Application No.

W 3374250
UCC 1779589

DP Client No. IN30426223581681

Reference No. 3374250

Partner 68775-YADAV SHYAM SAGAR

Partner Center LUCKNOW

First Holder Name SHAKILUZZAMA

Second Holder Name -

Third Holder Name -

TRADING & DEMAT ACCOUNT OPENING

FORM AND POWER OF ATTORNEY
INDIVIDUAL
 INDEX
Sr. No. Particulars Significance Page No.
ACCOUNT OPENING FORM
Additional Details for Demat Details containing additional information about the
1 Account constituent relevant to the Demat Account 1

2 Additional Details for Trading Details containing additional information about the 4
Account constituent relevant to the Trading Account
Common details for Trading Common details for Trading and Demat Account such as
3 and Demat Account Bank and other Details, etc. 6
4 Nomination Form To appoint a nominee for Trading and Demat Account 7
Mandatory & Non-Mandatory
5 Document Booklet and Declaration for opening Trading and Demat Account 9
Declaration
Document detailing the rate/amount of brokerage and 11
6 Tariff Sheet other charges levied on the client for trading on the stock
exchange(s)
Letter to be provided by the investor to the MFI and
7 Annexure A - BSE STAR MF terms & conditions for the investor/client for using BSE 13
STAR MF platform.
Annexure B - Mutual Fund Letter to be provided by the investor to the participant
8 Service System facility and terms & conditions for investor/client for using MFSS 15
(MFSS) facility.
Letter to be provided by the Investor to the MFI for using
9 APPENDIX I - ICEX-MF 17
ICEX-MF platform.
Voluntary Declaration -
Consent and authorization by client for opening and
10 Authorization for Maintenance 18
maintaining the running account.
of Running Account
11 Issue of DIS Booklet Option Form for Issue of DIS Booklet 19
12 SMS Alert & TRUST Facility Registration form for receiving SMS Alert & TRUST Facility 20

E–statement & SMS Alert Registration form for receiving E–Statement & SMS Alert
13 21
Facility (NSDL) Facility
Providing information to the client of Demat Account
14 Schedule of Charges charges structure. 23

15 FATCA-CRS Declaration 24

MANDATORY DOCUMENTS IN BOOKLET AS PRESCRIBED BY SEBI & EXCHANGES

Instructions for Demat General idea regarding Demat Account opening and
16 Account CDSL/NSDL dos & don’ts 1

Instructions for Trading

17 General idea regarding Trading Account opening 2
Account
Details & Checklist for To provide general idea to the client and identify the
18 3
Trading and Demat Account status and proof of identity and address of the client
Document stating the Rights & Obligations of stock
Rights and Obligations broker/trading member, sub-broker and client for trading
19 on exchanges (including additional rights & obligations 7
in case of internet/wireless technology based trading).
 INDEX

Sr. No. Particulars Significance Page No.

MANDATORY DOCUMENTS IN BOOKLET AS PRESCRIBED BY SEBI & EXCHANGES

Internet & Wireless Technology Internet & Wireless Technology based Trading facility
20 based Trading facility provided by Stock Brokers to Clients 11

Risk Disclosure Documents Document prescribed by SEBI and Stock exchanges

21 (RDD) detailing risks associated with dealing in the securities 12
market.
Document prescribed by SEBI regarding of
22 Proprietary Trade Declaration Disclosure of proprietary trading by broker to client 16

23 Guidance Note Do's and Don'ts for trading on Stock exchanges, for the
education of the investors 17
Document describing significant policies and
24 Policies and Procedures 19
procedures of the Stock Broker
Anti-Money Laundering Information on Anti Money Laundering for educating
25 Awareness Clients 21
Terms and Conditions for receiving SMS Alert from
26 SMS Alert Facility 28
CDSL
E–statement & SMS Alert Terms and Conditions for receiving SMS Alert from
27 31
Facility (NSDL) NSDL
Rights and Obligations of Contains rights and obligations of the Client and
28 Beneficial Owner and Depository Participant as prescribed by SEBI and 36
Depository Participant Depositories

NON-MANDATORY DOCUMENTS IN BOOKLET

Contains enabling clauses to provide services

29 Voluntary Clauses customized to suit Client's needs and improve service 23
delivery

Transaction using Secured Terms and Conditions for availing Transation using
30 Texting (TRUST) Facility Secured Texting (TRUST) service offered by CDSL 34

DETAILS OF THE DEPOSITORY PARTICIPANT AND STOCK BROKER

NJ INDIA INVEST PRIVATE LIMITED
Registered & Correspondence Office Address : Block No.901 & 902, 6th Floor, B Tower, Udhna Udyognagar Sangh
Commercial Complex, Central Road No.10, Udhna, Surat - 394 210, Gujarat Phone: 0261 402 5500 Fax: 0261 402 5880
SEBI Reg No - BSE, NSE & ICEX: INZ000213137, SEBI Reg No - CDSL & NSDL: IN-DP-14-2015
Email id: dpservices@njgroup.in Website: www.njgroup.in

Compliance officer name : Mr. Rakesh P Tokarkar CEO name : Mr. Niraj R. Choksi
Phone no. : 0261- 4025901 Phone no. : 0261- 4025901
E-mail id. : compliance@njgroup.in E-mail id. : ceo@njgroup.in
For any grievance/dispute please contact NJ IndiaInvest Private Limited at Block No.901 & 902, 6th Floor, B Tower,
Udhna Udyognagar Sangh Commercial Complex, Central Road No.10, Udhna, Surat - 394 210, Gujarat or
email id - dpservices@njgroup.in and Phone no.: 0261-4025500.
In case not satisfied with the response, please contact the concerned exchange(s)
CDSL at complaints@cdslindia.com and Phone no. 022-22723333
NSDL at relations@nsdl.co.in and Phone no. 022-24994200
BSE at is@bseindia.com and Phone no. : 022- 22728097
NSE at ignse@nse.co.in and Phone no.: 022-26598190
 ADDITIONAL DETAILS FOR OPENING DEMAT ACCOUNT

Application No. W 3374250

NJ INDIA INVEST PRIVATE LIMITED
Registered & Correspondence Office Address : Block No.901 & 902, 6th Floor, B Tower, Udhna Udyognagar Sangh
Commercial Complex, Central Road No.10, Udhna, Surat - 394 210, Gujarat Phone: 0261 402 5500 Fax: 0261 402 5880
This information is the sole property of the trading member/DP/brokerage house and would not be disclosed to anyone
unless required by law or except with the express permission of clients.
(To be filled by DP) Date: 12/07/2022

DP Internal Reference No. 3374250

DP ID IN304262 Client ID 23581681 CDSL NSDL
(To be filled by the applicant in BLOCK LETTERS & with BLACK BALL POINT PEN in English )
I/We request you to open a Demat Account in my/our name as per the following details:
Type of Account (Please tick whichever is applicable)

Status Sub-Status
Individual Resident Individual-Director
Individual Director’s Relative Individual AOP
Individual
Individual Promoter Minor
Individual Margin Trading A/C (MANTRA) Others(specify) _____________
NRI Repatriable NRI - Non Repatriable
NRI NRI Repatriable Promoter NRI Non-Repatriable Promoter
NRI - Depository Receipts Others (specify)

Foreign Foreign National Qualified Foreign Investor

National Foreign National - Depository Receipts Others (specify)

Holders Details

Sole / First Holder’s Name SHAKILUZZAMA

PAN ACKPS8785N UID -

Second Holder’s Name -

PAN - UID -

Third Holder’s Name -

PAN - UID -

Name: SHAKILUZZAMA Name: Name:

Digitally Signed by:

Name:Shakiluzzama
Date:Sat Jul 16 19:24:44 IST 2022

Sole/First Holder OR Guardian (In case of Minor) Second Holder Third Holder

1
 ADDITIONAL DETAILS FOR OPENING DEMAT ACCOUNT

Details of Guardian (in case the account holder is minor)

Name of the Guardian: -

Relationship with the applicant:- PAN: -

Name* -
*In case of Firms, Association of Persons (AOP), Partnership Firm, Unregistered Trust, LLP, etc., although the
account is opened in the name of the natural persons, the name of the Firm, Associations of Persons (AOP),
Partnership Firm, Unregistered Trusts, LLP, etc., should be mentioned above.
Additional Details

I/We instruct the DP to receive each and every credit in my/our account
[Automatic Credit] (If not marked, the default option would be ‘Yes’) Yes No

I / We would like to instruct the DP to accept all the pledge instructions in my

/our account without any other further instruction from my/our end (If not Yes No
marked, the default option would be 'No')

As per SEBI Regulation

Account Statement Requirement Daily Weekly
Fortnightly Monthly

I/We request you to send Electronic Transaction - cum - Holding Statement

Yes No
at the Email ID___________________________________________________
ZAMASARIM@GMAIL.COM

I/ We would like to share the email ID with the RTA Yes No

I / We would like to receive the Annual Report (Tick the applicable box. Physical Electronic
If not marked the default option would be in Physical) Physical & Electronic

I/We wish to receive dividend/ interest directly into my bank account as

Yes No
given below through ECS? (If not marked, the default option would be ‘Yes’)
[ECS is mandatory for locations notified by SEBI from time to time ]

Name: SHAKILUZZAMA Name: Name:

Digitally Signed by:

Name:Shakiluzzama
Date:Sat Jul 16 19:24:44 IST 2022

Sole/First Holder OR Guardian (In case of Minor) Second Holder Third Holder

2
 ADDITIONAL DETAILS FOR OPENING DEMAT ACCOUNT

SMS Alert Facility Mobile No.

(Refer terms & conditions
in the booklet provided) [(Mandatory , if you are giving Power of Attorney (POA)] Yes No
(if POA is not granted & you do not wish to avail of this
facility, cancel this option).

SMS Alert Facility(NSDL): [Mandatory if you are giving Power of Attorney(PoA).

Sr. No. Holder Yes No Mobile No.
1 Sole/First Holder 9415159583

2 Second Holder

3 Third Holder

Transactions Using I wish to avail the TRUST facility using the Mobile number
Secured Texting registered for SMS Alert Facility. I have read and
Facility (TRUST). understood the Terms and Conditions prescribed by
(Refer terms & conditions
in the booklet provided) CDSL for the same. I/We wish to register the following
clearing member IDs under my/our below mentioned BO
ID registered for TRUST. Yes No

Stock Exchange Name/ID ___________________________________________

-

Clearing Member Name ____________________________________________

-

Clearing Member ID (Optional) _______________________________________

-

If yes, please contact your DP for details [Facility through CDSL’s

website: www.cdslindia.com wherein a BO can view his ISIN balances, Yes No
transactions and value of the portfolio online.]

If yes, please contact your DP for details [Facility through NSDL’s

IdeAS
website: https://eservices.nsdl.com/ wherein a BO can view his Yes No
ISIN balances and value of their demat account online.]

Name: SHAKILUZZAMA Name: Name:

Digitally Signed by:

Name:Shakiluzzama
Date:Sat Jul 16 19:24:44 IST 2022

Sole/First Holder OR Guardian (In case of Minor) Second Holder Third Holder

3
 ADDITIONAL DETAILS FOR OPENING TRADING ACCOUNT
I/We request you to open a Trading Account in my/our name as per the following details:

Depository Account Details

Beneficiary Name SHAKILUZZAMA

DP Name N J I n d i a I n v e s t P r i v a t e L i m i t e d

DP Address B l o c k N o 9 0 1 & 9 0 2 6 t h F l o o r B T o w e r U d h n a

U d y o g n a g a r S a n g h C o m m e r c i a l C o m p l e x

C e n t r a l R o a d N o 1 0 U d h n a S u r a t - 3 9 4 2 1 0

DP ID IN304262 Client ID 23581681 Depository Name NSDL

Trading Preferences

(Please sign in the relevant boxes where you wish to trade. The segment not chosen should be struck off by the Client)

BSE Segment Signature NSE Segment Signature ICEX Segment Signature

Digitally Signed by: Digitally Signed by:

Name:Shakiluzzama Name:Shakiluzzama
Date:Sat Jul 16 19:24:44 IST 2022 Date:Sat Jul 16 19:24:44 IST 2022
Cash Cash Cash N/A

F&O N/A F&O N/A F&O N/A

Digitally Signed by: Digitally Signed by: Digitally Signed by:

Name:Shakiluzzama Name:Shakiluzzama Name:Shakiluzzama
Date:Sat Jul 16 19:24:44 IST 2022 Date:Sat Jul 16 19:24:44 IST 2022 Date:Sat Jul 16 19:24:44 IST 2022
STAR MF MFSS ICEX MF

Currency Currency Currency N/A

N/A N/A
Derivative Derivative Derivative

(*If, in future, the Client wants to trade on any new segment/new exchange, separate authorization/letter should be taken
from the client by the stock broker.)

Past Actions
Please give the details of any action taken by SEBI/Stock Exchange/ any other authority for violation of Securities
Laws/ other economic offences specifically indicating any action taken during the previous 3 years.

4
 ADDITIONAL DETAILS FOR OPENING TRADING ACCOUNT

Dealings through Sub-brokers and other Stock Brokers

Whether dealing through the sub-broker, provide the following details:

Sub-broker's Name: -

SEBI Registration number: -

Registered office address: -

Telephone: - Fax: -

Website: -

Whether dealing with any other stock broker/sub-broker (if case dealing with multiple stock brokers/sub-brokers,
provide details of all)

If Yes, Stock Broker's Name: -

Client Code: - Name of the Exchange: -

Details of disputes/dues pending from/to such stock broker/sub- broker: _________________________________

-

Additional Details

I wish to receive Physical Contract note Electronic Contract Note (ECN) (please specify):

Specify your Email id, if applicable: ZAMASARIM@GMAIL.COM

Whether you wish to avail the facility of Internet trading Wireless technology (please specify):

Investment/ Trading Experience

No Prior Experience Years in Equity

Years in Derivatives Years in Other Investment Products

Name: SHAKILUZZAMA

Digitally Signed by:

Name:Shakiluzzama
Date:Sat Jul 16 19:24:44 IST 2022

Sole/First Holder OR Guardian (In case of Minor)

5
 COMMON DETAILS FOR OPENING TRADING & DEMAT ACCOUNT
Bank Details (For Demat purpose and will be used as default bank)

Name of the Bank STATE BANK OF INDIA

Branch LUCKNOW IFSC Code: SBIN0006144

Bank Address JAWAHAR BHAWAN LUCKNOW UTTAR PRADESH

Account No 10896564462

Bank Code 226002023 Account Type: Savings Current Other

(9 digit MICR Code)
1. Photocopy of the cancelled cheque having the name of the account holder where the cheque book is issued, (or)
2. Photocopy of the Bank Statement having name and address of the BO.
3. Photocopy of the Passbook having name and address of the BO,(or)
4. Letter from the Bank.
(In case of options ii, iii, and iv above, MICR code of the branch should be present/ mentioned on the document and
should be self-certified by the BO.)
Other Details

Income Range per annum:

Up to s1,00,000 s1,00,000 to s5,00,000 s 5,00,000 to s10,00,000
Gross Annual s10,00,000 to s 25,00,000 More than s25,00,000
Income Details
D D M M Y Y Y Y
Net worth as on (Date)_________________
16/07/2022 s _______________
UPTO RS. 5,00,000

[Net worth should not be older than 1 year]

Sole/First Holder Second Holder Third Holder

Private / Public Sector Private / Public Sector Private / Public Sector

Govt. Service Govt. Service Govt. Service
Business Business Business
Professional Professional Professional
Occupation Agriculture Agriculture Agriculture
Retired Retired Retired
Housewife Housewife Housewife
Student Student Student
Others (Specify) Others (Specify) Others (Specify)
_____________________ _____________________ _____________________

Please tick, Politically Exposed Person (PEP)

if applicable Related to Politically Exposed Person (RPEP)
Any other -
information
Digitally Signed by:
Name:Shakiluzzama
Date:Sat Jul 16 19:24:44 IST 2022

Name: SHAKILUZZAMA Name: Name:

Sole/First Holder OR Guardian (In case of Minor) Second Holder Third Holder

6
 COMMON DETAILS FOR OPENING TRADING & DEMAT ACCOUNT

NOMINATION FORM

To,
NJ India invest Pvt Ltd
Block No. 901 & 902, 6th Floor, 'B' Tower,Udhna Udyog Nagar Sangh Commercial Complex,
Central Road No. 10, Udhna, Surat - 394 210, Gujarat, India.
Dear Sir / Madam,
I/We the sole holder / Joint holders / Guardian (in case of minor) hereby declare that:
I/We wish to make a nomination and do hereby nominate the following person(s) who shall receive all the assets
held in my / our account in the event of my / our death.
BO Account Details
DP ID I N 3 0 4 2 6 2 Client ID 2 3 5 8 1 6 8 1 UCC 1 7 7 9 5 8 9

Name of the Sole / First Holder SHAKILUZZAMA

Name of Second Holder -

Name of Third Holder -

Nomination can be made upto

three nominees in the account. Details of 1st Nominee Details of 2nd Nominee Details of 3rd Nominee

1 Name of the nominee(s) MOHD SARIM ZAMA - -

(Mr./Ms.)
2 Share of Equally
[If not equally, 100 % - % - %
each
please specify
Nominee Any odd lot after division shall be transferred to the first nominee mentioned in the form
percentage]

3 Relationship With the

Applicant ( If Any) SON - -

1 57 VIRAT KHAND GOMTI NAGAR, - -

4 Address of Nominee(s)
LUCKNOW, UTTAR PRADESH, INDIA

City / Place:
State & Country:
PIN Code 226010 - -

Mobile / Telephone No. of

5
nominee(s) 8299248489 - -

- - -
6 Email ID of nominee(s)
7 Nominee Identification
details :- PAN - -
Photograph & Signature
PAN
Aadhaar
Proof of Identity
ADAPZ3816A - -
Demat Account ID

Sr. Nos. 8-14 should be filled only if nominee(s) is a minor:

8 Date of Birth {in case of

- - -
Minor nominee(s)}
9 Name of Guardian (Mr./Ms.) - - -

{in case of minor nominee(s) }

7
 COMMON DETAILS FOR OPENING TRADING & DEMAT ACCOUNT
- - -
10 Address of Guardian(s)

City / Place:
State & Country:
PIN Code - - -

Mobile / Telephone No. of

11 - - -
Guardian
- - -
12 Email ID of Guardian
13 Relationship of Guardian
with nominee - - -

14 Guardian Identification
details :- - - -
Photograph & Signature

PAN
Aadhaar
Proof of Identity
- - -
Demat Account ID

Name(s) of holder(s) Signature(s) of holder

Digitally Signed by:

Name:Shakiluzzama
Sole / First Holder (Mr./Ms.) SHAKILUZZAMA Date:Sat Jul 16 19:24:44 IST 2022

Second Holder (Mr./Ms.) -

Third Holder (Mr./Ms.) -

8
 COMMON DETAILS FOR OPENING TRADING & DEMAT ACCOUNT

DECLARATION FORM FOR OPTING OUT OF NOMINATION

To, Date D D M M Y Y Y Y
NJ India invest Pvt Ltd
Block No. 901 & 902, 6th Floor, 'B' Tower,Udhna Udyog Nagar Sangh
Commercial Complex,Central Road No. 10, Udhna, Surat - 394 210,
Gujarat, India.

BO Account Details

DP ID Client ID UCC
-
Name of the Sole / First Holder
-
Name of Second Holder
-
Name of Third Holder

I / We hereby confirm that I / We do not wish to appoint any nominee(s) in my / our trading / demat account and understand the
issues involved in non-appointment of nominee(s) and further are aware that in case of death of all the account holder(s), my /
our legal heirs would need to submit all the requisite documents / information for claiming of assets held in my / our trading /
demat account, which may also include documents issued by Court or other such competent authority, based on the value of
assets held in the trading / demat account.

Name(s) of holder(s) Signature(s) of holder

Sole / First Holder (Mr./Ms.)

-
Second Holder (Mr./Ms.)

-
Third Holder (Mr./Ms.)

9
 MANDATORY & NON-MANDATORY DOCUMENT BOOKLET AND
DECLARATION FOR OPENING TRADING AND DEMAT ACCOUNT

Date: 12/07/2022 From

First Holder Name ____________________________________________
SHAKILUZZAMA

Second Holder Name _________________________________________

-

Third Holder Name ____________________________________________

-

DP ID I N 3 0 4 2 6 2 Client ID 2 3 5 8 1 6 8 1

To
NJ INDIAINVEST PRIVATE LIMITED,
Block No.901 & 902, 6th Floor, 'B' Tower, Udhna Udyog Nagar Sangh Commercial Complex,
Central Road No. 10, Udhna, Surat - 394210, Gujarat.

Dear Sir,

Subject: Mandatory and Non-Mandatory Document Booklet & Declaration for opening Trading and Demat
Account
1. I/We am/are desirous of opening the trading and demat account with NJ India Invest Private Limited in the
process of executing client registration documents relating to the opening of trading and demat account.
2. I/We have furnished all the details required in the Account opening form as per SEBI/Exchange/Depository
requirements. I/We confirm having read/been explained and understood the contents of the Mandatory and Non-
Mandatory documents which are provided to me/us in separate booklet. I/We agree that the Mandatory and Non-
Mandatory document booklet includes the following:
a) Instructions for Demat Account (Page No. 1)
b) Instructions for Trading Account (Page No. 2)
c) Details & Checklist for Trading and Demat Account (Page No. 3)
d) Rights and Obligations of the parties (including additional rights and obligations in case of
internet and wireless technology based trading) prescribed by SEBI and Stock exchanges. (Page No. 7)
e) Internet & Wireless Technology based Trading facility provided by Stock Brokers to Clients (Page No. 11)
f) Uniform Risk Disclosure Documents (RDD) prescribed by SEBI and Stock exchanges
detailing risk associated with dealing in the securities market (Page No. 12)
g) Proprietary Trade Declaration (Page No. 16)
h) Guidance note detailing Do's and Don'ts for trading on Stock exchanges, for the education
of the investors (Page No. 17)
i) Policies and Procedures - Document describing significant policies and procedures of the
Stock Broker (Page No. 19)
j) Information on Anti Money Laundering for educating Clients (Page No. 21)
k) Voluntary Clauses – Enabling clauses to provide services customized to suit Client's
needs and improve service delivery (Page No. 23)
l) Terms and Conditions for receiving SMS Alert from CDSL (Page No. 28)
m) Terms and Conditions for receiving SMS Alert from NSDL (Page No. 31)
n) Terms and Conditions for availing Transaction using Secured Texting (TRUST) service
offered by CDSL (Page No. 34)
o) Rights and Obligations of Beneficial Owner and Depository Participant as prescribed by (Page No. 36)
SEBI and Depositories
p) Mandatory and Non-Mandatory Document Booklet and Declaration (Page No. 39)

10
 MANDATORY & NON-MANDATORY DOCUMENT BOOKLET AND
DECLARATION FOR OPENING TRADING AND DEMAT ACCOUNT
3. I/We understand and agree that any amendment/modifications as required by the exchanges/Depositories
and/or regulators will be applicable to me/us at all point of time and I/We understand that these changes will be
intimated
to me/us.
4. I/We understand that the Mandatory and Non-Mandatory document booklet is in accordance of the exchanges
and/or SEBI/Depositories requirements applicable for opening Trading and Demat Account.
5. I/We have received the booklet with above mentioned contents.
6. I/We hereby declare that the details furnished above are true and correct to the best of my/our knowledge and
belief and I/We agree and undertake to inform you of any change(s) therein, immediately. In case any of the
above information is found to be false or untrue or misleading or misrepresenting, I am/we are aware that I/we
may be held liable for it.
7. I/We confirm having read/been explained and understood the contents of the document on policy and
procedures of the stock broker and tariff sheet.
8. I/We further confirm having read and understood the contents of the 'Rights and Obligations' document(s) a n d
'Risk Disclosure Document'. I/We do hereby agree to be bound by such provisions as outlined in these
documents. I/We have also been informed that the standard set of documents has been displayed for
information on the stock broker's designated website, if any.
9. I / We have received and read the copy of Rights and Obligations of the Beneficial Owner and Depository
Participant and agree to abide by and be bound by the same and by the Bye Laws as are in force from time
to time. I/We agree and undertake to inform you of any change(s) in the details/particulars mentioned by
me/us in this form.
10 In case non-resident account, I/we also declare that I/we have complied and will continue to comply
with FEMA regulations.

Place: LUCKNOW Date: D

12/07/2022
D MM Y Y Y Y

SHAKILUZZAMA
Name: Name: Name:

Digitally Signed by:

Name:Shakiluzzama
Date:Sat Jul 16 19:24:44 IST 2022

Sole/First Holder OR Guardian (In case of Minor) Second Holder Third Holder

11
 TARIFF SHEET
Mutual Fund

Transaction type / Purchase/ Redemption SIP

Scheme type Switch

Equity/Balance 0 0 0

Debt 0 0 0

Cash 0 0 0

Others 0 0 0

Note:
1. The above rates would be charged/collected from the client at the time of transaction.
2. Brokerage rate mentioned would be considered in percentage terms.
3. The rates would be inclusive of Service Tax.
4. NJ India Invest Private Limited reserves the right to deduct the brokerage from future transactions, in case
of any pending dues.
5. Brokerage structure for "Others" include all schemes not covered under Equity, Debt & Cash.

SHAKILUZZAMA
Name of the Client:

Digitally Signed by:

Name:Shakiluzzama
Date:Sat Jul 16 19:24:44 IST 2022

12
 TARIFF SHEET

Capital Market

Market Segment Brokerage Rate Structure

0.50% or Rs 20/- on executed order whichever is lower

Direct Equity OR

__________% (MIN. 0.10% - MAX. 2.5%)

0.50% or Rs 20/- on executed order whichever is lower

Debt OR

__________% (MIN. 0.10% - MAX. 2.5%)

Liquid 0.05% or Rs 20/- on executed order whichever is lower

Note:
1. In case of customized rate, Max Rate applicable is 2.5% and Minimum Rate applicable is 0.10%
2. GST on Brokerage will be charged as applicable.
3. Securities Transaction Tax (STT) applicable as per delivery & non delivery on turnover.
4. Stamp Duty Applicable State wise as per delivery and non-delivery will be levied on turnover.
5. SEBI Turnover Tax may be applicable in future.
6. Exchange Transaction Charges will be applicable in future as defined by respective exchange.

Name of the Client: SHAKILUZZAMA

Digitally Signed by:

Name:Shakiluzzama
Date:Sat Jul 16 19:24:44 IST 2022

13
 ANNEXURE A

BSE STAR MF
(Letter to be provided by the investor to the MFI)

Date: 12/07/2022

To

NJ India Invest Private Limited

Sir,

Sub: BSE STAR MF

I/We, __________________________________________________________________________________________
SHAKILUZZAMA

1779589
am/are registered as your client with Client Code No. _________________________________________ for the
purpose of trading in the Capital Market segment of Bombay Stock Exchange Ltd. (Exchange).

I/We am/are interested in availing the trading facility of the Exchange for the purpose of dealing in the units of
Mutual Funds Schemes permitted to be dealt with on the BSE STAR MF.

For the purpose of availing this facility, I/we state that Know Your Client details as submitted by me/us for the stock
broking may be considered for the purpose of BSE STAR MF and I/we further confirm that the details contained in
same remain unchanged as on date.

I/We are willing to abide by the terms and conditions as mentioned in the circular dated December 2, 2009 and as
may be specified by the exchange from time to time in this regard.

I/We shall ensure also compliance with the requirements as may be specified from time to time by Securities and
Exchange Board of India and Association of Mutual Funds of India (AMFI).

I/We shall read and understand the contents of the Scheme Information Document and Key Information
Memorandum, addenda issued regarding each Mutual Fund Schemes with respect to which I/we choose to
subscribe/redeem. I/We further agree to abide by the terms and conditions, rules and regulations of the Mutual
Fund Schemes.

I/we therefore request you to register me/us as your client for participating in BSE STAR MF.

Thanking you,
Yours faithfully,
Sole/First Holder OR Guardian (In case of Minor)

Digitally Signed by:

Name:Shakiluzzama
Date:Sat Jul 16 19:24:44 IST 2022

14
 ANNEXURE A
Details of terms & conditions for the investor / client for using BSE STAR MF platform

1. Pre-requisites for becoming an investor / a 2.3 The client shall submit to the MFI a completed
client for the BSE STAR MF platform application form in the manner prescribed format for the
purpose of placing a subscription order with the MFI.
1.1 The client, who is desirous of investing in units of
mutual fund schemes through the BSE STAR MF. 2.4 The client has read and understood the risks
involved in investing in Mutual Fund Schemes.
1.2 The client intends to execute his instruction for the
subscription/redemption of units of Mutual Fund 2.5 The client shall be wholly responsible for all his
Schemes through the broker who is a Mutual fund investment decisions and instruction.
Intermediary (MFI) of the BSE STAR MF platform.
2.6 The client shall ensure continuous compliance with
1.3 The client has satisfied itself of the capacity of the the requirements of the BSE, SEBI and AMFI.
MFI to deal in Mutual Fund units and wishes to execute
its instruction through the MFI and the client shall from 2.7 The client shall pay to the MFI fees and statutory
time to time continue to satisfy itself of such capability levies as are prevailing from time to time and as they
of the MFI before executing transaction through the apply to the client’s account, transactions and to the
MFI. services that MFI renders to the client.

1.4 The client has approached the MFI with the 2.8 The client will furnish information to the MFI in
application for availing the BSE STAR MF platform. writing , if any winding up petition or insolvency petition
has been filed or any winding up or insolvency order or
1.5 The client has submitted relevant KYC (Know Your decree or award is passed against him or if any litigation
Client) details to the MFIs which may have material bearing on his capacity has
been filed against him.
2. Terms and Conditions
2.9 In the event of non-performance of the obligation by
2.1 The client shall be bound by circulars issued by the MFI, the client is not entitled to claim any
BSE!s rules, regulations and notices/circulars issued compensation either from the Investor Protection Fund
there under by SEBI and relevant notifications of or from any fund of BSE or its Clearing Corporation -
government authorities as may be in force from time to Indian Clearing Corporation Ltd. (ICCL).
time.
2.10 In case of any dispute between the MFIs and the
2.2 The client shall notify the MFI in writing if there is investors arising out of the BSE STAR MF platform, BSE
any change in the information in the ‘client registration and / or ICCL agrees to extend the necessary support
form’ provided by the client to the MFI at the time of for the speedy redressal of the disputes.
registering as a client for participating in the BSE STAR
MF platform or at any time thereafter.

Thanking you,
Yours faithfully,
Sole/First Holder OR Guardian (In case of Minor)

Digitally Signed by:

Name:Shakiluzzama
Date:Sat Jul 16 19:24:44 IST 2022

15
 ANNEXURE B

MUTUAL FUND SERVICE SYSTEM FACILITY

(Letter to be provided by the investor to the participant)

Date: 12/07/2022

To

NJ India Invest Private Limited

Sir,

Sub: Mutual Fund Service System (MFSS) facility

I/We, __________________________________________________________________________________________
SHAKILUZZAMA

are desirous of being registered as your client for the purpose of participating in the MFSS.

I/We am/are interested in availing the MFSS facility of the Exchange for the purpose of dealing in the units of Mutual
Funds Schemes permitted to be dealt with, on the MFSS of the Exchange.

I/We am/are willing to abide by the operating guidelines and terms and conditions as may be specified by the
Exchange from time to time in this regard including the terms and conditions specified by the Exchange with
respect to MFSS since 2009. I/We shall also comply with all the Know Your Client (KYC) and Anti Money Laundering
(AML) requirements, as may be specified by the Exchange.

I/We shall also ensure compliance with the requirements, as may be specified from time to time by Securities and
Exchange Board of India and Association of Mutual Funds of India (AMFI).

I/We shall read and understand the contents of the Scheme Information Document and Key Information
Memorandum, addenda issued regarding each Mutual Fund Schemes with respect to which I/we choose to
subscribe/redeem. I/We further agree to abide by the terms and conditions, rules and regulations of the Mutual
Fund Schemes.

I/We therefore request you to register me/us as your client for participating in the MFSS.

Thanking you,
Yours faithfully,
Sole/First Holder OR Guardian (In case of Minor)

Digitally Signed by:

Name:Shakiluzzama
Date:Sat Jul 16 19:24:44 IST 2022

16
 ANNEXURE B
Details of terms & conditions for the investor / client for using new MFSS facility
1. Pre-requisites for becoming investor / client 2.3.The client shall submit to the participant a
for the new MFSS facility completed application form in the manner prescribed
format for the purpose of placing an order with the
1.1.The client, who is desirous of investing in units of
participant.
mutual fund schemes through the new MFSS.
2.4.The client has read and understood the risks
1.2.The client intends to execute his instruction for the
involved in investing in Mutual Fund Schemes.
subscription/redemption of units of Mutual Fund
Schemes through the participant of the new MFSS. 2.5.The client shall be wholly responsible for all his
investment decisions and instruction.
1.3.The client has satisfied itself of the capacity of the
participant to deal in Mutual Fund units and wishes to 2.6.The client shall ensure continuous compliance with
execute its instruction through the participant and the the requirements of NSEIL, SEBI and AMFI.
client shall from time to time continue to satisfy itself of
2.7.The client shall pay to the participant, fees and
such capability of the participant before executing
statutory levies as are prevailing from time to time and
transaction through the participant.
as they apply to the client’s account, transactions and to
1.4.The client has approached the participant with the the services that participant renders to the client.
application for availing the new MFSS facility.
2.8.The client will furnish information to the participant in
1.5.The client has submitted relevant KYC (Know Your writing , if any winding up petition or insolvency petition
Client) details to the participants has been filed or any winding up or insolvency order or
decree or award is passed against him or if any
2. Terms and Conditions
litigation, which may have material bearing on his
2.1.The client shall be bound by circulars issued by capacity has been filed against him.
NSEIL from time to time including the circulars issued
2.9.In the event of non-performance of the obligation by
by NSEIL 2009 onwards and circulars issued thereafter
the participant, the client is not entitled to claim any
and circulars issued there under by SEBI, and relevant
compensation either from the investor protection fund
notifications of government authorities as may be in
or from any fund of NSEIL or NSCCL.
force from time to time.
2.10. In case of any dispute between the participants
2.2.The client shall notify the participant in writing if
and the investors arising out of the MFSS facility, NSEIL
there is any change in the information in the ‘client
and / or NSCCL agrees to extend the necessary support
registration form ! provided by the client to the
for the speedy redressal of the disputes.
participant at the time registering as a client for
participating in the new MFSS or at any time thereafter.

Thanking you,
Yours faithfully,
Sole/First Holder OR Guardian (In case of Minor)

Digitally Signed by:

Name:Shakiluzzama
Date:Sat Jul 16 19:24:44 IST 2022

17
 APPENDIX-I

ICEX-MF
(Letter to be provided by the Investor to the MFI)

Date: 12/07/2022

To

NJ India Invest Private Limited

Sir,

Sub: ICEX MF

I/We, __________________________________________________________________________________________
SHAKILUZZAMA

am/are registered as your client with Client Code No. _________.

1779589 I/We am/are interested in availing the facility
of the Exchange for the purpose of transacting in the units of Mutual Funds Schemes permitted to be dealt
with on the ICEX-MF.
For the purpose of availing this facility, I/we state that Know Your Client details, as already submitted by me/us
for my/our registration as a client may be considered for the purpose of ICEX-MF and I/we further confirm that
the details contained in same remain unchanged as on date.
I/We undertake to abide by the terms and conditions as mentioned in the Circular dated 24th Dec, 2019 and as
may be specified by the Exchange from time to time in this regard.
I/We shall ensure also compliance with the requirements as may be specified from time to time by Securities
and Exchange Board of India and Association of Mutual Funds of India (AMFI) or by any other regulatory
authority as may be applicable to transaction in Mutual Fund units.
I/We shall read and understand the contents of the of the Scheme Information Document and Key Information
Memorandum, addenda issued regarding each Mutual Fund Schemes with respect to which I/we choose to
subscribe/redeem. I/We further agree to abide by the terms and conditions, rules and regulations of the Mutual
Fund Schemes.
I/We also undertake to abide by Bye-Laws/Rules/Regulations of ICEX as applicable to registered clients under
the member of ICEX.
I/we therefore request you to register me/us as your client and allow me/us for participating in ICEX MF.

Thanking you,
Yours faithfully,
Sole/First Holder OR Guardian (In case of Minor)

Digitally Signed by:

Name:Shakiluzzama
Date:Sat Jul 16 19:24:44 IST 2022

18
 VOLUNTARY DECLARATION
AUTHORIZATION FOR MAINTENANCE OF RUNNING ACCOUNT
(NSE/BSE) Date: 12/07/2022
I/We have been/shall be dealing through you as my/ margin obligations for next 5 trading days, calculated in
our broker on the Capital Market. As my/our broker the manner specified by the exchanges. While settling the
i.e. agent I/we direct and authorize you to carry out account, please send a 'statement of accounts'
trading/dealings on my/our behalf as per instructions containing an extract from ledger for funds and an extract
given below. from the register of securities displaying all
I am/we are aware that you and I/we have the option receipts/deliveries of funds/securities. Please explain in
to deliver securities/make payments of funds to each statement(s) being sent, the retention of funds/ securities
other for settlement of dealings as per the schedule in and the details of the pledge, if any. I agree that if I/we fail
force, at the relevant time pursuant to directives/ to bring any dispute arising from the statement of
regulations/circulars, issued by exchange/ accounts or settlement so made to your notice within 7
regulatory authorities. However, I/we find it difficult to working days from the date of receipt of funds/ securities
carry out repeated pay-in of funds and securities. or statement, as the case may be in writing by delivery at
Further, I/we also desire to use my/our securities and your registered office then in that event the statement of
monies as margin/collateral without which we cannot accounts or settlement so made shall attain finality and
deal/trade. I/we shall have no right to dispute any/either of these ever.
Therefore, I/we hereby direct and authorize you to Please do not carry out above stated settlement of
maintain running account(s) for me/us and from time running account in the event I/we avail margin trading
to time debit these securities and funds from running facility. Further, do not carry out settlement of running
accounts and make pay-in of securities and funds to account referred to above for funds given by me/us
exchanges/clearing corporations/other receiving towards collaterals/ margin in the form of bank guarantee
party(ies) to settle my/our trades/ dealings. Similarly, (BG)/ Fixed Deposit receipts (FDR).
where I/we have to receive securities/funds in
settlement of trades/dealings, please keep the Please further note that I am/We are entitled to revoke this
securities and monies with you and make credit authorization at any time. I/we shall be liable for all losses,
entries for the same in running accounts of securities damages and actions, which may arise as a consequence
and fund maintained by you. Further, subject to your of your adhering to and carrying out my/our directions
discretion and valuation please treat my/our given above and further agree that you shall not be liable
securities and funds lying to my/our credit in running for any claim for loss or profit, or for any consequential,
accounts as margin/collateral for my/our dealings/ incidental, special or exemplary damages, caused by
trading. retention of securities/ monies under this agreement.
In the event I/we have outstanding obligations on the My/Our preference for actual settlement of funds and
settlement date, you may retain the requisite securities is at least:
securities/ funds towards such obligations and may
also retain the funds expected to be required to meet Once in a calendar quarter

Thanking you, Once in a calendar month

Yours faithfully,
Sole/First Holder OR Guardian (In case of Minor)

Digitally Signed by:

Name:Shakiluzzama
Date:Sat Jul 16 19:24:44 IST 2022 Name:________________________________________________
SHAKILUZZAMA

Unique Client Code (UCC): ____________________________

1779589

19
 OPTION FORM FOR ISSUE OF DIS BOOKLET

DP ID: I N 3 0 4 2 6 2 Client ID 2 3 5 8 1 6 8 1 Date: 12/07/2022

Sole/First Holder SHAKILUZZAMA

Second Holder
Third Holder
To,
NJ India Invest Private Limited
Block No. 901 & 902, 6th Floor, B Tower, Udhna Udyog Nagar Sangh Commercial Complex,
Central Road No.10, Udhna, Surat - 394210, Gujarat.
Dear Sir / Madam,
I / We hereby state that: [Select one of the options given below]
OPTION 1:
I / We require you to issue Delivery Instruction Slip (DIS) booklet to me / us immediately on opening of my / our CDSL
account though I / we have issued a Power of Attorney (POA) / registered for eDIS / executed PMS agreement in
favour of / with __________________________name of the attorney / Clearing Member / PMS manager) for executing
delivery instructions for settling stock exchange trades [settlement related transactions] effected through such
Power of Attorney holder -Clearing Member / by PMS manager/ for executing delivery instructions through eDIS.
Yours faithfully
First/Sole Holder Second Holder Third Holder
Name

Signatures

OR
OPTION 2:
I / We do not require the Delivery Instruction Slip (DIS) booklet for the time being, since I / We have issued a
NJ INDIA INVEST PRIVATE LIMITED
POA/registered for eDIS / executed PMS agreement in favour of / with _______________________________________
(name of the attorney / Clearing Member / PMS manager) for executing delivery instructions for settling stock
exchange trades [settlement related transactions] effected through such Power of Attorney Holder - Clearing
Member / by PMS manager or for executing delivery instructions through eDIS. However, the Delivery Instruction Slip
(DIS) booklet should be issued to me / us immediately on my / our request at any later date.
Yours faithfully
First/Sole Holder Second Holder Third Holder
Name SHAKILUZZAMA - -

Digitally Signed by:

Name:Shakiluzzama
Date:Sat Jul 16 19:24:44 IST 2022

Signatures

20
 SMS ALERT & TRUST FACILITY(CDSL)
Registration Form for availing SMS Alert and /or TRUST facility and for registering Clearing Members on whose
behalf the securities can be transferred from the account of BO on the basis of SMS under TRUST facility
To,
NJ India Invest Private Limited
Block No. 901 & 902, 6th Floor, B Tower, Udhna Udyog Nagar Sangh Commercial Complex,
Central Road No.10, Udhna, Surat - 394210, Gujarat.
Dear Sir/Madam,
I/We wish to avail the following facility/ies provided by the depository on my/our mobile number as provided
below subject to the terms and conditions as specified by CDSL
SMART-SMS alert facility TRUST- Transaction using Secured Texting facility
(please note that SMS alert facility is mandatory if TRUST facility is opted for)
BOID: 1 2 0 6 4 2 0 0
Sole / First Holder's Name:
Second Holder's Name:
Third Holder's Name:
I/We wish to register the following clearing members / IDs under my/our above mentioned BO ID registered for TRUST

Sr. Clearing Member Clearing Member ID

Stock Exchange Name/ID
No. Name (Optional)
- - - -

- - - -

- - - -

Mobile Number on which messages are to be sent:

(Please write only the mobile number without prefixing country code or zero).
(Existing users registered for SMS alerts:- Please note that if the mobile number for TRUST is different than the registered mobile number
for SMS alert, the new mobile number will be updated for SMS alert also. )

The mobile number is registered in the name of

Email ID:
(Please write only ONE valid email ID on which communication; if any, is to be sent)
I/ We consent to CDSL providing to the service provider such information pertaining to account/transactions in
my/our account as is necessary for the purpose of availing the said facility.
I/we acknowledge that transactions entered by the above clearing members will be executed on the basis of SMS
sent through our registered mobile number under TRUST and I/we shall be wholly responsible for execution / non-
execution of the said transactions based on receipt/non-receipt of such SMS.
I/We have read and understood the terms and conditions prescribed by CDSL for the said facility/ies and agree to
abide by them and any amendments thereto made by the depository from time to time. I/ we further undertake to pay
fee/ charges as may be levied by the depository from time to time.
Sole/First Holder OR Guardian (In case of Minor) Second Holder Third Holder

Date: Place: ________________________

21
 E–STATEMENT & SMS ALERT FACILITY FORM - NSDL
To,
NJ India Invest Private Limited
Block No. 901 & 902, 6th Floor, B Tower, Udhna Udyog Nagar Sangh Commercial Complex,
Central Road No.10, Udhna, Surat - 394210, Gujarat.

Dear Sir/Madam,
I/We wish to avail the below mentioned facility(ies) for my/our Demat Account with NJ India Invest Private
Limited (NJII) and I/We acknowledge and grant my/our consent to NJII for providing the said services as per the
given Terms & Conditions:

Statement on E-mail
I/We confirm having opted to receive the statement(s) pertaining to the below mentioned BO account in
electronic mode in lieu of the physical copy of the statement(s).
I/We also reserve my/our right to receive the physical copy of the statement(s) despite receiving the same in
electronic mode, if such a demand is made in writing to NJII.
I/We confirm that any change in the E-mail address or any other instructions with regard to dispatch/service of
my/our e-statements on me/us shall not be binding upon NJII unless NJII is intimated in writing by me/us by
acknowledged delivery. NJII shall not take cognizance of out-of-office/out–of–station auto replies and I/We shall
be deemed to have received such statements.
I/We will take all the necessary steps to ensure confidentiality and secrecy of the login name and password of
the E-mail account.
I/We am/are aware that the statement(s) may be accessed by other entities in case the confidentiality/secrecy of
the login name and password is compromised.
I/We have understood that NJII & myself/ourselves holds the authority to terminate Statement on mail facility
provided a written notice is given in advance to the other party.
I/We affirm that NJII shall not be responsible for the non-receipt of the Statement due to any change in my/our E-
mail address and if the same is not intimated by me/us to NJII and that NJII shall not take cognizance of out-of-
office/out-of-station auto replies and I/We shall be deemed to have received such Statements.
I/We undertake that it shall be my/our responsibility to verify all the details of my Statement(s). Incase there is
any discrepancy in the Statement(s); I/we shall inform NJII of the same by writing to dpservices@njgroup.in or
to Customer Care at the above mentioned address. In case I/we do not inform and get the discrepancies
corrected the same shall be deemed to have been accepted and will be binding upon me/us. However NJII in its
absolute discretion, reserves the right to determine the validity of any objection to the transaction, even though
the objection is received after the expiry of stipulated time.

Statement on Web
I/We confirm having opted to receive the statement(s) pertaining to the below mentioned BO account in
electronic mode in lieu of the physical copy of the statement(s).
I/We understood that Statement on Web facility would only be provided to me only when I have Online Trading
Account with NJII.
I/We also reserve my/our right to receive the physical copy of the statement(s) despite receiving the same in
electronic mode, if such a demand is made in writing on NJII.
I/We am/are aware that I/we will not receive the statement(s) in paper form and I/we would be required to login to
NJII's Online account to view my statements.
I/We am/are aware that the statement(s) may be accessed by other entities in case the confidentiality/secrecy of
the login name and password is compromised.
I/We have understood that NJII & myself/ourselves holds the authority to terminate Statement on web facility
provided a written notice is given in advance to the other party.

22
 E–STATEMENT & SMS ALERT FACILITY FORM - NSDL
I/We undertake that it shall be my/our responsibility to verify all the details of my Statement(s). Incase there is
any discrepancy in the Statement(s), I/we shall inform NJII of the same by writing to dpservices@njgroup.in or to
Customer Care at the above mentioned address. In case I/we do not inform and get the discrepancies corrected
the same shall be deemed to have been accepted and will be binding upon me/us. However NJII in its absolute
discretion, reserves the right to determine the validity of any objection to the transaction, even though the
objection is received after the expiry of stipulated time.

SMS Alert Facility

I/We understand that the SMS Alerts would be sent for all types of debits and credit’s into the below mentioned
Demat Account Number.
I/We provide the following information for the purpose of REGISTRATION/MODIFICATION (Please cancel out
whichever is not applicable, as per the option(s) selected above).

DP ID I N 3 0 4 2 6 2 Client ID 23581681

(Please write your 8 digit Client ID)

Mobile Number on which messages are to be sent: 9415159583

(Please write only the mobile number without prefixing country code or zero).

The mobile number is registered in the name of SHAKILUZZAMA

Email ID: ZAMASARIM@GMAIL.COM

(Please write only ONE valid email ID on which E-Statement/Communications; if any, is to be sent)

The Depository Participant shall not be liable for any breach of confidentiality by the service provider or by any
third person due to unauthorized access to the information meant for the BO. In consideration of the Depository
Participant providing the service, the BO agrees to indemnify and keep safe, harmless and indemnified the
Depository Participant and its officials from any damages, claims, demands, proceedings, loss, cost, charges
and expenses whatsoever which a Depository Participant may at any time incur, sustain, suffer or be put to as a
consequence of or rising out of interference with or misuse, improper or fraudulent use of the service by the BO.
The Depository Participant may amend the Terms and Conditions at any time with or without giving any prior
notice to the BOs. Any such amendments shall be binding on the BOs who are already registered as user of
this service.

Name:________________________
SHAKILUZZAMA Name:________________________ Name:________________________
Sole/First Holder
Digitally ORby:
Signed Guardian (In case of Minor) Second Holder Third Holder
Name:Shakiluzzama
Date:Sat Jul 16 19:24:44 IST 2022

Date:___________________
D D M M Y Y Y Y
12/07/2022 Place: ________________________
LUCKNOW

23
 SCHEDULE OF CHARGES
CDSL DP ID : 12064200 / NSDL DP ID: IN304262
NJ India Invest Private Limited
Regd. Office : Block No. 901 & 902, 6th Floor, B Tower, Udhna Udyognagar Sangh Commercial Complex,
Central Road No.10, Udhna, Surat - 394210, Gujarat.

Particulars Charges

Annual Maintenance Charges (Normal Client) Individual :₹300/-

Debt Securities :
Annual Maintenance Charges (BSDA Client) Value of holding up to ₹1,00,000/-: Nil
Value of holding between ₹1,00,001/- to ₹2,00,000/- : ₹100/-
Other than Debt Securities :
Value of holding up to ₹50,000/-: Nil
Value of holding between ₹50,001/- to ₹2,00,000/- : ₹100/-

Demat charges ₹20/-per certificate + ₹50/-for courier handling per ISIN

Remat Charges ₹150/- per certificate + courier handling

Margin Pledge / unpledge ₹10/- Per ISIN

Erroneous Transfer reversal per transaction ₹100/- Per ISIN

Stamp Duty At Actual Charges by Depositories

Market /Off Market (Only Debit Transaction) ₹25/- per ISIN

Pledge(Creation/Closure/Invocation) ₹40/- per ISIN

DIS Reissue ₹100/- Per DIS Book (10 Slips)

Physical CMR(Client Master Report) ₹50/ Per CMR

Cheque Bounce Charges ₹350/-

NDU Charges ₹50/- per request or 0.02% on transaction value whichever is

higher ,Payable by the borrower for NDU requests accepted
by the lender

CAS Charges (CDSL) Email CAS @₹0.50/- & Physical CAS @ ₹6/- per BOID.
CAS Charges (NSDL) Email CAS @₹0.75/- & Physical CAS @ ₹8/- per BOID.
Interest on Delayed Payment @15% P.A
Modification Request ₹50/- Per Request

Periodic / Adhoc Statement Request Email: Free • Physical: ₹50 per SOT/SOH

24
 SCHEDULE OF CHARGES

CONDITIONS :
1. Annual maintenance charges have to be paid at the end of 1 year from the date of account opening.
2. In case the client opts closure of the demat account within 1 year from the date of account opening, then Annual
Maintenance Charges shall be charged proportionately as per SEBI circular.
3. All the charges mentioned above are inclusive of CDSL/NSDL charges.
4. GST as applicable would be levied.
5. The above charges are subject to change with 30 days prior notice. However, in case of revision of charges by
CDSL/NSDL. A shorter notice may be given.
6. Charges once paid will not be refunded.
7. All instructions for transfer must be received at least one day before the execution/pay-in date.
8. Same day execution/late instructions will be accepted on “A best efforts basis” at the sole risk and responsibility of the
depository account holder(s).
9. All pledging services (creation, closure and invocation) shall be separately charged at the time of each transaction.
10. Value of securities will be in accordance with the rates provided by CDSL/NSDL.
11. Charges quoted above are for the services listed. Any service not quoted above will be charged separately.

We have read and understood the charges and conditions as above and agree to abide by the same

IN30426223581681
BOID:
SHAKILUZZAMA
Name: Name: Name:

Sole/First Holder OR Guardian (In case of Minor) Second Holder Third Holder
Digitally Signed by:
Name:Shakiluzzama
Date:Sat Jul 16 19:24:44 IST 2022

25
SOLE/FIRST HOLDER DETAILS

ACKPS8785N

SHAKILUZZAMA

Residential Residential or Business Business Registered Office

State UTTAR PRADESH

Phone No (with ISD Code) 91 9415159583

Place of Birth AMBEDKAR NAGAR

INDIA

INDIA

# If yes, Please indicate all Countries, other than India, in which you are a resident for tax purpose, associated Taxpayer Identification Number and it's
Identification type eg. TIN, GIIN, CIN, EIN, others, etc.

- - -

- - -

- - -

SECOND HOLDER DETAILS

Residential Residential or Business Business Registered Office

State -

Phone No (with ISD Code) -

Place of Birth -

# If yes, Please indicate all Countries, other than India, in which you are a resident for tax purpose, associated Taxpayer Identification Number and it's
Identification type eg. TIN, GIIN, CIN, EIN, others, etc.

- - -

- - -

- - -

26
 THIRD HOLDER DETAILS

Residential Residential or Business Business Registered Office

State -

Phone No (with ISD Code) -

Place of Birth -

# If yes, Please indicate all Countries, other than India, in which you are a resident for tax purpose, associated Taxpayer Identification Number and it's
Identification type eg. TIN, GIIN, CIN, EIN, others, etc.

- - -

- - -

- - -

I/We acknowledge and confirm that the information provided above is/are true and correct to the best of my/our knowledge and belief and provided after
necessary consultation with tax professionals. I/We have read and understood the information provided by me/us in this Form is true, correct and complete. I/We
hereby authorize you [NJ AMC/NJ Fund/NJ India/Other group entities] to disclose, share, rely, remit in any form, mode or manner, all / any of the information
provided by me, including all changes, updates to such information as and when provided by me to the Mutual Fund, its Sponsor, Asset Management Company,
trustees, their group companies, any service provider including RTA or any Indian or foreign governmental or statutory or judicial authorities / agencies including
but not limited to the Financial Intelligence Unit-India (FIU-IND), the tax / revenue authorities in India or outside India wherever it is legally required and other
investigation agencies without any obligation of advising me/us of the same.

Digitally Signed by:

Name:Shakiluzzama
Date:Sat Jul 16 19:24:44 IST 2022

L U C K N O W - - - - - - - - - 1 2 0 7 2 0 2 2

Details under FATCA & CRS : The Central Board of Direct Taxes has notified Rules 114F to 114H, as part of Income tax Rules, 1962 which Rules require Indian
financial institutions such as the Investment Entity/Custodial Institution to seek additional personal ,tax and beneficial owner information and certain
certifications and documentation from all our account holders. In relevant cases, information will have to be reported to tax authorities/appointed agencies.
Towards compliance, we may also be required to provide information to any institutions such as withholding agents for the purpose of ensuring appropriate
withholding from the account or any proceeds in relation thereto. Should there be any change in any Information provided by you, please ensure you advise us
promptly, i.e within 30 days Please note that you may receive more than one request for information if you have multiple relationships with NJ India Invest Private
Limited or its group entities. Threfore , it is important that you respond to our request, even if you believe you have already supplied any previously requested
information.

27
 www.njwealth.in

Head Office: NJ India Invest Private Limited, Block No. 901 & 902, 6th Floor, 'B' Tower, Udhna Udyog
Nagar Sangh Commercial Complex, Central Road No. 10, Udhna, Surat - 394 210, Gujarat.
Phone: 91 261 4025500 | Website: www.njwealth.in | CIN: U67120GJ2000PTC037674
SEBI Reg No - BSE, NSE & ICEX: INZ000213137, SEBI Reg No - CDSL & NSDL: IN-DP-14-2015
Processing Centre: Plot No. 232, Ground Floor and First Floor, Silvassa Commercial Complex,
Tokarkhada, Silvassa - 396 230 | Mo.: 9909042468 | Email: dpservices@njgroup.in
Digitally Signed by:
Name:Shakiluzzama
Date:Sat Jul 16 19:24:44 IST 2022
 BANK MANDATE TERMS & CONDITIONS

(In favour of NJ India Invest Private Limited)

1. Bank Mandate is in favor of “NJ India Invest Private Limited” (Hereinafter 'NJ'), which will be used by NJ in the capacity
of stock broker and depository participant.

2. The Bank details in the Bank Mandate MUST match with bank details updated in Client's E-Wealth Account/E-Wealth MF
Account.

3. For Physical Mandate, Client Signature on bank mandate must be as per bank records. Signature of all bank account
holders required if mode of holding in account is “Joint”.

4. NJ reserves the right to register bank mandate with any mode i.e Auto Debit or ACH.

5. Client bank may charge client Bank accounts for activating any such services. Neither NJ nor its service provider shall be
held responsible or bear any such charges.

6. The Mandate format is subject to change as per the guidelines issued by RBI/Bank or other concerned governmental or
statutory authorities. NJ or its service provider may change the Mandate format without prior notice to the Clients &
Transactions may be rejected by NJ or its service provider or Client's Bank due to any such change. Neither NJ nor its
service provider shall be held responsible for any consequences.

7. The Mandate will be used for collection of all kinds of DP charges including Annual Maintenance Charges, client’s fund
obligation including pay-in and other changes arising out of client account. The Mandate shall cover all collections other
than the Mutual Funds segment.

8. Client shall ensure sufficient balance in bank account for successful processing of Transactions.

9. Client banks may levy any charges to the client bank account if payment debit request submitted by NJ is failed due to
any reason. Neither NJ nor its service provider shall be held responsible for any failure & any charges levied by the bank.

10. These Terms & Conditions cover Physical as well as eMandate both.

11. NJ reserves rights to change any of the Terms and Conditions without prior notice.

12. Any dispute shall be subject to exclusive jurisdiction of Courts at Surat.

SHAKILUZZAMA
*Client Name:____________________________________________________________________________________________________________

1779589
*Unique Client Code(UCC): ___________________________ *Date: 12/07/2022
Digitally Signed by:
Name:Shakiluzzama
Date:Sat Jul 16 19:24:44 IST 2022

Client Signature:
 BANK MANDATE TERMS & CONDITIONS

(In favour of Clearing Corporation)

1. Bank Mandate will be in favor of ‘ICCL’ for BSE Clearing Corporation and ‘NCL’ for NSE Clearing Corporation for all mutual
fund transactions of clients.

2. The Bank details in the Bank Mandate MUST match with bank details updated in Client's E-Wealth Account/E-Wealth MF
Account.

3. Client banks may charge for activating any such services from the Client's account. Neither NJ nor its service provider
shall be held responsible or bear any such charges.

4. Client shall ensure sufficient balance in bank account for successful processing of Transactions.

5. Mandate format is subject to change as per the guidelines issued by Clearing Corporation/Stock Exchange or RBI/Bank or
other concerned governmental or statutory authorities. NJ or its service provider may change the Mandate format without
prior notice to the Clients & Transactions may be rejected by NJ or its service provider or Client's Bank due to any such
change. Neither NJ nor its service provider shall be held responsible for any consequences.

6. Payment collection will be done by respective Clearing Corporation for Purchase & SIP transactions done using the
Mandate registered with Clearing Corporation.

7. Mandate will be registered through the service providers of respective Clearing Corporation.

8. The Client authorizes Clearing Corporation to debit the Client Bank account for recovery of any dues of the Client in
regards to mutual fund transactions including recovery of erroneous payments or collections.

9. These Terms & Conditions cover Physical as well as eMandate both.

10. NJ reserves rights to change any of the Terms and Conditions without prior notice.

11. Any dispute shall be subject to exclusive jurisdiction of Courts at Surat.

SHAKILUZZAMA
*Client Name:____________________________________________________________________________________________________________

*Date:
1779589 12/07/2022
*Unique Client Code(UCC): ___________________________

Digitally Signed by:

Name:Shakiluzzama
Client Signature: Date:Sat Jul 16 19:24:44 IST 2022
Digitally Signed by:
Name:Shakiluzzama
Date:Sat Jul 16 19:24:44 IST 2022
Name of the Applicant : SHAKILUZZAMA

Live Photo Date & Time 2022-07-16 19:03:54

:

Digitally Signed by:

Name:Shakiluzzama
Date:Sat Jul 16 19:24:44 IST 2022
 Declaration for option for DIS Dispatch

I/We am/are desirous of opening an “Online Trading and Demat account” with NJ India Invest Private
Limited. Further, I/we agree to use AADHAR based E Signature in the process of executing client
registration forms and related documents for opening demat accounts.

I/We hereby for the Operational ease are desirous of executing the Power of Attorney(POA) in favour of
NJ India Invest Private Limited for executing delivery instructions on my/our behalf. I/We shall not
require the DIS for the time being if I/We execute POA as mentioned above. However, DIS booklet
should be issued to me/us immediately on my/our request as later date.

I/We hereby confirm that I/We would execute and submit Power of Attorney within 15 calendar days
from the date of demat account opening. So I/We hereby request you not to send the Delivery
Instruction Slip in the interim period. In case if the Power of Attorney executed by me/us is not received
by NJ India Invest Private Limited within the period as mentioned above, then please dispatch the
Delivery Instruction Slip to my/our correspondence address.

Digitally Signed by:

Name:Shakiluzzama
Date:Sat Jul 16 19:24:44 IST 2022

1. ______________________________ 2. ______________________________ 3. ______________________________

SIGNATURE (1ST HOLDER) SIGNATURE (2ND HOLDER) SIGNATURE (3RD HOLDER)
 NJ INDIA INVEST PRIVATE LIMITED
Registered & Correspondence Office Address : Block No.901 & 902, 6th Floor, B Tower, Udhna Udyognagar Sangh Commercial Complex,
Central Road No.10, Udhna, Surat - 394 210, Gujarat | Phone: 0261 402 5500 | Fax: 0261 402 5880
SEBI Reg No - BSE & NSE: INZ000213137 | SEBI Reg No .- CDSL & NSDL: IN-DP-14-2015
Email id: dpservices@njgroup.in | Website: www.njgroup.in

Declaration for Online Trading & Demat Account Opening through ESIGN

I/We hereby declare that the details provided through the online portal are true and correct to the best of my/our
knowledge and belief. I/We also agree and undertake to inform you of any change(s) therein, immediately.

I/We further confirm having read and understood the contents of the 'Rights and Obligations' document(s) and
'Risk Disclosure Document' & set of documents has been displayed for information on the stock broker's
designated website.

I /We confirm having read & understood copy of Rights and Obligations of the Beneficial Owner and Depository
Participant and agree to abide by and be bound by the same and by the Bye Laws as are in force from time to
time. I/We agree and undertake to inform you of any change(s) in the details/particulars mentioned by me/us in
this form.

I/We also request you to consider the uploaded Specimen Signature for any physical correspondence from
my/our side.

I /We hereby confirm and agree to open Trading & Demat Account with NJ INDIA INVEST PRIVATE LIMITED.
through AADHAAR based E Signature mode.

1. SHAKILUZZAMA
______________________________ 2. ______________________________ 3. ______________________________ 4. ______________________________
NAME (1ST HOLDER) NAME (2ND HOLDER) NAME (3RD HOLDER) NAME OF NOMINEE WITNESS

Digitally Signed by:

Name:Shakiluzzama
Date:Sat Jul 16 19:24:44 IST 2022

______________________________ ______________________________ ______________________________ ______________________________

SIGNATURE (1ST HOLDER) SIGNATURE (2ND HOLDER) SIGNATURE (3RD HOLDER) NOMINEE WITNESS SIGNATURE