The Historical Development of Probation
The Historical Development of Probation
The historical
Development of Probation
Description:
This lesson will introduce the students the following:
In English common law, prior to the advent of democratic rule, the courts could
temporarily suspend the execution of a sentence to allow a criminal defendant to
appeal to the monarch for a pardon. Probation first developed in the United States
when John Augustus, a Boston cobbler, persuaded a judge in the Boston police court
in 1841 to give him custody of a convicted offender, a "drunkard," for a brief period
and then helped the man to appear rehabilitated by the time of sentencing.
Even earlier, the practice of suspending a sentence was used as
early as 1830 in Boston, Massachusetts, and became widespread in
U.S. courts, although there was no statutory provision for such a
practice.
By 1951, all the states in the United States of America had a working probation
system and ratified the Interstate Compact Agreement. In 1959, the new states of
Alaska and Hawaii, the Commonwealth of Puerto Rico, and the territories of the
Virgin Islands, Guam, and American Samoa ratified the act as well.
Historical Development of Probation
A. Historical Development of Probation in England
As guardian they are kind enough to take charge of the young convict. In the
belief that there is better hope for reformation under such guardians than in
prison.
At unexpected period, confidential officers visits the guardians, make inquiries
and register facts. He was thus informed and records were kept.
B. Historical Development of Probation in United States
The first state to enact a real probation law in United States is Massachusetts.
The first practical demonstration of probation, first use of the term as court
service, and the enactment of the first probation law occurred in
Massachusetts.
The second state to enact a real probation law. The Vermont like
Missouri and unlike Massachusetts provided for probation only
after suspension of the execution of sentence. The bills in both
states were supported by the state correctional agencies. Many
features of the Massachusetts law were incorporated, with
several innovations since followed elsewhere. Vermont was the
first to adopt a county plan.
The third state to enact a real probation law is Rhode Island. A complete state
administered probation system appeared first in Rhode Island. The Act of 1899
empowered the board of state charities and corrections to appoint a state
probation officer and additional probation officers, “one of whom at least shall
be a women,” to serve all courts in the state. The Act followed Massachusetts in
permitting the use of probation before the imposition of sentence and even
without conviction but the limitation of probation to less serious offenses was
an unfortunate departure from the laws of Massachusetts and Vermont.
John Augustus
Who is John Augustus?
John Augustus was born in 1785 at Woburn Massachusetts
and moved to Lexington Green and became a Cordwainer
or Bootmaker. He prospered and acquired large track of
land apart conveyed to Lexington Academy to erect a
school, which he became a trustee. In 1827 he moved to
Boston and set up a shop at Franklin Avenue near the
Courthouse. He began to visit courthouse because of his
membership with the Washington Total Abstinence Society,
formed in Boston in 1841 to promote temperance and to
reclaim drunkards. During the first year, he took only men
charge with drunkenness. Then men and women charge
with other offense and then children/ number of cases
increases each year
Method of Augustus
1. Provide bail for temporary suspension of punishment of sentence.
2. Then he sought counsel and assists his charges in finding homes, securing
employment and adjusting family difficulties.
3. At the end of probation he brought offender back to court-if no further
charges are found-judge imposes a nominal fine with cost if man is poor,
Augustus advance fine as a loan.
Augustus Experiment
- August 1841- Rugged drunk man
- 3 weeks -The drunkard was brought back to court where the judge cannot
recognize him. Imposes a fine of $ 3.76.
- Augustus died on June 21, 1859. And out of 2000 person whom he extended his
help, only 10 were ungrateful. And out of 1100 cases, only one case was
forfeited.
- Massachusetts became the 1st country to enact a probation law on April 21,
1878
Who is Gov. Alexander H. Rice?
ACT No. 4221 – This act created the Probation Ofiice under the
Department of Justice (DOJ) headed by the chief probation officer
appointed by the American Governor -General with the advice and
consent of the United State.
The act also granted probation to first -time offenders 18 years of age and
above and convicted of a certain crime.
However the law stayed in the statue for only two years . The act
subsequently declared unconstitutional by the Supreme Court on November
16, 1937 in the People of the Philippines vs. Vera.
Nota Bene:
Section 11 of Act No. 4221, the fatal provision of the act provided that “This act
shall apply only to those provinces in which the respective provincial
boardshave provided for the salary of probation officer at rates not lower
than those now provided for provincial fiscals."
The declaration of unconstitutionality of the probation Act of 1935 created a gap
in the criminal justice system in the Philippines. The Criminal Justice System is the
machinery which the society uses in the prevention and control of crimes. It
components is the police , the courts , the penal institutions the probation and the
parole systems the components are highly dependent upon one another. THE
FAILURE OF ONE CAN DESTROY THE EFFECTIVENESS OF ALL OTHER
WITHIN THE SYSTEM.
1.To give emphasis on the prevention and control of high fear and economic
crimes by implementing a number of priorities of actions.
The Presidential Decree No. 968 established a probation system less costly
alternative to the imprisonment of the offender who are likely to respod to
individualized, community Based treatment program is the second legislation
that enforces a probation system in the country.
On Nov. 13 1974 , the Inter Disciplinary Committee on Crime Prevention (IDCCP)
was created to formulate a national crime prevention programs for the country.
(IDCCP)
The delegation's official report served as the turning point for
the IDCCP of the commission to formulate for a national crime
prevention program.
Inter-Disciplinary Committee on Crime Prevention
(IDCCP)
(IDCCP)
(IDCCP)
Dr. Torsten Erickson, former United Nations Inter-Regional Adviser on
Crime Prevention Justice and Dr. A. Lamonth Smith, director for research
Program Planning and Elicit comments on the adoption of adult probation
system in the country. A survey was made to elicit comments on the
adoption of the adult probation system in the country. Favorable resulted
showed 87.1% in favor of the adoption, 7.1% apprehensive and 5.8% non-
committal. Thereafter. The draft was sent to the secretary of the
Department of the National Defense, secretary of the department of the
Justice and to the supreme court for review and endorsement of the
president.
Inter-Disciplinary Committee on Crime Prevention
(IDCCP)
FACTS:
FACTS:
CFI of Manila referred the application for probation of the Insular Probation
Office which recommended denial of the same. Later, 7th branch of CFI Manila
set the petition for hearing. The Fiscal filed an opposition to the granting of
probation to Cu Unjieng, alleging, among other things, that Act No. 4221,
assuming that it has not been repealed by section 2 of Article XV of the
Constitution, is nevertheless violative of section 1, subsection (1), Article III of the
Constitution guaranteeing equal protection of the laws. The private prosecution
also filed a supplementary opposition, elaborating on the alleged
unconstitutionality on Act No. 4221, as an undue delegation of legislative power
to the provincial boards of several provinces (sec. 1, Art. VI, Constitution).
B. Case Analysis: People Vs. Vera
Issue:
1.Whether or not the Act No. 4221 encroaches upon the pardoning power of
executive.
2.Whether or not the Act No. 4221 constitute on undue delegation of
legislative power.
3.Whether or not the Act No. 4221 denies the equal protection of the law.
B. Case Analysis: People Vs. Vera
Ruling:
1. No. There is no encroaches upon the pardoning power of executive. act does not encroached in
any upon the powers of the executive as they have understood and practiced from the earliest
time;
The Court held that the Probation Act did not, by the force of any of its provinces, fix and impose
upon the provincial boards any standard or guide in the exercise of their discretionary power. What
was granted was a "roving commission" which enabled the provincial boards to exercise arbitrary
discretion. By Section 11 of the Act, the legislature did seemingly on its own authority extend the
benefits of the Act to the provinces but in reality left the entire matter for the various provincial
boards to determine for themselves whether the Probation Law should apply to their provinces or
not at all. The applicability and application of the Act was entirely placed in the hands of the
provincial boards. If a provincial board did not wish to have the Act applied in its province, all it
had to do was to decline to appropriate the needed amount for the salary of a probation officer
without even stating the reason therefore.
B. Case Analysis: People Vs. Vera
Ruling:
The plain language of Section 11 was not susceptible of any other interpretation. This was a virtual
surrender of legislative power to the provincial boards.
SC conclude that section 11 of Act No. 4221 constitutes an improper and unlawful delegation of
legislative authority to the provincial boards and is, for this reason, unconstitutional and void.
The challenged section of Act No. 4221 in section 11 which reads as follows: "This Act shall apply
only in those provinces in which the respective provincial boards have provided for the salary of a
probation officer at rates not lower than those now provided for provincial fiscals. Said probation
officer shall be appointed by the Secretary of Justice and shall be subject to the direction of the
Probation Office."
B. Case Analysis: People Vs. Vera
Ruling:
The provincial boards of the various provinces are to determine for themselves, whether the
Probation Law shall apply to their provinces or not at all. The applicability and application of the
Probation Act are entirely placed in the hands of the provincial boards. If the provincial board does
not wish to have the Act applied in its province, all that it has to do is to decline to appropriate the
needed amount for the salary of a probation officer.
The clear policy of the law, as may be gleaned from a careful examination of the whole context, is
to make the application of the system dependent entirely upon the affirmative action of the
different provincial boards through appropriation of the salaries for probation officers at rates not
lower than those provided for provincial fiscals. Without such action on the part of the various
boards, no probation officers would be appointed by the Secretary of Justice to act in the
provinces.
B. Case Analysis: People Vs. Vera
Ruling:
The Philippines is divided or subdivided into provinces and it needs no argument to show that if
not one of the provinces — and this is the actual situation now — appropriate the necessary fund
for the salary of a probation officer, probation under Act No. 4221 would be illusory. There can be
no probation without a probation officer. Neither can there be a probation officer without the
probation system.
The act was surrender of legislative power to the provincial board for its application was left to
their determination in providing for the salary appropriation , although there are no provision that
fix and impose any standards to guide in the exercise of provincial board’s discretionary power;
B. Case Analysis: People Vs. Vera
Ruling:
That the unwarranted delegation of Power under section11 of Act No. 4221
created a situation for discrimination and inequality to exits as one province
may appropriate then necessary funds for the salary of a probation officer
while another may refuse or fail to do so;
Hence it contravened the equal protection of the law clause for those persons
who may enjoy the benefits of Probation.
B. Case Analysis: People Vs. Vera
In more precise language, the high court assailed that it bluntly called a “roving
commission” that enable provincial boards to exercise arbitrary discretion so that
if a provincial board did not wish to have the Act applied in its provincial, all that
it had to do was to decline to appropriate the needed amount for the salary of
probation officer, which construed as a virtual surrender of Legislative power to
the provincial boards.
It was considered class legislation. Under this law probation existed only in cities
and municipalities, which were given appropriation for, said purpose by
legislature.
Arjay Acorda
Basic Difference between P.D 968 and the Probation Act of 1935
The Presidential Decree No. 968
4221)
As to Applicability of the
probation law
probation law
The law expressly provides that "The The Probation Law divests the provincial
Provincial or City Probation Officer shall boards of the power to determine whether
receive an annual salary of at least or not salary of a probation officer in their
eighteen thousand four hundred pesos.” respective provinces would be
appropriated.
As to the condition of
probation
It provides that "in all other cases, It provides that the period of probation
the probation period shall not exceed of a probationer found guilty of "any
6 years. (Section 14) other offense" did not exceed twice the
maximum time of imprisonment to which
The new law, therefore, provides for a he might be sentenced. (Section 7)
definite and shorter probation period.
As to the appealability of the order
The Law provides that an order Nowhere in the old Probation Law can
granting or denying probation shall there be found a provision to this
not be appealable. (Section 4) effect.
As to the offenses not
covered
covered
Presidential
Decree No. Section 2 Section 7
1257 xxx xxx
The court shall resolve the The court shall resolve the petition
application for probation not later for probation not later than five
than fifteen days after receipts of days after receipt of said report.
said report."
Presidential
Section 4
Decree No. xxx
Section 33.
1257 That the application of its That, the application of its
substantive substantive provisions concerning
provisions concerning the grant the grant of probation shall only
of probation shall only take take effect twelve months.
effect on January 3, 1978."
V. The Probation Law and its Amendment
PRESIDENTIAL DECREE
AMENDMENTS NO. 968
Batas The probation system shall not The probation system shall not be
Pambansa be extended to a convicted extended to a convicted offenders
offenders sentenced to serve a
Blg. 76 maximum term of imprisonment
sentenced to serve a maximum
term of imprisonment of more than
of more than six (6) years and six (6) years.
one (1) day.
N.B. The probational period is
N.B. The probational period is six (6) years and below.
extended to six (6) years and
one (1) day and below
V. The Probation Law and its Amendment
PRESIDENTIAL DECREE
AMENDMENTS NO. 968
xxx
Batas Any person sentenced to
maximum penalty of six years
Pambansa and one day on January 3, 1978
Blg. 76 and thereafter may be placed on
probation upon his application
NONE
therefore with the court of
origin. However, such person
serving sentence shall remain in
jail pending the approval of his
application.
XXX
V. The Probation Law and its Amendment
PRESIDENTIAL DECREE
AMENDMENTS NO. 968