Sample Moa
Sample Moa
DQG
7KH &HOHEULW\ 6WXGHQW (QGRUVHU DQG WKH 6FKRRO VKDOO EH FROOHFWLYHO\ UHIHUUHG WR DV WKH
³3$57,(6´
:,71(66(7+
7(50 7KLV DJUHHPHQW VKDOO EH HIIHFWLYH IRU RQH \HDU VWDUWLQJ IURP $XJXVW XQWLO $XJXVW
7KLV &RQWUDFW PD\ EH UHQHZHG XSRQ PXWXDO DJUHHPHQW RI WKH SDUWLHV IRU DV ORQJ DV WKH
&HOHEULW\
6WXGHQW (QGRUVHU UHPDLQV DV D VWXGHQW RI WKH 6FKRRO DQG XQGHU VXFK WHUPV DQG FRQGLWLRQV DV PD\ EH
PXWXDOO\ DJUHHG XSRQ )RU WKLV SXUSRVH WKH 6FKRRO VKDOO QRWLI\ WKH &HOHEULW\ 6WXGHQW (QGRUVHU RI LWV
LQWHQWLRQ WR UHQHZ WKLUW\ GD\V SULRU WR WKH GDWH RI H[SLUDWLRQ RI WKH 7HUP 6KRXOG WKHUH EH
QR DJUHHPHQW UHDFKHG ZLWKLQ WKLUW\ GD\V IURP QRWLFH WR UHQHZ RU H[WHQG &HOHEULW\ 6WXGHQW
(QGRUVHU VKDOO EH IUHH WR HQWHU LQWR QHJRWLDWLRQV ZLWK DQ\ WKLUG SDUW\ IRU WKH HQGRUVHPHQW RU
VSRQVRUVKLS RI DQ\ SURGXFW VLPLODU WR WKH 3URGXFW
6&23( 7KH VHUYLFHV RI WKH &HOHEULW\ 6WXGHQW (QGRUVHU VKDOO FRYHU WKH IROORZLQJ
D 7ZR ,QVWDJUDP )DFHERRN 7ZLWWHU SRVWV VWRULHV SHU ZHHN IHDWXULQJ KHU VFKRRO OLIH DQG
HYHU\WKLQJ DERXW WKH 6FKRRO
E 7ZR HYHQW DSSHDUDQFHV ZLWKLQ 0HWUR 0DQLOD RQO\ IRU WKH 6FKRRO¶V 6*(1 HYHQWV GXULQJ
ZKLFK
&HOHEULW\ 6WXGHQW (QGRUVHU VKDOO JLYH LQWHUYLHZV LQWHUDFW ZLWK IDQV DQG RU GR D VRQJ SHUIRUPDQFH LI
UHTXHVWHG 7KH 6FKRRO ZLOO VKDUH WKH OLVW RI VSRQVRUV IRU HYHQWV IRU FOHDUDQFH WR WKH 0DQDJHU WR
DYRLG FRQIOLFW ZLWK &HOHEULW\ 6WXGHQW (QGRUVHU¶V FXUUHQW HQGRUVHPHQWV SULRU WR DSSHDUDQFH
F 8VH RI &HOHEULW\ 6WXGHQW (QGRUVHU¶V QDPH DQG LPDJH RQ 6FKRRO¶V SULQW FROODWHUDOV VXFK DV EXW QRW
OLPLWHG WR SULQW DGYHUWLVHPHQWV RU DGYHUWRULDOV LQ EURDGVKHHWV PDJD]LQHV DQG RWKHU SXEOLFDWLRQV
RXWGRRU DGYHUWLVLQJ ELOOERDUGV SRVWHUV SUHPLXP LWHPV SUHVV UHOHDVHV IHDWXUH FROXPQ DUWLFOHV WUDQVLW
DQG GLJLWDO LQWHUQHW PRELOH EORJ VLWHV DGYHUWLVHPHQWV SURGXFW EURFKXUHV DQG SURPRWLRQV DQG VXFK
RWKHU DGYHUWLVLQJ PHGLXP 6FKRRO¶V 2IILFLDO :HEVLWHV DQG RWKHU RQOLQH DQG PRELOH LQLWLDWLYHV VXFK
DV EXW QRW OLPLWHG WR VRFLDO QHWZRUNLQJ VLWHV DQG RWKHU ZHEVLWHV DQG 0HUFKDQGLVLQJ DQG
3URPRWLRQDO 0DWHULDOV
VXFK DV EXW QRW OLPLWHG WR VKRZURRP VWDQGHHV SRVWHUV EURFKXUHV IO\HUV EDQQHUV FDOHQGDUV VWUHDPHUV
DQG HYHQW FROODWHUDOV DQG IRU XVH RI WKH 6FKRRO LQ 2QOLQH 'LJLWDO 2XW RI +RPH VXFK DV EXW QRW
OLPLWHG WR 'LJLWDO (OHFWURQLF %LOOERDUGV FRPPHUFLDOV
D 'XULQJ WKH WHUP RI WKLV &RQWUDFW WKH &HOHEULW\ 6WXGHQW (QGRUVHU KHUHE\ DJUHHV WKDW VKH VKDOO QRW
HQGRUVH NQRZLQJO\ RU GHOLEHUDWHO\ RU DOORZ WKH XVH RI KHU QDPH SLFWXUH RU OLNHQHVV IRU DQ\ VHUYLFH
WKDW LV GLUHFWO\ FRPSHWLWLYH ZLWK WKDW RI WKH 6FKRRO
E 6KH VKDOO QRW HQJDJH LQ DQ\ DFWLYLW\ ZKLFK LV SUHMXGLFLDO WR WKH LQWHUHVW RI WKH 6FKRRO ,Q FDVH RI DQ\
SUREOHP FRQFHUQ RU VSHFLILF LQVWUXFWLRQ UHODWHG WR WKLV DJUHHPHQW WKH VDPH KDV WR EH EURXJKW WR WKH
DWWHQWLRQ RI WKH 9LFH 3UHVLGHQW IRU $FDGHPLF 6XSSRUW DQG 0DUNHWLQJ RU WKH 3UHVLGHQW RI WKH 6FKRRO ,Q
WKH HYHQW WKDW WKH &HOHEULW\ 6WXGHQW (QGRUVHU ZLOO QRW EH VDWLVILHG ZLWK WKH VFKRRO VHUYLFHV VKH
VKDOO QRW VSHDN LOO DERXW WKH LQVWLWXWLRQ LQ SXEOLF EXW UDWKHU DGGUHVV KHU LVVXHV ZLWK WKH VFKRRO RIILFHUV
FRQFHUQHG
F 6KH VKDOO GXULQJ DQG EH\RQG WKH WHQXUH RI WKLV DJUHHPHQW KROG DQ\ LQIRUPDWLRQ GDWD HWF
DERXW WKH VFKRRO LQFOXGLQJ EXW QRW OLPLWHG WR GRFXPHQWV FRQWUDFWV ZULWWHQ PDWHULDOV UHODWHG WR WKH
FXUULFXOD FRXUVHV V\VWHPV SURFHGXUHV UHFRUGV DFFRXQWV RU HIIHFWV RI WKH 6FKRRO LQ VWULFW FRQILGHQFH DQG
VKDOO QRW
LQ DQ\ PDQQHU GLVFORVH RU GLYXOJH WKH ZKROH RU DQ\ SDUW RU SDUWV WKHUHRI WR DQ\RQH ZLWKRXW FOHDUDQFH
DQG SULRU ZULWWHQ SHUPLVVLRQ IURP WKH 9LFH 3UHVLGHQW IRU $FDGHPLF 6XSSRUW DQG 0DUNHWLQJ RU WKH
3UHVLGHQW RI WKH 6FKRRO $Q\ OHDNDJH RI LQIRUPDWLRQ GDWD HWF DWWULEXWDEOH WR WKH &HOHEULW\ 6WXGHQW
(QGRUVHU GXULQJ DQG DIWHU WKH WHQXUH RI WKLV DJUHHPHQW VKDOO EH JURXQG IRU WKH 6FKRRO WR WDNH DSSURSULDWH
DFWLRQ
G &DUU\ RYHU RI ILQDQFLDO REOLJDWLRQV WR WKH IROORZLQJ VFKRRO \HDU LV QRW DOORZHG 7KH UHOHDVH RI DQ\ VFKRRO
FUHGHQWLDOV LQFOXGLQJ EXW QRW OLPLWHG WR UHSRUW FDUGV RU WUDQVFULSW RI UHFRUGV DQG GLSORPD VKDOO EH VXEMHFW
WR WKH ILQDO VHWWOHPHQW RI ILQDQFLDO DFFRXQWV
&216,'(5$7,21 ,Q FRQVLGHUDWLRQ RI WKH DERYH VHUYLFH WKH 6FKRRO VKDOO JLYH WKH &HOHEULW\
6WXGHQW
(QGRUVHU ILIW\ SHUFHQW GLVFRXQW RQ 7XLWLRQ )HH IRU WKH HQWLUH GXUDWLRQ RI WKH $JUHHPHQW 7KH
DIRUHPHQWLRQHG GLVFRXQW GRHV QRW DSSO\ WR WKH $GPLQLVWUDWLRQ )HH ,QWHUQDWLRQDO 5HJLVWUDWLRQ )HH
DQG
0LVFHOODQHRXV )HHV
2:1(56+,3 &HOHEULW\ 6WXGHQW (QGRUVHU DJUHHV WKDW HDFK RI KHU SHUIRUPDQFHV XQGHU WKLV
&RQWUDFW DOO UHVXOWV DQG SURFHHGV RI WKH VHUYLFHV KHUHXQGHU LQFOXGLQJ ZLWKRXW OLPLWDWLRQ WKH $GYHUWLVLQJ
0DWHULDOV DQG &HOHEULW\ 6WXGHQW (QGRUVHU¶V VHUYLFHV LQ WKH FUHDWLRQ DQG GHYHORSPHQW RI WKH
$GYHUWLVLQJ 0DWHULDOV LQFOXGLQJ DOO VRFLDO PHGLD SRVWV DQG RWKHU FRQWHQW GHYHORSHG SXUVXDQW WR WKLV
&RQWUDFW VKDOO EH RZQHG E\
6FKRRO DQG &HOHEULW\ 6WXGHQW (QGRUVHU DXWRPDWLFDOO\ XSRQ FUHDWLRQ RI DQ\ VXFK UHVXOWV RU SURFHHGV
WUDQVIHUV DQG DVVLJQV DOO ULJKW WLWOH DQG LQWHUHVW WKHUHWR WR WKH 6FKRRO DQG VKDOO H[HFXWH DQ\
GRFXPHQWV ZKLFK PD\ EH UHTXLUHG WR YHVW VXFK ULJKW WLWOH DQG LQWHUHVW WR WKH 6FKRRO
&HOHEULW\ 6WXGHQW (QGRUVHU PD\ KRZHYHU GHOHWH WKH VRFLDO PHGLD SRVWV FUHDWHG XQGHU WKLV &RQWUDFW
DIWHU WKH H[SLUDWLRQ RU WHUPLQDWLRQ RI WKLV &RQWUDFW
7(50,1$7,21 7KH 6FKRRO VKDOO KDYH WKH ULJKW WR WHUPLQDWH WKLV &RQWUDFW XSRQ ZULWWHQ QRWLFH
GXH WR DQ\ RI WKH IROORZLQJ JURXQGV
D 'LVREHGLHQFH RI WKH 6FKRRO¶V UHDVRQDEOH LQVWUXFWLRQ V DV UHJDUGV WKH SHUIRUPDQFH RI &HOHEULW\ 6WXGHQW
(QGRUVHU¶V VHUYLFHV XQGHU WKLV &RQWUDFW RU PLVEHKDYLRU LQ DQ\ ZD\ RU PDQQHU WKDW PD\
FDXVH HPEDUUDVVPHQW RU ORVV RI JRRGZLOO RU EXVLQHVV UHSXWDWLRQ RQ WKH 6FKRRO¶V SDUW
5(/$7,216+,3 2) 7+( 3$57,(6 ,W LV XQGHUVWRRG WKDW E\ YLUWXH RI WKLV &RQWUDFW WKHUH ZLOO
EH QR HPSOR\HU HPSOR\HH UHODWLRQVKLS EHWZHHQ WKH &HOHEULW\ 6WXGHQW (QGRUVHU DQG WKH 6FKRRO 7KH
&HOHEULW\
6WXGHQW (QGRUVHU LV QRW HQWLWOHG WR DQ\ ULJKW RU EHQHILW RI UHJXODU HPSOR\HHV RI WKH 6FKRRO DQG
WKDW WKH RQO\ FRPSHQVDWLRQ DQG EHQHILWV WKDW &HOHEULW\ 6WXGHQW (QGRUVHU LV HQWLWOHG WR DUH WKRVH
VSHFLILHG LQ WKLV
&RQWUDFW
6(3$5$%,/,7< ,I DQ\ WHUP FRYHQDQW FRQGLWLRQ RU SURYLVLRQ RI WKLV &RQWUDFW VKDOO WR DQ\
H[WHQW EH KHOG LQYDOLG RU XQHQIRUFHDEOH WKH UHPDLQLQJ WHUPV FRYHQDQWV FRQGLWLRQV DQG SURYLVLRQ
KHUHRI VKDOO QRW EH DIIHFWHG WKHUHE\ EXW HDFK WHUP FRYHQDQW FRQGLWLRQ DQG SURYLVLRQ RI WKLV
&RQWUDFW VKDOO EH YDOLG DQG HQIRUFHDEOH WR WKH IXOOHVW H[WHQW SHUPLWWHG E\ ODZ
$0(1'0(17 7KLV &RQWUDFW FRQVWLWXWHV WKH FRPSOHWH XQGHUVWDQGLQJ EHWZHHQ WKH SDUWLHV ZLWK
UHVSHFW WR WKH VXEMHFW PDWWHU KHUHRI DQG VXSHUVHGHV DQ\ SULRU H[SUHVVLRQ RI LQWHQW UHSUHVHQWDWLRQ RI
ZDUUDQW\ ZLWK UHVSHFW WR WKLV WUDQVDFWLRQ 7KLV &RQWUDFW PD\ EH DPHQGHG WKURXJK DQ LQVWUXPHQW LQ ZULWLQJ
VLJQHG E\ WKH SDUWLHV
',6387( 5(62/87,21 $Q\ GLVSXWH FRQWURYHUV\ RU FODLP DULVLQJ RXW RI RU UHODWLQJ WR WKLV
FRQWUDFW RU WKH EUHDFK WHUPLQDWLRQ RU LQYDOLGLW\ WKHUHRI VKDOO EH VHWWOHG E\ DUELWUDWLRQ LQ DFFRUGDQFH ZLWK
WKH 3'5&,
$UELWUDWLRQ 5XOHV DV DW SUHVHQW LQ IRUFH
,1 :,71(66 7+(5(2) WKH SDUWLHV KHUHWR KDYH H[HFXWHG DQG VLJQHG WKLV LQVWUXPHQW RQ WKH GD\
DQG \HDU DERYHPHQWLRQHG
5HSUHVHQWHG E\
0(/9$ 0 ',$0$17(
3UHVLGHQW
-(55< $ $*8,/$5
9LFH 3UHVLGHQW IRU $FDGHPLF 6XSSRUW DQG
0DUNHWLQJ &RUSRUDWH 6HFUHWDU\
&DUROLQH ) 0HGLRGLD
5HJLVWUDU 0%$ 3URJUDPPH /HDGHU
5RVDO\Q 6 5RTXH
$FFRXQWLQJ +HDG
(PLH 0RUDOHV
3DUHQW *XDUGLDQ