CH 03
CH 03
ISSUES TO ADDRESS...
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Introduction
• The structure of a material usually relates to
the arrangement of its internal component.
– Levels: subatomic (chapter 2), atomic (chapter 3),
microscopic, macroscopic.
• Some of the properties of materials are
directly related to their degree of crystallinity
and crystal structure.
– Significant property differences exist between
crystalline and noncrystalline materials having the
same composition.
Fundamental Concepts
Solid materials can be classified, according to the
regularity with which atoms or ions are arranged
with respect to each other, into two categories:
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Fundamental Concepts
2. Noncrystalline materials (amorphous,
supercooled liquids): no long-range of atomic
order. Atoms have no periodic packing.
• occurs for:
➢complex structures
➢rapid cooling
An amorphous solid
Fundamental Concepts:
Crystalline materials
• When a crystalline materials solidify from the
molten state, the atoms or molecules
arrange themselves into orderly 3D periodic
configurations called crystals (grains). Within
each crystal, atoms are positioned in a
repetitive 3D pattern, in which each atom is
bonded to its nearest-neighbor atoms.
• The manner in which atoms, ions, or molecules are
spatially arranged is called the crystal structure.
• In thinking about crystals, it is sometimes convenient to
ignore actual atoms, ions, or molecules and focus on the
geometry of periodic arrays of points; a lattice: 3D array of
points (coinciding with atom positions) each of which has
identical surroundings.
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A reduced-sphere FCC
unit cell representation
Unit Cell
• The atomic order in crystalline solids
indicates small groups of atoms form a
repetitive pattern. Thus, in describing crystal
structures, it is often convenient to subdivide
the structure into unit cells
• The smallest repetitive volume which
contains the complete lattice pattern in a
crystal structure is the unit cell.
• Unit cells for most crystal structures are
a hard sphere FCC unit
parallelepipeds or prisms, having three sets cell representation
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Crystal Systems
▪ Since there are many different possible crystal
structures; it is sometimes convenient to classify them
according to unit cell configurations (geometry) and/or
atomic arrangements.
▪ One scheme is based on the unit cell geometry (the
shape of the appropriate unit cell parallelepiped without
regard to the atomic positions in the cell):
➢x,y,z coordinate system- origin at a corner, axes
on edges
➢The unit cell geometry is completely defined in
terms the lengths of the edges of a unit cell and
the angles between them: six lattice
parameters (lattice constants): a,b,c, ,, .
➢On this basis, there are 7 possible
combinations of parameters, each represents a
crystal system /14 Bravais lattices
S: Simple/ primitive
BC: Body Centered
FC: Face Centered
BaseC: Base Centered
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Definitions
• Crystalline: The state of a solid material characterized by a
periodic or repeating 3D array of atoms, ions, or molecules.
• Crystal: a homogeneous solid whose constituent atoms,
molecules, or ions are arranged in an regularly ordered,
repeating 3D pattern that exists over large atomic distances.
• Crystal structure: For crystalline materials, the manner in which
atoms or ions are arrayed in space. It is defined in terms of the
unit cell geometry and the atom positions within the unit cell.
• Crystal system: A scheme by which crystal structures are
classified according to unit cell geometry. This geometry is
specified in terms of the relationships between edge lengths and
interaxial angles. There are seven different crystal systems.
• Unit cell: The basic structural unit of a crystal structure. It is
generally defined in terms of atom (or ion) positions within a
parallelepiped volume.
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Crystallographic Points,
Directions, and Planes
• It is often necessary to specify a particular point
within a unit cell, a crystallographic direction, or
some crystallographic plane of atoms.
• Labeling conventions have been established in
which three numbers or indices are used to
designate point locations, directions, and planes.
• Generalized coordinates.
• The basis for determining index values is the unit
cell, with a right-handed coordinate system
consisting of three (x, y, and z) axes situated at one
of the corners and coinciding with the unit cell edges.
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Crystallographic Directions
z A vector between two points, 3 indices:
Algorithm
1. Vector repositioned (if necessary) to pass
through origin (or move origin to tail of vector ).
½ 2. Read off vector projections on 3 axes in terms of
y unit cell dimensions a, b, and c
3. Adjust /reduce to smallest integer values (clear
x fractions)
4. Enclose in square brackets, no commas: [uvw]
-1, 1, 1 => [ 111 ] where bar over index represents a negative index
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Example
(a) Determine the indices for the direction shown in the
accompanying figure. (b) Draw the [100], [110], and [111]
directions
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Crystallographic Directions
• For some crystal structures, several nonparallel directions
with different indices are crystallographically equivalent:
➢ Equivalent directions are related by symmetry (lattice)
➢ The spacing of atoms along each direction is the same
(crystal)
➢ Equivalent directions have identical linear densities.
• Families of directions <uvw> angle brackets
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A
B
C
D
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Crystallographic Planes
▪A plane is indicated by
lines representing its
intersections with the
planes that constitute the
faces of the unit cell or
their extensions.
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Crystallographic Planes
• Miller Indices: Reciprocals of the (three) axial
intercepts for a plane, cleared of fractions.
• Algorithm
1. If plane passes through origin, construct another parallel
plane by appropriate translation (or move origin).
2. Read off intercepts of plane with axes in terms of a, b, c
lattice parameters (a plane that parallels an axis is
considered to have an infinite intercept)
3. Take reciprocals of intercepts
4. Clear fractions to smallest integer values
5. Enclose in parentheses, no commas, (hkl)
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Crystallographic Planes
example x y z z
a b c
1. Intercepts 1 1 c
2. Reciprocals 1/1 1/1 1/
1 1 0
3. Reduction 1 1 0 y
a b
4. Miller Indices (110)
x
z
example a b c
1. Intercepts 1/2 c
2. Reciprocals 1/½ 1/ 1/
2 0 0
3. Reduction 2 0 0
y
4. Miller Indices (200) a b
x
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Crystallographic Planes
x y z z
a b c
example c
1. Intercepts 1/2 1 3/4 • 3/4
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Crystallographic Planes
Example: Determine the Miller indices for the
plane shown in the accompanying sketch.
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Crystallographic Planes
Example: Construct a (011) plane within a cubic
unit cell.
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Crystallographic Planes
• An intercept on the negative side of the origin
is indicated by a bar or minus sign positioned
over the appropriate index.
• Reversing the directions of all indices
specifies another parallel plane, on the
opposite side of and equidistant from, the
origin.
• One interesting and unique characteristic of cubic crystals
is that planes and directions having the same indices are
perpendicular to one another, [123] (123) ; [001] (001)
• The distance between parallel planes of atoms,
interplanar spacing: (dhkl) for a cubic unit cell is given by:
• h, k, and l: Miller indices
a : lattice parameter (unit cell edge length)
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Crystallographic Planes
• For some crystal structures, several nonparallel planes with
different indices are crystallographically equivalent:
➢Equivalent planes are related by symmetry (lattice)
➢The interplanar spacing of equivalent planes is the same
➢Equivalent planes have identical planar densities (same
atomic packing) (crystal)
• Family of Planes {hkl} braces
Ex (123), (132)
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(322) (403)
(202) (112)
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vs.
a
R=0.5a
close-packed directions
contains 8 corners x 1/8 =
1 atom/unit cell
• Coordination # = 6
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SC Stacking Sequence
A sites A
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• Coordination # = 8
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2a
R Close-packed directions:
a length = 4R = 3 a
atoms volume
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unit cell 2 p ( 3a/4) 3
3 atom
APF =
volume
a3
unit cell
• APF for a body-centered cubic structure = 0.68
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A
B
A sites
B sites
A sites
B sites
Note: close-packed planes of atoms A sites
(planes having a maximum atom or
sphere-packing density)
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• Coordination # = 12
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A
• FCC Unit Cell B
C
These close-
packed planes are
of the (111) type
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These close-packed
planes for HCP are
(0001)-type planes
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Polymorphism
• Polymorphism: Two or more distinct crystal structures
for the same material (allotropy – for elemental solids)
• The prevailing crystal structure depends on both the
temperature and the external pressure.
Carbon
Pure iron (Fe)
liquid
extremely high pressures ambient conditions
1538ºC
Titanium (Ti) BCC -Fe
liquid 1394ºC
1670ºC FCC -Fe
BCC -Ti 912ºC
882ºC BCC -Fe
HCP -Ti
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•Periodicity in solids
Single crystal
Polycrystalline: Amorphous:
“monocrystalline”:
periodicity across no periodicity
periodicity across
each grain
the whole volume
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1Anisotropy, directionality of properties, is associated with the variance of atomic or ionic spacing with crystallographic
direction
2properties are not directional, measured property is some average of the directional values
3grains have a preferential crystallographic orientation- most of the grains have a specific crystallographic direction
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Theoretical Density, r
A knowledge of the crystal structure of a metallic solid
permits computation of its theoretical density through the
relationship
Mass of Atoms in Unit Cell
Density = r =
Total Volume of Unit Cell
nA
r =
VC NA
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• Ex: Cr (BCC)
A = 52.00 g/mol
R = 0.125 nm
n = 2 atoms/unit cell
R
a a = 4R/ 3 = 0.2887 nm
atoms
g
unit cell 2 52.00 rtheoretical = 7.18 g/cm3
mol
r= ractual = 7.19 g/cm3
a3 6.022 x 1023
volume atoms
unit cell mol
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Note
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Linear Density
• Linear Density of Atoms LD =
Number of atoms centered on direction vector 1
Length of direction vector
[110]
ex: linear density of Al in [110]
direction
R=0.1431 nm
a = 0.405 nm
a # atoms
2
LD = = 3.5 atoms/nm
length 2a
1With regard to the numbers of atoms, it is necessary to take into account
the sharing of atoms with adjacent unit cells along the direction vector.
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Planar Density
• Planar Density of Atoms PD =
Number of atoms centered on a crystallographic plane1
Area of plane
(100) 4 3
a= R
3
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Planar Density
•What is the planar density for (110) plane in FCC
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X-ray Diffraction
• X-ray diffraction (XRD) is an important experimental tool for studying
crystalline solids.
• It can be used to analyze many features of the microstructure of the
material, including structures and lattice parameters, composition /
phases, crystallographic orientations (texture), and other structural
parameters, such as average grain size, degree of crystallinity, strain,
and crystal defects.
• Diffraction is result of radiation’s being scattered by a regular array of
scattering centers whose spacing is about same as the wavelength (λ)
of the radiation.
• The scattering occurs due to interaction between the incident X-ray
beam with the electrons in the material,
and the diffracted X-rays interact with each other
to cause diffraction patterns that depend
on the angle of the incident beam
in relation to the specimen
orientation.
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X-ray Diffraction
Constructive interference Destructive interference
Diffracted waves are in phase and Diffracted waves are out of phase and
reinforce (add up) cancel out
Bragg's law
reflections must
be in phase for a
λ detectable signal
Extra distance θ θ
travelled by spacing
wave “2” d between
planes
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Bragg’s Law
Bragg’s discovery that
crystalline solids produced
surprising patterns of reflected
X-rays. They found that crystals,
at certain specific wavelengths
and incident angles, produced
intense peaks of reflected
radiation. The derived Bragg's
law is a special interpretation of
diffraction, where the Braggs
interpreted the constructive
interference in a geometric way
by reflection of waves from
crystal lattice planes (as a set of
discrete parallel planes
separated by a constant
parameter d), such that the
path-difference becomes a
multiple of the incident
wavelength.
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Bragg’s Law
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Bragg’s Law
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Diffraction Techniques
One common diffraction technique employs a powdered or polycrystalline
specimen consisting of many fine and randomly oriented particles that are exposed
to monochromatic x-radiation. Each powder particle (or grain) is a crystal and
having a large number of them with random orientations ensures that some
particles are properly oriented such that every possible set of crystallographic
planes will be available for diffraction.
A single (monochromatic) wavelength of x-ray radiation is often used to keep the
number of diffraction peaks to a small workable number, since samples often
consists of many small crystal grains orientated randomly.
The diffractometer is an apparatus used to determine the angles at which diffraction
occurs for powdered specimens; its features are represented schematically in the
Figure.
Figure 3.22: Diffraction pattern for polycrystalline α iron (BCC).
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X-ray diffraction
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X-ray diffraction
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X-ray diffraction
Below is the x-ray diffraction pattern for lead Pb
taken using a diffractometer and monochromatic x-
ray radiation having a wavelength of = 0.1542
nm; each diffraction peak on the pattern has been
indexed. Compute the interplanar spacing for each
set of planes indexed; also, determine the lattice
parameter of Pb for each of the peaks. For all
peaks, assume the order of reflection is
n = 1.
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X-ray diffraction
Figure 3.25 shows the first four peaks of the x-ray diffraction pattern
for copper, which has an FCC crystal structure; monochromatic x-
radiation having a wavelength of 0.1542 nm was used.
(a) Index (i.e., give h,k, and l indices for) each of these peaks.
(b) Determine the interplanar spacing for each of the peaks.
(c) For each peak, determine the atomic radius for Cu and compare
these with the value presented in Table 3.1.
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Table 3.1
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SUMMARY
• Atoms may assemble into crystalline or amorphous
structures.
• Common metallic crystal structures are FCC, BCC, and
HCP. Coordination number and atomic packing factor
are the same for both FCC and HCP crystal structures.
• We can predict the density of a material, provided we
know the atomic weight, atomic radius, and crystal
structure (e.g., FCC, BCC, HCP).
• Crystallographic points, directions and planes are
specified in terms of indexing schemes.
Crystallographic directions and planes are related
to atomic linear densities and planar densities.
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SUMMARY
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