K.M. Fierke On Human Security
K.M. Fierke On Human Security
Critical Approaches to
International Security
K. M. Fierke
polity
Copyright © K. M. Fierke 2007
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Acknowledgements vii
Introduction 1
Politics and security 4
PART I CONTEXT 11
1 Definitions and Redefinitions 13
Realism and the Cold War 16
The methodological debate 22
Return to the military definition? 28
2 The Proliferation of Concepts 33
Essentially contested concepts 33
An ethnocentric concept 35
Proliferation of concepts 42
Conclusion 51
PART II CONSTRUCTION 53
3 Change 55
Human nature and social construction 56
Structures and agents 60
Cause versus reasons 68
Conclusion 74
4 Identity 75
Aspects of identity 75
Identity and discourse analysis 81
Identity and the ‘clash of civilizations’ 87
Conclusion 97
5 The Production of Danger 99
The representation of danger 100
The politics of danger 108
The production of insecurity 112
What is at stake? 118
V
vi Contents
Notes 206
References 210
Index 231
Human Insecurity
144
Human Insecurity 145
Human security
A critical concept?
Human security emphasizes meeting basic material needs as well as
preserving human dignity, which includes meaningful participation
in a community. Caroline Thomas (2000; xi) argues that in this respect
the concept creates distance from the neo-liberal conception of the
individual as competitive and possessive. Although states are not the
focus, they are not unimportant. They should play a crucial role in
creating and maintaining structures of authority and responsibility
that contribute to human security. However, in a globalizing world,
states often don’t possess the means to deliver the goods. They can’t
always implement international obligations because they lack control
within their borders and have inadequate institutional capacity and
resources. 'The breakdown of order is often accompanied not only by
conflict, but also by economic and social collapse, which can lead to
famine and mass migration. In these circumstances, traumatic inse
curity is the daily lot of civilians. This is exacerbated by the prolifera
tion of non-state actors, such as international arms dealers, non-state
paramilitaries, international crime and terrorism. A central underly
ing assumption of the human security paradigm is that sustainable
economic development requires a minimal level of security.
One of the pioneers in rethinking security, Barry Buzan (2004), has
criticized the human security concept. He argues first that it is already
encompassed by the Copenhagen School’s concept ‘societal security’.
Second, it is reductionist in so far as it makes the individual, or
humanity as a whole, the referent object of security. As a result, the
concept is not sufficiently differentiated from human rights and elim
inates the distinctiveness of international security. Buzan recognizes
that the state is ‘a necessary condition for individual security because
without the state it is not clear what other agency is to act on behalf of
individuals’ (Buzan 2000: 6). He states that, because it bypasses the
state, human security takes away what seems to be the necessary agent
through which individual security might be achieved.
Arguably, this misses the point. As Williams (2003) points out, socie
tal security refers to the process by which society is securitized and
acquires an identity, which, as discussed in chapter 5, may be linked to
processes of state securitization. Human security, by contrast, begins
with a recognition that the greatest contemporary security problems
relate to human displacement, to the inability of many ‘failed states’
to protect their populations, and to the violation by states of the
human rights of their citizens. As Hoogensen and Rottem (2004: 158)
note, it is precisely because ‘state security has often been inadequate
that discussions of reorienting the referent have arisen in the first
place.’ Both societal and state security, and for that matter the concept
Human Insecurity 149
social and economic changes experienced by the North since the eigh
teenth and nineteenth centuries. This model assumed the possibility
of unlimited economic growth, and that it would be possible to sustain
a global economy where everyone had living standards comparable to
Europeans or North Americans.
The liberal development model can be contrasted with one of the
oldest traditions of critical thinking in international relations. The
critical Marxist literature on development is premised on the idea that
globalization is not a new phenomenon. The underdevelopment of the
South has gone hand in hand with the development of the North in a
capitalist world economy. Critics of European imperialism in the early
part of the twentieth century, and not least Lenin ([1939] 1988), argued
that capitalism was fuelled by the need to expand in search of profit.
Imperialism was a manifestation of this global expansion in pursuit of
wealth. In the period following decolonization, these arguments were
adapted to explain less formal structures of control. Immanuel
Wallerstein’s (1974) World Systems Theory provided a framework for
understanding the relationship between the development of the
industrial core, the underdevelopment of a periphery, which provided
raw materials, and a semi-periphery, which produced luxury goods
and provided a buffer against revolutionary transformation.
Dependency theorists further examined how links between elites in
North and South reproduced a relationship of Southern dependency
and underdevelopment (Cardoso and Faletto 1979).
From the 1950s to the 1970s, a critical discourse of development
became popular in areas of the periphery that had been historically
exploited. This critical framework, like the theory, placed the back
wardness of the economies of the former colonies in a larger global
context, in which the formal imperial relationship had since decolo
nization been replaced by less formal processes of exploitation. For
instance. Northern companies purchased raw materials and labour
power in the South below their true cost. Cheap labour and cheap
Southern raw materials were transformed into manufactured goods in
the North. This exploitative relationship was simply a new expression
of the hierarchy that had constituted the capitalist world economy for
centuries. It wasn’t that the South was undeveloped, but rather that it
had been deliberately underdeveloped within a global relationship.
Poverty was a direct consequence of how wealth was produced. This
provided a global structural argument about the cause of poverty and
legitimized practices on the part of Southern governments to inter
vene in the economy in order to lead the development process. At the
time, many Third World states joined together in calling for a
New International Economic Order, or a reorganization of the global
economy so that they would no longer be structurally disadvantaged.
152 PRACTICE
Security
Accelerating globalization, on the basis of liberal economic principles,
was one post-Cold War development. Another was the outbreak
of ‘new wars’, such as those in the former Yugoslavia, Somalia or
Rwanda, which posed a significantly different kind of security
Human Insecurity 153
problem than the Cold War. First of all, these were hot wars, primarily
outside of Europe, as distinct from the nuclear stand-off between the
superpowers. It is not that hot wars were new, but rather that they
tended, during the Cold War, to be subsumed by the larger superpower
conflict. With the end of the Cold War, the new wars become a focus of
international concern in themselves (Kaldor 1999).
The conflicts related in some cases to the failure of states to consoli
date their authority over an area, which may have been exacerbated by
the loss of superpower funding as the Cold War ended. Failed states
and, along with them, conflict proliferated in the 1990s. The frame
work of international security assumes the centrality of diplomacy,
states and state security. The new wars of the twenty-first century have
involved a wide range of actors, both state and non-state, both as
protagonists and as interveners, who are as likely to be defined by some
form of suprastate or intra-state identity. The victims in these conflicts
are overwhelmingly citizens, rather than the representatives of recog
nizable state armies, and the protagonists likewise often lack any
identification with a state. Processes of militarization are not closely
monitored by the state, but have formed out of official and non-official
global networks of the arms trade, drug trafficking, etc. The global
downsizing of armies following the end of the Cold War created a large
pool of private mercenaries and an expanding role for them, and for
the privatization of security, under the auspices of corporate actors or
Western states (Musah in Milliken 2003:166-9).
The outbreak of new wars has corresponded with an increasing
emphasis in the academic literature and in political discourse on the
idea that liberal democracies don’t fight with one another. This idea
has been said to be the closest thing to a Taw’ in the study of interna
tional relations. The Economist (1 April: 17) noted in 1995 that ‘the belief
that democratic states don’t go to war with one another has become a
commonplace of Western policy.’ Like the liberal discourses of
modernization, democratic peace theory rests on an assumption that
the experience of Western states, in this case the development of
peaceful relations between them, can be reproduced in other parts of
the world. As in the liberal discourse of modernization, emphasis is
placed on the internal composition of the state rather than the larger
global context. The internal development of democracy is the precon
dition for common norms and peaceful relations with other demo
cratic states. Subsequently, when internal politics are non-democratic,
or when relations exist between democratic and non-democratic
states, inter-state relations will continue to be governed by anarchy.
Critical scholars such as Barkawi and Laffey (1999) historicize these
relationships, situating the development of‘zones of peace’ and ‘zones
of war’ within global processes of social change. Globalization, in this
154 PRACTICE
A critical analysis
In the convergence of development and security discourses, critical
arguments about development have been replaced by liberal ones. The
marriage reinforced a liberal agenda of transforming entire societies
into liberal democracies. This agenda is problematic for two reasons.
First, as discussed in the last section, it represents a new regime of
power, albeit ‘softer’ than the old imperialist regime. Marxists view
human security as a repackaging of liberal humanitarianism, with its
routine failure to address underlying social causes (’Thomas 2004:353).
Second, to be explored in this section, the discourse failed to prob-
lematize the role of historical global relations in the production of
‘failed states’ and, subsequently, in the production of fear and want.
The discourse localizes agency in the ‘international community’ and
some Western states, which have taken on the role of‘fixing’ the prob
lem of human insecurity. The US and NATO, in particular, become
agents of humanitarian intervention who will bring order to war-torn
regions. In fact, the resulting practice has the potential to reproduce
Human Insecurity 157
fiction that fitted in only a loose way with the political reality. The
political reality required gaining and keeping de facto control. From
the outset, the modem state was an ideal of sovereign territoriality to
which rulers aspired, but which they seldom achieved.
Milliken and Krause (Milliken 2003: 7) argue that state-making has
been presented as a solution to the problem of political order, and has
involved three interconnected core functions, relating to security (the
process by which state elites consolidated their hold on power), repre
sentation (the process of social contracting by which individuals
surrendered their unlimited freedoms) and welfare (the modern state
as an efficient mechanism for ensuring property rights and security
markets). They conclude that the ‘relationship between state and
nation, and between national identity and representative rule, are
dynamic products of political struggle, which have rarely been success
fully imposed from outside or above’ (ibid.). Attempts to pin down the
essential nature of the state only end up reifying or idealizing it, strip
ping what is, after all, a human (social and political) construct of its
historicity.
The pursuit of statehood has rested on ingrained assumptions about
appropriate forms of political organization and order, also adopted by
scholars and policy-makers in the post-colonial world. These assump
tions incorporate the three narratives of security, representation and
welfare. The idea that legitimate nations, providing guarantees of
wealth and security, could be constructed within a few decades of
formal independence, was, argue Milliken and Krause, naïve. It
required taking the state out of its historical context and treating it as
an institutional form owing little or nothing to the historical forces
that created it. Many states emerging from decolonization didn’t qual
ify for statehood by the criteria of international law in use at the time,
that is, ‘the existence of effective government with a centralized
administration and legislative organs’ (Brownlie 1979: 4). They were
granted independence but were, in fact, what Jackson (1990:177) refers
to as ‘quasi-states’:
Failed states
The critical methodological potential of human security lies not in
bringing an ideal model of democracy and political order to the ‘prob
lem’ of failed states, but in an analysis of these processes of construc
tion at different levels and how they intersect. As suggested in the last
chapter, the ‘sickness’ resides in our language, in the lack of clarity
regarding the role of assumed categories in constructing or reproduc
ing particular forms of practice. The language of‘failed’ states, and the
conceptual apparatus surrounding it, is bound up in the construction
process. This conceptual apparatus is evident in the formulation of the
new ‘transformational diplomacy’ of the Bush administration in the
context of the War on Terrorism.
Transformational diplomacy is described in a document titled:
‘Conflict Transformation: The Nexus between State Weakness and the
Global War on Terror’ (Wong 2006). The author builds on the conclu
sion of the National Security Strategy of the United States that ‘we are
threatened less by conquering states than failing ones’. These failed
states can ‘become a haven for terrorism’. The latter is interesting in
light of the state department’s acknowledgement in 2006 that Iraq was
at risk of becoming a safe haven for terrorists, three years after the US
invasion (MacAskill 2006). While state weakness is not new, the docu
ment claims the present situation is different because there is a better
understanding of the interaction ‘between state failure, humanitarian
crises and our own security’. The paper calls for a more ‘reactive
response to crisis’ and a ‘strategic shift’ in thought processes, which
160 PRACTICE
need welfare provision or aid, rather than agents with a political voice.
These victims then become subject to administrative mechanisms of
food distribution and aid (ibid.: 54). This process depoliticizes famine
and constitutes it as a site for intervention and control. The technical
problem of shortages is to be prevented through reliance on expert
knowledge and expensive and profitable technological solutions. In
this respect, the starving subject is produced as a subject of know
ledge, which is part of a regime of truth produced by the institutions
and practices of development studies. Her analysis, which relies on a
Foucauldian framework, demonstrates how these techniques of discip
line fail to produce their apparent aim, that is, development. They do,
however, succeed in reproducing a vulnerable group, dependent on
help and assistance, rather than constituting agents in search of
justice or political representation.
Edkins argues that in the development literature famine is
presented as a failure or a breakdown in a system that requires repair.
Rather than attending to the politics of mass starvation, responses
begin with the search for a ‘cause’ and, subsequently, seek a technical
‘fix’ for the problem. Edkins maintains that nothing ‘causes’ famine;
rather people commit the crime of mass starvation. Starvation is no
more ‘natural’ than suffocation: it is no more a shortage of food than
the latter is a shortage of air (Edkins 2005: 3). Mass starvation is the
result of a ‘series of small acts’, some of them deliberate and some
carried out with the intention of producing famines. This raises a
question about responsibility and who benefits.
By demonstrating the parallels between mass starvation and geno
cide, Edkins politicizes the former, showing that it is often a product
of human intentionality, through a series of small acts, rather than a
natural disaster. This introduces an element of human responsibility
and agency in the construction of human insecurity. Genocide, by its
very definition, assumes human intentionality (Schabas 2000: 154-5)
and thus, once named as such, is implicated in the production of
human insecurity. Nonetheless, practices of genocide can also be
depoliticized. In the former Yugoslavia, images of mayhem were cast
in terms of the re-emergence of hatreds that were destined to resurface
after the demise of Tito, who had kept the lid on nationalist tensions.
A similar story was told in Rwanda. 'The conclusion of this type of story
was that the perpetrators were mad (and the observers, by contrast,
were sane), so there is really nothing much that could be done. In the
case of Rwanda, which had been part of a colonial empire, this
message also reinforced the idea that the inhabitants couldn’t govern
themselves, the implication being that decolonization had been a
mistake (McNulty 1999:270). The role of government-sponsored media
in fanning the conflict in Rwanda has been recognized. However, far
164 PRACTICE
Conclusion
This chapter has examined the concept of human security as a
response to the increasing problem of human insecurity in war.
Human security is critical in so far as it raises questions about the
conventional emphasis of security studies on the state. However, the
166 PRACTICE