge of
a memory goal with deliberate study-like behaviors. A second interesting finding
was that the strategic efforts of the younger children did not facilitate remember-
ing. That is, memory-related behaviors affected the recall of only the 6-year-olds
in the study. Similar findings were reported by Lange et al. (1989) who found only
weak relations between young preschoolers’ strategy use and subsequent recall.
More recently, Blumberg and Torrenberg (2005) confirmed this outcome using
a slightly different task with 3- to 4-year-old children. Although most children
in this study used an appropriate selection strategy, use of this strategy was not
related to the correct relocation of items. Baker-Ward et al. (1984) speculated
that this might be because the newly learned strategies were not routinized to
the point that they could actually be useful to the younger preschool children. As
noted by Ornstein and Light (2010), the differential effects of younger and older
preschoolers’ strategic efforts may be due to different underlying strategies. This
possibility is consistent with Baker-Ward et al.’s observation that the younger
children seemed to combine the verbal naming/labeling and manipulation of
objects, whereas the older children put naming together with visual examination.
Apparently, intentionality of memory behavior is only one relevant aspect. Two
other components, namely consistency and effectiveness, must also be considered
in any account of the development of memory.
24
Number of blocks
20
16
12
8
4
0
Naming Play
4-year-olds
24
Number of blocks
20
16
12
8
4
0
Naming Play
5-year-olds
24
Number of blocks
20
16
12
8
4
0
Naming Play
4-year-olds
Fig. 7.2 Mean number of 5-s blocks of the activity period in which each naming and play
occurred for the 4-year-olds (panel a), 5-year-olds (panel b), and 6-year-olds (panel c) in each
instructional condition. (Adapted from Baker-Ward et al. 1984)
192 7 The Development of Encoding and Retrieval Strategies
already use schematic structures when recalling script-based stories (see the evi-
dence in Chap. 5). Thus, children of both age groups should be able to use the
structure to temporally organize their recall from the first trial on. The predic-
tions regarding performance on the free-recall task were more difficult. If young
children are simply unable to appreciate the categorical structure of the list, their
recall should be poorly organized and should not improve over trials. However, if
they can appreciate the categorical structure but do not use it to deliberately organ-
ize recall, poor performance on the first-recall trial may alert them to the need for
strategy use. Improvement in categorical organization over the two recall trials
would thus indicate strategy use.
As a main result, it was found that children generally recalled the story bet-
ter than the list and that organization increased over trials. Story recall was well
organized in both age groups, suggesting that the schematic structure of the story
automatically guided recall in preschoolers and kindergarten children. Whereas
preschool children’s organization of list recall was poor on both trials, the kinder-
garten children organized list recall better on the second recall trial. The authors
concluded from these findings that there is a developmental progression in the
emergence of retrieval strategies in young children. Preschool children appear to
be unable to use categorical structures deliberately. Although kindergarten chil-
dren do not typically employ categorization strategies spontaneously (thereby
showing a production deficiency), they seem able to use categorical structures stra-
tegically after their first experiences with a free-recall task. Therefore, the ability
to use categorical structures as retrieval guides develops with age, thus reflecting
the development of categorical knowledge.
Such a conclusion was also supported by the results of a more recent study by
Schwenck et al. (2009) who explored young children’s strategy use in sort-recall
tasks in a large sample of more than 500 children ranging in age from 4 to 8 years.
After a baseline trial using neutral instructions, some children were prompted to
use a sorting strategy, whereas other children received a clustering prompt or no
prompt (control condition). Consistent with other research (e.g., Schneider 1986;
Schwenck et al. 2007), the sorting prompt was found to be more effective than
the clustering prompt. Thus, instructing children to sort picture cards according to
semantic categories led to greater recall levels and to more strategy use. Overall,
levels of recall and strategy use were higher for older children and for typical
items as compared with atypical category exemplars. Although this research indi-
cated that even 4-year-olds engage in strategic behavior, the 4-year-olds did not
benefit as much from strategy training as the older children (see also Carr and
Schneider 1991).
As this brief overview indicates, it is not appropriate to classify young children
as nonstrategic. The empirical research carried out in the last three decades has
identified competencies in preschoolers more often than deficits. The hypothesis
that there is a “5–7” shift from nonstrategic to strategic is no longer tenable. Jumps
in strategic competence come earlier, demonstrating that preschoolers are able to
show self-directed and goal-oriented behaviors. There is reason to assume that
mother–child-memory talks influence the acquisition of memory strategies. The
Evidence of Strategic Behavior in Young Children 193
It is not easy to determine that a strategy affects only encoding, and in fact, it may be
impossible to do so (Waters and Andreassen 1983) because the advantages conferred
by encoding strategies are often not realized until retrieval is required. Encoding
strategies refer to procedures that are deployed during the study of material in prepa-
ration for a subsequent test. Although there are many encoding strategies, a few have
received much more attention from developmental psychologists than others have.
Three of the more prominently researched procedures—namely rehearsal, organiza-
tion, and elaboration—will be reviewed in the following sections.
Rehearsal
Research interest in rehearsal was at least partially motivated by the crucial role of
rehearsal (“control processes”) in multistore memory models and by John Flavell’s
early work, which established rehearsal as a strategy that develops between 5 and
10 years of age. The modern era of research in memory development can be traced
to the seminal study by Flavell et al. (1966) who developed a unique method for
studying list learning in 5-, 7-, and 10-year-olds. The children wore space hel-
mets while preparing for the serial recall of picture lists. The helmets covered
the children’s eyes but exposed their lips, allowing the experimenter to determine
whether the children were verbally rehearsing the materials. Children’s spontane-
ous rehearsal was measured during a study period prior to free recall. Flavell et al.
(1966) reported that the amount of rehearsal increased with age, as did the amount
recalled. There were too few 5-year-olds who rehearsed and too few 10-year-olds
194 7 The Development of Encoding and Retrieval Strategies
who did not to evaluate the effects of rehearsal on recall in these children.
However, about half of the 7-year-olds rehearsed during recall and about half did
not. Seven-year-old children who rehearsed recalled more than 7-year-old children
who did not. Thus, this study established the canonical result that memory strategy
use increases with age and is causally related to levels of recall. In particular, it
was assumed that frequency of rehearsal determines memory performance.
Direct measurement of rehearsal was complemented by Flavell et al. (1966)
and other studies (e.g., Belmont and Butterfield 1977; Hagen and Stanovich 1977)
that used less direct indicators of cumulative rehearsal. The most important of
these was an analysis of recall according to the item’s serial position in the list.
When especially good recall occurred for items early in the list (primacy effect),
rehearsal processes were assumed. Primacy effects were generally not found in
preschoolers and young school children but were observed in older schoolchildren.
Other measures of input activity such as the analysis of children’s pauses while
they studied also supported the conclusion that rehearsal develops. For instance,
although 13-year-olds in Belmont and Butterfield’s (1969) study displayed pro-
gressively longer pause times with the presentation of each new item on a serial
list, pause times were more uniform as a function of list position in younger chil-
dren (i.e., 9-year-olds). It was inferred from these results that the older children
used an active cumulative-rehearsal strategy, whereas the younger participants
probably did little more than verbally label individual items as the items were
presented.
Subsequent research indicated that the relation between frequency of rehearsal
and recall was more complex than initially proposed. Data obtained using the
overt rehearsal technique developed by Rundus (1971) permitted more detailed
developmental conclusions. The advantages of the overt rehearsal method, which
requires that participants memorize all items out loud, are that the quantity and
quality of rehearsal activities can be directly measured and evaluated. Research
using this method by Peter Ornstein, Mary Naus, and their associates has been
especially revealing. For example, Ornstein et al. (1975) required 8-, 11-, and
13-year-old children to rehearse each word on a list at least once in the 5- or 10-s
interval between the presentation of successive words. More specifically, children
were told that they had to repeat the most recently presented word at least once,
and if they wished, that they could practice any other words they liked. By using
this overt rehearsal technique, Ornstein and his colleagues made a detailed study
of quantitative and qualitative differences in the children’s rehearsal. The typi-
cal age effects for serial recall were obtained. Older children both recalled more
items and exhibited a primacy effect. However, there were no age differences in
the total amount of rehearsal nor was the correlation between amount of rehearsal
and recall very large. The fact that frequency of rehearsal was comparable for the
youngest and oldest children runs counter to the earlier findings by Flavell and his
colleagues (1966).
The impact of rehearsal style on recall. Interestingly, Ornstein and his col-
leagues noted developmental differences in the style of rehearsal. Qualitative anal-
yses of the rehearsal sets were very informative, with a rehearsal set defined as
Encoding Strategies During the Elementary and Middle-School Years 195
the number of items rehearsed together. The youngest children tended to rehearse
only one or two unique words during each interval, and Ornstein et al. labeled this
tendency passive or single-item rehearsal. By contrast, older children more often
rehearsed the target word plus several previously presented words, a style Ornstein
et al. labeled active or cumulative rehearsal. On the basis of these and other data,
Ornstein and his colleagues asserted that the important developmental changes are
in terms of style rather than the frequency of rehearsal and that the older chil-
dren’s active rehearsal accounted for both their greater recall and the primacy
effect that was obtained in their data (see also Guttentag et al. 1987; Ornstein and
Naus 1985).
Naus et al. (1977) provided clear evidence that the differences in rehearsal
between younger and older elementary schoolchildren reflected a production
deficiency in the younger children. Third graders who did not use the cumula-
tive-rehearsal strategy spontaneously could be easily trained to use three-item
rehearsal sets. They displayed the primacy effect typical of older children, and
their recall was approximately at the level of sixth graders. This training study
as well as others (e.g., Cox et al. 1989; Ornstein et al. 1977) bolstered the causal
relation between style of rehearsal and memory performance, noting improve-
ments in young children’s recall following cumulative-rehearsal training. Yet,
rehearsal training for young children rarely eliminated developmental differences,
and generalization of the trained strategy was typically weak. On the whole, how-
ever, training young children to use a more effective rehearsal strategy typically
benefitted their memory performance. These findings led to the conclusion that a
critical developmental difference concerns children’s inclination to use a particular
strategy rather than their ability to use it, and this difference indicates that young
schoolchildren are typically production deficient (Bjorklund et al. 2009).
When all of the relevant data are considered, it seems that the essential dif-
ference between the memorization processes of younger compared with older
children are qualitative rather than quantitative. Passive one-word memorization
strategies are replaced by cumulative-rehearsal strategies such that the number of
different items in a rehearsal set eventually reaches three or four (Ornstein and
Naus 1978). These cross-sectional results were complemented by longitudinal
analyses. In a study by Kunzinger (1985), an overt rehearsal task was presented to
7-year-olds who were retested 2 years later. There was an increase in the rehearsal
set size with development (from 1.7 to 2.6 items). Rehearsal frequency was never
correlated with recall. The size of the rehearsal set was correlated with recall only
at the second measurement point. An especially interesting finding was the high
stability in performance. Children who had larger rehearsal sets at the initial time
of measurement also had larger sets at the second measurement point. Kunzinger
also assessed children’s individual stability, that is, each individual’s relative
standing within the reference group. This “lability score” (Bayley 1949), defined
as the across-age standard deviation of an individual’s z-scores, indicated mod-
erately strong individual stability over time, with lability scores ranging between
0.26 and 0.36 (the lower the score, the higher the individual stability). This find-
ing shows that the overall high group stability in developmental changes over time
196 7 The Development of Encoding and Retrieval Strategies
Organizational Strategies
had high ARC cluster scores at both input and output. By contrast, the two subsam-
ples of children had low ARC scores during input but higher ones at output. The
study also included an instructional component. When the child participants were
instructed to sort items into experimenter-specified categories during encoding,
their ARC scores at encoding and retrieval were high. Instructions to use categori-
zation during retrieval had a much less pronounced effect on organization than the
study instructions did. The study instructions generally improved children’s recall
performance, especially for the second graders. Kee and Bell concluded from their
findings that variations in organizational behaviors during encoding and not during
retrieval produced differences in memory performance in the sort-recall task.
A related issue concerns the question of whether output organization can be
generally conceived of as an indicator of deliberate strategy use. There are now
many demonstrations that the degree of output organization systematically
covaries with associations between the items and the typicality of the item lists
(Bjorklund 1985; Frankel and Rollins 1985; Hasselhorn 1992; Schneider 1986).
Several researchers (e.g., Lange 1978) have argued that young children’s cluster-
ing during free recall may be automatically determined by the structure of the task
materials and does not necessarily indicate conscious strategic operations. A high
degree of output organization for highly associated items probably occurs because
the recall of any particular item more or less automatically triggers the recall of
closely associated words. No consciously controlled strategic encoding processes
are necessary for this mechanism to work. In fact, by the later grade-school years,
it is clear that meaningful interconnections between to-be-learned items can affect
later memory even if learners explicitly used encoding strategies that did not
exploit the meaningful interconnections (Rabinowitz and McAuley 1990).
The studies by Frankel and Rollins (1985) and Schneider (1986) explored the
impact of associative versus categorical relations by factorially manipulating high-
and low-categorical relatedness and high- and low-interitem associations. For
instance, in Schneider’s study, a sample of 64 second-grade and 64 fourth-grade
children were given a sort-recall task with categorizable pictures serving as the
stimulus materials. The pictures were movable and could thus be sorted into piles.
Children were permitted to do anything that they wanted to learn these items. Four
different types of lists were used in the study. One list contained items that were
highly related to the category, with high interitem associations between most of
the items on the list (hereafter, the high related–high associated list). The animals
on this list included a dog, cat, mouse, horse, cow, and pig. The second list was
composed of items highly related to the category but with low-interitem associa-
tions (high related–low associated). The animals on this list included a tiger, ele-
phant, cow, pig, bear, and dog. The third list was composed of items that were
weakly related to the category, although there were some high interitem associ-
ations (low related–high associated). The animals on this list were a goat, deer,
buffalo, hippopotamus, monkey, and lamb. The low related–low associated list
included the animals beaver, rat, alligator, camel, squirrel, and giraffe.
The findings are given in Table 7.1. In general, the fourth graders in the study
employed much more categorical sorting during study than the second graders did.
Encoding Strategies During the Elementary and Middle-School Years 201
Table 7.1 Mean recall, category clustering during sorting and during recall as a function of grade,
category relatedness, and interitem association. (Adapted from Schneider 1986, p. 226, Table 2)
Grade and task High associativity Low associativity
High relatedness Low relatedness High relatedness Low
relatedness
Grade 2
Recall 12.37 10.44 10.75 10.88
Clustering/sorting 0.38 0.32 0.35 0.13
Clustering/recall 0.63 0.38 0.18 0.16
Grade 4
Recall 17.31 15.37 14.19 11.50
Clustering/sorting 0.70 0.77 0.40 0.20
Clustering/recall 0.70 0.57 0.56 0.52
Not surprisingly, the fourth graders also clustered more during recall and recalled
more than the second graders. In addition, there was a main effect of interitem
associativity at recall on clustering, with highly associated lists producing more
clustering. More importantly, there was a striking age by list associativity interac-
tion in the clustering data such that low associativity especially penalized younger
children more than older children. In fact, the clustering of high- and low-associ-
ated lists was approximately equal for the older children in the study. Although the
main effect of associativity and the age by associativity interaction were not sig-
nificant in the recall data, there were strong trends in the recall data mirroring the
clustering data. In general, there were significant correlations between clustering
at study, clustering at recall, and recall.
Similar findings were also reported by Hasselhorn (1992) who compared the
same age groups on free-recall and sort-recall tasks. The deliberate use of an
organizational category increased with age and with the items’ category typicality
and was more frequent in the sort-recall than in the free-recall task. Hasselhorn
concluded from his findings that most 10-year-olds are capable of using seman-
tic organization strategies effectively, particularly when items are typical of the
respective semantic categories.
Although a similar pattern of results was also found in the study by Frankel
and Rollins (1985), there were also slight differences. Frankel and Rollins com-
pared kindergarteners, fourth graders, and 10th graders on sort-recall tasks that
varied according to item typicality and interitem associativity. Whereas the 10th
graders in that study showed high levels of organization in recall whenever cat-
egory relatedness or associative strength were high, kindergarteners and fourth
graders displayed little organization at study, and greater category clustering was
obtained only for the list that was compatible with associative organization (i.e.,
taxonomic factors did not affect recall). Although the finding of the studies by
Frankel and Rollins (1985) on the one hand and those by Hasselhorn (1992) and
Schneider (1986) on the other hand are not consistent with regard to the out-
come for fourth-grade children, they suggest important developmental changes
202 7 The Development of Encoding and Retrieval Strategies
90
80
70
60
Frequency (%)
50
40
30
20
10
0
perfect from the start jumped from chance gradual increase nonstrategic
to perfect sorting
Elaboration
For the most part, developmental researchers have studied elaboration strategies
using the paired-associate learning paradigm. As already noted in Chap. 2, early
research using the associative learning paradigm followed the verbal learning
tradition and was not directly concerned with age-related changes (Goulet 1968;
Keppel 1964). This changed with the emerging interest in memory strategy devel-
opment initiated by Flavell and colleagues’ pioneering work, which also triggered
programmatic investigations of developmental differences in children’s and ado-
lescents’ memory (see reviews by Kee 1994; Pressley 1982; Pressley and Hilden
Encoding Strategies During the Elementary and Middle-School Years 205
2006; Rohwer 1973; Schneider and Pressley 1997). Studies assessing elaboration
strategies typically present participants with pairs of items such as a shoe and a
balloon, a cat and an apple, or an arrow and glasses, and participants are asked
to remember the pairs. At testing, the participants are presented one of the paired
items and asked to recall the pair mate. This is a very challenging task unless par-
ticipants use an elaboration strategy.
According to Rohwer (1973), elaboration in noun-pair learning refers to the
process of generating an event that can serve as a common referent for the mem-
bers of each pair. He proposed that the learner’s use of an elaboration strategy is
mainly responsible for successful noun-pair learning. More specifically, elabora-
tion involves associating two or more items by creating a visual or verbal repre-
sentation of them. For example, if a learner was presented the pair “cat–apple” to
memorize, an effective verbal elaboration to link these two words might involve
generating a sentence such as “The cat rolled the apple around.” A visual elabora-
tion concerning this noun pair might involve creating an image of a cat rolling an
apple around.
Early research concerning the use of elaboration strategies revealed produc-
tion deficiencies during the preschool and childhood years (Flavell 1970; Rohwer
1973). Unlike rehearsal and organizational strategies, elaboration strategies are
rarely observed before adolescence and can be conceived of as a “latecomer to the
memorizer’s bag of tricks” (Pressley 1982, p. 303). Experimental research aimed
at determining the developmental level at which learners overcome the elaboration
strategy production deficiency has typically included either an elaboration-pro-
vided condition, an elaboration-generated condition, or both of these conditions
as well as a control condition. If participants in the control condition performed
comparably to participants in the elaboration conditions, it was inferred that con-
trol participants engaged in elaborative activity spontaneously. When a repetition-
control condition was included, it was assumed that repetition would preclude
elaborative processing. Thus, if the performance of participants in the control
group exceeded that of participants in a repetition-control condition, this was also
taken to indicate spontaneous elaboration by control participants. The expectation
in most studies on elaboration strategies was that, at a younger age level, perfor-
mance in the control condition would be lower than in the elaboration condition
but that at a more advanced age-level performance in the control condition would
be comparable to performance in the elaboration conditions, indicating spontane-
ous use of an elaboration strategy.
An early study by Rohwer and Bean (1973) provides an illustration of the typi-
cal data and inferences. These authors compared the effects of various prompts
in participants drawn from five grade levels: first, third, sixth, eighth, and 11th.
In a listen (control) condition, participants were told to attend to and learn a total
of 36 word pairs comprised of familiar nouns. In the rehearsal control condition,
instructions were given to repeat each pair aloud as many times as possible during
the interitem intervals. In the presentation condition, following the presentation
of each pair, the two words were presented again in a sentence context, and par-
ticipants were instructed to repeat the sentences aloud as many times as possible
206 7 The Development of Encoding and Retrieval Strategies
before the onset of the next pair. Finally, in the construction (elaboration) condi-
tion, participants were directed to construct and utter aloud a sentence containing
each noun pair that was presented and to repeat the sentence as often as possible in
the interpair interval.
As a main result, the prompt to construct a sentence was able to promote
effective elaboration in all of the age groups in this study. It was equivalent to
the effects obtained by providing a sentence and clearly more effective than the
instructions to listen or rehearse the noun pairs with one exception: Although
the effect of the listen control condition was indistinguishable from that of the
Rehearsal condition at the first-, third-, and sixth-grade levels, it was stronger at
the eighth-grade level and equivalent to the effects of the sentence conditions at
the 11th-grade level. The authors concluded from this finding that a much less
explicit prompt such as being directed to listen was sufficient for evoking elabora-
tion processes only for eighth- and 11th-graders.
The findings by Rohwer and Bean (1973) also indicated the importance of
individual differences within a given age group. In a subsequent study, Rohwer
et al. (1977) followed up on this issue. In their third experiment, groups of 11-
and 17-year-olds were first asked to learn a list of paired associates under con-
trol instructions. Participants were classified as good, medium, or poor associate
learners based on the outcome of this test. In a next step, all of the participants
were presented with another list of pairs to learn and were placed in either a ver-
bal-generated (elaboration) condition, a repetition-control condition, or a control
condition. Among 11-year-olds of all three learning-ability levels, the elaboration
condition produced better performance than the two control conditions. Although
the same pattern of results was found for the 17-year-old poor and medium learn-
ers, the high-ability participants in the elaboration and control conditions outper-
formed those in the repetition-control condition. Rohwer et al. (1977) concluded
from these findings that the high-ability adolescents in particular used elaboration
strategies spontaneously, and this confirms the importance of individual differ-
ences for elaboration propensity.
Other evidence has corroborated these conclusions (see Pressley 1982; Pressley
and Hilden 2006). For instance, interview studies have confirmed individual dif-
ferences in participants’ reported use of elaboration strategies with their use of
elaboration strategies increasing with age from childhood to adolescence. Also,
elaborative use has been consistently associated with higher learning perfor-
mance (Beuhring and Kee 1987; Pressley and Levin 1977). Taken together, both
experimental and self-report data indicate that improvements in performance on
associative memory tasks are due primarily to an increase in the tendency to use
elaboration as a memory strategy (Pressley 1982; Schneider and Pressley 1997).
Older adolescents are more likely than grade-school children to report using elab-
oration during study. Interestingly, however, the classification of participants with
respect to strategy use has been shown to be more predictive of associative learn-
ing performance than age (Pressley 1982).
Effects of imagery strategy instruction. Unlike rehearsal and organizational
strategies, elaboration strategies are not acquired during the natural course of
Encoding Strategies During the Elementary and Middle-School Years 207
development by most individuals of a given age cohort. Even many adults need to
be prompted to use elaboration on paired-associate tasks (Rohwer 1980). However,
as with the other two mnemonics, young children can be trained to use elabora-
tion strategies with corresponding increases in memory performance (Pressley and
Hilden 2006; Siaw and Kee 1987). When younger children generate elaborations,
they are typically not as effective as those produced by older children (Reese 1977).
For instance, in a series of studies, Levin and Pressley and their colleagues produced
a substantial body of evidence demonstrating that the effects of imagery instruction
were, at best, limited for preschoolers and children in the early elementary grades.
Some of this work was done with paired associates, some with vocabulary, and some
with simple prose (see Pressley and Van Meter 1993; Schneider and Pressley 1997,
for more detailed accounts). With paired associates, the children were taught to find
a linking relationship for pairs of items. The vocabulary research focused on the key-
word method (Atkinson 1975; see Pressley et al. 1982; Schneider and Pressley 1997,
for comprehensive reviews). This two-stage method for learning foreign vocabulary
words involves generating interactional images between definition referents and the
referents of words that sound like parts of the to-be-learned vocabulary item (i.e., the
keyword). For instance, cart is a good keyword for the Spanish word carta (postal
letter), which is generated in a first step. The second stage consists of generating
an interactive visual image. Thus, for carta, a reasonable image would be that of
a postal letter inside a shopping cart. Alternatively, a meaningful sentence could be
used to link the keyword to the vocabulary word’s definition, such as “the cart trans-
ported the letter” (Pressley et al. 1982).
In general, the potency of elaborative imagery as a facilitator of children’s
associative learning increases between the ages of 5 and 11 years. The results for
the paired-associate and keyword methods tend to be very similar. That is, for 3-
to 8-year-olds, the effects of imagery training were either not obtained or were
obtained only in situations that supported imagery formation. Thus, these young
children could generate images to mediate their learning of paired associates that
involved strong associations between the to-be-learned items (e.g., needle-balloon)
but could not do so on a regular basis when the noun pairs were not so obviously
related. In the latter case, imagery instructions were useful only with a fairly slow
rate of presentation (Pressley and Levin 1977). By 5–6 years of age, children ben-
efit from simple imagery-generation instructions when learning, and by 7–8 years
of age, children can apply the strategy with purely verbal materials (Begg and
Anderson 1976; Levin and Pressley 1978). By 11 years of age, children appear to
be no more constrained in their use of imagery mnemonics than adults are. Verbal
elaborations can be effectively trained in even younger children and can improve
children’s learning performance from the kindergarten level on.
Once grade-school children are taught to use elaborative strategies, they con-
tinue to use them if they are presented with the same task later (Borkowski et al.
1976; Schneider and Pressley 1997). Maintenance effects are not limited to just
grade-school children, nor are they limited to simple elaboration strategies. Even
6-year-olds can maintain rather complex elaborative strategies (Kestner and
Borkowski 1979). The available data also indicate that elaborative transfer can be
208 7 The Development of Encoding and Retrieval Strategies
obtained at least some of the time even in young grade-school children (Pressley
1982). For instance, in the study by Kestner and Borkowski (1979), there was only
a small difference between the training and generalization tasks. Children who had
been trained to use an elaboration strategy to learn paired associates were also able
to cope with the new task to learn and remember triads of pictures instead of pairs
and remembered more of these items than did control children.
Nonetheless, elementary schoolchildren do not always generalize elaboration
strategies. In a study by Pressley and Dennis-Rounds (1980), 10- to 13-year-old
children and 16- to 19-year-old adolescents performed two associative tasks: In
the first, they learned the products of cities, and in the second, they learned Latin
definitions. The study comprised three experimental conditions that are relevant
to the current discussion. Participants in two of these conditions were taught to
use the mnemonic keyword method to mediate city-product learning. Participants
in the control condition were left to their own devices to learn the cities and their
products. The critical manipulation with respect to transfer occurred before the
Latin words were presented. That is, the participants who were given control
instructions for city-product learning were also given control instructions for Latin
learning, as was one of the two groups that were given keyword training for the
city-product task (hereafter, those in the keyword no-transfer training condition).
Participants in the other keyword condition received additional keyword training
before being presented with the Latin words (keyword complete reinstruction con-
dition). Transfer would be apparent in this design if the performance of the no-
transfer training participants exceeded that of the control participants on the Latin
task. The more performance in the no-transfer training group resembled perfor-
mance in the complete reinstruction group, the greater the transfer.
The most critical data in the study are presented in Fig. 7.4. There was no evi-
dence of transfer among 10- to 13-year-old participants given that the no-transfer
training and the control group means were virtually identical and significantly
lower than those of the complete reinstruction condition. Consistent with the per-
spective that the propensity to transfer increases during the adolescent years, there
was significant transfer among the 16- to 19-year-olds. That is, complete reinstruc-
tion in the keyword method was not necessary to induce keyword-method use on
the Latin task. On the other hand, however, performance in the no-transfer train-
ing condition was far below performance in the complete reinstruction condition
at both age levels, indicating that spontaneous transfer was far from complete.
Although these data support the assumption that the transfer of elaborative strat-
egy use increases during the adolescent years, transfer is obviously far from per-
fect during middle to late adolescence.
In sum, the conclusions reached about the development of elaboration are not
very different from those reached in other areas of memory strategy development
(see Brown 1978; Flavell 1970; Schneider and Pressley 1997). That is, production
deficiencies are often overcome as children develop, and generalized strategy use
does not always occur in children. Moreover, systematic instruction in strategy use
can dramatically increase children’s learning and memory performance if the chil-
dren do not spontaneously use the techniques they have been taught to use.
Encoding Strategies During the Elementary and Middle-School Years 209
80
70
60
percent learned
50
40
30
20
10
0
10 to 13 years 16 to 19 years
AGE
control no transfer instruction complete reinstruction
Fig. 7.4 Mean percent learned on the transfer task as a function of age and transfer instruction.
(Adapted from Pressley and Dennis-Rounds 1980) (Schneider and Pressley 1989, p. 151, Fig. 6.10)
Elaboration strategies from a life span perspective. One of the few studies
that directly compared the effects of a systematic strategy training in children and
older adults was carried out by Brehmer et al. (2007). The authors used a mul-
tiphase training design consisting of a baseline assessment, strategy instruction,
and strategy practice to compare what they labeled “memory plasticity” from mid-
dle childhood to old age. Younger children aged 9–10, older children aged 11–12,
young adults aged 20–25, and older adults aged 65–78 learned and practiced the
Method of Loci, an imagery-based mnemonic technique, to encode and retrieve
words using location cues. Children and older adults performed at similar levels
at baseline and after being instructed in how to use the strategy. However, children
profited considerably more than older adults from subsequent practice in using the
strategy, yielding increasing differences between these age groups over the course
of the training study. According to the authors, these findings suggest that 9- to
12-year-old children and older adults do not differ much in their baseline perfor-
mance and their baseline plasticity. However, children possess greater develop-
mental plasticity than older adults.
These and other findings led Shing et al. (2008) to introduce a two-component
model of episodic memory development across the life span. This model posits two
evolving components of episodic memory—one strategic and the other associative—
and it portrays the ontogeny of episodic memory as the interaction between the two
(cf. Chap. 5). The model posits that the associative component is relatively mature
210 7 The Development of Encoding and Retrieval Strategies
by middle childhood and undergoes senescent decline in late adulthood and old age.
Second, it also posits that the strategic component of episodic memory develops later
than the associative component (e.g., from late childhood on) and also undergoes a
decline in late adulthood and old age (see also Shing and Lindenberger 2011).
Most studies of strategy development have focused on processes that improve rote
recall of words or pictures. As already noted by Brown et al. (1983), this is not
the only form of learning. Deliberate strategies can also be applied to understand,
store, and retrieve complex meaningful information such as texts. Learning to read
and write requires strategic activities rarely observed in elementary schoolchil-
dren. In particular, early research carried out by Ann Brown and her colleagues
has shown that processes such as identifying, underlining, and summarizing the
main ideas of text passages develop during the high school years but usually only
with explicit instructions (Brown et al. 1983; Pressley and Hilden 2006).
Although these strategies develop rather late, the developmental pattern found
between Grades 6 and 12 resembles that found for rote-recall strategies between
Grades 1 and 6. That is, these activities are only sporadically observed, followed
by more frequent robust application in a broader variety of learning situations. As
is true for simpler strategies, such as rehearsal and organization, the initial use of
strategies for understanding and remembering texts is often accompanied by produc-
tion deficiencies and poor performance. It is only after prolonged periods of prac-
tice that mature, successful strategy application can be observed. As will be shown
later in some detail, strategies related to text processing include metacognitive activi-
ties (e.g., comprehension monitoring), which require skills to integrate and evaluate
information across larger segments of texts. Even college students may have diffi-
culty with such demanding tasks (Brown et al. 1983; Pressley and Hilden 2006).
Training experiments have shown that complicated text processing strategies
can be taught to normal elementary schoolchildren (e.g., Gaultney 1995; Paris and
Oka 1986; Pressley et al. 1988). Instructional programs that include reading strat-
egy components are beneficial to poor readers as well (Palincsar and Brown 1984;
Short and Ryan 1984). In the seminal study by Palincsar and Brown (1984), a set of
four comprehension strategies was developed. Seventh graders who were adequate
decoders but poor comprehenders were taught to (a) make predictions before read-
ing, (b) question as they read, (c) seek clarification when confused, and (d) sum-
marize after reading a section of text. In the reciprocal teaching condition, the
participants were taught these four strategies, with the teacher first discussing the
topic of the day’s text, calling for predictions about the contents of the passage if the
text was completely new, or calling for a review of the main points covered thus far
for passages that had been started the previous day. Next, the teacher assigned one
or two students to be the “teacher.” The student teacher(s) imitated the adult teach-
er’s strategic behavior, and the adult teacher would make corrections if necessary.
Encoding Strategies During the Elementary and Middle-School Years 211
Students took turns as the student teacher with a session lasting about 30 min.
Throughout the approximately 20 days of the reciprocal teaching intervention, the
students were explicitly informed that questioning, summarization, prediction, and
seeking clarification were strategies that would help them understand better and
that they should always try to use these strategies. The intervention was followed by
5 days of post-testing. A long-term follow-up was provided 8 weeks later.
Relative to the control condition, reciprocal teaching positively affected all
measures of text comprehension and memory that were collected. Given the large
effect sizes, the reciprocal teaching paradigm had a wide-ranging impact on prac-
tice. For instance, the outcome of this research stimulated textbook publishers to
include strategy instruction and inspired additional study of the method. Ten years
later, Rosenshine and Meister (1994) came up with a meta-analysis of the impact
of reciprocal teaching. They concluded that reciprocal teaching was most suc-
cessful when there was more direct teaching of the four strategies. Obviously, the
approach produced consistent and sometimes striking effects on cognitive process
measures even though these effects were reduced when standardized comprehen-
sion measures were used. Positive effects were also reported by Scott Paris and
his colleagues (e.g., Paris et al. 1984; Paris and Oka 1986) who used a somewhat
different methodological approach by devising and evaluating a 30-h approach
to teaching a variety of comprehension strategies in classrooms. This approach
emphasized students’ understanding of strategic processes, facilitated by a lot of
explanations from teachers and modeling of the relevant strategic activities. Given
that the teaching took place in classroom groups and that there was only a lim-
ited application of the relevant strategies, this approach lacked the intensity of the
reciprocal teaching procedure. Although the outcome of this “informed strategy
training” approach was generally positive, the findings were less impressive than
those obtained by Palincsar and Brown (cf. Pressley and Hilden 2006).
The brief overview of this literature showed that the spontaneous production
of strategies for learning and remembering complex text material is the exception
rather than the rule, and even adults may fail to use such strategies routinely. It
appears that traditional summaries of the development of memory strategies focus-
ing on rote-recall memory tasks frequently underestimate the variation in the age-
related development of natural strategic competence. Whereas simple strategies
can already be detected in early childhood, more sophisticated and complex pro-
cedures are not commonly observed even in bright and mature participants such as
university students (Pressley and Afflerbach 1995; Pressley and Van Meter 1993).
The development of memorability-based strategies. One line of recent
research has investigated the strategies children use to remember events, and
in particular, the strategies they use to reject false memories (e.g., Ghetti and
Alexander 2004; Ghetti et al. 2006; Roebers and Schneider 2005). For instance,
Ghetti and her colleagues investigated a strategy that they named the memora-
bility-based strategy. Such a strategy refers to the expectation of the memora-
bility of a specific event. When children are asked whether they recall a specific
event, they may rely in part on their estimate of the salience or probability of
such an event. Some events, if they happened, would surely be recalled (“Do I
212 7 The Development of Encoding and Retrieval Strategies
remember being hit by a car? No, and if I had been, I am sure I would remember
it!”), whereas others may be less salient (“Did I eat sausage for dinner last week?
Maybe.”). Ghetti and Alexander (2004) informed 5-, 7-, and 9-year-old children
about possible events that may have happened to them, some with high memora-
bility (e.g., taking a trip to the Grand Canyon) and others with low memorability
(e.g., wearing a bandage after hurting an eye). Children were then told that peo-
ple typically remember high-memorability events, whereas they probably forget
low-memorability events more easily. When children were asked whether they
had experienced certain events, only the 9-year-olds rejected the high-memorabil-
ity events more than the low-memorability events. In a subsequent training study
(Ghetti et al. 2006), 6- to 7-year-old children rejected bizarre (high-memorability)
events, which indicates that even young schoolchildren can use a memorability-
based strategy under favorable conditions.
As found for rehearsal and organizational strategy development, most strategy
development related to elaboration, text processing, and estimates of memorabil-
ity has been attributed to encoding factors. However, there is evidence indicating
that some developmental differences are tied to retrieval, particularly in younger
children (Pressley and Levin 1980). In the next section, the importance of retrieval
strategies for memory performance will be explored in more detail.
Retrieval Strategies
Although the strategies described so far have been described as encoding strate-
gies, their effects do not become apparent until retrieval. Sometimes children fail
to recall all that they encode. Something has to be done to get the relevant infor-
mation out of long-term memory. It is possible to increase the probability of recall
through strategic efforts at the time of testing. Retrieval strategies refer to planful
operations that individuals undertake in order to access stored information. As we
have shown above, there is a slow developmental progression in the emergence of
retrieval strategies in young children (e.g., Hudson and Fivush 1983). Even older
children seem to have a lot to learn about the use of deliberate strategies for cueing
and searching memory. However, with increases in age, they become better able to
more effectively implement these strategies (Ackerman 1985; Kobasigawa 1977;
Schneider and Bjorklund 1998).
were aware of the category names during learning and recall. The participants in
the control condition were simply instructed to recall the items when given the
category cues. By contrast, the participants in the experimental condition had to
recall all the items from one category before they were allowed to proceed to the
next category (constrained recall). For all ages, the children in the experimental
condition recalled more items than the children in the control condition. However,
none of the children transferred the constrained strategy when given a transfer
list consisting of to-be-learned items from new categories. Generally comparable
results were reported by Lange (1973), whose procedure was similar except that
he used pictures rather than verbal materials and used the same categories for the
transfer task.
How should these findings be interpreted? Methodological problems in the
studies by Scribner and Cole (1972) and Lange (1973) preclude a definitive con-
clusion. First, including a free-recall condition without retrieval cues would have
improved both studies. Such a condition would have made it possible to better
estimate the age-specific effect of cue presentation, particularly during the transfer
phase. In addition, nothing was known about how participants behaved during the
encoding phase. Age-correlated differences may have occurred because the older
children had already created better conditions for retrieval, that is, by organizing
the learning material into categories during the encoding phase. Finally, the to-be-
remembered lists were presented several times in succession in these studies, with
items presented in a random order on each trial. Such a design increases the prob-
ability of encoding variability (Waters and McAlaster 1983; Waters and Waters
1979) because participants encounter each item in the encoding context and then
again in a subject-determined retrieval context (i.e., the item is retrieved with other
items such that the order of the retrieved items is often quite different from the
order at encoding). A great deal of encoding variability affects younger children
more negatively than older children. Thus, these experiments may have provided
poorer conditions for effective learning by younger children than for older chil-
dren. In short, it is difficult to differentiate between the quality of encoding and
retrieval processes in the experiments conducted by Kobasigawa (1974), Lange
(1973), and Scribner and Cole (1972), even though all of these studies suggest
retrieval deficiencies in young children.
25
20
15
10
0
4 7 10
AGE
Fig. 7.5 Mean numbers of pictures cue recalled and free recalled along with the proportion of
mode switching as a function of age. (Schneider and Pressley 1997, p. 172)
4-, 7-, and 10-year-old children could organize the learning materials perfectly in
both modalities. A cued-recall test given immediately after sorting used taxonomic
cues for half of the children at each age level and thematic cues for the remaining
children. Free recall was measured 1 day later.
The main results are summarized in Fig. 7.5. Please note that cued recall varied
little as a function of age, suggesting that about the same number of items were
available in memory for each of the age groups. The free-recall results were quite
different. Older children spontaneously generated many of the taxonomic and
thematic cues and used them to mediate free recall, but younger children did not
do so. A “modal switching index” was calculated to indicate the degree to which
children switched between taxonomic and thematic modalities during free recall.
Although the 10-year-olds made such a shift in 66 % of all possible cases, the cor-
responding percentages for the 4- and 7-year-olds were 14 and 29 %, respectively,
which shows that the two younger age groups did much less switching. Within
each age level, there was a reliable positive relation between this index and the
number of items recalled. Additional analyses led Ceci and Howe (1978) to con-
clude that the age differences in free recall observed in this study were primarily
due to the use of more flexible retrieval strategies by older children.
Age differences in the flexibility of retrieval strategies were also demonstrated
by Salatas and Flavell (1976b). They attempted to control for developmental dif-
ferences in encoding strategies by having the participants (6- and 9-year-olds
and college students) learn a set of items to a high level of performance, that is,
to the point that they could recall all categorizable list items during constrained
recall (i.e., when category cues were provided and an exhaustive recall of category
216 7 The Development of Encoding and Retrieval Strategies
members was required). At the end of this phase, participants were asked indirect
retrieval questions that required an optimal retrieval plan. For instance, to answer
the question, “which of the items on the list are small enough to be put into this
box?” the optimal retrieval plan would be to recall the category names, search in
each category exhaustively, and evaluate each item in each category to see whether
it meets the requirements. Given the complexity of this retrieval strategy, it is not
surprising that only a few schoolchildren used it. However, most of the college stu-
dents applied this optimal strategy for retrieval.
A study by Keniston and Flavell (1979) explored developmental trends in another
example of a complex retrieval heuristic. The approach taken by these authors illus-
trates another retrieval problem of younger children referred to by Kobasigawa
(1977), namely lack of adequate search strategies. First, third, and seventh graders
as well as college students were read a list of 20 different alphabet letters, which they
wrote down. Unexpectedly, participants were asked to recall these letters. An effec-
tive retrieval strategy is to go through the entire alphabet and identify the letters that
have been recently seen, thus transforming the difficult free-recall task into a much
easier recognition task. If items are recalled in alphabetical order, one can infer that
such a retrieval strategy was used. The results showed that the younger children could
use this intelligent retrieval strategy effectively and skillfully when told to do so,
although they did not use the strategy spontaneously. By contrast, no specific feed-
back was required for the older participants to use the alphabetic retrieval strategy.
These and other-related findings suggest that young children benefit more
from being instructed to apply retrieval cues than older children and adolescents,
presumably because the older participants spontaneously generate appropriate
retrieval plans. The findings summarized in this section indicate clear trends in the
development of efficient retrieval processes from 4 to 12 years of age. Although
the spontaneous use of simple retrieval strategies can be observed in the late
kindergarten and early school years (cf. Wellman 1985), complex retrieval strat-
egies such as the ones explored in the study by Salatas and Flavell (1976b) are
not observed before the late grade-school or adolescent years. As noted by Flavell
et al. (2002), much of what develops in the area of memory retrieval consists of
the ability to search the long-term memory system intelligently, that is, system-
atically, exhaustively, and selectively—whatever the retrieval problem at hand
demands. In general, this ability develops rather late in childhood, particularly
when the use of internal memory cues is required. On the other hand, we have
already shown that even preschool children demonstrate the ability to effectively
use retrieval cues when searching the external world.
From the discussion of strategy development provided above, one might get the
impression that children use one strategy at a time, progressing stagelike from less
to more effective strategies. Research carried out during the past two decades has
Multiple and Variable Strategy Use 217
made it clear, however, that this is not the case. Rather, there is substantial inter-
and intrapersonal variability in strategy use, with children using different strategies
and combinations of strategies on any given memory problem. This position has
been emphasized by Robert Siegler (e.g., Siegler 1996, 2006), who views cogni-
tive development not as a series of stagelike steps, but rather as changes in the
frequency with which children use different strategies. Accordingly, Siegler views
developmental change as a series of overlapping waves: Strategies occur with dif-
ferent frequencies over time and compete with one another for use. With time, the
modal strategy children use to solve a problem will typically increase in efficiency,
replacing less effective strategies. It seems important to note, however, that simple
and more complicated strategies may coexist in a child’s cognitive repertoire and
compete for use.
Regarding the development of memory strategies, several studies have con-
firmed the view that children make use of more than one strategy at a time. For
instance, Coyle and Bjorklund (1997) reported multiple and variable strategy use
for children in Grades 2, 3, and 4 on a multitrial sort-recall task with categorized
sets of items. These authors assessed the strategies children used at each trial (i.e.,
sorting items into groups, category naming, rehearsal, and clustering). Although
the average number of strategies children used increased over the five trials and
with age, there was substantial variability in the number of strategies children used
per trial in all grades, with more than one-third of the second-grade children using
two or more strategies on a majority of the trials. Children at all ages also varied
the strategies they used. No age differences were found in whether the children
switched strategies (i.e., used one combination of strategies on one trial and a dif-
ferent combination on the next trial). Children in all grades switched strategies
on about half of the trials. Strategy effectiveness was also related to age such that
older children typically improved their memory performance when they increased
the number of strategies they used on adjacent trials, whereas younger children
actually showed a decrement in recall when they increased the number of strat-
egies they used (for similar findings, see Cox et al. 1989; DeMarie and Ferron
2003; DeMarie et al. 2004; Schneider et al. 2009; Shin et al. 2007).
Several studies also revealed that even young children (e.g., kindergarten-
ers) sometimes use more than one strategy on memory tasks (e.g., DeMarie and
Ferron 2003; Schneider et al. 2004; Schwenck et al. 2009). The study carried out
by Schwenck et al. (2009) was the first to systematically investigate multiple strat-
egy use on a memory task with children as young as 4 years of age. Even these
young children used more than one strategy on average (particularly in the prompt
condition) when performing the memory tasks, although the older children in the
study used more strategies and also used the more effective ones. Moreover, recent
research based on the Würzburg-Göttingen longitudinal study indicated that the
first graders who used two or more strategies in a sort-recall task at the beginning
of the longitudinal study outperformed those who did not use a strategy or used
only a single one (Schneider et al. 2004). Subsequent assessments of strategy use
on the sort-recall task included in this study showed that using only one strategy
(either sorting or clustering or rehearsal) led to worse recall performance than
218 7 The Development of Encoding and Retrieval Strategies
effectively
using two or more strategies (see Schneider et al. 2009). Moreover, as shown by
Lehmann and Hasselhorn (2007), effective multiple strategy use was also found
for the rehearsal tasks used in this longitudinal study.
What does the literature on memory strategy development tell us about the
approximate ages by which most children display spontaneously varied memory
strategies? Table 7.2 presents estimates of the typical age of first strategy appear-
ance as a function of strategy type for children from cultures in which they are
schooled (see Bjorklund et al. 2009; Schneider and Bjorklund 2003). As can be
seen from this table, simple memory strategies are already available at the begin-
ning of elementary school, and most strategies are acquired between the ages of
8 and 10 years. Although young elementary schoolchildren can also be trained to
use more complex techniques such as elaboration and text recall strategies, sponta-
neous use of such strategies is not observed before late childhood.
can be successfully trained is important, but the underlying factors that are respon-
sible for these age-related patterns are even more critical from a theoretical per-
spective. In the following sections, research that has sought to discover the factors
that influence age differences in children’s use of memory strategies and their
effectiveness will be reviewed, including efficiency of processing, knowledge
base, encoding, and metamemory.
The impact of memory capacity. As noted in Chap. 6, young children’s prob-
lems with the deployment of memory strategies may be caused by the fact that
memory capacity demands are too high. By definition, strategies are effort-
ful cognitive operations. The use of memory strategies results in a cost to mental
resources. Several theorists have proposed that the principal factor underlying chil-
dren’s strategy use is age differences in efficiency of processing. Younger children
require more mental effort to execute most cognitive operations relative to older
children (e.g., Case 1985, 1992), and because of this age difference, younger chil-
dren are less likely to implement a strategy and experience less of a benefit from
its execution than older more cognitively efficient children (e.g., Bjorklund 1987;
Cowan et al. 2005; Guttentag 1997; Kee 1994).
To test this hypothesis, researchers have used dual-task procedures in which
children are asked to perform two tasks, both separately and together. This
approach is based on the simple idea that it is difficult to do two things at once.
The amount of performance reduction on the secondary task (often a simple motor
task such as tapping one’s finger as fast as possible) as a result of performing the
primary task (usually a measure of strategy performance) is used as an indica-
tion of the capacity of the mental resources the primary task requires. The dual-
task methodology has been used to assess mental capacity constraints for various
encoding strategies such as rehearsal, organization, and elaboration. For instance,
Guttentag instructed children in the second, third, and sixth grades to utilize a
cumulative-rehearsal strategy. While these children rehearsed a list of unrelated
words, they were required to perform the finger-tapping task as quickly as pos-
sible. This tapping rate during rehearsal was compared to a baseline rate of tap-
ping only. Guttentag found that children in all grades were able to execute the
cumulative-rehearsal task, and he found that dual-task problems decreased with
age, a finding that he interpreted as showing that younger children allocated more
mental effort toward executing the strategy than older children. In accordance with
this assumption, Guttentag et al. (1987) found that some children who used a pas-
sive rehearsal strategy under normal presentation conditions switched to an active
cumulative-rehearsal strategy under conditions in which the resource demands
of the active strategy were reduced (e.g., when the items remained visible during
study).
Similar developmental differences in dual-task performance were obtained
for organizational strategies. For example, Bjorklund and Harnishfeger (1987,
Experiment 2) asked 9- and 13-year-old children to tap their index fingers as rap-
idly as possible on the space bar of a keyboard (secondary task). They were then
asked to perform two free-recall memory tasks while tapping their fingers. On the
first task, children were asked to recall a set of categorized items in any order they
220 7 The Development of Encoding and Retrieval Strategies
wished (free recall). On the second task, children were instructed in the use of an
organizational memory strategy. Children of both ages significantly increased their
strategy use on the trained task and displayed a significant reduction in tapping
rate on the more effortful trained task relative to the less effortful free-recall task.
However, only the older children showed a corresponding increase in recall rela-
tive to the free-recall task. This demonstrates that strategy use is effortful, espe-
cially for younger children, and, because it consumes a substantial portion of
young children’s limited mental capacity, strategy use may not always result in
enhanced performance (i.e., a utilization deficiency). Bjorklund and Harnishfeger
(1987) interpreted these findings as reflecting the fact that the younger children
expended too much of their limited mental resources executing the strategy and
thus had too few resources left to devote to retrieving individual items.
Finally, there is evidence that capacity limits also influence the acquisition
and use of elaboration strategies. For example, Kee and Davies (1988) examined
sixth graders’ and college students’ use of rehearsal and elaboration strategies on a
paired-associate learning task. As noted above, this is the age range during which
elaborative propensities have been concluded to mature (Kee 1994; Pressley 1982;
Schneider and Pressley 1997). Kee and Davies used a dual-task methodology,
with participants required to press a key as they processed the paired associates.
Instructions on memory trials requested that participants either repeat the names of
the word pairs aloud during the interval (rehearsal) or generate a sentence aloud to
describe the pair in an interaction. Recall results showed the typical improvements
associated with age and elaboration. As indicated by an age by instruction interac-
tion, the advantage of elaboration was larger in the sixth-grade group than in the
college group. Although finger-tapping interference (mental effort) results did not
predict grade and instruction effects in the first experiment, which required par-
ticipants to execute their rehearsal and elaboration of pairs aloud, finger-tapping
interference with elaboration declined with age in the second experiment, which
required participants to perform their strategy application silently. Kee and Davies
(1988) concluded from their findings that age-related recall differences that remain
after successful elaboration of pairs can be attributed to less of an availability of
the information processing resources needed to ensure sufficient encoding (see
Miller et al. 1991, for similar developmental differences in dual-task performance
related to the use of a selective attention strategy).
Further support for the assumption that short-term memory capacity differences
may account for age-related improvements in the ability to profit from elabora-
tion strategy instruction comes from Pressley et al.'s (1987) study, which was
not based on a dual-task paradigm. Children in Grades 1 through 6 heard com-
plicated sentences specifying relations between concrete elements (e.g., “The fat
bay ran with the gray balloon”). In one experimental condition, children were
instructed to try hard to remember the sentences because a memory test would be
given after the presentation of sentences. In the second condition, children were
instructed to construct images depicting the meaning of the sentences. Their short-
term memory was assessed using a battery of different measures. Pressley and col-
leagues assumed that functional short-term memory would be highly predictive of
Multiple and Variable Strategy Use 221
Fig. 7.6 Mean percent 80
learned as a function of 70
grade level and condition.
(Constructed from Pressley 60
Percent learned
et al. 1987) (Schneider and
50
Pressley 1997, p. 249, Fig. 7.3)
40
30
20
10
0
1,2,3 4,5,6
GRADE
Imagery Control
sentence learning when the children used an imagery strategy to code sentences
but would not be similarly predictive of learning when the children learned any
way they wanted.
As in previous research, the imagery versus control difference was significant
for students in Grades 4–6 but not for the younger participants. Thus, there was
a clear developmental effect in that the imagery instructions promoted sentence
learning in the older half of the sample but not in the younger half (see Fig. 7.6).
Much more interesting, however, was that children with higher functional short-
term memory were more successful in the imagery condition than children with
poorer short-term memory capacity. Short-term memory capacity differences
between students were more predictive of performance in the imagery instructions
condition than in the control condition. Causal modeling analyses made clear that
even the predictability of sentence learning from verbal competence was mediated
in part by functional short-term memory. Cariglia-Bull and Pressley (1990) car-
ried out a constructive replication of this study and obtained results consistent with
the earlier study. This increased their confidence in the earlier finding that at least
some of the developmental differences in improved performance under imagery
instructions can be explained by short-term capacity differences in children.
Effects of the knowledge base. Research conducted during the last four dec-
ades has convincingly shown that age-related effects in the frequency of use and
quality of children’s strategies play a large role in memory development between
the early school years and adolescence. However, there is now an increasing real-
ization that the use of encoding and retrieval strategies largely depends on chil-
dren’s strategic as well as nonstrategic knowledge. There is now a broad consensus
that the narrow focus on developmental changes in strategy use should be replaced
by an approach that also takes into account the effects of various forms of knowl-
edge on strategy execution.
The impact of children’s knowledge base on their strategy use has been dem-
onstrated in numerous studies (see reviews by Bjorklund 1987; Bjorklund et al.
1990; Chi and Ceci 1987; Ornstein et al. 1988; Schneider and Bjorklund 1998,
222 7 The Development of Encoding and Retrieval Strategies
of strategy use and recall. And in a subsequent experiment when children were
required to recall their classmates by a specified category (seating arrangement or
sex of child), children of all the ages that were tested (6, 8, and 10 years) did so
almost perfectly but did not recall a greater number of names than the children
who organized their recall less well (Bjorklund and Bjorklund 1985). For these
children, it seems that most of their elevated levels of recall were attributed to
nonstrategic factors associated with an elaborated knowledge base. One conclu-
sion from this research is that the likelihood of nonstrategic effects of knowledge
increases with increases in the richness of the knowledge base.
The impact of metamemory on strategy use. There is also evidence that the
knowledge that individuals possess regarding the functioning and contents of their
memory (i.e., metamemory) may influence their deployment of strategies and
developmental changes in their strategy use (Bjorklund et al. 2009; Ornstein and
Light 2010; Schneider and Pressley 1997). The development of metamemory in
children and adolescents will be described in more detail in Chap. 9. This section
briefly summarizes what children and adolescents know about memory strategies
and how this knowledge affects strategy use and memory performance.
In fact, much of the research on the development of metamemory has been moti-
vated by the assumption that children’s knowledge about memory influences their
selection of specific strategies on tasks that require remembering (e.g., Brown et al.
1983). Flavell (1971), who coined the term, was interested in metamemory as a par-
tial determinant of production deficiencies in children’s strategy use. Kreutzer et al.
(1975) came up with the first comprehensive questionnaire for assessing children’s
metamemory. Kindergarteners and first, third, and fifth graders were asked a series
of questions regarding memory. Children’s knowledge about organizational strate-
gies was tapped by a single item. The participants were shown nine picture cards
(three from each of three semantic categories), and they were told to imagine that
these items had to be learned in a few minutes. They were also told that they could
do anything they wished to learn the items. There was a clear age trend. Whereas
most fifth graders in the sample referred to a categorization strategy, only one kin-
dergarten child did so. Findings from several other studies have confirmed that meta-
memory concerning strategies develops steadily over the elementary school years
but is still incomplete in early adolescence (for details, see Chap. 9).
One of the main motivations for studying metamemory has been the assump-
tion that there are important relations between knowing about memory and
memory strategies (cf. Brown 1978; Flavell and Wellman 1977; Weinert 1986).
However, early investigations did not find substantial links between the two com-
ponents (Cavanaugh and Perlmutter 1982). More recent research has shown that
the relation one finds between memory and metamemory is considerably stronger
than previously assumed. The findings of several studies are in accord with theo-
retical assumptions that emphasize a bidirectional relation between metamemory
and strategy use (see Chap. 9 for an overview). Accordingly, metamemory can
influence memory behavior, which in turn leads to enhanced metamemory.
Taken together, research on the role of metamemory in memory development
has created a large body of evidence supporting the utility of the concept. Mainly
Multiple and Variable Strategy Use 225
was no indication that the African sample organized materials according to seman-
tic categories. Taken as a whole, these results indicate that semantic organization
strategies are not spontaneously employed by the Kpelle.
Similarly, Rogoff (1981) reported that nonschooled children generally do not
make use of organizational techniques for remembering lists of items and that
school appears to be necessary for the acquisition of these skills (Rogoff and
Mistry 1990). Moreover, Wagner (1974, 1978), using a serial memory task, found
that intentional rehearsal processes could not be detected in nonschooled samples
but were evident in schooled participants. Subsequent work (Wagner and Spratt
1987) supported the assumption that culturally related experiences affect memory
processing. For example, children in Morocco who are enrolled in Quranic pri-
mary school are asked to practice rote learning to a great extent, and this explains
the superiority of their serial learning (i.e., memory for information in a specific
order). The Quranic students have developed strategies for implementing the
memory task that is demanded of them the most.
Although nonschooled children and adults are unlikely to spontaneously
engage in memory strategies, they are able to make use of them when interitem
associations are made explicit (Sharp et al. 1979). Moreover, cross-cultural differ-
ences in memory performance disappear when information can be integrated in a
meaningful context and is linked to everyday experiences (and not to the amount
of schooling) as has been demonstrated for the recall of stories and visuospatial
memory (e.g., Kearins 1981; Mandler et al. 1980; Rogoff and Waddell 1982).
Nonschooled children and adults perform at the same level or even better than
Western samples on personally relevant memory tasks in which the memory feat
is accomplished in the service of a culturally important nonmnemonic goal. Thus,
meaningful purposes integrate the memory task in an appropriate cultural activity
(Mistry 1997).
Moreover, cross-cultural differences in stimulus familiarity—and thus, in
knowledge—appear to be a critical factor. For instance, Kearins (1983) reported
differences favoring aboriginal children over civilized children in the verbal recall
of lists of wild animals and assumed that aboriginal children’s interest in and
knowledge about wild animals promoted their memory in this task. The data sug-
gested that Anglo-Australian children were more likely to attempt verbal rehearsal
strategies, whereas aboriginal children seemed to rely more on spatial–imaginal
elaboration strategies. In summary, Kearins’ data clearly support the hypothesis
that the knowledge base and culturally supported visuospatial skills can more than
compensate for verbal strategies. Findings from cross-cultural studies have also
shown that individual differences in strategy use and memory performance are not
determined solely by maturational factors but depend greatly on prior familiarity
with the to-be-remembered materials. Moreover, this research consistently sug-
gests that formal schooling contributes significantly to children’s increasing skill
in the use of memory strategies.
Educational effects on strategy use. As noted above, there is evidence
that the development of memory strategies is linked to the effects of school-
ing. Interestingly, educational effects on strategy use have also been observed in
Multiple and Variable Strategy Use 227
The core assumption of the model is that such higher order skills and also attribu-
tional beliefs about the utility of strategies (the motivation component) are highly
important for producing generalized thinking and problem solving. The good-
information processing model highlights the impact of educational experiences
on the development of memory skills and thus emphasizes the role of parents
and teachers in the acquisition of strategies and knowledge. One of the obvious
implications of this work is to transfer strategy instruction from the laboratory
to real-world educational settings. Subsequent work by Pressley and colleagues
(e.g., Pressley 1995; Pressley and Woloshyn 1995) illustrates how this goal can be
accomplished.
Summary
About 50 years ago, the modern area of memory development began with the
study of strategies. My overview of the literature has shown that scientific inter-
est in the development of memory strategies is still alive even though our view
of the role of strategies in memory development has changed somewhat since the
early days. Much of the early research in strategy development focused on the
factors responsible for production deficiencies, the subsequent failure to transfer
an acquired strategy to a new situation, and the ways in which children’s strat-
egy effectiveness can be improved (see reviews by Pressley and Van Meter 1993;
Schneider and Pressley 1997). Several studies showed that insufficient mental
capacity and lack of domain-specific knowledge were partially responsible for
production deficiencies in young children. Research based on dual-task procedures
in which children are asked to perform two tasks both separately and together
demonstrated that young children require more mental effort than older ones for
implementing and executing memory strategies. It was also found that young chil-
dren who try to employ memory strategies for the first time are at risk of expe-
riencing a utilization deficiency such that strategy use is not accompanied by
superior memory performance. Moreover, more recent research has indicated that
individual differences in domain knowledge contribute to age differences in strat-
egy use (Bjorklund and Schneider 1996; Schneider and Bjorklund 2003). Young
children typically lack domain knowledge, which increases the speed at which
they can process domain-related information. As a consequence, more mental
energy is needed to execute a strategy based on this information, making strategy
use very effortful and less attractive. Overall, the research literature suggests that
domain knowledge, metamemory, motivation, and educational experiences can be
viewed as mediators of children’s strategy use and memory performance.
Furthermore, numerous studies have shown that memory strategies develop
most rapidly over the elementary school years. Older children are more likely to
actively rehearse items and to group items on the basis of meaning and to study
same-category items together, with higher levels of sorting and clustering yielding
higher levels of recall. However, the ages of strategy acquisition are relative and
230 7 The Development of Encoding and Retrieval Strategies
variable within and between strategies. Even preschoolers and kindergarten chil-
dren are able to use intentional strategies, both in ecologically valid settings such
as hide-and-seek tasks and in the context of a laboratory task. There is also no
doubt that memory strategies can be effectively taught to young children.
Another interesting finding derived from recent research is that memory strat-
egies do not develop in as straightforward a way as we once thought. Instead,
findings from longitudinal research indicate that strategies do not develop gradu-
ally but may actually increase abruptly and in combination with other strategies.
Longitudinal research conducted during the last two decades has convincingly
shown that individual differences in the frequency of use and quality of children’s
strategies play a large role in memory development between the early school
years and adolescence. Recent longitudinal findings concerning multiple strategy
use have provided evidence for considerable individual differences in the intra-
individual development of organizational and rehearsal strategies, indicating that
the course of children’s strategy acquisition may be more complex and variable
than previously assumed. These new findings are helpful for understanding and
explaining the discrepancy in findings reported in developmental studies on the
course of memory strategy acquisition. They contribute to our understanding of
developmental changes in strategic memory across the entire elementary school
period by showing that the process of strategy acquisition is not one of sim-
ply replacing the ineffective with the effective, even though the majority of chil-
dren are competent strategy users when they finish elementary school. Strategies
do not always help performance, at least not immediately, and simple and inef-
ficient strategies reside alongside more sophisticated and efficient ones. Finally,
differences in educational contexts have been shown to affect children’s strategy
acquisition, suggesting that a teacher’s focus on “memory talk” and teacher–child
conversations in the classroom are of great relevance for the development of the
repertoire of strategies that can be skillfully deployed in the service of goals of
remembering.
Chapter 8
Effects of the Knowledge Base on Memory
Development
It has been recognized for some time that memory performance is highly dependent
on the development of a person’s knowledge base. Flavell (1985) eloquently described
the situation:
Thus, what the head knows has an enormous effect on what the head learns and remem-
bers. But, of course, what the head knows changes enormously in the course of develop-
ment, and these changes consequently make for changes in memory behavior (p. 213).
There is reason to believe that one of the major factors that influence memory
development is children’s acquisition of knowledge. In fact, some researchers
view the role of age differences in knowledge as central to memory development.
For instance, according to Carey (1985), the acquisition and reorganization of
domain knowledge probably account for most of the cognitive differences between
young children and adults.
Conceptualizations of Knowledge
We posit that the common denominator of all these definitions is the belief that
knowledge should be conceptualized in terms of information contained in a modi-
fied network model of semantic memory (see Bjorklund 1987; Bjorklund et al.
1990). Each item in semantic memory is defined by a node that is connected to
other nodes. In addition to connections with other items (concepts), each node is
also associated with the features that characterize it. In development, the number of
nodes changes as do the number and strength of connections among items. Also, the
number of features associated with an item changes (increases) as a function of eve-
ryday experiences. Terms such as “world knowledge” or “conceptual knowledge”
concern the total amount of information stored in an individual’s semantic network.
Modified network models (e.g., Anderson 1976; Collins and Loftus 1975) have been
adopted by cognitive psychologists to describe and explain the functions of seman-
tic memory. An example of such a network is displayed in Fig. 8.1. The network
consists of concepts stored in long-term memory or nodes (the ellipses) that are
linked together. The connections between the nodes of the network are determined
by various relations, with interitem associativity identified as a fundamental one.
When we speak of a knowledge “domain,” we are referring to semantic knowl-
edge that is highly interrelated (e.g., knowledge of the game of tennis or knowl-
edge in the fields of physics or medicine). Research has shown that experts in a
given domain retrieve information from a semantic network that contains an enor-
mous number of nodes for that domain and also strong and frequent interconnec-
tions among these nodes. An important developmental hypothesis is that young
children’s representations of knowledge are different from the representations of
older children, adolescents, and adults. Consequently, younger children cannot use
their knowledge in the same way as older children (Chi and Ceci 1987).
The density of the associative network depends on children’s experiences
with the core concepts and thus on age. Let us assume that the conceptual knowl-
edge about dogs illustrated in Fig. 8.1 belongs to a 12-year-old. Corresponding
networks for a 5-year-old and a 17-year-old would include fewer nodes for the
5-year-olds but more for the 17-year-olds. Children’s knowledge base—defined as
their long-term representations of world knowledge and organized in a semantic
memory network—thus changes with age and experience. Developmental changes
in the network affect the number of available items and their accessibility. It is not
only the number of items (concepts) in the knowledge base that expands with age
and experience but also the number and strengths of associations and the number
and types of features that characterize concepts (Bjorklund 1987; Schneider and
Bjorklund 2003).
As will be shown below in more detail, the richness of the knowledge base and
thus the “density” of the semantic network significantly influence the speed and
accuracy of memory processes. Individual items related to a familiar domain can
be accessed more quickly from the long-term store as can relations among seman-
tically related items in the knowledge base. Faster processing means more efficient
processing, which results in the greater availability of mental resources. These
mental resources can then be applied to retrieve specific items, facilitate strategy
use, or induce metacognitive processes (Bjorklund et al. 1990). Thus, there is
Conceptualizations of Knowledge 233
Animal has
Skin 4,12;5,13,…86;99
can isa
looks like
isa Elephant
Move
has
Dog Trunk
has
looks like
can Tail
2,6;8,12,…,99;95
Bark can
isa
Spots Be walked
isa
has
isa
1,1;2,5,…,90;82
looks
like Otto
3,5;6,9,…,90;92A
Fig. 8.1 A portion of a person’s knowledge of animals. The ellipses correspond to nodes in the
network that are linked by qualitatively different types of associations: isa, has, can, looks like. The
node denoting a mental image contains pairs of numbers. These refer to x, y coordinates of points
that would be used to generate an image, much as particular elements on a television screen are
activated to generate a picture. (Source Kail and Pellegrino 1985). (Adapted from Kail 1990, p. 80)
reason to assume that the semantic network of experts in a given domain is par-
ticularly dense for that domain, making it very easy for experts to access domain-
relevant information. Please note, however, that the picture can be totally different
when these experts try to remember information from domains about which they
have little knowledge. In such cases, there are fewer nodes and interrelations
234 8 Effects of the Knowledge Base on Memory Development
among nodes, implying that the information processing speed and accuracy of
memory performance may be considerably lower. Accordingly, information about
the sheer amount of available “world knowledge” a person possesses may prove
to be less predictive of memory performance than information about the person’s
specific knowledge about a particular domain. For the purpose of the present chap-
ter, it seems important to keep in mind that the semantic network is comprised of a
single set of encoding and storage processes, indicating that world knowledge and
domain-specific knowledge are based on the same mechanisms.
Age differences in the knowledge base can affect memory in three main ways
(Bjorklund 1987; Schneider 1993). First, the knowledge base can render specific
items more accessible because they are more richly represented (e.g., they have
more features in semantic memory) and are therefore more vivid. Second, the
knowledge base can influence memory performance by the relatively effortless
activation of relations among sets of items. Third, it can facilitate the use of delib-
erate memory strategies.
Item-Specific Effects
The first conclusion regarding item-specific effects was based on the assumption
that a particular item may be more apt to be activated in certain contexts than other
items because it has been activated frequently in the past in those contexts and
thus has a relatively low threshold for activation. Moreover, an item may be more
apt to be activated because it is associated with a large number of features, most of
which can be easily activated; this ensures that the item itself will be remembered
later (Bjorklund 1987). These item-specific effects are generally not influenced
by the use of deliberate strategies, even though item-specific and organizational
effects can covary.
This conclusion has been supported by experiments using lists of unrelated
items that were equally meaningful for children of different ages, eliminating age
differences for the information that was to be remembered. Such findings were
obtained when the influence of capacity, strategy use, and awareness on memory
was considerably reduced as is the case in incidental memory tasks. For example,
Ghatala (1984) compared 7- and 11-year-old children as well as adults on such an
incidental learning task. In her experiment, she presented words and asked ques-
tions that were designed to evoke the participants’ knowledge about the words. For
instance, when the word “chair” was presented, participants may have been asked
“Is this a piece of furniture?” Later, the participants were asked to recall as many
of the words as they could. The typical result was that older children and adults
Effects of the Knowledge Base on Memory 235
recalled more words than the younger children. Ghatala (1984) found that 11-year-
olds recalled about twice as many words as the 7-year-olds. However, this effect
was quite specific to words for which the participants’ knowledge was evoked.
Recall was comparable across the two age groups when participants judged words
purely in terms of their sounds. Obviously, the sound judgments did not evoke
much knowledge in the various age groups.
Item-specific effects are not limited to the retention of unrelated information but
may also be found for sets of categorically related items. For example, Ceci (1980)
showed that 4-year-olds failed to generate multiple semantic features for items,
resulting in reduced levels of recall compared with older children and to other
4-year-olds who were provided with multiple features for encoding the materials
that were to be remembered. Ceci suggested that young children’s deficient knowl-
edge base prevents them from easily generating multiple semantic features to be
used in encoding. This may explain their generally poor performance in list-learning
tasks. Similarly, Ackerman (1985, 1987), who used cued-recall tasks, was able to
show that 7-year-olds needed more of the original encoding environment to be rein-
stated for retrieval cues to be effective than older children and adults. This was par-
ticularly obvious when category labels served as retrieval cues. Ackerman suggested
that one reason for young children’s dependence on the encoding environment in
determining the effectiveness of a retrieval cue is their deficient semantic memory.
Although item-specific effects of the knowledge base typically produce age dif-
ferences in performance, the pattern of findings is completely different in situa-
tions in which the content of semantic memory is comparable across age groups
or when children’s semantic knowledge base is even richer than that of adults.
Evidence confirming this conclusion comes from a study by Lindberg (1980). In
a first experiment, kindergarten children, sixth graders, and college students were
compared on an incidental learning task for which they analyzed words accord-
ing to physical, acoustic, semantic, and visual featural systems, and large devel-
opmental differences in recall were found in the visual and semantic conditions.
However, only small differences were detected in the acoustic condition, and
no differences were found in the physical condition. These findings confirmed
Lindberg’s hypothesis that the physical and acoustic conditions would show lit-
tle or no developmental differences in recall because all participants, regardless of
age, would encode the items according to just a few features. On the other hand,
reliable developmental differences in recall were expected for the semantic and
imagery conditions because the knowledge-base system develops with experience
and encodes information according to its features such that the number of these
features is critical to retrieval on such tasks.
Results from a second experiment revealed that children’s recall exceeded
adults’ recall when the stimuli consisted of names of television characters and
teachers who were well-known to the children but not to the adults. Two word lists
using items from different semantic categories were constructed and presented to
the participants (third graders and college students) who were given free-recall
instructions. Whereas one list was generated by a separate group of third graders,
the other one was composed of items chosen from a popular category norm list.
236 8 Effects of the Knowledge Base on Memory Development
RECALL
raters, and corresponding
Battig and Montague 8
categories). b Clustering
6
measured in terms of the
repetition ratio (RR) as a 4
function of age (third grade
2
or college) and type of
items (categories and items 0
generated by third-grade 3 C
raters and corresponding GRADE
Battig and Montague
categories). (Adapted from 0.6
Lindberg 1980, Figs. 2 and 3) (b)
0.5
CLUSTERING "RR"
0.4 B&M
WORDS
0.3
0.2
0.1
0
3 C
GRADE
The categories selected from the latter corresponded roughly to those included
in the list generated by the third graders. As a main result of this experiment, an
Age × List interaction was found, with the third graders clustering and recall-
ing more words from the third-grader-generated list and college students cluster-
ing and recalling more words from the other list (cf. Fig. 8.2). This experiment
thus demonstrated that when children were able to use a knowledge base that was
richer for them than for adults, they were superior to the adults in terms of both
recall and clustering. For similar findings, see Chechile and Richman (1982).
or concepts. Items are more easily accessed because they can be triggered by more
stimuli. As a consequence, highly organized retrieval is possible without the need for
effortful deliberate strategies. Effects of nonstrategic activation increase with age as
knowledge becomes better integrated in semantic memory. Work by Bjorklund and
Bjorklund (1985; see also Bjorklund and Zeman 1982) concerning the recall of chil-
dren’s classmates provides a nice example. Although children’s recall of classmates’
names was highly organized, most children were unaware that they had used any
specific strategy. When they were induced to use a specific retrieval strategy, they
followed this strategy almost perfectly. However, there was no increase in recall as a
function of strategy use. Consequently, the use of intentional memory strategies had
only a minimal effect on performance on this type of task.
Effects of the knowledge base are not restricted to strategic memory and list-learn-
ing tasks but have been similarly observed for other types of memory tasks. One
interesting example concerns the impact of constructive memory, which refers to
the phenomenon that people may use their world knowledge to embellish, elabo-
rate, and otherwise go beyond the information given as they represent informa-
tion in memory. As noted by Kail (1990), one important function of knowledge
is to allow a person to “fill gaps” that may exist in the information that is to be
remembered.
The idea that prior knowledge can affect children’s memory was hypothesized
in studies of inferential memory by Paris and his colleagues (e.g., Paris 1978;
Paris and Lindauer 1976, 1982; see also Trabasso and Nicholas 1980). These stud-
ies have shown that the tendency to make inferences develops considerably dur-
ing the elementary school years. For instance, in a study reported by Paris and
Lindauer (1976), 7-, 9-, and 11-year-olds were presented isolated sentences in
which instruments were either implied or explicitly stated (e.g., “The workman
dug a hole” or “The workman dug a hole with a shovel”). Each sentence described
an action performed by an individual. Half of the sentences included the instru-
ments typically used to perform the activity; in the other half, the instruments
were deleted. At testing, the instruments were provided as cues for recall for both
instrument-explicit and instrument-implicit sentences. For example, “shovel”
was used as the test cue for the workman sentence. The most important finding
was that, for younger children, explicitly stated instruments were more effective
retrieval cues than implied instruments. For older children, however, instruments
were equally effective cues for both types of sentences. Apparently, only the older
children routinely inferred the presence of the instruments as the sentences were
presented and incorporated the instruments into their mnemonic representations of
the sentences. Paris and Lindauer concluded that the implied instruments, relative
to explicit instruments, failed to serve as retrieval cues for their younger partici-
pants because the 7-year-olds did not make instrumental inferences at encoding
(i.e., online). They also assumed that implied instruments were equally effective as
test cues when compared with explicit instruments for the older children because
the older children had inferred the instruments at encoding. That is, according to
Paris and Lindauer (1976), implied instruments were part of the mental represen-
tations of the instrument-implicit sentences for the older but not the younger par-
ticipants. Much the same pattern of developmental difference was reported in a
subsequent study by Paris et al. (1977).
As noted by Schneider and Pressley (1997), doubts about the conclusion that
older children make instrumental inferences online arose in the light of subsequent
analyses of adults’ retrieval of instrument-reference sentences when given instru-
ments as test cues as these analyses showed that possible inferences were not
always generated by adults (e.g., Corbett and Dosher 1978; McCoon and Ratcliff
Evidence That World Knowledge Mediates Memory and Learning 239
1992). Van Meter and Pressley (1994) re-examined whether the spontaneous encod-
ing of instruments would occur when 10- to 14-year-olds read instrument-implicit
sentences. On the basis of the pattern of their findings, Van Meter and Pressley con-
cluded that children’s spontaneous generation of instruments was anything but cer-
tain by the time the children entered the late elementary- and middle-school grades.
Overall, the studies on constructive memory described above indicate that meaning
making while processing words, sentences, or longer text units involves interactions
between externally presented information and prior knowledge. These studies also
demonstrate that, on the basis of prior knowledge, people often construct inferences
that go beyond the information they are presented. The point that van Meter and
Pressley (1994) wanted to make is that when people do this, it is situationally con-
strained and is not just a simple function of development. Although older children
tend to go beyond the information given in texts, they do not always use their rel-
evant prior knowledge when reading sentences or a text.
Other examples demonstrating how world knowledge can be used by children
when processing texts were provided in developmental studies by Brown et al.
(1977) and Landis (1982). In the study by Brown et al. (1977), prior knowledge
was developed in children. Some of the second-, fourth-, and sixth-grade partici-
pants received information about a topic a week before they were presented with
a text passage that could be interpreted in light of this information. A key fact dic-
tated the manner in which the text passage was remembered. The story was about a
young man of the fictitious Targa people. Some children had been told before that
the Targa were Eskimos; others had been led to believe that the Targa were desert
Indians. After listening to the story twice, the children were asked to recall it in
their own words. In order to assess the impact of the participants’ knowledge of the
Targa on their recall of the story, the frequency with which they “recalled” infor-
mation that was not presented in the text passage was recorded. For instance, the
passage included the sentences “The weather was bad.” Children who assumed that
the Targa were Eskimos were likely to recall “It was cold and icy…,” whereas par-
ticipants who understood the Targa to be desert Indians recalled instead that “It was
hot and dry.” The memory of even the youngest children in the sample was affected
by this prior knowledge-building manipulation. Intrusion of such knowledge of the
Targa during recall occurred at all ages but increased from about 50 % for second
graders to almost 80 % for seventh graders. Particularly relevant here, all children
made many constructive errors in recalling the text by making inferences that were
consistent with the prior knowledge they had acquired the week before.
The study by Landis (1982) illustrated much the same phenomenon. Text pas-
sages were read aloud to 7- and 10-year-old children. For half of the children, the
passage described a well-known historical figure (e.g., Abraham Lincoln). The
other children were read the same passage but the name of the well-known figure
was replaced with the name of a fictitious person (i.e., Robert Baker). The memory
task was performed in two sessions scheduled 1 week apart. In the first session, par-
ticipants listened to the two story passages. In the second session, participants were
given a recognition memory test. Individual sentences were presented including (a)
some sentences from the passage, (b) sentences that presented known facts about
240 8 Effects of the Knowledge Base on Memory Development
the historical figure but that had not been presented in the passage, and (c) some
sentences unrelated to the topic of the passage. The most interesting finding was
that the children who had heard the passage about the historical figure had great dif-
ficulty distinguishing between the sentences about the historical person presented in
the passage from the facts about the person that had not been presented in the pas-
sage. Landis (1982) was able to demonstrate that the confusion was not due to poor
recognition memory because the children were quite accurate at judging that sen-
tences in the final category had not been presented. By contrast, the children who
had heard the sentences as part of a paragraph about a fictitious person had almost
no difficulty identifying the sentences they had actually heard. Taken together, these
studies show that older children and adolescents have more pathways by which to
retrieve information. Although even younger children can use their knowledge to
elaborate on information that is to be remembered, older children and adolescents
are more likely to do so. This elaboration sometimes implies that the recall of the
past is somewhat distorted: Children tend to forget specific events and instead sim-
ply remember more typical acts related to these events (Kail 1990).
Although most of the studies summarized above provide clear evidence for
positive effects of the knowledge base on memory performance, there are also
exceptions to this rule. For instance, DeMarie-Dreblow (1991) found that the
development of domain knowledge did not mediate learning and performance in
a list-learning task. The criterion task in DeMarie-Dreblow’s study was to recall
of a list of birds. Before presentation of the list, children from Grades 2–5 in a
prior knowledge-building condition received a great deal of instruction intended
to increase their knowledge base concerning some of the birds that appeared in
the subsequently presented list. This was accomplished by using videotapes and
experimenter-provided explanations about attributes of birds (e.g., type of feet,
diet, nesting, migration patterns). In fact, this instruction improved children’s
knowledge about birds.
Contrary to expectations, this knowledge did not promote the subsequent learn-
ing of lists of birds. That is, recall was not increased by the knowledge manipula-
tion. Moreover, the use of strategies such as rehearsal, categorization of presentation
cards, and self-testing was not affected by the knowledge manipulation. In order
to explore whether the knowledge manipulation may have been too difficult for
young children, DeMarie-Dreblow (1991) replicated the most important features of
her study with adults and produced the same results. The knowledge manipulation
increased participants’ knowledge about birds but did not affect list learning.
Although the results of DeMarie-Dreblow’s study challenge the idea that rich
domain knowledge mediates memory either through automatic associations with
the knowledge base or by enabling the use of strategies, there are alternative
Evidence for the Limited Effects of Domain Knowledge on Subsequent Learning 241
interpretations of the data. For instance, in order for knowledge related to the
listed items to have an impact on list learning, this knowledge has to be acquired
to a high degree (e.g., by exposure to multiple learning trials) so that associations
with prior knowledge occur automatically rather than with conscious effort. This
may not have been the case in DeMarie-Dreblow’s study because the connections
between the newly established knowledge and the birds’ names were not so auto-
matic. Furthermore, it may be the case that the particular information taught to the
participants was not viewed as useful by the participants for classifying birds or
for restructuring rehearsal patterns (e.g., rehearsing birds clustered according to
characteristics such as diet or migration pattern). In short, although the problem
DeMarie-Dreblow chose to study is important, there are alternative interpretations
of her null results that mandate caution in interpreting the outcomes. Obviously,
within-person longitudinal studies examining the progression of knowledge acqui-
sition from initial teaching to the point at which this knowledge begins to medi-
ate memory performance would aid the understanding of how the knowledge base
develops to the extent that knowledge induces memory improvement.
As already noted above, an important issue to consider here is that the knowledge
base and strategies are not independent but interact with one another. Not surpris-
ingly, retention is most accurate when participants have considerable task-relevant
knowledge and when they use task-relevant strategies in a perfect way (Weinert et al.
1988). The interactive nature of knowledge and strategies also implies that children
who use an appropriate strategy but have limited task-relevant knowledge will per-
form rather poorly. Several studies have made it clear that children’s success with
strategies depends on their task-relevant knowledge. For instance, Tarkin (cited in
Ornstein et al. 1988) found that 8-year-olds rehearsed and recalled nearly twice
as much when the words were highly meaningful than when the words were less
meaningful.
In order to further illuminate the interaction between knowledge and strategies,
it is necessary to use experimental designs that permit separation of the effects of
the knowledge base alone, the strategy in question alone, and the knowledge base
and the target strategy operating together. Pressley and Brewster (1990) gener-
ated such a study and provided evidence that teaching prior knowledge that ena-
bles the use of a strategy can certainly have a substantial effect on memory. They
asked Canadian middle-school students to learn some facts about Canadian prov-
inces (e.g., “Canada’s first museum was in Ontario”), with half of the children in
the study instructed to use a strategy involving imagery and the other half left to
their own devices to learn the facts. The imagery instructions were to imagine the
fact occurring in a setting unique to the province in question. Thus, for the previ-
ous example, imagining a museum in downtown Toronto would be appropriate.
As most of the students lacked prior knowledge of the geographical features that
242 8 Effects of the Knowledge Base on Memory Development
(1987) were able to replicate the positive effect of providing precise elaborations
during incidental learning for adults. They also identified a mechanism that facili-
tated incidental learning even more: In their elaborative interrogation condition,
participants had to answer “why” questions for each fact (“Why did that particu-
lar man do that?”). The results were impressive given that elaborative interroga-
tion produced more than twice as much incidental learning of man sentences in
university students than providing precise elaborations did. Similar findings were
obtained in intentional learning situations when participants were instructed that
learning would be followed by a memory test.
Wood et al. (1988) performed an experiment using the “man” sentences
with children in Grades 4 through 8 to test the assumption that having children
answer why-questions as they learned “man” sentences would improve their
learning relative to when children were given the base sentences without elabo-
ration instructions. Four experimental conditions were compared in Experiment
1. In the base sentence (control) condition, children were given 18 “man” sen-
tences with no elaboration instructions. Participants in the imagery and elabora-
tive interrogation conditions were also given the base sentences but were also
instructed to generate images or to answer why-questions, respectively. The
experiment also included a condition in which precise elaborations of the “man”
sentences were provided.
The results are presented in Fig. 8.3, separately for the younger (9–11.5
years) and older (11.5–14 years) age groups. They were very similar to those
obtained for adults in that the differences between the elaborative interrogation
versus the base sentence (control) conditions were large (more than a stand-
ard deviation at the younger age level; more than two standard deviations at
the older age level). The elaborative interrogation versus precise elaboration
100
90
80
Percent Remembered
70
60
50
40 Younger
30 Older
20
10
0
Base Precise Elaboration Imagery Elab Int
Provided
Axis Title
difference was also large for the older group. Although most information was
remembered in the elaborative interrogation condition, the difference between
the elaboration interrogation and imagery conditions was not significant. Similar
findings were obtained in Experiment 2 of the study that examined elaborative
interrogation of more valid facts about animals in Canada.
As shown above, elaborative interrogation effects are often quite large. Nevertheless,
some researchers doubted whether the strategy was effective because it oriented learn-
ers toward the use of prior knowledge. Theoretically, more general factors such as
attentional effort and time on task may also be responsible for elaborative interroga-
tion effects. Martin and Pressley (1991) produced data consistent with the interpreta-
tion that not just any type of “why” question can promote the learning of facts. In their
study, recall was increased only by “why” questions that led specifically to the recall of
long-term knowledge that was supportive of the province–fact associations under study
(e.g., “The first Canadian-based farm protest organization was formed in Manitoba”).
For instance, questions of the form “Why would this fact be true of this province?”
led to increased performance, whereas questions such as “Why would this fact be sur-
prising for this province?” did not result in learning gains. According to the authors,
this is mainly because the latter type of question is not supportive of the province–fact
association.
A subsequent study by Woloshyn et al. (1992) also provided clear evidence that
supported the conclusion that elaborative interrogation leads learners to access and
use their knowledge base to mediate learning. Their experiment included Canadian
and German university students who were asked to learn facts about Canadian
provinces and German states. They did so either using elaborative interrogation
or by carefully rereading the facts (reading-to-understand condition). After being
presented with the facts, elaborative interrogation and reading-to-understand par-
ticipants were required to match the names of German states and Canadian prov-
inces to facts associated with them. Performance in these two conditions was then
compared to that of a third condition, a no-exposure control, which reflected how
well participants could perform the task without an opportunity to learn the facts.
This last condition thus provided an appropriate baseline for evaluating whether
and to what extent learning occurred in the elaborative interrogation and reading-
to-understand conditions.
As can be seen in Table 8.1, there was a huge effect of prior knowledge such that
learning about factual associations of one’s homeland was much better than learning
about factual associations of a foreign land. There was also a clear effect of strategy.
Most critically, however, the best performance was obtained when elaborative interro-
gation was used to learn facts about one’s homeland. Results of a multiple regression
analysis revealed that prior knowledge status and instructional condition in combina-
tion accounted for 68 % of the variability in learning Canadian facts and 73 % of the
variability in learning German facts. Thus, optimum learning occurred when partici-
pants high in knowledge used the elaborative interrogation strategy.
Similar findings were also obtained for Canadian schoolchildren who were
provided with either facts that were consistent with their knowledge base or
Evidence for the Limited Effects of Domain Knowledge on Subsequent Learning 245
Table 8.1 Mean number of Canadian and West German facts matched correctly as a function of the
nationality of the participants and experimental condition. (Adapted from Wolosyn et al. 1994, Table 1)
Facts/subjects Elaborative interrogation Reading to understand No-exposure control
M SD Mean P M SD Mean P M SD Mean P
Canadian facts
Canadian 26.25 4.23 0.8 17.1 7.15 0.52 4.1 2.23 0.12
subjects (high prior
knowledge)
West German subjects 11.1 5.4 0.34 5.8 3.07 0.18 3 1.83 0.09
(low prior knowledge)
West German facts
West German subjects 23.4 4.54 0.71 17.2 6.71 0.52 8.2 5.05 0.25
(high prior knowledge)
Canadian subjects 7.05 3.79 0.21 4.6 2.19 0.14 3.5 2.07 0.11
(high prior knowledge)
Note M and SD are raw scores; P = proportion; n = 20 for the elaborative interrogation and
reading-to-understanding conditions at each nationality level; n = 10 for the no-exposure control
condition; maximum matching score = 33
facts that were inconsistent with their prior knowledge (Woloshyn et al. 1994).
Again, effects of the elaborative interrogation strategy were compared with
those of a reading-to-understand condition. In general, instructions to use elab-
orative interrogation produced better learning performances than did instruc-
tions to read for understanding regardless of whether the factual information
was consistent or inconsistent with participants’ prior knowledge. The elabo-
rative interrogation learning gains were durable in this study and were main-
tained for up to 6 months after the experimental session. These findings thus
show that elaborative interrogation can promote the short-term and long-term
learning of facts, even in situations in which the facts clash with prior knowl-
edge. The authors explained this finding by suggesting that students might
question the validity of their incorrect beliefs when activating prior knowledge
that is supportive of the new content, thus promoting the increased understand-
ing of new information.
Overall, there have been many demonstrations that elaborative inter-
rogation facilitates factual learning when children or adults have relevant
background knowledge, providing confirmation that (a) people do not acti-
vate prior knowledge as much as they might when processing to-be-learned
facts and (b) for “why” questions to work, relevant prior knowledge is criti-
cal in most cases (Schneider and Pressley 1997). As shown by Woloshyn et
al. (1994), the elaborative interrogation strategy also seems to facilitate the
acquisition of new content that is inconsistent with prior knowledge, probably
by increasing the awareness of discrepancies between prior knowledge and
new content.
246 8 Effects of the Knowledge Base on Memory Development
Since the late 1970s, a large number of developmental studies have demonstrated
that the amount of knowledge in a particular domain such as chess, physics, or
sports determines how much new information from the same domain can be stored
and retrieved (see the reviews by Bjorklund and Schneider 1996; Chi and Ceci 1987;
Rabinowitz and Chi 1987; Schneider 2000b). Evidence for the powerful effects of
domain knowledge on memory performance comes from studies using the expert–
novice paradigm. These studies compared experts and novices in a given domain
(e.g., baseball, chess, or soccer) on a memory task related to that domain.
From a developmental perspective, the major advantage of the expert–novice
paradigm is that knowledge and chronological age are not necessarily confounded,
a problem inherent in most studies addressing knowledge-base effects. The develop-
mental findings for the domain of chess were already discussed in the context of mem-
ory capacity constraints (see Chap. 6). These studies demonstrated that rich domain
knowledge enabled a child expert to perform much like an adult expert and better
than an adult novice—thus showing an elimination of and sometimes a reversal of the
usual developmental trends (e.g., Chi 1978; Schneider et al. 1993; Gruber, et al. 1993).
The superior memory performance of child experts has been demonstrated not
only in the domain of chess but also with regard to dinosaurs and snakes (Chi and
Koeske, 1983; Gobbo and Chi 1986; Pearson et al. 1979), music (Oura and Hatano
1988), “Star Wars” (Means and Voss 1985), and sports such as baseball (Recht and
Leslie 1988; Walker 1987) and soccer (Schneider et al. 1989, 1990). For instance,
Schneider et al. (1989, 1990) demonstrated a reversal of the usual age effect for text
learning. In this study, about 500 third-, fifth-, and seventh-grade participants who
could be classified as soccer experts and novices were presented with a story about
a soccer game. The text was rather easy to understand for both experts and novices.
Another important characteristic of the text that the children in this study were asked
to read was that it contained some contradictions. In addition to soccer knowledge,
the children’s IQ, metamemory, and memory capacity were also assessed.
The expected differences between experts and novices were especially evident
in the recall and comprehension of the soccer-related passage. A reversal of devel-
opmental trends was demonstrated such that third-grade soccer experts recalled
significantly more text units than seventh-grade soccer novices. An analysis of
covariance (ANCOVA) using memory for text as the criterion variable and meas-
ures of metamemory, domain-specific knowledge (i.e., knowledge about soccer),
memory monitoring (importance ratings of text units), and memory capacity as
covariates provided impressive results. That is, age differences in recall were com-
pletely eliminated after these covariates had been taken into account. Apparently,
age differences in text recall could be explained by differences in information pro-
cessing speed, strategy use, domain-specific knowledge, and metamemory, with
individual differences in domain knowledge accounting for most of the variance
Evidence for Strong Effects of the Knowledge Base... 247
in the criterion variable. When the sample was retested on the same measures 1
year later, this pattern of findings was replicated, confirming the robustness of the
results (Schneider and Körkel 1989).
These findings can be generalized to other domains. For instance, Gobbo and
Chi (1986) inferred from their analysis of children’s production protocols that
dinosaur experts’ knowledge structures are more integrated, cohesive, differenti-
ated, and complete than those of dinosaur novices. Thus, their knowledge struc-
tures differed mainly in terms of the quantity of their knowledge. With increasing
expertise, information stored in the knowledge base becomes more accessible
because the number of concepts as well as the number of attributes related to each
concept increases and because there are more links between the various concepts
and attributes that children already have.
On the other hand, there is evidence that experts and novices differ not only
with regard to the quantity of their knowledge but also the quality of their knowl-
edge, that is, in the way their knowledge is represented in the mind. As already
shown above, qualitative differences between experts and novices were observed
in the chess studies. Schneider (1993) and Gruber et al. (1993) found that most
experts tended to pick up chess pieces in a similar order when reconstructing
meaningful chess positions and created similar patterns (“chunks”). There were no
similar findings for the novices who seemed to pick up the chess pieces randomly.
Moreover, Means and Voss (1985) found that their “Star War” experts differed
from novices in that the experts constructed a more complete hierarchical struc-
ture of “Star Wars” that contained high-level goals, subgoals, and basic actions.
Even more interestingly, there were age-related representational differences within
the sample of “Star War” experts. Whereas the older experts seemed to interpret
“Star Wars” in relation to an “international conflict” schema involving interrelated
political–moral–military components, the younger experts tended to interpret “Star
Wars” in reference to a military-oriented “good guy–bad guy” schema.
Based on a secondary analysis of the Schneider et al. (1989, 1990) soccer exper-
tise data, qualitative differences in the recall structures of child experts and novices
were also confirmed by Körkel and Schneider (1992). For example, experts and
novices differed considerably in the importance ratings they gave to individual parts
of the text. The youngest experts were clearly superior to the oldest novices in iden-
tifying the important aspects of the text. Comparisons within the sample of experts
revealed that the recall patterns of seventh-grade experts differed qualitatively
from those obtained for the two younger groups such that the mean proportion of
recall decreased almost linearly with decreasing importance level for the seventh-
grade experts. As can be seen in Fig. 8.4, the pattern observed for the two younger
expert groups did not show the same linear trend even though the most important
information was recalled best. Recall patterns for all expert groups clearly differed
from those of soccer novices who recalled as much important as unimportant text
information, regardless of age. Taken together, the findings from the developmen-
tal studies using the expert–novice paradigm corroborated those from studies on
expert–novice differences in adults in that performance differences could be attrib-
uted to both quantitative and qualitative differences in information processing.
248 8 Effects of the Knowledge Base on Memory Development
35 third graders
fifth graders
30 seventh graders
25
Recall
20
15
10
1 2 3 4
Levels of importance
Fig. 8.4 Mean proportion of text units recalled by soccer experts as a function of age and impor-
tance level (reconstructed from data reported by Körkel and Schneider 1992)
How is such a rich knowledge base acquired? The few available longitudinal
studies indicate that expertise is based on a long-lasting process of motivated learn-
ing. Building up a rich knowledge base requires not only cognitive abilities but
also high levels of interest and motivation. In several domains, it is the amount of
practice and not so much the level of general aptitude that determines exceptional
performance (see Ericsson 1996; Ericsson et al. 1993, for reviews). The available
evidence is in accordance with the view that expertise has to be conceived of as an
acquired competency, that is, as an outcome of extensive training and practice in
the domain of expertise. This competency was labeled skilled memory by Chase
and Ericsson (1982) who assumed that encoding and retrieval processes can be
accelerated considerably through extensive practice. Overall, recent research on
adult expertise performance has convincingly shown that exceptional performance
in many fields is primarily due to a vast body of acquired knowledge and experi-
ence as well as to acquired skills (e.g., Ericsson 1996; Ericsson et al. 1993).
This view is also supported by findings of the few available longitudinal stud-
ies on children, indicating that expertise is based on a very long-lasting process of
motivated learning. Building up a rich knowledge base requires not only cognitive
abilities but also high levels of interest and motivation. In several domains, it is the
amount of practice and not so much the level of general aptitude that determines
exceptional performance (Schneider 1997, 2000b). For instance, the importance
of practice was illustrated by Gruber et al.’s (1994) study, which was a follow-
up of Schneider (1993) and Gruber et al. (1993). In the follow-up study, children
were presented with the same chessboard reconstruction tasks they had worked
on 3 years earlier. The most interesting outcome was that those children who had
lost their expert status because of a lack of interest and motivation reconstructed
fewer chess positions from memory than those children who had shifted from nov-
ice to expert status. Whereas the latter group had improved considerably over the
Evidence for Strong Effects of the Knowledge Base... 249
years, only small gains in memory for chess positions were observed for the for-
mer group. Similarly, in a longitudinal study of young tennis talents, Schneider
et al. (1993) found that the amount and intensity of practice as well as the level
of achievement motivation significantly predicted tennis rankings obtained 5 years
later. Together, these findings indicate that cognitive ability seems less important
than noncognitive factors such as interest, endurance, dedication, and concentra-
tion when the major goal is to build a rich knowledge base (Renninger et al. 1992).
One of the most intriguing findings in the literature on expertise and its devel-
opment concerns the role of psychometrically measured intelligence. Several
researchers have documented that the knowledge base exerts a greater influence
on memory development than any other single measure. For instance, Alexander
and Schwanenflugel (1994) assessed the effects of the knowledge base, metacog-
nition, and IQ on young elementary schoolchildren’s performance on a sort-recall
task. They reported that the knowledge base was the primary driving force behind
strategic memory performance and that metacognition and IQ were of minor
importance. Similar findings were reported by researchers who employed the
expert–novice paradigm.
The idea that domain-specific expertise can compensate for low overall ability
on domain-related cognitive processing tasks was first confirmed in studies that
focused on adult populations. For example, Ceci and Liker (1986) demonstrated
that adults who appeared to have low levels of intellectual functioning (e.g., IQs in
the 1980s) were capable of complex classification and reasoning processes when the
stimuli were highly familiar. Walker (1987) compared high- and low-aptitude adults
who were either baseball experts or novices. When presented with a baseball text
passage, low-aptitude/high-knowledge participants recalled more information than
high-aptitude/low-knowledge participants. Recht and Leslie (1988) also reported
that junior-high students high in domain knowledge about baseball learned more
from reading a passage about baseball than students low in domain knowledge.
Several developmental studies confirmed Ericsson and colleagues’ proposition
that rich domain knowledge determines performance and can even compensate
for low overall aptitude on domain-related memory tasks. The aforementioned
longitudinal study by Schneider et al. (1989, 1990) provided detailed research on
the power of domain knowledge relative to general intelligence. They measured
both the soccer expertise and the general intelligence of their participants and the
relative impacts of these constructs on memory performance and text comprehen-
sion. The data were striking in that at every age level (ages 8 to 12) and on every
measure, soccer experts showed higher performance than soccer novices. Most
critically, general intelligence was not a strong determinant of performance. For
example, 8-year-olds high in soccer expertise detected about 10 times more con-
tradictions in the text than 8-year-olds low in soccer knowledge. By contrast, there
250 8 Effects of the Knowledge Base on Memory Development
0.7
0.6
0.5
Proportion recalled
0.4
0.3
0.2
0.1
0
Sort recall Text recall
Conclusions
Overall, research on the effects of domain knowledge conducted during the last 30
years has convincingly shown that any explanation of memory development must
reserve a large place for increasing knowledge of specific contents (Siegler 1998).
Taken as a whole, the findings presented in the chapter provide impressive evidence
that a child’s knowledge base can have a great effect on memory and performance
even though prior knowledge is not always used automatically. What is also apparent
is that declarative knowledge is very complex and can be thought of as comprised of
a number of levels ranging from neural connections to complicated schemata. These
levels are all connected to one another as evidenced by the flexibility of spreading
activation. There are still many challenges that remain in elucidating the effects of
the knowledge base. For instance, as the knowledge base develops, there are more
Conclusions 253
concepts and stronger interconnections among concepts, and thus, long-term mem-
ory should become more accessible with increasing age. With increased accessibil-
ity, both automatic and strategic processes should be facilitated. Nonetheless, at all
age levels, there are important differences between people in the degree of accessi-
bility to what is stored in long-term memory (Brown et al. 1983).
The finding that there are individual differences in accessibility is one more
indication that knowledge alone can never provide a sufficient explanation for
memory performance. The conscious and systematic search of long-term memory
for possible knowledge that could mediate memory is an important learning strat-
egy (e.g., elaborative interrogation). The finding that the ability to access knowl-
edge often depends on strategy highlights the idea that it is wrong to conceptualize
thinking as either a kind of knowledge or a kind of strategy. Thinking often
involves the articulation of knowledge and strategies, and both components are
assumed to interact in several everyday situations even though many of the effects
reviewed in this chapter were probably mediated directly by the knowledge base,
with the conscious use of memory strategies playing a minor role.
Domain knowledge is a powerful determinant of memory and learning. It
increases steadily from infancy to adulthood and contributes to the development
of other sources of memory competencies, such as basic capacities, strategies, and
metacognitive knowledge. As shown in the last section of this chapter, studies using
the expert–novice paradigm have highlighted the importance of domain knowl-
edge for exceptional performance in different fields such as memory or sports. The
developmental evidence clearly supports Ericsson and colleagues’ (e.g., Ericsson
1996; Ericsson et al. 1993) suggestion that individual differences in the amount of
deliberate practice and motivation are key variables for predicting individual differ-
ences in the level of expertise in a given domain. However, the available evidence
has failed to rule out the possibility that innate talent or aptitude is necessary for
high achievement (Schneider 1997; Sternberg 1996; Winner 1996).
Research on the development of domain knowledge has illustrated that the
sources of memory development interact in numerous ways, and this fi nding
sometimes makes it very difficult to disentangle the effects of specific sources
from those of other influences. The importance of these interactions was
highlighted in the model of good-information processing (Pressley et al. 1989;
Borkowski et al. 1989; Pressley and Hilden 2006), which emphasizes the interplay
of intact neurological (basic capacities), strategic, knowledge-base, and motiva-
tional components in determining cognitive performance.
Chapter 9
The Development of Metamemory
Although Tulving and Madigan did not use the label “metamemory,” their state-
ment stimulated research on different introspection issues that particularly affected
the study of memory in the field of developmental psychology. Shortly after the
publication of the Tulving and Madigan paper, Flavell (1971) introduced the
term metamemory to refer to knowledge about memory processes. He gave it
a special status in the taxonomy of memory phenomena that he developed with
Henry Wellman (Flavell and Wellman 1977). From a developmental perspective,
this concept seemed well suited to explain young children’s production deficien-
cies across a broad variety of tasks. Whereas young children usually do not know
much about the advantages of memory strategies, schoolchildren are regularly
confronted with various memory tasks that eventually help them to discover the
advantages of strategies by which to improve their strategy knowledge (meta-
memory), which in turn should positively affect their memory behavior (i.e., strat-
egy use) and performance on future memory tasks. Thus, the expectation was that
Although various definitions of this term have been used in the literature on cognitive
development, the concept has usually been broadly and rather loosely defined as any
knowledge and/or cognitive activity that takes as its object, or regulates, any aspect
of any cognitive enterprise (cf. Flavell et al. 2002). This conceptualization refers to
people’s knowledge of their own information processing skills as well as to their
knowledge of the nature of cognitive tasks and the strategies they use to cope with
such tasks. Moreover, it also includes executive skills related to the monitoring and
self-regulation of one’s own cognitive activities. Flavell (1979) described three major
facets of metacognition, namely, metacognitive knowledge, metacognitive experi-
ences, and metacognitive skills, that is, strategies that control cognition. According
to Flavell et al. (2002), declarative metacognitive knowledge refers to the segment of
world knowledge that has to do with the human mind and its doings. Metacognitive
experiences refer to a person’s awareness and the feelings elicited in a problem-
solving situation (e.g., feelings of knowing). Metacognitive skills are also believed
to play a role in many types of cognitive activity such as the oral communication of
information, reading comprehension, attention, and memory.
The taxonomy of metamemory was not intended to be exhaustive. Indeed,
Flavell and Wellman (1977) did not attempt to define the concept precisely. A
number of other theorists have since contributed to the development of metacogni-
tive theory (for useful reviews and critiques, see Borkowski et al. 1988; Joyner and
Kurtz-Costes 1997; Schneider 2010; Schneider and Pressley 1997). For instance,
Paris and colleagues (e.g., Paris and Lindauer 1982; Paris and Oka 1986) intro-
duced a component called “conditional metacognitive knowledge,” which referred
to children’s ability to justify or explain their decisions concerning memory
actions (see also Brown 1987; Schraw and Moshman 1995). Whereas declara-
tive knowledge as defined by Flavell and Wellman focuses on “knowing that,” the
component added by Paris and colleagues addresses “knowing why.”
An impression that was gleaned from some of Flavell’s early research was that
a lot of metacognitive development was complete by age 8 or 9 (e.g., Kreutzer
et al. 1975) and that this was true for both declarative and procedural metacogni-
tive knowledge. One reason Ann Brown was motivated to reconceptualize meta-
memory was to counteract this impression. Ann Brown and her colleagues (Brown
1978, 1987; Brown et al. 1983) elaborated on Flavell and Wellman’s work. The
frame of reference used by Brown and colleagues was the competent informa-
tion processor, one possessing an efficient “executive” that regulated cognitive
behaviors. In their view, this regulatory component is responsible for selecting and
implementing strategies, monitoring their usefulness, and modifying them when
necessary. It was assumed that children do not monitor and regulate their perfor-
mance as well as metacognitively mature adults do. Overall, Brown et al. (1983)
adopted the perspective that memory monitoring and regulation processes play
a large role in complex cognitive tasks such as comprehending and memorizing
text materials. They also argued that the two aspects of metamemory (i.e., the
declarative and procedural components) complicate its definition (see also Joyner
and Kurtz-Costes 1997). That is, they are not only closely related but also fun-
damentally different in nature. Whereas the declarative knowledge component is
258 9 The Development of Metamemory
MONITORING
JUDGMENTS OF FEELING-OF-
LEARNING KNOWING
JUDGMENTS
EASE-OF- CONFIDENCE IN
LEARNING RETRIEVED
JUDGMENTS ANSWERS
ALLOCATION OF
STUDY TIME SELECTION OF
SEARCH
STRATEGY
TERMINATION
SELECTION OF OF STUDY
TERMINATION
KIND OF
CONTROL OF SEARCH
PROCESSING
mental world and cognitive processes that develop during the preschool years.
Finally, as already described above, Pressley, Borkowski, Schneider, and their
colleagues (e.g., Pressley 1985; Pressley et al. 1987, 1989) proposed an elabo-
rate model of metacognition, the good-information processing model, which
not only includes aspects of procedural and declarative metacognitive knowl-
edge, but also links these concepts to other features of successful information
processing. According to this model, sophisticated metamemory is closely
related to the learner’s strategy use, motivational orientation, general knowl-
edge about the world, and automated use of efficient learning procedures. All
of these components are assumed to interact. For instance, specific strategy
knowledge influences the adequate application of memory strategies, which
in turn affect knowledge. As the strategies are carried out, they are monitored
and evaluated, which leads to the expansion and refinement of specific strategy
knowledge.
More recent models of metacognition and self-regulated learning have
emphasized multiple and bidirectional relations between cognitive and affec-
tive-motivational factors located on different levels of learning behavior. For
instance, Borkowski et al. (2000) extended the good-information processing
model by including learning experiences and related feedback loops through
which people gradually build their metacognitive functions. It was assumed
that such higher order learning-related skills, motivation, and knowledge can
be used to further improve the quality of learning and memorization processes
in subsequent learning situations. More recently, Efklides (2011) emphasized
the importance of specific learning-related “metacognitive experiences,” which
should play a crucial role in the development of metacognitive skills and were
also considered to influence the efficiency of future learning processes. Efklides
thus assumed that learning outcomes are influenced not only by conscious and
explicit information processing skills but also by the implicit metacognitive
experiences that arise from a person’s affective and motivational reactions to a
given task.
A similar view of the development of metacognition was provided by Kuhn
(1999, 2000a) who assumed that the acquisition of both declarative and proce-
dural metacognitive skills is accompanied by predominantly unconscious asso-
ciative processes during learning. Whereas the emergence of metacognitive skills
is implicit in the beginning, it gradually becomes explicit and can eventually be
accessed consciously. One interesting aspect of the developmental model proposed
by Kuhn is that it identified the meta-level as having the privilege of being the
locus of developmental change. According to this model, the construct of meta-
cognition can be conceptualized in a developmental framework, with young chil-
dren’s dawning awareness representing one end of a developmental progression
that ends in complex metacognitive capabilities that many adults do not master.
Although all theoretical approaches agree that a variety of metacognitive skills
should be available in older children, adolescents, and adults, this does not ensure
that experienced learners always apply their metacognitive knowledge in the right
way at the right time (Veenman 2011).
260 9 The Development of Metamemory
From the early 1980s on, a series of studies have focused on young children’s
knowledge about the mental world better known as “theory-of-mind” research. This
wave is still very much in motion and may have produced more than 1,000 publica-
tions within the last 30 years or so (Sodian 2005; Wellman et al. 2001). It deals with
very young children’s understanding of mental life and age-related changes in this
understanding, for instance, their knowledge that mental representations of events
need not correspond to reality. In a now classic study, Wimmer and Perner (1983)
tested young children’s understanding of false belief and confirmed that children
younger than the age of about 4 years, find it impossible to believe that another per-
son could hold an assertion that the child knows to be false. A little later, beginning
at about 4 years of age, children come to recognize assertions as the expression of
someone’s belief, which is not necessarily true. Subsequent theory-of-mind research
has addressed young children’s understanding of mental states such as desires,
intentions, emotions, attention, consciousness, and so forth.
How does the “theory-of-mind” approach differ from research on metamemory
and metacognition? Although researchers in both traditions share the same gen-
eral objective, that is, to explore children’s knowledge about and understanding
of mental phenomena, the research literatures have been distinct and unconnected
because they have focused on different developments. For instance, whereas the-
ory-of-mind researchers have investigated children’s initial knowledge about the
existence of various mental states such as desires and intentions, metacognitive
researchers have focused more on task-related mental processes such as strategies
for improving performance on various tasks or attempts to monitor improvements.
Flavell (2000) conceived of this approach as “problem-centered” and suggested
that it be labeled “applied theory of mind.” A second distinction between the two
research paradigms concerns the age groups under study. Because theory-of-mind
researchers are mainly interested in the origins of knowledge about mental states,
they predominantly study infants and young children. On the other hand, meta-
cognitive researchers investigate knowledge components and skills that already
require some understanding of mental states; thus, these researchers focus primar-
ily on older children and adolescents. A further distinction concerns the fact that
developmental research on metacognition deals with what a child knows about his
or her own mind rather than somebody else’s. As noted by Flavell (2000), how and
how often other people use their minds in similar situations is not of primary inter-
est. By contrast, it is the participant’s understanding of some other person’s mind
that is usually of central concern in theory-of-mind studies.
Clarification of the terminology issue seems important. Figure 9.2 contains an
overview of the various theoretical perspectives on metacognitive knowledge popu-
lar in the field of developmental psychology and links the various taxonomies and
terminologies that have been used in different lines of research. It should be noted
that the conceptualizations of metacognition outlined above and originally elabo-
rated on by developmental psychologists actually differ in several respects from the
Conceptualizations of Metacognitive Knowledge 261
Knowledge about the mental world Knowledge about memory (Metamemory, Flavell, 1971)
“ Metacognitive Knowing” (Kuhn, 1999, 2000) “ Metastrategic Knowing” (Kuhn, 1999, 2000)
Understanding of false (Flavell & Wellman, 1977) (Flavell & Wellman, 1977)
belief
Knowledge about
Understanding of mental
person, task, and Monitoring component Control and self
-
states such as desires,
strategy variables regulation component
emotions, attention,
(Nelson & Narens,
consciousness etc.
Understanding of 1990, 1994) (Nelson & Narens, 1990,
mental verbs 1994)
Understanding of mental ease-of-learning (EOL)
verbs judgments Knowledge of
recall readiness
judgments of learning
(JOL) Allocation of study
time
feeling-of-knowing
(FOK)
leads to improved memory. For instance, Ceci et al. (2010) recently presented a
comprehensive developmental-representational theory that takes issue with the
claim that neurodevelopmental constraints play the primary role in accounting for
age differences in metacognitive monitoring. This theory posits that although the
neural systems involved in memory undergo substantial development throughout
childhood and adolescence, the levels needed for basic monitoring, binding, com-
paring, and organizing representations already exist by early childhood.
Taken together, the available literature suggests that the issue of metacognition
has attracted a lot of attention in various social science fields and continues to do
so. Obviously, the popularity of the metacognition construct is mainly due to the
fact that it seems crucial for concepts of everyday reasoning and those assessing
scientific thinking as well as social interactions.
Assessment of Metamemory
the internal consistency was sufficient (alpha = 0.77 for the total scale), and the
test–retest correlation after 4 months was 0.71. For similar construction principles,
see Hasselhorn (1994). One of the advantages of the questionnaires developed
by Belmont and Borkowski (1988) and Schlagmüller et al. (2001) was that they
could be used in group settings and also administered to relatively young children
between 6 and 12 years of age.
Measurement Problems
It has been pointed out in previous reviews of the metamemory literature that assess-
ing declarative metacognitive knowledge in children is not always easy and that there
are measurement problems (Joyner and Kurtz-Costes 1997; Schneider and Pressley
1997). Problems with the assessment of declarative metamemory via interviews
and questionnaires could be explained by the reliance on verbal self-report, which
may be particularly difficult for young children. To avoid such problems, alterna-
tive nonverbal assessment procedures such as videotaped illustrations of memory
strategies have been used (for details, see the overviews in Joyner and Kurtz-Costes
1997; Schneider and Pressley 1997). For instance, Wellman (1977, 1978) and
Yussen and Bird (1979) developed a procedure in which children were presented
pictures of actors engaged in various memory tasks. The children were asked about
the effects of age, time, hair color, and clothing on memory. Importantly, the chil-
dren were asked to select pictures to indicate their responses rather than to give a
verbal response. In the procedure developed by Justice (1985, 1986), children were
presented with various memory strategies (e.g., looking, naming, rehearsing, and
grouping) shown by another child on a videotape. After watching the videotapes and
naming the strategies, children made pairwise comparisons of the strategies, rank-
ing the strategies from best to worst. Justice and other investigators who have used
this approach (Schneider 1986; Schneider et al. 1987) have produced consistent data.
Kindergarten and young elementary schoolchildren recognize differential effec-
tiveness only when strategies produce dramatic differences in performance. Older
elementary schoolchildren, however, can detect more subtle differences in strategy
effectiveness. The conclusion that older children have better knowledge of the advan-
tages or disadvantages of a particular strategy was validated in these studies.
To ensure that children would provide all of their available metacogni-
tive knowledge in a test situation, Best and Ornstein (1986) used a peer-tutoring
assessment procedure in which older children (e.g., third or sixth graders) were
asked to teach a memory strategy such as sorting items into semantic categories
to younger children (e.g., first graders). The tutors were videotaped while giving
their instructions, and the tapes were subjected to content analyses. The measure of
metamemory was the extent to which the instructions included appropriate strategy
instructions (e.g., appropriate use of organizational strategies for a sort-recall task).
Overall, these alternative methods alleviated some of the problems usually
related to the use of questionnaire measures. However, other problems tend to
264 9 The Development of Metamemory
arise when these kinds of assessment procedures are used. For instance, the task
to rank order several strategies may be easier for older than for younger children
because older children are more familiar with classification tasks. Also, although
the peer-tutoring approach seems attractive because children are more likely to use
their metamemory when communicating with another child than when communi-
cating with an adult, this method is not infallible as a measurement tool given that
child tutors do not necessarily use all their metacognitive knowledge in a single
tutoring setting. One likely hypothesis is that they might bias their explanations of
strategies downward to match their perceptions of the cognitive levels of the tutees
(Joyner and Kurtz-Costes 1997; Schneider and Pressley 1997).
Moreover, questionnaire measures that cannot be used with younger children
create difficulties when applied to older children and adolescents, particularly
when knowledge about text processing is assessed. For instance, when I was asked
to construct such a metacognition measure for the first international OECD PISA
study in 2000, the pilot data were disappointing. Although the measure was per-
fectly reliable, it lacked validity. One of the reasons for this was that not only did
the children who were good text information processors identify suitable strategies
and indicate that they used such strategies most of the time, even the poor text
processors intuitively selected the better strategies and pretended that they used
these strategies all of the time. The surprising outcome was that the actual text
processing data yielded nonsignificant correlations between metamemory, strategy
use, and memory performance. In fact, one paradoxical outcome of this research
was that low achievers produced higher metamemory scores than high achievers.
To avoid such problems, more sophisticated measures of metacognition must
be used with older children and adolescents. Schlagmüller and Schneider (2007)
came up with a standardized measure of metacognition that was based on a revised
test instrument developed for PISA 2000 (see Artelt et al. 2001) and was later
included in the PISA 2009 study. This instrument taps adolescents’ knowledge of
strategies that are relevant during reading and tests their comprehension as well
as their recall of text information. For each of six scenarios, students have to eval-
uate the quality and usefulness of five different strategies available for reaching
the intended learning or memory goal. The rank order of strategies obtained for
each scenario is then compared with an optimal rank order provided by experts
in the field of text processing. The correspondence between the two rankings is
expressed in a metacognition score that indicates the degree to which students are
aware of the best ways to store and remember text information.
Measurement Problems
and task familiarity (Markman 1973; Schneider et al. 1987) or whether the chil-
dren received training on the task (Cunningham and Weaver 1989; Markman
1973). Also, mode of assessment seems to affect span estimations. For instance,
Cunningham and Weaver (1989) found that preschoolers’ span predictions were
more realistic when they listened to items on a tape and used a stop key to indi-
cate whether an item was too long rather than responding to verbal probes.
Finally, research focusing on the impact of motivation has shown that young
children’s overestimations of their own performance on memory-span-pre-
diction tasks may not be due to metacognitive deficiencies but may instead be
primarily affected by wishful thinking (Schneider 1998; Stipek 1984). That is,
young children may be estimating the performance they would like to achieve
rather than how they think they will perform when predicting task performance.
Similarly, one problem with the paradigm of the allocation of study time is
that it might not only tap metacognitive processes but may also be influenced by
motivational variables (see Schneider and Lockl 2008).
Recall readiness measures can also be criticized. Is it possible that young chil-
dren indicate that they are ready for a test because they understand the task to be
one of learning quickly? It is known that younger and older children use differ-
ent response criteria in evaluating their readiness such that younger children apply
more liberal criteria than older children (Worden and Sladewski-Awig 1982). A
similar problem plagues feeling-of-knowing data. Nelson and Narens (1980) have
shown that the feeling-of-knowing paradigm confounds participants’ threshold for
“know” versus “do not know” responses with their knowledge about unrecalled
items. This is a problem in developmental data because knowledge about unre-
called material varies with development.
Methodological concerns have also been discussed in relation to thinking-
aloud techniques. The main issue is whether verbalizing one’s own thoughts when
working on a memory task may influence memory behavior and performance.
Also, individual differences in the ability to verbalize ongoing thoughts and thus
the level of language development may influence results. However, most studies
investigating these issues have found that the think-aloud method does not inter-
fere with metacognitive processes, although it may slow down the speed of these
processes to some extent (Bannert and Mengelkamp 2008; Ericsson and Simon
1993; Veenman 2006).
In summary, there is no perfect index to measure any aspect of metamemory.
The candor of metamemory researchers about the limitations of their measures
is commendable. However, many of the measurement problems that metamem-
ory researchers confront are similar in other areas of psychology. The forthright
approach to these methodological problems has led to considerable methodo-
logical progress (see examples below). It is impossible to read the metamemory
research produced in the last three decades without being impressed by the meth-
odological savvy of investigators in overcoming what could have been viewed as
insurmountable problems. Even more striking, diverse methodologies often pro-
duce converging data. See the reviews by Wagoner (1983) or Garner (1987) on
monitoring during text learning for especially impressive evidence on this point.
268 9 The Development of Metamemory
finding basically replicated by Weinert and Schneider (1986) using data from the
Munich Longitudinal Study (LOGIC). Even more impressive, most of the young
children were also able to provide appropriate reasoning for their decisions. By
contrast, however, only about 50 % of the children in Wellman’s sample realized
that chronological age is an important variable and that memory improves with
increasing age. The modest knowledge about the effects of age on memory pos-
sessed by preschool children is only evident when age is a salient variable in the
metamemory assessment items. Much less awareness of the age-memory associa-
tion is obtained by using problems in which age is a less obvious factor (Yussen
and Bird 1979). Preschool children clearly have a great deal of difficulty in deter-
mining the importance of relatively stable personal characteristics that determine
memory performance.
However, this does not mean that young children do not possess any adequate
knowledge about memory. There is some knowledge about the importance of
task variables for memory performance. For instance, the kindergarteners in the
Kreutzer et al. (1975) study knew that remembering many items is more dif-
ficult than remembering just a few, and the majority of these children also knew
that using external devices (e.g., writing telephone numbers down) is helpful for
remembering information. According to Wellman (1977), even younger children
(3- to 5-year-olds) know about the importance of this task factor: About 82 %
of the children in his sample were convinced that 18 items are more difficult to
remember than three items. However, subsequent studies (Weinert and Schneider
1986; Yussen and Bird 1979) produced data suggesting that Wellman (1977) may
have overestimated preschoolers’ knowledge of task variables. In both the Munich
longitudinal study and Yussen and Bird’s (1979) research, only about 40 % of the
4-year-old children were able to correctly judge the effect of the number of items
on the difficulty of memory problems (see Beal 1985; O’Sullivan 1993; Schneider
and Sodian 1988, for confirmatory findings). Yussen and Bird (1979) reported that
6-year-olds’ understanding of the significance of task characteristics is much more
complete than the understanding of preschool children. Almost 80 % of the 6-year-
old first graders in their study knew that the number of items affected memory per-
formance. The first graders also knew about the importance of other task-relevant
aspects such as the influence of noise on memory performance. Even the most dif-
ficult item, that is, the relevance of learning time for performance, was answered
correctly by about half of the 6-year-olds. Apparently, knowledge about the impact
of task variables on memory develops quite rapidly between the ages of 4 and 6.
Although these results seem to indicate that by the beginning of school, chil-
dren know a lot about the importance of some task characteristics on memory
performance, it must be emphasized that other variables are poorly understood by
young elementary schoolchildren. For instance, 7-, 9-, and 10-year-old students in
Moynahan’s (1978) study were asked to judge which of two lists would be easier
to learn: one composed of taxonomically organized items or one composed of con-
ceptually unrelated words. Although both older groups recognized the advantages
conferred by the taxonomic structure, this did not hold true for the 7-year-olds.
Older children are more likely than younger children to notice relations among
The Development of Metamemory in Children and Adolescents 271
items and are also more likely to understand that if items “go together” in some
meaningful way, such items will be easier to learn (e.g., Hasselhorn 1990). This
result has been confirmed in several follow-up studies (Schneider 1986; Schneider
et al. 1987). Grade-1 children also lack knowledge of retrieval factors and their
effects on memory: The majority of first graders in the Speer and Flavell (1979)
study did not know that recognition memory tasks are easier than recall tasks.
Moreover, even though many kindergarten children and first graders know that
memory tasks are easier when retrieval cues are available (see below), a sophis-
ticated understanding of retrieval cues and how they work develops during the
grade-school years (Beal 1985; Schneider and Sodian 1988).
One area in which preschoolers show elementary metacognitive knowledge is
with regard to the usefulness of a strategic approach to remembering. In particular,
adequate metacognitive knowledge can be found in memory situations that young
children are familiar with, for instance, in the context of memory-for-location
tasks. Justice (1989) found that 5-year-olds were able to identify an effective strat-
egy for finding a hidden object. Four- and 5-year-old children were first familiar-
ized with a task in which a colored chip was hidden in a movable display. Next,
the children watched a videotape that showed actors who either looked away when
the hiding place was rotated or marked the place with a colored chip. Although
all children identified the least effective strategy, only the 5-year-olds in this study
were able to identify the marking strategy as the more effective memory technique.
Similarly, Beal (1985) demonstrated that preschoolers have a basic but incomplete
understanding of strategy use as a memory aid. All children in her study (pre-
schoolers, kindergarteners, and third graders) understood that a retrieval cue (using
a paperclip to mark the cup under which a penny was hidden) should be helpful.
However, the preschoolers did not understand the problems of multiple retrieval
cues and how they may present problems in the future. For example, about half of
the preschoolers believed that the paper-clip marker would help them even when
three other markers were present. Accordingly, these young children did not recog-
nize that ambiguous cues would interfere with accurate retrieval even though they
correctly realized that the strategy of marking the cup should be effective.
Several studies have reported that a basic knowledge of retrieval strategies is
already available in young children. Kreutzer et al. (1975) included one item in
their battery to assess knowledge of strategies that could be used to prepare for
future retrieval. Children were asked to explain everything they could do to ensure
that they would not forget to take their ice skates to school the next day. There
was a significant increase in the number of strategies reported, and even kindergar-
ten children were able to come up with at least one strategy each. All age groups
reported more external (e.g., putting the skates next to the door) than internal
strategies (e.g., rehearsal of the fact that the skates need to be taken to school).
In their replication work, Borkowski and his colleagues (Borkowski et al. 1983;
Cavanaugh and Borkowski 1980; Kurtz and Borkowski 1984) obtained generally
comparable data in response to the “skate” question.
Another item in the Kreutzer et al. (1975) metamemory battery assessed knowl-
edge of retrieval strategies by asking “What would one do to find a jacket that
272 9 The Development of Metamemory
was lost at school?” Children of all age levels suggested looking in places where
the jacket would most likely be found (e.g., the cloak room) and asking people
who would likely be helpful (e.g., the teacher). Every kindergarten child offered
at least one meaningful solution, and first-grade children averaged two solutions.
Suggestions to search systematically and elaborately were offered more often by
older (Grade 5) than younger participants. In a follow-up study, Yussen and Levy
(1977) found that the number of reported strategies for retrieving a lost object
increased up until about 10 years of age.
To find out what young children know about memory strategies, Justice (1985)
showed children videotaped examples of other children using different strategies
(e.g., looking, naming, rehearsing, and grouping). Children were then presented with
each strategy paired with each other one, one pair at a time, and were asked which
of the two strategies was better for remembering. This research and similar stud-
ies (Justice 1986; O’Sullivan 1993; Schneider 1986) produced a consistent picture
of children’s developing strategy knowledge. In general, preschoolers considered
“looking at” to be the best strategy, with taxonomic sorting, rehearsal, and naming
trailing in popularity. For instance, O’Sullivan (1993) confirmed that preschoolers
have great faith in the “looking at” strategy even though it is less effective than taxo-
nomic grouping. Kindergarten children were more likely to view all four strategies
as equally effective. Second and fourth graders preferred grouping and rehearsal but
did not differentiate between the two. By Grade 6, there was a clear understanding
that semantic grouping strategies are superior to rehearsal, naming, and looking.
An analysis of strategy-related metamemory using data from the Munich
Longitudinal Study (LOGIC) by Schneider and Sodian (Schneider and Sodian
1991; Sodian and Schneider 1999) indicated that the developmental pattern seems
different for German children. At 4 years of age, participants in this study were
given a short metamemory interview addressing the utility of various memory
strategies. This interview was repeated when the children were 6, 8, 10, and 12.
As can be seen in Fig. 9.3, only a few preschoolers judged conceptual (seman-
tic organizational) strategies to be “best” for memorization. Most preschool-
ers judged organization by color to be the best strategy. From the age of 8 years
onward, the large majority of the children chose conceptual organization as the
best strategy, and most could provide memory-related reasons for their judgments.
There was also some evidence that individual differences in metamemory were
related to further stability in strategy use in the sense that early metamemory
was associated with high stability in strategy use. Please note that metamemory
regarding strategies was observed at an earlier stage in German children (see
also Schneider 1986) in comparison with the American children in the studies
by Justice (1986) and Corsale and Ornstein (1980). In the Corsale and Ornstein
study, seventh but not fourth graders seemed to know what to do in the context of
a sort-recall task that would help them remember. Apparently, the fourth graders
studied by Corsale and Ornstein did not understand that their semantic knowledge
could be used effectively when confronted with a memory goal, whereas most
of the fourth graders in Schneider’s (1986) study knew about the advantages of
semantic-organizational strategies.
The Development of Metamemory in Children and Adolescents 273
120
100
80
60
40
20
0
4 years 6 years 8 years 10 years 12 years
pref for conceptual pref for color other
before and a few distractors. The distractors differed in their degree of similarity to
the target items. Thus, sometimes the boy claimed to have seen an item that was simi-
lar to the ones he had seen before, and sometimes he claimed to have seen an item
that was unrelated. The critical question was whether the participants would show an
understanding of the link between the similarity of the distractor and the boy’s false
memories. As a main result, the 6-year-olds consistently made different attributions
for errors involving similar and dissimilar lures, attributing more similar than dissimi-
lar lures to false memories and not to guesses. This was not true for the 5-year-olds,
whose understanding of the link between similarity and false memories was very lim-
ited. Thus, the authors concluded that understanding this link improves significantly
between 5 and 6 years of age.
Substantial age trends were also observed when the interaction of memory
variables was considered. In a classic study, Wellman (1978) presented memory
problems to 5- and 10-year-olds. Each problem consisted of ranking three picture
cards, each of which contained a memorizing scenario. Whereas all of the chil-
dren solved the simple problems that involved a single-task variable such as the
impact of the number of items on memory performance, substantial developmental
differences were found for the complex memory problems in which two aspects
were varied (e.g., number of items and type of strategy). Only a very small propor-
tion of children in the younger age group were able to judge the complex memory
problems appropriately. In comparison, almost all 10-year-olds performed per-
fectly on this task. Thus, these data indicate that interactive memory knowledge
develops considerably during the elementary school years.
However, it may be premature to assume that preschool children are not capa-
ble of considering and comparing two different features of memory problems
at the same time. Wellman et al. (1981) focused on knowledge of the combined
effects of a task variable (i.e., the number of items to be remembered) and a per-
son variable (i.e., the amount of effort expended). Three values of each of these
variables were combined factorially to create nine different picture cards. The par-
ticipants in this study (5-, 8-, 10-, and 19-year-olds) were asked to predict how
many items the boy on the card would remember. The prediction of memory per-
formance served as the dependent variable. The most important result was that
all of the children were aware of the combined influence of the number of items
and effort on the probability of success although there were differences between
the age groups. Compared with older children and young adults, younger children
did not weigh the amount to be learned as heavily as effort. Thus, the differences
between age groups were due to the differential weighting of the two factors. Only
the 19-year-olds made performance predictions that appropriately reflected a bal-
anced consideration of the two variables in combination.
How can the apparent inconsistencies between Wellman (1978) and Wellman
et al. (1981) be explained? Wellman (1978) required participants to rank three
scenes that varied with respect to two variables. Wellman et al. (1981) predicted
that preschoolers in that situation would concentrate on one variable and ignore
the other one entirely. As a consequence, Wellman et al. (1981) presented only one
value of each of the two variables at a time, and this should have been an easier
The Development of Metamemory in Children and Adolescents 275
task, especially for younger children. Although Wellman et al. (1981) succeeded
in showing that 5-year-olds possess at least elementary knowledge of the com-
bined influence of two variables, the data also made clear that interactive memory
knowledge develops very slowly. This development continues well into adoles-
cence (see Schneider and Pressley 1997).
Taken together, the empirical evidence illustrates important changes in declara-
tive metamemory over time. Using sensitive methods that minimize the demands
on the child, it has been possible to demonstrate some rudimentary knowledge
about memory functioning in preschoolers. Knowledge of facts about memory
develops quickly during the course of elementary school and is already impres-
sive by 11 or 12 years of age (cf. Pressley and McCormick 1995; Schneider and
Lockl 2008). Nonetheless, declarative metamemory is not complete by the end
of childhood. It seems important to note that even though metacognitive knowl-
edge increases substantially between young childhood and late adolescence, there
is also evidence that many adolescents and adults (including college students)
frequently fail to be strategic, demonstrating little knowledge of powerful and
important memory strategies when the task is to read, comprehend, and memo-
rize complex text materials (cf. Brown et al. 1983; Garner 1987; Pressley and
Afflerbach 1995). Moreover, adolescents and adults also occasionally fail to moni-
tor their performance and change their strategy use when it would be appropriate
to do so (e.g., Shaughnessy 1981). Developmental trends in skills involving moni-
toring and self-regulation will be described in more detail in the next section.
Early research focusing on monitoring showed that even young children seem
to possess the relevant skills, particularly when memory tasks are not very diffi-
cult (see reviews by Joyner and Kurtz-Costes 1997; Roebers 2014; Schneider and
Pressley 1997). However, the evidence regarding developmental trends has not
been consistent, with some studies showing better performance in younger than in
older children and others illustrating age-related improvement. More recent stud-
ies exploring developmental trends in monitoring and self-regulation (as well as
the interaction between these two components) have been helpful for clarifying the
situation and will be summarized next.
According to Nelson and Narens (1990, 1994), self-monitoring and self-regu-
lation correspond to two different levels of metacognitive processing that interact
very closely. Self-monitoring refers to keeping track of where you are with your
goal of understanding and remembering (a bottom-up process). In comparison,
self-regulation or -control refers to central executive activities and includes plan-
ning, directing, and evaluating your behavior (a top-down process).
What are the determinants of metacognitive judgments and their accuracy?
Most researchers have adopted a “cue-utilization” view, according to which
metacognitive judgments are inferential in nature and are based on a variety of
276 9 The Development of Metamemory
heuristics and cues that have some degree of validity in predicting memory perfor-
mance (e.g., Benjamin and Bjork 1996; Dunlosky and Nelson 1992; Koriat 2007).
An important distinction has been made between “theory-based” and “experience-
based” metacognitive judgments (Koriat 1997). Whereas theory-based judgments
rely on the deliberate application of metacognitive beliefs or theories about one’s
competencies and skills, experience-based judgments are assumed to rely on mne-
monic cues that derive from online information processing. So far, developmen-
tal research on procedural metacognition has hardly examined the contributions
of mnemonic cues and heuristics to children’s judgments. Even among adults, the
contribution of people’s theories and knowledge to their monitoring and control
seems to be quite limited (see Koriat et al. 2004). Thus, there is reason to assume
that children’s judgments are predominantly guided by the online implicit utiliza-
tion of subtle experiential cues.
The most-studied type of procedural metamemory is that of self-monitoring,
which is the evaluation of how well one is progressing (cf. Borkowski et al. 1988;
Brown et al. 1983; Schneider 1998). The developmental literature has focused on
monitoring components such as ease-of-learning (EOL) judgments, judgments of
learning (JOLs), feeling-of-knowing (FOK) judgments as well as confidence judg-
ments (CLs) and has also explored some aspects of control and self-regulation
such as the allocation of study time and termination of study.
were more accurate when they were tested using nonverbal as opposed to more
traditional verbal measures (e.g., Cunningham and Weaver 1989). Also, preschool-
ers and kindergarteners were found to be more accurate in predicting other chil-
dren’s performance than their own (Schneider 1998; Stipek 1984).
Overall, the evidence does not support the original assumption that young
children’s overestimations of future performance are due to metacognitive defi-
ciencies as indicated by more recent work on the issue (Schneider 1998; Visé and
Schneider 2000). For instance, a study by Visé and Schneider (2000) explored
possible reasons for young children’s unrealistic predictions. In particular, the
study examined whether overestimations in performance predictions are due
to deficits in metacognitive monitoring or to motivational factors, for instance,
wishful thinking. Four-, 6- , and 9-year-old children were asked to predict their
own performance on motor tasks (ball throwing and jumping) and memory tasks
(memory-span and hide-and-seek tasks). Children in the “wish condition” were
asked to declare what they would like their performance to be on the next trial,
whereas children in the “expectation condition” were asked to indicate what they
expected their scores to be on the next trial. A comparison of children’s perfor-
mance and their “postdictions” (i.e., their estimates of performance assessed after
they completed the task) indicated that all children were able to monitor their
performance regardless of the task even though they did not use this knowledge
to make further predictions. Accordingly, the memory monitoring deficiency
hypothesis could not account for the overestimation phenomenon. Furthermore,
4- and 6-year-old children did not differentiate between their wishes and their
expectations, thus replicating and extending the findings of motivational
researchers (e.g., Stipek 1984).
Taken together, such findings provided at least partial support for the wishful
thinking hypothesis and also clear evidence that overestimations made by pre-
schoolers and kindergarten children were linked to their belief (causal attribution)
that effort has a powerful effect on performance. However, because such motiva-
tional processes are not similarly influential in schoolchildren, performance on
EOL tasks indeed reflects memory monitoring in this population. Although EOL
judgments have already been found to be accurate in young elementary school-
children, there are subtle improvements across the elementary school years (see
Pressley and Ghatala 1990; Schneider et al. 1990).
A few other studies have also evaluated children’s postdictions (Bisanz et al.
1978; Pressley et al. 1987; Levin et al. 1987). For instance, Pressley et al. (1987),
Levin et al. (1987) compared 7- and 10-year-olds’ postdictions for entire word lists
and individual items. There were two major findings: (a) although rather accu-
rate postdictions were found even for the younger age group, the older children
were significantly more accurate; and (b) those children who were most accurate
with regard to estimating their performance on individual items were not simi-
larly accurate when asked to postdiction their performance on the entire list and
vice versa. Overall, the findings of these studies are in accordance with Visé and
Schneider’s (2000) results, which indicated that even young children are able to
monitor their performance.
278 9 The Development of Metamemory
Learning (JOLs)
3 invented answers 3
unanswerable
2 questions 2
1 1
"Don't know" answers
0 unanswerable 0
questions
8-year-olds 10-year-olds Adults 8-year-olds 10-year-olds Adults
Fig. 9.4 Mean JOLs as a function of delay, age, and question type (Roebers et al. 2007, p. 122)
incorrect answers to unanswerable questions. The lowest level of JOLs was found
for unanswerable questions that were subsequently appropriately answered with
“I don’t know.” Remarkably, the three age groups did not differ in their mean lev-
els of JOLs, and no interactions between age and appropriateness of answer or
question type emerged. Thus, even children in the youngest age group were able
to appropriately differentiate between correct and incorrect answers. The same
applied for the ability to differentiate between answerable and unanswerable ques-
tions. JOL accuracy was also comparable across age groups with mean Gamma
correlations between JOLs and recall performance ranging between 0.53 and 0.70,
thus indicating moderate to high interrelations.
Furthermore, the comparison of JOLs for answerable and unanswerable ques-
tions showed that JOLs were higher for potentially answerable than for unan-
swerable questions. This suggests that participants based their JOLs on their
evaluations of information retrievability regardless of age. Thus, the amount
of information that comes to mind during the retrieval process seems to have an
impact on children’s and adults’ JOLs. Overall, the results are in accordance with
the view that JOLs are based on, among others, memory characteristics or mne-
monic cues, such as the ease with which information is retrieved or the accessibil-
ity of pertinent partial information about the memory target (Koriat 1993).
colleagues, another aim was to explore the basis of FOK judgments by comparing
the traditional “trace-based” view with the “trace accessibility” model developed
by Koriat (1993). Whereas the former assumes a two-stage process of monitor-
ing and retrieval, the latter proposes that FOK judgments are based on retrieval
attempts and are determined by the amount of information that can be spontane-
ously generated regardless of its correctness. A prediction derived from the trace
accessibility view is that FOK judgments for correctly recalled items and incor-
rect answers (commission errors) should be comparably high and also consider-
ably higher than FOK judgments for omission errors.
As a main result regarding the first goal, no developmental trends in the accu-
racy of FOK judgments were found. Overall, FOK accuracy was low but signifi-
cantly greater than chance for all age groups. The main difference between these
findings and Butterfield and colleagues’ (1988) findings concerned the perfor-
mance of the youngest age group (i.e., first graders). Whereas FOK accuracy was
rather high for the American first graders, it was lower for the German first grad-
ers. Although there is no truly convincing reason for the differences between the
two studies regarding the youngest age groups, the findings suggest that there are
no significant developmental trends in FOK accuracy over the course of the ele-
mentary school years. However, given inconsistencies in the findings for the young
elementary schoolchildren, more research is needed here.
Furthermore, Lockl and Schneider’s (2002a) findings provided support for the
“trace accessibility” view and the assumption that a feeling of knowing can be dissoci-
ated from knowing. That is, the magnitude of FOK judgments given after commission
errors did not differ much from that of FOK judgments provided after correct recall.
In comparison, FOK judgments were considerably higher after commission than after
omission errors. This is in sharp contrast with the finding that recognition performance
for commission and omission errors was comparable (about 50 % correct), whereas it
was nearly perfect when items had already been recalled correctly before.
Contrary to earlier assumptions, recent research assessing monitoring abili-
ties in JOL or FOK tasks shows that even young children are able to monitor their
progress (Butterfield et al. 1988; Roebers et al. 2007; von der Linden et al. 2007;
Schneider et al. 2000). Although monitoring skills seem to improve continuously
across childhood and adolescence, it is important to note that developmental trends
in self-monitoring are less pronounced than those observed for declarative meta-
memory. Thus, these studies have contributed to a modification of the view that
children are generally overconfident and possess deficient monitoring abilities. By
contrast, previous work on procedural metamemory that was largely based on the
performance-prediction paradigm indicated that young children tend to be overly
optimistic and overestimate their memory performance (e.g., Flavell et al. 1970;
Schneider et al. 1986; Worden and Sladewski-Awig 1982; Yussen and Levy 1975).
The discrepancy between these two lines of research may for the most part be due
to the fact that different indicators of metacognitive abilities were used (e.g., Koriat
and Goldsmith 1996): On the one hand, studies including performance-prediction
tasks address absolute metacognitive accuracy or calibration, that is, the match
between a person’s predicted and actual overall memory performance. On the other
The Development of Metamemory in Children and Adolescents 283
hand, studies based on the JOL or FOK paradigms focus on relative accuracy or
resolution, that is, the accuracy with which a person can monitor the relative recalla-
bility of different items. This aspect of monitoring accuracy is especially important
in self-paced learning situations in which students have to differentially allocate their
study time to the materials that are to be learned. JOL or FOK studies have typically
used Gamma correlations as indicators of relative accuracy and found no (e.g., Lockl
and Schneider 2002a; Schneider et al. 2000) or only small age differences (e.g.,
Koriat and Shitzer-Reichert 2002, Experiment 1).
A closer look at the data obtained in these studies reveals that younger children
tend to be more optimistic about their future recall. That is, they seem to have a
more liberal response criterion and produce more false alarms than older children
(and presumably also adults). Because both types of errors (i.e., overestimation
and underestimation) are similarly taken into account when Gamma correlations
are computed, the resulting magnitude of the Gamma correlations may be com-
parable even though the types of underlying errors made by younger children are
rather different from the ones made by older children. In sum, there is converg-
ing evidence that younger children are more optimistic than older children and
adults and often overestimate their future memory performance. This tendency
to be overconfident, however, does not seem to affect children’s relative monitor-
ing accuracy, which seems comparable across age groups. Besides, other studies
concerning children’s overconfidence (Schneider 1998; Visé and Schneider 2000)
have not supported the original assumption that young children’s overestimations
of future performance are due to metacognitive deficiencies. Rather, these stud-
ies suggest that motivational factors such as wishful thinking and effort attribution
bias the recall estimates of young children. Bjorklund and Bering (2002) inter-
preted the general overestimation of one’s competencies as a protective factor for
cognitive development in general, helping individuals to maintain motivation and
task persistence and thereby fueling developmental progression in a broader sense.
Overall, taking experimental designs that were already frequently used in general
cognitive psychology and applying them to developmental studies has added to our
knowledge about age differences in children’s monitoring proficiency. It has also
provided important insights into the origins of metacognitive judgments in children.
Several developmental studies have been carried out in naturalistic contexts, par-
ticularly those exploring children’s eyewitness memory using the paradigms
outlined above, to assess children’s confidence judgments (i.e., their memory
monitoring after retrieval). Confidence judgments are thought to reflect a substan-
tive sense of certainty that arises from the strength of the memory that is being
retrieved, and this sense of certainty has been interpreted as an indicator of mem-
ory accuracy (Ghetti et al. 2008; Roebers 2002).
284 9 The Development of Metamemory
Several studies focusing on eyewitness memory have used the paradigm out-
lined above to assess children’s and adults’ confidence in their ability to recall
information accurately. In this procedure, participants watch a brief video and
are questioned about the contents of the video several weeks later. Participants
are encouraged to try as hard as possible to give only correct answers. They are
also encouraged to use the “I don’t know” option whenever they are uncertain.
After answering each question, participants are asked to apply a Likert-type scale
to rate how confident they are that their answer is correct. Using this experimental
paradigm, Roebers (2002) found that the participants in her study (8- and 10-year-
old children and adults) tended to be overly optimistic regarding the accuracy of
their answers regardless of whether the questions were unbiased or misleading,
even though the degree of overestimation was smaller for adults than for children.
Overall, the children showed appropriate retrieval monitoring when questions
were asked in a neutral interview context (unbiased questions) but did not fare
well in a context involving misleading questions.
Subsequent studies have basically confirmed these findings. Roebers and
Howie (2003), using the same paradigm and the same age groups as Roebers
(2002), found that children and adults gave higher confidence judgments (CJs)
after correct than after incorrect answers. However, children’s retrieval monitoring
ability was limited to an unbiased question format. When asked misleading ques-
tions, children’s ability to differentiate was undermined, as reflected in equally
high-confidence judgments after correct and incorrect answers. Roebers et al.
(2007) and von der Linden et al. (2007; Study 2) replicated this pattern of results
using the same age groups and a similar paradigm. They also compared JOLs and
CJs for the three age groups and found that there was moderate consistency across
all groups. From the age of 8 years onwards, relatively appropriate monitoring
abilities could be found with both indicators, particularly for correct answers and
contexts involving unbiased questions (for confirming evidence, see also Ghetti
et al. 2002; von der Linden and Roebers 2006). Using a vocabulary learning task
as the experimental paradigm, Roderer and Roebers (2010) also found evidence
for improvements in uncertainty monitoring and CJs during the elementary school
years, with 9-year-olds clearly outperforming 7-year-olds.
Overall, research focusing primarily on the extent to which children’s CJs
discriminate between accurate and inaccurate responses has provided important
insight into children’s developing ability to monitor the quality of their memory
representations. However, accurate and inaccurate memories may differ on a num-
ber of dimensions, for instance, memory strength and ease of retrieval. Thus, we
do not yet know the degree to which children are capable of introspecting on spe-
cific memory features that may indicate that a potential response is likely to be
accurate. In a series of studies, Ghetti and colleagues (e.g., Ghetti and Alexander
2004; Ghetti et al. 2006, 2008, 2010) investigated children’s ability to monitor
their memories by examining confidence ratings associated with accurate mem-
ories whose strength was experimentally manipulated. For instance, Ghetti et al.
(2008) explored the ability to monitor memory strength and memory absence at
retrieval in 7- and 10-year-old children and adults. Memory strength was defined
The Development of Metamemory in Children and Adolescents 285
more time on less well-learned material. A few studies examined whether schoolchil-
dren are more likely to spend more time on less well-learned material. For example,
Masur et al. (1973) asked 7-year-olds, 9-year-olds, and college students to learn a
list of pictures for free recall. After the first study trial, participants were instructed to
select half of the pictures for additional study. Whereas 9-year-olds and college stu-
dents tended to select items not recalled correctly on the first trial, 7-year-olds did not
seem to consider their first-trial performance in selecting items for additional process-
ing. Similar findings were reported by Bisanz et al. (1978) for a paired-associate task.
Bisanz and colleagues found that Grade-5 and college students were more likely than
Grade-1 or Grade-3 students to select items that they failed to learn on the first trial.
However, children in the Masur et al. (1973) study were forced to be selective. Thus,
we do not know how young children might behave in a spontaneous learning situation.
A study by Dufresne and Kobasigawa (1989) investigated how children of
different ages spontaneously allocated their study time. In this study, 6-, 8-, 10-,
and 12-year-old children were asked to study booklets containing either “easy”
(highly related) or “hard” (unrelated) paired-associate items until they were
sure they could remember all of the pairs perfectly. As a main result, Dufresne
and Kobasigawa (1989) reported an age-related improvement in the efficiency of
study-time allocation. That is, 10- and 12-year-olds spent more time studying the
hard items than they spent studying the easy items. However, 6- and 8-year-olds
spent about the same amount of time on hard pairs as they spent on easy pairs
(see Fig. 9.5, upper part). At the same time, young schoolchildren were more
optimistic about being ready for the test, although only a small number of par-
ticipants achieved perfect recall. Children’s subsequent answers to metacognitive
knowledge questions showed that even many of the 6-year-old children were able
to distinguish between hard and easy pairs, so they were aware of which materi-
als were easy or hard to learn. Thus, developmental differences were not so much
observed in the children’s metacognitive knowledge itself but in the efficient appli-
cation of such knowledge to self-regulation strategies. However, being able to gen-
erally distinguish between easy and difficult word pairs does not necessarily imply
that judgments about past performance on easy and difficult word pairs are cor-
rect. As shown by Bisanz et al. (1978), first graders showed less accurate postdic-
tions than older children and adults when asked to indicate which item pairs they
answered correctly and which they did not master. The young children obviously
experienced considerable difficulty in selecting the items that were incorrect (but
see Pressley and Ghatala 1990, for discrepant findings).
A subsequent study by Kobasigawa and Metcalf-Haggert (1993) indicated that
young children’s use of regulatory skills depends on the difficulty and complexity
of the memory task. First- and third-grade children were asked to learn the names
of familiar and unfamiliar objects until they were sure they could name all of the
items correctly. Both first- and third-grade children spontaneously spent more
time studying the unfamiliar items than they spent studying the familiar items.
According to Kobasigawa and Metcalf-Haggert (1993), differences in item diffi-
culty were particularly salient, which was probably necessary for young children
to adjust their use of study time. The assumption that performance on study-time
The Development of Metamemory in Children and Adolescents 287
(a) 14
12
Study time (in seconds)
10
difficult
6
easy
4
0
6 8 10 12
Age
(b) 5
4.5
Study time (in seconds)
3.5
difficult
easy
3
2.5
2
7 9
Age
Fig. 9.5 a Developmental trends in the allocation of study time. (Adapted from Dufresne and
Kobasigawa 1989). b Monitoring and self-control processes for children’s allocation of study
time. (Lockl and Schneider 2003)
apportionment tasks strongly depends on the difficulty of the task has also been
confirmed by studies using text materials. For example, Brown et al. (1978) dem-
onstrated that the sophisticated selection of text material for further study develops
somewhat later than the grade-school years.
One problem with the studies by Dufresne and Kobasigawa (1989) and
Kobasigawa and Metcalf-Haggert (1993) is that study times were only roughly esti-
mated. To overcome this problem, Lockl and Schneider (2002b) presented a series
of easy and hard paired-associate pictures via computer, which allowed for a more
288 9 The Development of Metamemory
precise measurement of study times. The main findings of the previous studies were
confirmed. Again, young schoolchildren spent about the same amount of time on easy
pairs as they spent on hard pairs, whereas older schoolchildren devoted more time to
studying the hard items than the easy ones (see Fig. 9.5, lower part). In a follow-up
study, Lockl and Schneider (2004) explored whether 7- and 9-year-olds would benefit
from incentive conditions (5 cents for every correct answer) or accuracy instructions
that emphasized the importance of mastering each pair before going on to the next.
Contrary to expectations, the incentives did not affect study times in either age group.
Only the 9-year-olds studied for significantly longer time periods when accuracy
was emphasized. Thus, the findings of this study underline the developmental trends
obtained in previous studies, with young children demonstrating considerable difficul-
ties in regulating their study time (Bisanz et al. 1978; Masur et al. 1973).
Although there is evidence of clear increases in self-regulation skills from mid-
dle childhood to adolescence, the existing database does not provide us with any
detailed information about the relation between monitoring and control processes.
Accordingly, we do not know exactly whether children use the output of monitor-
ing processes to regulate their study time. For instance, Dufresne and Kobasigawa
(1989) demonstrated that many of the younger children were able to discriminate
between hard and easy pairs (see also Lockl and Schneider 2002b). However, in
this study, different materials were used for the metacognitive knowledge ques-
tions as well as for measuring study times. Thus, it remains unclear whether a par-
ticular item that is judged as difficult to recall will be studied for a longer time
than an item that is judged as rather easy to recall.
To investigate the relation between monitoring processes and self-regulation
processes more analytically, Lockl and Schneider (2003) asked 7- and 9-year-
old children to study easy (highly related) and difficult (unrelated) paired-asso-
ciate pictures. After a first learning phase with a fixed presentation time (3 s),
judgments-of-learning (JOL) was assessed on a 5-point scale. Subsequently, the
same pairs were presented again for self-paced study. As a first result, both 7- and
9-year-old children were able to differentiate between easy and difficult pairs.
Thus, the age groups did not differ in their mean level of JOLs, and there was no
Age x Difficulty interaction. When JOLs were made, children of both age groups
seemed to consider the degree of associative relatedness between the members
of the pairs. Put differently, item difficulty as an intrinsic cue affected children’s
JOLs regardless of age (see also Koriat and Shitzer-Reichert 2002).
To examine whether children used monitoring output to guide their learning,
Gamma correlations between JOLs and subsequent study time were computed.
The resulting mean Gamma correlations were G = −0.22 for 7-year-olds and
G = −0.40 for 9-year-olds, and both values as well as the difference between the
two values were significantly different from zero. Thus, even though children of
both age groups studied item pairs with lower JOLs for a longer period of time
than item pairs with higher JOLs, the relation between monitoring and control was
significantly stronger for 9-year-olds than for 7-year-olds. Accordingly, 9-year-
olds’ regulation of their study time was more in accordance with their preceding
JOLs than 7-year-olds’ regulation was.
The Development of Metamemory in Children and Adolescents 289
mirrors efficient control processes. When children of different ages are questioned
about an experienced or observed event, age differences in the ability to provide
“I don’t know” answers are to be expected. For instance, Roebers and Schneider
(2000) found that 6-year-olds’ memory accuracy in such a situation was about
55 %, whereas the memory accuracy of 10-year-olds and adults was about 80 %.
The main reason for such differences is that younger children see an obligation in
the social situation (elicited by the influence exerted by the adult interviewer) and
try to answer every question, even when they are very uncertain about the cor-
rect response (Schwarz and Roebers 2006). This is typically indicated by very low
percentages of “I don’t know” answers. Moreover, suggestive questions typically
result in lower numbers of “I don’t know” answers compared with unbiased ques-
tions (Cassel et al. 1996; Roebers and Schneider 2000; Shrimpton et al. 1998).
Several developmental studies have investigated whether it is possible to
increase memory accuracy in children by using incentives for correct recall. These
studies were originally stimulated by Koriat and Goldsmith’s (1996) finding that
adults who are rewarded for each correct answer on a list-learning task end up
with high accuracy scores. At the same time, recall quantity drops significantly.
The authors manipulated accuracy motivation by varying the bonus-to-penalty
ratio for correct and incorrect answers. The size of the quantity–quality trade-off
was found to depend on the response criteria or participants’ accuracy motivation.
When the criterion was raised to a maximum by taking all incentives away from
participants when only one incorrect answer was given, the amount of information
provided dropped to the floor level.
The few empirical developmental studies using incentives for correct recall and
looking at children’s ability to strategically regulate their memory performance
indicated that when the threshold to provide or withhold answers was manipulated
in extreme ways, children seemed to be able to increase their memory accuracy,
giving significantly more “I don’t know” answers. For instance, Roebers et al.
(2001) found that children as young as 6 years of age were able to withhold uncer-
tain answers and thus increased their recall accuracy when their motivation to be
accurate was high. This finding was also confirmed in a similar experimental study
by Koriat et al. (2001) with children who were 8 years old and older. In both stud-
ies, children won one token for every correct response and lost one token for every
incorrect response. The older children in the Koriat et al. (2001) study seemed to
be able to also adjust their strategic memory reporting to higher threshold lev-
els. That is, when the penalty for incorrect responding was increased, children’s
memory accuracy also increased significantly because they gave very few answers
altogether.
However, this pattern of findings was not replicated in Roebers and Fernandez’s
(2002) subsequent study, which differed from the previous studies in that it
not only used unbiased questions but also included misleading questions.
Furthermore, Roebers and Fernandez omitted the penalty for incorrect answers
and rewarded only correct answers. In this situation, children achieved signifi-
cantly higher memory accuracy scores by giving fewer incorrect and more correct
answers for both the unbiased and misleading questions than children in a typical
The Development of Metamemory in Children and Adolescents 291
80
70
60
50
40
30
20
10
0
6-year-olds 7-year-olds 8-year-olds Adults
Feedback + incentives Feedback only Incentives only Free report
Fig. 9.6 Mean percentages of correct answers to the misleading questions and recall accuracy as
a function of age and experimental condition in Study 2 (Roebers and Schneider 2005)
feedback and incentives were necessary to improve memory accuracy. For chil-
dren to exhibit sophisticated accuracy-oriented memory behavior, they seem to
need a game context that motivates them to carefully monitor and control their
retrieval processes but simultaneously encourages them to provide useful answers
rather than to suppress them. We can conclude that it is not sufficient simply to
remind children, give feedback alone, or provide incentives alone.
Subsequent studies have explored whether these findings can be generalized to
educational contexts. Using a short educational film as the observed event, Krebs and
Roebers (2010) found that 8- to 12-year-olds showed relatively adequate memory
monitoring when distinguishing between easy, difficult, and unanswerable questions
even though there was a developmental increase in monitoring uncertainty. When
provided with the option of subsequent self-control (i.e., withdrawing answers), all
children were able to adjust their test-taking behavior to benefit their memory accu-
racy by withdrawing primarily incorrect answers. Taken together, the results suggest
that metacognitive skills seem to become increasingly accurate between the ages of
9 and 12 and that control strategies can be used in a flexible way by late childhood.
As demonstrated by Krebs and Roebers (2010), high achievers were more accurate in
their memory monitoring and self-regulation regardless of age. These findings thus
validate those obtained in laboratory-type conditions (see above) and indicate that the
latter can be generalized to more naturalistic school-related contexts.
The studies on the monitoring-control relation described so far all suggest that
monitoring affects subsequent self-regulation and thus supports a monitoring-
control (MC) model. One basic conclusion drawn from these developmental stud-
ies is that self-regulated learning behavior is based on monitoring processes. In
this sense, item difficulty is monitored before actually investing study time. The
outcome of monitoring processes then serves as a basis for subsequent study-time
allocation. However, recent work on adult metacognition indicates that sometimes
monitoring follows control operations and is based on feedback from them (see
Koriat 2008, for a review). For instance, Koriat et al. (2006) found evidence for the
control-monitoring (CM) model, indicating that in the case of self-paced learn-
ing, the allocation of study time (ST) to different items is generally data-driven;
that is, it is determined by the cues experienced during the learning process con-
cerning learning fluency or retrieval difficulty. Contrary to the developmental find-
ings regarding the allocation of study time described above, Koriat and colleagues
found that adults’ JOLs and recall decreased with increases in study time, thus
running counter to the common belief that study effort should enhance memory.
In fact, more recent developmental studies have demonstrated that the sequence
of monitoring and control can also be reversed. Koriat et al. (2009a, b) investi-
gated what they labeled the “data-driven function” of study time: According to this
approach, learners use self-paced study time as a basis for subsequent judgments of
learning (JOLs). Consistent with this view, in self-paced learning, older elementary
schoolchildren’s JOLs (but not younger one’s) made at the end of each study trial
decreased with the amount of time spent studying the item, suggesting that older
children’s JOLs are based on the memorizing-effort heuristic that easily learned
items are more likely to be remembered. Remarkably, recall decreased with ST in
The Development of Metamemory in Children and Adolescents 293
(a) 100
Below Above
80
Percentage Recall
60
40
20
0
1 2 3 4
Age group
(b) 100
Below Above
80
Percentage Recall
60
40
20
0
1 2 3 4
Age group
Fig. 9.7 Mean JOL (a) and mean percentage recall (b) for below-median and above-median ST
for each of the four age groups (Hoffmann-Biencourt et al. 2010, p. 9)
all age groups under study. This finding strengthens the validity of the memorizing-
effort heuristic. Furthermore, children from all grades showed evidence for accu-
rate monitoring accuracy, which is reflected by the positive relation between JOLs
and recall performance. In a follow-up study using a similar self-paced study-time-
allocation paradigm but different learning materials (picture pairs instead of word
pairs) and also a more comprehensive sample of children ranging from Grades 1
to 8, Hoffmann-Biencourt et al. (2010) were able to confirm the previous findings.
Overall, children’s JOLs decreased with increasing ST, suggesting that JOLs were
based on the memorizing-effort heuristic that easily learned items are more likely
to be remembered. As can be seen in Fig. 9.7, JOLs were higher for items with
294 9 The Development of Metamemory
below-median STs than for items with above-median STs. There was an ST × Age
interaction, which was due to the fact that the difference in JOLs between below-
median and above-median STs was more pronounced for older than for younger
students. These findings thus underline the importance of mnemonic cues in shaping
metacognitive feelings, not only in adults but also in (older) children.
Taken together, the research addressing the MC and CM models suggests
bidirectional links between monitoring and control during learning. As noted by
Koriat (2008), monitoring affects control when self-regulation is goal-driven;
that is, when the intention to reach a particular goal is motivated by incentives or
rewards. In such a situation, increased ST enhances JOLs. However, when self-
regulation is data-driven, JOLs are based on the feedback from control, and
therefore, JOLs decrease with ST under the heuristic that ease of encoding is diag-
nostic of successful recall. A recent study by Koriat et al. (2014) explored whether
children and adults are able to respond differentially to data-driven and goal-
driven variation in ST within the same paired-associate learning task. Samples of
fifth and sixth graders as well as ninth graders and college students were included
in this study. The youngest subsamples (i.e., the fifth- and sixth-grade children)
were chosen as the target population for the various experiments because children
in these grades not only exhibit evidence for data-driven regulation in self-paced
learning but also rely on the feedback they receive from this regulation as they
monitor their own knowledge while they study (Hoffmann-Biencourt et al. 2010;
Koriat et al. 2009a). At the same time, they also show evidence for goal-driven
regulation. The results of five experiments in this study indicate that fifth and
sixth graders can exhibit sensitivity to both goal-driven and data-driven variation
in ST but cannot respond simultaneously to both types of variation on the same
task. Ninth graders and college students, by contrast, are able to react differentially
to the two types of variation, demonstrating a positive ST–JOL relation for goal-
driven variation and a negative relation for data-driven variation. Whereas primary
schoolchildren behave as if the MC and CM models are mutually exclusive, ado-
lescents and adults are able to tune their JOLs differentially to differences in ST
according to the source (i.e., data-driven vs. goal-driven self-regulation). These
findings on the whole point to developmental changes in monitoring that occur
well beyond the primary school years, as indicated by the impressive nontrivial
achievement demonstrated by the ninth graders.
Metamemory–Memory Relations
Given the theoretical assumptions about possible linkages between children’s met-
amemory and their strategy use, it is somewhat surprising that the correlational
evidence has been quite mixed (Schneider 1985, 1999; Schneider and Pressley
1997). Whereas a first series of investigations of the metamemory-memory link
yielded only weak support (see reviews by Brown et al. 1983; Cavanaugh and
Perlmutter 1982), subsequent analyses have resulted in more positive outcomes
(Schneider 1985; Schneider and Pressley 1997; Wellman 1983).
Overall, it appears that metamemory-strategy associations are generally weak
in preschoolers and increase with age (Joyner and Kurtz-Costes 1997; Schneider
2011). For instance, Lange, Guttentag, and Nida (1990) tested 4- to 7-year-old
children and did not find reliable relations between declarative metamemory, use
of organizational strategies, and recall in children of this age (for similar findings,
see Wimmer and Tornquist 1980). Although the findings reported by Sodian et al.
(1986) were somewhat more positive, there was generally little evidence of rela-
tions between metamemory, strategy use, and memory performance in sort-recall
tasks in children younger than 7. However, this does not mean that such relations
never exist for young children. For example, Schneider and Sodian (1988) used a
retrieval-cue (hide-and-seek) task and found rather strong relations between 4- and
6-year-olds’ knowledge of the utility of retrieval cues, their actual use of retrieval
cues, and their memory performance. That is, those young children who decided to
hide a policeman in a house that was cued by a police car or to hide a soccer player
in a house that had a soccer ball on it not only remembered more items but were
also able to answer metamemory questions correctly and to provide convincing rea-
sons for their strategic approach (see Justice 1989, for confirming evidence).
However, although it is possible to demonstrate links between young children’s
metamemory and performance on certain simple memory tasks that pertain to eve-
ryday life, it is very unlikely that such relations would occur on traditional memory
tasks such as the recall of categorizable lists (Cornoldi et al. 1991). As demonstrated
by Justice et al. (1997), the causal relation between strategy use and recall is not
yet understood by most preschool and first-grade children. In a first session, the
authors tested the prediction that preschoolers’ as well as first- and third-grade chil-
dren’s understanding of their own strategic behaviors would be related to strategy
296 9 The Development of Metamemory
use and recall. In a second session, children’s metamemory concerning the causal
relation between strategy use and recall level was investigated. As a first main result,
children who gave mentalistic explanations for their study behaviors in the first ses-
sion recalled more than those who gave nonmentalistic explanations. In other words,
children who reported that their recall was affected by a memory strategy performed
better than those who did not identify a strategy when they referred to their recall
performance. Moreover, analyses concerning children’s metamemory assessed in the
second session showed a developmental trend in that only third graders who were
aware of the strategy’s usefulness also employed it more effectively, resulting in
increased recall. It was only in this age group that children’s understanding of the
causal relation between strategy use and recall performance was significantly related
to an understanding of their own strategic behavior, even though a trend for such
a relation was also observed for the younger children. Overall, those children who
understood how the strategy worked had higher levels of recall than the children
who could not provide explanations for their strategic behavior regardless of age.
Justice et al. (1997) concluded from their findings that increases in capacity
and domain knowledge may permit the execution of strategic behavior but that an
understanding of the causal relation of such behaviors to desired outcomes may
be necessary for their effective use. Although these results are basically compa-
rable to Fabricius and Cavalier’s (1989) results, Fabricius and Cavalier found that
children with mentalistic explanations increased their strategy use on a subsequent
trial but did not show higher recall levels than nonmentalistic children. This dis-
crepancy may be accounted for by procedural differences.
More positive and reliable relations between metamemory about semantic-
organizational strategies, use of these strategies, and memory performances can
be observed in older children (Cavanaugh and Borkowski 1980; Hasselhorn 1992;
Justice 1985; Schneider 1986). However, it cannot be taken for granted that these
children clearly prefer semantic organization to alternative procedures such as
rehearsal. For instance, Cox and Paris (1979) found preferences for rehearsal in
fourth-grade children. Although Justice (1985) and Schneider (1986) noted that chil-
dren at this age level tended to favor semantic organization over rehearsal, nontrivial
proportions of the children actually used rehearsal while claiming that they preferred
semantic organization on such memory tasks. More positively, by Grade 6, students
are more likely to generally prefer semantic organization over rote rehearsal and also
to be able to justify their choice appropriately (e.g., Justice 1985). Similarly, robust
relations between strategy use and metamemory have been found for younger chil-
dren (fourth graders) in more recent longitudinal studies that provided the opportu-
nity to practice memory strategies several times (e.g., Kron-Sperl et al. 2008).
Comprehensive statistical meta-analyses examining the relation between strat-
egy knowledge and memory performance and involving more than 60 studies and
7,000 children and adolescents (Schneider 1985; Schneider and Pressley 1997) con-
firmed that correlations between these variables tended to be low for kindergarten
children and first and second graders but were quite robust and of moderate size from
Grades 3 to 4 and beyond. Findings indicated a robust relation between metamemory
and memory even though the associations were not extremely strong. The statistical
Metamemory–Memory Relations 297
From the early 1980s on, multivariate experimental designs and also compre-
hensive field studies have been used to examine the complex relations among
metamemory, domain knowledge, memory behavior (strategy use), and mem-
ory performance as well as their relations with other important variables such as
intelligence, memory capacity, and motivation (e.g., see Borkowski et al. 1983;
DeMarie et al. 2004; Körkel and Schneider 1992; Kurtz et al. 1982; Schneider
et al. 1987; Schneider et al. 1998). These studies used multivariate statistical anal-
yses to explore the interactions among various variables in predicting memory per-
formance in sort-recall tasks. Thus, they were not limited to analyses of simple
intercorrelations but typically used causal modeling procedures (e.g., LISREL).
In one of the first of these investigations carried out as part of the Heidelberg
Study on Memory and Metacognition, Schneider et al. (1987) specified a causal
model that included IQ, motivation, metamemory, memory monitoring, and strat-
egy use as predictors of memory performance in a sort-recall task (see Schneider
2014, for more details on this study). Identical structural models were specified for
large samples of third and fifth graders. According to these causal models, IQ had
both direct and indirect effects on recall performance, influencing metamemory
and strategy use. This finding supports the view outlined by Cornoldi (2010) that
intelligence and metacognition are related and that metacognitive knowledge is
an important facet of human intelligence. In both samples, metamemory affected
strategy use, which in turn influenced memory performance. Memory monitoring
directly influenced recall for all children but had an additional impact on strat-
egy use only in the older sample. Findings also differed with regard to the impact
of motivation on recall performance such that this impact was negligible in the
younger sample but rather substantial for the fifth graders (the findings for the lat-
ter subgroup are provided in Fig. 9.8, upper part).
Overall, although significant mean differences between age groups were
observed for most of the variables included in the causal models, the structural
patterns were rather similar with the exception of the motivation construct. The
300 9 The Development of Metamemory
.40
Memory
monitoring
.18
.25 Memory
.75 performance
IQ Metamemory
.43
.30
.18
.22 Strategy
use
Success motivation
.43
Verbal
IQ
.29
.19
Metamemory Recall
.74
.27 .81
Memory
capacity Strategic
behavior
developmental trend found for the motivation variable indicates that individual
differences in intrinsic motivation become increasingly important with increas-
ing age, exerting a rather strong influence on memory performance from advanced
elementary school age on. When Flavell and Wellman (1977) introduced their tax-
onomy of metamemory, they already pointed out that one cannot always expect
to find a strong connection between memory knowledge and memory behavior
because individual differences in the learners’ motivation to carry out the task may
be a critical factor. Obviously, the findings outlined above support this assumption
(for similar findings in the area of text processing and recall, see Artelt et al. 2001;
van Kraayenoord and Schneider 1999).
In a subsequent study, Schneider et al. (1998) assessed relations between ver-
bal IQ, memory capacity, domain knowledge, declarative metamemory, use of a
semantic-organizational strategy, and recall in a sort-recall task in a sample of 155
third and fourth graders. As can be seen in Fig. 9.8 (lower part), metamemory was
affected by both verbal IQ and memory capacity. Although there was only a mod-
est direct contribution of metamemory to the prediction of recall, the indirect link
via strategic behavior was much stronger (about 0.60). As a consequence, indi-
vidual differences in declarative metamemory explained a large proportion of the
variance in the recall data. A somewhat different pattern of findings was reported
by Schneider et al. (1998) when the sort-recall task was based on soccer items and
when children’s knowledge of soccer was used as an additional predictor varia-
ble. In this case, soccer knowledge turned out to be the most powerful predictor,
explaining the lion’s share of the variance in children’s recall. However, meta-
memory still kept its indirect influence via strategy use (sorting) even though the
respective path coefficients were considerably lower than those obtained with the
first model. See Körkel and Schneider (1992) for similar findings using a memory
for text paradigm.
The importance of declarative metamemory for explaining individual differ-
ences in strategy use and memory performance was also illustrated by DeMarie
et al. (2004) who recruited different age groups ranging from kindergarteners to
fifth graders for their study. DeMarie and colleagues investigated how mental capac-
ity, knowledge base, and metamemory transact to produce changes in children’s
memory performance in 5- to 11-year-old children. They compared several causal
models. The model that provided the best fit to the developmental data represented
capacity and metamemory as interacting across age to produce patterns of strategic
memory performance. Also in this model, both strategy production and strategy effi-
ciency were represented as important factors for memory development. DeMarie
et al. (2004) also concluded from their findings that multiple strategy use must be
considered (see Chap. 7) and that metamemory plays a significant role in predict-
ing the use of multiple strategies and strategy effectiveness. Individual differences
in mental capacity seemed to be more important in influencing memory strategies in
young children (see also Woody-Dorning and Miller 2001), whereas individual dif-
ferences in metamemory seemed more important for older children.
Grammer et al. (2011) carried out a longitudinal study with 107 first-grade
children and followed them through the beginning of second grade. Children’s
302 9 The Development of Metamemory
teachers (Ornstein et al. 2010). Also, as noted by Grammer et al. (2013), first and
second graders exposed to memory-rich teaching exhibited greater levels of stra-
tegic knowledge and used strategies more efficiently on a memory task involv-
ing instructional content than did students exposed to low memory instructions.
Thus, this research suggests that “teacher talk” may be relevant for the emergence
of mnemonic skills and that there is a causal link between teachers’ language and
children’s strategy use.
One interesting and effective approach to teaching knowledge about strategies
was developed by Palincsar and Brown (1984). Here, teachers and students take
turns executing the reading strategies that are being taught, and instruction occurs
in true dialogue. Strategic processes are made very overt, with plenty of exposure
to the modeling of strategies and opportunities to practice these techniques over
the course of a number of lessons. The goal is for children to discover the util-
ity of reading strategies and for teachers to convey strategy-utility information as
well as information about when and where to use particular strategies. Teachers
using reciprocal instruction assume more responsibility for strategy implementa-
tion early in their instruction and gradually transfer that control over to the student
(see Palincsar 1986, for an extensive description of the implementation of recipro-
cal instruction; see Rosenshine and Meister 1994, for a realistic appraisal of its
benefits).
Another more large-scale approach concerns the implementation of compre-
hensive evaluation programs that are aimed at assessing the systematic instruc-
tion of metacognitive knowledge in schools. As emphasized by Holland Joyner
and Kurtz-Costes (1997), both Moely and Pressley and their colleagues have
conducted very ambitious programs of evaluating effective instruction in public
school systems. For instance, Pressley and colleagues found that effective teachers
regularly incorporated strategy instruction and metacognitive information about
effective strategy selection and modification as a part of their daily teaching. It
seems important to note that strategy instruction was not carried out in isolation
but was rather integrated into the curriculum and taught as part of language arts,
mathematics, science, and social studies. In accordance with the assumptions of
the good-information processing model outlined above (cf. Pressley et al. 1989;
Borkowski et al. 1989), effective teachers did not emphasize the use of single
strategies but taught the flexible use of a range of procedures that corresponded to
the subject matter, time constraints, and other task demands. On most occasions,
strategy instruction occurred in groups, with the teachers modeling appropri-
ate strategy use. By comparison, the work by Moely and colleagues (e.g., Moely
et al. 1995) illustrated that the effective teaching process described by Pressley
and coworkers does not necessarily constitute the rule and that effective teachers
may be the minority in elementary school classrooms. Taken together, the care-
ful documentation of instructional procedures carried out by Pressley, Moely, and
their research groups has shown that there is a lot of potential for metacognitively
guided instructional processes in children’s everyday learning.
Other researchers have focused on the relations between measures of metacogni-
tive knowledge and children’s school performance. For instance, Geary et al. (1989)
The Importance of Metacognition for Education 305
.32** .02
.23
.63
Executive .66**
Mathematics
Functioning
.51** .12
.49** .79
.24 .48**
Metacognitive -.15
Monitoring
Fig. 9.9 Structural equation model explaining mathematics and literacy achievement with exec-
utive functioning, self-concept, metacognitive monitoring, and control skills at the end of 2nd
grade (cross-sectional analyses), solid lines represent significant paths, dashed lines represent
nonsignificant paths (Roebers et al. 2012, p. 164)
and Artelt 2010; van der Stel and Veenman 2008, 2010; Veenman et al. 2005; see
also the contributions in Desoete and Veenman 2006). Overall, these studies con-
firm the view that metacognitive knowledge and the self-regulated insightful use
of learning strategies are not only influential in elementary schoolchildren but also
predict math performance and reading comprehension in secondary school settings,
even after differences in intellectual abilities have been taken into account. They
also provide evidence that metacognitive knowledge relevant for school-related
domains can still be effectively trained in late childhood and early adolescence.
Given the impressive evidence for the strong impact of metacognitive knowl-
edge on academic performance, it seems highly regrettable that current classroom
curricula still pay little attention to strategy development and the acquisition of
metacognition. The research outlined above clearly shows that elaborate strategy
instruction is not necessary for improving students’ metamemory. There is reason
to assume, however, that the situation will improve in the future because metacog-
nitive training programs that provide long-term strategy instruction and promise
long-lasting success are now available (cf. Pressley and Hilden 2006; Schneider
and Pressley 1997). One precondition for increasing the use of such metacogni-
tion-related teaching is to increase teachers’ understanding of the conceptual
foundations of effective learning. As long as teachers do not think in information
processing terms, it will be difficult to establish progress in this field. However,
recent changes in teacher education indicate that teachers will soon have a much
better understanding of information processing, enabling them to implement in
their classrooms strategy training programs that will pay off for most students.
Summary
in adolescence and young adulthood. On the other hand, one of the major out-
comes of developmental studies on procedural metacognition concerns the lack
of clear-cut developmental trends in children’s and adolescents’ monitoring skills.
Although monitoring accuracy tends to improve over the school years, even pre-
schoolers show remarkable monitoring in learning situations they are familiar
with. By contrast, the available evidence on the development of self-regulation
skills demonstrates that there are clear increases from middle childhood to adoles-
cence. Effective self-regulation occurs only in highly constrained situations dur-
ing the elementary school years and continues well into adolescence. One of the
major developmental trends concerns the integration of monitoring outcomes and
self-regulation skills. Whereas young children may be able to accurately monitor
comprehension problems, they usually do not know how to solve them. In com-
parison, older schoolchildren and adolescents know how to benefit from monitor-
ing by implementing effective control strategies. One interesting new aspect of
research on the monitoring–self-regulation relation is that it cannot be taken for
granted that the monitoring of development always precedes self-regulation devel-
opment. Recent findings presented by Koriat et al. (2009a, b, 2013) clearly dem-
onstrate that self-regulation processes can affect monitoring in children and adults.
The links between metamemory, memory behavior (strategies), and memory
performance have also been frequently explored during the past three decades.
Overall, the findings point to nontrivial quantitative associations between meta-
memory and memory. Several multivariate studies have shown that metamemory
about strategies is an extremely important type of metacognition. For instance, it
has been repeatedly found that there are often stronger relations between meta-
memory about a strategy and strategy use than between metamemory and memory
because strategy use directed by metamemory is only one of several determinants
of performance (e.g., memory capacity and the nonstrategic knowledge base).
Nonetheless, metamemory has been a particularly useful construct when study-
ing children’s strategy use, and many investigators have incorporated metamemory
information into training programs designed to enhance children’s strategy use and
memory performance.
One of the most striking features of recent research is the increasing promi-
nence of metacognition in other areas, for instance, research on reading, math, and
science. In addition, the move into the classroom has forced the issue of transfer to
the forefront, and with that, more sophisticated discussions of the role of metacog-
nitive knowledge in promoting transfer in academic settings have ensued (Waters
and Schneider 2010).
Chapter 10
Conclusions and Future Directions
Developmental memory research carried out in the 1970s and 1980s was strongly
influenced by multistore memory models, which proposed that information can
be stored in two ways in the long-term memory store (LTS). Whereas explicit
memory refers to the capacity for conscious recollection, implicit memory repre-
sents a variety of nonconscious abilities. Modern memory researchers believe that
implicit or procedural (nondeclarative) memory refers to an evolutionarily older
memory system, which can be contrasted with the explicit declarative memory
system (Bjorklund and Sellers 2014). Implicit memory is “memory without aware-
ness,” demonstrating memory for some information without being consciously
aware that one is remembering (Jacoby 1991; Schacter 1992). The findings on
the development of implicit memory presented in Chap. 3 strongly suggest that
Development of Implicit Memory 311
implicit memory is largely distinct from explicit memory, operating through dif-
ferent processes in the brain. All studies comparing the development of implicit
and explicit memory have shown clear-cut differences, with considerable age
trends found on explicit but not on implicit memory tests. It seems that the brain
systems mediating perceptual and conceptual priming are fully developed early
in life, which is in clear contrast with the continuous development of the explicit
memory system (cf. Squire et al. 1993). There is substantial evidence in cogni-
tive neuroscience that perceptual and conceptual priming does not depend on the
medial temporal and diencephalic brain structures that mediate intentional declar-
ative memory. Although there are considerable differences in the developmental
patterns of implicit and explicit memory, indicating that the two memory systems
are relatively independent and distinct, they have also been shown to interact, with
priming experiences influencing explicit memory decisions, particularly in older
children and adults.
Whereas most studies on age differences in perceptual priming have by and
large provided evidence that this type of implicit memory is developmentally
invariant, the evidence regarding conceptual priming has been rather mixed (Lloyd
and Miller 2014). Some work on conceptual priming suggests that it is age invari-
ant, whereas other work suggests developmental changes. The reason for this
inconsistency in findings is not entirely clear. Task difficulty seems to play a role.
That is, age effects on conceptual priming tasks have been obtained only when the
tasks were particularly difficult. Obviously, more research is needed to explore this
issue further.
One important conclusion from more recent research on implicit memory is
that it constitutes a rather broad theoretical construct. Many different tasks (e.g.,
priming, conditioning, sequence learning) can be said to be implicit in that they
demonstrate influences of past experience on memory without a role for conscious
awareness. Implicit memory is thus an umbrella term, and the behavioral as well
as physiological profiles of different implicit memory measures are quite diverse.
One of the promises of recent neuroscience approaches is that their measures have
the potential to overcome the problems of many behavioral tools, allowing for
more rigorous tests of the developmental invariance hypothesis across a wide age
range and also offering the option to explore developmental patterns in subtypes of
implicit memory. There is no doubt that future research on implicit memory will
benefit from cognitive neuroscientific studies, which should be able to identify dif-
ferent developmental trajectories for different kinds of implicit memory.
The distinction between implicit and explicit memory outlined above helps to
explain why the assumption that very young infants do not remember anything has
been held so tenaciously and has survived for almost 100 years. Methodologically,
in the beginning, it was very difficult to elicit the behaviors that illustrate the
312 10 Conclusions and Future Directions
Research on memory in infants and toddlers has shown that these very young chil-
dren can remember information for several weeks and months. This implies that
long-term memory for episodes and events develops early in life. Although event
memory is explicit in that a person is aware that he or she is remembering, the
encoding of most events is unintentional, meaning that a person does not specifi-
cally try to remember the event when it is experienced. The term “event” is rather
broadly defined, and event memory can be conceived of as an amalgam of inciden-
tal and deliberate memory, with information usually encoded without the intent
to remember but with deliberate forces operating at the level of reconstructing
the experience (Ornstein et al. 2006). When such event memory is about personal
experiences, it has been described as autobiographical memory. As noted in
Chap. 5, although the mechanisms underlying event memory and autobiographical
memory appear to be rather similar, autobiographical memories differ from most
other event memories in that they are infused with a sense of personal involvement
314 10 Conclusions and Future Directions
in the event, implying that one has emotions, special thoughts, and reactions with
regard to these events (Bauer 2007).
Research on event and autobiographical memory has been very active during
the past three decades, and findings have improved our understanding of its devel-
opment in childhood and adolescence. Numerous studies have not only illustrated
that even young children can memorize salient events for a long time but have
also identified important sources of development and individual differences. For
instance, language development and maternal reminiscing style as well as indica-
tors of socioemotional development have been found to be highly relevant in this
respect. The hypothesis that children learn to narrate through dialogue experi-
ences has been confirmed in numerous studies (see reviews by Fivush 2014; Reese
2014). This impressive research program has also helped to evaluate traditional
perspectives and new hypotheses concerning the infantile amnesia phenomenon,
which has been discussed in the literature for more than 100 years; that is, the
fact that the events that one experiences during the first 2 or 3 years of life are no
longer accessible later on. Although we are still far from completely understanding
this phenomenon, there is reason to assume that several factors significantly con-
tribute to its end, such as the development of neural structures related to declara-
tive memory occurring during this period of time, the emergence of the cognitive
self, and the beginning of verbal mother–child dialogues about children’s experi-
ences (Bauer 2006; Howe et al. 2009).
Recent research on the development of autobiographical memory has also
enriched our understanding of the problems that young children have when they
are asked to testify in legal contexts. On the one hand, the findings of early and
recent eyewitness memory research confirm the view that age is positively cor-
related with the recall of events and that young children are more suggestible and
thus more vulnerable to the effects of misleading questions and repeated question-
ing. On the other hand, however, recent studies do not support the assumption held
by the early eyewitness memory researchers that young children are generally
unreliable witnesses. Although young children’s eyewitness memory is typically
less accurate than that of older children and adults, young children are capable
of providing accurate eyewitness memories about personally significant events in
their lives. Children’s memory for emotional stimuli seems to be influenced by a
variety of cognitive and individual factors and appears to be quite accurate even in
young children (Paz-Alonso et al. 2009). One merit of contemporary research on
this complicated issue is that it has identified conditions that increase the probabil-
ity of obtaining accurate memory reports from young children. One example is the
development of new and promising interview techniques that avoid the problems
of previous interrogations and provide conditions that support optimal recall, par-
ticularly in young children (Pipe and Salmon 2009; Goodman et al. 2014).
An interesting finding of recent research on eyewitness memory is that false
memories do not necessarily decrease with age but can actually increase as a
function of age under specific circumstances (i.e., the use of semantically related
materials). Dual-process theories such as fuzzy-trace theory provide a convincing
explanation for this developmental reversal, pointing to the relevance of processes
Event Memory and Autobiographical Memory 315
When Schneider and Pressley (1997) summarized the state of the art of research
on memory development at the end of the last century, they emphasized the fact
that the focus has shifted over the years from laboratory research on the impact
of memory capacity, strategies, and knowledge to more applied field research on
autobiographical and eyewitness memory. Regarding the development of basic
memory capacities and working memory, they concluded that there is a lack of
consensus in the domain concerning the developmental functions of these con-
structs. One conclusion from the findings described in Chap. 6 is that the situa-
tion has improved during the past two decades. On one hand, this is due to the
fact that theoretical models such as those developed by Baddeley, Case, Cowan,
and Pascual-Leone attracted a lot of attention and stimulated empirical research
to test basic assumptions. On the other hand, this research also demonstrated that
the concept of working memory is important for other domains. Meanwhile, most
researchers agree that the “total processing space” assumed to be invariant across
developmental stages by Case (1985) is in fact not invariant but increases stead-
ily with age (e.g., Cowan 2014; Halford and Andrews 2011; Pascual-Leone 2000).
Several factors such as knowledge and strategy use have been found to influence
performance on memory span tasks. If precautions are taken to prevent the use
of strategies such as rehearsal and chunking, the resulting memory spans vary
between two and four items and are thus much lower than the magic number 7
suggested by Miller (1956).
Numerous studies have demonstrated that developmental changes in informa-
tion processing speed affect developmental changes in memory capacity, suggest-
ing a rather global mechanism or a “cognitive primitive,” which has been assumed
to be domain-general by several researchers. Overall, however, the various evalu-
ations of working memory models do not confirm the view that a single set of
resources influences all aspects of working memory performance. Different devel-
opmental patterns for simple and complex span tasks were found, and there is also
plenty of evidence from behavioral and neuropsychological studies that verbal
working memory and visuospatial working memory show different developmen-
tal trends. Regarding the latter component, it appears that visual working mem-
ory develops faster than spatial working memory, indicating that the processing
316 10 Conclusions and Future Directions
The modern era of memory development began with the study of strategies and
dominated the field well into the 1980s. The overview of the literature in Chap. 7
demonstrates that scientific interest in the development of memory strategies is
still alive, even though our view of the role of strategies in memory development
has changed somewhat since the early days. Strategies are still important, particu-
larly for people growing up in information-age societies (Bjorklund et al. 2009;
Ornstein and Light 2010; Roebers 2014). Much of the early research in strategy
development focused on factors responsible for production deficiencies, the sub-
sequent failure to transfer an acquired strategy to a new situation, and how to
improve children’s strategy effectiveness (see reviews by Pressley and Van Meter
1993; Schneider and Pressley 1997). Several studies showed that insufficient men-
tal capacity and a lack of domain-specific knowledge were partially responsible
for production deficiencies in young children and that these deficiencies are over-
come by most children after they gain experience with memory tasks in typical
school settings.
Research based on dual-task procedures in which children are asked to per-
form two tasks both separately and together has demonstrated that young children
Development of Memory Strategies 317
require more mental effort than older ones to implement and execute memory
strategies. It was also found that young children who try to employ memory strate-
gies for the first time are at risk of experiencing a utilization deficiency such that
their strategy use is not accompanied by superior memory performance. Moreover,
more recent research has indicated that individual differences in domain knowl-
edge contribute to age differences in strategy use (Bjorklund and Schneider 1996,
2003). Young children typically lack domain knowledge, which increases speed
when processing domain-related information. As a consequence, young children
require more mental energy to execute a strategy based on this information, mak-
ing strategy use very effortful and less attractive. Overall, the literature suggests
that domain knowledge, metamemory, motivation, and educational experiences
can be viewed as mediators of children’s strategy use and memory performance.
Recent research indicates that memory strategies do not develop in as straight-
forward a way as we once thought. Numerous studies have shown that memory
strategies develop most rapidly over the elementary school years and that older
children are more likely to use them than younger ones. However, findings from
longitudinal research indicate that strategies do not develop gradually but may
actually increase abruptly and in combination with other strategies. Thus, the ages
of strategy acquisition are relative and vary within and between strategies. Even
preschoolers and kindergarten children are able to use intentional strategies, both
in ecologically valid settings such as hide-and-seek tasks and in the context of a
laboratory task.
Longitudinal research conducted during the last two decades has convinc-
ingly shown that individual differences in the frequency of use and the quality of
children’s strategies play a large role in memory development between the early
school years and adolescence. Recent longitudinal findings concerning multiple
strategy use have provided evidence of considerable individual differences in the
intra-individual development of organizational and rehearsal strategies, indicat-
ing that the course of children’s strategy acquisition may be more complex and
variable than previously assumed. These new findings are helpful for understand-
ing and explaining the discrepancies in findings reported in developmental stud-
ies on the course of memory strategy acquisition. These new findings contribute
to our understanding of developmental changes in strategic memory across the
entire elementary school period by showing that the process of strategy acquisi-
tion is not one of simply replacing the ineffective with the effective, even though
the majority of children end up as competent strategy users when they complete
elementary school (Siegler 2006). Strategies do not always help performance, at
least not immediately, and simple and inefficient strategies reside alongside more
sophisticated and efficient ones. Finally, there is no doubt that memory strategies
can be effectively taught to young children. Differences in the educational context
have been shown to affect children’s strategy acquisition, suggesting that teachers’
focus on “memory talk” and teacher–child conversations in the classroom have
great relevance for the development of the repertoire of strategies that can be skill-
fully deployed in the service of goals of remembering (Coffman et al. 2008).
318 10 Conclusions and Future Directions
Overall, research on the effects of domain knowledge conducted during the last
30 years has convincingly shown that any explanation of memory development
must reserve a large place for increases in children’s knowledge of specific content
(Schneider and Bjorklund 2003; Siegler 1998). Taken as a whole, the findings pre-
sented in Chap. 8 provide impressive evidence that a child’s knowledge base can
have a great effect on memory and performance, even though prior knowledge is
not always used automatically. What is also apparent is that declarative knowledge
is very complex and can be thought of as reflecting a number of levels ranging
from neural connections to complicated schemata—all of which are connected to
one another as evidenced by the flexibility of spreading activation. There are still
many challenges that remain in elucidating knowledge-base effects. For instance,
as the knowledge base develops, there are more concepts and stronger intercon-
nections among concepts, and thus, long-term memory should be more accessi-
ble with increasing age. With increased accessibility, both automatic and strategic
processes should be facilitated. Nonetheless, at all age levels, there are important
differences between people in the degree of accessibility to what is stored in long-
term memory (Brown et al. 1983).
The fact that there are individual differences in the accessibility of informa-
tion in the long-term store is one more indication that knowledge alone can never
provide a sufficient explanation of memory performance. The conscious and sys-
tematic search of long-term memory for possible knowledge that could mediate
memory is an important learning strategy (e.g., elaborative interrogation). The fact
that knowledge access often depends on strategy highlights the idea that it is wrong
to conceive of thinking as either knowledge or strategies. Thinking often involves
the articulation of knowledge and strategies, and both components are assumed to
interact in several everyday situations even though many of the effects of strategies
on memory performance were probably mediated directly by the knowledge base
with the conscious use of memory strategies playing only a minor role.
Domain knowledge is a powerful determinant of memory and learning. It
increases steadily from infancy to adulthood and contributes to the development
of other sources of memory competencies, such as basic capacities, strategies, and
metacognitive knowledge. For a long time, researchers believed that most develop-
mental improvements in memory reflect changes in the extent and accessibility of
the knowledge base. Studies using the expert–novice paradigm have highlighted
the importance of domain knowledge for exceptional performance in differ-
ent fields such as memory, music, or sport. Although the memory advantage of
experts was also demonstrated for strategic memory tasks, this advantage was not
mediated by more elaborated strategy use. Several studies have demonstrated that
expert children’s enhanced performance on strategic tasks was primarily medi-
ated by item-specific effects associated with their more elaborated knowledge base
rather than through their more effective use of strategies (Bjorklund et al. 2009).
The Impact of the Knowledge Base on Memory Development 319
The developmental evidence clearly supports the assumption that individual dif-
ferences in the amount of deliberate practice and motivation are key variables for
predicting individual differences in the level of expertise in a given domain (e.g.,
Ericsson 1996). However, the available evidence fails to rule out the possibility
that innate talent or aptitude plays a necessary role in high achievement (Hambrick
et al. 2013; Schneider 1997; Sternberg 1996; Winner 1996).
In recent years, the strong knowledge-base hypothesis has yielded to the idea
that cognitive development reflects multiple developments in basic capacities,
strategies, domain knowledge, and metamemory and the increasing articulation of
these components. Thus, research on the development of domain knowledge has
illustrated the fact that the sources of memory development interact in numerous
ways, and this sometimes makes it very difficult to disentangle the effects of spe-
cific sources from that of other influences. The importance of these interactions
was highlighted by the model of good-information processing (Pressley and
Borkowski et al. 1989; Pressley and Hilden 2006), which emphasizes the interplay
of intact neurology (basic capacities), strategic, knowledge base, and motivational
components in determining cognitive performance.
skills shows that there are clear increases from middle childhood to adolescence.
Effective self-regulation occurs only in highly constrained situations during the
elementary school years and continues well into adolescence. One of the major
developmental trends concerns the integration of monitoring outcomes and self-
regulation skills. Whereas young children may be able to monitor their compre
hension problems accurately, they usually do not know how to address them. In
comparison, older schoolchildren and adolescents know how to benefit from
monitoring by implementing effective control strategies. One interesting new
aspect of research on the monitoring–self-regulation relation is that it cannot be
taken for granted that the development of monitoring always precedes the devel
opment of self-regulation. Recent findings presented by Koriat et al. (2009a, b)
clearly demonstrate that self-regulation processes can affect monitoring in children
and adults.
The link between metamemory, memory behavior (strategies), and memory
performance has also been frequently explored during the past three decades.
Overall, the findings point to nontrivial quantitative associations between meta-
memory and memory. Several multivariate studies have shown that metamemory
about strategies is an extremely important type of metacognition. For instance,
studies have repeatedly found that there are often stronger relations between meta-
memory about a strategy and strategy use than between metamemory and memory
performance (e.g., recall) because strategy use directed by metamemory is only
one of several determinants of performance (e.g., memory capacity, the nonstra-
tegic knowledge base). Nonetheless, metamemory has been a particularly use-
ful construct when studying children’s strategy use, and many investigators have
incorporated metamemory information into training programs designed to enhance
children’s strategy use and memory performance. One of the most striking features
of recent research is the increasing prominence of metacognition in other areas,
for instance, research on reading, math, and science. In addition, the move into the
classroom has forced the issue of transfer to the fore, and, with that, more sophisti-
cated discussions of the role of metacognitive knowledge in promoting transfer in
academic settings have ensued (Waters and Schneider 2010).
Future Directions
Although memory development is a rather mature field, there is still much to learn,
and the centrality of memory in relation to all other aspects of cognition makes it
likely that the ontogeny of memory, in one form or another, will continue to be a
primary focus of research on cognitive development.
One area that has already attracted much interest during the past two decades
and certainly needs more exploration concerns the brain–memory relation. As
shown in the various chapters of this book, many cognitive developmentalists have
meanwhile recognized that the development of information processing cannot be
isolated from the development of the brain (Bauer 2009; Cycowicz 2000; Johnson
Future Directions 321
adult samples still dominates the field, several studies with children carried out in
the laboratory or under naturalistic conditions have demonstrated the influence of
emotion and stress (both at encoding and at retrieval) on memory performance.
Overall, the findings seem to indicate that negative emotions and stress have a
negative impact on children’s retrieval of explicit memories. Thus, the effects of
emotions and stress on performance frequently found for adults are also evident
in children and can directly affect the neural structures implicated in memory. The
available evidence from the few child studies that have used neuroimaging and
neuropsychological approaches suggests that similar key brain regions and neural
mechanisms are recruited in children and adults during the successful encoding of
memory for emotional stimuli (Carver 2014; Hamann and Stevens 2014; Quas and
Klemfuss 2014). Overall, however, relatively little is understood about the impact
of emotion systems in the brain on children’s memory development. The available
evidence points to a relatively early-developing system, comprised of the amyg-
dala and other subcortical systems, which allows for fast responses to emotions
and acts by increasing arousal. Findings also seem to suggest that young children’s
memory is more affected by negative than neutral or positive emotion (Carver
2014). In particular, research on the effects of traumatic experiences in childhood
such as abuse, violent assaults, or accidents has shown that these negative events
tend to be remembered after extensive delays unless the events were experienced
during infancy or toddlerhood (Greenhoot and Sun 2014).
There is broad agreement that more research is needed to investigate how
emotion, stress, and trauma influence memory function and how we remember
emotional events. It is important to note that such developmental studies of mem-
ory–emotion interaction should measure the correlates of both behavior and brain.
Undoubtedly, a complete view of emotion–memory interactions in development
requires both perspectives. Practically, such research is relevant to eyewitness con-
texts, which often require children to recount highly emotional experiences, as
well as to clinical settings in which children are asked to discuss negative emo-
tions or are learning to cope with potentially arousing and emotionally challenging
situations. This research may also be relevant to educational settings, which often
require children to store and retrieve information in sometimes arousing contexts
(Quas and Klemfuss 2014).
Another promising line of research on memory development that focuses on
social factors rather than on biological/neuropsychological factors has already
been described above in detail. Research by Fivush, Haden, Nelson, Reese, and
their colleagues has convincingly illustrated that early memory skills develop in
the context of social interaction (Fivush 2014; Nelson 2014). This research has
illustrated the importance of sociocultural factors for early memory development,
indicating that differences in parents’ reminiscing styles (low elaborative versus
high elaborative) during children’s early years are associated with later differ-
ences in children’s ability to recall personally experienced events. Moreover,
recent research by Ornstein, Coffman, and their colleagues (Coffman et al. 2008;
Grammer et al. 2011; Ornstein et al. 2010) supplemented this work on the social
origins of memory skills by focusing on the classroom setting. They observed that
Future Directions 323
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Index
Flavell, John, 3, 6, 21, 183, 184f Imagery strategy instruction, 206–208, 209f
Fluency, 33, 168, 170, 292 Immediate JOLs, 278, 280f
Forgetting, 9, 13, 90, 100, 309 Immediate memory, 13, 16
curve, 103 constructive aspects of, 12
as function of age, 66 Implicit memory, 2, 5, 21. See also Procedural
of habituated stimulus, 50 memory
mental verb, 268, 273 in clinical populations, 33–34
Freud’s model of repression, 103 development, 25–37, 310–311, 321
Full narration, 63, 64 and explicit memory, 32–33, 68
Functional magnetic resonance imaging in infants, 67–72
(fMRI), 35, 171, 174 Inaccurate memory, 284
Fuzzy-trace theory (FTT), 104, 112 Incidental memory, 25, 234
in dual-process retrieval models, 126 Independent locomotion, 59, 60
gist-connecting mechanism, 125 Individual-item JOLs, 278
in rumored event, 124, 125 Infancy, 311–313
susceptibility to suggestion and, 119 hide-and-seek tasks, 43–48
novelty-preference paradigms, 48–51
short-term/working memory in, 42
G Infantile amnesia, 11, 101–103
Gamma correlations, 281, 283, 288 autonoetic consciousness, 105
General intelligence, 249 boundary of, 106
cultural differences, 141, 142 explanations and evaluations, 103–108
General memory, 309, 325 forgetting curve, 103
development, 15–16 hippocampal neurogenesis, 107–108
General strategy knowledge, 228 information-processing system, 104
Global processing speed, 140, 149 social interaction, 105–106
Good strategy user model, 4 Western versus Eastern cultures, 102
Good-information processing model, 228, Infants
259, 304 behavior range, 61
Grouping, 135 development of long-term memory in,
active grouping, 137 54–57
Growth-chart-type functions, 65 duration of retention, 57f
implicit and explicit memory, 67–72
pre-explicit declarative memory, 68
H train task, 56
Habituation/dishabituation procedure, 40 transition period, 59–61
Hardware, 21, 131, 309 Inferential memory, 238
neural hardware, 73, 101, 313 Information processing, 1, 2, 9, 309, 310
Hide-and-seek tasks, 43–48. See also Delayed- and brain development, 320
response task limited capacity, 132
High-elaborative mothers, 93 in WM concept, 42
European American mothers, 98–99 and working memory models, 148–154
in rumored events, 123–124 Information processing speed, 135, 136, 181,
High-mnemonic teachers, 303 234, 246, 315, 316
Hippocampus, 60, 68, 321 and age difference, 246
primitive recognition, 70 developmental changes in, 139–141
visual attention and memory, 70 and memory span, 141–144
and VPC task, 69 Inhibition, 18, 147, 149, 166, 167, 168, 170
active suppression process, 169
Inner scribe, 165
I Instrument-explicit sentences, 238
Identification lineup task, 114 Instrument-implicit sentences, 238, 239
Imagery, 11, 221 Instrument-reference sentences, 238
386 Index