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Max Donelan
Simon Fraser University
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Summary
We measured how much metabolic energy is expended (N=12) swung one leg at frequencies 0.5–1.1·Hz and fixed
to swing a human leg. A previous dynamical model of amplitude. Rate of mechanical work ranged from
walking predicted that increasing metabolic costs for 0.02–0.27·W·kg–1 over these frequencies. Net metabolic
walking with step length and step frequency trade-off rate for leg swinging (subtracting that for quiet standing)
against each other to determine the optimum step increased from 0.41–2.10·W·kg–1, approximately with the
combination at a given speed. Simple pendulum dynamics fourth power of frequency (R2=0.92) and in proportion to
indicate that the cost of walking at high step frequencies a hypothesized cost of force production for short
could be associated with driving the legs back and forth durations. The costs of producing force and work could
relative to the body, at a rate increasing approximately account for the increase. In a crude comparison, moving
with the fourth power of frequency, possibly due to the the legs back and forth at a typical stride frequency of
low economy of producing muscle force for short 0.9·Hz, might consume about one-third of the net energy
durations. A similar cost would be expected for isolated (2.8±0.8·W·kg–1) needed for walking at 1.3·m·s–1.
swinging of a leg at faster than its natural frequency. We
constructed an apparatus to measure work performed on Key words: metabolic energy, locomotion, biomechanics, muscle,
the leg, and measured metabolic cost as human subjects force production.
Introduction
Swinging of the leg is an important part of human estimated that 26% of the energy used by the limbs was for
locomotion. The back-and-forth motion of the legs has been the swing phase.
likened to that of a pendulum, and evidence suggests that The cost of driving the legs back and forth relative to the
pendular dynamics may be responsible for much of the swing body may be significant during human walking. Griffin et al.
phase of gait (Mochon and McMahon, 1980). A pendulum can (2003) proposed that little energy is needed to move the legs
move at its natural frequency with minimal energy input, but during walking because human energy expenditure increases
mechanical force and work requirements increase sharply with in proportion to carried load. But again, expenditure increases
frequency of motion. Swinging the leg at high frequencies several times more when the limbs are loaded (e.g. Soule and
might therefore cost metabolic energy. The metabolic cost of Goldman, 1969) as opposed to the trunk, therefore implying
walking also increases with step frequency, and this increase the opposite. Another argument for a cost for moving the legs
might partially be explained by the cost of moving the legs. is derived from a mathematical model of walking (Kuo, 2001).
Here we test whether fast leg swinging is metabolically costly. We hypothesized that mechanical work must be performed to
The metabolic cost of active leg motion has previously been redirect the center of mass from the pendular arc dictated by
considered mostly in running animals. Taylor et al. (1980) the stance leg, especially in the transition from one step to the
argued that the cost of running is dominated by the generation next (Kuo, 2002). Metabolic energy is needed to perform this
of force to support body weight for short durations of ground work (Donelan et al., 2002a,b), which itself could be
contact (Kram and Taylor, 1990), rather than to move the legs minimized by taking short steps. But the actual metabolic
(Taylor, 1994). But loading the limbs of running humans minimum for a given speed occurs at a longer step length,
(Myers and Steudel, 1985) or dogs (Steudel, 1990) causes indicating a separate cost for short but fast steps (Kuo, 2001).
metabolic cost to increase more than for the same loads To account for this trade-off, our model required a metabolic
applied to the center of mass, suggesting that moving the cost for walking at high step frequencies increasing roughly
limbs does require energy. Marsh et al. (2004) used more with the fourth power of step frequency. The force and work
direct measurements of blood flow to estimate energy needed to move the legs relative to the body might explain this
expenditure in the swing-phase muscles of guinea fowl. They proposed cost of high step frequencies. In particular, a cost for
necessarily differ between isolated leg swinging and actual Each cycle of pendulum swing involves both positive and
walking, but the range of hip torques and leg angles can negative work, both exacting a positive metabolic cost (Hill,
roughly be matched. The metabolic cost of leg swinging could 1938). Substituting Equations (2) and (3) into (5), the mean
potentially depend on the work produced by muscles, and rate of positive work, W (+), for the pendulum model is
possibly even the force/time cost predicted for walking. But A2
regardless of the particular cause, both of these possibilities W (+) = ω ω 2 − ω2n
π
predict a sharply increasing metabolic cost for swinging at
higher than the leg’s natural frequency. with an equal magnitude of negative work.
The purpose of the present study was to measure the Another possible contributor to metabolic cost is the
mechanics and metabolic energetics of swinging the human leg force/time cost derived from our model of walking, increasing
by itself. We tested how much metabolic rate increases with with the fourth power of swing frequency. This exponent was
frequency of swinging and considered possible contributions required to explain the preferred step length vs speed
to the cost of moving the legs. relationship. In our formulation of the force/time hypothesis,
when muscle force is produced in bursts, metabolic cost
increases with force but with an economy inversely
Materials and methods proportional to burst duration time (Kuo, 2001). The force in
We constructed a simple apparatus for measuring torque and question is proportional to hip torque amplitude, and the burst
displacement of a single swinging leg. We collected data from duration is proportional to swing period τ = 1/f. The proposed
human subjects at a variety of frequencies above the natural metabolic cost, labeled ‘rate of force/time’ or Fτ, is
pendular frequency, and at constant amplitude. Potential T0
Fτ ∝ ⋅f
contributors to metabolic cost include rate of work and the τ
force/time hypothesis. Before describing the experiments
Substituting Equations (2)–(4) into (7) yields the model
themselves, we use a simple pendulum model to quantify the prediction
predictions arising from these possible contributors.
Fτ | ω4 – ω2 ω2n | . (8)
Model
This fourth power prediction only applies to fast motions above
A simple pendulum model (Fig. 1) illustrates the mechanics the leg’s natural frequency, because of the high force
of moving the leg. Employing a small angle approximation, requirements and short durations. For slower motions, work
and measuring the angular displacement θ from vertical, the will likely dominate metabolic cost.
equations of motion are The mechanics and metabolic energetics of isolated leg
θ + ω n2 θ = Τ (1) swinging can be measured experimentally. It is straightforward
to compare leg-swinging mechanics against the pendulum
where ω n is the pendular natural frequency and T is the model, but it is more difficult to differentiate between
moment of applied muscle force normalized by leg inertia. contributions to metabolic cost, because metabolic rate may
∆
Natural frequency ω n (in rad·s–1; in Hz, fn =ω n /2π) depends depend not only on work and force but also other factors not
mainly on inertial properties, such as the location of the leg considered. Rather than attempting to test for one potential cost
center of mass, but may also be affected by parallel elastic against another, we tested for an increase in metabolic rate
elements, such as from passive tissue compliance about the hip. proportional to the larger (fourth power) component in a
The pendulum is assumed to be driven approximately combined cost including both rate of work and rate of
∆
sinusoidally with fixed amplitude A and frequency ω=2πf, force/time.
θ(t) = A cos ωt . (2) Experimental procedure
Active movement of the leg requires muscle force or torque, We measured mechanical and metabolic costs of swinging
increasing with the square of swing frequency. Combining (1) the leg at different frequencies in twelve young adults. All
and (2), the torque is subjects (six males, six females; body mass M=64.8±8.3·kg,
T
Leg angle θ
40°
Support
frame
Optical
encoder Leg torque
Fig.·1. Isolated leg swinging was modeled as a simple pendulum. Leg
angle θ was defined relative to vertical, and torque T due to muscle
Splint
force was defined as positive in the same direction as θ. We assumed
50 Nm
a relatively constant moment arm for muscle force. Torque and rate
of work requirements increase with the square and cube, respectively, θ
of swing frequency f (Hz) or ω (rad·s–1) above the natural frequency,
fn or ωn respectively. 1s
Force
leg length l=0.88±0.07·m, mean ± S.D.) were healthy and plate
exhibited no clinical gait abnormalities. They gave their
informed consent to participate in this study prior to the Fig.·2. Experimental apparatus. Subjects performed leg swinging
while attached to a rigid frame, with weight supported by both arms
experiment. Seven different swing frequencies, f, ranging from
and one leg. Subjects were strapped to the metal frame, with leg angle
approximately 0.5–1.1·Hz, were tested on each subject’s left θ measured by optical encoder. Force plate underneath the frame
leg, all with a peak-to-peak amplitude 2A of approximately measured ground reaction forces, used to compute leg torque
45°. The trial order was randomized to reduce fatigue effects. produced at hip (representative data shown).
We constructed an apparatus for estimating work performed
on the limb through measured leg displacement and reaction the torque and work performed on the leg. The average rate of
forces (see Fig.·2), effectively acting as an ergometer. This positive mechanical work performed on the swing leg, W (+),
apparatus consisted of a metal frame, to support the upper was found by integrating the half-wave rectified mechanical
body, mounted atop a force platform. Subjects stood inside the power (product of T and θ), and dividing by the entire data
frame with one leg on a raised block so that the other leg could collection time for the trial. An equal magnitude of negative
swing freely. Their upper bodies were strapped securely to the mechanical work was also performed, because there was zero
frame, with their weight distributed between one leg and two net work performed on the leg. We also computed the
armrests. A lightweight knee splint was used to keep the amplitude of the first fundamental component of the hip torque,
swinging leg straight. An optical encoder, rotating about an T0, after first applying a low-pass filter with a cut-off frequency
axis through the hip and attached to the swinging leg, was used of twice the swing frequency. The force/time was calculated
to measure the leg angle with respect to vertical. This angle from Equation (7).
was also displayed to the subject on a computer screen, along We measured the metabolic cost of swinging the leg using
with visual targets showing 45° peak-to-peak amplitude. an open circuit respirometry system (VMax29, SensorMedics
Subjects were asked to swing the leg between the targets, in Corp., Yorba Linda, CA, USA). Each trial was 6·min long,
time with a metronome set to twice the swing frequency, so with the first three minutes used to allow oxygen consumption
that there was an audible cue for swinging of the leg in each to reach steady state, followed by 3·min of data collection. The
direction. Subjects typically learned to follow the metronome first trial for each subject was used to measure the resting
after a few minutes’ practice. metabolic rate with no leg motion, with the subject standing
Reaction forces were measured using a force platform quietly on one leg while attached to the ergometer frame. This
(AMTI Biomechanics Platform Model OR6-5; Watertown, resting rate was used as a baseline that was subtracted from
MA, USA) underneath the ergometer frame. The platform each subsequent data set to yield net metabolic rate. Trials 2–8
collected forces and moments simultaneously at a sampling were leg swinging trials conducted in random order, with a
rate of 120·Hz. Assuming that the swing leg alone was in short resting period given between each. Finally, we conducted
motion, the ground reaction forces were equal to the hip a walking trial, in which the subject walked at 1.3·m·s–1 on a
reaction forces. We used anthropometric measurements and motorized treadmill.
regression equations (Yeadon and Morlock, 1989) to determine Net metabolic rate, E, was computed from the average rate
the distance from the hip to the leg center of mass, r, as well of oxygen consumption, subtracting the rate for quiet standing.
as the leg moment of inertia. These were used, with measured We assumed a rate of 20.9·W for 1·ml·s–1 O2. Although we did
leg kinematics, in inverse dynamics equations (Kuo, 1998) for not measure lactate concentration, we did monitor the
a single rigid leg to calculate the hip reaction torque, T. respiratory exchange ratio (RER). In all trials, RER was <0.9,
We used the kinematic and reaction force data to calculate indicating that the exercise was primarily aerobic.
Dimensionless torque
Theoretical model force production, as indicated by the observed correlation to
0.06 Fτ, consistent with the force/time hypothesis. Others have
Torque (Nm)
0.01 10
Experimental data
0.2 2.0 Theoretical model
Model fit 8
Eqn. (10) Model fit
1.5 Eqn. (12)
6
0.1
1.0
0 0 0.5 2
0.5 0.6 0.7 0.8 0.9 1.0 1.1
R2=0.92
0 0
Rate of force/time, Fτ 0.5 0.6 0.7 0.8 0.9 1.0 1.1
C
12 Frequency (Hz)
Dimensionless force/time
–60
immobile during leg swinging, despite our efforts to strap their
–40 bodies to the rigid measurement apparatus. In walking,
Leg swing reciprocal leg motion allows reaction forces to be produced
1.08 Hz
–20 between the legs and against each other rather than an external
Hip torque, T