The Clockwork Universein Chaos
The Clockwork Universein Chaos
THE CLOCKWORK
UNIVERSE IN CHAOS
"How could they formulate laws
that would curtail the freedom of God
to change His mind? Nevertheless
they did, and they got away with it"
—Stephen Hawking
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This unpredictability has been called "deterministic chaos," since
it arises in systems that should be strictly deterministic and predictable
from a mathematical point of view. The concept of deterministic chaos
sheds significant light on the question of whether or not the mind can
con l rol the brain without violating the laws of physics. It also sheds light
on I he related question of how God might control the processes of
nature. Put simply, if undetectable changes can control the unfolding
of big effects, then nature can be intelligently controlled without
measurable violation of the laws of physics.
I Infortunately, this idea is unsatisfactory as it stands, because even
it deterministic chaos allows for mind-brain or God-world interaction,
this only tells the physical side of the story. We still don't know what
ca uses the undetectable, guiding changes. However, we can model such
causes by taking advantage of the idea of virtual reality. Suppose, for
the sake of argument, that deterministic chaos provides a way to pro-
gram a virtual reality system in which a human user interacts with a
physically lawful virtual world. We can then argue that something simi-
lar could apply to the Ground Reality model—the hypothetical virtual
reality system of the real world.
NEWTONIAN PRECISION
I shall outline how such a virtual reality could be constructed. But
to lay the groundwork for this, I first go back to the 17th century, the
e i a of Rene Descartes and Isaac Newton. At this time, educated people
in Murope widely accepted that the material world was both created
and directly controlled by God. However, Newton's Principia gave
si i ength to the seemingly contradictory view that everything in nature
happens in a rigidly deterministic way under the control of fixed
mathematical laws.
Newton's work seemed to confirm an image of reality that had
been growing more and more prominent in Europe since the late
M idtlle Ages—the picture of the universe as a machine comparable to
a vast clock. According to this understanding, there are two ways in
which God can influence the behavior of matter. These are (1) by
setting upthe world-clock and letting it run by itself and (2) by changing
the clock's settings from time to time. Here God may be thought of as
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Figure 4. The Baker Transformation. Suppose the "world" is a square occupied by 100
dots, and suppose that the "laws of nature" are given by the Baker Transformation.
The 12 squares show successive events in this world. The dots seem randomly placed in
square 1, but they move to form a "happy face" in square 7. This pattern was actually
coded into the positions of the dots in square 1, but it became visible after 6 steps as a
result of exponential amplification. (See sidebar on pages 36-37 for more detail.)
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number is similar, but instead of using the 10 digits 0 through 9, only 2 digits
1 0 1 1
0 and 1 are used. Thus 1.1011 is 1 plus /2 plus /4 plus /8 plus /16. In this num-
ber, the dot is called the "binary point," rather than the "decimal point." Also,
the places of the digits could be called binary places rather than decimal
places.
We can let x be the distance of the point from the left side of the square
and y be its height from the bottom of the square. These are just (x,y)
coordinates, with the origin (0,0) fixed at the lower left-hand corner of the
square. Suppose that the side of the original square is one unit in length. We
can write the coordinates x and y in the binary notation. For example, x and
y could be:
x = .101100010111101... y = .110001010010011...
Both x and y are between 0 and 1, and both have infinitely many digits
(which may be 0s or repeating sequences after some point).
During the squashing step, x is doubled and y is divided in half. When a
binary number is multiplied by 2, all the digits shift one place to the left. (This
is similar to what happens when a decimal number is multiplied by 10.)
Likewise, when a binary number is divided by 2, all the digits shift one place
to the right. So the result of the squashing step is:
x = 1.01100010111101... y = .0110001010010011...
The cutting step divides the squashed rectangle into two rectangles.
Since x is now greater than 1, it lies in the right-hand rectangle. In the stacking
step, this rectangle is moved left by 1 and up by .1 so that it sits on top of the
1
left-hand rectangle. (Here .1 is /2 in binary notation.) The result of this is that
x and y become:
x = .01100010111101... y = .1110001010010011...
What has happened is that the 1 to the left of the binary point in x has
moved into the slot to the right of the binary point in y. If this digit had been
a 0 instead, then the zero would have been moved. (This case is left to the
reader as a homework problem.)
In effect, the squashing, cutting, and stacking steps simply shift the digits
in x and y. The digits act as though they were on an infinite belt that bends
around the two binary points, and shifts by the space of one digit each time
the squashing, cutting, and stacking operations are performed. The belt can
be illustrated by writing y backwards in front of x and putting two asterisks (*)
in place of the binary points. We can see that the result of all 1 the steps is simply
to shift the ** one digit to the right in the infinite belt of digits:
points that the state of the system tends to approach as time passes. For
example, the velocity of an object subject to friction will tend to ap-
proach zero as time passes, and thus the point zero is an attractor for
this system.
A strange attractor is typically a very complex set of states. As the
state of the system approaches this set, nearby states will tend to di-
verge from one another exponentially, and they soon exhibit com-
pletely different behavior. Figure 5 gives a simple example showing
how this happens.
Exponential amplification and strange attractors are quite com-
mon in nature. This chapter began with Edward Lorenz's classical
Figure 5. The Henon strange attractor. M. Henon (1976) described a simple transfor-
mation that takes the shaded quadrilateral (top left), stretches it, bends it into a U-
shape, and puts it back into the quadrilateral. When this operation is repeated, the U is
stretched and bent into a double V inside the U, a quadruple U inside the double U, and
so on. In the limit, this becomes an oddly shaped set called a strange attractor. Due to
the stretching, two points that initially are close together in the shaded quadrilateral will
be sent to completely different locations on the strange attractor. This is a simple
example of the kind of exponential amplification that occurs in more complicated
situations in the real world.
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STATISTICS A N D THERMODYNAMICS
the stars will have burned out and the protons and neutrons in them
will probably have decayed into light particles and radiation. The
universe would be in a state of almost complete disorder" (Hawking,
1988, p. 151).
But how can we reconcile irreversible increase in disorder with
time-reversible physical laws? To see how this is done, it is convenient
to go back to the Baker Transformation. Like the laws of physics, this
transformation is reversible. To reverse it, simply cut the square in half
with a horizontal cut, put the two rectangles side by side, and squash
them horizontally so they rise up to form a square.
Previously, we studied the motion of a single point under repeated
applications of the Baker Transformation. But now, consider what
happens if we replace the point with the collection of points lying within
a very small circle. Successive transformations stretch this circle hori-
zontally until it becomes a long, thin line. Soon the line crosses the
boundary between the right and left squashed rectangles, and in the
next step it becomes two horizontal lines, one above the other. Then it
becomes 4,8,16, lines and so on. Soon the entire square is covered with
closely spaced fine lines. If we blur these thin lines, spreading them out
to the width of the original circle, then the whole square is completely
covered.
This blurring operation is the key to understanding the second law
of thermodynamics. It is called "coarse graining," and it results in an
irreversible transformation. If we did not blur the fine lines, then
applying the reverse of the Baker Transformation would eventually
bring them back to the original circle. But if we look at the set of
transformed points with blurred vision, we see it spreading out more
and more until it fills the entire square. The blurred sets will not go back
to the original circle under the reversed transformation.
Entropy can be thought of as a measure of how much the blurred
set of points spreads out. When the set is concentrated in the original
small circle, it defines a definite location, and its entropy is low. But as
it spreads out, it loses definition, and the entropy increases. When the
set occupies the whole square it is as indefinite as possible, and the
entropy is at a maximum. So entropy is a measure of lack of definite-
ness.
Now it could be objected that this is all subjective. When we look
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