5G NR Fundamentals Procedures and T M Aspects
5G NR Fundamentals Procedures and T M Aspects
FUNDAMENTALS, PROCEDURES,
TESTING ASPECTS
Reiner Stuhlfauth
eMBB
Source: GSA report: Evolution from LTE to 5G: Global Market Status, January 2019
LTE BS = eNB
(connected to EPC)
5G BS = gNB A base station in a DC (= Dual
Connectivity) connection with the
LTE BS = NG-eNB
(connected to 5GC) UE may have different roles:
MN = Master Node
or
SN = Secondary Node
eNB is the
Master Node
NG-gNB is the
gNB is the Master Node
Master Node
5G-RAN
UPF
Mapping to
data radio
QoS flow 2 PDU bearers
QoS flow 1 session
UE NB UPF
PDU Session
Radio Bearer NG-U Tunnel
QoS Flow
QoS Flow
Radio Bearer
QoS Flow
Radio N3
Data rate = 𝟏𝟎−𝟔 * 1 * 1 * 8 * 1 * (948/1024) * (270 * 12) * (14 * 𝟐𝟎 ) / 𝟏𝟎−𝟑 * (1 - 0.14) = 288.9 Mbps
Number of Layers “v” Max. coderate “Rmax” Average OFDM symbol duration “Ts”
Adjustment to Mbps Scaling factor “f” Max. number of RBs “N” Overhead “OH”
values 1, 0.8, 0.75, 0.4 270 for FR1 with 15kHz SCS 0.14 for DL frequency range FR1
signaled per band 273 for FR1 with 30kHz SCS 0.18 for DL frequency range FR2
135 for FR1 with 60kHz SCS 0.08 for UL frequency range FR1
264 for FR2 with 60kHz SCS 0.10 for UL frequency range FR2
264 for FR2 with 120kHz SCS
FR1 30 kHz 100 MHz 584.3 Mbps 625 Mbps 5.84 bps/Hz 6.25 bps/Hz
FR1 60 kHz 100 MHz 577.8 Mbps 618.1 Mbps 5.78 bps/Hz 6.18 bps/Hz
FR2 60 kHz 200 MHz 1.08 Gbps 1.18 Gbps 5.40 bps/Hz 5.90 bps/Hz
FR2 120 kHz 400 MHz 2.15 Gbps 2.37 Gbps 5.38 bps/Hz 5.93 bps/Hz
Compare 15 kHz 20 MHz 100 Mbps 100 Mbps 5.00 bps/Hz 5.00 bps/Hz
to LTE
Challenged by huge
# of connected
Extreme security
devices with limited
needs for mission
capabilities
and business critical
applications
mMTC URLLC
protection of privacy (SUPI is Integrity and security Security for dual connectivity,
always protected by a public protection of signaling and private networks, slicing, etc.
key) user plane
UICC/ optional
UE
USIM Non 3GPP
access
AMF SEAF SEPP SEPP AUSF SIDF UDM/ARPF
gNB-DU gNB-CU Serving Network Home Network
5G RAN
Mobile country code Mobile network code Mobile subscriber identity number
(MCC) (MNC) (MSIN)
UE calculates SUCI based on SUPI & operator specific keys Subscription concealed identity (SUCI)
Sept 19 5G NR Fundamentals, procedures and T&M aspects 21
Initiation of primary authentication using concealed SUPI (SUCI)
N3IF
AMF SEAF SEPP SEPP AUSF SIDF ARPF
gNB-DU gNB-CU Serving Network Home Network
AMF AUSF
Serving Network Home Network
Identity request
UE calculates
[possible ID to be requested:
new SUCI
SUCI, 5G-GUTI, IMEI or 5G-S-TMSI]
based on
HPLMN key
Identity response
[fresh SUCI or requested IDs]
Request subscriber ID
HPLMN de-
conceals SUCI
Permanent subscriber ID
SUPI
KgNB KAMF
KgNB KRCCint, KRCCenc KAMF KNASint, KNASenc KSEAF
KgNB KUPint, KUPenc KAMF KN3IWF, KgNB KSEAF KAMF
Source: TS 38.104
NR Operating Uplink (UL) operating band Downlink (DL) operating band Duplex Mode
Band BS receive BS transmit
UE transmit UE receive
n257 26500 MHz – 29500 MHz 26500 MHz – 29500 MHz TDD
n258 24250 MHz – 27500 MHz 24250 MHz – 27500 MHz TDD
n260 37000 MHz – 40000 MHz 37000 MHz – 40000 MHz TDD
n261 27500 MHz - 28350 MHz 27500 MHz - 28350 MHz TDD
5G NR idea:
Channel bandwidth
Using different BWP
and numerologies to
enable QoS on layer1
Sept 19
39 Rohde & Schwarz
5G NR Fundamentals, procedures and T&M aspects
5G NR – FRAME STRUCTURE
Friis equation
γ
𝑃𝑅𝑥 𝑐
= 𝐺𝑎𝑛𝑡𝑒𝑛𝑛𝑎
𝑃𝑇𝑥 4𝜋𝒇𝑑
At higher frequencies: Free space path loss is Beam sweeping procedure for power
high -> beamforming with high gain efficiency and cell detection
Beam forming
reference signals to
identify beam and
sent feedback
f 3GHz (L=4) …
3.6MHz
3 f 6GHz (L=8) …
Case B (30kHz) …
f 3GHz (L=4)
…
3 f 6GHz (L=8)
7.2MHz
Case C (30kHz) …
f 3GHz (L=4)
…
3 f 6GHz (L=8)
192
ı The sequence used for DM-RS in PBCH depends on the cell ID, . . . . .
the number of the half frame the PBCH is transmitted in the frame 182
1, 3 0, 1, …, 239
ı depends on the
9
PBCH
0, 1, …, 47,
2
192, 193, …, 239
cinit 211 iSSB 1 N ID
cell
4 1 26 iSSB 1 N ID
cell
mod 4
r ( m)
1
1 2 c(2m) j 1
1 2 c(2m 1) With initials iSSB 4iSSB n hf
2 2
SSB index within half frame will init
Different DMRS sequences sequence generation r (0),..., r (143)
5ms
Antenna Mapping
Mapping toto
Modulation Layer
Layer Mapping
Mapping toto
Scrambling Modulation Layer port
Precoding Mapping
Resource
Mapping
Resource toto
Scrambling mapper mapping
Layer Precoding Mapping
Resource
Mapping
Resource toto
mapper mapping
Layer
mapping Precoding
mapping
Precoding Resource
blocks
Resource
Layer
mapping
Layer Precoding
Precoding blocks
Resource
blocks
Resource
mapping
Layer Precoding blocks
blocks
mapping blocks
blocks
mapping
mapping blocks
Mapping on
physical
Max. 2 Avoid QPSK Tx-diversity
resource, i.e.
codewords constant 16 QAM or Beamforming
resource
for MIMO sequences 64 QAM Spatial and selection of
elements not
=> Crest 256 QAM Multiplexing reference signals
used for
factor Up to 8 (=antenna ports)
reference
increase layers
signals
Scrambling Scrambling
Modulation Modulation
Layermapping
mapping(up(up to 4 Layermapping
Layer mapping(up
(up to 4
Layer
Layer
Layer mapping(up
mapping (up toto4 4 Layer mapping(up(up toto44
layers)to 4
layers)
Layer mapping
layers) to 4
layers)
layers)
layers) layers)
layers)
Mapping on
Discrete For closed physical
Avoid (π/2-BPSK) Tx-diversity
Fourier loop-MIMO resource, i.e.
constant QPSK or
Transform: resource
sequences 16 QAM Spatial
CP-OFDM elements not
=> Crest 64 QAM Multiplexing
Or used for
factor 256 QAM Up to 4
DFT-s-OFDM reference
increase layers
signals
CRC attachement
Rate matching
Scrambling
Modulation
Layermapping
Layer mapping(up(up to 4
Layer
Layer mapping(up
mapping (up toto4 4 Transform precoding
layers)to 4
layers) if activated
layers)
layers)
Beamforming:
Control channels with directivity and
UE specific control channels.
Coreset Carrier bandwidth
self-contained Tx:
Self-decodable bandwidth parts, Idea: „Always on“ => „on request only“!
Control channel on a narrow
bandwidth only
DL physical signals:
• Demodulation reference signals (DMRS) for PDSCH, PDCCH and PBCH
• Phase-tracking reference signals (PTRS) for PDSCH
• Channel-state information reference signal (CSI-RS)
• Tracking reference signals (TRS)
• Primary synchronization signal (PSS)
• Secondary synchronization signal (SSS)
Problem:
No perfect fLO
Degradation of EVM
Countermeasures:
• Wider subcarrier spacing
• Additional reference signals (see PTRS)
frequency
1 1 3 No CDM 𝑘0 , 𝑙0 , 𝑘0 + 4, 𝑙0 , 𝑘0 + 8, 𝑙0 0,0,0 0 0
2 1 1, 0.5 No CDM 𝑘0 , 𝑙0 , 0 0 0
1 1 3 No CDM 𝑘0 , 𝑙0 , 𝑘0 + 4, 𝑙0 , 𝑘0 + 8, 𝑙0 0,0,0 0 0
2 1 1, 0.5 No CDM 𝑘0 , 𝑙0 , 0 0 0
3 2 1, 0.5 FD-CDM2 𝑘0 , 𝑙0 , 0 0, 1 0
4 4 1 FD-CDM2 𝑘0 , 𝑙0 , 𝑘0 + 2, 𝑙0 0,1 0, 1 0
5 4 1 FD-CDM2 𝑘0 , 𝑙0 , 𝑘0 , 𝑙0 + 1 0,1 0, 1 0
► 3GPP TS 38.211(Downlink)
“An antenna port is defined such that the channel over which a symbol on the antenna port is
conveyed can be inferred from the channel over which another symbol on the same antenna
port is conveyed.”
► The UE shall demodulate a received signal – which is transmitted over a certain antenna port – based on the
channel estimation performed on the reference signals belonging to this (same) antenna port.
AP0 1 PA0
AP1 1 W5,0
AP2 1 PA1
W5,1
AP3 1
PA2
AP4 … W5,2
W5,3 PA3
AP5
AP6
…
AP7 …
AP8 …
The way the "logical" antenna ports are mapped to the "physical" TX antennas lies
completely in the responsibility of the base station. There's no need for the base station
to tell the UE.
Format C2
Broadcast Authentication
Paging Mobility management
RRC connection establishment, UE gNB AMF Security control
maintenance and release NAS NAS
Security functions including key
RRC RRC
management
Radio Bearer Control PDCP PDCP
Mobility functions
RLC RLC
QoS management
UE measurement control MAC MAC
Detection / Recovery from
PHY PHY
radio link failure
NAS message transfer
63
4 5 6 7 12 13 14 15 20 21 22 23 28 29 30 31
SSB Colors
Layers
2 W (2)
1 1
W
2 q1 ,q2 ,n1 ,n2 , p1 , p1 ,i2,1,1
q1 , q2 , n1 , n2 , p1(1) , p1(2) ,i2,1,1 , p2(1) , p2(2) ,i2,1,2 (1) (2) Wq2,q ,n ,n , p (1) , p (2) ,i
1 2 1 2 2 2 2,1,2 PDSCH & PUSCH will be on UE
L 1
,i pl ,i l ,i
vm( i ) ,m( i ) pl(1)
specific beams. Beam refinement due
(2)
1
i 0 , l 1, 2 ,
1 2
where Wql , q
L 1
(1) (2)
2 , n1 , n2 , pl , pl , cl 2 L 1
N1 N 2 pl(1)
,i pl ,i m1( i ) , m2( i ) l ,i L l ,i L l ,i L
1
(2) 2
v p (1) p (2)
118 Rohde & Schwarz Sept 19 5G NR Fundamentals, procedures and T&M aspects
MU-MIMO situation, MU-MIMO situation, low MU-MIMO situation, high
propagation pathes, two co- resolution CSI, beamforming resolution CSI, beamforming in
scheduled UEs along dominant propagation combination with interference
path => probable interference suppression methods
situation
119 Rohde & Schwarz Sept 19 5G NR Fundamentals, procedures and T&M aspects
PMI two stage:
b1 Wideband W1 (power)
Subband W2 (phase)
120 Rohde & Schwarz Sept 19 5G NR Fundamentals, procedures and T&M aspects
N1
Single panel
N2
N1 N1
a b
N1 N1
a b
Precoding
XL-1 Class A
weight WU feedback
v XL
TXRUL v
Codebook index i*
Estimated channel
direction vector
Beamformed CSI-RS
v1 𝐿
TXRU
TXRU 𝑦 = ℎ𝑖 𝑣𝑖 𝑥𝑖 + 𝑛𝑖
y1=h1*v1*x1+n1
𝑖=1
CSI-RS Transceiver array.
Beamforming #TRXU = L
Class B
(precoding)
feedback
h*vL
vL
TXRU UE selects best beam index
RF combining circuitry: (maximize received power):
Mapping multiple TXRU 2
𝑗 ∗ = 𝑎𝑟𝑔 max ℎത 𝐻 𝑣𝑗
to one antenna element 𝑗
Precoding weight W T
Beam index j*
NZP-CSI-RS-ResourceSet NZP-CSI-RS-Resources
CSI-IM-ResourceSet CSI-IM-Resources
Beamformed Beamformed
CSI-RS CSI-RS
TRP1 TRP2
Set0_1: 3 NZP CSI-RS Set0_2: 3 NZP CSI-RS
SS/PBCH block resource indicator (SSBRI). Higher layer report configuration controls whether the CSI feedback
should be based on SSB or CSI-RS. With the SSBRI the UE reports the identifier of the SSB that it receives with
highest ranked power level RSRP.
L1-RSRP. Represents the reported physical layer power level. Assuming a configuration with multiple beams to
report CSI information, in general, performing L1-RSRP measurements is much simpler compared to e.g. CSI-RS
resource indicator (CRI) that requires the monitoring of multiple CSI-RS
Rohde & Schwarz
MASSIVE MIMO THEORY &
HARDWARE
Waste
d
...
Power
PBS = 1 PBS = 0.008
Number of UEs: 1
Number of Antennas = 1
120 antennas per UE
Number of BS Transmit
Antennas
1 120
132 Rohde & Schwarz Sept 19 5G NR Fundamentals, procedures and T&M aspects
BEAMFORMING - PRINCIPLES
x1(t)
M = 4 Transceivers
x2(t)
x3(t)
x4(t)
+ x1(t) TRx
Massive MIMO: Combine Beamforming + MIMO = MU-MIMO with M antennas >> # of UEs
Massive arrays of 128-1024 active antenna
elements
Multi User-MIMO
Increase SINR and capacity for
each user
i.e. UE1: 32 ant BF with 16x2
MIMO
UE2: 16 ant BF with 8x2 MIMO
135 Rohde & Schwarz Sept 19 5G NR Fundamentals, procedures and T&M aspects
MASSIVE MIMO CHALLENGES
Mutual Irregular
Data Bottleneck Calibration Coupling Arrays Complexity
R
x
CPRI Bottleneck
RFIC RFIC
FPGA
Digital IQ
Increased Costs Reduced MU-MIMO Reduced Capacity Grating Lobes Increased Costs
P(code) P(DoD)
DoD (Direction of Departure)
Azimuth (𝜙) and elevation (𝜭) component
Limit line
(requirement)
𝑑
Isotropic
K/dB−10γ𝑙𝑜𝑔10
𝑑0 R Antenna
0 𝑑
𝑙𝑜𝑔10
𝑑0 It‘s no loss, it‘s the dilution
Frequency 2 GHz 28 GHz 39 GHz 60 GHz 73 GHz
of the radiated power intensity with
Path-loss (d = 1m) 41.4 dB 61.4 dB 64.3 dB 68.0 dB 69.7 dB
increasing distance from source.
20dB additional pathloss between FR1 and FR2
𝑬𝑰𝑹𝑷 = 𝑮 ∙ 𝑷𝒇𝒆𝒆𝒅
2D cut
𝐷3 *
2𝐷2
0.62 = 19 𝑐𝑚 = 1.87 𝑚
𝜆 𝜆
𝜆
* = formula commonly taken for radiators with D>
2
Sept 19 5G NR Fundamentals, procedures and T&M aspects
142 Rohde & Schwarz
WHAT AND WHERE IS THE FAR-FIELD (FF)?
D = radiating aperture size Free space far field condition:
(1) 𝐸 and 𝐻 orthogonal and connected by ZF0=120𝜋 Ω
(2) Only radial component of
I = ⍴r = |⍴| = |𝐸 x 𝐻| relevant
Poynting vector ⍴
⍴=𝐸x𝐻 Remember the
D 𝐻 „right-hand rule“
𝐸
Reactive near Radiated near field region Far field
field region Phase & magnitude Magnitude
2D cut
𝐷3 2𝐷2
0.62 𝜆 𝜆
► Directly in the radiated near field (without far field transformation) only some certain
parameters can be measured such as
TRP (Total Radiated Power)
Peak EIRP (Equivalent Isotropic Radiated Power)
ACLR
► Measurement uncertainties are higher than in far field
Amplitude Phase
SW algorithm
Planar scan
Cylindrical scan
vs.
► Since the far field is far away from the emitting antenna the path loss is typically high for direct far
field measurements which is an additional challenge
Dual-Polarized High-Gain
3D Rotation of DUT
Antenna
Single Measurement point
Device
Under
Test
12 cm
Holographic techniques
DUT
Fresnel Lens (Fourier Optics) Reflector: Compact Antenna Test Range Array: Plane Wave Convertor
x Range antenna
y
DUT reflector
1
4
2
Feed antenna
3
UE antenna configuration Direct Far Field Indirect Far Field IFF CATR (compact PM/SG
antenna test range):
Configuration 1 – one array Yes Yes •
Positioner
loss = 0 between reflector DUT
Path
controller
Configuration 2 – multiple arrays Yes Yes • QZ diameter = 25…50% of reflector
(strongly depends on edge treatment !)
Configuration 3 – one large array No Yes
PC
Reflector
DUT
Feed
Es
Wave ‘bends’
around corner
Ei
Rolled Edges
Low Scattering
Knife Edge
High Scattering
Source: W. Burnside “Curved Edge Modification of Compact Range Reflector”, IEEE 1987
Es: Scattered EM field (from edges)
ρmax
Ideal Actual
Maximum Surface
Deviation
ρmax = 0.007 λ
Maximum Frequency
Required surface Accuracy vs. complexity & price
Roughness (microns)
28 GHz 75
Quiet Zone
Feed Antenna (low-gain) Far Field: FSPL No Path Loss from Reflector to DUT
Forward: DUT Rx
Quiet Zone
Device
Under
Test
Quiet Zone
Constant density
CISPR
BS type 1-C: NR base station operating at FR1 with requirements set consisting only of conducted requirements defined at individual antenna connectors
BS type 1-H: NR base station operating at FR1 with a requirement set consisting of conducted requirements defined at individual TAB connectors and
OTA requirements defined at RIB
BS type 1-O: NR base station operating at FR1 with a requirement set consisting only of OTA requirements defined at the RIB
BS type 2-O: NR base station operating at FR2 with a requirement set consisting only of OTA requirements defined at the RIB
Source: 3GPP TS 38.141-1/-2 V15.0.0
NR-FR1-TM1.1 BS output power NR-FR1-TM3.1 Total power dynamic range (upper OFDM symbol power limit at max
NR-FR2-TM1.1 NR-FR2-TM3.1 power with all 64QAM PRBs allocated)
TAE (Time Alignment Error)
Frequency error
Occupied bandwidth
EVM for 64QAM modulation (at max power)
ACLR
NR-FR1-TM3.1a Total power dynamic range (upper OFDM symbol power limit at max
Operating band unwanted emissions power with all 256QAM PRBs allocated)
Transmitter spurious emissions Frequency error
Transmitter intermodulation
EVM for 256QAM modulation (at max power)
NR-FR1-TM1.2 ACLR
NR-FR1-TM3.2 Frequency error
Operating band unwanted emissions
EVM for 16QAM modulation
NR-FR1-TM2 Total power dynamic range (lower OFDM symbol power limit at min power)
NR-FR2-TM2 Frequency error (at min power)
EVM of single 64QAM PRB allocation (at min power)
NR-FR1-TM3.3 Frequency error
Frequency error (at min power)
EVM for QPSK modulation
NR-FR1-TM2a EVM of single 256QAM PRB allocation (at min power)
GAIN AND DIRECTIVITY FLOWCHART PO = power accepted by the antenna (feed power)
PR = power radiated by the antenna
I = radiation intensity (power flux)
IEEE STD 145-2013 DEFINITIONS OF TERMS FOR ANTENNAS η = radiation efficiency
GR = realized gain
G = (isotropic) gain
PA M1 PM M2 PO η PR p
d
g
gR
4πIn
e.g. Total radiated power TRP = 3D PR = η∙P0 𝐼𝑚𝑎𝑥
𝐺(𝑑𝐵𝑖) = 10𝑙𝑜𝑔10
𝐼𝑖𝑠𝑜𝑡𝑟𝑜𝑝𝑖𝑐
Assumption: An antenna is a passive, linear, reciprocal device
„Antenna“
parameters
Etc…
PORTFOLIO CAPABILITIES
R&S®FSW -K18D UP
-K544 R&S®CMP200
R&S®SMW200A < 40 GHz > 40 GHz (mmW)
DUT
R&S®FSW85 Testing of 5G NR devices in
signaling mode
R&S®SMW-K546 R&S®FSW
Digital Doherty -K144/K145
R&S®CMX500
Site Acceptance
5G NR
Serving Cell 5G NR Cell
History
5G NR
Uplink
5G NR Cell
SmartAnalytics
5G NR Quality
Downlink
RSRP,
RSRQ Scene - NPS
Tx Power
DL Thp
183 Rohde & Schwarz Sept 19 5G NR Fundamentals, procedures and T&M aspects
3GPP RAN REL-16 STUDY-ITEM / WORK-ITEM STATUS (JUNE 2019)
NR Study-Item / Work-Item Description Study-Item Work-Item Notes
NR Integrated Access and Backhaul (IAB) completed ongoing
NR
Indoor channel model for Industrial IoT ongoing to be completed in Sept 2019
NR Industrial IoT / Non-Public Networks (NPN) completed ongoing
Optimisations on UE radio capability signaling completed ongoing
SRVCC from 5G to 3G completed ongoing
NR test methods ongoing To be completed in Dec 2019
NR MIMO OTA test methods ongoing
2 RX antenna exception for vehicles completed
29 dBm UE power class for B41/n41 completed
NR in 7 – 24 GHz frequency range ongoing
NR design beyond 52.6 GHz ongoing
NR UE capability signaling completed ongoing
NR DL 256 QAM in FR2 ongoing
Source: RP-191609
Table lists important RAN1 and RAN2 led SI/WIs, does not include RAN4 band related SI/WIs, ITU related SI/WIs
184 Rohde & Schwarz Sept 19 5G NR Fundamentals, procedures and T&M aspects
3GPP RAN REL-16 STUDY-ITEM / WORK-ITEM STATUS (JUNE 2019)
Source: RP-191609
Table lists important RAN1 and RAN2 led SI/WIs, does not include RAN4 band related SI/WIs, ITU related SI/WIs
185 Rohde & Schwarz Sept 19 5G NR Fundamentals, procedures and T&M aspects
STATUS QUO:
MNO
Internet network
Services
BNO
Broadcast Content
network
186 Rohde & Schwarz Sept 19 5G NR Fundamentals, procedures and T&M aspects
SOLUTION: 5G BROADCAST OVERLAY
MNO
Internet network
Services
BNO
TV/Video Content
network
Downlink: Broadcast
Downlink: Unicast
Uplink
No SIM card necessary => new device types possible + true broadcast
1 slot = 0.5ms
1 RB = 180kHz
OFDM C OFDM C OFDM C OFDM C OFDM C OFDM C OFDM C
symbol P symbol P symbol P symbol P symbol P symbol P symbol P
OFDM CP
OFDM CP
OFDM CP
symbol symbol symbol
Intermediate LTE Δf=7,5kHz
OFDM symbol
FeMBMS LTE Δf=1,25kHz
CP
Enhancing existing 5G NR
connection by broadcast as
supplementary downlink (SDL)
Optional
5G NR connection, i.e.
added services like Deployment of FeMBMS is true broadcast
interactive TV or non- only
linear traffic No SIM card / network subscription
needed
Deployment is independent on 5G NR
SGi MME
gNB
Internet
S11
Unicast
gNB
5GC
gNB
UPF/AMF gNB CU
FeMBMS physical layer details can be considered as another numerology, that fits into the timing
rules of 5G => inclusion is possible
Sept 19 5G NR Fundamentals, procedures and T&M aspects
Rohde & Schwarz
5G NR THE RIGHT CHOICE FOR BROADCAST: MULTI-LINK CONCEPT
5G NR is multi-link. Extension
EPC 5GC with HPHT broadcast possible
gNB HPHT
eNB gNB gNB gNB
5G NR 5G NR
LTE 5G NR
5G NR
VoNR gNodeB = 5G NR
Handover to UTRAN
VoIP in PS mode
NodeB = UTRAN
time
Voice call in CS mode NodeB = UTRAN
198 Rohde & Schwarz Sept 19 5G NR Fundamentals, procedures and T&M aspects
5G NR IN UNLICENSED SPECTRUM (NR-U)
UNII-1 UNII-2 UNII-2e UNII-3 UNII-4 (DSRC)
5.15 GHz 5.25 GHz 5.35 GHz 5.47 GHz 5.725GHz 5.85 GHz 5.925 GHz
LAA is 20MHz bandwidth => NR-U can use wider bandwidth, less complexity
120 MHz
20 ……… 20 20 ……… 20 Could become
available in
20 …... 20 20 ….. 20 20 ….. 20
MHz MHz MHz MHz US, Europe MHz MHz MHz MHz MHz MHz
f [GHz]
3 deployment scenarios.
• LTE licensed + NR-U
• 5G NR licensed + NR-U Discussion about common preamble
• Standalone NR-U UE for both: WLAN and 5G NR
199 Rohde & Schwarz Sept 19 5G NR Fundamentals, procedures and T&M aspects
HYPOS REQUIREMENTS FOR LBS ACCURACY TR 22.872
Service area – environment of use
Enhanced
Type of Related positioning area
5G positioning service area UE Enhanced Outdoor Outdoor
UE Use cases
KPI Use cases KPI
Outdoor Type pos. Area (rural) (deep urban)
Outdoor
Outdoor / Indoor (rural, Indoor
(deep urban) Trolley Horizontal
suburban) 0.1m - 0.5m 0.1m - 3m 1m - 3m
Accuracy
Traffic M&C
Horizontal Accuracy 1m 3m - 30 m 3m - 30 m
Vertical
Very Low Waste Road User 0.1m 0.1m - 0.3m 2.5m
Accuracy
Energy Management Charging
Velocity (bearing) 5m/s 5m/s
Machine 0.5m/s (2 0.5m/s (2 deg) -
(up to 15 Asset tracking UAV (Data Velocity (bearing)
Control / Analysis) deg) - 2m/s 2m/s
years and Availability 99% 99% 99%
lifetime) management" Transpor UAV (Remote Availability 99% - 99.9% 95% - 99.9% 95% - 99.9%
TTFF 10s tation Control)
Patient
TTFF 10s - 30s 10s - 30s 10s - 30s 10s - 30s
Summary of all requirements for the different
Location (2)
Emergency Call
applications
5G NR link using
OTDO/UTDOA
for trilateration
Picocell
Microcell
Macrocell
Basic Terminal
PDA Terminal
Audio/Visual Terminal
206 Rohde & Schwarz Sept 19 5G NR Fundamentals, procedures and T&M aspects
5G NR INTEGRATED ACCESS BACKHAUL (IAB)
5GC
NG interface,
fibre optic
Xn interface, Xn interface,
Xn interface,
using out-of- fibre optic
using inband
band
FR2 carrier
FR2 carrier
for backhaul
for backhaul
accesss
accesss
207 Rohde & Schwarz Sept 19 5G NR Fundamentals, procedures and T&M aspects
5G NR INDUSTRIAL IOT Industrial
controller
Support of time sensitive networks
(TSN), i.e. common clock reference Coordinated SIB
/ RRC broadcast 5GC
SDAP
PDCP
RLC
Ethernet RoHC or header removal
MAC
Ethernet Data PHY
header
Intra-UE packet priorization, L2/L3
208 Rohde & Schwarz Sept 19 5G NR Fundamentals, procedures and T&M aspects
5G-ACIA – four deployment scenarios for non-public networks
(NPN) come with different risks and security requirements
• 5G industrial solutions must be protected against local and remote attacks (both logical and physical)
• Device authentication, and message confidentiality and integrity are crucial for industrial communication systems
• The security architecture must support the deterministic nature of communication, scalability, energy efficiency, and low latency
5GC
gNB gNB
2. RACH
gNB gNB
procedure
1. Handover 2. RACH
command procedure Rel. 16 make
before break
3. Connection approach
established +
Rel. 15
handover based RACH less
on LTE handover
approach procedure
210 Rohde & Schwarz Sept 19 5G NR Fundamentals, procedures and T&M aspects
5G NR DUAL CONNECTIVITY AND CARRIER AGGREGATION
ENHANCEMENTS Rel. 16 DC and CA scenarios
5GC
MCG SCG
gNB gNB
Early In addition:
Asynchronous
measurement Signaling
DC operation
reporting reduction + fast
MCG recovery
Cross-carrier
scheduling of Single TX in the
different uplink. Switch
numerologies operation
discussed for EN-
DC and NR-DC
211 Rohde & Schwarz Sept 19 5G NR Fundamentals, procedures and T&M aspects
LTE C-V2X ENHANCEMENTS IN REL. 15 BASED ON Uu INTERFACE
LTE Rel. 15 introduces HRLLC
212 Rohde & Schwarz Sept 19 5G NR Fundamentals, procedures and T&M aspects
NR C-V2X ENHANCEMENTS ON Uu INTERFACE IN REL. 16
NR Rel. 16 introduces NR
Uu enhancements for No broadcast on 5G Uu interface!
Advanced V2X use cases => Already possible in LTE: FeMBMS
eNB
Definition of BWP
operation, flexible
numerologies & Uplink UE can have
carrier aggregation multiple configured
grants. 1 active/time
6 Beamforming support
214 Rohde & Schwarz Sept 19 5G NR Fundamentals, procedures and T&M aspects
C-V2X - THE ROAD TO 5G
Phase I (Rel. 14)
V2X-PC5 – LTE based for Basic Safety
• High speed, out-of-coverage (TM4)
communication
Use Case: Basic Safety features (eg. Emergency warning)
Source: Qualcomm
218 Rohde & Schwarz Sept 19 5G NR Fundamentals, procedures and T&M aspects
NR-C-V2X DEPLOYMENT: ROAD SIDE UNITS
Infrastructure investments. Deployments of mobile edge computing (MEC) and roadside units
(RSU) will improve latency aspects. => Challenge: Who‘s business case is this?
219 Rohde & Schwarz Sept 19 5G NR Fundamentals, procedures and T&M aspects
AUTOMOTIVE COMMUNICATION EVOLUTION
FIELDS OF COMPLEMENTATION 3GPP LTE C-V2X &
Vehicle-centric sensor-based 802.11p 5G NR C-V2X
autonomous surrounding 3GPP LTE C-V2X Advanced use cases,
awareness & handling decisions Safety messages, data sharing ADAS,
short range wider perception
Cloud
services
220 Rohde & Schwarz Sept 19 5G NR Fundamentals, procedures and T&M aspects
5G NR C-V2X BACKWARD COMPATIBILITY
IEEE 802.11p 3GPP LTE Rel. 14/15 3GPP 5G NR Rel. 16
221 Rohde & Schwarz Sept 19 5G NR Fundamentals, procedures and T&M aspects
C-V2X ENHANCEMENT IN 3GPP FOCUSING ON SPECIFIC USE
CASES REQUIRING HIGH DATA RATES AND LOWER LATENCY
Vehicle Extended Aggregation of up to 8 PC5 carriers
Platooning sensors (TM3&TM4)
222 Rohde & Schwarz Sept 19 5G NR Fundamentals, procedures and T&M aspects
LTE C-V2X ENHANCEMENTS IN REL. 15
LTE Rel. 15 introduces HRLLC
223 Rohde & Schwarz Sept 19 5G NR Fundamentals, procedures and T&M aspects
5G NR C-V2X CONNECTION MODES
Enhancements of LTE Uu and NR Uu to control NR sidelink from
the cellular network
Enhancements of NR Uu to control LTE sidelink from the cellular
network
NR Sidelinkshall cover Ultra Reliable and high Data
5GC
communication
5GC
Rel. 16 WI:
gNB Standalone first priority
eNB
5G NR sidelink
5G NR sidelink
LTE sidelink
LTE sidelink
224 Rohde & Schwarz Sept 19 5G NR Fundamentals, procedures and T&M aspects
5G NR C-V2X CONNECTION SCENARIOS Scenario 3:
Scenario 2: EPC + EUTRA
5GC Scenario 1: 5GC 5GC + EUTRA EPC for LTE & NR SL
5GC + 5G NR for LTE & NR SL
for LTE & NR SL
NR E-UTRAN E-UTRAN
NR V2X SL
LTE V2X SL NR V2X SL
LTE V2X SL
NR V2X SL LTE V2X SL
225 Rohde & Schwarz Sept 19 5G NR Fundamentals, procedures and T&M aspects
5G NR C-V2X COMMUNICATION MODES AT PHY LAYER
Uu-based communication: 5G NR sidelink mode 1: 5G NR sidelink mode 2: UEs
gNB optionally schedules gNB schedules sidelink autonomously select 5G NR
sidelink, data & control is resources, data & control is sidelink resources:
sent over Uu-interface sent over 5G NR sidelink • Contention-based
• Channel structure
required
• Synchronization aspects
gNB gNB
Control &
data via Uu Scheduling
interface
Optional: 5G NR sidelink 5G NR sidelink: control & data 5G NR sidelink: Control & data
eNB
Definition of BWP
operation, flexible
numerologies & Uplink UE can have
carrier aggregation multiple configured
grants. 1 active/time
Discussion about 2
stage SCI transmission
(PSCCH and other
Physical sidelink control channel channel?)
PSCCH [sidelink control info(SCI)] Discussion about CDM
multiplexing of multiple
Sidelink control channel uses polar codes SCIs
Sidelink control channel uses QPSK as modulation scheme
Sidelink control info (SCI) assumed to contain:
• Layer 1 destination ID (can indicate multicast/broadcast)
• Layer 1 source ID
• Modulation & coding scheme (MCS)
• Transport block size (TBS)
• New data indicator (NDI)
• HARQ process ID Disclaimer: Rel-16 is work item status, subject to be changed
• Redundancy version (RV)
Rohde & Schwarz Sept 19 5G NR Fundamentals, procedures and T&M aspects
5G NR SIDELINK – CHANNEL STRUCTURE
Sidelink feedback channel sends HARQ feedback, discussion on whether only NACK
should be reported or both ACK/NACK
Agreements on CSI feedback: CSI, RI and CQI
Up to 4 ports can be observed
Sidelink describes the radio channel between two V2X UEs Disclaimer: Rel-16 is work item status, subject to be changed
Rohde & Schwarz Sept 19 5G NR Fundamentals, procedures and T&M aspects Disclaimer: Rel-16 is work item status, subject to be changed
5G NR SIDELINK – SYNCHRONIZATION
Idea of S-SSB: Contains PSBCH, S-PSS and S-SSS as block structure. Sent within UE BWP.
Periodic transmission using same numerologies as PSSCH and PSCCH
Multiple format configurations are discussed, e.g. S-PSS of 1 or 2 symbols duration etc.
frequency DMRS
P S S G
24 or 20 RB
bandwidth S - - u
B P S a 1 resource block
C S S r
H S S d
time
gNB
GNSS
C-V2X UE
eNB
Priority level GNSS-based synchronization gNB/eNB-based synchronization
P0 GNSS gNB/eNB
P1 All UEs directly synchronized to GNSS All UEs directly synchronized to gNB/eNB
P2 All UEs indirectly synchronized to GNSS All UEs indirectly synchronized to gNB/eNB
P3 Any other UE GNSS
P4 N/A All UEs directly synchronized to GNSS
P5 N/A All UEs indirectly synchronized to GNSS
P6 N/A Any other UE
Rohde & Schwarz Sept 19 5G NR Fundamentals, procedures and T&M aspects Disclaimer: Rel-16 is work item status, subject to be changed
5G NR SIDELINK – PHY DETAILS, CONTROL & DATA
frequency frequency
P P
S
S C
C 1 resource block C
1 resource block
H
C
H
time time
PSCCH and PSSCH use same PSCCH and PSSCH use not identical
frequency resource, separated in time frequency resources, separated in time
Ongoing discussion on various options for multiplexing sidelink data & control channels
frequency
frequency
PSCCH
P
1 resource block S
C 1 resource bloc
C
H
time
PSCCH and PSSCH use different time
PSCCH and PSSCH use non-overlapping
frequency resource, same in time
time & frequency resources
Rohde & Schwarz
5G NR SIDELINK – PHY DETAILS, DMRS
frequency DMRS
P
S 1 resource block
NR V2X @ low velocity C
C
H
time
frequency
DMRS
P
S 1 resource block
NR V2X @ medium velocity C
C
H
time
frequency
DMRS
P
S
NR V2X @ high velocity C
1 resource block
C
H
LTE sidelink
Power allocation is an issue!
239 Rohde & Schwarz Sept 19 5G NR Fundamentals, procedures and T&M aspects
5G NR C-V2X MULTICAST WITH HARQ
Rel. 14 C-V2X Broadcast Rel. 16 C-V2X Multicast
mode without feedback mode with feedback
NACK
NACK
No feedback
possible Multicast with HARQ ensures reliability
CSI-RS
241 Rohde & Schwarz Sept 2019 5G NR the new technology for advanced automotive Disclaimer: Rel-16 is work item status, subject to be changed
V2X - THE ROAD TO 5G
3GPP Rel.8-13 3GPP Rel.14 3GPP Rel.15 3GPP Rel.16
NR
V2N (Uu) 5G NR
V2N (Uu)
Rel.8-9 Rel.10-11 Rel.12 Rel.13 Rel.14 V2N (Uu)
D2D
C-V2X (PC5) communication independent of cellular network
Out-of-
Coverage V2P 64QAM
Higher data rates
V2V Lower latency C-V2X
TM4
Tx
diversity
NR based
LTE- V2I LTE- LTE-
V2X eV2X eV2X
Phase Phase Phase
I II III
Public Safety Basic Traffic enhanced Traffic Advanced Traffic
Proximity Safety Services Services Services
CREDITS
taken from:
243 Rohde & Schwarz Sept 19 5G NR Fundamentals, procedures and T&M aspects
“If you want to go fast, go alone.
If you want to go far, go together!”
African proverb