Hwy Standards Low Volume Roads
Hwy Standards Low Volume Roads
Low-Volume Roads
in New York State
Preface
What road standards should be applied to a particular road? This is a question we are asked
regularly here at the Cornell Local Roads Program. There is no short or simple answer, and the
subject is a very important one. Until this publication was produced, there were four alternative
standards available to municipalities in New York State:
Manual: Guidelines for Rural Town and County Roads, 1992, Local Roads Research
and Coordination Council
Guidelines for Geometric Design of Very Low-Volume Local Roads, 2001, AASHTO
However, having provided training on road standards, and having discussed the various
standards with Highway Officials in the state, the consensus between CLRP and the various
officials was that more was still needed to help small municipalities in New York adapt or
develop realistic standards that met a balance between being either too restrictive or
non-enforceable.
That is why this document was prepared. This publication, along with the original Guidelines,
can be ordered from CLRP and used by municipalities throughout the state to develop realistic
highway standards that fit the needs of the individual agencies and their roads. As with all
materials produced here at the Cornell Local Roads Program, comments or suggestions are
welcome.
David Orr
Ithaca
January 2008
Introduction
THE CASE FOR ADOPTION
It is a common myth that municipalities do not need to adopt standards for constructing and
maintaining their roadways, and for accepting new roads into the town highway system.
While there is no legal requirement to do so, not having a set of reasonable standards for new
and existing roads puts a municipality at risk for costly lawsuits and unnecessary expenditures.
The information in this publication was created to assist local governments in developing a set
of standards and laws specifically appropriate to their individual needs.
The standards described in this document come from several documents produced by agencies
other than the Cornell Local Roads Program. Those standards are referred to in the pertinent
sections. As those standards change, the information in this publication will change
automatically, through the citations to the “most recent” version of the referenced standards.
The primary source was the Manual: Guidelines for Rural Town and County Roads, which was
produced by the Local Roads Research and Coordination Council in 1992.
The main advantage of adopting standards is the establishment of practical roadway regulations
which are based on current state and national standards, with customization to meet the specific
needs of individual municipalities. If standards are not adopted, municipalities may be held to
more stringent construction and maintenance requirements designed for roads with higher traffic
volumes. The template provided here directly addresses the kind of low-volume roads more
commonly found across New York State. In addition, these 'model' standards are easily
fine-tuned to match the physical and practical needs of any given municipality. Ultimately, this
ensures optimal roadway performance and safety while avoiding the extra costs associated with
over-designed roads.
The fiscal benefits of adopting reasonable standards extend past construction costs. There is no
cost to the municipality for putting them into law, and because the standards require adherence to
the “most recent” editions of prevailing standards, rather than specific editions, it is not
necessary to revise them as design practices evolve. In addition to establishing design
specifications, the standards also offer a clear process and a specific set of definitions for
roadway classification that allows for better management and prioritization of road maintenance
and distribution of funds.
Finally, in the absence of a clearly-defined set of standards, a municipality may find difficulty
defending itself in court. In the face of a lawsuit, municipalities without specifications will most
likely be held to stricter ones established by publications like the AASHTO “Greenbook,” which
do not reflect the as-built condition of their roads. In view of all this, it is not hard to see that
adoption of reasonable standards is a win-win situation.
Municipalities should have a set of realistic road construction standards. These will reduce
liability, improve planning and scheduling, and provide consistent information to the motoring
public. Four alternative standards are available to municipalities in New York State:
Manual: Guidelines for Rural Town and County Roads, (NYS Guidelines)
The NYS Guidelines are an alternative set of standards for classification and management of
low-volume roads (i.e., less than 400 ADT). Developed specifically for New York State by the
Local Roads Research and Coordination Council, the NYS Guidelines establish appropriate
standards for speed, construction and maintenance consistent with the needs and uses of these
roads. A new designation, the Minimum Maintenance Road, allows reduced maintenance on
certain classes of roads and may allow better utilization of tax dollars. The NYS Guidelines also
provide an easy mechanism for judging existing conditions, determining needs, and establishing
priorities.
The standards included in this document combine information from the three other references
listed above into a single set of requirements that can be adopted by a municipality. More than a
dozen municipalities have adopted these standards after making modifications for their own
unique situations.
The Sample Road Standards can be adopted by a municipality by resolution or by local law.
If the concept of minimum maintenance roads will not be used, the adoption can be done by
resolution of the municipal board. Consult with the municipal attorney for the best method and
procedure needed to adopt the standards or the model law. The model local law (see page 19)
was originally prepared by the Commission on Rural Resources to be a companion to the
Manual: Guidelines for Rural Town and County Roads. The version presented in this document
contains some minor changes, made by the Cornell Local Roads Program in order to provide
consistency with the standards included here.
Before adoption, replace the underlined items with the municipality names and other critical
information. Some of the design items that local governments may wish to adjust are also
underlined. These are minimum recommendations, but they should be reviewed and changed
as necessary before adoption.
In addition to the main standards, there are several optional items that may be included in the
municipal standards. Notes explaining these items, as well as some of those already in the
standards, begin on page 11.
By adopting and following these standards for all road rehabilitation done by the municipality,
and for new roads, the level of liability is reduced, the public is given a clearer idea of the level
of service provided, and communication is improved.
For electronic copies of anything in this manual, additional questions concerning these standards,
or if more information is desired, please contact the Cornell Local Roads Program by phone at
(607) 255-8033, via email at clrp@cornell.edu, or visit us on the web at www.clrp.cornell.edu
AFTER ADOPTION
The adoption of standards for new roads by resolution or a local law is just the beginning.
In order to make full benefit of the advantages offered by these standards, the following steps
should be taken after formal adoption:
• Determine the existing conditions of road surfaces, pavement and shoulder width,
drainage, signs and adjacent history.
By following the above steps, municipalities will reduce liability and improve communication
with the public.
GENERAL
1. The Town of Anytown, herein referred to as the Town, has adopted these standards for
construction of new roadways to be dedicated as part of the Town road system.
2. All roadways to be taken over by the Town shall be certified they are in compliance with
these standards by a Professional Engineer licensed to practice in New York State, herein
referred to as the Project Engineer.
3. Before the roadway is to be taken over by the Town, a set of as-built plans approved
by the Project Engineer shall be submitted to the Town Clerk and the Highway
Superintendent at the addresses shown on the top of these standards. Approval by the
Highway Superintendent that the project meets the standards shall be required prior to
acceptance by the Town board. Both the Highway Superintendent and the Town Board
must accept the roadway before it is accepted as a part of the Town road system.
The Town reserves the right to not accept a roadway, notwithstanding that all portions
of these standards have been met.
In addition, there should be a complete release of all liens arising out of the constriction
of the dedicated improvements, or receipts in full lieu thereof, and if required in either
case, an affidavit that so far as the Developer has personal knowledge or information,
the releases and receipts include all labor and materials for which a lien could be filed.
7. As a minimum, the plans for the roadway shall provide the following:
1. The roadway shall be certified to meet the requirements of the most recent edition of the
following documents, listed here in order of precedence:
a. Manual Guidelines for Rural Town and County Roads, Local Roads Research
and Coordination Council.
b. Guidelines for Geometric Design of Very Low-Volume Local Roads,
American Association of State Highway and Transportation Officials.
c. Standard Specifications for Construction and Materials, New York State
Department of Transportation.
d. Highway Design Manual, New York State Department of Transportation.
e. Policy on Geometric Design of Highways and Streets, American Association
of State Highway and Transportation Officials.
2. The requirements listed in these specifications are for low volume roads and streets with
a maximum Average Daily Traffic (ADT) of 400 vehicles per day.
a. Any roadway that does not meet the definition of a low volume roadway
will require standards that are more stringent than those defined in these
specifications. In such a case, the entire design must be approved before
construction.
b. All new bridges shall meet the criteria in Chapter 5 of the AASHTO Policy on
Geometric Design of Highways and Streets. Existing bridges will be certified free
of safety issues.
c. All design criteria shall be listed on the roadway plans and any criteria not listed
in the two publications listed above shall be determined using current engineering
practice.
f. Drainage facilities designed to handle a 50-year storm under the roadway and
25-year storm on all other facilities, The minimum size opening of any pipe is
18 inches in diameter or equivalent.
g. The combined thickness of the base and surface courses shall be at least
18 inches.
4. The Highway Superintendent may specify additional right-of-way where deep cuts and
fills exist, in areas adjacent to drainage structures, and otherwise with discretion and
consideration for the terrain.
5. Should the road terminate short of the adjacent property line, the right-of-way shall be
extended to the adjacent property line. The additional right-of-way shall meet the
specifications in sections 3.c and 5.
6. Dead-end road designs will terminate with tee turn-a-rounds designed in accordance with
Figure A (see optional section).
a. Design life: the time in years from original construction until the present
serviceability index has dropped to 2.0.
f. Design speed: the typical operating speed on a roadway. Also, the speed used to
determine the various design features of a roadway based on terrain, traffic
volume, and roadway classification.
g. Stopping sight distance: the sum of the brake reaction distance (the distance
traversed by a vehicle from the instant the driver sights an object necessitating a
stop to the instant the brakes are applied) and the braking distance (the distance
needed to stop a vehicle from the instant brake application begins).
h. Traveled way: The portion of the roadway for the movement of vehicles,
exclusive of shoulders.
9. All materials and all work shall meet the requirements of the latest revision of the New
York State Department of Transportation Standard Specifications for Construction and
Materials, including any Engineering Instructions or Bulletins, unless alternatives are
approved by the Town Highway Superintendent in writing, in advance.
10. The Right-of-Way shall be kept clear of shrubbery, trees, and other elements of
landscaping which would obstruct visibility or become potential obstacles or fixed
hazards.
For projects covering an area of one acre or more, a Construction Permit Notice of Intent (NOI)
must be filed with the New York State Department of Environmental Conservation (DEC)
in order to obtain a General Permit GP-02-01 (Phase II permit). The NOI shall include a
Stormwater Pollution Prevention Plan consistent with criteria found in the New York State
Stormwater Management Design Manual in addition to any other components indicated as
necessary by the Instruction Manual for Stormwater Construction Permit. Both documents
are available electronically at www.dec.ny.gov.
When developing standards for new roads, minimum specifications for the width of roads may
be defined in different ways depending on the goals and priorities of the municipality.
The easiest way to specify the minimum dimensions of the roadway surface is to establish a
minimum width for the entire roadway, or “total roadway width.” This dimension is the total
distance from one edge of the pavement to the other.
However, some communities will find it necessary or preferable, especially with new
construction, to provide more discerning measurements. The most detailed way to specify the
minimum total width of a roadway is to break it down into parts, as shown in Figure 1. With this
approach, a minimum width would be provided for road shoulders, and either the traveled way
(the distance across all lanes of the roadway) or individual lanes. Lane width is more precise than
a width of the traveled way, and covers a larger number of lane configurations. A minimum total
roadway width is not required with either of these arrangements, since it is already implied by
the other two measurements. See Figure 1 for a visual comparison of these measurements.
Municipalities which have developed programs to integrate bicycle and pedestrian facilities
should consider adding minimum dimensions for bike lanes and possibly sidewalks. A simple
and relatively inexpensive way to increase the safety of pedestrians in rural areas is to specify
greater minimum widths for road shoulders.
Extended Right-of-Way
The maximum recommended grade for both the foreslope and backslope is 2:1 or 50%, so that
along a horizontal distance of 2 feet, for example, elevation increases or decreases by 1 foot.
A safer slope, however, is 3:1 and this is desirable whenever possible. Depending on existing
conditions, deep cuts or fills may be required to obtain acceptable grading so that the backslope
meets the terrain at the appropriate angle.
The right-of-way should extend far enough to include roadside drainage features for the purposes
of construction and maintenance. In some cases, however, the recommended slopes will require
more space than is afforded by the minimum right-of-way indicated in the standards. When this
is the case, it is important to have a clause in the standards which allows the municipality
to obtain additional right-of-way, most often at the discretion of the local Highway Official.
Figure 2 shows an example of a deep cut used to provide the recommended grading. Notice that
the backslope extends beyond the minimum right-of-way to the point at which it intersects the
natural elevation of the terrain. The town’s right-of-way should also extend to that point of
intersection as shown in the diagram.
The necessary right-of-way (ROW) width from the centerline of the road can be calculated by
adding the lane width (L), the shoulder width (S), the foreslope (F) multiplied by its height (hF),
the width of the ditch or swale (D), and the backslope (B) multiplied by its height (hB) as shown
in the equation below.
ROW = L + S + F × hF + D + B × hB 1
ROW = 9 + 2 + 2 × 3 + 2 + 2 × 10 = 39
Turnarounds
Road standards may also include a section requiring turnarounds for roads that dead-end,
or specifying minimum dimensions. Adding this to a set of standards can ensure a higher level
of usability for drivers. Dimensions for turnaround are most easily presented in a diagram.
Two of the most common types of turnarounds are cul-de-sacs and T-type turnarounds (Figure 3).
T-type turnarounds are named for their shape and require drivers to make a three-point, or “k,”
turn. These are preferable where space is at a premium, or where traffic volumes are especially
low. Where the approaching roadway meets the perpendicular section of the turnaround, the
inside corners may be either curved or cut diagonally. The standard width of a T-type dead-end
is 60 feet, with the width of the roadway maintained throughout. This width is needed to
accommodate emergency services vehicles such as fire trucks and snow plows.
Cul-de-sacs offer the ability for drivers to turn around without having to reverse or make
unnecessary turning movements, but require a larger area of land. The minimum diameter
of a cul-de-sac should be no less than 60 feet.
For even smaller areas, branch type turnarounds may be used, and have largely the same
advantages as T-type turnarounds. The perpendicular sections should extend at least 30’ from
the edge of the roadway, and the roadway should continue 25 feet past that. The width of the
roadway should be maintained throughout all sections of the turnaround.
Purpose
Traffic volume studies are useful in determining appropriate design criteria for a roadway.
The data obtained from such studies allow for the selection of a design speed which reflects
the actual, day-to-day usage of a highway and can also help forecast future traffic loads due to
proposed development and expansion of the roadway system. For existing roads, traffic volume
studies are used to determine classification and to evaluate how well the existing design and
condition of the pavement handles its typical traffic load. With this information, discrepancies
between the use and design/condition of a road can be identified. Requiring a traffic study in a
Standards for New Roads document assures the municipality an opportunity to address such
deficiencies before they become the town’s responsibility to correct.
Data Types
A well-conducted traffic study can provide the following information about a roadway:
• Average Daily Traffic (ADT) – The average number of vehicles per day that travel
on a given section of road.
• Annual Average Daily Traffic (AADT) – The average of ADT numbers over the
course of an entire year.
• Peak Flow Periods – The points in an average day or year when traffic volumes are
at their maximum.
• Vehicle Type – The kind of vehicles which make use of a roadway. For a traffic
study, commonly included vehicle types include cars (passenger cars, motorcycles,
vans, pickups, etc.), trucks (trucks and buses), school buses, and special equipment
(usually farming and industrial equipment).
Counting Methods
There are two main types of traffic counts, manual and automatic. Depending on what kind of
study is needed or desired, one may be more useful or cost-effective than the other, and there are
several different methods that may be employed to conduct studies of each type.
Automatic counts use either electronic devices with pneumatic tubes that stretch across
a roadway and record the number of vehicles that pass over them or they use videotape.
Some pneumatic counters are even able to determine the class of passing vehicles based on
their weight and number of axles.
Typically, a manual count lasts less than a day and data is recorded in 5, 10, or 15 minute
intervals over the course of a few hours. Counts are usually performed midweek – Tuesday,
Wednesday, and Thursday – so as to avoid introducing data from Monday morning and Friday
afternoon rush hour when traffic volume is irregularly high.
There are three methods for conducting manual traffic counts; tally sheets, mechanical counting
boards, and electronic counting boards.
• Tally Sheets
Tally sheets are the simplest way of collecting traffic data. Data is recorded onto a
prepared field form and a watch or stopwatch is used to measure the count interval.
This approach is limited by the number of buttons available for use on a given
counter, which means that the process may need to be repeated if the study requires
more information than may be collected on the board. Mechanical boards often tend
to be bulky and awkward for users.
When using pneumatic counters, street sweeping crews should be notified, in order to avoid
damage to the equipment.
• Portable Counters
Generally used for 24 hour counts, these pneumatic devices serve the same basic
purpose as manual counts, but since they do not require personnel they may prove
more cost effective, depending on the availability of the equipment. Independent of
the cost factor, portable counters greatly increase the practicality of a longer study.
Some electronic counters can download data to a computer for analysis.
• Permanent Counters.
Permanent counters are appropriate for long-term counts, and may be employed to
study traffic patterns on a roadway for upwards of an entire year. For most local
projects, this equipment is neither cost effective nor practical.
• Videotape
When a traffic count is performed by videotaping traffic, data is collected by
watching the tape and counting vehicles and pedestrians. In most situations this is not
a cost-effective solution. This method can require fewer people, but obtaining and
installing equipment so that it is not vandalized or stolen may prove too much of a
financial burden.
Gravel Roads
The recommended cross slope for an unpaved road is 6%, with 10% being the maximum
acceptable grade. Having the proper cross slope will ensure that water is moved off of the
roadway and into drainage facilities.
If the condition of an unpaved road has deteriorated severely, it may be in the town’s best
interest to require that it be reconstructed or paved. For advice on when to pave an unpaved road,
as well as other information pertaining to such facilities, reference the Gravel Roads
Maintenance and Design Manual which is available in print and online at
www.epa.gov/owow/nps/gravelroads.
As with any piece of legislature, a public hearing must be held prior to enaction. Additionally,
the law should be reviewed for completeness and proper language by the municipal attorney.
After the law is passed by local government, it must be submitted to the State. Instructions and
necessary forms for filing local laws are available online from the New York State Department
of State at their website, www.dos.state.ny.us. For more information the municipality may also
contact the Cornell Local Roads Program.
Section 2. Legislative findings. In 1986 the New York State Legislature created the Local Road
Classification Task Force (Chapter 708 of the Laws of 1986). Such task force was charged with
developing alternative guidelines for classifying town and county roads in rural areas according to
principal uses and traffic volume. The task force consisted of the Commissioner of Transportation or his
designee, the Dean of the College of Agriculture and Life Sciences of Cornell University or his designee,
four rural town highway superintendents, three rural county highway superintendents and three rural
business people. Such task force after considerable discussions and upon hearing many experts prepared
local road classification guidelines and issued a report in December of 1988. In December of 1989 the
task force issued "A Manual: Guidelines For Rural Town and County Roads" to facilitate the use of the
local classification by local officials. In July of 1990, the Legislative Commission on Rural Resources
worked with the Senate, Assembly, State Department of Transportation and the Governors office to
establish a New York State Local Roads Research and Coordination Council (see Article 16-B Executive
Law and Chapters 565 and 652 of the laws of 1990). The Council was empowered to work with the
Department of Transportation to:
1. Promote the training of municipal officials and employees to encourage the utilization of
innovative and cost cutting procedures as well as more efficient highway maintenance and
consolidation methods;
3. Encourage towns and counties to contract with each other for the maintenance of local roads
and bridges;
4. Develop a minimum maintenance road classification addressing repair and service standards
for low volume rural roads, as well as procedures to be followed by local governments for
designing minimum maintenance roads within their communities. Accordingly, the Council
revised the 1989 Local Roads Classification Task Force Report and published it for use by
rural towns and county governments December 30, 1992.
Based upon additional resources developed since 1992, the Cornell Local Roads Program
developed a more comprehensive set of standards to cover design areas not included in the
Guidelines.
Section 3. Classification. The town superintendent of highways, in the event he (or she) finds it to
be in the best interests of the town, may classify one or more roads or portions thereof as one of the
following types of roads: low volume collector; residential access; farm access; resource/industrial access,
agricultural land access; recreational land access or minimum maintenance road. However, no road shall
be finally determined to be a minimum maintenance road until so designated by the town board by local
law. The classification of any road or designated portion thereof shall be consistent with the definitions of
such type of road as set forth in section ten of this local law. Upon the classification of any road or portion
thereof by the town superintendent such designation shall be filed in the office of the town clerk and a
copy shall be presented to each member of the town board by the town clerk within 10 days of such filing.
Such designation shall be accompanied by a finding by the town superintendent, which shall contain the
information upon which the highway superintendent relied when designating such road or portion thereof.
The town board may at a town board meeting following the filing of such designation adopt a resolution
accepting such designation except that the designation of a minimum maintenance road shall be by local
law as provided in section four of this local law. Upon the adoption of such resolution, the road or portion
thereof shall be classified as determined by the town highway superintendent and such town highway
superintendent shall take into consideration the guidelines for maintaining such road or portion thereof as
set forth in section ten of this local law.
a. The town superintendent of highways shall submit to the town board a recommendation that a
road or portion thereof should be designated as a minimum maintenance road. No road or portion
thereof shall be recommended as a minimum maintenance road by the town superintendent of
highways unless the traffic volume is less than 50 vehicles per day as determined by the town
superintendent of highways and such road or portion thereof is an agricultural land access road or
a recreational land access road, and that such road or portion thereof does not provide farm
centers of operation and/or year-round residences with principal motor vehicle access to goods
and services necessary for the effective support of such farms and/or year-round residences.
b. The town upon the approval of such recommendation shall by local law designate such road or
portion thereof as a minimum maintenance road.
c. At least ten days before the public hearing on such local law, written notice of such hearing shall
be served by certified mail upon every owner of real property, as determined by the latest
completed assessment roll, abutting such road or portion thereof to be designated a minimum
maintenance road.
d. No local law designating a minimum maintenance road shall be effective until signs pursuant to
sections six and eleven of this local law are first posted advising the public that such road is a
minimum maintenance road.
e. No road or portion thereof, once designated a minimum maintenance road shall be determined to
have been abandoned pursuant to the provisions of subdivision one of section two hundred five of
the highway law until at least six years have elapsed since the termination of the designation of
said road or portion thereof as a minimum maintenance road.
f. Prior to any public hearing relating to the adoption of a local law designating a low volume road
or portion thereof as a minimum maintenance road, the town board shall issue findings that such
road or portion thereof should be designated a minimum maintenance road. Such findings shall
include but not be limited to:
2. a determination that the property owners of land abutting the road shall continue to have
reasonable access to their property.
3. a determination that the users of the road or portion thereof traveling at a reasonable and
prudent speed, under the circumstances, shall not be placed in a hazardous situation; and
4. a determination that such road, or portion thereof, does not constitute a farm access as defined
pursuant to section ten of this local law.
5. a determination that such road, or portion thereof, does not constitute access to a year- round
residence.
Such findings shall be on file in the office of the town clerk and be available for public inspection for at
least 60 days before the public hearing on the local law.
Section 5. School board and planning board review. A copy of the findings in section four shall
also be sent to the board of education of the central school, town and county planning boards in which
each road or road segment is located. Such school board and planning boards shall review the findings
and within forty-five days file with the town clerk a resolution recommending such road designation or, in
the event such designation is not recommended, the school board or planning board shall set forth in a
resolution the reasons for not recommending such designation. The town board may, by resolution,
accept, accept in part or reject the recommendations of either the school board or town planning board or
county planning board prior to any vote upon the proposed local law. In the event the school board,
county planning board or town planning board take no action upon the findings issued by the town board,
the town board shall consider such inaction as a recommendation for the proposed minimum maintenance
designation.
Section 6. Posting of signs. Appropriate signs shall be placed on a minimum maintenance road.
Such signs shall notify and advise motorists of the need to exercise caution when traveling such road and
shall conform to the manual of uniform traffic control devices. Properly posted signs shall be prima facie
evidence that adequate notice of a minimum maintenance road designation has been given to the public.
petition within thirty days after its receipt; at least ten days public notice shall be given prior to the
conduct of such public hearing. At least ten days before the public hearing on such petition, written notice
of such public hearing shall be served by certified mail upon every owner of real property, as determined
by the latest assessment roll, abutting such road or portion thereof. In the event the town board after such
public hearing determines that such road or portion thereof shall continue as a minimum maintenance
road, no petition may be submitted pursuant to this section until the lapse of at least two years from the
date of the filing of the petition. In the event it is determined that such road shall be discontinued as a
minimum maintenance road, the town board, by local law shall discontinue such road or portion thereof
as a minimum maintenance road and such discontinuance shall take place six months after the
commencement of the next succeeding fiscal year.
Section 9. Notwithstanding the provisions of section eight of this local law, the town board may
adopt a local law discontinuing such minimum maintenance road designation in the event it determines
such discontinuance to be in the public interest.
Section 10. Tables and maintenance data. The following tables and accompanying data shall be
used as guides by the town superintendent of highways to classify low volume roads in the Town of
_________________ and shall be used to enable the town superintendent to determine the guidelines he
or she may follow to enable him or her to determine the manner in which low volume rural roads may be
designed, maintained and operated.
CLASSIFICATION FOR LOW VOLUME ROADS AND GUIDELINES FOR THEIR DESIGN.
MAINTENANCE. AND OPERATION
The following classifications have been developed to establish a close relationship between the uses of
low volume roads and their design, maintenance and operation and are hereby adopted by the Town of
__________________________. The classifications identify the significant use characteristics, including
traffic volumes, vehicle types and seasonal use characteristics, that are present on New York State's low
volume roads. Guidelines for the design, maintenance and traffic control have been developed that are
closely matched to those use characteristics. Such guidelines shall be used by the town superintendent of
highways.
Land use adjacent to the road shall be the basis for classification because it is a convenient and accurate
way of identifying the kind of use that a low volume road serves.
A low volume road is a road with zero to 400 vehicles per day.
Low Volume Collector - collects traffic from any of the other classifications and channels it to
higher level roads, such as arterials and interstates.
Residential Access - provides access to residences. The traffic volume generated depends on the
number of residences. All year access for fire trucks, ambulances and school buses should be
provided.
Farm Access - provides access to a farm's center of operations including the residence. Traffic
volume is generally low, but may include occasional heavy trucks and farm equipment.
Resource/Industrial Access - provides access to industrial or mining operations. Traffic volume can
vary and can include heavy trucks and significant numbers of employees' cars.
Agricultural Land Access - provides access to farm land. Traffic volumes are low and vary
seasonally. These roads should accommodate farm equipment that can be up to 20 feet wide.
Recreation Land Access - provides access to recreational land including seasonal dwellings and
parks. Volumes of traffic can vary with the type of recreation facility and season of the year, and may
include recreational vehicles.
Minimum Maintenance Road - a low-volume road or road segment which may be of a seasonal
nature, having an average traffic volume of less than fifty vehicles per day which principally or
exclusively provides agricultural or recreational land access. A road, or road segment, which has been
so designated may be maintained at a level which allows such road to remain passable and functional
in accordance with standards contained in this section of the Guidelines. In no way shall the tern
"minimum maintenance” be construed to mean "no maintenance” or "abandonment". Further, such
tern shall not apply to those roads, or road segments, which provide farm access as previously
defined, or access to an individual year-round residence.
The guidelines for rehabilitation design shall include three rehabilitation design types. Rehabilitation
Design Type A is an all purpose road on which vehicles can pass without a reduction in speed.
Rehabilitation Design Type B is an area service, two lane road on which vehicles may have to reduce
their speeds to pass. Rehabilitation Design Type C is an area service, one lane road on which either of two
passing vehicles must slow, stop or briefly leave the roadway to allow the other to pass.
Vehicle interaction characteristics shall be considered by the town superintendent of highways as the
basis for assigning the design types to the respective Classifications. Vehicle size (as determined by the
absence or presence of significant truck traffic) and traffic volumes (of either greater or equal to 50
vehicles per day, or less than 50 vehicles per day) are the criteria used. The 50 vehicle per day threshold is
used because, at fewer than 50 vehicles per day, vehicle interactions become so infrequent that the effect
on vehicle operation is negligible.
The guidelines to be followed by the town superintendent of highways for maintenance shall include
provisions for a minimum maintenance designation that allows a reduced level of maintenance on roads
which are used for agricultural or recreational land access.
The guidelines for traffic control parallel the maintenance guidelines. They may include
recommendations for signs on normally maintained roads and a minimum maintenance road sign shall be
posted at the entrance points to minimum maintenance roads. The only other signs recommended for
minimum maintenance roads are those mandated by Law (for all roads).
TABLE 1
RURAL LOW VOLUME ROAD CLASSIFICATION
Notes:
1
Average Daily Traffic.
2
“Manual of Uniform Traffic Control Devices.” As of September 2007, the official MUTCD for
New York State is the National MUTCD combined with the New York State Supplement.
TABLE 2
DESIGN GUIDELINES FOR ROAD REHABILITATION BY ROAD TYPE
Minimum Width:
Traveled Way 18 ft. 16 ft. 1 10 ft. 2
Shoulder 2 ft. 2 ft.
Opposing Vehicle All vehicles pass 1. Trucks cannot meet All vehicles require
Interactions with no speed without reducing special widening for
reductions. speed. passing.
2. Cars cannot meet
trucks without
reducing speed.
3. Cars pass with
almost normal speed.
Operating Speed3 45 mph or greater 25 mph to 45 mph 40 mph or less
Typical Surface Material:4
ADT>150 Asphalt Concrete Asphalt Concrete Usually unsurfaced
ADT<150 Aggregate Aggregate
Surface Condition No adverse effect on May cause reduction Reduced operating
Operating speed in operating speed speed
Notes:
1
Add 2 ft. to the traveled way if significant truck traffic is present.
2
If farm vehicles are present, maintain 20 foot horizontal clearance. Widenings of traveled way should
be provided at approximately 1000 foot intervals to allow vehicles to pass.
3
Applicable to normal maintenance roads.
4
ADT thresholds recommended based on economic analysis, "Economic Evaluation of Pavement
Design for Low Volume Roads," Proceedings of the Third International Low Volume Roads
Conference, Transportation Research Board, National Research Council, Washington, D.C., 1983.
TABLE 3
CROSS SLOPE DRAINAGE CRITERIA, BY SURFACE TYPE
Clear Zone - The width of the roadside area that should be studied for possible hazard mitigation
measures varies with the operating speed, traffic level and degree of curvature of the road. Desirable clear
zones are indicated below. (Clear zone is measured from the edge of the traveled way.)
Type B Road - a 2-foot to 5-foot clear zone is desirable; a 10-foot clear zone on the outside of sharp
curves and on curves at the bottom of long grades is desirable.
Type C Road - a 2-foot clear zone is desirable; a wider clear zone on the outside of sharp curves is
suggested. On minimum maintenance roads (see chapter III), a clear zone may not be provided.
Property owners should recognize the legal right of local government to remove fixed objects within the
right of way of the road.
Guiderail - New York State Department of Transportation Guiderail and Bridge rail designs are intended
for high volume, high speed highways and are often too expensive for many low volume road
applications. Alternative designs that are less expensive and adequately tested to assure performance may
be used on low volume rural roads.
Source: AASHTO Policy for Geometric Design of Highways and Streets, 2004.
TABLE 4
MAINTENANCE ACTIVITIES
Surface Maintenance
Roadside Maintenance
Bridges
Signs
Surface Maintenance
Crack Sealing - manually pouring hot asphalt, with or without a fiber reinforcement material, into road
surface cracks that have first been cleaned of all loose debris, vegetation, etc. The cracks may occur at
construction joints, utility cuts, or just be random due to the effects of time, weather, loads, etc.
Crack sealing has been found to be a very cost-effective measure, because it prevents the entry of
water into the base course and sub grade. By blocking the entry of water, crack sealing indirectly
strengthens the load- supporting capability of the road.
Patching and Potholes - placement and compaction of asphalt concrete into surface defects, such as
potholes, which have first been cut back to sound material and cleaned of loose debris, water, etc.
While a certain amount of this work will have to be done on an emergency basis during inclement
weather to provide a safe road, expedient patches should be replaced with permanent patches using
proper methods and materials when conditions are favorable. Extensive patching and potholes is an
indication that a pavement has reached the end of its functional life, and the road should be scheduled
for rehabilitation in accordance with the guidelines set forth in this local law.
Surface Seals - also known as "wearing courses." One example of a surface seal/wearing course is a chip
seal. This method involves spraying a rapid-setting emulsified asphalt onto the road surface, followed
immediately by the placement of a single layer of clean, crushed stone particles. A pneumatic, rubber-
tired compactor is used to press the stones into the asphalt before the emulsion sets up. A surface seal is
used where the surface cracking is more extensive, while manual crack sealing is used where the cracking
is less extensive. Surface sealing may also be used to enhance skid resistance on a slippery road. Where
water entry is prevented by the surface seal, some strengthening of the road will result.
Thin Overlays - while “thin" is a relative term, it is used here to refer to hot-mix or cold-mix overlay
paving a thickness of 1 ½ inches or less. This method adds more to the structural capability of the
pavement than a surface seal. However, it performs much the same function as a surface seal, although it
can be expected to have a more lasting effect. When a thin overlay is placed on a paved road, it is
customary to use a tack coat to promote a bond between the old surface and the overlay. According to the
Asphalt Institute, the tack coat should be sprayed from a distributor, allowing adequate time for it to
become "tacky" before paving. Traffic should be kept off the tacked area before paving. They recommend
using an SS-1 or a CSS-1 asphalt emulsion diluted 50-50 with water, and applied at a rate of 0.05 to 0.15
gallons per square yard. Application of tack coat a higher rates should be avoided, as this can lead to
slippage of the overlay or "bleeding" and loss of skid resistance on the surface of the overlay.
Snow Removal - Snow and ice control are performed to improve safety and to expedite travel during the
winter months. Blading of snow is done to remove it from the roadway to prevent the buildup of ice.
Abrasives (sand, usually mixed with salt) are used to enhance trafficability during a storm or immediately
afterward when a thin layer of ice or snow remains on the road. Salt is used to lower the melting
temperature of the ice, and to diminish the bond of the ice on the road surface.
Shoulder Maintenance - activities may differ depending on whether the shoulder is paved or unpaved.
The objective is to keep the surface smooth so that moving vehicles can leave the main roadway safely,
and also to assure that water from the road will move across the shoulder and into the ditch or gutter.
It is particularly important to remove the accumulated winter maintenance abrasives from the shoulders
to prevent the retention of water near the edge of the pavement.
Blading - for aggregate roads and unpaved shoulders, blading removes potholes, corrugations, and other
surface defects, rendering the surface smoother and safer to travel on. Blading is usually preceded by
scarification to a depth slightly deeper than the deepest surface defects. Blading should be used to
establish a cross-slope of 4 to 6 percent (1/2 to 3/4 inch per foot) for good drainage and to reduce the
development of potholes in the aggregate surface.
Regraveling - the addition of aggregate materials to re-establish the crown and grade of the road.
This activity is commonly done at the same time as blading, but less frequently. The new aggregate
is needed periodically to make up for materials that have been lost due to traffic, water erosion, dusting,
and blading losses.
Dust Palliation - application of water, calcium chloride, sodium chloride (salt), lignin sulfonate, or other
non-toxic chemicals to bind the surface and prevent loss of dust. Dust loss leads to the gradual erosion of
the road surface, reducing its thickness and load supporting capability. Dust can make summertime travel
hazardous when traffic volumes are sufficient to require passing maneuvers. Sometimes the use of dust
palliatives will reduce the need for blading and regraveling to a sufficient degree as to be highly cost-
effective.
Roadside Maintenance
Cleaning - picking up litter and other roadside debris, principally for aesthetic reasons, but also to protect
the flow capacity of culverts and ditches.
Mowing - cutting grass and weeds. This is particularly important near driveways and intersections,
to provide a clear line of sight for traffic.
Brush Control - cutting woody shrubs to prevent encroachment onto the right-of-way. This is important
to provide adequate sight distance, particularly around the inside of curves, and at driveways and
intersections.
Guiderail Maintenance - replacement of damaged, ineffective guiderail. This may also involve use of
herbicides to retard the growth of weeds and shrubs in front of and immediately behind the guiderail.
Drainage - cleaning debris from the inlets and outlets around culverts, and cleaning ditches to maintain
flow capacity. When possible, ditches should be cleaned in the late spring of the year, so that vegetation
will be quickly re-established to protect against erosion. At other times, reseeding may be necessary for
erosion protection.
Slope Maintenance - remove landslide debris, cut and remove trees from fill slopes, protect against
erosion due to runoff from the road surface or ditches, seed slopes to retard erosion.
Bridges
Bridge Maintenance - cleaning of drainage scuppers, lubrication of pins and bearings, painting of beams
and railings, cleaning and patching of deck surface defects, removal of winter maintenance abrasive and
salt residues, protection of bridge abutments against scour and erosion, inspection of abutments, clearance
of the waterway to maintain flow capacity.
Signs
Sign Maintenance - clearance of shrubs and trees obstructing visibility, replacement of damaged signs,
verification that signs are used and placed in accordance with the National Manual on Uniform Traffic
Control Devices (MUTCD) combined with the NYS Supplement.
Section 11. Guidelines for Traffic Control on Rural Low Volume and Minimum Maintenance
Roads. This section lists guidelines for traffic control on rural low volume and minimum maintenance
roads. It describes methods of traffic control that are cost effective and promote safety.
The municipality is authorized in Section 1682 of the Vehicle and Traffic Law to decide conditions to
which drivers are to be alerted with traffic control devices. It is mandatory to provide signs indicating
weight restrictions, low clearances, dead-end roadways, railroad crossings and road closures. These are
specified elsewhere in Law. On low volume roads subject to normal maintenance activities, the decision
regarding the need for other signs should be based on the principle of positive guidance. In essence, this
principle suggests that hazard warnings be provided whenever a driver cannot anticipate a hazard in time
to react safely.
Features that are inconsistent with the general driving environment should be identified and analyzed for
the possible installation of signs. Identification can be made by driving over the road and noting if a
reduction in speed is necessary or if a surprising or unanticipated feature is encountered. Such things as
isolated curves or narrow bridges, especially those with limited sight distance, should be evaluated for a
"surprise" factor. Signs at every curve are generally not necessary on low volume roads as drivers are
cognizant of conditions. Signs should be restricted to those features that the town superintendent of
highways determines are inconsistent with the general highway environment and which cannot be
anticipated early enough for drivers to take appropriate defensive action. Records of all determinations
should be made and properly filed for future reference.
Design of road signs - The NYS Department of Transportation has designed signs for posting minimum
maintenance roads. Such signs notify and advise motorists that reduced levels of maintenance are in
effect. These signs are contained in the New York State Supplement.
Installation of signs - Minimum maintenance road signs shall be installed at each end of the minimum
maintenance section and immediately beyond intersections with other public roads. The maximum
distance between signs should not exceed two miles. Additional installation conditions are set forth in the
New York State Supplement. Posting of minimum maintenance road signs will not relieve the town of its
responsibility to post other legally-required signs such as railroad crossings, dead ends, bridge capacity,
low clearance and road closures.
References
New York State Department of Transportation (NYSDOT)
Plan Sales Unit, Bldg. 5, Rm 109
New York State Department of Transportation
50 Wolf Road
Albany, N.Y. 12232
Phone: 518-457-2124
Website: www.dot.state.ny.us
• Guidelines for Geometric Design of Very Low-Volume Local Roads, 2001 or latest.