Creativity: A New Paradigm For Freudian Psychoanalysis René Roussillon
Creativity: A New Paradigm For Freudian Psychoanalysis René Roussillon
Introduction
Before I deal with the main points of this presentation of and commentary on the
question of creativity in Winnicott's book that we are being asked to analyse, I feel it
necessary to say a few words about the state of mind that lies behind this analysis and
structures it. I would like to begin by emphasizing something that is true of all authors, but
even more so of Winnicott: every "reading" of his work is an interpretation of the text and
as such involves not only the reader's own particular parameters, but also those of the
period in which that particular reading is taking place. The value of any book to which
several authors have contributed lies in the fact that it offers not only several "points of
entry" into the reading of it, but also different points of view, different "interpretations" of
the papers of which it is made up.
I would like to begin by emphasizing the fact that, although Winnicott's book contains
papers all of which were written before 1970 – i.e. more than 40 years ago now – and even
if the reader attempts to reconstruct the metapsychological context in which they were
written, he/she remains nonetheless influenced by the situation of the questions raised in it
at the time when the book and its impact on current thinking are being analysed.
That is one difficulty, and, in my view, another must be added to it: the necessity for
any analysis that is being put forward to respect the "spirit" of the author whose work is
being examined. That requirement has, for me, several implications. First of all, we cannot
attempt to analyse the question of creativity by doing what Winnicott himself saw as a kind
of plagiarism or paraphrasing of his work; that would amount to a form of betrayal. It was
never Winnicott's intention to "acquire a following", and in my view what he wanted above
all to hand down to us was the absolute necessity to be ourselves creative when reading or
commenting upon his work – in other words, to go on developing whatever contribution he
had made. We must therefore think not only "with" Winnicott, but also "beyond"
Winnicott – make use of his writings and of what inspired them as a springboard in order
to think, in the present time, about the issues that he raised.
2
Winnicott emphasized, too, that we can be original in our thinking only in so far as we
are also part of a tradition. In psychoanalysis, that tradition is first and foremost Freud's
metapsychology and clinical contributions. I have the impression that there is room for a
"reading" of Winnicott's work that would attempt to show how closely its more significant
aspects relate to Freud's metapsychology. Obviously, no one could argue that Winnicott's
thinking lies outside of that metapsychology; he was very familiar with Freud's work and
took care to link his own ideas with those of the inventor of psychoanalysis, although it
was never Winnicott's intention to try to establish any particularly strong
metapsychological connection between them.
There were several reasons for that. The first is linked to the traditional way of
thinking in Britain, a tradition to which he belonged; the feeling one has is that this
approach gives pride of place to clinical aspects without going too deeply into the
mysteries of Freudian metapsychology, which, in its detail, is often highly complex. For
example: although Winnicott put forward a theory of process and processing – hence the
frequent use of the present participle/gerund in his writings – he never linked it in any very
specific way to Freud's theory of mental processes: primary and secondary. It is quite true,
of course, that such a perspective was never completely absent from his thinking, but the
way in which he developed it never reached the degree of sophistication that can be found
in the French or German tradition, to mention only those that are European.
However, that factor in itself does not tell us everything about why Winnicott was so
undoubtedly hesitant as regards a more determined metapsychological approach. My
impression is that we can find in the very object of his explorations another source of that
disinclination. I mention this because it seems to me that it has to do with the threat that
hangs over every attempt to link his contributions too closely to the Freudian tradition
stricto sensu. Winnicott explored – and insisted that psychoanalysis explore – what human
beings actually experience, and that perspective is not a core concept in Freud's thinking,
even though it is not completely foreign to it: "I am the breast" are Freud’s own words,
expressed towards the end of his life in his description of the infant's earliest
identifications. Any metapsychology of what people actually “experience” undoubtedly
runs the risk of diminishing the intensity of the new developments and proposals that
emerged from his research.
3
The unique qualities of Winnicott's approach have often been emphasized – it adapted
itself quite remarkably to its object, and in itself it contained the essence of what he was
contributing to the clinical work of psychoanalysis. He agreed completely with Buffon's
famous remark, according to which "the style is the man himself" – I am tempted to
paraphrase that comment and say that "Winnicott's style is his work itself", because in my
view his style of writing tells us just as much as the actual content of what he was helping
us discover. In his writing, Winnicott's style bears witness to a step-by-step approach,
which in itself expresses a clinical standpoint at the same time as he is describing it.
Although that deceptively simple style of writing – it would be a mistake were we to let
ourselves be taken in by what appears to be simple and perfectly clear – is undoubtedly one
of the keys to his success, it is also – the price of fame – a kind of writing that does not fit
in well with the rough and even at times "arduous" character of Freudian metapsychology.
Freud had his own style, the sheer quality of which earned him the Goethe prize; his
art lay in creating a style of writing that was both elegant and compatible with the rigour of
his metapsychology. Winnicott's style was not on the same scale – his aim was to create a
kind of "atmosphere of being", with the idea of taking on board experiences which, most of
the time, are buried in the depths of mental life and which cannot become manifest unless
certain very specific conditions are met.
The metapsychological perspective does not offer that kind of condition; issues
concerning being and the paradoxes inherent in transitional processes are more a matter of
formulations that are potentially paradoxical or even "shocking" than of clear and
explanatory rationality. In order for thinking to offer a space in which formlessness and the
eventuality of "what has not yet come to fruition" can find accommodation, a place in
which they can feel at home, there needs to be the kind of security offered by tolerance of
paradoxes, putting completely on hold any judgements that involve knowledge of manifest
concrete reality.
That said, more than 40 years after some decisive ideas put forward by Winnicott –
and this is one of the points that I intend to emphasize – brought about a new and
paradigmatic shift in psychoanalytical clinical thinking, the time has perhaps come to take
the risk of losing some of the substance and poetry of his contribution in an attempt to
relate it more closely to the fundamentals of Freudian metapsychology. Some of
4
Winnicott's critics – and indeed some of those who praise him highly, because they all find
themselves in this respect in complete agreement with him – are tempted, firstly, to argue
that he led psychoanalysis to a point far removed from the direction in which Freud had
propelled it, and, secondly, to ignore the epistemological developments and evolution that
Winnicott brought to contemporary psychoanalytical thinking. It is only by doing our best
to show how his thinking is in fact an extension of Freud's, while at the same time
preserving all of its richness, that we have any hope of convincing people that it cannot be
divorced or cut off from that tradition first set up by Freud.
I am now in a position to explore what seems to me to be fundamental concerning the
question of creativity in Winnicott's work; I would argue that it amounts to a paradigmatic
development in psychoanalytical thinking.
relationship between creativity and the sexual dimension must be examined if we are to see
Winnicott's thinking as part of "traditional" psychoanalysis. However, in this particular
instance, Winnicott's position is much less clear than it would seem to be at first sight. He
often argued that there is no drive-related activity in transitional phenomena, in playing or
in the process of creativity. Yet at other times he spoke in this context of hallucinatory
processes and even of a kind of "ego orgasm", the sexual connotation of which cannot be
denied. How, then, are we to understand Winnicott's desire to draw a distinction between
what he was trying to define and the theory of the drives? I would interpret that reluctance
in terms of the "theory of the drives" to which he himself subscribed.
Winnicott's writings and developments belong to an epistemological context in which
the drive is taken to be a kind of excitation that is more or less overwhelming and
disruptive – in other words, something that is unbound and unintegrated, "attacking" the
ego in order to find a place for itself in the ego, a place which hitherto it has not been
allotted. For example, when Winnicott speaks of playing and of the presence of the drives
in that activity, he sees the drive as disrupting play, not as its mainspring. In that way of
looking at it, the drive is not "introjected" into what the individual is doing and is not
conducive to it – it is seen as being "out of play", “offside” as it were. The question of the
driving force behind play and playing is not taken into account in terms of an activity
arising from the need to integrate the drive. In Freudian terms, we could say that Winnicott
sees drives only in terms of the id, not as being integrated to and within the ego. Does
creativity therefore depend on the drive being brought into the ego, introjected and placed
in the service of the ego?
One major element involved in the introduction of the concept of narcissism in Freud's
metapsychology has to do with the relationship between the drives and the ego, and the
manner in which they cathect the ego: either the drive takes the ego as its object – the
classic way of looking at narcissism – or it integrates with the ego, in such a way that it is
transformed by and through that integration and becomes structured by it.
In Playing and Reality, Winnicott seems at times to be referring to drives which are
not integrated and which therefore pose a threat to playing and creative activity, while at
other times what he says seems to imply a momentum integrated with the ego and working
at its behest. Yet he says nothing about the nature of the impulse that incites someone to
6
make use of his/her creativity – how is this to be thought of independently of the life of the
drives? From what other elements could the creative process take support?
Winnicott was perfectly correct when he argued that unrestrained and overwhelming
drive-related excitation is a threat to creativity, to playing and to transitional processes.
However, the epistemological context in which he was developing his ideas did not enable
him to imagine that drives and the sexual dimension are not merely disruptive; if they are
in the service of the ego, they can also be the source of a creative impulse. Drives that are
overwhelming and disruptive have never been able to be bound by the ego's activity, they
have never succeeded in being integrated and introjected, and they therefore appear to be
foreign bodies that must either be expelled or brought under control.
On that basis, I would argue that the momentum that is required for any creative
activity to occur must be looked for in the integration of the drives within the ego, in their
introjection. There is another key argument that I shall explore later, when I discuss the
process that governs the found/created element, the key process in transitionality:
hallucination.
This initial overview has led us to the question of drive integration; this in turn quite
naturally leads to that of how such integration comes about, and opens on to another major
issue when we explore the connection between Winnicott's thinking and Freud's
metapsychology: that of the role and place of the object.
or artistic activity, dreams seemed to him to be the model par excellence on which to base
his metapsychology.
Dreams are "narcissistic" and appear to be immune to all external influence. It was
only quite late in his work, in the aftermath of his paper "On Narcissism: An Introduction",
that Freud came really to acknowledge the fact that, in human beings, psychology is also a
"group psychology" (Freud 1921). He was by then sufficiently reassured as to the
coherence of the psychoanalytical approach that he could, without too much apprehension,
confront the issue of the influence that individuals have on one another. However, the idea
of taking into account the fact that the object of a drive is also a subject in his/her own
right, with his/her own wishes and impulses, never became for him a major theme of his
theorization, even though the issues that thereby arose were never neglected in his actual
clinical work (cf. the idea of seduction and, more generally, questions involving
traumatism and narcissistic disappointments). For such an important place to be given to
that aspect in his metapsychology, it would have to have been linked to a fundamental
theme in metapsychology, that of hallucination. It was only in 1937, towards the end of his
life, that Freud began to realize that hallucination and perception are not mutually
exclusive – indeed, they may accompany each other and combine together as in, for
example, a delusion.
From the very outset in Winnicott's thinking – the first article that attracted a great
deal of attention had as its subject matter manic defences and the denial of both internal
and external reality – the role of external reality and its connection with psychical reality
were seen to be important elements. However, as soon as he set out the problem, it took on
a more complex aspect because of what he saw as an intermediate state that mixed together
psychical reality and external reality, and therefore hallucination and perception. In that
sense, Winnicott's thinking is completely in line with Freud's ultimate idea concerning the
structures that superimpose perception and hallucination. What Winnicott called the
found/created process – a key element, and I shall come back later to that fundamental
point – implies that the "created" breast – and how could it be created other than through
some kind of hallucinatory process? – is simultaneously placed by the mother at the very
spot where her infant creates it. The infant can therefore find, through perception, an
8
external object sufficiently similar to the one that he/she was able to create in a
hallucinatory way.
The key issue here – without which Winnicott's contribution would be inconceivable –
is to identify the necessary conditions under which the adjustment between what the infant
creates and what he/she finds in the relationship with the mother is good enough, to the
extent that the infant can have the illusion of having created what he/she finds. It is also the
necessary condition for the infant to be able to integrate – through primary "omnipotence"
as Winnicott would say – what is found. The intermediate structure that brings together the
created object and the one that is found, in creating a third mental category, also sets up a
bridge and an element of continuity between internal and external reality, thereby avoiding
what, in Winnicott's view, was the fundamental danger in all development: that of
dissociation.
Indeed, the found/created process must operate in both directions: the infant has to
find what he/she is able to create, and be able to create what he/she finds. This implies a
properly constructed environment, one that does not confront the infant with the
impossibility of integrating what he/she finds. That is precisely what is involved in the
traumatism of failed creativity: being faced with a situation that cannot be integrated, a
situation per se, "in itself", that cannot be turned into one experienced as "for oneself". The
failure of that process will result in an increase in destructiveness, the intensity of which
appears to be a direct consequence of the traumatic character of the failure. On that point,
Winnicott crossed swords with the concept of primary envy put forward by Melanie Klein;
in Winnicott's view, envy and envious attacks are a reaction to early trauma, and are
directly related to a failure in the processes of integration to which they bear witness and
therefore to an inadequate mothering environment.
In Winnicott's thinking, setting up the found/created process is initially made possible
through the mother's perfect adaptation to the situation – thanks to that fundamental kind of
primary maternal empathy that he called the "primary maternal preoccupation". Later, a
gradual gap between what is created and what is found becomes tolerable in so far as the
infant is able to accomplish the work required to narrow that gap while continuing to
maintain the creative illusion. At that point, the infant will be able to create what he/she
finds, as long as what is found is sufficiently adapted. The found/created dimension is thus
9
preserved throughout the entire process of development, thanks initially to the mother's
adapting herself to her infant's needs and then to the child's own psychical work when
he/she becomes able to carry it out.
Before attempting to take a look step by step at what is involved in the process that
underlies creative activity, I would like to mention two elements that will help me to do so.
The second comment that I would like to make concerns the role and place of the
object in setting up and maintaining the found/created process.
1
I am not referring here to the kinds of auto-sensuality that may be set up initially in order to
compensate for the early absences of the object or for any lack of satisfaction.
11
In many of his earlier writings, Winnicott focused above all on how the mother took
care of her infant – mainly in terms of her holding, handling, and presenting the object –
and on the way in which these various elements of maternal care contributed positively to
the infant's mental development. In what he was saying at that time, it was already possible
to sense that, over and beyond physical care in the strict sense of the term, Winnicott was
attempting to define the mother's cathexis of her infant and the way in which she attunes to
the needs of his/her ego. It is, of course, in those very early days of the baby’s life, through
the body and its sensoriality and sensorimotricity, that the earliest forms of communication
are established; it is very much to Winnicott's credit that he was sensitive to that
dimension, as we see in his various studies of the primary conditions required for a
relationship to be set up. However, it was when he suggested that the mother's face played
the part of a mirror that a watershed was reached in his theorization of the overall meaning
of primary communication.
Winnicott's hypothesis was that the function of the mother's face and of what it
expresses in relation to the infant is that of reflecting back to the child his/her own internal
states or at least some message to do with these. When we read the chapter that Winnicott
wrote about the function of the mother's face, it becomes obvious that, if the face as such
plays indeed a very important part in this "mirror" role that he sees in the child's mother, it
is above all her whole manner of “being present” that acts as a mirror for her infant. That is
a variation on the idea of the found/created process – the infant has to see him/herself in
the mother's face and in the way her body is physically present – but a variation that is one
of the key elements of the process itself.
Classically, what is emphasized is the projective process: the infant finds what he/she
created projectively. Winnicott, however, emphasizes the complementary importance of
the "feedback", the "return" processes through which the infant internalizes the reflection
that he/she perceives in the way in which the primary objects respond to his/her own
movements and states of being. In pointing this out, Winnicott made a major contribution
to the theory of narcissism through his description of the fundamental intersubjective
vector that is present in that situation. Infants see themselves as they are seen; they “create”
themselves as they are seen, experienced and reflected by the mothering environment, and
they identify with what is being reflected back to/of themselves. I think it appropriate at
12
this point to relate this to what Marion Milner described in terms of the malleable (or
pliable) medium. It is no doubt difficult to know exactly what each of them owes to the
other; the ways in which they see the primary role of the mothering environment are very
similar to each other.
Milner emphasizes the fundamental part played, in the emergence of the process of
symbol-formation, not only by illusion – as illustrated in the eponymous title of her most
famous paper – but also, for this to be properly set up, by an encounter with an object that
is a sufficiently pliable medium, in other words, with an object that can let itself be
transformed in accordance with the requirements of the infant's creative process. It is
thanks to that good-enough malleability that the mothering environment can fulfil its role
as "mirror"; by making itself malleable so as to respond to the infant's internal states and
impulses, it can make adjustments to the reflection that gives substance to that narcissistic
function.
I am now in a position to attempt to give a metapsychological description of the
process of creativity – i.e. to follow, step by step, the various phases and problems that
arise in setting it up and allowing it to develop.
the object's "pure female" element, its pure female or "pure maternal" aspect. Primary
potential creativity, female element, pliability and malleability of the responses – these
combine and link together in the experience of being.
For Freud, the initial phase was one of "taming" the experience and the drive-related
impulses that are part of it; that "tight grip" on the experience is, however, only a
preliminary to the process of appropriation, a condition for its taking place. The infant then
has to abandon any control over the experience and represent to him/herself what had
earlier been lived through; in this way, the child can "give" it to him/herself and
appropriate it more fully. In this second phase, the experience is brought back into play,
and symbolization can then emerge thanks to the reflexive processes that this implements.
However, that phase is possible only if the infant has some space – receptiveness – for
taking in that earlier experience (indeed, all earlier experiences), a space that is sufficiently
formless for all of these experiences to be potentially taken in.
I can now link this to what I said earlier concerning the pure feminine element: this
formless space is the result of the apperception of the capacity for pliable adjustment
characteristic of the mothering environment, the outcome of the encounter between the
infant's need to find a tailor-made environment that can adapt to his/her needs and impulses
and one that is sufficiently pliable and malleable. Although at the outset the mothering
environment must adapt itself almost perfectly to the baby's needs, it is also absolutely
necessary for the infant to have some experience of an environment that is not instantly
perfect, one that has some tension to it, one in which some effort towards adaptation and
adjustment is necessary. The experience of the mothering environment actually
endeavouring to adapt is just as important, if not more so, than the outcome itself – in any
case, more important than any adaptation that is immediately and "magically" granted to
the infant. This is necessary for the experience of potential transformation to be set up,
with the idea that a suitable environment can gradually be created. This is a decisive
moment in the establishment of hope. As Winnicott often said, once some degree of
development has occurred, a "magical" environment is of little use to the infant. There is
no contradiction between what Winnicott proposes here and Freud's very important idea of
the work of the psyche; for Winnicott, however, that mental work is above all
characterized by its "playing" aspect.
That work, in turn, also demands an adjusted/adjusting environment; there must once
again be a degree of empathy in the mother with respect to the development of her infant's
needs.
16
First of all, following on from what I said in the preceding paragraph, the object must
allow that experience to take place – in other words, it has to let the infant have some
experience of formlessness without intervening or de-cathecting this. The object must also
allow the play to be carried out while being present, once again without intervening or de-
cathecting that playing. For example, the object – the child's mother, let us say – can read a
magazine or, as in Winnicott's famous example, go on with her knitting; she can focus
primarily on an activity linked to her own feminine dimension without becoming
completely carried away by it or paying no attention whatsoever to her infant, and at the
same time without becoming completely absorbed by what he/she is doing.
When this occurs, the infant experiences a kind of failure, a setback that weakens
his/her capacity for creative illusion; the impression is that he/she has destroyed this. This
in turn gives rise to an experience of despair mingled with helpless rage: an experience of
destructiveness. The outcome of that experience depends on the mothering environment's
response to the destructive anger that the infant expresses. This is where Winnicott's
concept of the "survival of the object" (in the chapter on the use of the object) becomes
most meaningful. The object must "survive" the manifestations of destructiveness – in
other words, as Winnicott points out, it must not "retaliate" either actively or through some
kind of emotional withdrawal. I would add something that seems to me to be implicit in
Winnicott's thinking here (because he spoke only of negative characteristics): the object
must show that it is still alive, i.e. that it remains creative. To survive does not mean not
being touched or affected by what the infant is communicating about his/her distress and
helpless anger – it implies maintaining or re-establishing the relationship that existed
previously.
If the object survives, the infant has the experience that what was thought to have been
destroyed in fact has not been; the object thus lies beyond the infant's omnipotence, it can
withstand that omnipotence – the object is another-subject, whose way of being present,
whose desires and whose internal impulses are not dependent on the infant even though
they have something to do with him/her. Although the object can "mirror" the infant's
internal states, it can also break free of that mirroring/mirrored relationship.
At this point, I would like to say something about the discovery of the object. All the
work that is at present being done on the early phases of child development shows that the
infant very quickly perceives that his/her mother and other people in his primary
environment have their own separate existence – there is in fact no "pre-object phase", as
was thought at one point to be the case. The issue is not one of "perception" but of
"conception"; perceiving the object as separate is not at all the same thing as conceiving of
it as "another-subject", i.e. as having its own wishes, experiences and impulses. What is at
stake in the experience of the survival of the object does not (indeed cannot, for this would
be meaningless) have to do with the perception of the object but with how the object is
conceived of. Experience enables the infant to discover that the object is external, external
to him/her as a subject; it is therefore – a term that I have devised in order to emphasize
19
this point – another-subject. Since both of these elements are connected together and
emerge through the same movement, it would perhaps be clearer were I to say that
conceiving of the object as another-subject implies the conception of the subject also, i.e.
the conceiving of oneself-as-subject. Subject and other-subject no doubt both have their
roots in the same movement; they are "the subjects of "-- neuroscientists prefer the term
"agents" – and arise from situations that are experienced.
Winnicott made a highly significant comment on this when he emphasized that,
having gone through the experience of the object surviving his/her destructive anger, the
infant becomes capable of a whole new set of subjective processes. The infant, says
Winnicott, can distinguish between destroying the object in fantasy and its actual
destruction in reality; this enables the infant to realize that he/she can be the subject of
some internal momentum or other that is quite different from its external effect. In this
way, conceptual categories can begin to be constructed, thereby making perceptions,
sensoriality and even drive-related activity meaningful.
Another major consequence that Winnicott noted was the emergence of love as such.
His way of describing this movement, in Playing and Reality, is worth quoting in full:
‘Hullo object!’ ‘I destroyed you.’ ‘I love you.’ ‘You have value for me because
of your survival of my destruction of you.’ ‘While I am loving you I am all
the time destroying you in (unconscious) fantasy.’ Here fantasy begins for
the individual.
As we can see, it is the individual's entire topographical structure that depends on
being able, in a good-enough way, to have the experience that I call destroyed/lost/found
(or found again).
That experience also has a significant impact on several aspects of creativity. First of
all, primary creativity was "automatic" in the sense that it was not the work of any
individual/subject acknowledged as such; it was experienced, but its basis lay in an
illusion. Once the self-as-subject and another-subject have emerged, creativity becomes
"purposeful"; it can be carried along by drive-related impulses that are "subjectivized", and
matters relating to the introjection of the creative process can thereupon be explored.
20
"alone in the presence of the object", which begins to break free of the impact of the
object's response as long as the process of play is sufficiently adhered to by the object. The
third is that of the dream stage, which, in its construction, is completely free of
objects/other-subjects – its umbilicus, however, requires that it be taken up again in a
relationship with another person.