Three Types of Grounded Theory
Three Types of Grounded Theory
Kailah Sebastian
University of Regina, Regina, Saskatchewan, Canada
sebastik@uregina.ca
Since its inception in 1967, the grounded theory methodology has developed into many perspectives, each
underpinned by different ontological and epistemological assumptions. This is shown primarily through the
work of Glaser and Strauss; Glaser; Strauss and Corbin; and Charmaz. Positivism versus interpretivism; prior
knowledge and experiences versus a clean slate; pre-established data coding categories versus building from
the ground up – each of these opposing assertions can be applied as a characteristic towards the three types or
perspectives of grounded theory. But which assertions go where? This paper will argue that, by clarifying these
perspectives and giving each its own separate label, grounded theory researchers will be able to more easily identify
and distinguish a chosen approach and its implications within research.
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and (3) constructivist grounded theory (CGT). 1 Corbin, and Kathy Charmaz) were included, which
While both GT and CGT can and have been eas- addressed critiques, advancements and clarifications
ily referenced – although it is not always done with towards the utility of the different types of grounded
regards to the former – IGT has yet to be labelled in theory. Supplementary literature, written by numer-
a way that distinguishes its unique capabilities.2 This ous researchers and academics, were also chosen and
paper suggests a consensus be reached on the unique included within this article for their attempts to: (1)
title and application of each type of grounded theory clarify grounded theory as a methodology; (2) compare
within current and future academic research and liter- two or more grounded theory perspectives; (3) have
ature. To do so would be doing a service to current detailed their application of a grounded theory within
and future grounded theory researchers. To learn, un- a research project.
derstand, and effectively apply any one of these will With the exception of the primary authors, 3 the
become easier as they would no longer be mixed under literature was collected from scholarly source search
one heading or methodological title. queries. The primary search queries were conducted in
The structure of this paper will lightly touch on the University of Regina’s main library database, with
the rift that initiated the emergence of new and dis- specifications set for peer-reviewed articles within the
tinct grounded theory perspective, along with their span of 1989-2019. The inclusion of these two criteria
primary authors. Next, a comparative analysis will allowed for the most recent research examinations and
take place regarding the unique nature of each type of discussions, held up and scrutinized by other leading
grounded theory approach and their most significant researchers and experts, to be analyzed and included in
methodological steps. It is during this examination that this discussion as supporting evidence. Primary word
clarification will occur for long-standing confusion and searches within these queries included (but were not
misinterpretation – such as philosophical influences limited to): grounded theory, classical grounded theory,
and the allowance of prior knowledge. Lastly, a discus- interpretive grounded theory, constructivist grounded
sion on the future use and implications of expressing theory, Glaser, Strauss, Corbin, and Charmaz. Articles
these types with their own title will occur as one last were vetted for their direct acknowledgement of any
attempt to argue their potential. Included here is a brief or all type(s) of grounded theory as well as their ref-
discussion on a variety of research fields which utilize erence list for whether it included any or all original
one or more of these perspectives (such as nursing, author(s). For example, articles were omitted if, at the
environmental studies, education and science research) bare minimum, they did not state grounded theory as
to convey their expanding use and connection to many their methodology or if they did not include any of the
research areas. original authors in their reference list. 4
Lastly, as a secondary exploration, each original
Methods text and supplementary articles’ reference list was ex-
In addition to reviewing the primary texts (Basics of amined; this process allowed for the discovery of sec-
Qualitative Research, Constructing Grounded Theory, and ondary sources (also checked for their peer-reviewed
The Discovery of Grounded Theory), articles written by the journal status) vital to the overall discussion presented
leading authors (Barney Glaser, Anselm Strauss, Juliet here. In total, four primary texts (this includes two sep-
1 Farragher and Coogan (2018, p. 5) refer to a fourth type of grounded theory as "Feminist Grounded Theory." However, throughout my
research and numerous examined peer-reviewed sources, there was no other reference or discussion on this fourth type. Therefore, it has been
omitted from this examination on the leading types of this methodology.
2 Insufficient examples include: "Straussian grounded theory" (Farragher & Coogan, 2018, p. 5; Howard-Payne, 2016, p. 51; Kenny & Fourie,
2014, p. 1); "the constructivist approach to GT" or "this GT" (referring to CGT; Kean et al., 2016, p. 3113, 3115); "Glaser and Strauss’s original
version and Strauss and Juliet Corbin’s proceduralised [sic] version" (referring to GT and IGT respectively; Lian, 2016, p. 88) "Glaserian. . .
grounded theory" (Howard-Payne, 2016, p. 51). Furthermore, Taber (2000) and Vanderlinden et al. (2018) only refer to "grounded theory" as
their methodology and do not specify which type has influenced their work.
3 Hard-copies of the original texts were provided by a methodology research professor at the University of Regina.
4 This occurred a handful of times as there were researchers who expressed a desire to base their conclusion on a "theory grounded in the
data". Some search queries picked up on the phrase and include the article for its similarity. In other search queries, specifically those which
included the original authors’ names, these types of articles would be included as they were lightly influenced by this premise and, rightfully
so, added the source(s) to their reference list. These however were vetted and subsequently omitted as they did not entirely acknowledge or
apply in full any type of grounded theory.
5 Both the third edition from 2008 and the fourth edition from 2015 were included as Juliet Corbin included invaluable insights and
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Journal for Social Thought 3(1) • July 2019
arate editions5 of Basics of Qualitative Research), seven tandem with theoretical sampling as a means of guid-
articles and one book as added material by the original ing the direction of further data sampling” (p. 34). This
authors, and twenty-four supplementary articles were method allows for primary data to emerge – or, in the
included in this research analysis. case of CGT, to be constructed – as patterns that lead
to substantiated theoretical understandings.
Division of the Methodology This said, there are still several distinct alterations
that have occurred within the conceptual tenants of any
A professional difference of opinion between Glaser
grounded theory research (see Figure 1). The following
and Strauss may have been inevitable as the former was
discussion will provide succinct overviews of the cen-
educated by the positivist paradigm whereas the latter
tral tenets (philosophical influence, prior knowledge
openly aligned himself with interpretivism. Following
and experience, as well as data coding and analysis)
the division between the original authors, they would
and how they are diversely interpreted within GT, IGT,
come to elaborate on their original work in separate,
and CGT.
opposing, ways. Picking up where Strauss departed,
Glaser continued writing on classical grounded theory
(GT) and proclaimed that his interests were formalized Findings
prior to his partnership with Strauss (Charmaz, 2014;
Holton & Walsh, 2017). Glaser went on to further clar-
Philosophical Influence
ify his position and teach those willing to learn about Many GT researchers assert Glaser follows a posi-
GT through many journal articles, presentations and tivist ontological approach, influenced in part by his
books (Glaser, 1992; Glaser, 1999; Walsh et al., 2015). time at Columbia University when positivism was at
In the 1990s, Strauss began to work alongside Juliet its height of study (Bruscaglioni, 2016; Charmaz, 2014).
Corbin, applying a more interpretivist approach to the However, it is also argued, Glaser may not adhere pub-
methodology, to address previous concerns of rigid licly to any philosophical or ontological perspective
structure and clarity in its flexible nature. Strauss and (Bottcher Berthelsen, Lindhardt, & Frederiksen, 2017;
Corbin continued to work alongside each other un- Holton & Walsh, 2017). Bottcher Berthelsen et al. (2017)
til Strauss’ passing in 1996, constantly improving and suggest Glaser emphasized GT as "free from ties to
clarifying interpretive grounded theory (IGT). Strauss any theory of science and [tried to avoid] philosophi-
(posthumous) and Corbin’s most recent 4th edition of cal conceptions of what is ’truth’" (p. 414). Therefore,
Basics of Qualitative Research (2015) includes a reflection GT should remain as a purely inductive and flexible
on how far IGT has come as well as conveying antici- methodology (Glaser, 2013).
pation for how new grounded theorists may use IGT Strauss and Corbin have previously identified inter-
in the future. pretivism as their ontological influence for IGT (Strauss
Following an influence by the original authors, & Corbin, 1994). In this paradigm, emphasis is placed
Kathy Charmaz, a student of both Glaser and Strauss, on individual perspectives as they contain valuable
began applying a more modernized and constructivist data for the development of a theoretical understand-
approach towards grounded theory. This modernized ing (Strauss & Corbin, 1994). IGT researchers acknowl-
approach includes acknowledging the "interaction be- edge theories can be subject to various interpretations
tween the ’viewer’ (researcher) and the ‘viewed’ (sub- as well as limited in two ways: (1) "they are always
ject of the research)" (Farragher & Coogan, 2018, p. provisional," such that others may elaborate or refute
5; Lian, 2016; Martin & Barnard, 2013). This said, the theory’s claims; and (2) "theories are limited in
Charmaz’s constructivist grounded theory (CGT) does time," such that they are influenced by a particular era
remain true to some of the key tenets of the origi- or society (Strauss & Corbin, 1994, p. 279). Therefore,
nal grounded theory articulated by Glaser and Strauss Strauss and Corbin have encouraged and applauded
(1967), particularly interpretive understanding and iter- researchers for their continued adaptation of IGT. One
ative logic (Charmaz, 2014). such adaptation is the argument of IGT allowing for an
Throughout many changes and interpretations be- abductive reasoning influence rather than being purely
tween GT, IGT and CGT, the constant comparative inductive (Bruscaglioni, 2015; Strauss & Corbin, 1990).
method has remained one of the original and most Charmaz (2017a; 2017b) proclaims CGT has a prag-
important criteria. As discussed by Holton and Walsh matist ontology with a relativist epistemology. Fur-
(2017), “[the] constant comparative analysis is a strat- ther, CGT’s approach includes the notion of many con-
egy for directing the collection and analysis of data in structed realities, such as "situating [the] research in
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the historical, social, and situation conditions of its or areas to examine can be used "as tentative tools,
production" (Charmaz, 2014; Charmaz, 2017a, p. 299; rather than definitive concepts. . . they open up inquiry
Kean, Salisbury, Rattray, Walsh, Huby & Ramsay, 2016). rather than shutting it down" (p. 31). Therefore, these
These realities can also include how a researcher’s sta- ideas or areas of inquiry can allow for development to
tus (i.e., their "background, values and actions, [and] occur in the initial stages of a study.
situation") should not be thrown aside (Charmaz, 2017a
p. 299; Lian, 2016). For example, as per Farragher and Data Coding and Analysis
Coogan (2018), a researcher’s connection and ability
to "understand the meanings that the research par- GT’s coding of data focuses on two flexible steps:
ticipants made of their experiences. . . [may lead to] (1) substantive coding, and (2) theoretic coding (Br-
generating theories that may have usefulness when uscaglioni, 2016; Holton & Walsh, 2017). Essentially,
transferred across contexts related to the area of inter- substantive coding occurs throughout the initial analy-
est" (p. 6). Therefore, the researcher’s status should be sis of emerging data; it is tied to the premise of allowing
acknowledged, applied appropriately (only when nec- all data to be included in the coding process of cate-
essary and not to a point where it steers the research), gories. GT warns there may be too many descriptive
and addressed within the research they conduct (Char- codes available to apply towards potential categories
maz, 2014). that may distract from the emerging theory. There-
fore, Glaser suggests researchers should not waste too
Prior Knowledge and Experience much of their time on the descriptive codes, but rather
focus on saturation to guide their research towards
GT suggests the inclusion of a researcher’s influ- the core category (Glaser, 2016). Saturation should oc-
ence, knowledge, or experience would add a significant cur through the constant comparative method as data
bias towards the data and negatively impact the over- are being compared against one another and certain
all quality of the study. Categories and concluding incidents or themes continually appear.
theories should emerge from the data, rather than be- The emphasis of a core category within GT includes
ing assumed or prescribed based on preexisting ideas denoting the main phenomenon connecting all other
(Glaser & Strauss, 1967; Holton & Walsh, 2017). There- categories together. Following the discovery of the core
fore, the researcher must remain a neutral observer category, the researcher will begin to make theoretical
whose main priority is to report on naturally occurring hypotheses regarding its relationship with the remain-
and emerging data. This said, GT acknowledges that ing categories. This theoretic coding stage additionally
prior knowledge can be useful, but only when attempt- includes "coding families" that are available to assist
ing to apply a formulated substantive theory towards with the process (Bruscaglioni, 2016, p. 2014). Glaser
a more meta (formal) theory. refers to these "coding families" as theoretic codes (or
IGT, however, recognizes that a researcher cannot TC’s) and describes them as abstractions which are
be fully blind or ignorant to prior literature on their used in merging categories together and towards the
area of study (Holton & Walsh, 2017; Strauss & Corbin, final goal of a substantive theory (Glaser, 2013).
1990). Strauss and Corbin suggest researchers become IGT, emphasizing a more structured approach, has
aware of and acknowledge such influences so that they three main steps to the data coding and analysis pro-
do not negatively impact or steer their research focus, cess: (1) open-coding, (2) axial-coding, and (3) selective-
data collection or categorization. Such information can coding (Bruscaglioni, 2016; Strauss & Corbin, 1990).
be used to strengthen the overall resolve and quality Strauss and Corbin (1990) suggest beginning open-
of the research, creation of data categories and, finally, coding by breaking down and questioning a particular
theoretical assumptions. observation, event or piece of information. Throughout
CGT, being aligned with IGT’s principles but with this process many concepts may be created, eventu-
GT’s concerns, concedes that previous knowledge can ally grouped together around commonalities, which
strengthen a research project, provided that it does not will then influence the development or discovery of
define the project (Charmaz, 2014; Farragher & Coogan, significant subcategories. The next step, axial-coding,
2018; Rand, 2013). Additionally, CGT researchers are to connects the subcategories and rebuilds the concepts
carefully navigate and control their perspectives rather within them into larger and more focused categories. It
than attempt to erase or forget their knowledge or ex- is through these more focused categories that selective-
periences. Charmaz (2014) suggests preconceived ideas coding will begin and the researcher will select a core
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category as their primary focus. The use of a core cate- sumptions are tested against the remaining data and
gory dates to grounded theory as a unified methodol- the researcher’s own influence can be included. CGT
ogy and therefore is also significant for the IGT coding refers to this as focused coding, in which the researcher
process (Glaser & Strauss, 1967). Through the selective actively chooses which codes are most significant to
coding process, by which a core category emerges, the- carry on with towards theoretical conceptualization
oretical conceptualization can begin, and the researcher (Charmaz, 2014; Lian, 2016). These chosen codes will
can attempt to verify any assumptions that they may have specific analytical strength behind them and can
have (Strauss & Corbin, 1990). Whether their assump- provide insights that can be seen nowhere else in the
tions are proven or disproven, they will have newly data.
acquired information that will aid in a concluding the-
ory on their research topic. Practical Application
Continuing the constant comparative method, orig-
Researchers who utilize GT, IGT, and CGT come
inally introduced by Glaser and Strauss (1967), IGT
from many focused backgrounds, such as nursing and
specifies that the researcher should move between the
health (Glaser, 1999; Farragher & Coogan, 2018; Kean
open-coding and axial-coding processes many times
et al., 2016; Li, Turale, Stone & Petrini, 2015; Mc-
before moving onto selective-coding (Strauss & Corbin,
Callin, 2011), socio-ecological studies (Apostolopoulou,
1990). This interplay between steps allows for strong
Drakou, Santoro & Pantis, 2012; Endl, 2017; Eriksson &
statements or concepts to emerge as well as allowing
Emmelin, 2013; Faehnle, Backlund, Tyrvainen, Niemela
the researcher to verify the quality or overall impor-
& Yli-Pelkonen, 2014; Hansson, Pedersen & Weisner,
tance of a potentially significant core category.
2012; Wuelser & Pohl, 2016; Vanderlinden et al., 2017),
CGT has two main phases towards coding and anal- education and learning (Rand, 2013; Smith-Sebasto
ysis: (1) naming all pieces of data from the interview, & Walker, 2010; Taber, 2010), digital archival (Lian,
document, or however else researcher collects data; 2016), and gender diversity in the workplace (Martin
and (2) taking the most used codes and organizing the & Barnard, 2013). They choose grounded theory based
remaining data around them (Charmaz, 2014). The on several factors, the most important of which is to
first phase allows for the possibility of many potential discover a theory rooted in the data. But with three
theory directions and is accomplished through several leading perspectives incorrectly labelled, it has proven
possible coding styles, such as word-by-word, line-by- difficult for researchers to acknowledge or confirm
line and incident-by-incident (Charmaz, 2014; Martin which type has influenced a study and whether or not
& Barnard, 2013). This is a step away from IGT and GT it was correctly applied (Holton & Walsh, 2017).
as they are skeptical of too many codes or descriptions.
Unfortunately, due to the contentious and confusing
However, CGT does include the constant comparative
nature of the blanket title "grounded theory" there are
method, as Charmaz suggests including note-taking
instances (Endl, 2017; Norton et al., 2013; Smith-Sebasto
or memos as part of the cyclical process to help con-
& Walker, 2010; Taber, 2010) wherein researchers have
struct the primary categories (Charmaz, 2014; Martin
co-applied techniques from two or more types. Due
& Barnard, 2013). This process allows the researcher to
to this oversight, and the "picking-and-choosing" of
code data as actions rather than participant characteris-
distinct characteristics, there may be considerable flaws
tics to allow for the analysis and categories to become
within a research analysis that has not effectively ap-
much stronger. Unlike the use of a "core category",
plied either GT, IGT, or CGT as a singular methodology.
Charmaz suggests that more than one central cate-
For example: a researcher stating an influence of GT to-
gory or theme is allowed (Berthelsen et al., 2016). Al-
wards their study but allowing for an influence of prior
though these categories are to be constructed from the
knowledge (associated with IGT and/or CGT) and
data rather than being influenced by pre-conceived no-
more than one core category (associated with CGT).
tions, Charmaz argues that escaping prior knowledge
is nearly impossible and thus cautions CGT researchers
to keep an open mind and be flexible (Charmaz, 2014). Discussion
CGT takes coding one step further by reiterating the
interactive practice that allows for the understanding With distinguishable methodological titles, re-
of "participants’ views and actions from their perspec- searchers can begin to clearly understand what sep-
tives" (Charmaz, 2014, p. 115). It is within the second arates the distinct types of grounded theory and more
phase where the previously constructed theoretical as- easily debate which may be more suited towards a
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of grounded theory they are influenced by and, by Glaser, B., & Strauss, A. (1965). Awareness of dying,
extension, what type of philosophical interpretation, Chicago: Aldine de Gruyter.
inclusion of outside information and methods of data Glaser, B., & Strauss, A. (1967). The discovery of grounded
collection and analysis have occurred. theory: Strategies for qualitative research, Hawthorne,
NY: Aldine de Gruyter.
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