A - UPTON 1993 - The Tradition of Change
A - UPTON 1993 - The Tradition of Change
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DELL UPTON
Theyoung
fieldofvernacular suffers
studies
landscape from
limitations byits
imposed
fundamental inturn
which
categories, growoutofthefield's
roots
inWestern
intellectual
and
aesthetic
conceptsoftheeighteenth
andnineteenth
centuries.
Thispaper twoofthose
analyzes
fundamental
categories.Thefirst
is thepresent
concept whichsetsoffthe
oftradition,
vernacular
as a static ofexperience
category from
distinct thatofcontemporary and
society
bya seriesofinsider/outsider
characterized dichotomies. in the
Thesecondis a belief
asa signofitsmaker,
oftheobject
authenticity which themultiplicity
obscures ofexperiences
that
andmeanings canobtain.
anyartifact Future
studies needtoconcentrate
ofthevernacular
onlandscapes
ofslippage thanonthose
more
anddiscontinuity ofpermanence
andintegrity
instudies
valued oftradition.
This viewwas dichotomous in anothersense,in thatthe shattered. Thevernacular thusrepresents enduring values,as
exploration ofothers hadbothpositive andnegative implica- opposed toourownrealm, which ischaracterized bytransience.4
tions.Sometimes usandthem havebeenframed interms ofthe
moralandcultural superiority. The distinction mightem- Thereis a subtextin thesedichotomies ofwhattheologians
phasizethesuperiority of us hereto themthere,whether callpre-andpost-lapsarianism, oflifebefore andafter theFall.
"they" refersto Irish,Africans, Americans, Asians, or Pacific Euro-American vernacular studies routinely apotheosize the
Islanders.It mightequallyaptlydemonstrate thesuperiority preindustrial goldenage. Likesin,theoutsideis irresistibly
ofus toourneighbors within:oftherespectable towhatthe intrusive, andwithitcomesthecontamination anddefeat of
eighteenth century would have called the mob; of the urbane tradition.This subtext is explicitly articulated by the En-
totheoafandthebumpkin; ofthemoderate totheover-and glish,whoinsistthattherewas no vernacular architecture
theunderachiever; oftheopentothesecret.Yetatothertimes after1700,whennationaltransportation systems andarchi-
has
dichotomy engendered envy, excitement and titillation tectural
publications sowed the knowledge fatal to innocence
atthepicturesqueness oftheunderworld orthecolorful nessof inthecountryside. Among most North Americans, itismore
thepeasant.Moreoften,it reinforced a nostalgicsenseof implicit.We concentrate onrural, preindustrial buildings as
inferiorityand loss and consequent unfavorable comparison a matteroftaste rather than ideology, but it is a taste formed
ofourselves withthenoblesavagesand sturdyyeomenof bythetradition ofpicturesque antiquarianism.
otherplacesandtimes.Although thisnostalgic self-flagellation
isanoldtradition, as Raymond Williamsshowed, ittookon My point is thatthesehoarypredispositions directour
newforceandgenerality in theeighteenth and nineteenth choicesofwhattostudyas wellas thequestions weaskand
centuriesas therangeofhumanexperience becameapparent theanswers we give. In recentyearsthedomainofNorth
toWesterners.3 American vernacular architecture studies,formerly closely
tooldruralhouses,
restricted hasbeenenlarged, butithasyet
Moreover, thesedichotomies carried a heavyfreight ofmoral toproduce newparadigms ordefinitions. Rather, established
andcultural authenticity, one that demanded clear distinc- boundaries have been stretched and twisted in a kind ofhip
tionsofthetruereligionfrominfidelity or superstition, of intellectualgame whose object is to make a case for the most
orderfrom of from ofthe
anarchy,liberty oppression, straight- unlikely candidates for the traditional, rather than to chal-
forward fromthesophisticated, of theprimitive fromthe lengethecategory itself.
decadent, ofthecivilizedfrom thesavage.Atbottomlayan
assertionofone-sided connections withthesources oftruth, Second,outsider/insider dichotomies alsoorganize thesocial
the
consigning complement to falsehood or illusion. ascribed
qualities to the vernacular. In this the
case, operant
termsare"low"and"high":vernacular building istheculture
Theconcept ofthevernacular wasandstillispermeated with ofthepopulace, ofthe poor,just as academic or avant-garde
thesedichotomies andwithbothnegative andpositiveread- is theculture oftheelite.Somescholars arguethisexplicitly.5
ingsof difference. Considerthequalitiesthatare said to Othersassumeit in failingto acknowledge, forexample,
characterize thevernacular: all dependexplicitly orimplic- significant socioeconomic divisions among buildersof
the
itlyon insider-outsider distinctions. traditional
houses, orthat the surviving vernacular landscapes
inmostplaceswerebuiltbymembers oflocalelites(as nearly
thevernacular
First, isoften described interms ofcommunity or all thecolonialvernacular housesofNorthAmerica were).
personal connections. Thosewhoareoutside ourownexperi-
encearecredited withbeingin factinsiders , witha cohesive Third,thedichotomy ofoutsideandinsideincludesa third
experience thatismoreauthentic thanourown.Thevernacu- implicit opposition, thatbetween stability andchange.The
laris thespaceoftruecommunity as opposedto thefrag- academicis intrinsically open,active,aggressive, conscious
mented orisolated spacesofcontemporary life.Thisassump- andself-conscious, andchanging.Thevernacular, inwidely
tioncanbe detectedin thecommonassertion thatthepat- usedformulations, to
is assumed be untutored, uncultured
ternsorsimilarities amongtraditional buildingsrepresent and unsophisticated, its aestheticqualitiesinstinctive, its
theshared valuesofa littlecommunity. Eitheroutofrespect functional efficiencies its
fortuitous,origins lost in an endless
forone'sneighbors, outoffearofcensure, orfrom lackofneed chainofimitation. Whatever isuncultured isnatural', itgrows
forvisibleassertion ofstatus,vernacular builders all tendto outofdirectcommunion with circumstance. The vernacular
build aboutthe same thing.With the riseof economic is unencumbered byartifice, and therefore authentic.The
competition andsocialdifferentiation, ofalienation from the opposition, in either case, is between active and passive
old community, theconsensus oftraditional architecture is buildingtraditions. The vernacular is stable; inthissense
itis
thatitis traditional.
InArchitecture
WithoutArchitects
, a book doesthelandscape seemtobe anappropriate wayto investi-
thatforsomestrangereasonretainsits audienceand its gateit? Much oftheanswerliesina materialist
Westernfaith
Bernard
credibility, Rudofskysaysthisdirectly: intheauthenticconnectionbetween anobjectanditsmaker.
In historical wecanrecognize
perspective, thelimitations
as
architecture
Vernacular doesnotgothroughfashion Itis
cycles. wellas theoriginsofthisWestern faithin thepowerofthe
immutable,
nearly indeed,unimprovable,since
it serves
its landscapetoexplainitsmakers.Yetitishardtorejectitout
toperfection.
purpose Asa rule,
theoriginofindigenous
building ofhand,becauseitis thefoundation ofourownwork,andit
andconstruction
forms methodsislostinthepast. wouldbedifficulttoknowhowtoproceed ifwedidnotaccept
thepremise insomeform.
AlthoughRudofsky obviouslyviewsthe vernacular with
theduality
affection, thatsetsthevernacular asideas a distinct Consequently, thestudyofthevernacular landscapeis in-
categoryofexperience hasa negativeaspectthatis insepa- formed inobviousbutalsoinsubtlewaysbythecalcification
rablefrom itspositive
ones. Ifit is stablebydefinition, it is ofthevernacular as a discrete, pre-lapsarian arenaofsocial
also,bydefinition, in a
marginalized changing world. Its experience that liesjustbeyond our own experience andcan
and
stability passivity a
imply stagnation and even depriva- neverbedirectly accessible tous. It is founded as wellinthe
tionagainstwhichmainstream cultural change- ourways congruent beliefthatthelandscapeis an artifact integrally
- canbe seentoadvantage andjudged. connected tothesocialrealmofthevernacular, andcanreveal
ittous. In accepting thesepremises, wecommit ourselves to
To theextentthatthesecategories drawbothon common modelsoftherelation ofthevernacular andthenonvernacular
metaphors ofarcadiaandinnocence andonequallycommon builtaround acculturation, contamination, anddecline, mod-
metaphors of stasisand privation, they have had a special elsofimpaired authenticity and reduced difference. Our tales
appealto architectural practitioners, fortheyunderpin the aretalesofwoeortalesofheroicresistance (whicharesimply
languageofexpertise onwhichprofessional claimshavebeen their complement). Ourbeliefinthecorrespondence between
built. PhilipFisheroncesuggestedthatin theformative thematerial worldand itsmakerslinksourenterprise ever
yearsofthearchitectural profession, thevernacular wasin- morefirmly to a staticsenseof thevernacular becauseit
ventedto serveas thequackery ofarchitecture, thatis,as a encourages us to valueenduring patterns ofhumanaction
falsepractice thatserved todefine, true
bycontrast, practice.7 in
reified the conceptofthevernacular overthedisruptions
In thetwentieth century, thevernacular hasserved architects and dissociations thatcharacterize thehumanlandscapeas
in the sameway thatthe parallelcategories of folkand builtandlived.
primitiveartservedmodernist artists- as an affectionately
condescending term to describe designthatis almostall right,
thatmightbe turnedintorealartin thehandsofinitiates. THE LIMITS OF AUTHENTICITY
Whether sympathetically orunsympathetically cast,thatis,
thepractitioners interest in thevernacular is oftena vested How heavily canwe relyon ourfaithin theauthenticity or
one. It boilsdownto thefollowing questions:Wherecan truthfulnessofthevernacular landscape? To answer thatques-
architectsget jobs?And wherecan theymakea placefor tionwe mustbreakawayfromourcherished regard forthe
themselves in thebuildingprocess?8 maker'sintentions. It iseasytoarguethata certain landscape is
intended to incorporate givencultural values,butit is very
Thesewaysof characterizing the intellectual and cultural difficultto claimthattheuserssee thisorthattheyareper-
baggagethatthevernacular carriesare admittedly crude. suadedbytheartifacts claims.It is relatively easyto make
Theyomitthesubtlety andsophistication, nottomention the diagrams linkingsocialorcultural andspatialpractices, but
genuineunderstanding, ofthebeststudies.Yettheyarenot, it is justas easytoshowthatusers'interpretations beliethem.
I think,unfair, fortheyilluminatethe reification of the
vernacular as a seriesofdichotomies thatareas commonas Letmeoffer an examplefrompost-Revolutionary Philadel-
theyareunexamined. phia,thequintessential walking city.WilliamPenn'sspacious
two-square-mile griddedplan was quicklysubdivided, its
I havetreated thevernacular as an abstract conceptthatwas publicsquaresbuiltoverand its largeblockscut through
subsequently appliedto thelandscape, sinceit tendsto be withalleysandcourts.Philadelphiascrowded intolessthan
employed as an a prioricategory rather than developed em- a quarterofthecity'sarea,as nearaspossibletotheDelaware
pirically.Consequently, to understand whattheconceptof Riverwaterfront. Whathypotheses abouttheexperience of
thevernacular implies,we must ask a second question: Why thecityforitsresidents canwedrawfrom theartifact?
REFERENCE
NOTES Thispaperisa shortenedandmodified version The Architectural
Historian
inAmerica
,E.B.
ofonedeliveredatthesecond iasteconference,MacDougall,ed.(Washington,D.C.:National
October,
Berkeley, 1990. ofArt,
Gallery 1990), 213.
pp.199-
3. R.Williams,The andthe
Country (New
City
i. I usethewords traditional
andvernacular York: Oxford Press,
University 1973).
because
interchangeably I assume that
tradition 4. Students
ofthevernacular
assume
issynechdochicforvernacular.Thatis,the communityandconnections
notonlywithinthe
that
qualities weassociatewith tradition
infact proximity
ofthevillage,
butwithinthebondsof
characterize
theentirerealm ofthevernacularas religion
orethnicity. outsiders
Again, (from
itiscurrently
understood. mass arereally
society) thetrueinsiders:
2. P.Collins,ChangingIdealsinModern vernacular
formsareauthentic of
expressions
ij$o- ip$o
Architecture, (Montreal: McGill- community,while
ourown areaccidental,
Queen's
University Press,1965);P.Gay, The oradopted.
imposed,
AnInterpretation
Enlightenment: , 2Vols.(New 5. Forexample,
J.B.Jackson, the
Discovering
York:Knopf, 1969),esp.Vol.2pp.368- 96;and Vernacular (NewHaven:
Landscape Yale
D. Upton,"Outside theAcademy: ACentury of University
Press,
1984), 55.
pp.11-
Vernacular
ArchitectureStudies,1890-1990,"in 6. B.Rudofsky,Architecture
Without
Architects
:
toNon-Pedigreed
Introduction
a Short Architecture 14.J.GillenkirkandJ.Motlow, Melon:
Bitter
(New York: Doubleday, 1964),n.p. Stories
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7. P.Fisher, comment onthepanel "Historiog- (Seattle: ofWashington
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April, TheChinese inWest Fresnoand
SeeM.Douglas, PurityandDanger: AnAnalysis Chinatown's RoleasRedLight District,
1870s-
oftheConcepts andTaboo
ofPollution (London: 1920s," Southern 70(Winter
Quarterly
California
Routledge andKegan Paul,1966). 1988), - 98;S.S.Minnick,
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8. D. Upton, "TheTraditional House andits SanJoaquin Chinese
Legacy Panorama
(Fresno:
Enemies,"Traditional
Dwellings andSettlements West Publishing,1988);andK.J.Anderson,
ReviewVol.iN0.2(Spring 1990),pp.71-84. Chinatown:
Vancouver's Racial in
Discourse
9. Recently asThe
published Diary ofElizabethCanada, 1980
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NortheasternUniversity Press,
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10.Ibid.,Vol.2 (October
p.851 and
11,1796); were tolower-class
attributed whiteandblack
Vol.ip.694 (June21,1795). ofEuropean
districts andAmerican bythe
cities
il. S.B.Warner, Suburbs:
Streetcar
Jr., The urban
Processfirst reformersofthenineteenthandearly
ofUrban Growth inBoston,iSjo- içoo(Boston: twentieth centuries.
Athenaeum, 1962,1971). 17.SeeE.R.Wolf, Europeandthe Without
People
12.Diary,Vol.ip.610 (October 24,1794). History University
(Berkeley: ofCalifornia
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13.Ibid., p.853(October 19,1796). Press,1982).