Analysis of The Socio-Economic Impacts of A Harmonised Classification of Carcinogen Category 2 For Titanium Dioxide (Tio)
Analysis of The Socio-Economic Impacts of A Harmonised Classification of Carcinogen Category 2 For Titanium Dioxide (Tio)
27 November 2017
Analysis of the socio-economic impacts of a
harmonised classification of Carcinogen Category 2
for titanium dioxide (TiO2)
November 2017
Quality Assurance
Panos Zarogiannis
Author(s) Linda-Jean Cockcroft
Rebecca Halliday
Titanium dioxide (TiO2) is by far the highest volume and most versatile globally-used white pigment
which is also widely used as a brightener for colours other than white. No other pigment comes
close to matching its exceptionally high opacity (a result of TiO2 having the highest refractive index
among all known white pigments), bright whiteness and UV absorbing, protective properties. It is
manufactured in 18 plants in the European Economic Area (EEA) with an annual production volume
of ca. 1,100 ktonnes and an estimated market value of ca. €3 billion. Most TiO2 is used in paints and
coatings (architectural: 36%; industrial: 17%; inks: 4%), followed by plastics (25%), paper (12%) and
specialty applications (6%) (based on Cefic data for 2013). Approximately 1-2% of all TiO2 is made in
non-pigmentary forms for use in many high-value-added applications including cosmetic sunscreens
and clean air environmental technologies.
The French authorities proposed the classification of TiO2 as a Carcinogen Category 1B substance in
May 2016. Whilst ECHA’s Risk Assessment Committee (RAC) has concluded that a Carc Cat 1B
classification cannot be scientifically justified, it has also asserted in its opinion dated 14 September
2017 that TiO2 meets the criteria to be classified as suspected of causing cancer (Carcinogen
Category 2) specifically through the inhalation route. Although, a Carc Cat 2 harmonised
classification is less severe than that proposed by the French authorities, this classification would still
have severe adverse consequences as a result of (a) the absence of technically feasible alternatives
for TiO2; (b) the triggering of a series of changes in how the marketing and use of TiO2 is treated
under a variety of chemical safety regimes in the EEA; and (c) the negative perceptions that would
develop among users and consumers over the safety of the substance. These changes would
disregard the importance of the TiO2 exposure pathway specified by RAC in their opinion: in a
mixture or matrix of any form, there can be no or extremely low levels of human exposure by
inhalation; nevertheless, regulatory changes would simply apply the classification as a carcinogen in
all cases, so irrespective of the specificity of the inhalation route, and negative perceptions would
develop due to consumers being largely oblivious to this critical parameter.
The Carc Cat 2 harmonised classification would impact upon a multitude of downstream user sectors
with a combined Gross Added Value of hundreds of billions of Euros; paints and plastics alone, the
most important uses for TiO2, account for over €120 billion per annum. Downstream users might
consider the reformulation of their products, however, in the vast majority of cases this could not be
successful due to the lack of alternative pigments that match TiO2’s performance in technical and
economic terms; in any case, substitution of TiO2 would be costly (example estimates: €0.05-60
million per company), take considerable time (2-20 years) and invariably be a case of regrettable
substitution. Additional workplace safety measures could have an investment cost of up to €0.1
million, if not more, per plant, while waste regulations would impact upon the recycling and reuse of
waste that contains over 1.0% TiO2 and might impose an additional cost ranging from a few
thousand Euros to millions of Euros per site for the disposal of packaging and manufacturing waste
classified that would be newly classified as hazardous.
The Carc Cat 2 harmonised classification could lead to the removal from the market of a multitude of
consumer formulations and products such as toys, cosmetics, foodstuff, food contact materials,
pharmaceuticals, tobacco products and ecolabelled products (including textiles); in some cases
exemptions could be secured following an evaluation of risks by relevant scientific bodies, however,
Importantly, the labelling of TiO2-containing mixtures as suspected carcinogens (CLP requires the
label to read “suspected of causing cancer”) and the stigmatisation of the substance would drive
negative consumer and industrial/professional user perceptions thus leading to market losses for
manufacturers of TiO2-containing products and their downstream supply chains.
It is estimated that a Carc Cat 2 classification would lead to 10-15% of current demand for TiO2 being
lost due to adverse effects on the downstream uses of the substance. This would in turn lead to the
shrinking of EEA’s TiO2 manufacturing base and the likely shutdown of an uncertain number of
production lines. The consequence of this would be a significant knock-on effect on the
manufacture of titanium chemicals and iron-based co-products, the sales of which underpin the
profitability of TiO2 manufacturing plants. Adverse impacts would not be limited to those driven by
effects on downstream users; the Carc Cat 2 harmonised classification would impact upon the sales
of co-products (iron filter salts) that contain TiO2 impurities at concentrations above 0.1% and would
also have the potential to precipitate severe repercussions on the waste management of large
volumes of manufacturing waste (neutralisation solids and red gypsum) which (a) could require
disposal as hazardous materials and (b) would prevent sale of such materials for reuse in a range of
industry sectors. Loss of sales and severely increased waste management costs could lead to the
ultimate collapse of EEA’s TiO2 manufacturing base.
Looking only at TiO2 manufacture, in the context of an EEA market value of ca. €3 billion, its Gross
Added Value to the EEA economy is estimated at ca. €560 million per annum, excluding other socio-
economically important co-products and by-products; the industry employs ca. 8,150 workers and is
responsible for the creation of a further 22,800 directly related support jobs. The adverse impacts
from the Carc Cat 2 harmonised classification could result in the loss of thousands of jobs across the
EEA. Decimation of EEA’s TiO2 manufacturing base would impact upon both EEA-based and non-EEA
supply chains as exports account for one-third of EEA manufacture while some TiO2 grades are only
produced by European plants.
Finally, a Carc Cat 2 harmonised classification would also cause market losses for two Norwegian
feedstock manufacturers and would affect the trade of ca. 4 million tonnes of raw materials used in
the manufacture of TiO2.
EEA businesses would become less competitive both domestically and overseas and, over time,
some parts of the value chains might consider relocating outside the EEA, unless a similar hazard
classification was also adopted by non-EEA jurisdictions. For TiO2 manufacture, production of the
pigment outside the EEA would likely significantly increase in order to supply global demand.
Downstream SMEs in the EEA would be particularly vulnerable to the loss of a critical raw material or
articles that depend on it.
TiO2 formulations and articles are used by millions of workers; by way of example, 1 million workers
apply paints/coatings and 4.5 million workers are involved in the use of plastics. Even if the Carc Cat
2 harmonised classification caused the loss of jobs for only a modest percentage of this workforce,
the total number of jobs lost across all EEA would be significantly high. Impacts would not be limited
The handling, processing and use of minerals that contain TiO2 impurities at up to 4% by weight (e.g.
kaolin, a mineral often referred to as a potential partial replacement for TiO2, bentonite, mica, ball
clays and refractory materials) would be affected. Combined, these minerals are used in the EEA in a
volume of over 20 million tonnes per year and have a market value of over €3.3 billion. The volumes
and market value of downstream products of these minerals are even larger.
In its September 2017 opinion, RAC acknowledges that the carcinogenicity profile described for TiO2
is not exclusively characteristic of TiO2 but applies to a group of chemicals with similar toxicity profile
addressed as “poorly soluble low toxicity particles”. Thus, adoption of this proposed Carc Cat 2
harmonised classification could open the pathway for the classification of other poorly soluble
powders, including many minerals that might be considered potential (partial) substitutes for TiO2.
Impacts on consumers
Consumers would face a reduction in product availability and choice, increased market prices,
significantly increased costs for redecoration and maintenance tasks if these can as a result of the
classification only be undertaken by professionals (thus impacting, in particular, consumers on low
incomes), loss of performance, poorer aesthetics and also loss of a safe, effective UV filter in
sunscreens and other cosmetics if use of TiO2 was banned. More broadly, the hazard classification of
a substance used so widely (including in food and medicines) for suspected carcinogenicity arising
through an improbable, if not impossible, exposure pathway (inhalation) for the products
concerned, could cause uncertainty and confusion which could damage the confidence consumers
have in health protection rules and government decision-making and damage consumer confidence
in the reliability and accuracy of label information. Paints, coatings, adhesives, sealants and
generally consumer mixtures which typically contain TiO2 in excess of 1.0% by weight (NB. detergent
formulations may not) will be required to be labelled with “suspected of causing cancer (through
inhalation)”, but the meaning of this to a consumer would be unclear. It is not explicit, nor can it be
made explicit on the label under CLP, that this refers to inhalation of TiO2 dust particles and not to
inhalation of the paint/coating/mixture more generally.
Conclusion
This high-level impact analysis demonstrates that the Carc Cat 2 harmonised classification for TiO2
proposed by the RAC, similar to the original French proposal for a more severe Carc Cat 1B
classification, would result in severe social and economic cost impacts, firstly for the manufacturers
of the substance, secondly for the multitude of downstream users of TiO2 in a diverse range of
industry sectors, thirdly on the marketing and use of a vast array of industrial, professional and
consumer products and finally on the employment of a very significant number of workers. Whilst
quantification of these impacts has generally not been possible (due to, among other reasons, the
impacts partly being driven by negative user and consumer perceptions; studies show that
consumers read labels and do not understand them. There has been no research into how
consumers, or indeed retailers, would respond to a label which says: “suspected of causing cancer
via inhalation” which would be the required label wording under the CLP Regulation), the sheer
volume and range of uses and products that would be affected points to a very significant adverse
effect on EEA society as a whole.
Impacts on waste management need to be seen in a wider policy context. One of the current major
policy issues of the EU is the Circular Economy, where two of the objectives are: to reduce use of the
earth’s natural resources (which are by definition limited) and to encourage recovery from
articles/products already in use via, for example, recycling, reuse, remake and energy recovery.
Waste legislation and waste management are currently in the spotlight as their role in contributing
to Circular Economy objectives is critical. In any event, objectives clearly aim to reduce landfill and
incineration as ways of dealing with waste. In the context of the Circular Economy, the concepts
underlying the current debates include the objectives to: (a) encourage and increase the volume of
waste recovery (with multiple initiatives to do so including significant investment in relevant
innovation research) and thereby reduce the volume of wastes that are incinerated and (b) aim to
ensure that waste streams available for recycling and reuse do not contain hazardous waste and by
extension, thereby reduce the amount of non-hazardous waste incinerated. The implications of a
Carc Cat 2 harmonised classification would be three-fold:
• Many applications of TiO2 generate waste streams which will or could become classified as
hazardous waste under the Waste Framework Directive. Given the very wide spread of
applications of TiO2 in industrial and consumer products, the sheer volume of waste potentially
reclassified as hazardous could in itself have a significant impact on waste management;
In conclusion, the classification of TiO2 as Carc Cat 2 would have significant impacts in terms of non-
industrial waste management and negative impacts on the EU’s Circular Economy objectives.
On the other hand, it must be emphasised that the proposed classification as Carc Cat 2 would bring
little, if any, gain with respect to the safe use of TiO2 and thus it would fail to contribute to the
improvement of the protection of worker and consumer health. Comprehensive in-depth analysis of
Finally, since the Carc Cat 2 harmonised classification is based on studies on the loading of rat
alveolar macrophages where the mode of action for lung carcinogenicity cannot be considered
“intrinsic toxicity” in a classical sense, it would be relevant for all potential alternatives which are
also PSLT particles (including minerals such as kaolin, chalk, talc, etc.). The use of such alternatives,
which in the vast majority cases is technically infeasible anyway, would therefore not lead to an
overall reduction in exposure to poorly soluble particles of low toxicity.
Overall, classification of the substance as a suspected carcinogen fails to meet the requirement for
proportionality; harmonised classification as a Carc Cat 2 is not necessary to achieve the objective of
protecting the health of workers and consumers while it leads to highly disproportionate costs for
society and stigmatisation of the substance irrespective of its form or route of potential exposure.
Indeed, a harmonised classification of Carc Cat 1B would clearly have significant repercussions on
the manufacture and use of the substance in the EEA. Furthermore, the presence of TiO2 in several
minerals placed on the market at discernible concentrations and the commonality of the key
principles on which carcinogenicity is claimed in the French proposal between TiO2 and other poorly
soluble powders could mean that the proposed harmonised classification might have significant
direct and indirect adverse impacts on other supply chains.
Risk & Policy Analysts Ltd (RPA), an independent consultancy, was contracted by the Titanium
Dioxide REACH Industry Consortium (TDIC) to prepare a review of the regulatory impacts and an
analysis of socio-economic impacts from the proposed harmonised classification. A final report was
submitted to the TDIC on 15 March 2017.
Following deliberations with ECHA’s Risk Assessment Committee (RAC), RAC adopted an opinion on
14 September 20171 in which the proposal for a Carc Cat 1B harmonised classification is rejected.
However, the RAC believes that the available scientific evidence meets the criteria in the CLP
Regulation to classify TiO2 as a substance suspected of causing cancer through the inhalation route
(Carc Cat 2, through the inhalation route).
The definitions of the two hazard classifications as prescribed in Annex I, Part 2, Section 3.6 of the
CLP Regulation (EC) No 1272/2008:
It has thus been deemed appropriate to review and revise RPA’s report from March 2017 to take
into account the RAC’s conclusion, i.e. to assess what the socio-economic impacts of a Carc Cat 2 (as
opposed to a Carc Cat 1B) classification would be.
1
Available at https://echa.europa.eu/documents/10162/6cf0942a-6e18-5ce9-fc95-5cd7fd2fbdad (accessed
on 19 October 2017).
• First round of consultation on a Carc Cat 1B classification: the first phase was conducted
between mid-May 2016 and end of June 2016 and consisted of the circulation of a short initial
questionnaire. 165 completed questionnaires were submitted by trade associations and
individual companies. As had been expected, paints and plastics accounted for the majority of
applications (over 80%). Printing inks and cosmetics also appeared to be widespread
applications among the sample of respondents. Information collected included details of the
TiO2 concentration in products (0.01% wt. to 80% and even close to 100% in pigment
formulations), the presence of SMEs in key industry sectors and the availability of alternatives
(two out of three downstream users (or their representatives) had no knowledge of alternatives
and the minority of respondents who have identified specific alternatives for TiO2 indicated
obsolescence, technical disadvantages and lower cost-effectiveness than TiO2). The vast
majority of respondents (over 80%) indicated that the proposed classification would have
significant socio-economic impacts;
• Second round of consultation on a Carc Cat 1B classification: the second phase of consultation
was conducted in the period between August 2016 and October 2016. A large number of trade
associations and individual companies-downstream users of TiO2 were contacted with a more
detailed questionnaire. In addition, trade associations representing the producers of other
poorly soluble powders were contacted with a separate questionnaire. As of 4 October 2016,
116 completed questionnaires had been submitted by 31 trade associations and 85 individual
companies. Again, paints accounted for the majority of responses. Information collected
included details of the tonnages of TiO2 used and the value of the products containing it, the
availability of alternatives and the potential impacts from the proposed classification. The
information collected has been used in the preparation of this report. Information submitted by
individual companies is generally used anonymously for reasons of confidentiality; and
• Consultation on impacts from a Carc Cat 2 classification: following the announcement by ECHA
that RAC is looking into a Carc Cat 2 harmonised classification, RPA was tasked with revising its
earlier written output. Part of this process was a targeted consultation with selected trade
associations and industry experts on the impacts of the hazard classification on the management
of waste that contains or consists of TiO2. Consultation was undertaken during the period
September-November 2017.
TiO2 is insoluble in water, in organic solvents, in all alkalis and acids with the exception of sulphuric
and hydrofluoric acids and it is polymorphous. Its three modifications, rutile, anatase and brookite,
are all found in nature. Rutile and anatase are the technically important ones.
TiO2 has a range of very significant properties that drive its usability in a wide range of applications.
These are summarised below but are also frequently referred to in the rest of this report.
1. It possesses the highest light scattering among known white pigments, which is responsible for
the good hiding power, opacity and ability to lighten coloured media.
2. It acts as a base for the development of a very wide range of colours.
3. It is characterised by high efficiency, as only small additions can deliver the desired
pigmentation.
4. It confers exceptional stability to heat, light and weathering.
5. It demonstrates high absorptive power in the UV region, which prevents the ageing of
materials, the spoilage of packaging contents and the adverse effects of UV radiation on
human skin.
6. It is approved as safe for use in foodstuff, pet foods, packaging, pharmaceuticals and
cosmetics.
7. Its photocatalytic activity allows its use in many novel products, such as self-cleaning surfaces
and air cleaning materials.
8. It shows favourable processing characteristics as TiO2 pigments can be readily dispersed,
achieve rapid wetting at low viscosities and remain inert in the presence of other formulation
components.
9. Its capability to reflect light also enables heat to be reflected thus allowing lower energy use in
the cooling of buildings or other infrastructure.
10. It is a perfect support for catalysis and especially the Selective Catalytic Reduction (SCR) of
NOx. These TiO2-based SCR catalysts have been used since the 1980s in power plants to allow
them to meet NOx emissions standards with an estimated removal of 110 million tonnes of
NOx in the last 35 years (Pasquier, 2016).
There is no mining operation in the EU, but Titania AS (owned by Kronos) operates a mine in Tellnes,
Norway. The ilmenite ore deposit was discovered in 1954 and is one of the world's largest3.
Another facility, also in Norway, operated by TiZir Titanium & Iron produces titanium slag from
ilmenite imported from Senegal. Production in Tyssedal, Norway started in 19864.
2
Mineral sands are old beach sands that contain concentrations of the important minerals, rutile, ilmenite,
zircon and monazite. These minerals are heavy and are also called 'heavy minerals'. The relative density of
common sand minerals such as quartz is around 2.65.
3
Information available at http://kronostio2.com/en/manufacturing-facilities/hauge-norway (accessed on 25
October 2016).
4
Information available at http://www.tizir.co.uk/projects-operations/tyssedal-tio2/ (accessed on 2
November 2016).
The overall chemistry of the sulphate process can be represented as (McNulty, 2012):
The sulphate process is more complicated in terms of the number of unit operations involved. On
the other hand, the overall chemistry of the chloride process can be represented as (McNulty, 2012):
In general, higher-grade (% TiO2) feedstocks are used for the chloride process than for the sulphate
process (McNulty, 2012). Australia produces mainly chloride feedstocks; South Africa predominantly
produces sulphate ilmenite, which is upgraded to chloride slag with ilmenite also produced in other
African countries, including Madagascar and Mozambique. Canada produces sulphate slag and
upgraded slag, while China mines mainly sulphate ilmenite from hard rock deposits, which is sold
directly or upgraded to sulphate slag (Iluka, 2015).
It is reported that 90% of global TiO2 feedstocks is used in the manufacture of pigment. The rest is
used for the production of welding rods (for example, in steel construction and the ship building
industry), or titanium metal (via sponge) for a variety of high-tech aerospace and military
applications, medical and sporting equipment (Iluka, 2015).
TiO2 is a polymorphous and simple inorganic compound, existing in three fundamental crystal forms.
All three forms, anatase, rutile and brookite, occur naturally but the latter is rare, and although it has
been prepared in the laboratory, it is of no commercial interest (Gázquez, et al., 2014). The chloride
production process allows the production of only rutile TiO2 and is primarily suited for large volume
production of standard TiO2 grades. The sulphate production process is capable of producing both
the rutile and anatase grade of TiO2 (Rockwood, 2012). The key differences between the two
commercial crystal forms are shown below.
There are two grades of TiO2 with respect to particle size: pigmentary TiO2 and nano-scale TiO2.
Pigment grade TiO2 has primary particles mainly in the size range of 200–350 nm (TEM5) as this is the
optimum for scattering visible light; the surface area is typically from 6 to 60 m2/g (coated and
uncoated). Pigmentary TiO2 is used due to its excellent light-scattering properties, white opacity and
brightness and absorbance of UV light. When TiO2 is incorporated into a polymer, it minimises the
degradation of the system (embrittlement, fading and cracking) (TDMA, 2013).
On the other hand, nano-scale (also known as ultrafine) TiO2 is engineered to have primary particles
of a size less than 100 nm with a surface area varying typically from 50 to 200 m2/g (coated and
uncoated).
5
Transmission Electron Microscopy.
Applications of nano-scale TiO2 include (Rockwood, 2012; IHS, 2015; StatNano, 2014; TiPMC, 2015;
TDMA, undated; Gázquez, et al., 2014):
Nano-scale TiO2 represents only a small proportion of total TiO2 pigment production. In 2010, it was
estimated that the volume of nano-scale TiO2 would increase at the global scale from ca. 50,000 t/y
(representing only 0.7% of the market) to over 200,000 t/y (Research and Markets, 2011). This
increase has not yet materialised; instead it has been indeed estimated to be limited to between ca.
1% of the TiO2 market (TiPMC, 2015) and 2% (TDMA, undated)
The first commercial TiO2 pigment manufacturing plant was set up in 1918 by Titan Co A/S,
forerunner of Kronos Titan (Chemours, 2015). According to the US Geological Survey, global TiO2
production capacity in 2016 was 7.4 million tonnes with largest players being China (ca. 2.9 million
tonnes), United States (ca. 1.3 million tonnes), Germany (ca. 0.46 million tonnes), Japan (ca. 0.31
million tonnes) and the United Kingdom (0.3 million tonnes). As of 2015, the most prominent global
producers of TiO2 (i.e. those holding at least 5% of the global market) included, in descending order:
It is important to note two recent developments in the TiO2 manufacturing industry. Firstly, in late
February 2017, it was announced that Cristal had signed a definitive agreement for the acquisition of
its TiO2 business, by Tronox LLC. The transaction would create the largest TiO2 company in the world,
based on titanium chemical sales and nameplate capacity6. The transaction was expected to close
before the first quarter of 2018. Secondly, in January 2017 Huntsman Corporation announced that it
6
Information available at http://www.cristal.com/news-
room/news/Pages/Cristal%20and%20Tronox%20Sign%20Transaction%20Agreement.aspx (accessed on 21
August 2017).
Focusing on the EEA, the main TiO2 producing countries are shown in Figure 3–2. Germany, the
United Kingdom, and Finland combined represent over 60% of EEA production capacity. The figure
takes into account recent closures of capacity in France (ICIS, 2016; ICIS, 2007b). Overall capacity is
at ca. 1,500 ktonnes.
Belgium
9% France
5%
2% Germany
2% 6% Italy
6% Netherlands
32%
Norway
Spain
UK
Figure 3–2: Main TiO2 producing countries in the EEA (shares based on nameplate production capacities)
Source: USGS (http://minerals.usgs.gov/minerals/pubs/commodity/titanium/mcs-2016-titan.pdf) and data
from TDMA members
Table 3–3 (overleaf) presents all eighteen EEA TiO2 production plants. EEA accounts for almost 20%
of the total worldwide production. It is further known that some TiO2 production also occurs in
Ukraine (by two companies, Krymsky Titan and Sumykhimprom).
7
Information available at
http://www.huntsman.com/corporate/Applications/itemrenderer?p_rendertitle=no&p_renderdate=no&p
_renderteaser=no&p_item_id=998540193&p_item_caid=1123 (accessed on 21 August 2017).
Associate members include The Chemours Company, Tayca and Loman Billions.
Finally, with regard to the production of nano-scale TiO2, the global production capacity is only a
fraction of total TiO2 production and amounts to an estimated 80,000 t/y (TiPMC, 2015).
• The demand (consumption) of TiO2 in the EEA was ca. 1,100 ktonnes in 2015 compared to a
global demand of just below 6 million tonnes, thus EEA demand accounts for ca. 20% of global
demand for TiO2;
• EEA demand comprises 67-68% EEA-produced TiO2 and 32-33% TiO2 imported from outside the
EEA, the majority coming from the USA, Mexico and China8; and
• EEA exports of TiO2 amounted to 360 ktonnes in 2015.
This breakdown is presented in Figure 3–3. To put these figures into further perspective, TiO2 is one
of the most consumed pigments globally alongside widely used substances such as calcium
carbonate, kaolin and carbon black.
8
An analysis prepared by the European Commission in 2014 on the basis of 2012 data had found that 31% of
EEA consumption was being imported into the EU and of this, the largest share (14%) came from North
America, 7% came from the Asia-Pacific Region, 5% was imported from Latin America, 5% was imported
from other European countries and 1% was imported from Africa and the Middle East. The EEA exported
399 ktonnes and imported 342 ktonnes TiO2 in 2012. Except for the NAFTA region, the EEA was a net
exporter vis-à-vis every other world region (European Commission, 2014).
There are several drivers behind future demand for TiO2 pigments, as shown in Figure 3–4.
Location-wise, the real driver to growth is China, where the coatings and plastics industries continue
to expand at high rates (IHS, 2015). Per capita consumption of TiO2 in China is about 1 kilogram per
year, compared with 2.7 kilograms for Western Europe and the USA (IHS, 2015).
Figure 3–4: Key drivers behind demand for TiO2 pigments (2014)
Source: Chemours (2015)
9
Note that more recent figures may be available; this is currently under investigation.
The table identifies four key market segments: paints (incorporating functional coatings and
construction products), plastics, paper and inks. These account for over 90% of total TiO2 pigment
consumption in the world. These are described below as “mass applications” of TiO2 with the
remainder grouped under “specialty applications”. An overview of the applications that are
discussed below is given in Figure 3–5.
Table 3–5 overleaf summarises the key technical performance characteristics and advantages of TiO2
in its different application areas. These are expanded upon later in the document when each
application is considered in turn.
Pharmaceuticals
Medical devices
Construction
Detergents
Elastomers
Paints and
Cosmetics
Pigments
Ceramics
Catalysts
products
coatings
Biocides
Plastics
Fibres
Paper
Glass
Food
Inks
Good hiding power/opacity
Ability to lighten coloured media
Base for colour development
Whiteness and brightness
Stability to heat, light and weathering
Thermal stability and flame retardancy
Light reflection
UV absorbance
Offers support for catalysts
Photocatalytic activity
Approved for use in specific areas
High efficiency
Easy dispersion and particle distribution and
processability
Inertness in the presence of other components
Purity
Other
As a white pigment, TiO2 is by far the most important raw material for paints and coatings. Paint and
coating applications for TiO2 are numerous and diverse and can generally be distinguished between
architectural and industrial.
Architectural paints such as interior coatings (“wall paints”), façade coatings and wood and “trim”
coatings, are used extensively in both DIY and professional applications. Examples include
emulsions, lacquers, primers, sun protection (black-out) coatings, trim, floor (polyurethane, epoxies),
woodcare varnishes and stains, garden paints and roof coatings, to name a few. These coatings are
applied on both the interior and exterior of residential and commercial buildings and are applied to a
variety of substrates.
Figure 3–6: White paint and industrial coatings, the major use of TiO2 pigment
Source: Brilliant White (http://brilliantwhite.life/), Cristal
Industrial coatings provide aesthetics and functionality in a wide range of applications in a broad
range of environments. Based on consultation with downstream users and literature, the key
market segments include (Huntsman, 2016b; Chemours, 2016; VCI, 2016)10:
10
It should be noted that following the spin-off of Venator Materials from Huntsman, web links to the old
Huntsman Pigments and Additives web pages are no longer functional.
• Flooring and other functional coatings: here TiO2 is used primarily for its white colour but also
as a performance additive (conferring, for instance, UV resistance and fire retardancy). Example
applications include:
• Photoactive coatings (construction and air cleaning materials): many new applications are
based on the photo-activity of TiO2, including:
− Coatings on building materials (e.g. glass, concrete, stone, plaster, paints, plastics)
where outdoor photocatalysis (under UV light) decomposes pollutants such as nitrogen
oxides and carbon monoxide and coatings for the protection of facades, roofs, other
building components and PV modules against algae and mould can be found;
− Self-cleaning materials for outdoor use, for example in anti-fogging coatings and self-
cleaning windows (ICIS, 2007) but also textiles (Montazer & Pakdel, 2011). When used
as a photocatalytically active concrete additive to eliminate NOx, exposure of the
concrete surface to light causes the photocatalytic reaction to occur while, at the same
time, the reaction of TiO2 with the light also generates a superhydrophilic surface.
Particles of dirt soot and organic substances are undermined by the water and flushed
off by the next rainfall. This special cement can be used in concrete block paving,
concrete road surfaces, noise barriers, roof tiles and facades, for example, to create
durable photocatalytic active surfaces; and
− Dispersions for indoor use; TiO2 pigments can also be used behind glass, with standard
light bulbs and energy-saving lamps, in twilight, in scattered light and in the presence of
UV radiation. They can effectively remove undesirable odours, degrade organic stains
on surfaces, protect surfaces against germs and mould, and eliminate numerous
pollutants, such as nicotine and tar; ammonia and amines; aldehydes and alcohols (e.g.
formaldehyde, acetaldehyde, methanol); phenols and other aromatic compounds (e.g.
benzene, p-chlorophenol, PCBs) (Kronos Worldwide, 2012; Calderone, 2015):
Such TiO2 photocatalysts have been found to be less susceptible to attack by various algae, fungi
and bacteria (Kronos Worldwide, 2012) making them suitable for applications such as medical
devices, food preparation surfaces, air conditioning filters and sanitary ware surfaces (ICIS, 2007)
as well as textiles (Montazer, et al., 2011); and
• Other functional applications: these include castings for electrical and decorative applications
where TiO2 is used as a white pigment.
TiO2 is the most widely used pigment for white colours and white is the reference colour in domestic
appliances and in most products used for buildings. TiO2 offers an unrivalled array of beneficial
effects, as shown in Table 3–7.
3.4.3 Plastics
Range of applications
According to the European Plastics Converters (EuPC), TiO2 finds wide use in the plastic conversion
industry. The plastics converting area covers a variety of sectors where TiO2 may be used such as
packaging, building and construction, automotive, electric and electronic equipment, medical,
household, leisure, footwear, clothes, toys and advertising. The main sectors are packaging, building
(flooring, wallcovering, furniture, playground and sports surfaces), construction (window profiles,
thermal cladding, rainwater and drainage, wood replacement articles, roof, wall, ceiling and flooring
coatings, heat reflective panels, water tanks), transport (automotive panels, automotive protective
film, caravans, motorhomes, trucks, trains, tarpaulins, road markings), marine (motor boats, yachts,
small craft, corrosion resistant coatings, off-shore wind turbines), clothing and sporting goods (EuPC
and WSL (2016)).
In addition to colouring objects white, TiO2 is also used to brighten colours, increase colour strength
or opacify otherwise transparent polymer materials. White is often used to provide contrast to
other colours enabling e.g. to display text, symbols or logos. It is therefore used in any application
where optics are important (such as packaging, including sleeves on bottles; automotive; and
construction, both residential (e.g. white PVC window profiles) and commercial applications).
Thermoplastic films are used for road markings and waterproofing membranes for construction and
highways. Special effect products can be used to produce unique properties in the end application,
for example increasing solar reflectance to maintain cool surfaces in plastic car interiors (Huntsman,
2016c).
In the medical sector, TiO2 finds use in pharmaceutical containers and coloured plastics used for
medical container closures to provide increased opacity and a stable base colour. As the white
component in both pigments and masterbatches, it has been used over the past 20 years in polymer
materials for medical catheter tubing and injection moulded components.
A significant proportion of the TiO2 used in this sector is not added directly as a powder but through
the inclusion of masterbatches or compounds by the converters. In masterbatch, the TiO2 is
dispersed at high concentrations into a plastic resin, which is then used by plastics converters in film
applications as well as in the manufacture of articles by injection moulding and sheets (plastic
containers, bottles, packaging and agricultural films (Kronos Worldwide, 2016)). In a coloured
masterbatch, TiO2 may represent more than half of the composition of a colourant; for example, the
colourant may contain up to 60% TiO2 and may be used at a dosage of 2% in the desired plastic parts
(SPI, 2016). Notably, the plastic masterbatch sector comprises companies of a variety of sizes,
including many SMEs and each company will use TiO2 pigments in quantities of several hundred
tonnes per annum.
In terms of the types of polymers that may contain TiO2, these include:
• Polyolefin (Polyethylene and Polypropylene) for blow moulding, blown film, cast film, extrusion
coating, high temperature cast film, injection moulding, liquid colourant, often used in
packaging;
• PVC, mainly for construction applications (interior rigid, exterior rigid, flexible, plastisol);
• Engineering plastics for automotive and consumer goods (Acrylonitrile butadiene styrene (ABS),
Polystyrene (PS) and High Impact Polystyrene (HIPS), Polycarbonate (PC) and PC blends,
Polyamide (PA), Polybutylene terephthalate (PBT), Polyethylene terephthalate (PET),
Polyphenylene ether (PPE), Polyphenylene sulphide (PPS), Polysulphone (PES), acrylics (PMA and
PMMA), etc.); and
Consultation has revealed the following typical concentrations of TiO2 in a range of plastic products:
• Masterbatches: up to 80%;
• Plastics (engineering and decorative): 1-10%;
• uPVC windows: 2-4%;
• PVC plastisol: 5%; and
• Packaging films and containers: 1-20%.
In plastics, TiO2 is used as a white pigment, UV stabiliser, filler, inorganic flame retardant and
mechanical/technical property enhancer. It is present in white masterbatches and is also used in a
wide number of colour formulations to obtain the desired colour (NB. white masterbatches are
mainly used in films, injection moulding and sheets). In these applications, the known advantages of
TiO2 include those shown in Table 3–8.
3.4.4 Paper
Range of applications
TiO2 is mostly used as an opacifier and less frequently for its whitening, brightness and surface
finishing properties in:
In packaging, papers that contain TiO2 are used in food packaging where they are waxed prior to use
in packing fatty or greasy foods; to prevent the paper becoming translucent during this process, the
paper needs to have a high opacity. TiO2 is also used in labels, for instance, C1S (e.g. Coated One
Side) label papers where one side of the paper is coated for good printability and outlook whereas
the reverse side is not (as it is typically attached to a surface (bottle, can, other packaging, etc.) by
means of an adhesive). In cartons (board), coatings that contain TiO2 improve the surface
smoothness and gloss which are required to achieve high quality printing.
LWC (Lightweight Coated), Ultra Lightweight Coated (ULWC) and super-calendered low grammage
papers are used when printing telephone directories, encyclopaedias, bibles, diaries or patient
information sheets for inclusion in pharmaceutical products. TiO2 can be used to enhance the
opacity of such extremely thin, lightweight papers so they can be printed on both sides without the
printing showing through (Huntsman, 2016d).
TiO2 levels can typically be in the 20-40% range of the décor paper. In wallpapers, TiO2 may be
found in concentrations in the range of 1-10%.
Use of TiO2 in paper is accompanied by significant technical advantages as shown in Table 3–9.
3.4.5 Inks
Range of applications
TiO2 has been used for several decades in toners, inks, backings for inkjet printing substrates, coated
layers on specialty foils, and incorporated into PET for some applications (I&P Europe, 2016).
Notable applications include (Huntsman, 2016e):
• Inks for packaging: in flexible packaging (such as plastic or aluminium films), white is usually
printed as a full layer either as first ink layer (surface print) or as last lacer (reverse and
lamination). There key function is to produce maximum opacity in order to hide the packed
good. The white ink should deliver excellent hiding power to allow high quality colour printing.
This is also crucial for the function of most barcode scanners, which need a perfect contrast
between the barcode and the background. If the packed material is shining through then the
barcodes are difficult to read. For a typical flexible packaging printer, the consumed white inks
count for 40-60% of his total ink volume. Moreover, TiO2 pigments offer a broad performance
spectrum: high gloss, low abrasion, performance consistency, sparkling effects where desired,
and are suitable for use in solvent, water and oil-based inks as well as in UV curable inks. They
perform well in flexo, gravure and screen printing with gravure inks, pad printing, inkjet or sheet
fed offset applications and are suitable for flexible, paper and card or metal packaging. Because
of the high opacity of TiO2, the white layer reduces the metallic effect in laminates containing
alu-foil or metallised plastic film;
• Writing materials and children’s modelling materials: these include coloured pencils, crayons,
finger paints, school tempera paints, lacquers and modelling clays (NB. TiO2 is present in almost
all plastic parts of pens and related products); and
• Inks for textiles and leather: TiO2 pigments can support the delivery of a strong opaque colour
that helps printed textiles stand out.
Typical concentrations of TiO2 in inks and related products are given in Table 3–10.
TiO2 offers the following technical advantages to inks and ink-related products.
“Construction products” is a very diverse term which covers a great variety of articles and mixtures.
For example, plastic window frames are a type of construction product as they have one important
characteristic that distinguishes them from all other plastic products: they have a long lifecycle of
between 30 and (technically) 100 years. There are several other construction products, typically in a
coating form, which may contain TiO2 and can be used alongside architectural paints. These include
applications might be considered to be affiliated to either paints or plastics. In these, historically,
TiO2 has replaced other white pigments like “white lead” (lead carbonate) the use of which has been
restricted (VCI, 2016). Examples of relevant applications include:
• Construction products: a wide variety of construction products may contain TiO2 as a colouring
pigment. These include:
• Sealants: TiO2 is used as a white pigment in roles similar to those for adhesives. One such
example includes silicone sealants.
As a constituent of adhesive formulations, not only is TiO2 used in the construction sector but also in
the paper and packaging industries, the construction of motorcars, railway vehicles, ships and
airplanes, in electrical and electronic applications, the dental sector and other industries. TiO2 may
also be found in coloured adhesives (e.g. light green adhesive to glue artificial lawn or red adhesive
to glue tartan tracks) which are first brightened with TiO2 and then coloured with the desired colour.
Often, the use of TiO2 enables the use of coloured natural resins. Without pigment, application
would not be possible with a visible bond seam (VCI, 2016).
Based on consultation findings and literature (VCI, 2016), typical concentrations of TiO2 in
construction products include:
The technical advantages TiO2 offers to construction products are largely those described earlier for
paints and industrial coatings.
Anatase grades may be used for delustering man-made fibres. Delustering plays a leading role in the
complex production of man-made fibres such as polyester, polyamide, acrylic, viscose, rayon, but
also cellulose acetate fibres. A melt-conditioning process helps to provide the fibre producer with
greater flexibility in changing between various degrees of delustration (i.e., between lustrous, semi-
matte and full-dull grades) (Huntsman, 2016g).
• A component of a coating applied on commercial textiles such as those for sun protection (black-
out, dim-out) / roller and vertical blinds / decorative textile ceilings;
• A component of printing inks (e.g. inkjet, digital print) and in printing pastes for pigment print;
• A carrier material for biocides; and
• A component for the pigmentation of leather (i.e. pigment dispersions in polymer matrices that
are sprayed onto leather to produce pigmented leathers).
Another textiles-related but not fibre-based application for TiO2 is the pigmentation of
thermotransfer coatings used on textiles.
Non-textile applications
TiO2 may also be used in the delustering (matting) of man-made fibres, e.g. for white pigmentation
of glass fibre nonwovens or cigarette filter tow, where cellulose acetate fibre is used.
TiO2 is used in delustering within the range of 0.1-1.5% with the level depending on the lustre
required by end users (CIRFS, 2016).
The key technical advantages of TiO2 in its fibre applications are shown in Table 3–12.
11
In the field of synthetics fibres, a physical parameter named “ahine” is often used, defined as the amount
of reflected light. This is controlled by the amount of TiO2 added in the manufacturing process or
polymerisation; bright contains 0.06% TiO2; semi-opaque, 0.3% TiO2; and opaque, 2% TiO2 (Gázquez, et al.,
2014).
3.4.8 Catalysts
TiO2 is used as a catalyst support (up to 35% of the green body preparation) in Selective Catalytic
Reduction (SCR) processes for the reduction of oxides of nitrogen in exhaust gases, not only in
mobile applications such as road, rail and marine engines, but also in stationary installations such as
power generating and other industrial plants.
In the EU, TiO2 (E171) is listed in Annex I of Directive 94/36/EEC as a permitted colour in foodstuff
and it is presumed as safe. E171 is accompanied by specific purity criteria (Commission Regulation
(EU) No 231/2012) and its use is authorised by Regulation (EC) No 1333/2008 on food additives. It
can be found at quantum satis (i.e. as much as needed) in many foods, for instance:
It is also present as an approved colourant feed additive in Annex I of Figure 3–12: Examples of
TiO2 use in foodstuff
Regulation 1831/2003/EC. In pet foods, it is used to obtain uniformity of
Source: Brilliant White
colour and appearance (Kronos Worldwide, 2016; Huntsman, 2016i;
(http://brilliantwhite.life/)
TDMA, 2013). and royalty-free photos
Beyond its use as an additive within food, TiO2 can be found in food contact materials. TiO2’s entries
in the Union List of Additives for Food Contact Materials (European Regulation (EU) 10/2011)12 are
shown in Table 3–13. It is accompanied by a high SML (specific migration limit) of 60 mg/kg from
plastic materials and articles intended to come into contact with food.
12
It is worth noting that coated and printed plastic food contact materials and articles are covered by the
scope of European Regulation (EU) 10/2011. Plastics held together by adhesives are also covered by its
scope. However, substances used only in printing inks, adhesives and coatings are not included in the
Union list because these layers are not subject to the compositional requirements of the Plastics
Regulation. The only exceptions are substances used in coatings which form gaskets in closures and in caps.
The requirements for printing inks, adhesives and coatings are intended to be set out in separate specific
Union measures. Until such measures are adopted, they are covered by national law. If a substance used
in a coating, a printing ink or an adhesive is listed in the European Union list, the final material or article has
to comply with the migration limit of this substance, even if the substance is used in the coating, printing
ink or adhesive only. Even though colourants fall under the definition of additives, they are not covered by
the Union list of substances. Colourants used in plastics are covered by national measures and are subject
to risk assessment in line with Article 19 of the European Union List Regulation.
As discussed elsewhere in this report, the presence of TiO2 can be established in:
• Food packaging: TiO2 can be found in plastic and paper as a whitening pigment, food-contact
coatings, food-packaging adhesives, food-contact polymers, paper/paperboard in contact with
aqueous/fatty foods, filler in food-contact rubber articles for repeated use, food-contact
textiles/fibres;
• Food homeware/containers: TiO2 may be found in white and pastel ceramic articles and as a
pigment in enamels applied on flatware, cookware, hollowware (both decorated and non-
decorated) and eventually also other white kitchenware (see discussion in Section 3.4.14); and
• Printing inks for food packaging: TiO2 is used as a pigment for inks applied on food contact
materials.
TiO2 (E171) is the most widely used white food colour because of the key advantages shown in Table
3–14.
3.4.10 Pharmaceuticals
Range of applications
TiO2 is presented in Ph Eur monograph 015014. TiO2’s chemical purity meets the requirements of
important official pharmaceuticals standards, such as the European pharmacopoeia (Ph. Eur/EP), the
Japanese pharmacopoeia (JP) and the US pharmacopoeia (USP) (Huntsman, 2016j). In addition, TiO2
is the only opacifying agent for materials used for containers that is named in the European
Pharmacopoeia’s Section 3.1.
• Medicine component:
− Excipient (colourant): ultra-high purity TiO2 as per Ph Eur is used in many medicinal
products as an excipient, mainly as the colourant E171. Its toxicological safety for
dermal or oral applications makes TiO2 an ideal and safe excipient. It can be found in
liquid medicines where it provides uniformity of colour. The use of TiO2 along with
other colourants enables pharmaceuticals manufacturers to produce products with a
great variety of colours. Such colour variety is extremely important to avoid medication
errors. Without TiO2, the available colour palette would be much more limited;
− Film coating: TiO2 is used in the film-coating of tablets and (gelatine) capsules (both
pharmaceuticals and nutraceuticals). The pigment is added because this adheres to and
covers the tablet core best. Without the use of TiO2 the colour is not as smooth and the
colour, spots or different coloured powder particles would come through and the
surface would not be smooth and homogeneous;
13
Available at http://www.efsa.europa.eu/en/efsajournal/pub/4545 (accessed on 24 October 2016).
14
See http://www.drugfuture.com/Pharmacopoeia/EP7/DATA/0150E.PDF (accessed on 20 June 2016).
• Packaging: TiO2 is used in the manufacture of glass containers, opaque child-resistant pharma
blister packages and medical container closures as it offers a guarantee of chemical inertness for
pharmaceutical applications. TiO2 achieves the colour and spectral characteristics required by
the current regulations and physicochemical characteristics required by current standards for
pharmaceutical vessels. It also offers protection from UV radiation in certain bandwidth, which
is important when protecting medication in its container from the damaging effects of light,
helping extend product shelf life (Kronos Worldwide, 2016; Huntsman, 2016j). According to
MedPharmPlast (2016), there are currently at least 275 light-sensitive oral prescription drugs
(King, 2009) and over 300 light-sensitive injectable medicinal products (University of Illinois at
Chicago College of Pharmacy, 2014). These drugs thus require pharmaceutical packaging that is
able to prevent the passage of light, particularly in the spectrum 290 to 450nm to prevent
degradation of the pharmaceuticals. This requirement is defined in US Pharmacopeia <671> and
is critical for obtaining marketing authorisation for light-sensitive pharmaceuticals. To reduce
transmission, colours that filter (e.g. amber) need to be added. In the case of transparent
packaging or in other cases an opacifying agent needs to be added to the polymer.
3.4.11 Cosmetics
Range of applications
TiO2 is currently listed in Annex IV of the Cosmetics Regulation EC 1223/2009 (list of colorants
allowed in cosmetic products); and Annex VI (list of UV filters allowed in cosmetic products), as
shown in Table 3–16.
More specifically, TiO2’s colour, opacity and UV absorbance qualities mean that it can find many
applications in cosmetics (at variable concentrations), including:
• Sunscreens: TiO2 (INCI name Titanium Dioxide and Titanium Dioxide (nano)) at the non-nano and
nano-scale is an effective inorganic UV-filter and, in the case of the nano-scale TiO2, colourless.
This UV-filter has been recognised as safe by the European scientific body (SCCS) up to a
maximum concentration of 25% in cosmetics, when applied on healthy, intact or sunburnt skin.
TiO2 is one of the very few globally approved UV filters/sunscreen actives that are of relevance
for global formulations (Cosmetics Europe, 2016). Only two mineral UV-filters are allowed in
cosmetics, TiO2 and ZnO;
• Colour cosmetics (make-up) and skin care products: TiO2 as a colorant can confer satiny effects,
lustre effects and interference colours. It can be found in products such as foundation and face
powder. Due to its light diffusing qualities, its pearlescent effects find use in lipstick, eye-
shadow and blushers. For these applications, no concentration limit has been established;
15
It is understood that in other jurisdictions (e.g. Japan) no upper limit has been established.
16
Not to be used in applications that may lead to exposure of the end-user's lungs by inhalation. Only
nanomaterials meeting the characteristics set out in the Regulation are allowed. In case of combined use of
Titanium Dioxide and Titanium Dioxide (nano), the sum shall not exceed 25%.
• Soaps (liquid and solid), shampoos and shower gels and depilatory products and other
products: TiO2 acts as a pearlescent colourant and has opacifier effects due to its high refractive
index;
• Nail polishes: TiO2 is used as a colourant and opacifier in UV-curing nail polishes and gels that
are sold on the professional and retail cosmetics markets. It may also be present in nail
(anaerobic) adhesives; and
• Other: TiO2 can also be used as filler in cosmetic products (Huntsman, 2016h).
Concentrations of TiO2 in cosmetic formulations vary considerably across the wide range of cosmetic
products that contain the substance. There is insufficient information that would allow us to provide
typical concentrations across the cosmetics sector, although some individual consultees have
provided example concentration ranges for a small number of products (e.g. toothpaste and nail
polish). TiO2 as colorant is approved for all cosmetic products and has no restriction in the use level.
With specific reference to sunscreens, as shown above, the concentration of TiO2 in formulations is
up to 25%.
The wide use of TiO2 in cosmetics derives from key properties of the pigment, as shown below.
• Tyres: TiO2 is used as a white pigment in tyres to produce white sidewalls (thanks to its excellent
tinting strength which allows the use of very small quantities);
• General rubber goods: TiO2 is used in the manufacture of general rubber goods (GRG), including
food contact materials, construction materials, and other industrial products;
• Pastes: TiO2 is used for heat stabilisation in (pastes for) silicone rubber; and
Figure 3–15: Illustration of an automobile front axle. Parts such as damper bearing, steering link bearing or
suspension subframe mount those highlighted in the picture are parts made with TiO2 elastomer bonding
agents
Source: GOTEC Gorschlüter Gmbh (available at http://gotec-gmbh.de/user-
data/downloads/gotec_IB_ENG.pdf, accessed on 14 December 2016)
Overview
TiO2 is by far the most prominent raw material for the manufacture of pigments and pigment
preparations. Pigments and pigment preparations containing TiO2 are initially used in industrial (e.g.
high-quality coatings, paintings, printings inks, plastics, paper, ceramics) and professional (dispersion
paints and varnishes) applications and, secondly, in the field of private consumer applications (e.g.
cosmetics, pharmaceuticals, ceramics and glass) (Eurocolour, 2016; VdMi, 2016).
It is worth pointing out that TiO2 is a raw material that is used extensively by SMEs, e.g.
manufacturers of complex inorganic pigments, frits and pigment preparations, in quantities up to
several hundred thousand tonnes per year each (ANFFECC, 2016; VdMi, 2016b).
TiO2 is used as starting material for the synthesis of important inorganic coloured pigments (e.g. with
rutile type structure), see Table 3–19. Here, TiO2 is fully converted during the manufacturing
process. As a structure-giving component, TiO2 is the indispensable basis for the manufacture of
these colour pigments (ANFFECC, 2016). The key functionality of TiO2 is the creation of a crystalline
structure that is very stable at high temperatures and all kind of atmospheres. This stability prevents
defects in the end product.
These highly durable exterior and temperature-resistant pigments require not only the purely
colouring properties of the pigments, but also additional physical and chemical functions, such as
chemical resistance, high resistance to UV light and effective reflection of infrared radiation
(Huntsman, 2016m). These certain grades of orange/yellow/brown complex inorganic pigments are
used mainly in the ceramic sector and also in other surface applications such as plastics and coatings.
Planar structures based, inter alia, on white and also transparent TiO2 particles coated with various
inorganic coloured pigments form the basis for complex inorganic pigments. These “particle
sandwiches” are able to combine the outstanding chemical and physical properties of TiO2 with
virtually boundless colour highlights in the finished coating system (Huntsman, 2016m).
Notably, these pigments have been registered under the REACH Regulation according to the
paradigm that these represent toxicologically inert substances because of their crystalline (largely
rutile or spinel) structures (IP Consortium, 2016).
Other pigments
TiO2 is used as the most important white pigment, for example in pigment formulations such as (VCI,
2016; VdMi, 2016; VdMi, 2016b):
These products are discussed separately later in this section of the document.
Because of its excellent brightening capacity vis-à-vis coloured media, TiO2 is also used as filler (VCI,
2016; VdMi, 2016; VdMi, 2016b).
The presence of TiO2 in pigment preparations ranges between 1% and nearly 100%. Typical
concentrations of TiO2 are given in Table 3–20.
The following table summarises the key technical advantages of TiO2 in this application area.
3.4.14 Ceramics
Range of applications
Ceramics is a broad term that encompasses a range of applications and is interconnected with
applications presented elsewhere, namely pigment manufacture and glass manufacture. In addition
to optical performance properties, the main focus of TiO2 applications is on chemical purity,
reactivity and sintering properties. Under ceramics, the use of TiO2 may include:
• Pigments: as shown in Section 3.4.13, TiO2 is a key raw material in the manufacture of Complex
Inorganic Pigments that find applications in ceramics (but also in plastics and coatings). Complex
Inorganic Pigments are largely used for yellow and brown colours in the ceramic tile industry.
This industry is still of great importance to some Italian and Spanish regions. There are also
more innovative applications such as the use of the substance as an additive to the body
composition of ceramic tiles to generate yellow pigmentation by means of digital printing. Also,
TiO2 is used as an additive to generate a yellow colour of facing bricks (mainly in Belgium and
The Netherlands);
• Frits, glazes and enamels: a frit is a ceramic composition that has been fused in a special fusing
oven, quenched to form a glass, and granulated. The purpose of this pre-fusion is to render any
soluble and/or toxic components insoluble by causing them to combine with silica and other
− White and pastel flatware, cookware, hollowware (both decorated and non-decorated)
and eventually also other white kitchenware. At least some of these or similar articles
can be found in almost every home, restaurant, hotel, school and hospital kitchen;
− Sanitaryware enamels;
− Hot water tanks;
− Silos;
− Ovens and cooktops;
− Architecture; and
− Rooftiles;
• Electroceramics: high-purity pigment grades are used in the production of ceramic materials for
electronic components as well as high-quality electroceramics, such as capacitors, PTC resistors,
and piezoceramic elements. Examples are barium titanate (BT), lead zirconate titanate (PZT),
strontium titanate, magnesium titanate, bismuth titanate and many others. TiO2 may be used in
vitreous enamels for electrodes as well as to act as a stabiliser in the electric arc in the coating of
welding electrodes (Huntsman, 2016l);
• Technical ceramics: there are many applications of TiO2 in technical ceramics, e.g. medical
components (hip or knee replacement) and protection against abrasion (components for textile
industry, automotive applications);
• Abrasives: TiO2 is present as impurity in abrasive grains which are essential raw materials for
the production of different types of abrasive products (inorganic bonded abrasives, organic
bonded abrasives and coated abrasives)17. Abrasive products are essentially required in Europe
by various industries such as automotive, aeronautic, turbine industry, mechanics, medical,
stone and construction, etc.; and
• Other: rutile is added to ceramic materials such as Al2O3 and ZrO2 to improve mechanical and/or
thermal properties. In addition, TiO2 is, at the same time, an important input material in the
production of titanium carbides, titanium-tungsten carbides and titanium borides.
17
To completely remove TiO2 totally would be (a) extremely expensive and in addition, (b) the changed
product would be likely to have different properties (e.g. reduced robustness) which is crucial for abrasives
products.
3.4.15 Glass
Range of applications
These uses are necessary for medical/public health protection, drug safety (inertness of medical
drug containers), eye protection and visual correction, and high-end medical applications that save
lives.
During the chemical reaction to form glass, TiO2 is transformed into a non-crystalline vitreous new
substance (glass). In glass, Ti is incorporated via strong new chemical bonds and becomes an
integral part of the glass’ three-dimensional structure. The physicochemical properties of the new
substance glass (chemical resistance, mechanical resistance, transmittance, colour, etc.) are a
function of the composition and the network formed.
The share of TiO2 in the raw materials used for the manufacture of glass typically is:
Technical characteristics and advantages afforded by the use of TiO2 in the synthesis of glass cannot
be achieved by other means. These advantages can be summarised as follows.
Various medical devices contain TiO2 as a pigment in bound form, e.g. as dental impression or dental
filling or dental temporary or dental lab materials and luting cements. Products include:
• Dental impression materials: these are used by dentists to perform impressions on teeth;
• Dental filling materials: these are used by dentists to fill cavities (instead of silver-mercury
amalgam);
• Dental luting cements: these are used by dentists to lute indirect restorations (crowns, bridges,
inlays, onlays) to the tooth structure;
• Dental temporary materials (cements, crown and bridge materials) and crown and bridge
materials (non-metallic): these are used by dentists to prepare temporary crowns or bridges or
to lute such temporary restorations to the tooth; and
• Dental lab materials: these are used by dental technicians for a variety of uses.
TiO2 has been used for decades in medicinal products and medical devices, as well as in other
applications and there are no known examples of adverse reactions caused by the substance
(German Medicines Manufacturers Association, 2016).
• Highly improved readability of impressions by dentists. Only materials containing TiO2 can be
well read by optical scanners used in digital dentistry; and
• TiO2 is the white pigment giving best results in obtaining aesthetic colours for dental materials.
With the lowest pigment concentration possible, the most aesthetically pleasing dental products
can be achieved.
3.4.17 Detergents
TiO2 is present in certain detergent products at levels below 1% (with the vast majority being <0.1%).
It is used in the following detergent applications:
• Laundry and cleaning products: TiO2 is used as a colourant (whitening) for granular enzymes. It
also gives important stability functionalities for the enzymes. Granular enzymes are key cleaning
agents in granular detergents and automatic dishwashing products. TiO2 can also be found in
curtain/fabric whiteners; and
• Toilet solid rim blocks: TiO2 is a white colourant and a process aid (for the extrusion of the
blocks).
1 – Human hygiene;
2 – Disinfectants and algaecides not intended for direct application to humans or animals;
7 – Film preservatives;
• Liquid chromatography;
• Growth promoter pigment for horticulture (greenhouse applications); and
• Lubricants.
4.1 Introduction
This is the main section of the impact assessment presented in this document. The section starts
with a discussion of the key drivers behind the socio-economic impacts that would arise from a Carc
Cat 2 harmonised classification for TiO2 and thereafter discusses the relevant impacts for each
downstream use sector taking into account the analysis of the regulatory framework presented in
Annex 1 (Section 7) of this document. Having discussed the impacts on the marketing and use of the
substance and its mixtures and articles, an analysis of upstream impacts (on TiO2 manufacturers and
their suppliers is provided). Lastly, a discussion on potential impacts outside the TiO2 supply chains
is provided and the Section concludes with an overview on potential impacts on the environment.
There is a wide range of legislative instruments at EU level that link to the CLP Regulation and which
therefore would come into play if a harmonised classification of Carc Cat 2 for TiO2 were to be
adopted. Annex 1 (Section 7) includes a series of tables that summarise the relevant legislation
(with a focus on EU-wide regulation and initiatives) and provides information on:
• The key provisions of each piece of legislation in relation to both Carc Cat 1B and Carc Cat 2
substances, in order for a quick comparison between the two harmonised classification
categories to be made;
• Whether each legislation applies to a single industrial sector/area of application (e.g. cosmetics)
or several (e.g. REACH);
• Whether the legislation and its implementation have implications primarily for industrial users
(I), professional users (P) or consumers, i.e. the general public (C);
• Importantly, whether the magnitude of the impact that legislative provisions would have on the
current applications of TiO2 would be defined by hazard profile alone (i.e. the new hazard
classification) or would take into account the risk of release and exposure (including exposure
pathway), and in many situations the availability of alternatives for TiO2 as well;
• A description of the process that would need to be followed before the new hazard classification
translates into some sort of restriction on the use of TiO2 in specific applications; and
• A final comparison of the severity of regulatory requirements between the two harmonised
classification categories.
The tables confirm that a wide variety of legislative instruments would be of relevance. Some of it is
cross-sectoral, such as the CLP Regulation itself, which will require changes to labelling of mixtures
Following the classification of the substance, there would be a need for replacing existing labels on
TiO2 and mixtures that contain the substance in concentrations exceeding 1.0% by weight to reflect
its new harmonised classification. This would have direct cost implications:
• Part of the existing stocks of labels and packaging (i.e. those intended for use within the EEA)
would need to be disposed of (or recycled, where possible);
• New labels and packaging would need to be designed, produced and supplied to interested
parties (NB. Article 35 of the CLP Regulation imposes safety requirements for the packaging of
substances and mixtures classified as hazardous – this might affect the packaging specifications
of some mixtures of TiO2); and
• Logistic complexities would arise from the new labels and packaging being selectively used when
trading within the EEA.
Estimates for the direct cost of new labelling following the proposed classification of TiO2 are not
available, although some figures can easily be retrieved online from other cases of (re-)classification
of substances and products18. Realistically, the cost per company may not be prohibitive depending
on the type and volume of packaging19; however, when aggregated across the numerous uses of the
substance, the overall cost would be very substantial. Moreover, given that inhalation is the only
exposure route of theoretical concern but the probability for such exposure (and at relevant
exposure levels) is extremely low in most cases, the expense for new labels would appear
disproportionate and unjustified.
It is useful to juxtapose the labelling requirements for Carc Cat 1B and Carc Cat 2 as prescribed under
the CLP Regulation, see Figure 4–1 (overleaf).
The differences, particularly to someone not conversant with the meaning of key terms (“Danger”,
“Warning”, “May cause cancer”, “Suspected of causing cancer”), are arguably subtle. The
pictograms are the same and the precautionary statements are the same (NB. the hazard statement
would indicate exposure route (i.e. inhalation) only if there is conclusive proof that no other routes
18
For instance, small changes to the hazard labelling of aerosols would cost £0.14-0.2 million per aerosol
manufacturer in the UK, or ca. £150-200 per production line (BIS, 2014). In another case, the cost of
changing the labelling/packaging of cement bags was estimated at €0.7-7 per 1,000 kraft paper bags
(depending on whether the entire bag or only part of it changes) and a total cost of €1.4-4 million per year
for the whole of Europe (Cerame-Unie, 2013).
19
It must also be remembered that proposed classification would also affect the use of TiO2 in labels and inks
that would need to be used in the new packaging.
Figure 4–1: Label elements for carcinogenicity according to the CLP Regulation 1272/2008
Furthermore, a number of precautionary statements would also apply with respect to prevention,
response, storage and disposal with a maximum of six to be used. In order of importance, these
include:
• P281: Use personal protective equipment as required (highly recommended to be used for all
market sectors);
• P501: Dispose of contents/container to … (mandatory for products sold to the general public);
• P405: Store locked up (highly recommended for products sold to the general public, optional for
others);
• P201: Obtain special instructions before use & P308/P313: If exposed or concerned: Get
medical advice/attention (recommended); and
• P202: Do not handle until all safety precautions have been read and understood (optional).
Labelling creates perception and perception often transcends the scientific basis of the classification
and the label itself. Labelling could indeed prove problematic as it would apply to important TiO2-
based mixtures that are placed on the EEA consumer market, such as DIY paints that generally
contain TiO2 concentrations much higher than 1.0%. Importantly, labelling would be required even
where exposure by inhalation would be impossible to occur. Thus, consumers would not be able to
ascertain the ‘real’ risk from using a DIY paint or other formulation (e.g. adhesives, sealants, etc.)
and could grow reluctant to use products that contain a carcinogen, often at relatively high
concentrations. It should be noted that companies are not free to choose what they include in the
According to the newly introduced Annex VIII to the CLP Regulation, before placing mixtures on the
market, submitters (i.e. importers and downstream users placing on the market mixtures for
consumer/professional/industrial use) shall provide information (product identification, hazard
identification, composition information and toxicological information) relating to mixtures classified
as hazardous on the basis of their health or physical effects to their national Poison Centres. A
universal submission format shall be used across the EU. Importers and downstream users placing
on the market mixtures for consumer, professional and industrial use shall comply from 1 January
2020, 1 January 2021 and 1 January 2024 respectively. If relevant information has already been
submitted, the obligation for submission of data to Poison Centres is deferred to 1 January 2025.
Thus, importers and downstream users of mixtures that are currently not classified as hazardous but
contain TiO2 in concentrations above 1.0% will become obliged to provide information to Poison
Centres over the period 2020-2024, depending on whether those mixtures are used by consumers,
professional users or industrial users. This new obligation will generate an additional administrative
burden and cost.
A Carc Cat 2 classification would generate new requirements for the management of TiO2-containing
waste by resulting in the classification of several types of waste as hazardous. According to Annex III
(and Table 6 thereof) of Directive 2008/98/EC (the Waste Framework Directive), waste that contains
a Carc Cat 2 substance in concentrations above 1.0% would be classified as hazardous with a HP 7
classification. There are clearly many formulations (e.g. paints, inks, adhesives, sealants, etc.) and
products (e.g. plastics, elastomers, ceramics, etc.) in which the concentration of TiO2 significantly
exceeds the 1.0% level (by weight) and thus, in principle, associated waste streams might run the
risk of being classified as hazardous. The approach to the classification of TiO2-containing wastes as
hazardous is based on the provisions of the Waste Framework Directive and on Decision
2000/532/EC (as revised by EU Decision 2014/955/EU) which established the European List of
Wastes (LoW) can be described in Figure 4–2.
The LoW is divided into 20 chapters (labelled with 2 digits) based on the key process (source) that
generates the waste or specific waste types (e.g. Digit 20 for Municipal Wastes (Household waste
and similar commercial, industrial and institutional wastes – Including separately collected
fractions)). The waste categories are further divided into sub-chapters labelled with 4-digit codes
based on processes and/or input materials used in the process. Finally, each specific waste entry
under each sub-chapter is given a specific six-digit code and description (Wahlström, et al., 2016).
The wastes in the LoW are labelled in three different ways depending on their hazard classification
(Wahlström, et al., 2016):
• ‘Absolute hazardous’ entry: the code is marked with an asterisk (*) and the waste is classified as
hazardous waste (no further assessment needed). The producer of the waste does not need to
consider what chemicals are in the waste to find out if it is hazardous or not (still the producer
needs to establish what hazardous properties the waste displays to ensure appropriate
management of it). Even if that waste has no hazardous properties, the absolute hazardous
entry still applies;
• ‘Mirror’ entry: the mirror entries are typically a pair of two (sometimes more) entries (6-digit
codes) one hazardous and the other non-hazardous. The hazardous entry refers to the presence
of hazardous substances (general or specific) while the non-hazardous entry applies where the
hazardous components are absent and cross-refers to (mirrors) the hazardous entry digit code.
However, there are also cases where the mirror entries are unpaired i.e. there is no cross
reference from the non-hazardous entry to the hazardous entry. Both for the paired and
unpaired mirror entries, the waste producer must show that the waste does not exhibit
hazardous properties related to the presence of hazardous substances prior to assigning a non-
hazardous waste code. For a mirror pair where the hazardous entry has a specific reference to a
hazardous substance (for example, coal tar), the hazardous entry is chosen only if the waste
contains the particular hazardous substance (in this case coal tar) at or above levels that make it
hazardous. In short, a “mirror” entry waste is a potentially hazardous or non-hazardous waste
depending on the presence of specific or generic hazardous substances and thus an assessment
must be made whether any given waste is hazardous or not; and
A 2015 study reports that of the 842 entries in the LoW, 228 are ‘absolute hazardous’, 236 are
‘absolute non-hazardous’, 180 are ‘mirror hazardous’ and 198 are ‘mirror non-hazardous’ (BiPRO,
2015).
• A new harmonised classification for TiO2 would not affect the management of any ‘absolute
hazardous’ waste that contains the substance. These wastes are currently classified as
hazardous and will continue to be even after the introduction of the Carc Cat 2 harmonised
classification and can therefore be disregarded in this impact assessment;
• A new harmonised classification for TiO2 would have an impact on the management of waste
that currently falls under ‘mirror non-hazardous’ entries and contains more than 1% TiO2. Such
waste would need to be allocated to the respective ‘mirror hazardous’ entry that makes a
generic reference to “hazardous substances” (for instance, 08 01 16 aqueous sludges containing
paint or varnish other than those mentioned in 08 01 15 would be replaced by 08 01 15* -
aqueous sludges containing paint or varnish containing organic solvents or other hazardous
substances). It might be perceived that wastes already classified as hazardous under a ‘mirror
hazardous’ entry due to the presence of other hazardous substances would not substantially be
affected by the Carc Cat 2 harmonised classification for TiO2; however, information collected
during the preparation of this report indicates that whilst the hazard classification of the waste
might not change, the cost of its management might increase, as will be explained later in this
document); and
Where a waste is classified as hazardous, a number of specific obligations apply under the Waste
Framework Directive, e.g.
Hazardous waste is also required to meet the waste hierarchy prescribed in the Directive and should
be minimised, reused or recycled before disposal occurs. Hazardous waste must be classified and is
required to be treated before it can be disposed of, in order to prevent or reduce possible harm to
human health and the environment. If hazardous waste cannot meet the upper levels of the waste
hierarchy then it should either be incinerated or disposed of in a hazardous waste landfill.
According to Cefic, the price for treatment of waste classified as hazardous can be 2 to 3 times the
price for the same material classified as non-hazardous20. Information from some consultees
20
Suggestion of Cefic to the European Commission, dated 6 April 2017, available at
https://ec.europa.eu/info/law/better-regulation/lighten-load/suggestions/S19535_en (accessed on 1
September 2017).
Handling of waste packaging that contained TiO2 or TiO2-containing mixtures would also be affected
by the harmonised classification of the substance. This packaging may now become classified as
hazardous and would need to be treated accordingly, depending on the level of residue / waste
retained in the packaging. Chapter 15 of the LoW contains the following codes for waste packaging
classified as non-hazardous under 15 01 Packaging (including separately collected municipal
packaging waste) (NB. all are ‘absolute non-hazardous entries’):
Chapter 15 of the LoW also contains the following codes for waste packaging classified as hazardous:
Recent guidance issued in the UK (by industry in association with the Environment Agency) is
summarised in Figure 4–3.
21
It was suggested in consultation that this significant difference in waste management costs was
demonstrated in the recent case of Hexabromocyclododecane (HBCDD)-containing insulation waste in
Germany. The German Federal Government revised the German Waste Catalogue Ordinance in March
2016 (the German List of Waste). This ordinance classifies non-hazardous and hazardous wastes.
Following the revision, insulation waste, typically expanded polystyrene waste which contains HBCDD
above the threshold of 0.1% by weight, had to be classified as hazardous from October 2016. According to
waste operators, both utilising energy-from-waste as well as recyclers, this resulted to a state of
emergency in Germany. The change in legislation largely brought a hitherto smoothly running and safe
disposal route to a standstill. The classification increased the requirements for site logistics and disposal
with transport, storage and plant permits becoming necessary. The ban on mixing hazardous waste did not
only increase the disposal costs, especially for so-called monocharges, but also led to capacity problems in
the waste treatment plants and thus to the unintended waste disposal bottleneck for polystyrene
insulation boards in Germany (see details here: http://www.agehda.de/cms/wp-
content/uploads/2017/04/Positionspapier_AGEHDA-final.pdf, accessed on 13 November 2017). As a
consequence, the German Government issued a memorandum of exemption in December 2016 and in
collaboration with industry eventually revised the German Waste Catalogue Ordinance again, which is now
effective from August 2017.
The following points are important for the interpretation of the flowchart (IPA, 2017):
• Indicators that packaging may be waste include a package that: (a) is not reusable; (b) requires
treatment other than simple rinsing to remove chemical residues; (c) is not ‘effectively empty’;
or(d) is damaged and requires repair before it can be re-used;
• ‘Effectively empty’ means that the packaging has been treated in such a way that all reasonable
efforts have been made to remove any left-over contents from the packaging, by applying
normal industrial standards or processes, or, if the packaging is sealed, has been designed in
such a way so that the residue when the packaging has been emptied is minimal. Regarding
powders, the use of bag shakers/massagers to remove the powder from FIBCs (flexible
intermediate bulk containers) or tipping and shaking of smaller bags would constitute ‘all
• If either the residue inside, or any contamination on the outside, of an ‘effectively empty’
container possesses a hazardous property, then it can be classified as hazardous waste
packaging without any further assessment using the LoW code 15 01 10*.
Thus, packaging containing residues of or contaminated by TiO2 containing more than 1.0% of the
substance (by weight), would be classified under 15 01 10* as hazardous waste. Such waste might
include 25kg bags, big bags, bulk bags (FIBCs) and potentially containers for slurries (NB. there is still
some uncertainty with regard to whether slurries will be classified HP7 hazardous or not or not, as
the TiO2 contained within slurries does not strictly go through a dry powder phase).
A particular separate mention is required for plastic packaging waste. LoW code 15 01 10* for
plastic packaging waste may become relevant not only as a result of the presence of TiO2-containing
residues in the packaging waste, but it can be also relevant when the packaging waste contains the
substance as an ingredient, i.e. an additive. This interpretation with respect to plastics and possibly
other chemical raw materials can be derived from the EU Commission’s “Guidance document on the
definition and classification of hazardous waste” drafted by JRC in June 201522. According to section
A.5.9 Plastics, “A specific plastic waste can be hazardous either because of the additives it contains or
because the waste is contaminated with hazardous substances e.g. oils or solvents”.
The harmonised classification that is being considered by the RAC is expected to specify the
inhalation exposure route as the only one of relevance. Generally, inhalation exposure to TiO2 from
end-products and their waste forms is very unlikely, if not impossible, to arise as the pigment is
embedded into a matrix (a paint, a coating, a plastic, etc.), and migration is (nearly) zero. Even if
some activities would generate some dust (e.g. removal of paints from painted surfaces may
generate dust), such activities are generally infrequent and generate dust levels that, with
appropriate respiratory protection, are generally low.
On this basis, it would be reasonable to assume that many types of wastes that contain over 1.0%
TiO2 but cannot be inhaled (e.g. there are in the form of a viscous liquid or dust-free solid) would not
warrant a hazardous classification. To investigate whether this avoidance of a hazardous
classification based on low/no bioavailability (and therefore low/no risk of exposure) would be a
possibility, we need to look into waste management practices on the national (and possible also
regional) level, since the implementation of the Waste Framework Directive into national waste
legislation varies across the EU.
For reasons of time availability, it has not been possible to look into all Member States; instead, a
group of six Member States have been selected as case studies: France, Germany, Italy, Poland,
Sweden and the United Kingdom. In general, the disposal options available vary depending on the
EU State in which it has been produced. Taxes and licencing fees also vary depending on the country
and this will have an impact on the cost of disposal. Shipments of hazardous waste are controlled
and different EU states have slightly different rules on what wastes can be transported across their
borders for disposal. The following paragraphs discuss the regulatory framework in the selected
22
Available at http://ec.europa.eu/environment/waste/pdf/consult/Draft guidance document_09062015.pdf
(accessed on 7 November 2017).
Box 4.1: Review of waste management requirements in selected Member States and possibilities for
exemptions based on exposure route for a H351 classified substance
France: according to a factsheet for TiO2 drawn up by the French Institute of Scientific Research (INRS), it is
already recommended that waste TiO2 be considered ‘hazardous waste’, packaged in closed air-tight
containers and labelled before being disposed of23. Waste producers locate their own waste disposal service
providers (who they can contact for a quote24) but are responsible for ensuring that these service providers
are compliant with regulation25. The quote is based on the type and amount of waste to be disposed of, the
form of disposal and transport costs.
The French Environment Code (Article R541-50) stipulates that companies are to file a declaration with the
prefect for the area (département) where their head office is based or, failing that, where the domicile of the
declarant is based, when a quantity greater than 0.1 tonnes of hazardous waste or 0.5 tonnes of non-
hazardous waste is collected or transported for disposal.
Producers are responsible for their waste from the moment that it is created until its final stage of disposal has
been completed (e.g. treatment or placed in landfill)26. For hazardous waste, the waste producer is obliged to
issue a hazardous waste tracking slip (un bordereau de suivi des déchets – BSD), which is then completed by
the carrier and the treatment facility/facilities receiving the waste. Once the waste has been disposed of, the
BSD is returned to the producer27. Waste producers are also obliged to keep a register monitoring their waste
disposal activities28.
23
INRS (2013): Fiche toxicologique – Dioxyde de titane, accessed on 30 August 2017 at:
http://www.inrs.fr/dms/ficheTox/FicheFicheTox/FICHETOX_291-2/FicheTox_291.pdf.
24
Veolia website: Déchets dangereux : des professionnels à votre service 24h/24, 7j/7, available at
http://recyclage.veolia.fr/entreprises/solutions-matieres/dechets-dangereux.html (accessed on 30 August
2017).
25
Legifrance website: Article L541-2 of the French Environment Code, available at
https://www.legifrance.gouv.fr/affichCode.do;jsessionid=81A4563FB6861C4317C754D1D72A6334.tpdila09
v_1?idSectionTA=LEGISCTA000024357401&cidTexte=LEGITEXT000006074220&dateTexte=20170830
(accessed on 30 August 2017).
26
Legifrance website: Article L541-2 of the French Environment Code, available at
https://www.legifrance.gouv.fr/affichCode.do;jsessionid=81A4563FB6861C4317C754D1D72A6334.tpdila09
v_1?idSectionTA=LEGISCTA000024357401&cidTexte=LEGITEXT000006074220&dateTexte=20170830
(accessed on 30 August 2017).
27
Legifrance website: Article R541-45 of the French Environment Code, available at
https://www.legifrance.gouv.fr/affichCode.do;jsessionid=9B5286EBFA0D549DB07EDFA51A65893D.tpdila0
7v_1?idSectionTA=LEGISCTA000024357355&cidTexte=LEGITEXT000006074220&dateTexte=20170831
(accessed on 30 August 2017).
28
Legifrance website: Article R541-46 of the French Environment Code, available at
https://www.legifrance.gouv.fr/affichCode.do;jsessionid=9B5286EBFA0D549DB07EDFA51A65893D.tpdila0
7v_1?idSectionTA=LEGISCTA000024357355&cidTexte=LEGITEXT000006074220&dateTexte=20170831
(accessed on 30 August 2017).
No information has been identified that would lead us to assume that exposure routes (in essence, levels of
risk) are taken into account in classifying a waste as hazardous or not. As such, a waste containing over 1%
TiO2 could be classified as hazardous even if exposure by inhalation could be impossible or very low.
Germany30: waste management in Germany is the responsibility of the competent Federal State authorities,
who impose delivery and handover obligations for hazardous waste. The waste producer is required to notify
the local authority of the type, quantity and composition of the waste, as well as the envisaged disposal
facility. The local authority will then assign the waste to a suitable facility. Supervision of hazardous waste
disposal is managed through documents such as the Waste Recovery and Disposal Record
(Entsorgungsnachweis), Transport Form (Begleitschein) and the Transfer Receipt (Übernahmeschein). Consent
by the competent authority can be forgone if the waste is disposed of by a company that is certified in
accordance with the Ordinance on Specialised Waste Management Companies. Commercial collection of
hazardous wastes from households is prohibited as a permit is required for hazardous waste disposal. There is
no separate permit for waste producers, it is contained within the relevant building or Emission Control Act
permits. The waste producer must show that they are trying to minimise their waste generation but there is
no licencing fee. An entity that is to transfer waste must make a number of notifications, such as those to road
traffic authorities, and obtain a Section 45 Close Cycle Management Act licence31. Transfer and disposal is
carried out by private companies commissioned by the waste producer, rather than the local authority.
The cost of hazardous waste disposal is based on the type and quantity of the waste to be disposed of and the
costs associated with transport. There is no landfill tax in Germany as there are restrictions on what can be
sent to landfill based on physical and chemical properties. Fees will vary depending on the type of treatment,
i.e. incineration or landfill.
As for France, no information has been identified that would lead us to assume that exposure routes (in
essence, levels of risk) are taken into account in classifying a waste as hazardous or not. As such, a waste
containing over 1% TiO2 could be classified as hazardous even if exposure by inhalation could be impossible or
very low.
Italy: a waste stream containing TiO2 classified as Carc Cat 2 will be classified as hazardous in the Italy. There
does not appear to be any differentiation between exposure pathways and treatment options. It appears that
where hazardous waste cannot be reused or recycled, it is mostly sent to a hazardous waste landfill. Waste for
incineration tends to be shipped to other countries. Costs of disposal are defined on a case by case basis,
depending on the type and amount of hazardous waste to be disposed of. The type and amount of waste
informs the form of disposal container that is required (drums, canisters etc.) and their size, which affects the
cost.
Waste management plans vary between municipality and the cost of disposal can be influenced by whether or
not there is an overarching contractor for waste collection, transport and disposal or whether there are
29
AdCF website: Les plans régionaux déchets (PRPGD) engagés dans plusieurs régions, available at
http://www.environnement-magazine.fr/article/47735-plan-regional-de-prevention-et-de-gestion-des-
dechets-ce-qu-il-faut-savoir/ (accessed on 30 August 2017).
30
Umweltbundesamt website: Hazardous waste, available at
http://www.umweltbundesamt.de/en/topics/waste-resources/waste-management/waste-
types/hazardous-waste (accessed on 30 August 2017).
31
Thomson Reuters Practical law website: Environmental law and practice in Germany: overview, available at
https://uk.practicallaw.thomsonreuters.com/4-503-
0486?transitionType=Default&contextData=(sc.Default)&firstPage=true&bhcp=1 (accessed on 30 August
2017).
Poland: the responsibility for waste management is held by the waste producer, although this may be
transferred to the entity that has been authorised for collection or treatment of such waste (this is not the
waste carrier). Waste carriers must be authorised by the sub-regional authority (Starosta) and are required to
be registered in a nationwide database. The transport permit indicates the codes of waste that the carrier is
authorised to transport32.
In order for hazardous waste to be incinerated there must be a detailed description of the waste (including
laboratory analysis), protection and precautionary measures and information on which substances the waste
must not be mixed with provided33. The cost of hazardous waste disposal is unclear but it appears that it is a
similar situation to that of the other EU States, whereby it is based on a quotation from the waste carrier.
As for France and Germany, no information has been identified that would lead us to assume that exposure
routes (in essence, levels of risk) are taken into account in classifying a waste as hazardous or not. As such, a
waste containing over 1% TiO2 could be classified as hazardous even if exposure by inhalation could be
impossible or very low.
Sweden34: a waste stream containing TiO2 classified as Carc Cat 2 will be classified as hazardous in Sweden.
There does not appear to be any differentiation between exposure pathways and treatment options. There is
no standard cost for disposal of hazardous waste as it is dependent on the type and amount of waste to be
disposed of and the treatment option. A permit is required for incineration operations, which is likely,
incorporated into costs for disposal. The tax on incineration depends on the fossil material in the waste and
whether the facility produces electricity. The landfill tax in Sweden is €55 per tonne and the average net fee
for landfilling is €50-75 per tonne, making the total fee payable approximately €120-170 per tonne, although it
is not clear if this is applicable for hazardous waste landfills.
Local authorities are responsible for the collection, transport and treatment of hazardous household waste,
with the most common collection system being at manned municipal recycling centres. There is no licence fee
for hazardous waste producers but depending on the waste fraction (i.e. WEEE, batteries and medicines),
there is producer responsibility, which means that the producers pay a fee to a producer responsibility
organisation who arrange the national collection system and treatment. The producer of hazardous waste
must ensure that the waste is managed according to the terms of the company’s environmental business
permit and Sweden’s environmental laws.
Hazardous waste producers can choose whether to have their waste collected and treated by either a private
company or a municipal waste company as long as the company chosen has the correct environmental
business permit. Hazardous household wastes are collected and managed by the Swedish municipalities. The
32
Improvement of hazardous waste management in the Republic of Serbia website: Waste management of
hazardous waste in Poland, available at http://hazardouswaste-
serbia.info/fileadmin/inhalte/haz_waste/pdf/Fact_sheets/02_Poland_fact_sheet_presentation.pdf
(accessed on 30 August 2017).
33
Improvement of hazardous waste management in the Republic of Serbia website: Waste management of
hazardous waste in Poland, available at http://hazardouswaste-
serbia.info/fileadmin/inhalte/haz_waste/pdf/Fact_sheets/02_Poland_fact_sheet_presentation.pdf
(accessed on 30 August 2017).
34
Avfall Sverige website: Swedish waste management 2016, available at
http://www.avfallsverige.se/fileadmin/uploads/Arbete/Remissvar/swm_2016.pdf (accessed on 30 August
2017).
United Kingdom35,36: a waste stream containing TiO2 classified as Carc Cat 2 will be classified as hazardous in
the UK. There does not appear to be any differentiation between exposure pathways and treatment options.
There are two forms of disposal of hazardous waste which cannot be reused or recycled: incineration or
hazardous waste landfill. The Environment Agency (EA) has produced decision trees to help waste producers
decide which point on the waste hierarchy they should be following to prevent the over use of landfill.
It used to be the case that the producer of hazardous waste would need to register their site at a cost, but this
is no longer required. Anyone who transports hazardous waste is required to have a waste carrier licence
which costs £234 (+VAT) (ca. €250 + VAT) for a new licence and £154 (+VAT) (ca. €170 + VAT) if the licence is
being renewed.
There is no direct fee payable by a waste producer to a disposal facility. The producer tends to enlist the
services of a waste disposal company to which they will pay a fee. This fee is dependent on the type and
amount of waste being disposed of as different wastes require different carrying methods (2- or 5-litre drums
etc.). Not only are different wastes liable to different costs, different types of waste within a waste stream are
liable to different costs, for example paints can be charged differently depending on their content. Transport
costs and the landfill tax payable by the disposal site operator are also included in the cost (NB. the landfill tax
for hazardous waste in the tax year 2017-18 is £86.10 / tonne).
The waste producer is required to classify and test their waste prior to requesting a quotation from the waste
disposal company. A material safety data sheet is required so that the technical team at the waste disposal
company can determine what risk management they will need to employ when transporting and disposing of
the waste.
Certain companies will not take certain wastes, although this tends to be nuclear or explosive wastes and is
unlikely to impact wastes containing TiO2.
The above analysis suggests that the classification is based on hazard alone and the level of risk (i.e.
route of exposure) is unlikely to be taken into account when classifying waste as hazardous or not.
As such, if the new harmonised classification would be specifically relevant to the inhalation
exposure route it would not mitigate the impact of the harmonised classification on the waste
management obligations of producers of waste that contains over 1.0% of TiO2.
Of interest is the analysis presented in a 2015 report commissioned by the European Commission
which looked into the scope of exemptions from classification as hazardous for types of plastic and
rubber waste. That report by BiPRO investigated how bioavailability of the components that render
a plastic or rubber waste hazardous could be taken into account in classifying such wastes as non-
hazardous (BiPRO, 2015b). The report notes that Article 12(b) of the CLP Regulations prescribes that
“conclusive scientific experimental data show that the substance or mixture is not biologically
available and those data have been ascertained to be adequate and reliable” should be taken into
account when classifying substances or mixtures as hazardous. Although the CLP Regulation defines
the term “biological availability”, a definition or interpretation of the term “not biologically
available” is not provided in the CLP Regulation or in available guidance; a concept of “non-biological
35
UK Government website: Hazardous waste, available at https://www.gov.uk/dispose-hazardous-waste
(accessed on 30 August 2017).
36
Personal communication.
Variability in approaches to applying the LoW: discussions with experts in the field have revealed
that the approach taken to assigning a LoW code to a specific waste and to its classification as
hazardous or not may vary. The approach described above assumes that first, a LoW code is
assigned based on the nature/origin/generation process of the waste and then the assigned LoW
code dictates whether the waste is hazardous, non-hazardous or it requires evaluation or testing as
to its hazardous properties. If an ‘absolute non-hazardous’ entry is found to be the most relevant,
there is no need to consider the presence or not of TiO2, as a suspected carcinogen, in
concentrations above 1.0% by weight.
However, another approach is possible and may be taken. The producer of waste might first
establish whether the waste is hazardous (for instance, whether it contains more than 1.0% TiO2)
and then seek to identify an appropriate LoW code which best describes the waste and its hazardous
(or not) classification. If the waste is found to be hazardous but would normally be assigned to an
‘absolute non-hazardous’ entry, its producer would need to seek an alternative entry that reflects
the established hazardous properties of the specific waste. Decision 2014/955/EU explains that the
appropriate entry needs to be sought within Chapters 01 to 12 or 17 to 20. If no appropriate waste
code can be found, the Chapters 13, 14 and 15 must be examined to identify the waste. If none of
these waste codes apply, the waste must be identified according to Chapter 16 and if the waste is
not in Chapter 16 either, the 99 code (wastes not otherwise specified) must be used in the section of
the LoW corresponding to the activity identified in step one.
Therefore, for the same waste, depending on circumstances and the approach taken, it may or may
not be classified as hazardous.
Selection between ‘mirror’ entries: it was concluded above that the focus of this impact
assessment needs to be on the ‘mirror entry’ wastes which may be classified as hazardous following
the introduction of the Carc Cat 2 harmonised classification for TiO2. Following discussions with
industry experts, it would appear that the producer of the waste may opt for the non-hazardous
‘mirror entry’ if they hold information to support such classification, including test results. A recent
report by BiPRO notes, “Please note that testing to determine carcinogenicity is neither envisaged for
waste nor for mixtures in the CLP Regulation. Mutagenicity tests (…) are considered in many cases to
be a suitable indicator of potential carcinogenicity” (BiPRO, 2015). Part B of the Annex to the Test
Methods Regulation (COUNCIL REGULATION (EC) No 440/2008) provides the following in-vitro test
methods which may be regarded in the assessment of HP 11 ‘Mutagenic’:
It has not been possible to identify any tests relevant to demonstrating that a constituent of waste
can or cannot be inhaled (the critical route of exposure for TiO2). As such, it has not been possible to
In other words, although the vast majority of TiO2-containing ‘mirror entry’ wastes cannot result in
inhalation exposure to the substance and thus should not be classified as hazardous, formally
demonstrating this might require tests which would increase companies’ costs and administrative
burden.
Possibilities for exemptions from the LoW: derogations from ‘absolute’ entries in the LoW are
possible. A waste assigned with an ‘absolute non-hazardous’ entry is classified as non-hazardous,
without any further assessment of its hazardous properties, i.e. even if it contains TiO2 at a
concentration above 1.0% after the substance received a harmonised classification of Carc Cat 2.
The only exception to this principle is described in Article 7(2) of the Waste Framework Directive,
whereby if the competent authority of the Member State concerned considers that, based on
adequate evidence, a given waste to which an ‘absolute non-hazardous’ code is attributed, is in
reality to be classified as hazardous, the waste in question will be classified as hazardous. This
should be communicated to the European Commission with a view to possible future amendments
of the LoW (BiPRO, 2015). Realistically, given the above discussion on a general lack of risk of
exposure by inhalation, the probability of Article 7(2) being acted upon would be low.
On the other hand, under Article 7(3) of the Waste Framework Directive, where a Member State has
evidence to show that specific waste that appears on the LoW as hazardous waste does not display
any of the properties listed in Annex III of the Directive, it may consider that waste as non-
hazardous. The Member State shall notify the European Commission of any such cases without
delay and shall provide the Commission with the necessary evidence. In the light of notifications
received, the LoW shall be reviewed in order to decide on its adaptation. Therefore, in theory,
industry might petition Member States to invoke Article 7(3) of the Waste Framework Directive and
thus classify such waste as non-hazardous.
However, in practice, little evidence can be found on whether any Member State has followed the
Article 7(3) route. A 2015 report for the European Commission which looked into the
implementation of the Waste Framework Directive over the period 2010-2012 reported the
contributions of 22 Member States of which none had taken the alternate classification option
allowed for by Article 7(3) (Eunomia Research and Consulting et al, 2015). Information on more
recent developments is not available so it cannot be precluded that some Member States have
notified any derogations to the LoW. A recent submission by Cefic to the European Commission37
suggests business operators may indeed approach their national authorities to request derogations
but often these are not accepted by the receiving authorities. Overall, the probability of derogation
under Article 7(3) of the Waste Framework Directive would appear to be low.
Process for periodic review of the LoW: there appears not to be any systematic, established
process for amending the LoW to adapt it to ‘technical progress’. At present, the approach is
dynamic and comes into when the classification of a substance changes under the CLP Regulation
and the presence of the substance in a waste automatically affects the classification of that waste
(see discussion above). Beyond the action that Member States can take under Article 7(2) and 7(3)
(see above), no provision is known to exist that would instigate periodic changes to the LoW.
37
Suggestion of Cefic to the European Commission, dated 6 April 2017, available at
https://ec.europa.eu/info/law/better-regulation/lighten-load/suggestions/S19535_en (accessed on 1
September 2017).
With a Carc Cat 2 harmonised classification complications over the transboundary movement of
wastes containing TiO2 might be less severe compared to a Carc Cat 1B classification. The Basel
Convention includes waste streams potentially relevant to TiO2:
However, relevant wastes may not cause exposure as TiO2 may not be possible to inhale and thus
such wastes might not be subject to the provisions of the Convention. In addition, a Carc Cat 2
classification would not lead to the addition of TiO2 to Annex I of Regulation (EU) No 649/2012 on
export and import of hazardous chemicals (such addition would be a possibility with a Carc Cat 1B
classification). As such, transboundary movement of the substance and its wastes would be unlikely
to be significantly affected.
Supply chain-wide impacts from changes to existing controls on worker exposure to titanium
dioxide
In a previous version of this analysis, the focus had been on the Carc Cat 1B harmonised
classification that was proposed by the French authorities and it had been explained that such a
harmonised classification would trigger compliance requirements under the Carcinogens and
Mutagens Directive. This would have meant that employers would first need to investigate the
possibility of replacing TiO2. If substitution was not possible, measures should be taken to minimise
worker exposure to the substance.
Consultation that had been undertaken at the time had collected valuable information from a wide
range of consultees on the likely cost of implementing different worker exposure control measures;
such measures would range from a simple increase in the frequency of monitoring to the
implementation of completely closed systems for the handling and use of TiO2. The cost of such
measures had been found to range from ca. €1,000 to up to €20 million per company. For
reference, an overview of responses received at the time is provided here as Figure 4–4.
It has also been found that for applications where TiO2 can be used in the form of a slurry to
eliminate exposure to powders and thus eliminate the need for additional measures for certain parts
of the production lines, a higher raw material price would be payable as the price of slurry is €200-
250/tonne higher compared to powder (NB. the previous version of this analysis had provided an
order of magnitude of the change in raw material costs, if slurry could replace 10% of the volume of
TiO2 currently used in Europe – the cost increase across markets would be larger than €200 ×
1,107,000 × 10% = €22 million per year).
Figure 4–4: TiO2 users’ estimates on the cost of implementing existing worker protection legislation on carcinogens (thousands of Euros)
Source: consultation
In addition, the new harmonised classification might result in a tightening of existing Occupational
Exposure Limits (OELs) in EEA Member States (see some examples in Table 4–1). It is understood
that the Scientific Committee on Occupational Exposure Limits (SCOEL) has looked into an OEL for
TiO2 and had reached a preliminary opinion that an OEL of 1–2 mg/m3 would be warranted (based
on the minutes of the 86th SCOEL meeting); this is lower than all national OEL examples shown in the
table. Again, such action would be linked to the harmonised classification for the substance but
could not be assumed to be a direct consequence of it.
Table 4–1: Example national Occupational Exposure Limits for titanium dioxide in Europe
Country Occupational Exposure Limit in mg/m³ Notes
Belgium 10
Denmark 6 Total dust
France 11 Inhalable aerosol
Germany 1.25 Respirable fraction
Ireland 10 Inhalable fraction
Limit is 4 mg/m³ for respirable fraction
Latvia 10
Poland 10
Portugal 10
Spain 10 Inhalable aerosol
Sweden 5 Inhalable aerosol
Switzerland 3 Respirable aerosol
United Kingdom 10 Inhalable fraction
Limit is 4 mg/m³ for respirable fraction
Source: GESTIS (available at http://limitvalue.ifa.dguv.de/, accessed on 18 September 2017) and consultation
A Carc Cat 2 classification would certainly result in a lower regulatory burden under the REACH
Regulation compared to a Carc Cat 1B. The substance would not meet the requirements for being
nominated as a Substance of Very High Concern (and ultimately being subject to REACH
Authorisation, if subsequently prioritised) and the probabilities of a proposal being submitted for a
restriction on its marketing and use would be significantly lower. Yet, Article 31 of the REACH
Regulation on the provision of Safety Data Sheets (SDS) would equally apply.
A harmonised classification of Carc Cat 2 would mean that TiO2 would not be transferred into Annex
XVII of the REACH Regulation in accordance with Article 68(2) of REACH. TiO2 could not be listed in
Appendix 2 of the Annex and thus entry 28 of Annex XVII which specify the restrictions on use or sale
of a carcinogen to the general public either as a substance or in a mixture would not apply.
Nevertheless, the harmonised classification might result in restrictions on a national level. By way of
example, in France a CMR 2 classified formulation has to be stored under lock (this provision should
shortly be amended to storage in a place not accessible to the public), hence such formulation would
still be stigmatised as potentially unsafe.
In other cases, industrial users might wish to refrain from using the substance due to their internal
policies; several participants to the consultation undertaken in preparation of this report have
expressed concerns that many manufacturers and their customers would prefer not to handle
formulations and products that are labelled as a suspected carcinogen and thus might refrain from
using TiO2-based formulations and products irrespective of the actual severity of hazard or the actual
risk.
Less critical horizontal legislation includes the Industrial Emissions (IPPC) Directive 2010/75/EC,
Annex II of which describes in relation to polluting substances “Substances and mixtures which have
been proved to possess carcinogenic or mutagenic properties or properties which may affect
reproduction via the air”. Member States shall ensure that permits issued to industrial installations
falling within the remit of the Directive will include emission limit values.
Also, as noted earlier, by contrast to a Carc Cat 1B classification, a Carc Cat 2 classification would not
trigger requirements imposed by legislation on the control of risks to workers from carcinogenic
substances, namely Council Directive 1989/391/EEC and Directive 2004/37/EC, the Carcinogens and
Mutagens at Work Directive which requires that employers of users of the substance should
consider the use of alternative substances.
As discussed above, for downstream, users of TiO2, there would be two key pieces of legislation that
would generally affect many downstream users of TiO2:
• The CLP Regulation 1272/2008/EC (notably, the Regulation does not apply to cosmetics, food
and feed additives, medical devices, human and veterinary medicinal products); and
• The Waste Framework Directive 2008/98/EC and associated instruments (LoW under Decision
2000/532/EC as revised by EU Decision 2014/955/EU).
• For cosmetics, a derogation would be a possibility but securing one could be a challenging task
and there are only up to 15 months between the CLH being added to Annex VI of the CLP and
the Cosmetics Regulation annexes being updated with a review of the existing authorisations for
TiO2 (a preservative, colourant and UV filter) by the SCCS. Therefore, the time for obtaining an
SCCS opinion on safe use is short. It is understood that it can take up to 2 years to prepare an
SCCS dossier. If cosmetics companies would be interested in safeguarding the use of TiO2, they
would need to prepare a dossier for the SCCS opinion as soon as possible; and
By comparison to Carc Cat 1B, a Carc Cat 2 classification under the CLP Regulation would not trigger
certain obligations and impacts for the users of TiO2 which would otherwise be relevant under a Carc
Cat 1B classification. Apart from the Carcinogens and Mutagens Directive and the REACH Regulation
that were discussed above, legislation on medical devices and biocidal products which has
repercussions on the use of Carc Cat 1B substances would not apply to a substance classified as Carc
Cat 2. Also, provisions on the marketing of construction products would be less onerous than in the
case of a Carc Cat 1B substance.
A key finding of this present research is that the European legislation regulating the use of and
exposure to carcinogens generally does not distinguish between routes of exposure. Therefore,
whilst the French proposal for the classification of TiO2 specifically indicates that the substance be
classified as a carcinogen by inhalation of its powder form and RAC’s opinion also recommends a
Carc Cat 2 harmonised classification through the inhalation route, the existing regulatory framework
does not generally distinguish classification by routes of exposure and as such the uptake of the
proposed classification, if implemented, by ‘consequent’ legislative requirements might not give due
regard to the critical route of exposure.
Thus, if the Carc Cat 2 harmonised classification were to be adopted, applications of the substance
without any inhalation risk could nevertheless fall within the scope of restrictions that would
consequently arise from a multitude of legislative instruments. It should be clear that in the vast
majority of cases, TiO2 is used by the end user within a matrix, typically as a pigment in paints,
plastics, inks, paper, rubber, construction products, ceramics, dermally applied cosmetics, etc. from
which exposure to TiO2 via inhalation is either impossible or highly improbable and, where possible,
rather infrequent. Exposure to TiO2 powder by inhalation could only reasonably be envisaged when
the substance is handled (in its powder form) by manufacturers or industrial users as a raw material.
It is pertinent to note here the comments made by the International Paint and Printing Ink Council
(IPPIC) to the public consultation on the French proposal. IPPIC noted, “Categorical assertions of a
low or no exposure condition and attendant dismissal of cancer hazard listings have been issued in
the United States by California Office of Environmental Health Hazard Assessment (OEHHA) under its
“Prop 65” regime. OEHHA uses the specific clarifying statement: “the (hazard) listing does not cover
(the material) when it remains bound within a product matrix.” Similarly, the International Agency
for Research on Cancer (IARC), in its Monographs on titanium dioxide, crystalline silica and carbon
black, all widely used materials in formulated products, contain specific notes affirming that
“exposure to [titanium dioxide, crystalline silica and/or carbon black] does not occur during the use
of products in which [titanium dioxide, crystalline silica and/or carbon black] is bound to other
materials, such as rubber, printing ink or paint” (IPPIC, 2016).
1. A Carc Cat 2 harmonised classification would not trigger a legal requirement to substitute TiO2,
where possible, under the Carcinogens and Mutagens Directive (a key difference to a Carc Cat 1B
classification). Nevertheless, for reasons of improved worker protection (particularly if pressures
arising from worker safety legislation on the national level increase), consumer perception,
minimisation of regulatory burden and cost avoidance, users of TiO2 might be encouraged to
give consideration to substituting the substance with another that is not classified for hazards.
2. Although alternative white pigments are available and indeed can be used, due to the
physicochemical properties of TiO2 (see Section 2 above), finding a drop-in replacement that
delivers equivalent performance in technical and economic terms is very challenging, if not
impossible, in the majority of TiO2’s applications. It is important to note that TiO2 was initially
introduced to replace more hazardous heavy metal (lead) compounds.
3. Potential alternatives for TiO2 may not be accompanied by the same body of evidence on their
hazards and risks across all relevant applications, particularly for applications such as food and
pharmaceuticals.
4. TiO2 is currently being used in very large volumes; demand in Europe is estimated at ca. 1.1
million tonnes per year. The market availability of most of its alternatives is simply nowhere
near as large as TiO2’s and most of the potential alternatives cannot demonstrate TiO2’s
abundance that would allow for economical production. On the other hand, it can be assumed
that without a regulatory impetus driving substitution, substitution may occur for only a modest
proportion of TiO2’s demand.
5. The Carc Cat 2 harmonised classification proposed by RAC is based on carcinogenicity arising
from marked loading of alveolar macrophage phenomena which are not specific to TiO2. Any
other poorly soluble particle of low toxicity that would be subjected to similar testing in rats
would produce a similar carcinogenic effect, irrespective of any robust scientific and
epidemiological evidence to the contrary (as is the case for TiO2). This certainly raises significant
concerns:
b. Potential albeit significantly less efficient alternatives to TiO2 are mainly poorly soluble
powders; if they were to be used as substitutes for TiO2 they would not reduce any
(theoretical) risk to human health from the use of TiO2. As such, they would be
unsuitable as substitutes for TiO2 from a risk reduction perspective.
A more extensive analysis of the feasibility and availability of potential alternatives is provided in
Annex 2 (Section 8) to this report.
• Firstly, the link between the classification of TiO2 as a suspected carcinogen and the details of its
scientific basis would be lost. Industrial and professional users who have not followed the
process of the harmonised classification of the substance and certainly the vast majority of
consumers would be unaware of (a) the importance of the exposure route, (b) the fact that the
rat lung tumours only developed under inhalation exposure conditions associated with marked
particle loading of macrophages and (c) TiO2 epidemiology studies which consistently show no
association between occupational exposure to TiO2 and lung cancer mortality;
• Secondly, in the mind of consumers (and probably of many industrial and professional users) the
classification of TiO2 as a suspected carcinogen and the new labelling for carcinogenicity on
widely available consumer products (e.g. DIY paints) would likely be dissociated from the
severity of the hazard classification category (2 vs. 1B) and the importance of the route of
exposure attached to the classification itself. As such, the substance and many products that
contain it would be tarnished as carcinogenic irrespective of whether inhalation is actually
possible across their different applications. Lack of understanding of the refuted scientific basis
of the proposed classification combined with lack of appreciation of the differences between
hazard and risk (and how the latter is influenced by the route of potential exposure) would make
• Thirdly, if the use of TiO2 continued as a result of derogations and exemptions for applications
such as pharmaceuticals, food, cosmetics, etc., consumers would find it perverse that a
substance formally classified as a carcinogen could be present in such products. Again, as a
result of the likely oversimplification of the substance’s hazard profile, consumers might decide
to avoid consuming or using products that contain TiO2 irrespective of the lack of actual
exposure to the substance by inhalation. This uncertainty and confusion might damage the
confidence that both users and consumers have in health protection measures and government
decision-making.
The key economic parameters of the use of TiO2 are summarised below.
Estimated TiO2 tonnage Based on available information, paints, coatings and inks represent
used ca. 57% of total demand for TiO2. Based on past data on market
shares, we will assume that the split between architectural paints
and coatings, industrial coatings and inks is: 36% : 17% : 4%. This
would translate into a total of ca. 630 ktonnes of TiO2 consumed
which an assumed 400 ktonnes used in architectural paints and
construction products, ca. 190 ktonnes in industrial and functional
coatings and ca. 40 ktonnes in inks.
Estimates of Gross Value The Gross Value Added for paints, varnishes and printing inks across
Added EU-28 is €5 billion/y.
Number of users of TiO2 The main EU trade association is CEPE. CEPE represents about 800
paint producers (plus 75 ink producers and 20 artist colour producers
across Europe).
Number of stakeholders that Several associations and individual companies had submitted
participated in consultation completed questionnaires when the impacts from a Carc cat 1B
classification were being assessed (25-50 companies with a combined
production of ca. 0.6 million tonnes of paints, coatings, inks,
recreation and artists’ colours and stationery products (e.g.
correction fluids) and a combined associated turnover of over €1.1
billion). Through CEPE’s questionnaire response (plus several from
national associations-members of CEPE), the vast majority of the EEA
paints and coatings market has been captured. 7 responses were
received to the questionnaire on Carc Cat 2-related waste issues.
38
This may vary by sub-sector. For coil coatings, for instance, SMEs may represent 33% of members of the
relevant trade association ECCA (European Coil Coating Association).
Employment in the sector 110,000 workers are employed by paint, coating and ink
manufacturers in the EEA. An estimated 15-20% of these would have
regular (daily/weekly) contact with TiO2 and/or TiO2-containing
products. An estimated 1,000,000 workers are involved in the
application of paints/coatings/inks and 30,000 workers39 are
employed in the DIY retail trade.
Relevant legislation
Table 4–2 (overleaf) summarises the relevance of different legislative instruments to the use of TiO2
in paints and coatings after the adoption of a Carc Cat 2 harmonised classification. Additional detail
is available in Annex 1.
Trade associations and individual companies have estimated that a very large percentage of paints
manufactured in the EEA contain TiO2 in concentrations that typically well exceed 1.0% by weight
and thus would be affected by the proposed classification. More specifically, it is estimated that a
harmonised carcinogenicity classification would affect 80-90% of the product range of EEA-based
paint and coating manufacturers.
Reformulation of paint products so that the concentration of TiO2 could be kept below 1.0% by
weight would not be possible. The substance needs to be present in formulations at much higher
concentrations to deliver its desired functionality. A well-known paint manufacturer has asserted
that when less than about 15-20% TiO2 is present in the formulation, only translucent
paintings/coatings can be formulated.
Replacement of TiO2 by alternative pigments is not possible in the vast majority of products. Other
raw materials (e.g. calcium carbonate, zinc oxide and zinc sulphide, which are widely known white
pigments) typically cannot match TiO2’s performance in terms of stability and opacity, brightness,
gloss and abrasion resistance. Often, replacement substances raise concerns in ecological and
toxicological terms, especially if they contain heavy metals, e.g. lead carbonate. As the carcinogenic
effect in animal testing is not substance-specific but characteristic of dusts and as dust exposure can
be expected also in the processing of potential replacement substances, a substitution of substances
would not change the given situation (VCI, 2016). Annex 2 to this report provides an extensive
analysis of available alternative white pigments and the issues surrounding their technical
performance compared to TiO2.
39
This is an estimate by CEPE but may be an underestimate. For instance, in Greece alone, the Hellenic
Coatings Association estimates that ca. 9,000 workers are employed in the paints retail trade.
Figure 4–5: Colours that can be achieved with (light + grey area) and without (grey area) TiO2
Source: Jotun (https://echa.europa.eu/documents/10162/48252319-d727-42aa-8b3e-bb97cb218f0e)
Figure 4–6 represents a second illustration of the impact from the removal of TiO2 from paint
formulations. It is based on the Natural Colour System®© (NCS), a cross-industry colour system used
around the world for colour communication between designers and manufacturers, retailers and
customers. The NCS system is based on how we perceive colour visually, regardless of surface,
pigment, or lighting. The NCS system is a universal way of describing colours as we experience them
visually. Each colour has a unique NCS notation to describe how the colour relates to the four basic
colours – yellow, red, blue, and green, as well as to black and white – in blackness, whiteness and
chromaticness. The NCS code describes the percentage of the colour that consists of these different
parts. This makes it possible to describe the colours of all surface materials and ensure that the
colours turn out exactly as intended41. If one takes the NCS catalogue as an example, out of the
1950 NCS colours, in total only 125 (less than 7%) are currently produced without TiO2.
40
The “L*”, “a*”, “b*” axes are colour coordinates following a certain standard, which is called CIE1976. In
simple terms, “L” represents the lightness of a colour, “a” represents colours from green to red and “b”
from blue to yellow. By this, all colours can be represented by these three coordinates (explanation kindly
provided by experts at Jotun).
41
Information from http://ncscolour.com/about-us/how-the-ncs-system-works/ (accessed on 24 January
2017).
CIE b
Figure 4–6: NCS colours that can be achieved with (top) and without TiO2 (bottom)
Source: Jotun (https://echa.europa.eu/documents/10162/48252319-d727-42aa-8b3e-bb97cb218f0e)
NCS is based in Sweden where it is the National Standard. It is also the National Standard in Norway
and Spain. Another widely used colour matching system used in Europe is RAL which is created and
administrated by the German RAL gGmbH. According to the German Paint and Printing Ink
Association, out of the 2,328 shades of the RAL system, only 119 (5%) are manufactured without
TiO2. As such, any attempt at reformulation of TiO2-containing colours would impact upon 95% of
shades in the RAL colour matching system.
A Carc Cat 2 harmonised classification would have the following impacts on the ability of EEA-based
paint manufacturers to use TiO2 and place on the market TiO2-containing formulations:
• Hazard labelling and perceptions: under the CLP Regulation, TiO2-based paints would be
accompanied by appropriate hazard labelling including a pictogram, a signal word, a hazard
statement and several precautionary statements. This would alter perceptions of users and
would damage the reputation of TiO2-based paints in terms of their safety, irrespective of the
relevance or not of the hazard classification to the inhalation exposure route. As previously
explained, the labelling requirements for Carc Cat 2 would be very similar to the non-expert
consumer eye to those of Carc Cat 1B. In any case, a GHS 08 pictogram of an ‘exploding person’,
and the terms “Warning” and “Suspected of causing cancer”, even if the inhalation exposure
route was to be specified, would cause alarm among users, particularly among DIY users who
would encounter such labelling on the shelves of their local DIY stores. This would be after
several years of becoming used to purchasing paint products with no hazard labelling following
the movement away from solvent- to water-based formulations. In certain countries in
particular, e.g. France, there is a ban on self-service in DIY stores for potentially carcinogenic
formulations, which could physically prevent consumer access to these products. Clearly, such a
ban would affect paints placed on the French market irrespective of the location of
manufacture.
Even for professional and industrial users, the presence of such labelling could cause
unwillingness to handle and (potentially) be exposed to the pigment and its formulations and
could encourage employers to seek alternative pigments or further improve exposure controls.
The entire DIY market for TiO2-containing paints, worth €3.5 billion per year, would come under
strain while pressure would also develop on the professional and industrial markets, worth an
additional €11.5 billion per year;
• Toys: Carc Cat 2 substances are not permitted to be used in toys placed on the EEA market, but
possibilities for exemptions exist based on (a) concentration, (b) (in)accessibility of the
substance. The SCCS would review the use of the substance and would conclude as to whether
it might be appropriate to list it in Appendix A of the Toy Safety Directive (List of CMR substances
and their permitted uses). Notably, for a Carc Cat 2 substance, it will not be necessary to
demonstrate that there are no suitable alternative substances or mixtures available. Therefore,
there is a realistic likelihood that use of TiO2-based paints in toys could be allowed to continue.
However, the continued presence of the substance in toys could cause reputational damage to
the toy manufacturers and thus they may put pressure on paint manufacturers to attempt to
reformulate their products to substitute TiO2;
• Food contact materials: TiO2 appears in List 1 of approved additives under Council of Europe
(CoE) Resolution ResAP(2004)1 on coatings. It is understood however that a Draft CoE/EDQM
General Resolution is in preparation which will (once approved) stay above all existing
Coe/EDQM resolutions and guides; it is expected that this General Resolution would require that
all CMR additives demonstrate zero transfer into foodstuff. It would therefore appear that a
harmonised Carc Cat 2 classification might generate the need to demonstrate zero migration
from coatings so that the use of TiO2 in food contact material coatings could be approved under
national legislation which implements the CoE Resolution. This could ultimately result in the
listing (approval) of TiO2 being reviewed. TiO2 is also present in Annex III (Incomplete List of
Additives) of the CEPE Code of Practice without any limitation on migration or other use
condition; the harmonised classification of TiO2 would not have any immediate impact under the
CEPE Code of Practice, unless EFSA took the decision to review/revoke the authorisation of the
substance. Such a development would them be mirrored under the CEPE Code of Practice. It is
worth noting that some industry consultees have expressed the view that a Carc Cat 2
classification by inhalation would be unlikely to result in an adverse impact on the continued use
of the substance in coatings for food contact materials;
• Global Automotive Declarable Substance List (GADSL): under the GADSL a Carc Car 2 substance
would not be “Prohibited” but would be “Declarable” thus making it less appealing for
automotive manufacturers and less marketable by paint manufacturers; and
• Setting precedence and an example for action by other jurisdictions: similar regulatory action
in other global regions could follow. This would further impact upon exports of EEA-made
products.
There are several implications of a harmonised Carc Cat 2 classification that could increase the
manufacturing costs and thus impact the profitability of EEA-based paint manufacturers, including:
• Cost of paint reformulation to eliminate TiO2: as noted above, reformulation of paint products
so that the concentration of TiO2 could be kept below 1.0% by weight would not be possible,
thus reformulation could only aim at its complete substitution. However, substitution of TiO2 is
technically infeasible with the exception of very small markets for which TiO2’s brightness and
effectiveness are not a priority. Trade associations have advised that, in the past, there have
been issues with reduced TiO2 production capacity resulting in a worldwide shortage of TiO2 and
significant price increase, which caused a notable increase in raw material costs42. This
incentivised paint manufacturers to seek substitutes, but efforts were met by very limited
success. It has thus been confirmed in practice that it is not technically possible to fully match
the overall performance of the reformulated products to the originals based on TiO2. In any
case, reformulation of paint products would be a lengthy and costly process. Consultation has
revealed the following:
Among all individual companies that have responded to a questionnaire, only two indicated that
some reformulation of some industrial paint formulations could theoretically be possible. One
of those indicated that reformulation would take longer than two years, while the other
indicated an estimated reformulation cost of €60 million.
42
AkzoNobel provides an indication of what percentage of variable costs is represented by the cost of TiO2
for manufacturers of paints and coatings. In 2015, this was estimated at 7% of raw material costs
(AkzoNobel, 2016). By comparison, all other pigments combined accounted for only 4% of raw material
costs (AkzoNobel, 2013).
The paints used for coil coating are probably among the most sophisticated paints. In the case of coil coating,
the liquid paint must have a rather low viscosity to make it possible to coat wet thickness sometimes below 10
µm and at the same time be curable within 8-20 seconds in hot air ovens (250 °C). The liquid paint is then a
complex mixture that has specific physical properties (rheology) and chemical properties (to have the correct
crosslinking rate in the curing step). Some coil-coating lines use powder coating. In this case, there is also a
difficult compromise between the rather short curing time and the kinetics for melting, flowing and
crosslinking.
Moreover, the coil-coated products are asked to reach a compromise between hardness and flexibility that is
unique in the world of paints. Coil-coated products are bent, stamped, folded, etc. after being painted. The
paint needs to avoid any cracking or loss of adhesion in this machining step, so it must be very flexible.
However, at the same time the surface must resist scratches in the machining process and its appearance
cannot be altered, so it must be very hard. This balance of hardness/flexibility is the result of a very
complicated formulation, even more complicated if you consider that the paint thickness usually cannot
exceed 25 µm.
Because of the balance between flexibility and hardness on the one hand, and the relatively low thickness on
the other, coil coating is such a technically demanding sector that the probability of finding alternative
solutions is quite low. When TiO2 became too expensive and appeared to be unaffordable (after its price
moved from US$2500 to over US$4000 per tonne between 2010 and 2012), major paint companies tried to
replace it in all types of paints, including paints for coil-coating. In some paint applications it was possible to
partly replace TiO2 with some extenders, where it is mainly asked to cover and where there is no requirement
about mechanical properties (for example some latex paints used in DIY as indoor paints). However, in the
case of coil-coating, this is simply not possible: after intensive R&D development, in the very best case some
companies could find lab alternatives to replace only 2-3% of the TiO2 loading, which is rather insignificant.
The main reason for this is that any substitution of the TiO2 makes it necessary to either increase the thickness
of the paint layer or to increase the concentration of the pigment (because no other compound has the same
hiding power and white intensity as TiO2). In both cases (higher thickness or higher pigment concentration),
the balance between flexibility and hardness of the coil-coated product would not be assured anymore and
this compromise is a sine qua non condition for a product to be painted before being machined. A higher
thickness would also have serious consequences on the coil-coating line, because of limitations in the oven’s
capacity (solvent concentration would increase and there would be a flammability concern) and because of
winding problems (tension should be increased to avoid coil-collapsing and this increase would damage the
paint layer).
In summary, in the case of coil-coating, the experts have identified TiO2 as the only option for white
pigmentation and as opacifier from all the known available materials both in terms of technical performance
and from a health, safety and environmental perspective. Hence, there are no known options for
improvement in this respect. If one could imagine that in spite of these technical hurdles some acceptable
alternatives are finally discovered one day, the time needed for becoming able to use these alternatives would
be very long. There are thousands of different products with a technical compromise as described above that
would need to be reformulated and validated through a 2-4 years outdoor exposure. Therefore, the
consequences of the proposed classification for TiO2 for the paint suppliers and for the availability of coil-
coated products on the market would be very significant.
• Compliance with waste management regulations: the discussion presented at the beginning of
Section 4 has shown that, irrespective of the relevance of the route of exposure to the
harmonised classification, the management obligations for certain types of waste would change
following the classification of the substance. The following table shows the types of wastes that
might become relevant to hazardous waste management regulations in different Member States
based on seven company responses to a questionnaire. The table identifies the following key
waste stream generated during the manufacture of paints:
Some of this waste is already classified as hazardous due to the presence of hazardous
components, for example organic solvents used in the manufacture of solvent-based paints.
However, this would not necessarily mean that the Carc Cat 2 harmonised classification would
not be accompanied by adverse impacts. A French paint manufacturer has noted that
manufacturing waste which may be classified as hazardous but at a ‘low hazard level’ (i.e. water-
based paint which is non-toxic, non-corrosive, non-carcinogenic) can be disposed of as
hazardous through on-specific routes such as through cement plants or other heavy industries
capable of incinerating such waste. However, when the waste becomes ‘high level’ hazardous
(e.g. it is classified as CMR, toxic to the environment, etc.), those heavy industries do not accept
it anymore and specialist contractors need to be sought for specialist disposal (incineration that
can accept such types of wastes). This increases the costs of waste disposal.
While some other wastes (aqueous sludges) contain less than 1.0% TiO2 and would therefore
remain classified as non-hazardous even after the classification of TiO2 as a suspected
carcinogen, waste streams highlighted in grey colour in Table 4–3 would become hazardous
upon the introduction of the harmonised classification, if they contain more than 1.0% TiO2.
Examples include, (a) TiO2 packaging, (b) waste paint (off-spec and residues), (c) aqueous sludges
with >1.0% TiO2 and (d) filtering/cleaning residues. TiO2 is in an inhalable form only within its
empty packaging (to be classified as 15 01 10* Packaging containing residues of or contaminated
by hazardous substances) and in filtering/cleaning waste, if in powder form.
Process washings are often recycled and/or fully treated before leaving the site, and sub-
standard product is usually reworked into production thus the volumes of hazardous paint waste
would likely be small. However, the arising of hazardous waste would require segregation of
wastes, collection of hazardous waste by a specialised disposal company and a significant
relative increase in the cost of waste treatment.
Few consultees have been able to estimates of the costs involved. One company has suggested
that a change in hazard classification for off-spec paint and dust material from filtering
operations would increase waste management costs by 30%. Another company has estimated
an overall cost of €0.1 million for changing the treatment of waste already classified as
hazardous; this is on the basis of cost of €90-150/tonne for incineration of waste by a heavy
industry installation vs. a cost of ca. €400/tonne for incineration for CMR-classified wastes by a
specialist facility. A third company manufacturing thermoplastic paints has indicated a cost
increase for waste sorting and segregation of €15,000-20,000 per year;
Manufacture of paint Off-spec material 08 01 11* 10% 0.1 kt/y No Non-hazardous (e.g.
formulations Waste paint and varnish >1% 0.3-0.5 kt/y water-based paints) or
containing organic solvents or 1-10 kt/y hazardous (e.g. solvent-
other hazardous substances based paints)
(‘mirror hazardous’) Incineration or physical &
08.01.12 chemical treatment (both
Waste paint and varnish other haz/non-haz waste)
than those mentioned in 08 01
11 (‘mirror non-hazardous’)
Paint residues in tanks 08.01.12 1-5% <0.001 kt/y Yes Non-hazardous
and machinery after Waste paint and varnish other (thermoplastic plaint)
production than those mentioned in 08 01 Collected & recycled or in
11 (‘mirror non-hazardous’) very small quantities,
washed into interceptors
08 01 18 1% 1 kt/y No Non-hazardous
Wastes from paint or varnish >1% Physical & chemical
removal other than those treatment
mentioned in 08 01 17 (‘mirror
non-hazardous’)
Users of paints and other coatings and related products would certainly be impacted too:
• Continued use of TiO2-based paints: downstream use of these products, especially transport,
handling, application and disposal, would have to be revised to reflect the legislative
requirements related to Carc Cat 2-containing mixtures. This would involve additional costs and
resources, and may impose limitations on production rates and capabilities. New equipment
may be required to be installed, new storage systems and disposal procedures would have to be
put in place – waste packaging that contained TiO2-based mixtures could be classed as
hazardous and would need to be disposed of accordingly.
Companies using TiO2-based products may be required by their customers to state that they are
using a product that contains a Carc Cat 2 substance in the production of an article (e.g. a
vehicle). This would potentially not be acceptable to many users further downstream in sectors
that produce finished items, articles or components or, for example, food packaging. Brand
owners are likely to therefore put pressure on the supply chain to replace TiO2. This would also
attract negative publicity and undue attention from the media, NGOs, professional users (e.g.
decorators) and the end consumer, even where the TiO2 inhalation risk is close to zero (labels,
food packaging, adhesives, painted objects, etc.) adding further pressure towards avoiding the
use of TiO2-based products even where the lack of health risk does not warrant such action.
In addition, importers and downstream users of paints newly classified as hazardous due to the
presence of TiO2 in concentrations above 1.0% by weight would need to submit information to
Poison Centres by 2020-2024 depending on the intended use of the mixtures (consumer,
professional or industrial). It must be noted, however, that in some EEA Member States
information on many or all paint products must be submitted anyway, therefore, the specific
impact from a Carc Cat 2 harmonised classification for TiO2 might actually be small;
• Impacts from a switch to alternative pigments: as noted above, alternative pigments with
equivalent technical and economic feasibility are not available. Any attempt to use alternatives
on a large scale would cause severe technical and performance difficulties and would damage
the image of EEA-based paint manufacturers.
At a more basic level, the availability of many of the potential alternatives is far lower than TiO2’s
therefore with the exception of abundant minerals such as calcium carbonate or kaolin, sourcing
the required volumes of pigments could prove challenging and would lead to production
problems and increased raw material costs. Even where reformulation would be practicable,
the results would not be acceptable, for instance:
− The durability of replacement exterior white coatings and other functional coatings
would be worse, so e.g. the finish on aeroplanes and cars would not be acceptable, if no
longer based on TiO2;
• Compliance with waste management regulations: consultation suggests that labelling waste
paint products as hazardous would affect:
The following table summarises information collected from consultation. It confirms that waste
paint (and cleaning waters) and empty packaging would likely be classified as hazardous
following the introduction of the Carc Cat 2 harmonised classification for TiO2. Conversely,
demolition waste would be unlikely to contain more than 1.0% TiO2 thus would remain classified
as non-hazardous (at least as far as the pigment is concerned).
Table 4–4: Relevant waste streams for the use of TiO2 in downstream use and disposal of paints
Process Type of Waste entry in Typical Example
Is TiO2 Current waste
generating waste LoW TiO2 volume
inhalable? management
waste content generated*
Paint Paint 08 01 12 10% 100 kt/y No Non-hazardous
application residues in Waste paint and Incineration or
cans and varnish other landfilling
machinery than those
mentioned in 08
01 11 (‘mirror
non-hazardous’)
Waste 07 02 13 0-10% <0.001 kt/y No Non-hazardous
thermoplastic Waste plastic Landfilling
from (‘absolute non-
contracting hazardous’)
(waste from
cleaning out
boilers of
residual or
surplus
materials,
etc.)
Empty paint 15 01 02 Variable No Non-hazardous
packaging Plastic packaging residues Landfilling /
(‘absolute non- Recycling
hazardous’)
Recycling of formulations and articles would also be affected. For instance, it has been
suggested that it is very likely that steel and aluminium recyclability would be damaged in the
case of a change of classification of TiO2. Currently, coil-coated products (primary waste,
downgraded products, but also products at the end of their useful life) are recycled either
internally in the case of integrated plants or via scrap processing companies. The flows could
become seriously constrained following the classification of the substance as Carc Cat 2. In
another example, consultation suggests that in Germany alone 62 million plastic paint buckets
(plus 134 million metal coating cans) are recycled each year. This would no longer be possible in
case of a classification since the recycling facilities do not have the necessary permits. The
volumes of such waste across the entire EEA would be even higher.
A particular mention must be made of DIY stores across the EEA. As a matter of principle, the
retailers such as OBI, B&Q, Castorama, Brico, Leroy-Merlin, etc. do not wish to sell products
classified as carcinogenic, and in some cases (e.g. France) are legally obliged to store such products
off the shelves to prevent self-service of consumers. A harmonised classification for TiO2 would
encourage DIY retailers towards removing or scaling down their vast range of TiO2-containing DIY
products from shelves. On the other hand, DIY retailers would face significant challenges in
identifying and stocking replacement paint DIY products of a product range, quality and technical
performance equivalent to TiO2-containing formulations. These two conflicting drivers could cause
significant problems and result in a decline in the footfall in DIY stores and necessitate a switch in
business focus towards the professional rather than the DIY user. This, however, would mean a
significant loss of market, as will be explained below where impacts on consumers’ use of paints,
coatings and painted/coated objects are discussed.
Social impacts
Employment impacts
The estimated level of employment associated with the use of TiO2 in paint and printing inks
manufacture is 110,000 workers and many more are employed in downstream user sectors. Paint
and printing inks are widely used and there is a very large number of people using/applying paint in
Europe. The number of workers involved in the application of paints (at construction sites, industrial
production lines, etc.) is estimated to be around 1 million.
Stakeholders have asserted that if a harmonised classification of Carc Cat 1B for TiO2 was introduced
it would lead to the loss of thousands of jobs in paint/coating/ink manufacture44 and among
downstream users. By way of example, a threat on coil-coating would be seen as a wider threat for
43
Available at http://ec.europa.eu/environment/waste/pdf/consult/Draft guidance document_09062015.pdf
(accessed on 7 November 2017).
44
11 individual companies who provided both their current level of employment (with a combined number of
jobs of over 13,200) have estimated that the number of jobs lost would exceed 15,000, as non-TiO2
operations would also be impacted by the proposed classification.
Jobs involved in the distribution of paints to the DIY user (estimated at 30,000-35,000 employees)
could also be impacted. Job losses in France would be of particular importance since in France the
sales of paints in DIY shops would come under severe pressure due to national legislation on the sale
of mixtures that contain CMR Cat 2 substances.
The proposed classification for TiO2 would have a profound impact on consumer choice and welfare.
The following impacts should be noted:
• Consumer choice and product availability: the availability of DIY paints that contain TiO2 might
be reduced as a result of paint manufacturers’ reluctance to place on the market formulations
labelled as carcinogen and DIY retailers’ disinclination to stock such products. If a systematic
attempt were to be made to substitute TiO2, impacts on market availability of DIY products could
affect all colours other than black and very dark blue (NB. even those contain other poorly
soluble particulate materials such as carbon black), as well as glossy paints and ecolabel awarded
products. Therefore, DIY activities as we know them could be curtailed. The hiring of
professional decorators, plumbers and builders to undertake work around homes that often is
done by homeowners and tenants would become more appealing45. In certain countries where
the use of pre-painted steel for cladding and roofing is widespread in residential buildings, the
urban landscape and residential aspect would be changed;
• Increased cost implications: using a professional decorator for paint jobs around the house
would increase the cost to consumers, as they would have to pay more for materials and labour.
By way of example, a member of the public may currently purchase the DIY paint needed for
painting the walls and ceiling of a 120-130 m2 apartment for, say, €50. A professional painter
would charge €500, if not more. The cost of hiring a professional painter is already prohibitive
for a large percentage of the population. Following the implementation of the Carc Cat 2
harmonised classification for TiO2, the fees of professional decorators might even rise if demand
for their services was to grow, thus making simple redecoration costlier, even for medium
income families. Beyond the DIY uses of paints, reduced durability and increased frequency of
paint/coating application would increase costs for the public sector, local authorities, housing
associations, etc.;
45
It is plausible that dust creation from the refurbishment of existing painted objects (walls, ceilings, wood
trim in private houses) would also come under the spotlight for risk management – the public might no
longer feel comfortable with stripping paint from their houses or use abrading tools, due to concerns over
their potential exposure to TiO2-containing dust.
DIY work is a popular activity for the public in many countries. It offers satisfaction, a sense of
ownership and achievement once the job is completed. It is a talking point and something
people take pride in. Painting one’s home or, say, a community centre can bring groups of
people and families together, and strengthens a community and hence society. The message
that the classification of TiO2 would convey is that such activities are potentially harmful and
thus should be avoided.
Consumer satisfaction with articles that require painting, coating, printing and bonding may well
be affected if there were subsequent impacts on TiO2 use in numerous industrial sectors, e.g. for
cars, aeroplanes, ‘white’ goods, furniture etc.
Disposal of waste paint might be affected (under waste category 20 01 27* Paint, inks, adhesives
and resins containing hazardous substances). Currently, dried-out paint can be disposed of
alongside household waste46. Following the classification of TiO2-containing paint, leftover paint
might require separate collection and disposal at all times, thus increasing the disposal cost and
affecting the convenience of DIY users. In addition, recycling of paint would likely be curtailed or
prohibited. Recycling, although still relatively in its infancy, is a major part of Third
Sector/charity activities, with paint helping to reintegrate members of the public with difficulties
back into the community, and providing a focus for care and rehabilitation;
• Adverse effects on public health: as the TiO2 is not available as powder to the
consumers/professionals when within a paint (a TiO2 suspension), using the paint cannot
realistically give rise to inhalation exposure to TiO2 particles. On this basis, a Carc Cat 2
harmonised classification would not deliver improved consumer health protection. Conversely,
the harmonised classification could, in an extreme scenario, result in adverse impacts on public
health. TiO2 is used extensively in the road marking industry to create bright safety coatings, the
vast majority of which are used to keep members of the public safe on the road network. If the
harmonised classification would impact upon the market availability of TiO2-based road marking
paints (which notably are used by professional users rather than consumers), adverse effects on
public health would arise. An increased incidence of traffic accidents due to poorer visual
performance of alternative coatings could result in a higher incidence of death and injury47,
46
A European Commission brochure recommends, “Paint and other waste can be taken to a specialised
recycling centre. If you do not have access to one then let the paint dry, add sawdust or cat litter,
and place it in the dustbin” (available at
http://ec.europa.eu/environment/waste/pdf/WASTE%20BROCHURE.pdf, accessed on 4 October 2017).
47
Research in the UK estimates that the cost of a fatal road accident in 2012 was £1.6 million while the cost
of serious or light injury was £0.19 million and £0.015 million respectively (information from
In the context of impacts on the competitiveness of EEA-based enterprises, under the Carc Cat 2
harmonised classification the focus needs to be on changes to production cost rather than on placing
of products on the EEA market, as the latter would not be under direct regulatory pressure.
More specifically, the legal obligations arising from a Carc Cat 2 classification could have cost
repercussions for the EEA industry both at the paint/coating/ink manufacture level but also
downstream. Increased manufacturing costs would harm the competitiveness of EEA companies vis-
à-vis their non-EEA competitors (as long as other jurisdictions did not follow the EU example on the
hazard classification of TiO2).
Box 4.3: Case study – Loss of TiO2 could mean more than the loss of white paints for EEA manufacturers
Although TiO2 is mainly used as a white pigment, the substance is used in approximately 100% of the order
book of the pre-painted metal manufacturers since this pigment is used not only for the whites but also as a
base pigment (along with black) to which other pigments are added to gain the final colour and obtain the
correct colour saturation. Many of their customers buy a range of colours in pre-painted metal from one
supplier. Even if loss of TiO2 only affected the whiter colours, to remove the most common colour which is
white, would affect not only the cost price of the remaining colours but stimulate the end customers to
buy/import the total package from alternative sources not regulated by European legislation. Without TiO2,
many European coil-coating lines would probably stop because this pigment would still be used out of the EEA
zone and imported as an acceptable final product (a phenomenon already seen with other substances, such as
anticorrosive pigments).
• Those EEA-based companies with affiliates or branches outside the EEA might consider
relocating some manufacturing operations where legislation is less stringent and thus
compliance and manufacturing costs are lower or alternatively outsource production; or
• Others with global operations might consider the adoption of variable protection standards
across operations both logistically unwelcome and reputationally risky and thus adopt measures
appropriate to a Carc Cat 2 substance across their global operations.
In terms of intra-EEA competition effects, in principle, these could be modest as the Carc Cat 2
harmonised classification would impact the vast majority (estimated at 80-90%) of paint products
placed on the market and effects and thus impacts would arise for the vast majority of paint
manufacturers, retailers and users. However, some market distortion might not be avoided for the
following reasons:
• Some paint manufacturers may have a strong presence in the market for ‘green’ or ‘eco-friendly’
products and thus rely on product differentiation through ecolabelling schemes (for which they
invested significantly to attain). The Carc Cat 2 harmonised classification for TiO2 would take
away this market advantage and could instigate a market turn to less ‘green’ products; and
• Paint manufacturers would consider reformulating their products to avoid the addition of
alarming hazard statements, pictograms and warnings on their packaging, particularly for
products intended for the consumers. Larger companies might have access to larger resources
that would allow then to finance any reformulation work; in comparison, SMEs and specialist
manufacturers might face greater hurdles in reformulating whilst maintaining the quality of their
final products and their competitive position in the market. SMEs, which represent over 85% of
CEPE’s membership of paint and ink manufacturers, might therefore be disproportionately
impacted by the introduction of the Carc Cat 2 harmonised classification for TiO2.
4.3.2 Plastics
Key market descriptors
The key economic parameters of the use of TiO2 are summarised below.
Importance of the The plastics converting area covers a variety of sectors where TiO2
application may be used such as packaging, building and construction,
automotive, electric & electronic, medical, household, leisure,
footwear and clothes. The major sectors are packaging, building and
construction and automotive. TiO2 not only is used in the production
of white masterbatches, it is also used in a wide number of colour
formulations to obtain the desired colour.
Estimated value of markets The value of the relevant markets in the EU is described below.
Estimates of Gross Value The GVA of plastics converting in 2013 according to Eurostat was
Added €118.4 billion for EU-28. Its breakdown among EU Member States is
provided below (with Germany, Italy, the UK and France being the
most important partners) (source: EuPC).
48
When EuPC undertook its market analysis, it considered products as functional units, i.e. products that have a
certain function; if the absence of TiO2 would have prevented those products from performing their function,
then those products were assumed to be potentially impacted by a harmonised classification. This applies
specifically to plastic packaging for which the high volume shown in the table not only includes products that
contain TiO2 in the plastic but also all those that are labelled with TiO2-containing labels even if they are
transparent and thus the plastic does not contain TiO2 (e.g. a PET bottle). Without a label there would be no way
of differentiating between products or enabling legible information such as a list of ingredients.
Number of users of TiO2 The main trade association, European Plastics Converters (EuPC) has
ca. 55,000 members. The breakdown of these enterprises per
Member States is given below (source: EuPC). It is estimated that
almost all companies in the converting sector, mainly SMEs, may be
potentially impacted by the increased regulatory burden associated
with the harmonised classification of TiO2.
Italy
16% Italy
Poland
Number of stakeholders that Two European trade associations, EuPC and the European PVC
participated in consultation Window Profile and Related Building Products Association (EPPA) and
one national association, VdMi representing the German
masterbatch producers. EuPC incorporates the European
Masterbatchers and Compounders (EuMBC), an association
representing a relatively small number (fewer than 20) of large
masterbatchers who account for more than 70% of the
masterbatches and compounds manufactured in Europe49.
49
The number of EuMBC members represents only a small percentage of the overall number of
masterbatchers in the EU. For example, VdMi alone represents 22 German masterbatch manufacturers.
Locations of stakeholders EuPC spans the whole of the EU-28 plastics conversion industry while
that participated in EPPA has members in Austria, Belgium, Denmark, France, Germany,
consultation Poland, Spain and the UK. The individual companies that have
participated have operations in many EU Member States (some
respondents own several plants).
Employment in the sector Plastics conversion in Europe encompasses 1.5 million jobs (of which
25,000 work on the manufacture of profiles). According to
PlasticsEurope the multiplier effect for jobs for the plastics industry is
almost 3 (PlasticsEurope, 2015). Therefore, the overall employment
including downstream markets can be estimated at ca. 4.5 million
jobs.
Relevant legislation
Table 4–5 summarises the legislation that would be of relevance to the use of TiO2 in plastics
applications in the EEA, after the adoption of a Carc Cat 2 harmonised classification. Additional
detail is available in Annex 1.
Table 4–5: Relevance of different regulatory instruments and voluntary initiatives to plastic applications
of TiO2 following a harmonised classification of Carc Cat 2 by inhalation
Relevant Relevant to plastics
legislation
CLP Yes, for masterbatch & compounds and their use. Not for plastics articles
Carcinogens and No
Mutagens at Work
Waste Framework Potentially.
It depends if there is a mirror entry in the list of waste. If not, then no impact
Industrial Emissions Potentially
REACH Annex XVII: No
Annex XIV: No
Article 31: No
Cosmetics Potentially.
TiO2 is on the positive list of the cosmetics regulation, as a colourant as well as a UV-
stabiliser used in cosmetics packaging. The regulation would have to be reviewed
following a risk assessment
Toy Safety Potentially
Impact not automatic
Food Contact Potentially but unlikely.
Materials TiO2 is authorised in the positive list. TiO2 classification does not cause an impact
immediately. There could be an impact in case EFSA re-evaluates TiO2. However, this
is unlikely since the proposed classification is carcinogen by inhalation, not relevant
for food contact. Reaction by customers may differ however
A Carc Cat 2 harmonised classification would have the following impacts on the ability of EEA-based
plastics manufacturers to use TiO2 and place on the market TiO2-containing articles:
• Hazard labelling and perceptions: hazard labelling requirements would arise for masterbatches
and compounds rather than plastics articles. Hazard labelling would not be relevant to
consumer products or professional users but only to industrial users. Yet, consumer views on
the presence of a suspected carcinogen in plastic products might have an adverse effect on the
market (NB. consumer-related products account for 60-70% of plastics containing TiO2)50. The
end users’ perception of buying products that contain, or are packed or stored in materials that
contain a suspected carcinogen would affect their buying behaviour (for instance, when
considering cosmetics, personal care products, food, food contact, pharmaceuticals). EuPC can
further recount past examples where a change in hazard classification has resulted in
reformulation in the short (additives for use in contact with food) to medium term (phthalate
plasticisers). In the case of TiO2, identifying a feasible alternative is currently impossible (see
discussion further below).
For industrial products, the above concerns would also apply to a certain extent. Classification
as a Carc Cat 2 substance could potentially trigger substitution especially from public
procurement (infrastructure, public building, supplies for public administration) but also from
some commercial sectors (outlets, shopping malls, etc.) but any such effect would be less
pronounced under a Carc Cat 1B harmonised classification. Pressure from customers might lead
50
It is worth noting the linkages between different applications of TiO2, here between plastics, paper and
printing inks. EuPC assumes that the majority of plastic packaging cannot be sold without a label as this
would not be a functional unit. This means also a transparent PET bottle or tray cannot be sold without use
of TiO2 as the packaging will be unable to perform its function. TIO2 pigment is used as a base colour on
the label in order to enable the printed text to be seen. It is the only pigment that allows adequate
legibility. For the time being the assumption is that 95% of packaging would be impacted.
Masterbatchers and compounders (the majority of which are SMEs) could expect some negative
effects on their business if the Carc Cat 2 harmonised classification was adopted. Again, this
would be driven both by regulatory requirements and customer buying behaviour. TiO2 would
be stigmatised and, thus, even if it legally could be used, there could be a de facto drive towards
its substitution in consumer applications/products;
• Toys: see discussion on potential impacts on TiO2-containing paint use in toys. The continued
use of the substance might be allowed following a positive opinion by the SCCS, but market (and
consumer) perceptions and pressures might lead to efforts to substitute TiO2 in plastics used in
toys;
• Food contact materials: TiO2 is authorised in the positive list for use as a component of plastic
food contact materials and a harmonised classification that would apply to exposure by
inhalation might not have a direct impact on the use of the pigment. However, if consumers
were to be made aware of the presence of the pigment (e.g. via publicity or other campaigns),
they might become more reluctant to use such plastic articles;
• Global Automotive Declarable Substance List (GADSL): as in the case of paints, under the
GADSL a Carc Car 2 substance would not be “Prohibited” but would be “Declarable” thus making
it less appealing for automotive manufacturers and less marketable by plastics manufacturers;
and
• Waste management supply chain: as will be discussed below, the harmonised classification
could have a devastating effect on the recycling of plastic waste (be it building and construction
waste, packaging waste, etc.). This would lead to severe market and economic losses for the
waste value chain in the EEA.
There are several implications of a harmonised Carc Cat 2 classification that could increase the
manufacturing costs and thus impact the profitability of EEA-based plastics manufacturers,
including:
• Cost of reformulation to eliminate TiO2: the unanimous view of the industry is that TiO2 cannot
be reformulated out of plastics in the vast majority of cases. In some limited cases, substitution
of TiO2 might be a practicable solution but would most likely constitute a case of regrettable
substitution. Key implications would be:
− The need to use pigments in much higher loadings than TiO2 in order to achieve the
required whiteness;
− Some alternative pigments may carry their own adverse hazard classifications; any and
all alternatives would have to be used in greater quantities to obtain a similar level of
In order to evaluate possible alternatives already used or evaluated, EuPC prepared a report on
alternatives which incorporates the views of members that responded to a EuPC questionnaire.
The report is reproduced below and whilst is specific to the plastics sector, it can be read in the
wider context of Annex 2 to the present report.
Box 4.4: Comparison of alternatives for TiO2 in the plastics industry by EuPC
The method used by EuPC was a grid questionnaire to evaluate TiO2 as well as the possible alternatives.
Possible alternatives were suggested based on information obtained in literature (Ruszala, et al., 2015; Zweifel,
et al., 2008) and respondents (members) were invited to propose other alternatives.
Respondents were asked to rate these possible alternatives on a Likert scale (1, the worst to 5, the best) for
the following properties: whiteness, food preservation, write-ability, opacity, weatherability, and chemical,
colour and mechanical stability.
The proposed alternatives included in the question were: calcium carbonate (CaCO3, CAS No. 471-34-1); zinc
oxide (ZnO, CAS No. 1314-13-2); different clay minerals: kaolin, talc, perlite, vermiculite, calcined clays and
flash calcined clays; cenospheres; and hollow spheres. Furthermore, a space for other comments was added in
order to give the possibility to the companies to contribute with qualitative remarks.
Sixteen (16) responses to the questionnaire were collected. All of them evaluated TiO2, particularly its
whiteness and colour stability. The results of TiO2 are highly positive for all properties, with all scores above
4.3, and a total average of all properties of 4.6, as shown in Table 4-6.
The most evaluated alternative is calcium carbonate, followed by zinc oxide, kaolin, and talc. On other
alternatives there were insufficient data to make general statements on the appropriateness of the alternative
for the plastic converting sector. Conclusions on the most prominent alternatives are as follows:
• Calcium carbonate: calcium carbonate has an average score of 3.0 which is comparable to other
alternatives, but low compared to TiO2. The whiteness of calcium carbonate is also an issue. One
respondent even suggested not considering calcium carbonate a pigment, but rather a filler additive.
Furthermore, as calcium carbonate is able to react with acid (CaCO3 + 2 H+ → Ca2+ + H2O + CO2), it
might be compromised in outdoor applications, which is reflected in the score of 2.17 for
weatherability;
• Zinc oxide: apart from being a less efficient whitening agent as determined by various scores,
respondents indicated that this substance is also classified as very toxic to aquatic life and very toxic
to aquatic life with long lasting effects51. Thus, substitution of TiO2 by zinc oxide might not be a
suitable option;
• Kaolin and talc: kaolin and talc are clay minerals which are generally considered to be fillers and not
pigments. The loading levels required to obtain similar whiteness as a plastic whitened with TiO2 are
much higher for these substances, which can cause problems in terms of the mechanical properties of
the plastic; and
51
It is notable that this hazard classification is of most relevance to the handling of the pigment rather than
its release from a plastic matrix. When used in plastics or other matrix materials/special mixtures, the
OECD Transformation Dissolution Protocol should be applied (OECD Guidance No. 29). The reduced
solubility of the substance is corrected for in its environmental classification.
Even if the technical shortcomings of the alternatives could be disregarded, the cost of
reformulation would be significant. An individual masterbatch manufacturer has noted that
they would need to change 10,000 different formulations, the customers would have to review
their processes and all new products would have to be tested and re-certified. Other
stakeholders have suggested a reformulation cost as high as €4-10 million and a possible
timeframe for reformulation of several years.
As noted above, loadings of alternatives would be higher and new additives would be required;
organic UV stabilisers are relatively more expensive than TiO2. Expert judgment within the EuPC
indicates that the typical estimated costs for reformulation would be 5% of turnover and
dedicated production for niche products would account for a further 5%, as companies would
need to plan and organise detailed production campaigns to allow for the production of
dedicated TIO2-free products; and
Table 4–7: Relevant waste streams for the use of TiO2 in plastics manufacture
Process Type of Waste entry in Typical Example
Is TiO2 Current waste
generating waste LoW TiO2 volume
inhalable? management
waste content generated*
Raw material TiO2 15 01 06 N/A N/A Yes Non-hazardous.
handling packaging Mixed Landfilling or
packaging recycling
(‘absolute non-
hazardous’)
Manufacture Filter waste Not provided; >1% 1-10 t/y Yes Hazardous
of from assumed Landfilling
masterbatch premixing of 16 03 03*
pigment Inorganic
formulations wastes
containing
hazardous
substances
(‘mirror
hazardous’)
Off-spec Not provided; >1% 100-500 t/y No Non-hazardous
material assumed Incinerated
07 02 13
Waste plastics
(‘absolute non-
hazardous’)
Manufacture Off-spec No LoW entry – >1% 20 - 30 kt/y No Non-hazardous
of polymers material and Waste returns 5-10/kt/y Recycling into
(e.g. trimmings to the process the process (if
polyolefin 07 02 13 the off-spec
pellets or PVC Waste plastics material is
films) (‘absolute non- hazardous due
hazardous’) to other
components, it
is incinerated
by authorised
contractors)
The above discussion on impacts covers adequately the entirety of the supply chain for plastics with
the exception of consumers (discussed further below) but also the management of plastic waste at
the end of their life. The Carc Cat 2 harmonised classification could have an impact on the
management of some types of plastic waste, for example,
• Plastic packaging:
• Entries which (can) contain plastic but do not explicitly refer to plastic, such as:
− 17 04 10* cables containing oil, coal tar and other hazardous substances;
− 17 06 03* other insulation materials consisting of or containing hazardous substances;
− 17 09 03* other construction and demolition wastes (including mixed wastes)
containing hazardous substances;
On the other hand, several relevant waste categories are classified as ‘absolutely non-hazardous’,
including:
Yet, these entries may well be replaced by hazardous ones. As discussed in Section 4.2.1, based on
draft guidance by the European Commission (dated 2015) the presence of a hazardous additive (in
this case TiO2 at concentrations above 1.0% by weight) could render specific plastic wastes as
hazardous. Such a change in hazard classification could have serious impacts on the recycling of
plastic waste. According to estimates available to EuPC52, between 600 and 700 ktonnes of plastics
from long life applications (construction, automotive, electric and electronic, excluding packaging)
are recycled. Over time, recycling may increase to, at least, 1,000 ktonnes/y. All of those streams
could be potentially affected since it is not feasible to segregate materials containing TiO2 (the large
majority) from others. For TiO2 used in packaging, due to their short lifecycle, the TiO2 will remain in
the packaging recycling stream for a short time once replaced by an alternative (except for longer
life packaging such as crates and pallets (which represent ca. 250 ktonnes/year). Knowing that the
margins of recyclers are typically low, any cost increase in the waste value chain, be it
administration/certification/validation or additional treatment operation etc., will place the
recyclers under pressure. As a consequence, any TiO2-containing plastic waste management
operation would come under risk.
Impacts on recycling could extend beyond recycling of post-consumer waste and also affect plastic
manufacturers as some of them may source 3rd party plastic scrap which they feed into their
manufacturing process as recyclate.
Social impacts
Employment impacts
Estimating employment impact without clarity on what economic and market impacts would arise is
difficult. Pressure from the supply chain to reformulate and increased regulatory burden at the
manufacturing step would put pressure on employment levels. Given the very large number of
workers in the sector, even a small percentage effect would result in a large number of job losses
(loss of 1% of EEA-based jobs would mean redundancy for 15,000 workers).
The proposed classification for TiO2 could have significant impacts on consumer choice and welfare.
The following impacts should be noted:
• Loss of certain types of consumer products from the market: a major impact on brands and
their ability to commercialise their products could be expected as a result of the business cost
and negative perceptions associated with a carcinogenicity hazard classification for a key
additive of many plastic articles;
• Loss of performance: if TiO2 were to be substituted, the durability of all materials exposed to
light in long life applications (windows, gutters, furniture, automotive interiors) would be
52
Based on a 2012 report by Consultic.
• Loss of consumer satisfaction: loss or marginalisation of TiO2 over negative perception and
consumer pressure would mean loss of design capability (dull, unstable colours); and
• Adverse impacts on public health: loss of TiO2 would make it very difficult to display
information important to the consumer (e.g. food ingredients, safety). TiO2 is the only
opacifying agent for plastic containers recognised by the European Pharmacopoeia’s Section 3.1.
Its presence is necessary for the absorption of UV radiation and thus the protection of the shelf-
life of a large number of light-sensitive pharmaceuticals. Similarly, TiO2 supports longer shelf-
lives for foodstuffs and cosmetics when used in packaging materials.
On the other hand, plastic waste streams within municipal waste (20 01 39 Plastics) are an ‘absolute
non-hazardous’ category and its management would not be directly impacted, although the
presence of a suspected carcinogen could have an impact on the recycling of such waste
The increase in manufacturing costs and the supply chain pressure towards avoidance of TiO2 could
cause loss of turnover and worsening of the quality/performance of EEA-made plastic products.
Therefore, EEA-based plastics converters would be disadvantaged vis-à-vis their non-EEA
competitors who could import cheaper to make, better quality TiO2-containing articles into the EEA
which would bear no label indicating the presence of a suspected carcinogen.
The TiO2 business is a very global one; raw materials are easily sourced on the global market because
of the quantities involved (the savings on cheaper raw materials exceed the transportation costs).
Similarly, for the rest of the value chain, from powder to intermediate articles, it is reasonable to
expect that non-EEA players could obtain a competitive advantage to offer items such as films,
sheets, extruded parts, etc. to finished article producers. Over time, under the constant pressure of
market needs, a shift of the value chain to outside of EEA might be expected, for reasons of
proximity and integration with suppliers of masterbatches and other preparations based on TiO2.
Within the EEA, the plastics industry might lose some of the performance advantage it has versus
the manufacturers of alternative products (e.g. wooden window frames). An increased regulatory
burden could also drive consolidation in the industry, leading to less competition and SMEs would be
most vulnerable in the face of such a trend.
The key economic parameters of the use of TiO2 are summarised below.
Importance of the There are three key areas for TiO2 applications in the paper sector:
application
• Décor paper for laminate flooring and furniture and laminates
for packaging;
• Wallpapers; and
• Unlaminated paper for packaging and printing/writing.
The importance of TiO2 would appear to be higher for the first two
areas, although specific areas of packaging and printing also show a
dependence on the unique physicochemical properties of TiO2.
Estimated TiO2 tonnage It is estimated that the paper sector accounts for 12% of TiO2
used consumption. This would be equivalent to ca. 130 ktonnes/y. Based
on data available to Cefic (for the year 2013), laminates are the most
prominent area of use and accounts for ca. 80% of total paper
consumption, i.e. ca. 105 ktonnes/y.
Estimates of Gross Value Information on the specific applications of concern is not available.
Added The entire paper industry in Europe has a turnover of €75 billion with
a value added of €15 billion, according to CEPI53. If the same % of
value added (20% = 15 ÷ 75) were to be used, the value added of the
53
Data available at: http://www.cepi.org/system/files/public/static-pages/CEPI_in_brief_infographic.jpg
(accessed on 13 October 2016).
Presence of SMEs In the wider paper sector there is a large number of SMEs, however,
several are part of or owned by large enterprises. Within the
wallcoverings sector, the majority of companies are SMEs, but for
laminates, SMEs might be in the minority.
Number of stakeholders that 10-25 companies and <5 trade associations have submitted
participated in consultation completed questionnaires. In addition, only 1 response was received
to the questionnaire on waste issues arising from a Carc Cat 2
harmonised classification.
Locations of stakeholders Germany, Sweden and the UK are the countries where most
that participated in stakeholders who made a contribution are located in. With regard to
consultation laminate production, France, Germany, and Spain appear to be
important contributors to EEA production. Among wallcovering
producers Germany, the UK, the Netherlands and Italy host the
largest number of companies.
Employment in the sector According to a 2011 report (using data for the year 2008), the level of
employment in the pulp, paper and board industry in Europe was ca.
208,000 (Poyry, 2011). In the same year, the number of employees
upstream was estimated at 337,300 and downstream at 1,051,700.
Relevant legislation
Table 4–8 summarises the legislation that would be of relevance to the use of TiO2 in plastics
applications in the EEA, after the adoption of a Carc Cat 2 harmonised classification. Additional
detail is available in Annex 1.
Table 4–8: Relevance of different regulatory instruments and voluntary initiatives to paper applications of
TiO2 following a harmonised classification of Carc Cat 2 by inhalation
Relevant legislation Relevant to paper
CLP Yes
Carcinogens and No
Mutagens at Work
Waste Framework Potentially
54
Data available at: http://www.cepi.org/node/20504 (accessed on 13 October 2016).
A Carc Cat 2 harmonised classification would have the following impacts on the ability of EEA-based
paper manufacturers to use TiO2 and place on the market TiO2-containing articles:
• Hazard labelling and perceptions: the hazard labelling requirements of the CLP Regulation
would not apply to the final paper articles. Still, customers and consumers may be confused
about the implications of the carcinogenicity classification of TiO2 and develop a negative
perception on the products that contain it, even if the TiO2 in the final product is within a matrix
and it is not volatile or directly accessible. Customers (paper users) may not wish to handle
products that contain a carcinogen. In addition, decorative (also known as décor) paper is used
to manufacture articles that are present in consumers’ daily lives such as flooring, furniture,
doors, walls, facades and the widespread presence of a hazardous substance in bedrooms, living
rooms, kitchens, workplaces could have an adverse impact on the décor paper industry as well
as the ready-to-assemble furniture and flooring sector. Similar effects could be envisaged with
other consumer-facing applications such as paper for food packaging paper;
• Toys: see discussion above on paints and plastics. Market perceptions and pressures might
have a bearing on whether paper manufacturers consider substitution of TiO2;
• Food contact materials: the relevant CoE Resolutions on paper/board and inks list TiO2 as an
approved additive (NB. paper that is used in food contact articles but that is separated from the
food by a functional barrier is outside the scope of the paper/board Resolution). A Carc Cat 2
harmonised classification for the substance could lead to the review of its listing and its potential
removal; and
There are several implications of a harmonised Carc Cat 2 classification which could increase the
manufacturing costs and thus impact the profitability of EEA-based paper manufacturers, including:
• Cost of reformulation to eliminate TiO2: given the typical concentrations of TiO2 in paper
formulations, a concentration of TiO2 as low as 1.0% by weight would not confer the desired
properties to the end products. For products where aesthetics, durability, wet opacity control
and light-weightness are important, namely laminates and wallcoverings, there are no feasible
alternatives that could be used to replace TiO2. TiO2’s high refractive index cannot be matched
by other pigments. Zinc sulphide might come close but it has to be added at higher loadings,
around 20-50% higher. There may be limited opportunities for partly replacing TiO2 with some
spherical plastic pigments which could contribute to a certain extent to shade and opacity, but
this would only be limited to some final applications, due to conversion conditions and final
product requirements55. As a result, estimates for the cost of reformulation cannot be provided
with confidence, although a figure of €0.4 million per company has been suggested in the field
of wallcoverings. In any case, lengthy trials would be required for any alternative to be tested.
Estimates for the length of such efforts range between 2 and 5 years without a guarantee of
success.
On the other hand, some current users of TiO2 have noted that in some limited cases, where
performance requirements are low, TiO2’s use may not be critical and could be replaced either in
part (for instance, by a composite pigment of calcium carbonate and TiO2 (but this too contains
TiO2)) or potentially in full (by aluminosilicate and magnesium aluminosilicate or higher loadings
of calcined clay and precipitated calcium carbonate). Talc and chalk might also be considered in
printing paper where opacity requirements are low, but these cannot really be considered
feasible alternatives for TiO2, as the latter is a relatively costly additive that is generally reserved
for paper grades that have a high opacity requirement. Again, reformulation would be
accompanied by considerable cost; and
• Compliance with waste management regulations: wastes relevant to paper manufacture are
listed on LoW under Chapter 3 (Wastes from wood processing and the production of panels and
furniture, pulp, paper and cardboard) and specifically under sub-chapter 03 03 Wastes from
pulp, paper and cardboard production and processing. All types of waste listed there are
‘absolute non-hazardous’ entries. A single questionnaire response received identifies two waste
streams of relevance with a TiO2 content potentially above 1.0%:
55
Conversion of laminate paper and covering of wooden panels requires several process steps such as
printing, impregnating and pressing.
− Its handling and disposal would become costlier (NB. sludge and waste paper are
generated in volumes of thousands of tonnes each year); and
− Waste paper feedstock for incinerators would need to be replaced by fossil fuel thus
increasing the operating costs of the recipient incinerators.
Some paper manufacturers might wish to separate TiO2-containing sludge from water
purification from other waste streams. This is usually not possible due to mixing with other
production sludge (without TiO2) in a long water treatment plant circuit. If this were to become
possible with the intention of ceasing the recycling of TiO2-containing sludge, the cost increase
associated with the disposal of the waste (e.g. by incineration) would be very significant (one
paper manufacturer estimates the increase at the level of €200/tonne of sludge this increasing
waste management costs by €2-3 million/year).
The above discussion on impacts covers adequately the entirety of the supply chain for paper with
the exception of consumers (discussed further below) but also the management of end of life paper
waste. The Carc Cat 2 harmonised classification could have an impact on the management of some
paper waste, for example, 15 01 10* packaging containing residues of or contaminated by hazardous
substances.
19 12 01 Paper and cardboard from mechanical sorting of waste is classified as ‘absolutely non-
hazardous’ and would in theory remain unaffected; however, in practice since the paper/board may
contain TiO2, its recycling may become less attractive as there could be a risk of dust release during
the recycling process. Consequently, paper/board that contains TiO2 could become an unwanted
grade in the recycling system.
Social impacts
Employment impacts
Employment impacts may vary depending on whether TiO2-based products are critical to any one
company or not. The Global Wallcoverings Association (IGI) has suggested that all 26,000 jobs in the
sector would be at risk following the adoption of a Carc Cat 1B classification. Among the individual
companies that have made an input to the analysis of impacts from a Carc Cat 1B hazard
classification, the vast majority noted that jobs would be lost but that the scale of losses would
vary56. It would be likely that a Carc Cat 2 harmonised classification would have a less pronounced
impact.
56
The total employment of the respondents is ca. 3,600 workers of which at least 1,270 would likely lose
their jobs.
A harmonised classification for TiO2, either Carc cat 1B or Carc Cat 2, could have notable impacts on
consumer choice and welfare. The following impacts should be noted:
• Loss of certain types of consumer products from the market: some consumer products would
become costlier to manufacture in the EEA with an impact on their competitiveness and
therefore their production may be affected, scaled back, relocated outside the EEA or
discontinued. Relevant products include wallcoverings with adequate opacity and lightfastness,
a variety of paper-based packaging and laminated products (flooring, furniture, etc.).
Wallcoverings are primarily sold on design and colour to make the products aesthetically
pleasing to the eye. White inks and coatings are used and manufacturers also blend white with
other colours to change the opacity levels to create pastel shades and increase the colour
gamut. Any effort to substitute TiO2 would reduce the product options available to the
consumer and would make products duller and unexciting;
• Increased cost and loss of performance: the use of alternatives in the place of TiO2 would
certainly increase production costs and impact upon the performance of paper products.
Surface treatment using décor paper, especially wood-based board product, delivers a high
performance, low cost, resistant and easily maintained surface at a very competitive cost.
Alternative surfaces are generally either less resistant or significantly more expensive
(paint/lacquers or veneer). Solid wood furniture requires the use of comparatively much more
wood and also more expensive wood to manufacture one unit of furniture or flooring. The
combination of low cost and high performance provides the consumers with an affordable, high
quality product.
Wallcoverings that do not contain TiO2 would be less durable to weathering, available in a
narrower variety of colours and would need to be replaced more frequently; and
• Loss of consumer satisfaction: TiO2-based products would suffer a loss of consumer confidence
with TiO2-free products, such as wallcoverings, offering poorer visual effects leading to a poorer
home and office environment. Paper-based articles such as diaries, bibles, etc. would become
bulkier with more ‘show through’ from page to page.
Notably, paper and cardboard waste (20 01 01 Paper and cardboard) generated as part of municipal
solid waste is an ‘absolute non-hazardous’ entry and should not be impacted by the Carc Cat 2
harmonised classification. However, the presence of a suspected carcinogen in consumer products
could have an indirect adverse effect on the levels of recycling of such waste.
Competitiveness impacts
Non-EEA products would not face the administrative and cost burden of the regulatory obligations
triggered by a Carc Cat 2 harmonised classification for TiO2 and thus non-EEA paper products that
contain TiO2 could become more competitive and would also be of better quality, if EEA-based
manufacturers attempted to substitute the pigment. In addition, paper and board produced within
the EEA are sold globally, both intermediate paper/board as well as converted products. An increase
Relocation (outsourcing) of activities outside the EEA could be a possibility, at least for certain
production steps (e.g. manufacturing of paper) and where companies already have facilities
established. However, such a step is not to be taken lightly and it is very doubtful that a harmonised
classification for TiO2 could instigate such a move. If relocation were to be considered, ancillary
industries would also be affected, for example, the wooden substrates industry (furniture and
flooring) would be affected as access to covering material would become more difficult.
The key economic parameters of the use of TiO2 are summarised below.
Importance of the See discussion above on paints and coatings which are products
application closely related to printing inks. About 50% of screen and pad inks are
white, of which about 95% is manufactured using TiO2. Toner and
materials relevant to digital printing are similarly important to
everyday life, primarily in a business/office environment, but also for
consumers at home.
Estimated TiO2 tonnage As noted above, we assume that printing inks (but not digital printing
used inks, i.e. toner) account for ca. 4% of total TiO2 consumption, i.e. ca.
40 ktonnes/y. The consumption of TiO2 in toner is considerably
lower at a range of 30-150 t/y or more (toner contains 1-5% TiO2).
The market for toner-related products is also much larger and needs
to include electronic equipment that relies on the toner, i.e. printers
and copiers. Its value is estimated at over €10 billion/y.
Estimates of Gross Value The GVA of the EU paints, coatings and printing inks has been
Added provided above (€5 billion/y).
Number of users of TiO2 There are ca. 75 ink producers (members of the European Printing
Inks Association) and 20 artist colour producers across Europe. In
addition, there are at least 58 members of the European Writing
Instrument Manufacturers Association who use TiO2. Europe
Imaging & Printing Association (I&P Europe) has 32 member
companies.
Presence of SMEs As noted earlier, among CEPE’s membership of paint and ink
manufacturers more than 85% are SMEs. EWIMA also confirmed this
percentage noting that in the writing instruments industry most
companies are family-owned SMEs.
Locations of stakeholders The key trade associations have members across the EEA. Individual
that participated in respondents are based in Austria, Denmark, France, Germany, Italy,
consultation the Netherlands, Spain, Sweden and the UK.
Employment in the sector As noted above, 110,000 workers are employed by paint, coating and
ink manufacturers in the EEA. Printing inks that contain TiO2 are in
use in the segment of printed packaging and are applied in small and
large print-shops. The employment in this segment of the graphic
industry in EEA is estimated at 50,000.
Relevant legislation
Table 4–9 (summarises the relevance of different legislative instruments to the use of TiO2 in
printing inks, toner and associated products after the adoption of a Carc Cat 2 harmonised
classification. Additional detail is available in Annex 1.
Table 4–9: Relevance of different regulatory instruments and voluntary initiatives to printing inks and
toner applications of TiO2 following a harmonised classification of Carc Cat 2 by inhalation
Relevant legislation Relevant to inks
CLP Yes
Carcinogens and No
Mutagens at Work
Waste Framework Potentially
Industrial Emissions Potentially
A Carc Cat 2 harmonised classification would have the following impacts on the ability of EEA-based
inks, toner and recreation colours manufacturers to use TiO2 and place on the market TiO2-
containing formulations and articles:
• Hazard labelling and perceptions: the analysis presented above on the impact of the new
hazard labelling on consumer and industrial/professional user perceptions would apply here too
and perhaps impacts might be even more pronounced because (a) several of the products
referred to in this section are used by children and (b) some products may be in the form of
powders or generate dust which could heighten the concerns of users, thus leading to aversion
to using TiO2-containing products. For instance, in the case of toners, any dust seen on or
around the printer (from whatever source) would be seen as potentially containing TiO2 and so
be perceived as carcinogenic;
• Toys: see earlier discussion on paints. It is worth noting that TiO2 is present in significant
concentrations in many products such as painting materials which are sold to children, even very
young infants, and in some cases inhalation exposure to these products cannot be excluded. As
such, irrespective of whether the SCCS might issue an opinion allowing the listing of the
substance on Appendix A to Annex II (permitted uses of CMR substances), there will be
• Cosmetics: some pencil manufacturers may also produce cosmetic pencils (e.g. lipliners and
eyeliners) and printing inks may be used in applications such as “tattoo stickers”. The cosmetic
industry asks the packaging manufacturer to comply with the Cosmetic Products Regulation, and
the packaging manufacturer/printer, to cover himself, asks the ink manufacturer to comply with
the Cosmetic Products Regulation, so to not use prohibited substances listed in Annex II of the
Regulation. The Carc Cat 2 harmonised classification for TiO2 would have impacts similar to
those for toys, i.e. a SCCS would be required (without a requirement to demonstrate the
unavailability of feasible alternatives) which may result in the substance being approved (or not)
for use in cosmetics. Still, market and consumer perceptions and pressures might lead to
attempts at substitution even if SCCS delivers a favourable opinion;
• Printing inks and food contact materials: whilst Carc Cat 2 substances fall outside the scope of
the EuPIA Exclusion Policy on printing inks (see Section 7.2.4), a specific CoE Resolution
(Resolution ResAP (2005)2 on “Packaging Inks Applied to the Non-Food Contact Surface of Food
Packaging” makes specific referenced to CMR 1A/1B/2 classifications falling within the exclusion
criteria listed in the accompanying Technical Document 1. As such, implementation of the
Resolution would mean that inks classified as Carc Cat 2 could no longer be used for non-food
contact on food packaging. CoE Resolutions are not legally binding, but are considered as
statements of policy for national policy makers of the Partial Agreement member states57. In
any case, the potential reputational damage from allowing the presence of a suspected
carcinogen in products available on the consumer market would encourage ink manufacturers to
aim to substitute the substance anyway; and
• Setting precedence and an example for action by other jurisdictions: similar regulatory action
in other global regions could follow. This would further impact upon exports of EEA-made
products.
There are several implications of a harmonised Carc Cat 2 classification which could increase the
manufacturing costs and thus impact the profitability of EEA-based ink/toner/colour manufacturers,
including:
• Cost of reformulation to eliminate TiO2: information available from consultation shows a mixed
picture over the perceived ability of TiO2 users to reformulate their products in order to remove
TiO2:
57
Austria, Belgium, Cyprus, Denmark, Finland, France, Germany, Ireland, Italy, Luxembourg, Netherlands,
Norway, Portugal, Slovenia, Spain, Sweden, Switzerland and United Kingdom.
Overall, if products are reformulated, alternative pigments would be costlier as they would need
to be used at higher loadings than TiO2 (could be 5-10 times higher). Small companies, in
particular, could not easily absorb the costs of reformulation due to regulatory changes so would
need to pass these on to customers, making products more expensive and their market position
less competitive;
• Compliance with waste management regulations: some information is available from a smaller
number of relevant downstream users of TiO2 and is summarised in Table 4–10. The
information is incomplete but it indicates that several of the relevant waste streams are already
classified as hazardous. On the other hand, products such as those intended for use by children
are expected to be classified non-hazardous at present and thus following the introduction of
the Carc Cat 2 harmonised classification they could be re-classified as hazardous (see greyed
entries). The same would apply to TiO2 packaging with residue levels above 1.0%. However,
some consultees have expressed doubts that waste which could lead to no exposure by
inhalation would actually be classified as hazardous due to the presence of TiO2. Limited
information has become available on the possible costs of re-classification; one company has
asserted that disposing the packaging as hazardous waste could lead to a six-fold increase in
waste disposal costs for empty TiO2 packaging; another company involved in the manufacture of
recreation/school products estimated an additional cost of €0.1 million per year for the
treatment of waste; and
Any impacts on the use of TiO2 in the manufacture inks/toner/colours upstream could have
repercussions on the industrial and professional use of these products downstream. Without TiO2 in
ink formulations, the protective and decorative effect obtained with white inks would no longer be
obtainable. Packaging manufacturers would be forced to redesign packaging structures which are to
date functional, safe and validated by tests accepted by the authorities, and trusted by the
consumer. This would require significant effort in terms of new packaging development, validation,
promotion to the market, leading to an increased use of different material combinations (e.g. paper
labels on plastic films) which could impair established recycling processes, with foreseeable and
unavoidable environmental impacts.
On the other hand, it is of note that toner preparations do not contain free TiO2 particles. If the
absence of exposure to TiO2 particles was not taken into account and TiO2 use was discontinued,
there would be a significant negative impact on the laser printing business.
Similar to paints, importers and downstream users placing on the market mixtures that would be
newly classified as hazardous due to the presence of TiO2 in concentrations exceeding 1.0% by
weight would be required to submit information to Poison Centres by 2020-2024, depending on the
intended uses of their mixtures.
Finally, in relation to waste, implications on the handling of waste ink and printing toner would arise.
Social impacts
Employment impacts
Note that the discussion above on employment impacts on the paints sector incorporates ink
manufacturers. In comparison to a Carc Cat 1B classification, certain direct restrictions on key
products would still arise (toys, cosmetics, food contact materials in countries implementing the
relevant CoE Resolution), although the use of the substance in printing inks would fall outside the
scope of and the sectorally important EuPIA Exclusion Policy. In any case, given the customer-facing
nature of many applications and the strong likelihood of negative perceptions developing among
users and consumers, negative business impacts on the EEA ink/toner/colour industry would be
unavoidable and would lead to adverse employment impacts.
Such impacts cannot be quantified; by way of comparison, among those companies and associations
that have responded to a questionnaire on the impacts from a Carc Cat 1B harmonised classification
and which are relevant to inks, toners and ancillary products, an estimated ca. 1,500 jobs are
expected to be lost (8 questionnaire responses).
A Carc Cat 2 harmonised for TiO2 could have notable impacts on consumer choice and welfare. The
following impacts should be noted:
• Loss of certain types of consumer products from the market: as noted earlier, formulations
currently sold to the consumer would either be sold with a potentially alarming hazard label
attached or, at least some of them, might be removed from the market either as a result of
regulatory pressure (i.e. unfavourable SCCS opinions for the use of the substance in toys and
cosmetics), voluntary action or market and consumer pressure. Efforts towards the substitution
of TiO2 could result in loss of products from the market, for instance, several shades of
recreational paints, writing inks, crayons, etc. Elimination of TiO2 from toners would render laser
printers and copiers unusable. Certain packaging articles such as paper bakery bags would be
hard to manufacture without TiO2. All flexible food packaging made of plastics in which product
information (e.g. batch number and consumption date) is printed with inks over a white area
would have to be redesigned or would need to be combined with an adhesive paper label, which
would impair the recycling of packaging waste;
• Increased cost and loss of performance: as TiO2 displays unsurpassed performance in the
applications of concern (alternative white pigments do not match TiO2 with regard to opacity,
whiteness and fastness properties), any reformulation of products would lead to the loss of
performance. If consumers did not have access to high quality art and school products, they
would need to use low quality products or use expensive electronic equipment such as
computers and tablets.
Food packaging articles in which white colour has a protective function against sunlight could be
replaced by more expensive and less recyclable alternatives involving multilayer materials (e.g.
increase use of aluminium foil on flexible packaging).
Printers and copiers using toner would not work without a toner, and people would have to
purchase new printers and copiers of the inkjet type58. Under certain circumstances (but not
always), the cost of running an inkjet printer might prove to be higher than the cost of a laser
printer59;
• Waste management and recycling impacts: disposal of waste inks might be affected (under
waste category 20 01 27* Paint, inks, adhesives and resins containing hazardous substances)
similar to waste DIY paint which might require separate collection and disposal. Whilst colours
are not typically recycled, ink and toner cartridges are but their recycling might be impacted by
negative perceptions among consumers;
• Loss of consumer satisfaction: removal of TiO2-containing recreation/school products from the
market would deal a blow to the creativity of children. For instance, a box of watercolours for
children would contain only 4 (black, orange, blue and sienna (brown)) instead of 12 colours
because the rest contain TiO2. A switch to electronic products could be envisaged. In addition,
as noted above, alternative pigments would generate poorer white colours.
58
TiO2 may also be used in inkjet inks as a white colourant. However, white ink is limited to a special purpose
and is not used in all products. As a result, the impact of the proposed classification would be limited.
59
The cost will depend, among other factors, on how heavily the printer is used. An example comparison can
be found here: http://www.itpro.co.uk/office-printers/innovation-at-work/25093/inkjet-vs-laser-printers
(accessed on 7 November 2017).
• Adverse effects on public health: elimination of TiO2 from the packaging construction would
lead to reduced opacity and thus reduced protection from light. This might lead to reduced
shelf-life of the packed goods.
Competitiveness impacts
As noted above, increased manufacturing costs (due to the cost of reformulation) would make EEA-
made formulations and articles less competitive when exported from the EEA. In any case,
reformulation, if at all possible, would result in loss in quality. As white is an essential part of the
colour shade range, customers located outside the EEA would prefer colours sourced from non-EEA
suppliers where the white colour of the range has a better quality, compared to a white colour
generated without TiO2.
In the longer term, other global jurisdictions may also adopt the new hazard classification resulting
in a global impact which would create a level playing field but would still have a profound effect on
the users of TiO2-based inks, colours and toners.
These products are generally considered to be part of the paints and coatings market but it should
be noted that applications are very diverse and may rely on different properties of TiO2. Within this
group, one may identify mass and specialty applications such as:
• Adhesives and sealants requiring whiteness, opacity, good dispersion properties and
weatherability for construction applications. In addition to white colour, TiO2 can be found in
virtually all sealant colours apart from black;
• Adhesives for non-construction applications, for instance, water-based gelatine adhesives for
the paper and cardboard industry which are used in the back lining of books60 or dispersion glues
such as those used to glue textile fibres on paper to generate wallcoverings61;
• Ablatives and fire protection coatings in which TiO2 offers fire resistance performance alongside
fire resistant/ intumescent components;
60
These glues are generally yellow, brown or beige. TiO2 is used to whiten the adhesive without changing
other technical properties like other fillers would do.
61
TiO2 is used to whiten the dispersion so it can be used as a masterbatch and the desired colour can be
added by the customer (i.e. the wallcovering manufacturer).
The number of responses collected was not sufficiently high to allow for a detailed analysis to be
provided here, however the following can be noted:
• According to CEPE, construction materials such as plasters, caulks, fillers and mortars that
contain TiO2 are produced at a volume of 0.3 million tonnes per year and have a market value of
€0.55 billion;
• Across the 10-25 relevant organisations that returned a completed questionnaire on potential
impacts from a Carc Cat 1B harmonised classification, the volume of relevant TiO2-related
products produced in the EEA is ca. 50,000 tonnes with a market value of ca. €115 million/y.
Adhesives and sealants are the most prominent product groups in both volume and value terms.
The responding companies have operations in Belgium, the Czech Republic, France, Germany,
Greece, Hungary, Italy, Lithuania, the Netherlands, Poland, Portugal, Slovenia and the UK.
According to the Association for the European Adhesive and Sealant Industry (FEICA), the
European market for adhesives and sealants exceeded €13 billion in 2014. It is estimated that
close to 15,000 standard adhesive and sealant formulations are in use in Europe, based on five
formulation technology platforms: (a) reactive systems; (b) water-borne; (c) solvent-born; (d)
hot melts; and (e) based on natural raw materials. There are about 450 adhesive and sealant
companies in Europe manufacturing at some 700 sites. Several hundred of them are SMEs
(SMEs hold only 18% of the market and the top 60 companies account for about 80% of adhesive
and sealant sales in Europe). The European adhesive and sealant industry employs more than
41,000 workers, of which 6,000 are employed by SMEs (FEICA, 2015);
• The construction sector accounts for more than 5% of the total EU-28 (gross) value added62.
According to consultation, the sealant sector accounts for approximately 0.1% of the total
construction sector, therefore 0.005% of the total EU-28 value added; and
• As regards photocatalytic cement, fewer than five companies are believed to manufacture such
a product. Most of them are not SMEs.
62
Information available at http://ec.europa.eu/eurostat/statistics-
explained/index.php/Construction_production_(volume)_index_overview (accessed on 23 October 2016).
Table 4–11 summarises the relevance of different legislative instruments to the use of TiO2 in
construction products after the adoption of a Carc Cat 2 harmonised classification. Additional detail
is available in Annex 1.
Table 4–11: Relevance of different regulatory instruments and voluntary initiatives to construction
products applications of TiO2 following a harmonised classification of Carc Cat 2 by inhalation
Relevant legislation Relevant to construction products
CLP Yes
Carcinogens and No
Mutagens at Work
Waste Framework Potentially
Industrial Emissions Potentially
REACH Annex XVII: No
Annex XIV: No
Article 31: Yes
Cosmetics No
Toy Safety Potentially
Food Contact Materials Yes (adhesives)
Food Additives No
Medicinal Products No
Construction Products Yes
Biocides No
Medical devices No
RoHS Potentially (but less likely than for Carc Cat 1B).
It is relevant but impact not automatic. The list of restricted substances would
have to be updated following a risk assessment
Tobacco additives No
Other Global Automotive Declarable Substance List (GADSL)
A Carc Cat 2 harmonised classification would have impacts similar to (but also perhaps not as wide
as) those for paint manufacturers and thus the above analysis is not repeated here. In short:
• Hazard labelling would have an impact on user and consumer perceptions and would affect the
marketability of formulations containing TiO2, especially for DIY uses. There is no complete
overview of the affected markets. The information submitted to the online questionnaire would
suggest that the split between consumer and industrial applications (generally in the form of
mixtures) is 15 : 85 respectively;
• Under the GADSL a Carc Car 2 substance would not be “Prohibited” but would be “Declarable”
thus making it less appealing for automotive manufacturers and less marketable by
adhesive/sealant manufacturers; and
There are several implications of a harmonised Carc Cat 2 classification which could increase the
manufacturing costs and thus impact the profitability of EEA-based manufacturers of construction
products, including:
• Cost of reformulation to eliminate TiO2: when asked whether reformulation of their products is
possible, the majority of companies indicated that it is not and as such estimates of the cost of
reformulation were not offered. In a few cases, some users of TiO2 noted that reformulation to
products of impaired performance might be possible. The cost of reformulation has been
estimated from €0.2 million to over €5 million. The time that would be required for
reformulation would be 1-5 years. Following reformulation, the new products would need to be
qualified by downstream users and some examples have been provided: re-qualification by
automotive OEMs may take up to 5 years and by the aerospace industry may take up to 10
years. Replacement of TiO2 would result in poorer quality products which would affect the faith
of customers in the industry as products would no longer be their usual brilliant white;
• Compliance with waste management regulations: limited information has been made available
through consultation. A sealant manufacturer has suggested that several types of waste re
currently mixed and the mixture ends up containing less than 1% TiO2. Following the
introduction of the Carc Cat 2 harmonised classification, wastes should be segregated and
disposed of separately. Segregation and storage costs might amount to €5,000 with an
additional cost of disposal of €10,000 (for an amount of waste in the range of 10-100 t/y, see
Table 4–12). For adhesives, some waste types currently classified as non-hazardous, might be
re-classified as hazardous, although some ‘absolute non-hazardous’ entries in the LoW may
continue to remain relevant to the users of TiO2. Empty TiO2 packaging might be classified as
hazardous, depending on pigment residues;
• Impacts on economies of scale: a potential loss of part of the market (mainly due to aversion of
consumers towards alarming labels, symbols and hazard statements) would make the
production of construction products overall more expensive and thus EEA-based manufacture
less competitive.
Users of adhesives, sealants and other construction products would be impacted in ways similar to
the users of TiO2-containing paints. By way of summary:
• Information submission to Poison Centres: similar to paints and inks, importers and
downstream users placing on the market mixtures that would be newly classified as hazardous
due to the presence of TiO2 in concentrations exceeding 1.0% by weight would be required to
submit information to Poison Centres by 2020-2024, depending on the intended uses of their
mixtures;
• Impacts from a switch to alternative pigments: the quality of alternative pigments would not
match that of TiO2 and any attempt to use alternatives on a large scale would cause severe
technical and performance difficulties and would damage the image of EEA-based construction
product manufacturers;
• Impacts on DIY retailers: the discussion on impacts on DIY retailers who stock professional and
DIY paints (and alongside them a wide variety of TiO2-containing construction products) would
apply here with a potential reduction in their customer base a distinct outcome of the Carc Cat 2
harmonised classification.
Social impacts
Employment impacts
Through loss of market share (as a result of a restriction on consumer uses), loss of product quality
(following a reformulation) and loss of competitiveness against non-EEA manufacturers, it is possible
that job losses within the EEA would arise. There is insufficient information to allow the
quantification of such impacts.
The proposed classification for TiO2 could have notable impacts on consumer choice and welfare.
The following impacts should be noted:
• Loss of consumer products from the market: as noted above, consumer products that contain
more than 1.0% by weight TiO2 could be removed from the market, irrespective of the actual risk
of exposure by inhalation, as a result of market and consumer perception and pressure and/or
voluntary action. This would mean that the current range of DIY products (adhesives, sealants,
building materials, etc.) could become narrower;
• Loss of consumer satisfaction: alternative formulations, particularly for consumer use would
generally be less white and would have worse weatherability. For example, white silicone
sealants are used in the majority of kitchens and bathrooms and their TiO2-free replacements
would not produce the same aesthetically pleasing effect;
Competitiveness impacts
As discussed for other applications earlier (e.g. paints and coatings), production of these products
outside EEA would become less costly. This would affect the competitive position of EEA-based
manufacturers and would make the import of TiO2-based formulations more attractive. On the
contrary, EEA-made TiO2-based formulations intended for export would become more expensive
and thus less competitive. It is possible that the larger manufacturers might consider relocating
their production facilities outside Europe and import the finished formulation back into Europe
instead. SMEs might not be able to do this and would either be forced to close or would have to rely
on third party toll producers outside of Europe to produce the finished formulation for them. This
would be a substantial loss of a significant business, particularly for construction applications, where
a large number of SME sealant formulators are producing sealant cartridges containing TiO2.
On the other hand, consumer products reformulated to eliminate the use of TiO2 would be of worse
quality than before and their exports to non-EEA markets would suffer. DIY retail chains might also
face increased competition from non-EEA e-commerce retailers who could supply consumers with
TiO2-based formulations without the customer being visually alerted to a carcinogenic classification
label and thus being less reluctant to purchase DIY products that contain TiO2.
Manufacturers who supply both consumers and industry/professionals would have a disadvantage
compared to manufacturers who supply only industry/professionals as they would potentially need
to supply two separate types of formulations with and without TiO2. This would increase the
logistical complexities and ultimately the cost of manufacture. In addition, customers may also be
given the incentive to turn to alternative products (e.g. boards rather than intumescent coatings).
The key economic parameters of the use of TiO2 are summarised below.
Importance of the Man-made fibres that rely on TiO2 for delustering and
application whiteness/opacity are widely used as articles for the production of
carpets, wallcovering in houses, hotels, offices, cars, airbags,
swimwear, garments (for example, viscose filament yarn which is
used in high-class, high-fashion textile products of the most well-
known and prestigious fashion brands), hosiery, laces, outwear,
sportswear, shoes, bags, tent, flags, backpacks, luggage, hygiene non-
wovens (diapers for babies and incontinence articles for adults,
viscose dull fibre uses in wipes, tampons and sanitary textiles), etc.
which are daily in contact with the consumers. The order of
importance would appear to be:
• Clothing textiles;
• Non-wovens and hygiene;
• Carpets and other household products;
• Automotive; and
• Others (geotextiles, fishing nets, etc.).
Estimated TiO2 tonnage Uncertain – some literature sources suggest that fibres may account
used for 1-2% of TiO2 consumption; the 2013 Cefic data groups fibres into
the “Other” category which collectively accounts for 4% of total
consumption.
Estimated tonnage of Application EEA production
products that contain TiO2 Man-made fibres for textiles, carpets, non- 2-3 million tonnes/y*
wovens, etc.
Cigarette tow Unknown
* RPA estimate
Number of users of TiO2 The European Man-Made Fibres Association (CIRFS) has 31 full
members, 9 associate members. The Global Acetate Manufacturers
Association (GAMA) has two member companies in the EEA.
Presence of SMEs The majority of fibre producers are large companies according the EU
definition of an SME. There are no SMEs among the acetate tow
manufacturers.
Number of stakeholders that Fewer than 10 organisations including the European Man-Made
participated in consultation Fibres Association (CIRFS) and the Global Acetate Manufacturers
Association (GAMA). A total of 7 questionnaire responses were
received on the last questionnaire on waste management impacts.
Locations of stakeholders CIRFS has member companies in Austria, Belarus, Czech Republic,
that participated in France, Germany, Ireland, Italy, Lithuania, Netherlands, Portugal,
consultation Romania, Slovakia, Spain, Switzerland, Turkey and the United
Kingdom. Its members account for ca. 85% of European production
of the main fibres within the scope of CIRFS (polyester, polyamide,
acrylic, viscose, acetate, elastane and aramid)64. Most important
locations include Germany, Portugal, Italy, Slovenia, Croatia, and the
UK.
Employment in the sector The total number of jobs in the man-made fibre industry is estimated
at around 20,000.
Relevant legislation
Table 4–13 summarises the legislation that would be of relevance to the use of TiO2 in fibre
applications in the EEA, after the adoption of a Carc Cat 2 harmonised classification. Additional
detail is available in Annex 1.
Table 4–13: Relevance of different regulatory instruments and voluntary initiatives to fibre applications of
TiO2 following a harmonised classification of Carc Cat 2 by inhalation
Relevant legislation Relevant to fibres
CLP Yes - Only in receiving and handling raw materials
Carcinogens and Mutagens at Work No
Waste Framework Potentially
Industrial Emissions Potentially
REACH No
Cosmetics No
Toy Safety Potentially.
Impact not automatic
Food Contact Materials Yes
Food Additives No
Medicinal Products No
64
Information available at http://www.cirfs.org/Portals/0/Docs/2013%20CIRFS%20FACTSHEET.pdf (accessed
on 24 October 2016).
A Carc Cat 2 harmonised classification would have the following impacts on the ability of EEA-based
fibre manufacturers to use TiO2 and place on the market TiO2-containing articles:
• Hazard labelling and perceptions: hazard labelling requirements would arise for masterbatches
and compounds rather than plastics articles. Hazard labelling would not be relevant to
consumer products or professional users but only to industrial users. Yet, consumer views on
the presence of a suspected carcinogen in consumer products might have an adverse effect on
the market. Due to the requirements of the production processes and the quality requirements
of the end products, TiO2 is present in fibres in the range of 0.1-1.5%. Most man-made fibres
come into contact with consumers in everyday life (this includes clothing, underwear, sports
clothing, etc.). TiO2 presence would affect consumers’ perceptions, even if the risk for consumer
exposure by inhalation is non-existent. Also, industrial users of the fibres might become
reluctant to use them in case their processes give rise to exposure to dusts;
• Restrictions under specific regulation: under regulatory regimes such as the Toy Safety
Directive and the regulations on food contact materials, the continued use of TiO2-containing
fibres would be dependent on securing an exemption or authorisation. For this, testing would
need to be undertaken to demonstrate that, for instance, the TiO2 in the polyamide and
polyester yarn is completely bound and strongly encapsulated in the polymer, making its
inhalation impossible. It can be estimated that commissioning such testing to specialist
laboratories would come at a cost of €1-1.5 million.
Directive 2014/40/EU on the manufacture, presentation and sale of tobacco and related
products impacts upon the use of additives classified as CMR substances and Decision (EU)
2016/787 sets out the priority list of additives in tobacco products and includes TiO2 into the list
and requires that manufacturers and importers submit enhanced reports on the safety of the
substance. As the Directive does not distinguish between Carc Cat 1B and Carc Cat 2 substances,
the harmonised classification would need to be taken into account in the generation of the
enhanced report for the TiO2 and might have an indirect role in making the substance more
susceptible to future regulatory action (a ban), even though the TiO2 is bound in the filter within
tow fibres;
• Food contact materials: polymer fibres find applications in food contact materials. A Carc Cat 2
harmonised classification on the use of the substance in food contact materials might arise could
• OEKO-TEX® certification and ecolabelling schemes: classification of TiO2 as Carc Cat 2 would
mean that textiles that contain the substance in their fibres could no longer attain these, thus
becoming less attractive to consumers who value these schemes and consider participation in
such schemes important in making purchasing decisions; and
• Quality of TiO2-free products: in the context of attempting to substitute TiO2 with a non-
hazardous alternative, it is not known if the manufacturing processes would deliver an
acceptable quality without TiO2, so replacement of TiO2 would lead to loss of sales and market
share.
There are several implications of a harmonised Carc Cat 2 classification which could increase the
manufacturing costs and thus impact the profitability of EEA-based fibre manufacturers, including:
• Cost of reformulation to eliminate TiO2: elimination or reduction of TiO2 in fibres would mean
that the level of fibre lustre and whiteness required by consumers could not be achieved and the
number of affected products would be particularly large; this is already known through
industrial-scale tests. For specific uses of TiO2 reformulation could potentially be a technically
feasible option, however the requalification of these particular products in the value chain
would be a very complex, time consuming and costly process. It is not possible to be 100% sure
of the outcome as to whether or not these reformulated products would be accepted in the
marketplace or by appropriate regulatory or certifying bodies.
Some estimates on the time that would be required indicate that at least 2 years would be
needed and the associated cost could range between €0.5 and €2 million per company (NB. The
range is an estimate generated by the authors on the basis of company-specific inputs to
consultation). On top of that, additional costs would arise for the costlier raw materials used,
including an increase in the amount of fibre used,) for masterbatch formulation; this was
estimated by a fibre manufacturer at €0.3 million/y. Notably, for an alternative to give the
same results on fibres it would need to demonstrate properties similar to TiO2 (i.e. be an
insoluble chemically inert metallic oxide with a particles size below 1 μm).
On the other hand, for the use of TiO2 in cigarette tow, a TiO2-free product might be possible to
manufacture and this is currently being studied. Substitution, however, would likely be
accompanied by considerable cost; and
• Compliance with waste management regulations: the harmonised classification could increase
the cost of waste management for fibre manufacturers as some types of waste generated during
the manufacturing phase might be classified as hazardous. Table 4–14 summarises information
received from a total of seven questionnaire responses on the types of TiO2-containing waste
that arise during the manufacture, processing and disposal of fibres (all collected with the kind
support of the CIRFS trade association). The table identifies, where possible, the relevant LoW
entries and the waste management processes currently used. The following key points can be
made:
− The cost arising from the above waste types being classified as hazardous as a result of
a Carc Cat 2 harmonised classification for TiO2 have been estimated to range from ca.
€4,000 per year for incinerating TiO2 packaging (instead of landfilling it) to €50,000 per
year for incinerating filter cake that contains TiO2 (although some companies may
already incinerate this waste stream).
Irrespective to the above increases in waste management costs, the most important waste-
related impact on fibre manufacturers arising from the Carc Cat 2 harmonised classification
would be that on recycling of off-spec and offcut material. Recycling issues would affect not
only those companies that use TiO2 as a raw material (alone or in a mixture) but also those
companies processing polymer that contains TiO2.
In the spinning process of polyamide yarns, there is always some amount of TiO2-containing
waste generated (spinning processes generate on average an equivalent of 10% waste for each
kg of yarn production). This type of waste is largely used in EU (and globally) as an input
material for engineering plastics and finally applied in the automotive industry, machinery,
household appliances, etc. At present, even if in the EU these pre-consumers scraps are
classified as waste, they can be considered as a very homogeneous waste (chemically it is a
polyamide polymer in a physical status of fibre instead of granule), containing a minor amount of
additives, such as stabilisers and pigments, including TiO2 at a level that exceeds 1.0%. For this
reason, the producer of the waste is paid for supplying the waste material, instead of paying for
its disposal. The classification of TiO2 as Carc Cat 2 would change the classification of this waste
to hazardous (HP7) and make its direct use ‘as is’ as raw material for engineering plastics
manufacture impossible. Moreover, the final product/article will also acquire the same hazard
classification. Options available to the waste producer would be:
− Pay to have the waste disposed of as hazardous (by incineration with disposal of final
ashes containing TiO2); or
− Install systems that would allow the “separation” of the polyamide from TiO2 and then
recycle the polyamide resin. This is not a simple or common industrial process65.
65
According to EU regulations, it is forbidden to go below the established limits by diluting hazardous waste
with other not hazardous or pure product, thus it would be legally almost impossible to recycle the waste
generated by fibre spinning operations.
Consequently, this might bring about a situation where (a) the producer of waste would no
longer have available the best available end-of-life/recycling solutions, (b) instead of making a
profit from sale of the waste they would need to pay for its disposal, and (c) waste might be sold
to non-EEA customers at a lower value.
A quick estimate of the increase in waste treatment costs from the proposed classification of
TiO2 on fibre manufacturers can be provided. For polyamide fibres, considering an average
waste equivalent of 10% for each kg of yarn production, the economic loss can be evaluated as
follows:
− Loss of income from the sale of waste: 10% × €1 = €0.1/kg yarn produced (where €1 is
the unit minimum price for the sale of 1 Kg of PA6 waste);
− Cost of disposal of the – now – hazardous waste: 0.1 × €0.15 = €0.015/kg of yarn
produced (where €0.15 is the average cost of the “waste to energy” (incineration)
disposal of 1 Kg of PA6 waste); and
− Total minimum loss estimate would therefore be €0.115/kg yarn produced; in view of
the often very limited contribution margin generated by nylon yarn, this loss might
offset most, if not all, of the profit.
A similar calculation for polyester fibres could also be provided, however, their TiO2 content is
typically lower than in polyamide and might not exceed 1.0% by weight, thus polyester fibre
waste would not be classified as hazardous.
Overall, the Carc Cat 2 harmonised classification would not equally affect all companies involved
in fibre manufacture; however, where TiO2 is used as a powdered raw material and during
polyamide manufacture the impacts of the substance’s hazard classification could have
significant adverse effects and costs for the recycling of TiO2-containing polymer waste.
The above discussion on impacts covers adequately the entirety of the supply chain for fibres with
the exception of consumers (discussed further below) but also the management of end of life textile
waste. The Carc Cat 2 harmonised classification would not be envisaged to have an impact on the
management of waste as this is typically classified as ‘absolute non-hazardous’ (see Table 4–15).
However, the presence of a carcinogen might prove a disincentive towards the recycling of end-of-
life waste.
Table 4–15: Relevant waste streams for the use of TiO2 in fibre waste at the end of its useful life
Process Type of waste Waste entry in Typical Example
Is TiO2 Current waste
generating LoW TiO2 volume
inhalable? management
waste content generated*
End of life Discarded 20 01 11 <1% 100 –1000 kt/y No Non-
textiles textiles Textiles hazardous.
containing (‘absolute non- Landfilling or
TiO2 hazardous’) recycling
20 03 01 (where
Mixed schemes
municipal available)
waste
(‘absolute non-
hazardous’)
Demolition Paint of 17 01 01 <1% 0.05 kt/y No Non-
activities demolition Concrete hazardous.
building waste (‘absolute non- Landfilling
hazardous’)
17 01 02
Bricks
(‘absolute non-
hazardous’)
17 01 07
Mixtures of
concrete,
bricks, tiles
and ceramics
other than
those
mentioned
in 17 01 06
(‘mirror non-
hazardous’)
* based on individual responses to questionnaire
Social impacts
Employment impacts
A significant proportion of the 20,000 jobs in the man-made fibres industry in Europe could be at risk
based on the profitability of the manufacturing process. The companies that have provided a
response to the questionnaire on the impacts from a Carc Cat 1B harmonised classification have a
combined workforce of several thousand workers and estimates on potential jobs lost indicate that
thousands of jobs could be impacted. Some companies expect that their entire workforce would be
The Carc Cat 2 harmonised classification for TiO2 could have notable impacts on consumer choice
and welfare. The following impacts should be noted:
• Loss of certain types of consumer products from the market: if TiO2 were to be substituted, the
quality of end products would be impaired and unavoidably it would not be possible to
successfully place some of the products on the market. There is a very large number of different
polyamide products manufactured in the carpet and textile sectors and these are very often
“tailor made” for each customer. For textiles, there could be a shift to natural fibres (cotton,
wool) but as there is not a sufficient quantity of natural fibres to cover even half of the needs of
a growing global population, a limitation of synthetic fibre production would result in severe
market disruption;
• Higher cost and loss of technical performance: substitution of TiO2 would bring into question
the technical performance/suitability of fibres for several key applications such as non-woven
wallpaper, filtration, hygiene and medical single use products. The cost of substitution would, at
least in part, be passed to the consumer;
− In the field of wallpapers, if synthetic fibres of suitable quality were no longer available,
consumers would have use non-dimensionally stable wallpaper products that are much
more difficult and much more time consuming to use, while the aesthetic result would
also be negatively affected;
− In automotive filtration, if synthetic fibres currently used in state-of-the-art production
technologies for the manufacture of durable filtration media were no longer technically
suitable, there would be higher maintenance costs due to more frequent oil changes;
− Fibre used as filling material in high quality quilts/pillows would lose consumer
acceptance when made from recycled feedstock, as the fibre appears more yellowish
without TiO2 pigment;
− In the carpet sector, a switch to hard flooring (wood, ceramic, marble, etc.) would
reduce the level of comfort (e.g. in hotels, airports, etc.); and
• Adverse impacts on public health: a drive by the synthetic fibre industry towards finding a
substitute for a reliable ingredient such as TiO2 might create situations where a substitute’s
effects are unknown, and the effects on human health might in time turn out to be adverse,
while TiO2 poses no real risk. TiO2 also has a UV-protection function, thus with its potential
replacement, protection against skin cancer might be reduced.
Competitiveness impacts
EEA-based companies would have to deal with the complexities, administrative burden and cost
associated with using TiO2 as a powder and handling wastes that would be classified as hazardous,
while non-EEA competitors would carry on in their operations without this burden. Key competitors
are mainly located in Asia where advantages already exist in relation to production costs. With the
additional regulatory burden, the cost per kg of manufactured product would increase by several
euro cents. Thus, export competitiveness (for example, polyamide carpet yarn specialties are of
importance in this field) would be affected. The industry is already under economic pressure.
In theory, a future harmonised classification of TiO2 should oblige all countries to handle the
substance in a similar way, to protect workers’ health. Nevertheless, the EEA waste regulations are
not the same as those in Asian or American countries.
As far as the tobacco industry is concerned, the industry today uses one common formulation of
cellulose acetate with TiO2. Following the implementation of a harmonised classification,
manufacturers might consider establishing a second line of products for export out of the EEA. This
would result in considerable additional costs that might not be fully recovered by price increases.
4.4.2 Catalysts
Limited information is available on the use of TiO2 in catalysts, although the importance of the
relevant catalysts is significant. Catalysts uses may account for 1% of total TiO2 consumption in the
EEA or ca. 10 kt/y.
A Carc Cat 2 harmonised classification might lead catalysts manufacturers to consider introducing
new measures such as the use of closed production systems, improvement of air exhaust systems,
improvement of PPE, etc. As already discussed such measures could attract considerable costs.
Whether customers (users of the catalysts) would accept to use a catalyst that contains a suspected
carcinogen would be seen on a case by case basis.
Given that this application area is strictly limited to industrial use, it is far less likely that substitution
of TiO2 would be given much consideration. In any case, eliminating TiO2 from its catalysts uses
would not be feasible. Inability of catalysts manufacturers to use TiO2 could have significant
repercussions on the production of chemical substances that rely on the relevant catalysts and also
on the users of those chemicals. One catalyst manufacturer has suggested that sales of a specific
type of TiO2 catalyst are associated with revenues of several millions of Euros. Loss of these
catalysts would also wipe out a market for the produced chemical worth several hundreds of
millions of Euros. Consequently, users of said chemical would need to source alternative products
which are known to have a higher market price, reduced performance and lifetime/durability.
Competitors of EEA companies along this supply chain would gain a market advantage if the use of
TiO2 would no longer be possible in the EEA and production of the chemical in question would move
outside the EEA with associated loss of added value creation from the industry and loss of jobs.
In relation to waste management, spent catalysts that contain more than 1.0% TiO2 might be
classified as hazardous waste under LoW entry 16 08 02* Spent catalysts containing hazardous
transition metals or hazardous transition metal compounds as would be TiO2 packaging containing
residues of the substance (15 01 10* Packaging containing residues of or contaminated by hazardous
substances). Thus, the cost of disposing these materials could substantially increase (unless these
materials are already classified as hazardous due to the presence of other hazardous components –
there is currently no information on this aspect).
Limited information has been collected from consultation which does not allow the presentation of
sufficiently representative industry-wide figures. Given the numerous food categories in which TiO2
can be used, it is appropriate to assume that it is quite widely used as a food colour in the EEA. The
flexible packaging market in the EEA has a value of several billion euros and the value of the market
for food packaging inks is the range of hundreds of millions or euros (actual figures are confidential
and are not reproduced here).
Relevant legislation
Table 4–16 summarises the legislation that would be of relevance to the use of TiO2 in food and feed
additives applications in the EEA, after the adoption of a Carc Cat 2 harmonised classification.
Additional detail is available in Annex 1.
Table 4–16: Relevance of different regulatory instruments and voluntary initiatives to food, feed additives
and food packaging applications of TiO2 following a harmonised classification of Carc Cat 2 by inhalation
Relevant legislation Relevant to food
CLP Only in receiving and handling raw materials
Carcinogens and Mutagens at Work No
Waste Framework Potentially
Industrial Emissions Potentially
REACH No
Cosmetics No
Toy Safety No
Food Contact Materials Yes
Food Additives Yes
Medicinal Products No
Construction Products No
Biocides No
Medical devices No
RoHS No
Tobacco additives No
Other CoE Resolutions and the CEPE Code of Practice impact upon the use of
CMRs in food contact materials and articles
Compliance with national legislation on worker protection could become costlier for all users of TiO2
as a raw material through the introduction of stricter controls on the exposure to TiO2 powder.
Possibilities for reformulation: there is no other white colourant approved under Regulation
1333/2008 that meets the performance of TiO2 and thus reformulation is not feasible. The only
other white additive is E170, calcium carbonate, which does not have the opacity of TiO2 and has
severe technical limitations as described in Section 8.4 of Annex 2:
• It is a much less effective white colour than TiO2. There are applications where the layer
thickness of a print on a foodstuff (for instance, prints on dark and milk chocolate) is too thin to
enable any other product to be opaque enough (and white/neutral in colour) in order to have a
clear visual effect;
• It will readily react with any acids present in foods to generate carbon dioxide and a (possibly
soluble) calcium salt with no white colouring properties;
• It could not be used as a colour in any foods with low pH as it would neutralise the acid present,
adversely affecting the product flavour, quality and possibly shelf life;
• It also could not be used as a white colour in cake batters, scone doughs, etc. since it would
interfere with the raising agent system;
• It could not be used as a replacement to produce white glitter powders since E555 (Potassium
aluminium silicate - mica) is only authorised for use as a carrier for titanium dioxide (and E172
iron oxides which produce red/brown colour glitter powders); and
Overall, calcium carbonate could not in practice be used as a viable replacement for TiO2 in most of
its current applications as a food colour.
Scope for a restriction on use and envisaged market losses: according to Article 6 of Regulation
1333/2008, a food additive may be included in the Community lists in Annexes II and III only if it
meets the following conditions and, where relevant, other legitimate factors, including
environmental factors:
1. It does not, on the basis of the scientific evidence available, pose a safety concern to the health
of the consumer at the level of use proposed.
2. There is a reasonable technological need that cannot be achieved by other economically and
technologically practicable means.
Recently, TiO2 was re-evaluated by EFSA (European Food Safety Authority, 2016) and it was
concluded that dietary exposure does not pose health concerns. Whilst a carcinogenicity
harmonised classification (either Cat 1B or Cat 2) might lead to the review of the evaluation result,
given the extremely low probability of exposure to TiO2 by inhalation through food and the lack of
feasible substitutes of equivalent performance, it may be presumed that an approval for the
However, classification of a food ingredient as Carc Cat 2 is likely to cause significant concern among
consumers and consequently a drop in sales of those products identified as containing the white
colourant.
Compliance with waste management regulations: wastes associated with the food industry are
described by LoW entries under the following sub-chapters:
• 02 02 Wastes from the preparation and processing of meat, fish and other foods of animal
origin;
• 02 03 Wastes from fruit, vegetables, cereals, edible oils, cocoa, coffee, tea and tobacco
preparation and processing; conserve production; yeast and yeast extract production, molasses
preparation and fermentation;
• 02 05 Wastes from the dairy products industry; and
• 02 06 Wastes from the baking and confectionery industry.
All entries thereunder are ‘absolute non-hazardous’ thus the Carc Cat 2 harmonised classification for
TiO2 might not have a very pronounced impact66. On the other hand, TiO2 packaging would become
hazardous waste, depending on the level of residue in it, under entry 15 01 10* Packaging
containing residues of or contaminated by hazardous substances.
TiO2 is present in Annex I of Regulation 1831/2003 under Category 2 (colourants). As no other white
pigment appears to be listed and following the discussion on food additives above, it would be
unlikely that its entry would be removed from the Annex. Nevertheless, its new classification might
make manufacturers of feed additives (as well as users, if they became aware of TiO2’s presence)
less inclined to use the substance or any animal feed that contains it.
Possibilities and cost of reformulation: no other pigment can deliver the required performance in
terms of opacity and ink film thickness. TiO2 is used at large concentrations (e.g. 15-60%);
alternatives such as ZnS would require even higher concentrations and would still not be able to
provide the opacity and performance currently required by the packaging market.
The protective and decorative effect currently obtained with white inks (and in some other cases
with TiO2-coloured substrates like plastic film or paper) would no longer be achievable, forcing food
packaging manufacturers customers to develop new packaging designs and possibly the use of
different materials to compensate for the lack of hiding effect provided by white inks. This would
require significant effort in terms of new packaging development, validation, marketing, possibly
leading to an increased use of different material combinations (e.g. paper labels on plastic films) in
place of packaging that is to date consolidated, validated by tests, accepted by the authorities, and
trusted by the consumer.
66
It is worth noting that when consulting on the originally proposed Carc Cat 1B harmonised classification, a
company involved in the production of food for human consumption estimated that segregation of solid
and water waste plus installation of a water purification station would cost an estimated €0.3 million.
• The existing legislation is not fully harmonised for the vast majority of food contact materials;
and
• If the Carc Cat 2 harmonised classification would specifically apply for exposure via the
inhalation route, this would clearly be of little relevance to the use of food contact materials.
Still, it cannot be certain how this will be viewed by the relevant authorities and approaches may
differ on the Member State level. Relevant industry organisations have noted a trend towards
stricter regulation on CMR substances in food contact materials both at transnational and
national level.
The discussion below explains the possible consequences of a Carc Cat 2 harmonised classification
and demonstrates that impacts in the field of food contact materials could potentially be severe, but
the lack of exposure by inhalation might prevent extensive market impacts and losses. The
following impacts may be envisaged:
• Impacts for food contact materials for which specific harmonised EU legislation applies: there
are two areas where specific legislation for food contact materials applies: plastics and active
and intelligent packaging. Under the relevant legislation, the following impacts might be
envisaged:
− Plastic food contact materials – the Union List: Recital 27 of the Plastics Regulation (EU)
No 10/2011 indicates that CMR substances should not be used in plastic food contact
materials or articles without previous authorisation. Authorised substances are
included in the Union list and TiO2 is currently an authorised substance, under entries
610, 805 and 873 in Table 1 of Annex I (see also Table 3–13), for use as an additive or
polymer production aid because safe use has been proven and accepted by EFSA based
on its current classification. Under Article 15(3), declarations of conformity with the
Regulation “shall be renewed when substantial changes in the composition or
production occur that bring about changes in the migration from the materials or
articles or when new scientific data becomes available”. In theory, the authorisation of
the substance might be reassessed by EFSA and this might result in lower limits for the
migration of TiO2 from food contact articles into food, or even a restriction forbidding
its use;
− Recycled plastic materials and articles: Regulation (EC) No 282/2008 on recycled plastic
materials and articles intended to come into contact with foods prescribes that only
authorised monomers and additives should be added to the recycled plastics and their
migration limits should also be respected by recycled plastic food contact materials.
Use of TiO2 in recycled plastic would be unlikely to be authorised, if it can no longer be
found on the Union List;
− Active and intelligent packaging materials: Regulation (EC) No 450/2009 requires that
CMR substances cannot be used in such materials and packaging even if not in direct
contact with food or the environment surrounding the food and even if they are
separated from the food by a functional barrier. Only substances which are included in
the ‘Community list’ of authorised substances may be used in components of active and
intelligent materials and articles. The Regulation does not describe an exemptions
procedure and as the Community list has apparently not been published yet, it is
• Impacts for food contact materials for which no specific harmonised EU legislation currently
exists: as described in Section 7.2.2 of Annex 1 to this document, where no harmonised rules
exist, the use of chemical substances in food contact materials needs to comply with the generic
provisions of the Framework Regulation (EC) No. 1935/200467 as well as with any applicable
national rules, Council of Europe (CoE)/ European Directorate for the Quality of Medicines
(EDQM) Resolutions, and other industry-led voluntary codes of practice. We may look at these
in turn:
− Framework Regulation (EC) No. 1935/2004: Article 11(5) of the Regulation prescribes
that, “The applicant or any business operator using the authorised substance or
materials or articles containing the authorised substance shall immediately inform the
Commission of any new scientific or technical information, which might affect the safety
assessment of the authorised substance in relation to human health. If necessary, the
Authority shall then review the assessment”. Article 12(1) also prescribes that, “On its
own initiative or following a request from a Member State or the Commission, the
Authority shall evaluate whether the opinion or the authorisation is still in accordance
with this Regulation, in accordance with the procedure laid down in Article 10, where
applicable. The Authority may, where necessary, consult the applicant”. The
classification for TiO2 as a Carc Cat 2 substance may therefore trigger a re-evaluation of
its authorisation for food contact use;
− National rules: Article 6 of Framework Regulation (EC) No. 1935/2004 notes, “In the
absence of specific measures referred to in Article 5, this Regulation shall not prevent
Member States from maintaining or adopting national provisions provided they comply
with the rules of the Treaty”. There are several CoE/EDQM Resolutions which exclude
the use of CMR substances from coatings, paper/board and printing inks in food contact
materials. TiO2 may currently be present in approved additive lists, however, the
classification of the substance under the CLP Regulation may trigger a re-evaluation of
such approvals or enforcement practice under national legislation that implements said
CoE/EDQM Resolutions. To what extent such re-evaluations may take place is
uncertain; one would have to study the national legislation of the 31 EEA member
states for each of the non-harmonised categories of food contact materials and articles
in their respective national languages to establish what the actual impact might be68;
and
− Industry initiatives: Sections 7.2.3-7.2.4 of Annex 1 explain the provisions of the CEPE
Code of Practice which prohibits the intentional use of CMR substances (monomers,
starting substances and additives) in coatings intended for use in food contact material
unless they have been authorised by EFSA and any set migration limits are respected.
On the other hand, whilst the EuPIA Exclusion Policy does not allow the presence of
Carc Cat 1B printing in ink components inside food packaging, not even behind a
67
Article 3 of the Framework Regulation applies under which food contact materials should not transfer their
constituents to food in quantities which could: (a) endanger human health; or (b) bring about an
unacceptable change in the composition of the food; or (c) bring about a deterioration in the organoleptic
characteristics thereof.
68
For instance, the new Belgian Royal Decree concerning Varnishes and Coatings intended to come into
contact with food stuffs (which is a national provision based on a CoE/EDQM Resolution) prescribes in its
Article 4 that substances classified as CMRs cannot be used.
• For applications covered by existing harmonised classification and where TiO2 has already been
assessed and authorised into a positive list, i.e. plastics, the likelihood of the substance being
removed from the Union List is low, taking into account that probability of exposure by
inhalation in this context is small. Accordingly, if EFSA did not elect to (or concluded not to)
revoke TiO2’s existing authorisation listings, the substance could continue being used as an
additive in the relevant food contact materials;
• On the other hand, it is important to consider the wider regulatory landscape. Existing EU food
contact legislation, existing food contact material resolutions of the CoE/EDQM (see Section
7.2.2 of Annex 1) and national food contact material legislation in EU Member States would
appear to refer to CMRs in general, without making any distinction between exposure pathways
and might not even distinguish between carcinogens of category 1A, 1B or 2. EFSA recently
proposed to the European Commission an updated, more severe risk assessment methodology
for chemicals in food and food contact materials69 thus there is a general trend towards stricter
regulation in food and food contact material safety70. It has further been suggested that
national authorities do not always follow EFSA advice and practice and therefore national
legislation may indeed focus on hazard rather than exposure and risk. Overall, since most recent
risk management measures (taken by the European Commission, the Coe/EDQM or the national
authorities) restrict the use of CMRs in general unless proven safe and included in a positive list
(at EU level if harmonised or at national level if not harmonised) without distinction between
exposure pathways, there is a possibility that national authorities may disregard the importance
of exposure pathway in their risk management approaches and restrict the use of TiO2 following
its classification as a Carc Cat 2 substance.
In any case, the presence of a suspected carcinogen in food contact materials and articles (in
plastics, labels, inks, containers, etc.) could bring about a major market change, a shift in public
opinion and unpredictable reactions from consumers. It is worth remembering that safety criteria
used for food contact materials are typically far stricter than for the evaluations of the safe use of
chemicals in general with limits of 10, 0.1 or even 0.01 ppb in food contact and drinking water
materials as opposed to 1.0-0.01% by weight for CMR chemicals in general, industrial and
professional use.
69
See Opinion No. 4357 of the Panel on Food Contact Materials, Enzymes, Flavourings and Processing Aids,
“Recent developments in the risk assessment of chemicals in food and their potential impact on the safety
assessment of substances used in food contact materials”, available at
https://www.efsa.europa.eu/en/efsajournal/pub/4357, accessed on 17 January 2017.
70
Manufacturers of food contact materials and articles may also wish to place on the market products that
contain no hazardous substances.
Compliance with waste management regulations: issues of waste are addressed elsewhere in this
document, for instance, under paints (coatings), plastics, inks, etc.
Downstream industry impacts are mostly relevant to the food contact materials industry. As
explained above, any attempt to substitute TiO2 in formulations such as coatings or inks, could have
significant repercussions for food packaging manufacturers and potentially result in changes to
packaging materials used. Alternatively, pressures may develop from downstream actors (e.g. food
producers and/or retailers) who might face negative perceptions by consumers and thus request
that food contact materials used with the products they sell are free of TiO2. The scope for variation
in impacts between EEA Member States will be particularly wide given the significant role of national
regulatory frameworks in this industry sector.
Social impacts
Employment impacts
Insufficient information is available to estimate the total employment associated with the use of
TiO2. An industry association representing companies in the food industry has indicated that the use
of TiO2 is small in relation to other food ingredients handled (automatically or manually) and that it
is therefore unlikely that social impacts can be attributed to any ban imposed. The association has
stated that it would not anticipate any direct job losses in respect of the current usage of TiO2.
The Carc Cat 2 harmonised classification for TiO2 could have impacts on consumer choice and
welfare, depending on actions taken by enterprises currently involved in its use. The following
potential impacts should be noted:
• Loss of certain types of consumer products from the market: given the absence of other
approved white colourants of similar opacity and the low probability of consumer exposure to
TiO2 by inhalation, it can be assumed that market availability of foodstuff that contains the
substance would not be impacted. It is also worth noting that several TiO2-containing products
(e.g. confectionery) are deemed ‘discretionary products’, rather than staple goods, and so
consumers might be able to switch to other products in the range as food products could be
produced with different decorations. On the other hand, a greater impact on the market
presence of food packaging products could be expected. For example, white shopping and
paper bakery bags would be hard to manufacture without TiO2. If TiO2 were to be eliminated, all
flexible food packaging made of plastics which has product information (e.g. batch number,
consumption date) printed with ink over a white area could disappear, or be combined with an
adhesive paper label, which would hinder the recycling of the packaging waste;
• Increased cost and loss of performance: assuming a continued use of TiO2, impacts on food
products would be limited. If TiO2 were to be replaced by calcium carbonate (E170), additional
loadings would be required and the opacity of the feedstuff would be worse thus impairing the
• Loss of consumer satisfaction: it is almost impossible to match the effects of TiO2 or TiO2-
containing pearlescent pigments with other ingredients. The absence of white from the
portfolio of colours available for the graphic communication of brand and product information in
packaging and food packaging would result in the disengagement of customers from their
preferred brands and a general perception of decreased quality in consumer goods or foods
applying this kind of “whiteless” packaging; and
• Adverse impacts on public health: any effort to substitute TiO2 would make it very difficult to
display information that is important to the consumer (e.g. food ingredients, safety). Since
packaged food would no longer be protected from light degradation due to the lack of opaque
films, there would be a significant increase in the likelihood of food poisoning resulting from
food going off in the packet before its sell-by date. This would probably result in reduced sell-by
dates, and increased volumes of food being discarded beyond this date. This would affect the
whole food supply chain (supermarkets etc.).
When food or food contact materials are exported to extra-EEA markets (such as Turkey, North and
South America and Africa), increased manufacturing costs would hinder companies’ ability to
compete with local producers or extra-EEA producers who would not be affected by the new
harmonised classification. With few, if any, possible technical options the Carc Cat 2 harmonised
classification would provide additional stimulus for some companies to move production of food
contact materials to non-EEA countries with a lower regulatory burden (as well as lower labour
costs).
The most prominent impact that would be likely to arise is that food contact materials, and more
specifically packaging, which contains TiO2 in a variety of forms (in coatings, inks, labels) might
become less attractive to downstream actors (food retailers and producers) and thus a shift to
alternative packaging might ensure. This could also have the unintended consequence of food
packaging becoming less suitable for recycling, depending on the substitute packaging material
selected.
4.4.4 Pharmaceuticals
Key market descriptors
Consultation has generated little information that would help us provide an overview of the markets
for TiO2-containing pharmaceuticals. By way of background, the European pharmaceuticals industry
involves 1,900 companies (members of the European Federation of Pharmaceuticals Industries and
Associations – EFPIA) has a market value (ex-factory) of ca. €192 billion, a positive trade balance of
ca. €86.5 billion and employs ca. 725,000 workers (EFPIA, 2016).
Relevant legislation
Table 4–17 summarises the legislation that would be of relevance to the use of TiO2 in
pharmaceuticals applications in the EEA, after the adoption of a Carc Cat 2 harmonised classification.
Additional detail is available in Annex 1.
Table 4–17: Relevance of different regulatory instruments and voluntary initiatives to pharmaceuticals
applications of TiO2 following a harmonised classification of Carc Cat 2 by inhalation
Relevant legislation Relevant to pharmaceuticals
CLP Applies to raw materials, but not to medicines (for
either human or animal use)
Carcinogens and Mutagens at Work No
Waste Framework Potentially
Industrial Emissions Potentially
REACH No
Cosmetics No
Toy Safety No
Food Contact Materials No
Food Additives Yes
TiO2 used in pharmaceuticals as colourant has to
meet the criteria purity of E171 also used in food
Medicinal Products (colouring matters) Yes
Construction Products No
Biocides No
Medical devices No
RoHS No
Tobacco additives No
A Carc Cat 2 harmonised classification would have the following impacts on the ability of EEA-based
pharmaceuticals manufacturers to use TiO2:
• Scope for a restriction on the use of TiO2 and possibilities for exemptions: according to a 2007
opinion by the Committee for Medicinal Products for Human Use (CHMP) of the European
Medicines Agency, “in the event that CMR toxicity has been identified for an excipient, the rule is
to avoid and replace this excipient. In the rare cases where this would not be possible, the use of
such CMR excipients in a medicinal product would only be considered after careful evaluation of
the benefits of the medicinal product in the target patient population versus the potential risks
(…) any risk identified for an excipient and in particular a CMR substance, would be acceptable
only on condition that this excipient cannot be substituted with a safer available alternative, or
that the toxicological effects in animal models are considered not relevant for humans (e.g.
species specific, very large safety ratio), or where the overall benefit/risk balance for the product
outweighs the safety concern with the product. Overall, the use of any excipient with a known
potential toxicity, and which could not be avoided or replaced, would only be authorised if the
If the use of TiO2 in the EEA were to be prohibited, it could be expected that countries outside
the EEA would follow suit. Then the manufacturers would have to carry out the same activities
as mentioned above, for example re-registration. This could take additional years and lead to
additional high costs. These thousands of regulatory induced variations would not confer any
additional benefit to the patients;
• Adverse impacts from negative patient perceptions: it would clearly be confusing for patients
to be informed that an ingredient used in so many different medicinal products is actually a
suspected carcinogen. While there is essentially no safety risk associated with consuming
pharmaceuticals, dietary supplements and foods containing TiO271, it is unlikely that patients and
the public at large would be sufficiently informed to know that the critical route of exposure is
inhalation and may become reluctant to orally consume medication they perceive as potentially
detrimental to their health. Such perceptions could have an adverse impact on the sales of
pharmaceuticals and nutraceuticals and would inevitably cause some companies to try to
unnecessarily reformulate their products due to concern over consumer perceptions; and
• Potential loss of global markets: if the use of TiO2 in the EEA were to be prohibited, it could be
expected that countries outside the EEA would follow suit. Then the manufacturers would have
to carry out the same activities as mentioned above, for example re-registration. This could take
additional years and lead to additional high costs. Importantly, these thousands of regulatory
induced variations would not confer any additional benefit to the patients.
A harmonised Carc Cat 2 classification for TiO2 could increase the manufacturing costs and thus
impact the profitability of EEA-based pharmaceuticals manufacturers, in the following ways:
• Cost of reformulation to eliminate TiO2: TiO2 is added to film coatings because this adheres to
and covers the tablet core best. Without the use of TiO2, the colour is not as smooth and
homogeneous, and the colour, spots, and different coloured powder particles show through.
Better coverage means better stability of the ingredients and better appearance.
As noted by BAH, there are no alternatives available offering the same/required characteristics
of TiO2 (excellent white pigment, chemical inertness, high stability against UV light) and some
may be accompanied by their own hazards in pigmentary form (e.g. ZnO). Much higher volumes
of alternative pigments and longer application times would be required to obtain a similar
whiteness.
71
The US Food and Drug Administration (FDA) has reported in their Inactive Ingredient Database that up to
49.27 mg of TiO2 per dosage form may be safely used. The Japanese Pharmaceutical Excipients Directory
indicates that up 384 mg of TiO2 per day may be safely consumed (Colorcon, 2016).
Therefore, there would be a need for complete reformulation of many products with a high
effort not only in terms of R&D. A change in the formulation of a medicinal product requires
comprehensive studies of efficacy, safety and stability of the new formulations. New stability
studies would last for several years (the shelf-life of most medicines is three or more years). A
technical dossier showing compatibility, stability and drug efficacy would need to be developed,
which is expected to cost several million Euros per medicinal product. Since TiO2 is used in
hundreds of pharmaceutical products in Europe, the total industry costs for a change could
easily be in the range of billions of Euros. Only after all of these activities have been carried out,
which may take years, could reformulated products be brought on the market to replace the
existing portfolio in the EEA.
Finally, it is worth noting that testing the stability of the newly changed formulations would
necessitate an unprecedented volume of tests. Their organisational and financial challenges
would exceed anything previously seen in this field (VCI, 2016); and
• Compliance with waste management regulations: the harmonised classification could increase
the cost of waste management for pharmaceuticals manufacturers as some types of waste
generated during the manufacturing phase might be classified as hazardous. Relevant waste
categories (mirror entries) from the LoW in the context of pharmaceuticals manufacture include:
No questionnaire response was received from this industry sector; information on the scale of
the impact is not available.
The above discussion on impacts covers adequately the entirety of the supply chain for
pharmaceuticals, with the exception of consumers (discussed further below). It must be noted that
the pharmaceuticals sector has linkages to the use of TiO2 in other sectors, such as plastics, in
relation to the packaging used for pharmaceutical products.
Social impacts
Employment impacts
Employment impacts cannot be estimated as they would largely depend on whether TiO2 would
remain an approved excipient. If reformulation became necessary, the large cost of reformulation
and variations to marketing authorisations could have an impact on the levels of employment in the
pharmaceuticals sector, particularly among smaller companies.
The Carc Cat 2 harmonised classification for TiO2 could potentially have notable impacts on
consumer choice and welfare, depending on the action taken by the manufacturers of
pharmaceuticals and nutraceuticals. The following potential impacts should be noted:
• Loss of consumer products from the market: if a reformulation was required, it can be
considered certain that reformulation of some products would prove too costly with their
consequent removal from the market;
• Increased cost and loss of technical performance: the cost of reformulation would most likely
be passed on to consumers (patients);
• Loss of consumer satisfaction: clearly, if TiO2 was classified as a suspected carcinogen, its
continued use in medicinal products would cause significant confusion and alarm among
patients. If TiO2 was substituted, the unsightly appearance of medicinal products without any
real health benefit would cause dissatisfaction and reduce patients’ confidence in the quality of
the products. Moreover, TiO2 has a very high level of stability under UV light enabling further
protection of the APIs of medicinal products, as is the case with the capsule shells of opaque
capsules, for example. Its substitution (as well as its removal from the packaging) could lead to
shorter shelf lives and expiry dates for medicinal products;
• Adverse impacts on public health: whether TiO2 would be reformulated out of products or
would continue to be used with higher manufacturing costs, ultimately the increased cost of
medication would be passed on to the national health services of EEA Member States. If
reformulation took place, pharmaceutical manufacturers might choose to use a potential TiO2
replacement with a less well understood safety profile and/or shorter history of use, thereby
increasing the risk of harm to consumers. In addition, the use of TiO2 alongside other colourants
enables pharmaceuticals manufacturers to produce medicinal products with a great variety of
colours. Coloured pharmaceutical products are highly desirable, since they support brand
identification and reduce the potential for medication errors. Without TiO2, the available colour
palette would be much more limited and as the number of possible colour options for
pharmaceutical products decreases, the probability of medication errors increases.
EEA pharmaceutical companies also sell their medicinal products outside the EEA. An increase in
their cost of manufacture and their market prices would lead to lower sales figures outside the EEA.
Particularly for SMEs it would be difficult to invest in higher safety requirements for manufacturing,
or in reformulating products. It could be that some smaller companies would prove unable to hold
on to their full portfolio or face the risk of business closure. A concentration of the business activity
to some larger companies would be a possibility. The scale of such effects would crucially depend
on whether TiO2 would remain an approved excipient.
The key economic parameters of the use of TiO2 are summarised below.
Importance of the TiO2 is widely used as a colourant as the only white base providing
application proper coverage available for all type of formulations, as an opacifier
or as UV filter and is chosen due to its safety, efficacy and
performance. TiO2 is one of the few globally approved UV
filters/sunscreen actives which are of relevance for global
formulations. TiO2 is regulated under the European Cosmetic
Products Regulation as a cosmetic colourant (CI 77891, Annex IV)
approved for all cosmetic products without any restrictions and as a
UV filter (Annex VI) with a maximum concentration of up to 25%.
Estimated TiO2 tonnage Relatively low (compared to uses such as paints, plastics, etc.) – less
used than 1% of total EEA consumption of TiO2 (but note below the
important impacts on a multitude of cosmetic products).
Estimated tonnage of According to Cosmetics Europe, a search in the Mintel Global New
products that contain TiO2 Products Database (GNPD) indicated that over 20,000 cosmetics
products launched in the last 5 years contained TiO2. This is over
10% of all European cosmetic product launches included in this
database. More detailed survey data from Cosmetics Europe
membership has not been made available.
Estimated value of markets Information specific to TiO2-based cosmetic products is not available.
More widely, the European cosmetics and personal care market was
valued at €77 billion at retail sales price in 2015 and is the largest in
the world. Skin care products are the largest segment with a total
value of €19.9 billion while the value of decorative cosmetics stands
at €10.7 billion per year (Cosmetics Europe, 2016b).
Estimates of Gross Value According to Cosmetics Europe, the cosmetics industry brings at least
Added €29 billion in added value to the European economy every year, of
which approximately €8 billion is contributed directly by the
manufacture of cosmetic products (the remaining €21 billion is
generated indirectly through the supply chain).
Number of users of TiO2 There are more than 5,000 enterprises manufacturing cosmetics in
Europe (source: Cosmetics Europe).
Presence of SMEs The vast majority of cosmetics companies are SMEs. In 2015, there
were 4,605 SMEs manufacturing cosmetics in Europe (source:
Cosmetics Europe).
Number of stakeholders that Three key trade associations have participated, Cosmetics Europe,
participated in consultation European Federation for Cosmetic Ingredients (EFfCI) and ASPA-
INGRECOS (the French member of EFfCI) plus a small number (<5) of
individual companies.
Employment in the sector The cosmetics industry supports at least 2 million jobs, including
direct, indirect and induced economic activity. Of these, 152,000
workers are employed directly in the manufacture of cosmetic
products, and around 1.6 million workers are employed indirectly in
the cosmetics value chain (source: Cosmetics Europe).
Relevant legislation
Table 4–18 summarises the legislation that would be of relevance to the use of TiO2 in cosmetics
applications in the EEA, after the adoption of a Carc Cat 2 harmonised classification. Additional
detail is available in Annex 1.
Table 4–18: Relevance of different regulatory instruments and voluntary initiatives to cosmetics
applications of TiO2 following a harmonised classification of Carc Cat 2 by inhalation
Relevant legislation Relevant to cosmetics
CLP Only in receiving and handling raw materials
Carcinogens and Mutagens at Work No
Waste Framework Potentially
Industrial Emissions Potentially
REACH No
Cosmetics Yes
Toy Safety Potentially. Impact not automatic
Food Contact Materials No
Food Additives Yes
TiO2 used in cosmetics as colorant has to meet the
criteria purity of E171 also used in food
Medicinal Products No
Construction Products No
Biocides No (but Ag/Ti preservatives listed in Cosmetic
Products Regulation)
Medical devices No
RoHS No
Tobacco additives No
A Carc Cat 2 harmonised classification would have the following impacts on the ability of EEA-based
cosmetic manufacturers to use TiO2 and place on the market TiO2-containing formulations:
• Restriction under the Cosmetic Products Regulation and cost of securing an exemption: first
and foremost, the use of TiO2 is subject to the provisions of the Cosmetic Products Regulation.
Article 15(1) of the Regulation prescribes that “The use in cosmetic products of substances
classified as CMR substances, of category 2, under Part 3 of Annex VI to Regulation (EC) No
1272/2008 shall be prohibited. However, a substance classified in category 2 may be used in
cosmetic products where the substance has been evaluated by the SCCS and found safe for use in
cosmetic products. To these ends the Commission shall adopt the necessary measures in
accordance with the regulatory procedure with scrutiny referred to in Article 32(3) of this
Regulation”. Therefore, the immediate effect of the Carc Cat 2 harmonised classification would
be an initiation of a risk management procedure that can result in a ban on the use of the
substance (NB. classification under the CLP Regulation does not mean an automatic ban on the
use of a CMR substance in cosmetic formulations).
This risk management procedure may result in an exemption from the generic ban prescribed by
the Regulation. To secure such an exemption, the substance must be evaluated by the Scientific
Committee on Consumer Safety (SCCS) and found safe for use in cosmetic products. In
comparison to a Carc Cat 1B harmonised classification, this burden is lower (for a Carc Cat 1B
classification an exemption requires that a series of stringent conditions be fulfilled, i.e. that (a)
the substance complies with the food safety requirements as defined in Regulation (EC) No
178/2002; (b) there are no suitable alternative substances available; and (c) an application is
made for a particular use of the product category with a known exposure). In addition, the
evaluation by the SCCS of a Carc Cat 1B ingredient would need to take into overall exposure
from other sources and vulnerable population groups.
The use of TiO2 in cosmetic products is longstanding and an extensive toxicological data set is
available. The safety of TiO2 has been acknowledged by a wide range of scientific and regulatory
bodies throughout the world (e.g. EU EFSA, US FDA), resulting in its safe use in various products,
including food products. For cosmetic products, the SCCS has reviewed and concluded on the
safety of TiO2 on various occasions. The nano-form of TiO2 has been reviewed by the SCCS in
201372 and has been authorised for use as a UV filter in cosmetic products in August 2016. The
exemption procedure would require the industry to invest time and resources to screen
potential alternatives and to prepare a new safety dossier on the nano-scale and the non-nano
form of TiO2 for submission to the SCCS.
72
Available at http://ec.europa.eu/health/scientific_committees/consumer_safety/docs/sccs_o_136.pdf
(accessed on 21 October 2016).
• Toys: Carc Cat 2 substances are not permitted to be used in toy cosmetics placed on the EEA
market, but possibilities for exemptions exist on the basis of (a) concentration, (b)
(in)accessibility of the substance. The SCCS would review the use of the substance and would
conclude as to whether it might be appropriate to list it in Appendix A of the Toy Safety Directive
(List of CMR substances and their permitted uses). Even if the substance were to be listed, the
continued presence of the substance in toys could cause reputational damage to the toy
manufacturers and thus they may put pressure on paint manufacturers to reformulate their
products to substitute TiO2; and
• Setting precedence and an example for action by other jurisdictions: similar regulatory action
in other global regions could follow. This would further impact upon exports of EEA-made
cosmetics.
There are several implications of a harmonised Carc Cat 2 classification which could increase the
manufacturing costs and thus impact the profitability of EEA-based cosmetic manufacturers,
including:
Reformulation of cosmetic products to substitute critical ingredients such as TiO2 cannot simply
be a one-to-one replacement and would require full R&D involvement including formulation,
packaging and stability assessment and conducting a regulatory and safety assessment. This
could be expected to lead to costs in the range of tens of millions of Euros spread over the
typical lead time for such reformulation programmes (3-8 years); and
• Compliance with waste management regulations: the following list shows the types of wastes
that might become relevant to hazardous waste management regulations in different Member
States. The scale of these impacts cannot be quantified due to lack of information
Impacts on professional users of cosmetic products would depend on whether SCCS (re-)approves
the use of TiO2 in cosmetic formulations. In addition, waste management of waste packaging that
contains TiO2 residues may be classified as hazardous and its handling might need to change.
Social impacts
Employment impacts
A discussion on the overall effects on employment across the EEA cannot be provided due to the
lack of specific information. The scale of any impacts would depend on whether the SCCS (re-
)approves the continued use of TiO2 in cosmetic formulations.
The Carc Cat 2 harmonised classification for TiO2 could have notable impacts on consumer choice
and welfare if it affected industry’s ability (or willingness) to use the product. The following
potential impacts should be noted:
• Loss of certain types of consumer products from the market: a restriction on the use of TiO2
would have an impact on the market availability of product variants used by consumers on a
daily basis, e.g. skin care products, toothpaste, make-up products (foundation, eye shadow,
depilatory products, etc.);
• Increased cost and loss of technical performance: replacements for TiO2, if available, could
make products costlier, e.g. due to increased manufacturing costs, increased ingredient costs
and higher dosage levels. For example, in sunscreens, TiO2 can be replaced by ZnO but the two
substances are different in terms of efficiency (and ZnO is a substance with an unfavourable
ecotoxicity hazard profile). Sunscreens would require increased UV filter dosages thus their
formulations would cost more, and would be undesirably whiter on the skin (in comparison to
nano-scale TiO2). Furthermore, alternative pearlescent pigments may not be available;
• Loss of consumer satisfaction: without TiO2 as a whitening pigment, make-up products and
other cosmetics would be less efficient and/or appealing for consumers; and
• Adverse impacts on public health: an important application of TiO2 is its use as a UV filter to
protect the public from skin cancer following exposure to the sun. Two mineral UV filters are
authorised under the Cosmetic Products Regulation: TiO2 and ZnO. ZnO contributes mainly to
UVA protection and has a relatively low performance against UVB radiation whilst TiO2 provides
UVB protection which is a major contributor to high Sun Protection Factor (SPF) products73.
73
Commission Recommendation 2006/647/EC notes that UVB radiation is the main contributor to increased
cancer risk, although, the risk generated through UVA radiation cannot be neglected. Furthermore, UVA
radiation is cause of premature ageing of the skin. Sunscreen products should contain both UVB and UVA
Whilst any restriction on the use of TiO2 in cosmetic products would apply equally to EEA-made and
non-EEA-made cosmetics placed on the EEA market, the EEA cosmetics industry is a major exporting
force and the proposed classification would cause increased manufacturing costs and thus loss of
competitiveness on the global level.
In case of classification of TiO2, there would be detrimental competitive effects in all cases. Even if
an exemption was granted and the use of TiO2 was allowed to continue EEA-based cosmetics
manufacturers would be disadvantaged because importers who manufacture outside of the EEA
area could manufacture their products at a lower cost.
In the longer-term, since many jurisdictions globally follow directly or indirectly the EEA Cosmetic
Products Regulation for products placed on their markets, any restriction in the EEA might eventually
result in similar action (and thereby loss of business, but also a more level playing field) elsewhere.
4.4.6 Elastomers
Limited information is available on the use of TiO2 in rubber products. In general terms, the
classification might increase some production costs (worker protection) but the incentive to
substitute TiO2 would be weak, particularly as the rubber industry does not supply formulations to
the general public. Where TiO2 is used as a pigment in non-black/coloured rubber components
(General rubber goods (GRG)), it would be difficult to identify a technically equivalent pigment. On
the other hand, tyres with white sidewalls containing TiO2 pigment could be replaced by tyres with
black sidewalls without any loss of performance. For other rubber applications where TiO2 is used as
a filler (e.g. in food-contact rubber articles for repeated use) the socio-economic importance of the
substance is unclear and thus impacts from its substitution cannot be described.
In terms of waste management, the relevant sub-chapters of the LoW would appear to be 07 02
Wastes from the MFSU of plastics, synthetic rubber and man-made fibres and 07 07 Wastes from the
MFSU of fine chemicals and chemical products not otherwise specified. Relevant ‘mirror entries’
could include those relevant to sludges containing hazardous substances (07 02 11*and 07 07 11*),
07 02 14* Wastes from additives containing hazardous substances and 07 02 16* Wastes containing
hazardous silicones. TiO2 packaging would also become hazardous waste, depending on the level of
residue in it, under entry 15 01 10* Packaging containing residues of or contaminated by hazardous
substances. On the other hand, rubber waste arising from the mechanical treatment of waste (for
protection. An increased sun protection factor (i.e. mainly UVB protection) should include an increase in
the UVA protection as well. Therefore, the protection against UVA and UVB radiation should be related.
The socio-economic parameters of rubber applications for TiO2 are not known, although it is
understood that the majority of GRG manufacturers are SMEs (>95%).
The key economic parameters of the use of TiO2 are summarised below.
Importance of the TiO2 finds wide application in the pigments and pigments preparation
application sector, e.g. for both organic and inorganic pigments (including effect
pigments/pearlescent pigments) as constituent and for finishing and
coating (VdMi, 2016). Pigments and pigment formulations are the
basis of colouring a wide range of products: paints, coatings, plastics,
ceramics, rubber, etc. TiO2 is also used as a raw material for the
synthesis of Complex Inorganic Coloured Pigments (CICPs), which are
used widely in the ceramic sector and the plastics sector. For CICPs
in particular specific market descriptors are available and are
presented below. It should be noted that some pigment-related
discussion may appear elsewhere in this section (e.g. artists’ colours
are discussed under inks).
Estimated TiO2 tonnage Data encompassing all pigments are not available. Pigments and
used preparations are ultimately used in the other applications discussed
here and thus are considered under their respective applications.
Estimated tonnage of As above, all-encompassing data are not available although for CICPs
products that contain TiO2 a specific estimate of 11 ktonnes/y is available. The volume of
pigments/formulations produced by manufacturers who have
provided information to the questionnaire on the potential impacts
from the originally proposed Carc Cat 1B harmonised classification is
in the range of tens of thousands of tonnes.
Number of stakeholders that <10, including the industry associations Eurocolour, VdMi (Germany),
participated in consultation and a REACH Consortium but several pigment manufacturers may be
included under other applications below.
Locations of stakeholders Not provided here due to small number of participants. As regards
that participated in CICP manufacturers, these are located in Germany, Italy, the
consultation Netherlands, Spain and the UK with the most important
manufacturers being located in Spain and Italy. Manufacturers of
other ceramic pigments can be found in (at least) Belgium, Germany,
Italy, the Netherlands, Poland, Portugal and Spain.
Employment in the sector Eurocolour members have a total of 23,000 employees in Europe.
CICP manufacturers have a workforce of 2,000 employees.
Relevant legislation
Table 4–19 summarises the legislation that would be of relevance to the use of TiO2 in pigments
applications in the EEA, after the adoption of a Carc Cat 2 harmonised classification. Additional
detail is available in Annex 1. The table distinguishes between the manufacture of pigments and
their downstream consumption.
Table 4–19: Relevance of different regulatory instruments and voluntary initiatives to pigments
applications of TiO2 following a harmonised classification of Carc Cat 2 by inhalation
Relevant legislation Relevant to pigment manufacture Relevant to pigment use
CLP Yes Yes
Carcinogens and Mutagens at Work No No
Waste Framework Potentially Potentially
Industrial Emissions Potentially Potentially
REACH No Article 31 only
Cosmetics No Yes
Toy Safety No Yes
Food Contact Materials No Yes
Food Additives No Yes
Medicinal Products No Potentially
Construction Products No Potentially
Biocides No No
Medical devices No No
RoHS No Potentially
Tobacco additives No Potentially
The focus here is on pigment manufacturers. Impacts on downstream users of pigments (e.g. paint
manufacturers, plastic masterbatch manufactures, etc.) are examined elsewhere in this document.
A Carc Cat 2 harmonised classification would have the following impacts on the ability of EEA-based
pigment manufacturers to use TiO2:
• Company policies and process and product requirements: for some companies the
classification of a raw material as a suspected carcinogen could give an incentive to discontinue
its use. Also, there are products that have been marketed as alternatives to pigments bearing
hazardous properties (e.g. chrome-based pigments) and as such the use of a raw material
classified as a suspected carcinogen could make such products unmarketable; and
• Customer perceptions: the Carc Cat 2 harmonised classification would result in pigment
formulations being similarly classified and being stigmatised irrespective of the risk of exposure.
This would disincentivise downstream users from using them as they would also need to take
measures for the control of the exposure of their workers to TiO2. Beyond emotional responses
to the presence of a Carc Cat 2 substance, customers may also need to adhere to Restricted
Substance Lists, particularly in the case of manufacturing consumer products, and thus would
avoid using TiO2-based pigments to prevent any negative impact on their reputation.
There are several implications of a harmonised Carc Cat 2 classification which could increase the
manufacturing costs and thus impact the profitability of EEA-based pigment manufacturers,
including:
• Cost of reformulation to substitute TiO2: pigment and pigment preparation manufacturers may
be able to reformulate their products; however, this would be at the expense of performance,
the loss of variety of colour and functionality and at a considerable cost. Some past attempts to
implement alternatives have been unsuccessful; for example, alternatives have shown poor
brilliance of fluorescent colours. Some manufacturers, however, may be forced to reformulate
as their internal policies may prevent them from using a suspected carcinogen, even if its
performance cannot be matched by the available alternatives. No alternative for TiO2 is
available for the pearlescent pigments (specific properties mandatory for the expected
properties and performance profile). Neither is any alternative available for TiO2 as a raw
material for the synthesis of CICP (VdMi, 2016b).
Some estimates on the costs of reformulation have been provided and these would clearly
depend on the number and variability of the affected products. For instance, for one pigment
manufacturer, the cost would be ca. €200 per formulation and considering the number of
formulations affected (more than 20,000 formulations for synthetic resins and plastics), the total
cost could exceed €4 million. Another manufacturer expects a reformulation cost in the range
of €50,000-100,000. These costs would consume funds intended for other planned R&D and for
supporting regulatory-driven initiatives aimed at reducing or eliminating other molecules with
well-characterised and more widespread risks.
As detailed in Annex 2, known alternatives are much less efficient and thus would require higher
loadings to achieve the necessary opacity with negative impacts on cost, technical quality and
effectiveness, and ultimately the competitiveness, of the product;
• Compliance with waste management regulations: as previously discussed, TiO2 packaging that
contains residues at a level above 1.0% would be classified as hazardous. Some information on
wastes generated during the manufacture of pigments is shown in the table below based on a
Table 4–20: Relevant waste streams for the use of TiO2 in pigments manufacture
Process Type of Waste entry in Typical Example
Is TiO2 Current waste
generating waste LoW TiO2 volume
inhalable? management
waste content generated*
Manufacture Pigment 16 03 04 From <1% 400 t/y Yes Non-hazardous
of pigment waste Inorganic to >>1% Landfilling
preparations wastes other
than those
mentioned in
16 03 03
(‘mirror non-
hazardous’)
Air 08 02 01 >1% 20 t/y Yes Non-hazardous
extraction Waste coating
filter waste powders
(‘absolute non-
hazardous’)
* data based on individual responses to questionnaire
Social impacts
Employment impacts
Quantified estimates across the pigment manufacturing industry cannot be provided due to the
relatively small number of companies that have contributed information by means of a completed
questionnaire. However, among those companies that have responded and on the assumption that
a Carc Cat 1B harmonised classification might be introduced, estimates of potential job losses ranged
between zero and 25% of their workforce. Any job losses under a less severe Carc Cat 2 harmonised
classification would arguably be more modest.
Pigments and pigment preparations are generally not sold to consumers (with some exceptions,
such as artists’ colours and the like which are considered in Section 4.3.4). Impacts may arise in
relation to the use of consumer products that contain TiO2-based pigments but these are discussed
under the other sector-specific applications presented elsewhere in this report.
EEA-based pigment manufacturers (and their customers) would see their products (a) perform
worse, and (b) cost more to manufacture, if reformulated to eliminate TiO2. The majority of
products are tailor-made, are developed for specific applications and are approved by customers.
New formulations would not hold approvals and would need to be tested and qualified by
customers. This would require time and be costly. Exports of EEA-made pigments would become
less competitive as non-EEA manufacturers supplying non-EEA markets would not need to declare or
be restricted by their continued use of TiO2.
If processed TiO2 (e.g. masterbatches in which TiO2 is inaccessible inside the plastic matrix) were
freely imported, the European downstream users (e.g. producer of masterbatches, pigment
preparations) would be confronted with a competitive disadvantage in the home market as well.
Under these circumstances the production of intermediates with TiO2 contents above 1.0% by
weight as well as the manufacture of finished products outside the EEA might become more
appealing.
Within the EEA, SMEs would likely be disadvantaged vis-à-vis their larger counterparts because of
limited capabilities (R&D, marketing, equipment) in order to protect their workers and formulate
feasible alternatives. Large companies with wide ranges of products would be better placed to cope
with a loss of TiO2-containing products compared to smaller businesses which concentrate on a
smaller product portfolio.
4.4.8 Ceramics
Key market descriptors
The key economic parameters of the use of TiO2 are summarised below.
Importance of the TiO2 finds wide application in the ceramics sector at different levels
application of the supply chain:
Estimated TiO2 tonnage Low – less than 1% of total consumption. In the enamel industry, ca.
used 1,000 t/y are used (Cerame-Unie, 2016).
74
Frits are ceramic compositions that have been fused in a special fusing oven, quenched to form a glass, and
granulated. Frits form an important part of the batches used in compounding enamels and ceramic glazes.
TiO2 is added to frits for opacity and to achieve the intended mechanical resistance of the glazed article.
Number of stakeholders that 10-25, including two industry associations and a REACH Consortium.
participated in consultation
Table 4–21 summarises the legislation that would be of relevance to the use of TiO2 in ceramics
applications in the EEA, after the adoption of a Carc Cat 2 harmonised classification. Additional
detail is available in Annex 1.
Table 4–21: Relevance of different regulatory instruments and voluntary initiatives to ceramics (frits,
enamels, tiles, consumer ceramics) applications of TiO2 following a harmonised classification of Carc Cat 2
by inhalation
Relevant legislation Relevant to ceramics
CLP Yes
Carcinogens and Mutagens at Work No
Waste Framework Potentially
Industrial Emissions Potentially
REACH No
Cosmetics No
Toy Safety No
Food Contact Materials Yes
Food Additives No
Medicinal Products No
Construction Products Potentially
Biocides No
Medical devices No
RoHS Potentially
Tobacco additives No
Impacts on the ability of the ceramics industry to use TiO2 and TiO2-containing materials from a Carc
Cat 2 harmonised classification can be summarised as follows:
• TiO2 impurities in raw materials: a Carc Cat 2 harmonised classification would not cause
particular concerns over TiO2 impurities in key raw materials, as its presence is generally at levels
below 1.0%. This would not be the case with a Carc Cat 1B classification because minerals such
as kaolin, ball clays, vermiculite, refractory materials and zircon which contain TiO2 impurities
above 0.1% wt. are raw materials relevant to the ceramics industry75;
• Market and consumer perceptions: due to the presence of TiO2 as an impurity in key raw
materials, nearly every “classic” ceramic product (or body preparation) such as tableware,
sanitaryware, tiles, bricks, roof tiles, clay pipes, etc. contains a certain (low) amount of TiO2.
Theoretically, some market losses could be expected on account of the customers’ and end
consumers’ reaction to the presence of a suspected carcinogen in ceramic products; this could
75
The main European trade association, Cerame-Unie, had undertaken an in-depth analysis of the issue of
TiO2 impurities. If one considers the classic composition used for the production of porcelain stoneware,
comprising up to 18% of china clay (kaolin) and 32% of plastic clay with a relative content of TiO2 impurities
of 0.3% and 0.5%75 which leads to a total amount of TiO2 in the final product of 0.21%. Considering all the
other raw materials used such as feldspar, quartz and talc, it can be estimated that the total TiO2 content
ranges between 0.163% - 0.375%, i.e. above 0.1% (Cerame-Unie, 2017).
• Regulatory requirements: as far as food contact materials and articles are concerned, Section
4.4.3 has discussed the implications of the existing harmonised and non-harmonised EEA and
national legislation on the use/presence of carcinogenic substances in food contact materials.
The proposed classification for TiO2 could have adverse effects on the marketing of ceramic and
enamelled articles that are used for food contact.
There are several implications of a harmonised Carc Cat 2 classification which could increase the
manufacturing costs and thus impact the profitability of EEA-based fibre manufacturers, including:
• Cost of reformulation to eliminate TiO2: possibilities for reformulation are non-existent for
good reasons:
− TiO2 is an impurity in the main raw materials used by ceramics manufacturers; and
− Where used intentionally, TiO2 is an indispensable component of frits and thereafter the
glazes and enamels manufactured. It is important to note the close links of these
applications to the manufacture of inorganic pigments which are used in the
pigmentation of ceramic structures; and
• Compliance with waste management regulations: no information has been collected from
consultation. In general, the harmonised classification could increase the cost of waste
management for ceramics manufacturers as some types of waste generated during the
manufacturing phase might be classified as hazardous. Some potentially relevant waste types
include:
However, given that raw materials typical contain TiO2 impurities in concentrations below 1.0%
by weight, waste management implications would likely be limited.
The above discussion on impacts covers adequately the entirety of the supply chain for ceramics
with the exception of consumers (discussed further below).
Social impacts
Employment impacts
It is not possible to provide a specific estimate on job losses. The number of jobs could be at risk as
a result of lost competitiveness would be notably lower than for a Carc Cat 1B classification.
Although in principle use of TiO2 would be allowed to continue in the EEA, the proposed
classification would make the use of the substance costlier in the EEA. From a more theoretical
perspective, complete loss of TiO2-containing ceramic products from the consumer market could
have adverse consequences:
• The available range of colours would diminish. TiO2 allows tile manufacturers to transform the
clay body into a white colour. This either allows the product to be white or means that it can be
other light colours (white, yellow, metallic, grey, etc.). Alternative pigments cannot achieve the
same colouring; ceramic tiles coloured with orange pigments and with a characteristic brown
tonality would disappear; and
• The range of available tile products would be affected. Certain roof tiles/bricks could no longer
be produced. It would no longer be possible to manufacture enamelled hot water tanks/boilers
(N.B. ca. 90% of all hot water tanks used in Europe are enamelled hot water tanks). Without
TiO2-containing enamels, it would no longer be possible to manufacture enamelled cookware or
enamelled steel/cast iron sanitary ware. Replacement of enamelled hot water tanks with
stainless steel ones would not be affordable.
Competitiveness impacts
Based on available information, impacts on the competitiveness of EEA-based operators would likely
be limited as the increases to manufacturing costs are expected to be modest. In addition, in
comparison to a Carc Cat 1B classification the incentives for relocation of production would be far
less strong.
4.4.9 Glass
Key market descriptors
The key economic parameters for the use of TiO2 are summarised below.
Estimated tonnage of products No data specific to TiO2. More generally, in 2016, the EU-28
that contain TiO2 glass production reached a volume of 34.5 million tonnes of
which 956,000 tonnes were special glass76.
Number of users of TiO2 70 (special glass); 1,200 glass manufacturers across the EU77.
76
Information available at: http://www.glassallianceeurope.eu/images/cont/panorama-2016-eu28_file.pdf
(accessed on 29 August 2017).
77
Information available at: http://www.glassallianceeurope.eu/images/cont/gae-leaflet-may-
2012_1_file.pdf (accessed on 20 October 2016).
Locations of stakeholders that Brussels (but with members from Austria, Bulgaria, France,
participated in consultation Germany and the UK using TiO2 or TiO2-based products).
Employment in the sector No data specific to TiO2 use. More generally, the EU-28 glass
industry employs about 185,000 people (incl. processors)78.
Relevant legislation
Table 4–22 summarises the legislation that would be of relevance to the use of TiO2 in glass
applications in the EEA, after the adoption of a Carc Cat 2 harmonised classification. Additional
detail is available in Annex 1.
Table 4–22: Relevance of different regulatory instruments and voluntary initiatives to glass applications of
TiO2 following a harmonised classification of Carc Cat 2 by inhalation
Relevant legislation Relevant to glass
CLP Yes
Carcinogens and Mutagens at Work No
Waste Framework Potentially
Industrial Emissions Potentially
REACH No
Cosmetics No
Toy Safety No
Food Contact Materials Yes
Food Additives No
Medicinal Products No
Construction Products No
Biocides No
Medical devices No
RoHS Potentially
Tobacco additives No
Due to the absence of regulation that directly affects the use of Carc Cat 2 substances in the
manufacture of glass products, adverse impacts from the harmonised classification of TiO2 would be
low and probably limited to a potential tightening of occupational exposure measures. Glass articles
do not contain TiO2 per se; as such no adverse reaction of consumers might be expected. Such
impacts are not possible to define with any degree of accuracy.
Similarly, due to the absence of TiO2 in glass articles, the Carc Cat 2 harmonised classification would
not have implications for the management of waste glass, but might affect waste generated during
glass manufacture, for example wastes falling under the following LoW entries:
78
Information available at: http://www.glassallianceeurope.eu/en/industries (accessed on 20 October 2016).
Reformulation to eliminate or reduce TiO2 presence would not be possible in glass products if the
same properties are required. TiO2 is not substitutable as a raw material, be it for glass manufacture
or decoration, because its use is essential to achieve a certain optical quality/property of the glass
which cannot be achieved otherwise. If a suitable substitute could be found (this is very unlikely),
the reformulation would be associated with costs far higher than the compliance costs.
Furthermore, even if an alternative to TiO2 use could be found, the formulation change may for
instance result in damage to the mould or require larger tubes. In other words, substitution would
not only be a matter of a new composition.
Social impacts
Employment impacts
TiO2-based glass offers significant health benefits – medical/public health protection, drug safety
(inertness of medical drug containers), eye protection and visual correction, high end medical
applications that save lives. However, if manufacture of these products in the EEA would be affected
as a result of the repercussions of the Carc Cat 2 harmonised classification for TiO2, they would be
imported as finished articles from outside the EEA and consequently consumers would still have
access to them.
If consumers still wished to buy EEA-made products which did not contain TiO2, they would be
forced to buy:
Manufacturing costs for EEA-based glass manufacturers could somewhat increase as a result of the
Carc Cat 2 harmonised classification for TiO2 but loss of competitiveness vis-à-vis their non-EEA
counterparts would likely be limited.
Information available is limited to dental restoration products. The Federation of the European
Dental Industry (FIDE) represents nearly 600 companies located in Austria, Belgium, Denmark,
The volumes of TiO2-based products manufactured range from a few hundred kilograms to 100
tonnes per company per year.
In addition, most devices contain small amounts of TiO2 as pigment in plastic parts, as discussed
above.
Relevant legislation
Table 4–23 summarises the legislation that would be of relevance to the use of TiO2 in medical
device applications in the EEA, after the adoption of a Carc Cat 2 harmonised classification.
Additional detail is available in Annex 1.
Table 4–23: Relevance of different regulatory instruments and voluntary initiatives to medical devices
(dental restoration materials) applications of TiO2 following a harmonised classification of Carc Cat 2 by
inhalation
Relevant legislation Relevant to medical devices
CLP Only in receiving and handling raw materials
Carcinogens and Mutagens at Work No
Waste Framework Potentially
Industrial Emissions Potentially
REACH Potentially
Cosmetics No
Toy Safety No
Food Contact Materials No
Food Additives No
Medicinal Products No
Construction Products No
Biocides No
Medical devices No
RoHS Potentially
Tobacco additives No
A Carc Cat 2 harmonised classification would have the following impacts on the ability of EEA-based
medical devices manufacturers to use TiO2 and place on the market TiO2-containing devices:
• Restrictions under the new Medical Devices Regulation: as opposed to CMR Cat 1A and 1B
substances, the new Medical Devices Regulation (EU) 2017/745 does not include any
concentration limit or labelling requirement for devices containing a Carc Cat 2 substance. As
such, the Regulation would not restrict the use of TiO2;
• Patient perceptions and market pressures: without labelling, the average patient would not
become immediately aware of the presence of TiO2 in the medical devices needed for his or her
treatment. As such, it would be unlikely that negative perceptions might develop. However,
In addition, medical devices are not excluded from the requirements of the REACH Regulation.
Substances and mixtures which are used in medical devices are comprehensively under an
obligation to be registered and approved as appropriate. Medical devices are only exempted
from REACH Title IV (Information in the Supply Chain) if they are used invasively or used in direct
physical contact with the human body. This means that medical devices, such as dental fillings,
that are introduced directly into the tooth by the dentist are exempted from REACH Title IV;
however, Title IV would apply if the medical device is processed by a dental technician before
application on the patient. This implies a lot of work without additional benefit for the patients
(German Medicines Manufacturers Association, 2016) and could potentially lead to reluctance to
use TiO2-containing materials.
Cost of substitution of TiO2: although the Medical Devices Regulation would not require or instigate
the substitution of TiO2 from medical devices, the Carc Cat 2 harmonised classification would
encourage manufacturers of devices to seek alternatives. Whilst information for a variety of devices
containing TiO2 is not available, by way of example, substitution of TiO2 in dental restoration
products is discussed here.
In the field of dental restoration products, the replacement of TiO2 by another white pigment is not
feasible, because alternatives either do not achieve the same shading effect or must be used in
much higher concentrations, which could affect the performance of the product or result in
undesired toxicological effects compromising the biocompatibility of the products (German
Medicines Manufacturers Association, 2016). Some alternative white pigments are hazardous (e.g.
ZnO in respect of the aquatic environment) or show similar inhalation hazards as TiO2, based on their
particle size.
Due to their poor refractive indices, the loading of the alternatives would probably increase by a
factor of 10-100 in comparison to TiO2. This would consequently mean the use of a lower polymer
loading. This change to the formulation would lead to significant changes to the physical properties
of the materials to the extent that they would no longer meet the existing requirements.
In practice, without TiO2, the aesthetic restorative treatment would no longer be feasible in Europe
because TiO2 is an essential basic element for the colour scheme and the adjustment of translucency
and opacity of the materials. The result would be that essential materials could no longer be
produced. This would result in the complete re-development of many products involving significant
effort:
• Performance and aesthetics of products would need to be maintained and verified. TiO2
safeguards the stability and hygienic properties of the products and for dental impression
materials helps make the impressions scannable (e.g. allows the easy scanning of impressions in
the digital workflow for producing indirect restorations);
• The shelf-life of products would need to be verified (this step alone can take several years);
• Possibly clinical evaluations (including clinical studies) would be needed. These re-evaluations
would be needed to verify the fulfilment of essential requirements of the Medical Devices
Directive to prepare a new declaration of conformity (EC marking).
Only after all these activities could reformulated products be brought onto the market to replace the
existing product portfolio in the EEA. As there are many products that would be affected, the
aforementioned activities would take years and be accompanied by significant costs for each
product. Finally, the replacement of TiO2 would require re-registrations in some non-EEA countries
which could take additional years and lead to additional high costs.
Overall, substitution of TiO2 in dental impression materials, particularly in the absence of direct
regulatory pressure towards it, would not be a feasible proposition.
Compliance with waste management regulations: waste management legislation would appear to
have limited impact. The only ‘mirror’ entries that are of relevance to the provision of healthcare to
humans are 18 01 06* and 18 02 05* Chemicals consisting of or containing hazardous substances, in
addition to TiO2 packaging that might be classified as hazardous waste. For dental care, waste such
as amalgam is already classified as ‘absolute hazardous’.
Social impacts
Employment impacts
Given the limited envisaged effects, no discernible effect on employment in the EEA can be
envisaged following the introduction of the Carc Cat 2 harmonised classification for TiO2.
Following from the above, the Carc Cat 2 harmonised classification would neither confer any
improvement to the protection of consumer (patient) health nor provide sufficient incentive for
substitution of TiO2 in medical devices. Its continued use, however, could cause confusion and
uncertainty among patients and might lead to a refusal of products containing TiO2.
Due to the absence of discernible adverse impacts on the current users of TiO2, issues of
competitiveness and competition would be of limited relevance. However, any attempt to
substitute TiO2 by EEA-based companies could generate significant administrative burden and costs
and would impact upon their competitiveness.
4.4.11 Detergents
As noted in Section 3.4.17, TiO2 is present in certain detergent products at levels below 1% (with the
vast majority being <0.1%). As such a Carc Cat 2 harmonised classification would have a limited
79
Standard on the biological evaluation of medical devices.
80
Standard on the evaluation of biocompatibility of medical devices used in dentistry.
Similarly, waste management implications are unlikely to arise. In a single questionnaire response
received, the presence of TiO2 in waste from the manufacture of solid rim blocks is discussed. Due
to its presence in concentrations below 1.0%, the Carc Cat 2 harmonised classification would not
impact upon the disposal of associated waste.
4.4.12 Biocides
JMAC Composite is the reaction mass of TiO2 and silver chloride and is a preservative active with
antimicrobial properties that reduces the spread of bacteria over the long term. It is claimed to have
low toxicity, non-sensitising performance and very low environmental impact. JMAC meets EU
Ecolabel standards for use in paints and coatings (Clariant, 2016).
Manufacturers of paints and coatings benefit from easy and economical formulation. The JMAC
biocides are effective at very small ppm addition levels and offer low viscosity liquid dispersion. Safe
handling is assured through the non-flammable and non-corrosive nature of JMAC (Clariant, 2016).
For in-can preservation, the excellent thermal and pH stability of JMAC biocides means they can be
used in a wide range of industrial applications, such as polymer emulsions, paints, sealants and
adhesives (Clariant, 2016). The product supports sustainable consumption of consumer products.
The Biocidal Products Regulation does not restrict the use of Carc Cat 2 substance. Therefore,
overall impacts on this sector from the harmonised classification would be very limited with the
exception of:
• Market losses arising in relation to ecolabelling schemes (TiO2-containing paints could not
qualify for any known ecolabel); and
• Cost increases associated with waste management requirements (‘mirror’ entries in the LoW
relating to chemical manufacture and waste packaging for TiO2) and, potentially, though the
introduction of stricter controls on occupational exposure to TiO2.
There are also several cost elements that would arise on which limited reliable information is
currently available across the range of TiO2’s applications, for instance:
• Role of user and consumer perceptions: the classification of a key raw material like TiO2 as a
suspected carcinogen will unavoidably change perceptions of safety among the users of the
substance. Most crucially, many formulations and articles that contain significant
concentrations of TiO2 are placed on the consumer market and in the case of formulations will
be accompanied by labels that include alarming pictograms and hazard statements. Moreover,
products that contain the substance may be ingested (food, pharmaceuticals, nutraceuticals),
may come in contact with food (food contact materials) or come in contact with (textiles) or be
applied to the skin (cosmetics). Irrespective of the harmonised classification being specific to
the inhalation route and the lack of/very low inhalation exposure probabilities, consumers
would certainly develop very negative perceptions over the safety of all these products.
However, it is difficult to estimate with certainty how this would translate into market losses,
product withdrawals, reformulation attempts and costs;
• Probabilities of securing exemptions: exemptions from restrictions could be obtained for the
uses of TiO2 in toys and cosmetics. In addition, the review of existing approvals in the field of
food additives and pharmaceuticals might confirm the substance as being safe. This, whilst
some impacts might initially appear severe, mitigating action might be taken to moderate them;
• Changes to the cost of disposal of TiO2-containing waste: this report explains the types of TiO2-
containing wastes that are generated during the downstream uses of the substance and which
might be classified as hazardous. Yet, the information available is limited, mostly qualitative and
cannot be extrapolated to cover entire industry sectors. It is worth noting however an
important statistic from Cefic which suggests that classification of a waste as hazardous
increases the cost of its management by a factor of 2-3; and
• The cost of reformulation of products that contain TiO2: in some cases, some estimates have
been provided for different applications, but the cost in each sector and across sectors cannot
be estimated as the need for reformulation may vary across sectors and would depend on
whether certain exemptions can be secured or not (in toys, cosmetics, foods, pharmaceuticals).
In addition, in some cases, for example pharmaceuticals, reformulation would also result in
applications for variations to existing marketing authorisations. These could be accompanied by
a substantial cost which cannot be estimated at present;
Overall, there is significant uncertainty over the monetised scale of the impacts arising among
downstream users of TiO2 from a Carc Cat 2 harmonised classification. However, this cannot prevent
us from reaching some clear, general conclusions:
• The value of markets that could be affected would be very large. The combined estimated value
of paints, coatings, construction products, inks, plastics, fibres and wallcoverings that contain
TiO2 exceeds €300 billion. The value of downstream markets is a multiple of this. For paints and
coatings for instance, it can be estimated that downstream markets could be 50 times larger in
value;
• The number of workers whose employment might be affected is also large. Information
available for paints, coatings, construction products, plastics, wallcoverings, pigments, fibres and
cosmetics suggest an overall employment of over 2 million workers involved in the
manufacturing of formulations and articles that contain TiO2. Further downstream, the number
of workers handling and using these formulations and articles becomes considerably larger: an
estimated 1 million workers might use TiO2-containing paints and coatings and 4.5 million
workers are using plastics containing TiO2;
• Consumer uses would be particularly affected with potential impacts arising for toys, cosmetics,
food, food contact materials, pharmaceuticals as well as ecolabelled products (mostly paints and
inks). If consumers opted to avoid using DIY products, the cost of renovation and maintenance
of properties would significantly increase. The presence of a suspected carcinogen in a
multitude of products found in homes, offices, shops, vehicles, food and its packaging,
pharmaceuticals, cosmetics, medical devices, toys, magazines, detergents etc. could cause
significant market upset, changes in aesthetics, increased costs and ultimately a great source of
confusion and concern over exposure to TiO2 (which in most cases is minimal or non-existent);
and
• Industrial processes that involve TiO2 would become costlier in the EEA because of an increase in
waste management costs (and possible loss of recycling opportunities). Unilaterally classifying a
substance as ubiquitous as TiO2 as a suspected carcinogen would undermine the
competitiveness of the EEA industry.
Impacts on the consumer markets are shown in Table 4–25 and would be defined by:
• Restrictions under EU-wide sectoral legislation and potential for securing exemptions and
derogations: the proposed classification could cause the removal from the market of several
products intended for use by consumers as a result of specific (sectoral) legislation on cosmetics
and toys, or through the re-evaluation of authorised uses in fields such as food, food contact
materials and pharmaceuticals. In some cases, industry might be in a position to secure a
derogation or exemption. It may be assumed that in some cases (food and pharmaceuticals) the
absence of approved alternatives and of any/significant inhalation exposure might favour
continued use. In other cases (cosmetics), securing an exemption might be more challenging
(but less burdensome than under a Carc Cat 1B hazard classification);
Loss of competitiveness
Administrative burden
Overall impact
Reformulation costs
Economies of scale
Market losses Cost increases
Product labelling
Share of
% of total consumer use in
Application EEA TiO2 each application
area demand* area
Paints & 53% in 56% of F Alarming labelling of Costly and technically Significant impact
coatings total architectural**, consumer products Loss infeasible reformulation
36%: i.e. 20% of total of ecolabels Waste management Market loss
architectur demand No use in toys Loss of economies of assumptions:
al 80-90% of DIY paints scale Consumer losses: 25%
17%: potentially affected*** Ind/prof losses: 10%
industrial Potential FCM impacts
Plastics 25% 60-70%, A Consumer and user Costly and technically Moderate impact
i.e. 15-18% of perceptions (but no infeasible reformulation
total demand labelling) over the safety Waste management Market loss
of packaging of (recycling issues) assumptions:
cosmetics, personal care Consumer losses: 10%
products, food, Ind/prof losses: 5%
pharmaceuticals
Possible impacts on
recycling of post-
consumer waste
Paper and 12% Ultimately, 100% A Consumer and user Costly and technically Low impact
wallcoverings Wallcoverings: perceptions (but no infeasible reformulation
80% labelling) re: wallpaper, Waste management Market loss
flooring, furniture, assumptions:
doors, walls, printed Consumer losses: 5%
paper Ind/prof losses: N/A
No use in toys
Potential FCM impacts
Loss of competitiveness
Administrative burden
Overall impact
Reformulation costs
Economies of scale
Market losses Cost increases
Product labelling
Share of
% of total consumer use in
Application EEA TiO2 each application
area demand* area
Inks 4% Probably <50% in F/A Alarming labelling of Costly and technically Significant impact
the form of consumer products infeasible reformulation
consumer inks, No use in toys Waste management Market loss
toner, recreation No use in cosmetics Loss of economies of assumptions:
and school (unless SCCS approval) scales Consumer losses: 25%
colours, Potential FCM impacts Ind/prof losses: 10%
correction fluids
Construction Included Included above F/A See paints & coatings See paints & coatings Significant impact
products above above above Included above
Fibres 0-1% Unknown; A Consumer perceptions - Costly and technically Moderate impact
significant use in most man-made fibres infeasible reformulation
textiles come into contact with Waste management and Market loss
consumers in everyday loss of recycling/reuse assumptions:
life (this includes opportunities Consumer losses: 5%
clothing, underwear, Ind/prof losses: 5%
sports clothing, etc.)
Restrictions under Toy
Safety Directive.
Criteria of OEKO-TEX®
scheme no longer met
Catalysts 1% No - Limited Low – waste Low impact
management (?)
Market loss
assumptions:
Consumer losses: N/A
Ind/prof losses: 2.5%
Loss of competitiveness
Administrative burden
Overall impact
Reformulation costs
Economies of scale
Market losses Cost increases
Product labelling
Share of
% of total consumer use in
Application EEA TiO2 each application
area demand* area
Food, feed 0-1% 100% Food Very negative consumer Low Significant impact
and food (food) perceptions over
contact (food digesting a suspected Market loss
materials contact carcinogen assumptions:
materials Use of TiO2 would be Consumer losses: 25%
also challenged but an Ind/prof losses: N/A
included exemption for food
elsewhere, could probably be
e.g. secured
coatings, FCM Potential impacts under Costly and technically
plastics, national legislation infeasible reformulation
paper, implementing
inks, CoE/EDQM Resolutions.
ceramics) Any EFSA review could
have repercussions.
CEPE Code of Practice (if
Negative consumer
perceptions
Loss of competitiveness
Administrative burden
Overall impact
Reformulation costs
Economies of scale
Market losses Cost increases
Product labelling
Share of
% of total consumer use in
Application EEA TiO2 each application
area demand* area
Pharmaceu- 0-1% 100% Medi- Very negative consumer Significant cost of Significant impact
ticals cines perceptions over reformulation
digesting a suspected Market loss
carcinogen assumptions:
Use of TiO2 would be Consumer losses: 25%
challenged but an Ind/prof losses: N/A
exemption for food
could probably be
secured
Cosmetics 0-1% Significant, but F Cosmetics Regulation Costly and technically Significant impact
professional uses TiO2 use banned unless infeasible reformulation
also occur exemption granted (less Waste management Market loss
burdensome compared Loss of economies of assumptions:
to Carc Cat 1B) scales Consumer losses: 25%
Negative consumer Ind/prof losses: 10%
perceptions
Elastomers 0-1% Unknown but A Assumed to be limited Low Low impact
exists (general (but uncertain due to
rubber goods, lack of information) Market loss
e.g. erasers) assumptions:
Consumer losses: 5%
Ind/prof losses: 2.5%
Loss of competitiveness
Administrative burden
Overall impact
Reformulation costs
Economies of scale
Market losses Cost increases
Product labelling
Share of
% of total consumer use in
Application EEA TiO2 each application
area demand* area
Pigments/ 0-1% Yes, but in minor F/A Alarming labelling of Costly and technically Significant impact
pigment quantities consumer products (e.g. infeasible reformulation
preparations school colours) Waste management Market loss
Losses associated with assumptions:
downstream uses Consumer losses: 25%
(paints and impacts on Ind/prof losses: 10%
ecolabels, toys, FCMs,
cosmetics)
Ceramics 0-1% Industrial use of A National legislation on Low Low impact
TiO2. FCM
Ultimately some Some negative Market loss
ceramic products consumer perceptions assumptions:
are sold to Consumer losses: 5%
consumers Ind/prof losses: 2.5%
Glass 0-1% Nil. Glass articles A Assumed to be low Waste management(?) Low impact
do not contain
TiO2 Market loss
assumptions:
Consumer losses: Nil
Ind/prof losses: 2.5%
Medical 0-1% Rare use by F/A Some negative Waste management Low impact
devices consumers, but consumer perceptions
used on patients Carc Cat 2 outside the Market loss
scope of new Medical assumptions:
Devices Regulation Consumer losses: 5%
Ind/prof losses: Nil
Loss of competitiveness
Administrative burden
Overall impact
Reformulation costs
Economies of scale
Market losses Cost increases
Product labelling
Share of
% of total consumer use in
Application EEA TiO2 each application
area demand* area
Detergents 0-1% Up to 100% F Low – TiO2 Low Significant impact
concentration too low to
require hazard labelling Market loss
but negative consumer assumptions:
perceptions might Consumer losses: 5%
develop Ind/prof losses: N/A
Biocides 0-1% Unknown; F Loss due to loss of Waste management Low impact
mostly used markets for some paint
industrially products. Market loss
Carc Cat 2 substances assumptions:
outside the scope of Consumer losses: N/A
Biocidal Products Ind/prof losses: 2.5%
Regulation
* in literature sources, some of the minor applications have been identified as accounting for 1% or more of total demand. These include catalysts, textiles, enamel and rubber. There is no concrete
information that would allow such a distinction to be made so all minor applications are assumed to account for up to 1% of total EEA demand.
** this is based on the estimate that DIY uses account for €3.5 billion/y out of €6.2 billion of the total architectural coatings market (based on CEPE data)
• Restrictions under national Consumer Safety Legislation: assessing impacts under national
legislation is beyond the scope of the present project. As such, it cannot be certain what the
impacts on a national level might be, although some impacts are to be expected. By way of
example, in France a CMR 2 classified formulation has to be stored under lock (this provision
should shortly be amended to storage in a place not accessible to the public), hence such
formulations would still be stigmatised as potentially unsafe. More drastically, national
legislation implementing CoE Resolutions on additives for food contact materials could mean
that the use of TiO2 in coatings, paper/board or printing inks could come under regulatory
pressure; and
• Consumer perceptions of hazard/risk: given the ubiquity of TiO2 in all aspects of consumer,
public and personal life (food and its contact materials and packaging, medicines, medical
devices, furniture and flooring, printed material and wallpaper, ceramics and tableware, to
name only a few), and the new carcinogenicity labelling requirements that would arise, the
proposed classification would have a severe impact on consumer perception on the safety of
both formulations and articles that contain TiO2 and would significantly impact upon their sales
in the EEA. As previously noted, companies are not free to choose what they include in the
labels affixed to their products and may only label according to the CLP Regulation with any
transgression potentially leading authorities’ demands for product withdrawal.
On the other hand, and in contrast to a Carc Cat 1B hazard classification, there would be no scope
for TiO2 to be added to an Appendix of Annex XVII to the REACH Regulation which would ban the
placing on the market of mixtures for consumer use if they contained TiO2 in concentrations above
0.1% by weight.
Impacts on professional and industrial markets from the proposed hazard classification
Quantifying the impacts arising for professional and industrial downstream users is not as
straightforward because for most applications there are no specific regulatory requirements that
would restrict the use of the substance. Sections 4.3 and 4.4 of this SEA explain that impacts may
arise in a number of ways:
• Partial loss of consumer markets (for mixtures, in particular) would more generally affect
economies of scale (particularly for paints, coatings, inks and construction products
manufacture);
• Industry initiatives, though voluntary in nature, play a key role in the market acceptance of CMR
substances in certain sectors. As noted above, the CEPE voluntary Code of Practice for coatings
used in food contact materials could result in the substance being removed from coating
formulations if its authorisation was revoked by the European Food Safety Agency (EFSA);
• Some companies using TiO2 may have their own internal policies that prevent them from using
CMR substances, although it is less likely that this would be the case for a CRM Cat 2 substance
in comparison to CMR 1A/1B substances; and
An important difference between the Carc Cat 2 and Carc Cat 1B hazard classification is that the
former does not trigger obligations for employers under the Carcinogens and Mutagens Directive
2004/37/EC (including the requirement to consider alternatives to TiO2), although legislation on the
national level and a revision of SDS (following an update to TiO2’s registration dossier) may require
employers to review their compliance with worker health protection rules.
Approach to estimating the decrease in demand for titanium dioxide in the EEA
The approach taken to estimating the decrease in TiO2 demand is informed by the analysis
presented over several pages in Section 4 but out of necessity requires assumptions and a degree of
informed but subjective judgement. The steps followed are:
2. For the vast majority of the specialty applications of TiO2, demand for TiO2 is uncertain and is
assumed to be <1%. In such cases, the following assumptions are made:
a. Where only consumer or only industrial/professional use of the substance takes place,
this is assumed to account for 0.5% of total EEA demand for TiO2.
b. Where both consumer and industrial/professional use of the substance take place, each
is assumed to account for 0.25% of total EEA demand for TiO2.
3. Impacts per application area described in Table 4–25 are classified as “Significant”, “Moderate”
or “Low”. In terms of projected loss of demand this translates into the following:
4. Table 4–26 can be generated on the basis of the above assumptions. The table suggests that
over 12% of the total TiO2 demand in the EEA would be lost following the introduction of the
Carc Cat 2 harmonised classification. The large majority of this would be due to a reduction in
demand in paint manufacture
Therefore, a reasonable assumption would be that 10-15% of current total TiO2 demand in the EEA
might be lost as a result of a Carc Cat 2 hazard classification of the substance. At the same time,
given the non-existent/minimal potential for inhalation exposure by consumers, no real benefit to
consumer health would accrue. It is acknowledged that.
By way of comparison, a previous version of this report which focused on the impacts from the
originally proposed Carc Cat 1B harmonised classification had estimated that the overall loss of
demand for TiO2 would be in the range of 25-50%. It is important to note again that quantification
Table 4–26: Estimation of loss in demand for TiO2 in the EEA following the introduction of a Carc Cat 2
harmonised classification
Loss of total TiO2
Share of TiO2 Simplified share of Demand loss ratio
Application demand in EEA post-
demand TiO2 demand post-Carc Cat 2
area Carc Cat 2
C* I/P* C I/P C I/P C I/P
Paints and
20% 33% 20% 33% 25% 10% 5.00% 3.30%
coatings
Plastics 16.5% 8.5% 16.5% 8.5% 10% 5% 1.65% 0.43%
Paper 12% 0% 12% 0% 5% 0% 0.60% 0.00%
Inks <2% >2% 1% 3% 25% 10% 0.25% 0.30%
Construc- Incl. Incl. Incl. Incl.
- - - -
tion above above above above
Fibres <1% <1% 0.50% 0.50% 10% 5% 0.05% 0.03%
Catalysts 0% 1% - 1.00% - 2.5% 0.00% 0.03%
Food <1% 0% 0.50% - 25% - 0.13% 0.00%
Pharma-
<1% 0% 0.50% - 25% - 0.13% 0.00%
ceuticals
Cosmetics <1% <1% 0.25% 0.25% 25% 10% 0.06% 0.03%
Elastomers <1% <1% 0.25% 0.25% 5% 2.5% 0.01% 0.01%
Pigments <1% <1% 0.25% 0.25% 25% 5% 0.06% 0.01%
Ceramics <1% <1% 0.25% 0.25% 5% 2.5% 0.01% 0.01%
Glass <1% <1% 0.25% 0.25% 0% 2.5% 0.00% 0.01%
Medical <1% <1% 0.25% 0.25% 5% 0% 0.01% 0.00%
Detergents <1% 0% 0.50% - 5% - 0.03% 0.00%
Biocides 0% <1% - 0.50% - 2.5% 0.00% 0.01%
Total 101% Total 8.0% 4.1%
Grand total ca. 12%
* C: consumer, I/P: industrial/professional
The market price for TiO2 has varied significantly over the years. The relevant IPPC BREF Document
documents a significant decline in prices from ca. US$7,000 per tonne in 1954 to just over US$2,000
in 2002 (European Commission, 2007). In the 2000s, the price of TiO2 increased so that, in 2012,
TiO2 was sold on average at around €3,000 per tonne (or ca. US$4,000/t)81. That increase did lead
some users to explore alternatives without success (as explained later in this document). The price
of TiO2 pigments has significantly declined since 2012. Recent price data for the Chinese market
(TIZE, 2016) suggest that, at the end of 2014, the price per tonne was ca. US$2,100 or ca. €1,700 per
tonne82. In addition, in July 2016, the average price of TiO2 in the North American market was ca.
US$1.215 per lb or US$2,675 per tonne or ca. €2,400 per tonne83 with a range of US$1.18-1.25/lb
(free delivered) for smaller-volume buyers (ICIS, 2016). The latest information on the price of TiO2
suggests that prices have increased to €2,600-2,850 per tonne (ICIS, 2017). If €2,700 is assumed to
be the average price in the EEA at present84, the value of the total market in the EEA can be
estimated at 1,107,000 tonnes × €2,700 per tonne = €3 billion per year85.
81
The average exchange rate for the year 2012 was US$1 = €0.778 (based on
http://www.ukforex.co.uk/forex-tools/historical-rate-tools/historical-exchange-rates, accessed on 20
January 2017).
82
The average exchange rate for the month of December 2014 was US$1 = €0.812 (based on
http://www.ukforex.co.uk/forex-tools/historical-rate-tools/historical-exchange-rates, accessed on 20
January 2017).
83
The average exchange rate for the month of July 2016 was US$1 = €0.904 (based on
http://www.ukforex.co.uk/forex-tools/historical-rate-tools/historical-exchange-rates, accessed on 20
January 2017).
84
It has been suggested that a high price correlation can be observed between world regions. There are only
minimal price differences which reflect costs of freight and duties between regions. Price differences
between the EEA and North America are influenced by the Euro-Dollar exchange rate fluctuations
(European Commission, 2014).
85
It is worth noting that past market research had assumed a gradual increase to the value of the market
until 2020 (Market Report Company, 2015; Zion Research, 2016).
With regard to the profitability of the TiO2 manufacturing industry, some key points can be made:
• The TiO2 industry suffered a major downturn during the financial crisis in 2008-2009. It
recovered sharply in 2012 but then declined until late 2016/early 2017 when TiO2 prices started
rising;
• Data on Pre-tax Operating Income for all EEA plants for the year 2013 (generated by a third
party) have been supplied by consultees. These show relatively low levels of pre-tax income at
the time. Out of 18 plants, a minority had a negative pre-tax operating income margin and half
of all plants had a single-digit pre-tax operating income margin; and
• Since 2013, the decline has continued for several of the companies concerned (although on a per
plant basis, some may have shown some improvement). EBITDA data for the four largest
suppliers to the EEA market have been consulted (but cannot be reproduced here) and show
that, for some companies, EBITDA margin figures remain at single-digit figures86. Accordingly,
pre-tax operating income levels are even lower or negative. However, recent market price
increases for the pigment have markedly improved economics over the first half of 2017.
A previous version of this impact assessment which focused on impacts from the originally proposed
Carc Cat 1B harmonised classification for TiO2 had assumed that pre-tax operating income across the
industry is nil. This is unlikely to be correct at the end of 2017 given that the price of the pigment
has substantially improved during 2017.
There are several ways of calculating Gross Value Added (GVA); the “income” approach to
estimating GVA as this is the most straightforward. Under this approach, the definition is:
The compensation of employment translates basically into the sum of salaries, national insurance
contributions, and possibly redundancy wages plus profits. On the other hand, in the previous
version of this report where the focus was on the proposed Carc Cat 1B classification, it had been
assumed that profits were nil, thus only compensation of employment was considered. This is no
longer accurate, given the recent market price increases for TiO2. It has not been possible to obtain
highly sensitive profit data from TiO2 manufacturers and thus we conservatively assume that the
gross operating surplus is equivalent to 3% of turnover in the EEA87. This is equivalent to €90 million,
based on a turnover of €3 billion.
86
Publicly available information corroborates this (Huntsman, 2016n; ICIS, 2016).
87
By way of example, in 2014 the gross operating surplus of the European chemicals industry exceeded 9%
of turnover (see http://ec.europa.eu/eurostat/statistics-
explained/images/9/96/Sectoral_tab2_analysis_of_key_indicators%2C_Manufacturing_%28NACE_Section_
C%29%2C_EU-28%2C_2014.png, accessed on 7 October 2017).
• Some companies have provided employment data per plant and these have been used;
• For some companies, data have been obtained from the open electronic literature;
• For others, where only total employment is known and data on capacity per plant are available,
workforce is allocated on the basis of production capacity share;
• Total employment in EEA has been estimated at ca. 8,150;
• Total labour costs for the manufacturing sector in each of the countries of interest are obtained
from Eurostat88 and are reproduced in Table 4–28; and
• An 8-hour day, 240 working days per year assumption is made for all workers in all countries.
The full calculations cannot be provided as they might potentially disclose sensitive information. The
overall labour cost is estimated at ca. €470 million/y.
Table 4–28: Total labour cost per hour in the manufacturing sector, 2015
Country Total labour cost per hour (€/h)
Belgium 43.3
Czech Republic 9.8
Germany 38.0
Spain 22.6
France 36.9
Italy 27.4
Netherlands 34.7*
Poland 7.6
Slovenia 15.4
Finland 36.8
United Kingdom 28.3
Norway 48.2
Source: Eurostat
* Value is for 2014; a value for 2015 was not available at the time of accessing the Eurostat database
Therefore, the GVA for the manufacture of TiO2 can be calculated at €470 million + €90 million =
€560 million; this is likely to be an underestimate as the assumptions made on the gross operating
surplus are conservative. The estimate presented for the compensation of employment, €470
million, should be consider a floor for the sector (and would reflect periods of poor profitability).
Based on the analysis above, the proposed classification would result in the loss of up to 15% of the
EEA market for TiO2. Such a loss (but even a more modest one of 10% of total demand) would cause
a significant adverse impact:
• Capacity underutilisation would jeopardise the economic viability of EEA plants: in recent
years, there has been overproduction of TiO2 pigment, with an average capacity utilisation
88
Labour cost levels by NACE Rev. 2 activity, available at http://ec.europa.eu/eurostat/web/labour-
market/labour-costs/database (accessed on 31 October 2016).
• Opportunities for increased TiO2 exports are small: unless the introduction of the new hazard
classification for TiO2 in the EEA is emulated by other jurisdictions, the use of TiO2 outside the
EEA would continue as normal and indeed non-EEA manufacturing could become more
competitive and thus more attractive. Thus, theoretically, EEA manufacturers of TiO2 might be
able to export increased volumes of TiO2 to non-EEA downstream users. Still, access to overseas
markets would be easier for the larger multinational producers, as opposed to the smaller ones
who may have a more regional focus and less capability of becoming competitive exporters. In
any case, all EEA-based TiO2 producers would be disadvantaged by additional freight and duty
costs, plus a costlier manufacturing base in the EEA. It is unrealistic to expect any significant
increase to the currently estimated 360 ktonnes/y TiO2 exports from the EEA;
• Spare capacity outside the EEA is significant: as shown in Section 3.3, EEA demand for TiO2
amounts to ca. 1.1 million tonnes per year, while global demand is at 5.9 million tonnes per year
and global capacity is 7.2 million tonnes. Hence, a surplus capacity of around 1.3 million tonnes
exists, which is similar to the current Western European capacity and exceeds current EEA
demand for the pigment. As a result, non-EEA TiO2 manufacturers (including multinationals
currently operating in the EEA) would be in a good position to take over the EEA market for the
pigment.
Overall, loss of 10-15% of the EEA market for TiO2 (in addition to the cost of regulation that TiO2
manufacturers would face, for example, on waste management (see discussion below)) would
probably lead to TiO2 plant closures in the EEA. This could have a significant knock-on effect on EEA-
based supply chains but also on non-EEA users of the pigment: EEA-made TiO2 is currently being
exported plus some TiO2 grades may only be made in European plants so these grades may no
longer be available to customers outside Europe.
Titanium chemicals
Many TiO2 manufacturing plants also produce high value titanium chemicals including titanium
tetrachloride, titanium oxychloride, titanium oxysulphate, and sodium titanate. These chemicals are
used in a wide range of process industries with applications including manufacture of titanium metal
and pearlescent pigments, surface treatment of metals and catalyst manufacture.
Overview
Both the sulphate and chloride manufacturing processes generate important co-products which are
placed on the market and form an essential part of the overall manufacturing scheme. Co-products
from TiO2 manufacture include:
− Iron salts, including copperas (ferrous / iron (II) sulphate heptahydrate, FeSO4.7H2O)
and ferric/iron (III) chlorosulphate, FeClSO4);
− Gypsum (calcium sulphate, CaSO4.2H2O);
− Sulphuric acid;
• Water treatment and agricultural products from further treatment of the above co-products.
Manufacture of iron salts through the sulphate process: in the sulphate process, manufacturing
processes for the different hydration states of ferrous sulphate and ferric sulphate are interlinked,
with copperas (iron (II) sulphate heptahydrate) being the common starting point and quite probably
the highest volume iron compound manufactured (as shown in Figure 4–7). The following
manufacturing steps are involved:
Uses of iron salt co-products: the most important applications for iron sulphates from the TiO2
sulphate manufacturing process are in potable and wastewater purification where they act as
coagulants or flocculants. Copperas is the main iron source for the production of iron based
chemical coagulants. They can also be used to eliminate H2S (odour) or to remove phosphate in
water. They are precursors to other iron-based substances such as oxides and hydroxides used as
pigments and they are used in horticulture and agriculture. Ferrous sulphate is a reducing agent and
as such is used to reduce harmful Cr(VI) to Cr(III) in cement; this is where filter salts are used due
their lower purity unlike copperas which can be used in water treatment and feed applications.
Ferrous chloride from the TiO2 chloride manufacturing process finds use in water treatment it acts as
a coagulant or flocculant. It can also be used to eliminate H2S (odour) or to immobilise elements
such as arsenic. It is also a precursor to other iron-based substances such as oxides and hydroxides
used as pigments.
FeSO4(aq)
∆
∆
[OX] ∆ Fe2(SO4)3.xH2O(s),
FeSO4.7H2O(s) Fe2(SO4)3(aq)
Dried “copperas H2SO4 x=5-9
Figure 4–7: Simplified process flow diagram for production of iron sulphates
Source: TDMA
• Biogas production;
• Use of iron chlorides and iron sulphates as reactive products/precursors, e.g. in the manufacture
of pigments and other iron compounds, also including use as a catalyst;
• Use of aqueous ferric chloride as a metal etchant;
• Land remediation applications;
• Laboratory chemicals;
• Agrochemicals; and
• Adhesives and sealants.
Gypsum co-product
Another co-product, gypsum, is formed from the solution resulting from the final stages of TiO2
washings. This solution is processed by sending it to a neutralisation plant. The neutralisation step
consists of adding lime (Ca(OH)2) or limestone (CaCO3) to the weak acid stream, generating a co-
product called red gypsum, formed mainly of gypsum and iron hydroxides (Gázquez, et al., 2014).
Red gypsum is essentially a waste for which extensive efforts have been made in recent times to
identify suitable uses. According to literature, red gypsum has agricultural use but can also be used
as a solidifying agent for loose clay soils to make them stable (for highways, etc.). Red gypsum,
blended with organic fertiliser, is also used for capping and landscaping activities of quarries, landfills
and contaminated sites. Finally, it can also be used in the cement industry (European Commission,
2007).
The production volumes of titanium substances are substantial, particularly for titanium
tetrachloride. The REACH registrations for these substances identify volumes in the following
ranges:
It is estimated that the total production volume for the above substances is in the order of a million
tonnes per year.
Iron sulphates represent the highest volume of the TiO2 industry by-products. The sulphate process
for the manufacture of TiO2 is the only production process for iron sulphates of any importance. It
produces up to 2.5 tonnes of copperas per tonne of TiO2 (European Commission, 2007; Environment
Agency, 2004). Exact annual production volumes are not available but a conservative estimate for
Europe would be over 2,000,000 tonnes of copperas and a smaller quantity (perhaps 20% of the
copperas volume) of the other iron salts (so called ‘filter salts’). These substantial volumes make
these iron compounds of high market importance and significant contributors to the overall
profitability of TiO2 manufacturing operations.
High volumes of gypsum are also produced, in the order of several hundreds of thousands of tonnes
per year.
Impacts from the Carc Cat 2 harmonised classification for titanium dioxide
As described above, following the introduction of the harmonised classification, manufacture of TiO2
in the EEA would likely continue under conditions of capacity underutilisation thus leading to
potential plant closures. Irrespective of plant closures, a decline in demand for TiO2 would lead to a
decrease in TiO2 production volumes and a concomitant decrease in the production and sales of
titanium chemicals and co-products. For titanium tetrachloride and the other titanium chemicals
the affected TiO2 manufacturing plants collectively account for the majority of the volume placed on
the EEA market. Thus, downstream users of these products would likely be affected by any
shortages in supply. Similarly, a reduction in TiO2 manufactured volumes would result in a reduction
of the volumes of iron salts and red gypsum.
Importantly, any impact on the production and sales of titanium chemicals and the co-products
would further exacerbate the impacts on the profitability of TiO2 manufacture. For instance, the sale
and/or use of copperas is a necessity for ensuring the viability of the economics of the sulphate
route production process. As such, a decline in the sales of TiO2 arising from its harmonised
classification would instigate a self-feeding decline in the profitability of TiO2 plants as a whole.
Whilst all co-products contain TiO2 impurities above 0.1%, only some contain impurities that exceed
the 1% threshold that is relevant to the Carc Cat 2 harmonised classification. More specifically:
The downstream use of filter salts and red gypsum would be impacted, as these co-products would
be classified as Carc Cat 2 as result of the presence of TiO2 impurities. By way of example, ferrous
sulphate is used to reduce Cr(VI), a CMR, to Cr(III) in cement; being sold with impurities of a
suspected carcinogen above the 1% level could make users reluctant to use. In addition, for red
gypsum, the presence of a suspected carcinogen as an impurity would impede the valorisation of
this waste product and would make the development of new applications less attractive.
The sales of copperas might be impacted too. The salt is used as the main iron source for the
production of iron based chemical coagulants and in potable water purification. The presence of a
suspected carcinogen as an impurity even at a level below 1% might result in adverse user
perceptions of the safety of the product.
The classification of TiO2 as a Carc Cat 2 substance would have implications on the management of
waste that is generated during the manufacture of TiO2, titanium substances and co-products. Table
4–29 summarises information obtained from several TiO2 manufacturers. Some key parameters are:
• All waste types identified as relevant contain TiO2 at concentrations that exceed 1% and in some
cases, are significantly high;
• In general, the key waste streams are currently classified as non-hazardous and mostly fall under
‘absolute non-hazardous’ entries in the LoW;
• The most voluminous waste streams (digestion residues, neutralised solids, red gypsum),
containing TiO2-containing materials that could become available an inhalable form; however,
these wastes are typically handled as wet cakes thus reducing the likelihood of exposure; and
• The sulphate route to TiO2 would appear to be accompanied with higher volumes of TiO2-
containing waste.
Calculations made by industry experts would suggest that across the EEA the following
(approximate) volumes of key wastes arise (NB. the figures assumed a 90% capacity utilisation rate):
Overall, the total volumes of waste could be very significant, in the range of 3,000-4,000 kt/y.
• In sulphate plants, digester (reactor) residue would be classified as a carcinogen. Some residue
may already be disposed of as hazardous waste but for those currently treated and disposed of
as non-hazardous waste the result of the Carc Cat 2 harmonised classification would be either
increased costs or viability problems, if a suitable disposal outlet could not be found. More
importantly, in terms of waste volumes, where outlets for co-products (red gypsum and
potentially filter salts) could not be found due to a change in hazard classification, the resulting
high volumes of hazardous waste could force plant closures due to cost or lack of suitable
disposal options; and
• In chloride plants, the main wastes would also be classified as hazardous. This would mean
significant disposal cost increases or viability problems if no hazardous waste outlets could be
identified.
It is recognised that the key entries in the table are ‘absolute non-hazardous’ and thus a change to
the hazard classification of one constituent of these wastes should not normally lead to the
classification of waste as hazardous if there are no corresponding ‘absolute hazardous’ entries in the
LoW (see the case of packaging which may switch from an ‘absolute non-hazardous’ entry to an
‘absolute hazardous’ one if a hazardous contaminant is present at relevant concentrations).
However, classification of these waste streams as hazardous could be a real possibility due to:
• The discretion of Member State authorities to deviate from the LoW: the Waste Framework
Directive in its Article 7(2) permits Member States to classify waste as hazardous even if it does
not appear as such on the LoW. Member States have to report this to the European Commission
and the Commission will consider a change of LoW. In this particular case, given the volumes,
high concentrations of the suspected carcinogen and the possibility of exposure by inhalation, it
is entirely possible that Member States would take action.
It is also worth remembering that there may be differences in the implementation of the Waste
Framework Directive on the Member State level. In 2010, the TiO2 industry in the UK was
successful in demonstrating through detailed modelling to the UK government that that landfill
sites used for the solid mineral waste can be recovered for agricultural use following a post-use
aftercare period of just 5 years compared to normally many decades. As such, the UK
government was convinced that a hazardous waste landfill tax rate for filter waste was
disproportionate. Following the introduction of the Carc Cat 2 harmonised classification, it
might be possible that the UK government might take a pragmatic approach and accept that this
waste remains non-hazardous. On the other hand, a further example has been given of the
Czech Republic. The Czech No. 185/2001 Law on wastes in its Article 6 stipulates: "Waste
generator is obliged to classify waste as hazardous if a) the waste has at least one of hazardous
properties stated in Commission Regulation (EU) no. 1357/2014 replacing Annex III to Directive
2008/98/EC on properties of waste which render it hazardous, b) the waste is stated in the List of
Wastes as the hazardous waste, or c) the waste is mixed or contaminated by some of the wastes
stated in the List of Wastes as hazardous”. In other words, if TiO2 is present at concentrations
above 1%, the waste is classified as hazardous irrespective of its LoW entry;
• The approach (i.e. sequence of actions) taken to using the LoW: the producer of waste or a
national authority might first establish that the waste hazardous and then seek to identify an
• The perceived hazard characteristics of the waste: the above hazard classification activities are
likely to be influenced by two key factors: (a) the presence of significant concentrations of TiO2
in the waste, and (b) the potentially inhalable form of TiO2 in the waste. Key waste streams are
generated as solids with high moisture content where inhalation exposure to TiO2 is not
possible; yet, such material could become dry and dusty prior to its disposal (e.g. the capping of
the landfill cell) thus would lend itself to exposure by inhalation. This could lead Member State
authorities to insist that such waste be treated as hazardous.
Some estimates of the cost increases arising from the classification of waste as hazardous has been
provided. Organisation measures aimed at introducing separation of waste so that TiO2-containing
waste is not mixed with a different category of waste would cost an estimated €0.1-0.5 million per
plant. On the other hand, the storage, transportation and disposal of the hazardous waste would
increase waste management costs by €10-20 million/per year per company. Additional costs of
increased taxation might also arise; for example, in the UK the landfill tax rate would increase by a
factor of over 30 (from £2.70 per tonne to £86.10 per tonne) meaning an increased annual landfill
tax cost in the range of €5-10 million for UK manufacturers of TiO2.
Due to the absence of a complete set of data for all TiO2 manufacturers, the overall costs cannot be
estimated with accuracy. In addition, some of the estimates that have been provided has been
claimed to be confidential. However, taking into account the number of manufacturers (18), the
volumes of wastes involved and the company-specific cost estimates available, it could be realistic to
expect a cost increase in the range of several hundreds of millions per year, excluding loss of sales
for products that could no longer be achieved (e.g. gypsum) as a result of downstream users’
reluctance to use the classified material.
Conclusion on the economic impacts on titanium dioxide manufacturers from a Carc Cat 2
harmonised classification
The above analysis shows that the Carc Cat 2 harmonised classification for TiO2 would have
significant direct impacts on the demand for the substance, currently estimated at 10-15% of current
demand in the EEA. This will result in underutilisation of the capacities of TiO2 manufacturing plants
and will threaten their viability. Crucially, these direct impacts will be exacerbated by loss of
production and sales of ancillary products (due to the presence of impurities of a suspected
carcinogen) and the potential classification of important waste streams as hazardous thus requiring
costlier disposal and losing any potential of their reuse (this refers to red gypsum for which efforts
have been made to develop new applications). If indeed waste stream such as neutralised solids,
digestion residues, red gypsum and filter cakes require disposal as hazardous waste, due to the very
large quantities involved, the cost of waste management would become too high and thus render
the manufacture of TiO2 and of ancillary products uneconomical; as shown above, the cost of
changes to waste management as a percentage of the collective GVA of the manufacturers could
become unsustainably high. The TiO2 industry economics are well known to be very cyclical, and
such a severely increased waste management burden could well make the difference between the
continued viability of the operation during depressed periods of the cycle. In conclusion, the
harmonised classification could potentially result in the collapse of Europe’s TiO2 manufacturing
base, depending on the severity of impacts on waste management, which would likely vary across
the EEA Member States.
Using these multipliers for each Member State, it can be estimated that direct employment at TiO2
manufacturing plants creates ca. 22,800 jobs in the domestic economies (overall multiplier: 2.8).
If some TiO2 manufacturing plants were to stop production following the introduction of a Carc Cat 2
classification for TiO2 and a decline in demand for the substance, hundreds of jobs could be lost (by
way of illustration, 15% of 8,150 equals ca. 1,200 jobs) and, with them, a proportion of the relevant
indirect employment described above.
Taking into account the full range of impacts (decline in TiO2 demand, partial loss of production of
titanium chemicals and co-products, loss of market for co-products due to concerns over
carcinogenicity and drastic increases in waste management costs), the profitability of all TiO2
manufacturing plants would suffer and the number of plant closures and associated job losses would
be substantially larger, potentially affecting the entire workforce of the 18 manufacturing sites.
89
Note that feedstock production does take place in the periphery of the EEA, in Ukraine.
In addition, the TiZir Titanium and Iron facility (located at Hardangerfjord on the west coast of
Norway) is producing titanium slag and high purity pig iron (HPPI) (NB. the company has recently
decided to transition from sulphate to chloride titanium slag). It is the only such facility in Europe
and only one of five in the world. The current capacity is 230 ktonnes/y of titanium slag and the
titanium slag is predominantly sold to pigment producers93. Sales of titanium slag in 2014 and 2015
were ca. 178 ktonnes and 132 ktonnes respectively94. Levels of employment at the plant were over
200 employees (2013 and 2014 data suggest 236 and 214 employees respectively95).
• Ilmenite concentrate (Titania AS): publicly available financial information for the company
suggests a turnover of ca. €80-104 million in the period 2013-2015 with earnings before taxes in
the region of €23-28 million per year96. The majority of profits are assumed to be derived from
sales to European customers. If TiO2 production in the EEA was curtailed or collapsed, the
company would naturally aim to find customers overseas. The extent to which this would be
90
As indicated at http://kronostio2.com/en/manufacturing-facilities/hauge-norway and
http://www.ngu.no/sites/default/files/Focus%20nr4_TITANIUM_AND_IRON_TITANIUM%20%20DEPOSITS_
IN_NORWAY__v2.pdf (both accessed on 4 November 2016).
91
257 employees in 2015 according to http://www.proff.no/selskap/titania-as/hauge-i-dalane/-/Z0ITENO3/
(accessed on 4 November 2016).
92
Information available at http://kronostio2.com/en/manufacturing-facilities/hauge-norway (accessed on 2
November 2016).
93
Information available at http://www.tizir.co.uk/projects-operations/tyssedal-tio2/ (accessed on 2
November 2016).
94
Multiple sources – Information available at http://www.tizir.co.uk/investors/news-releases/ (accessed on 2
November 2016).
95
Information available at http://www.largestcompanies.com/company/Tizir-Titanium--Iron-AS-
275252/closing-figures-and-key-ratios (accessed on 2 November 2016).
96
Information available at http://www.largestcompanies.com/company/Titania-AS-140102/closing-figures-
and-key-ratios (accessed on 4 November 2016).
• Titanium slag (TiZir): the 2015 annual reports of TiZir Titanium and Iron suggests total sales of
ca. 132 ktonnes in 2015 and ca. 178 ktonnes in 201497. The financial performance of the
company in 2015 was worse than the previous years with negative earnings before tax in 2015
down from €4 million in 2014 and €41 million in 201398. It must be noted however that the
company produces not only titanium slag but also pig iron and the financial results reflect profits
from sales of both products. As for the mining company above, if TiO2 production in the EEA was
curtailed or collapsed, this company would naturally aim to find customers overseas. The extent
to which this would be successful and what the economic impacts would be is uncertain.
The majority of feedstock currently used by EEA-based TiO2 manufacturers is sourced from non-EEA
suppliers. The volumes are particularly large. For instance, the relevant IPPC BREF Document notes
that sulphate plants may use on average 1.662 tonnes of ilmenite per tonne of TiO2 pigment
products and 0.956 tonne of slag per tonne of TiO2 pigment produced. If TiO2 production in the EEA
declined by an estimated 15%, the volume of TiO2 that would not be manufactured would be ca. 160
ktonnes per year. As a consequence, the volumes of feedstock that would no longer be imported
into the EEA would be in the range of hundreds of thousands of tonnes. More severe impacts on
TiO2 manufacture would naturally lead to greater impacts upstream.
The volumes of other raw material inputs are similarly large and some calculations can be made to
provide an order of magnitude of the volumes of chemicals that would no longer be consumed in
the EEA. The majority of these are widely used substances and are likely to be sourced from EEA
suppliers. The basis of the calculations are figures provided in the relevant IPPC BREF document
(European Commission, 2007) and are reproduced in Table 4–31.
Table 4–31: Raw material and energy input to TiO2 pigment manufacture according to the IPPC BREF
Document (excluding feedstock)
Input Unit Chloride process Sulphate process
Chlorine t/t pigment 0.201 -
Sulphuric acid t/t pigment - 3.250 (total, new + recycled)
Coke t/t pigment 0.366 -
Lime t/t pigment 0.137 -
Coal t/t pigment 0.090 -
Oil t/t pigment 0.005 -
Oxygen t/t pigment 0.467 -
Silica sand t/t pigment 0.049 -
Rock salt t/t pigment 0.016 -
Scrap iron t/t pigment - 0.150
Aluminium sulphate t/t pigment - 0.021
Hydrogen peroxide t/t pigment - 0.012
Calcium hydroxide t/t pigment - 0.363
Calcium chloride t/t pigment - 0.015
Calcium carbonate t/t pigment - 1.380
97
Information available at http://www.tizir.co.uk/wp-content/uploads/2016/04/Tizir-Ltd-Annual-Report-
2015.pdf (accessed on 2 November 2016).
98
Information available at http://www.largestcompanies.com/company/Tizir-Titanium--Iron-AS-
275252/closing-figures-and-key-ratios?currency=EUR (accessed on 4 November 2016).
The split between sulphate and chloride TiO2 production capacity in the EEA is 55:45 and this is
assumed to apply to the actual production volume of 1,100 ktonnes/y. Table 4–32 summarises the
volumes of raw material inputs (excluding feedstock) and energy into EEA-based TiO2 manufacture.
Table 4–32: Quantified raw material and energy input to TiO2 pigment manufacture
Input Input Unit
Feed - Ilmenite 1,540,000 t
Feed - Slag 580,000 t
Chlorine 100,000 t
Sulphuric acid 1,960,000 t
Coke 180,000 t
Lime 70,000 t
Coal 40,000 t
Oil 2,490 t
Oxygen 230,000 t
Silica sand 20,000 t
Rock salt 10,000 t
Scrap iron 90,000 t
Aluminium sulphate 10,000 t
Hydrogen peroxide 10,000 t
Calcium hydroxide 220,000 t
Calcium chloride 10,000 t
Calcium carbonate 830,000 t
Aluminium hydroxide 20,000 t
Caustic soda 110,000 t
Energy 27,100,000 GJ
* Equivalent to ca. 7,500 GWh
In total, the trade of ca. 4 million tonnes of raw materials would be at stake. If manufacture of TiO2
in the EEA would decline by only 15%, the amount of TiO2 production to be lost would be ca. 160-
165 ktonnes per year (90 ktonnes/y of the lost volumes would be normally produced via the
sulphate process and ca. 75 ktonnes/y of the lost volumes would be normally produced via the
chloride process) and the loss of demand for material inputs would be limited to ca. 0.57 million
tonnes of chemicals and ca. 1,100 GWh of energy. Some of these losses could be counter-balanced
by increased sales to non-EEA customers.
In conclusion, a reduction in the TiO2 manufacturing base in the EEA (with some plant closures being
possible) would result in considerable loss of turnover for the suppliers of feedstock, raw materials,
consumables, utilities as well as suppliers of all purchased services required to maintain and operate
Introduction
Many industrial minerals contain TiO2 as a natural impurity up to 4% by weight (TiO2 is also a
common component in soils and marine sands). Examples include:
• Kaolin;
• Bentonite;
• Perlite;
• Mica;
• Diatomite;
• Ball clays;
• Refractory calcined clay (chamotte);
• Calcined bauxite;
• Brown fused alumina;
• Andalusite;
• Zircon (natural zirconium silicate);
• Synthetic mullite;
• Refractory clay; and
• Metal working slags.
TiO2 in the form of rutile is a widespread accessory mineral in many rocks (magmatic, metamorphic
and sedimentary), hence it is also present in industrially used hard rocks (e.g. granite).
A discussion on some of these minerals, including details of their applications and markets is
provided below. The combined market value of these minerals is very substantial and the market
value of products that rely on them is even greater.
Kaolin
Kaolinite is a clay mineral with the chemical composition Al2Si2O5(OH)4. It is also known as pigment
PW19 (Colour Index generic name) / 7004CI (C.I. Constitution number). It is described as “white clay
rock, mostly natural hydrated aluminium silicate with impurities of magnesium, iron carbonates,
ferric hydroxide, mica, quartz-sand, etc.” and the CAS Number 1332-58-7.
Anatase is an impurity in kaolin and the target is to remove the material through industrial
beneficiation processes. However, residues remain in kaolin end-products. The presence of TiO2 in
kaolin is up to 2.5%, i.e. exceeds the 1% by weight carcinogenicity category 2 classification limit.
Kaolin is used as an extender often to reduce the loading of TiO2. Due to the presence of TiO2
impurities in kaolin, however, kaolin would not be a suitable alternative for TiO2 if the proposed
classification for TiO2 was adopted.
• Paper: in the bulk of the paper and to coat its surface. Examples include papers for magazines
and brochures, art paper, cartons and boxes, etc.;
• Paint: calcined kaolins are widely used in satin and matt paints. Kaolin is particularly useful as a
partial replacement for TiO2 pigment, as noted above;
• Rubber: used in high value thermoplastic elastomers for a variety of applications and in rubber
insulation on high voltage power lines;
• Plastics: major application is in PVC cables where its main function is to improve electrical
properties. Other important applications include specialty films where it imparts anti-blocking or
infrared absorption characteristics. Chemically treated, calcined kaolin is one of the major
additives used in the manufacture of automotive parts based on engineering thermoplastics;
• Refractories: used to build structures subjected to high temperatures, ranging from simple to
sophisticated products, e.g. from fireplace brick linings to re-entry heat shields for the space
shuttles. In industry, they are used to line boilers and furnaces of all types-reactors, ladles, stills,
kilns and so forth;
• Fibreglass: improves the integration of fibres in products requiring strengthened plastics: cars,
boats and marine products, sporting goods and recreation products, aviation and aerospace
products, circuit board manufacturing, fibreglass insulation, fibreglass air filters, fibreglass tanks
and pipes, corrosion resistant fibreglass products, fibreglass building and construction products,
etc.; and
• Cosmetics and pharmaceuticals: ‘British Pharmacopoeia Light Kaolin’ (BPLK) is used in both
human and veterinary medicinal products, for example, to treat digestion problems and as a
constituent of poultices. It can also be used as an excipient in personal care products and in a
number of dietary products, plasters, foot-powders and in the specialised treatment of some
lung disorders.
The current production volume of kaolin in the EU is 4 million t/y and its consumption is around the
same. The market for kaolin in the EU is worth €300 million/y.
Bentonite
• Foundry: bonding material in the preparation of moulding sand for the production of iron, steel
and non-ferrous casting;
• Environmental markets: wastewater purification. Bentonite is the active protective layer of the
Geosynthetic Clay Liners;
• Oils / food markets: removal of impurities in oils where its adsorptive properties are crucial in
the processing edible oils and fats (soya / palm / canola oil). In drinks such as beer, wine and
mineral water and in products like sugar or honey, bentonite is used as a clarification agent;
• Agriculture: animal feed supplement, as a pelletising aid in the production of the animal feed
pellets, as well as a flowability aid for unconsolidated feed ingredients such as soy meal. It is also
used as an ion-exchanger for improvement and conditioning of the soil. When thermally
treated, it can be used as a porous ceramic carrier for various herbicides and pesticides;
• Paints, dyes and polishes: thickening and/or suspension agent in varnishes, and in water and
solvent paints.
• Cat litter;
• Paper: used in pitch control, de-inking for paper recycling and the manufacture of carbonless
copy paper; and
The current production volume of bentonite in the EU is 3 million t/y and its consumption is ca. 2.7
million/y. The market for bentonite in the EU is worth €600 million/y.
Perlite
Perlite is an amorphous volcanic glass that has a relatively high water content, typically formed by
the hydration of obsidian. It is naturally occurring and has the unusual property of greatly expanding
when heated sufficiently. It is an industrial mineral and a commercial product useful for its light
weight after processing. Perlite may contain 0.2% by weight TiO2, i.e. it does not exceed the 1% by
weight carcinogenicity category 2 classification limit but its market would be impacted if TiO2 were
to be classified as Carc Cat 1B. It finds a variety of uses, including (The Perlite Institute, undated):
The current production volume of perlite in the EU is 0.65 million t/y and its consumption is around
the same. The market for perlite in the EU is worth €120 million/y.
Mica
Mica is a mineral name given to a group of minerals that are physically and chemically similar. They
are all silicate minerals, known as sheet silicates (because they form in distinct layers). Micas are
fairly light and relatively soft, and the sheets and flakes of mica are flexible. Mica is heat-resistant
and does not conduct electricity. There are 37 different mica minerals. The most common include
purple lepidolite, black biotite, brown phlogopite and clear muscovite (Minerals Education Coalition,
undated). Mica may contain up to 2% by weight TiO2, i.e. exceeds the 1% by weight carcinogenicity
category 2 classification limit.
• Automotive: mica is used in the production of bitumen foils that are attached onto the inner
vehicle frame structures to dampen vibrations;
• Brake pads and clutches: mica is added to frictional systems to impart better heat transfer in
conjunction with noise reduction;
• Decoratives: mica can be found in various products such as decorative paints, ceramics,
decorative concrete, post cards, wallpapers;
• Fibre cement: mica is used in highly engineered fibre cement to impart dimensional stability
either in moisturising conditions or in passive fire protection;
• Foundries: mica is used for coatings in iron casting and to a limited extent in aluminium
production casting;
• Paints and coatings: mica is used in external renderings and anti-corrosive paints;
• Paper coatings: mica is used in packaging products as it provides protection from the water or
grease associated with the food;
• Plastics: mica acts as a reinforcing additive in the packaging industry and in the automotive
industry;
• Plasterboard and joint compound: mica is used primarily as an anti-cracking and reinforcing
additive;
• Rubber: mica is used either as a demoulding agent during the vulcanisation process, or as an
anti-sticking powder when several rubber pieces are stacked together; and
• Welding rods: mica brings added value both during the rod manufacturing step (easing the
extrusion) and the welding itself. During welding, the platy structure acts like a shield protecting
the molten steel from ambient air oxidation and moisture.
The current production volume of mica in the EU is 90,000 t/y. The market for mica in the EU is
worth €40 million/y.
Diatomite
The term diatomite is applied both geologically and commercially to the nearly pure sedimentary
accumulation of diatom frustules—the microscopic skeletons of unicellular aquatic algae belonging
to the class of golden brown algae, Bacillariophyceae. The sediments are fine-grained, highly
siliceous, and consist primarily of amorphous opaline silica with only minor amounts of organic
residue, secondary minerals, and co-deposited non-diatomaceous or crystalline clastic debris.
Synonyms in current usage include diatomaceous earth and kieselguhr (Minerals Education
Coalition, undated - b). Diatomite may contain up to 0.7% by weight TiO2 (i.e. it does not exceed the
1% by weight carcinogenicity category 2 classification limit but its market would be impacted if TiO2
were to be classified as Carc Cat 1B) and finds a variety of applications, such as (IMA Europe,
undated):
• Filter aids: because of its high degree of porosity combined with its low density and inertness,
diatomite makes an excellent filtration medium, used for antibiotics, beer, chemicals, edible oils
and fats, fruit juices, glucose, pharmaceuticals, solvents, sugar, vitamins, water, wine, and many
others;
• Functional mineral additives: the versatility of diatomite as a functional filler, in part as a result
of its unique particle shape, has led to its widespread use in a number of applications such as
paints, plastics, paper, insulating bricks, and dental mouldings;
• Carriers for active Ingredients and diluents: typical applications include: pesticide carriers and
catalyst carriers; and
• Aggregates: the aggregates are used as absorbents in a number of applications including floor
sweeping, the clean-up of hazardous wastes, oil and grease absorbents, and soil amendments.
The current production volume of diatomite in the EU is 0.1 million t/y and its consumption is 0.13
million t/y. The market for diatomite in the EU is worth €40 million/y.
Ball clays
Ball clay (also known as plastic clay) is an extremely rare mineral found in very few places around the
world. Ball clays usually contain three dominant minerals: from 20-80% kaolinite, 10-25% mica, and
6-65% quartz. In addition, there are other 'accessory' minerals and some carbonaceous materials
present. The wide variation both in mineral composition and in the size of the clay particles, results
in different characteristics for individual clay seams within a deposit (IMA-NA, undated). Ball clays
• Tableware: ceramic tableware utilises plastic clay to provide high plasticity and a good white-
fired colour, combined with kaolin, feldspar and quartz;
• Wall and floor tiles: combined with feldspar, kaolin and quartz, plastic clays are utilised for their
plasticity and bonding properties;
• Glazes and slips: plastic clays are also used in the production of coatings for ceramic products;
• Refractory clays: ball clays are used in refractory products such as kiln insulation and furniture;
• Construction ceramics: building materials such as bricks, clay pipes and roof tiles all contain
plastic clay;
• Electrical porcelain insulators: plastic clays are used in the electrical porcelain components that
provide insulation from high voltage currents;
• Chemical applications: plastic clays are used as fine fillers and extenders in polymers, adhesives,
plastics, fertilisers and insecticides; and
• Sealants: plastic clays are also widely used for lining landfill waste disposal sites, and for sealing
over them once completed.
The current production volume of ball clays in the EU is 12 million t/y and its consumption is around
the same. The market for ball clays in the EU is worth €400 million/y.
Vermiculite
Vermiculite is a member of the phyllosilicate, or sheet silicate, group of minerals. It has the unique
ability to expand to many times its original volume when heated - a property known as exfoliation.
The majority of applications call for vermiculite in its exfoliated form (IMA Europe, undated - b).
Vermiculite contains 0.5% by weight TiO2 (i.e. it does not exceed the 1% by weight carcinogenicity
category 2 classification limit but its market would be impacted if TiO2 were to be classified as Carc
Cat 1B) and finds a variety of applications including (IMA Europe, undated)
• Animal feedstuffs: vermiculite is used as a support and carrying medium for a range of nutrients
such as fat concentrates, vitamin preparations and molasses;
• Bitumen coated screeds: vermiculite, coated with a bituminous binder, can be used as a dry,
lightweight roof and floor screed;
• Lightweight concretes: vermiculite concretes may be used for in situ roof and floor screeds and
in the fabrication of pre-cast products. Vermiculite concretes can also be used around back
boilers and as a fire back support material;
• Vermiculite plasters;
• Boards, panels and premixed coatings: these coatings have been used in the petrochemical
industry and tunnel construction;
• Refractory and high temperature insulation: vermiculite for refractory and high temperature
insulation is normally bonded with alumina cements, fire clays and silicates to produce a wide
range of vermiculite products which, depending on type and application, can withstand hot face
temperatures of up to 1,100 °C;
• Steelworks and foundries: vermiculite is used for hot topping molten steel to reduce heat loss
from ingots and ladles and generally as a loose-fill insulator;
• Silicate bonded shapes and blocks: pressed vermiculite block insulation can be used in high
temperature kilns, furnaces, combustion plants, boilers, wood burning stoves and night storage
heaters;
• Automotive industry: vermiculite is now used extensively in the friction lining industry (e.g.
brake and clutch linings) as a safe alternative to asbestos;
Currently, ca. 18,000 tonnes of vermiculite are produced each year in the EU (in Bulgaria) (USGS,
2016b). No data are available on the value of the market in the EU.
Refractory materials
TiO2 is also present, up to 4%, in a number of naturally occurring minerals that are used in the
refractory industry including refractory calcined clay (chamotte), calcined bauxite, brown fused
alumina, andalusite, zircon silicate, synthetic mullite, refractory clay, as well as kaolin and bentonites
that were discussed above (Cerame-Unie, 2016; German Refractory Association, 2016)99.
The European Refractory Producers Federation brings together 160 members located in Austria,
Belgium, the Czech Republic, France, Germany, Italy, Netherlands, Poland, Portugal, Romania,
Slovakia, Slovenia, Spain and the UK. These companies would be affected by the proposed
classification and it is estimated that the proposed classification would impact 40% to 50% of all
refractory products (Cerame-Unie, 2016). With regard to the tonnage of potentially impacted
refractories, the European Refractory Producers Federation estimates that TiO2 occurs as an
impurity in nearly all silica-based refractories and about 80% of the high alumina refractories.
According to statistics held by the Federation, this amounts to 1.3 million t/y manufactured in the
EU.
99
TiO2 can also be found in metal working slags. A range of 0.5 to 1% is typical in blast furnace slags. Quoted
quantities are 35 million t/y for blast furnaces in the EU. Although X-ray fluorescence analysis might detect
titanium in a sample which is conventionally reported as TiO2, in some materials the titanium might be
present as titanates. Any classification change needs to be clear on what it applies to.
Abrasives
TiO2 can be present as an impurity in the abrasive grains used in the abrasive industry at a
concentration of up to 0.5% by weight (with the exception of pure white fused alumina, which is free
of Ti)101. According to the Federation of European Producers of Abrasives (FEPA), the abrasives
industry represents an annual turnover of €3.5 billion in Europe, of which two-thirds (2/3) are
bonded and coated abrasives (€2.3 billion) and 10% are ceramic abrasives (vitrified bonded). There
are 150 abrasives production plants in European countries employing ca. 20,000 workers, with 80%
involved in the manufacture of bonded and coated abrasives and 30% involved in the manufacture
of ceramic abrasives products.
Zircon
Zircon is a mineral belonging to the group of nesosilicates and it is natural zirconium silicate, ZrSiO4.
Ilmenite (FeTiO3), rutile (TiO2) and zircon minerals are mined together as co-products. The
downstream processing of zircon, however, leaves TiO2 as an impurity at 0.1-0.5% by weight in the
zircon. Therefore, the proposed classification for TiO2 would impact on the industry as classification
rules mean that zircon would carry the same classification as TiO2.
Ceramics account for the single largest share of demand with about 50%102 as a whitening agent in
the body of porcelain tiles, followed by refractory and foundry (30%)103, followed by zirconia,
zirconium chemicals and metal. Minor uses include friction materials, welding rods and zirconium
alloys.
There are 10 EU-based companies involved in the marketing of zirconium products in the EU
alongside a smaller number of non-EU companies. The most important countries in this market
include France, Spain, Italy, Germany and the UK.
The volume of zircon consumed in the EU is estimated at 325 ktonnes/y (according to the USGS, no
production takes place in the EU) and has a market value of just over US$300 million (or over €275
100
Figures based on a visual assessment of statistics available at http://www.pre.eu/ (accessed on 28 October
2016).
101
There have also been suggestions that ilmenite or titanium slag may also be used as abrasives.
102
Information available at http://www.zircon-
association.org/Websites/zircon/images/Resources/EICF_160417_presentation_web.pdf (accessed on 28
October 2016).
103
Foundry applications are mostly relevant to China.
Summary
A summary of the key information on the aforementioned minerals is provided in . The total market
value of these minerals and products exceeds €6.2 billion a year but it must be understood that
downstream uses of these minerals are of a value much higher than what is shown in this table.
Table 4–33: TiO2 impurities and markets for selected minerals and products (and scale of impact of TiO2
classification)
Impacted by TiO2
TiO2 Value of EU
classification EU production EU market
Mineral impurities market
Carc Cat Carc Cat (million t/y) (million t/y)
(%) (€billion/y)
2 1B
Kaolin >2.5 4 4 0.3
Bentonite >2 3 2.7 0.6
Perlite 0.2 0.65 0.65 0.12
Mica <2 0.09 No data 0.04
Diatomite <0.7 0.1 0.13 0.04
Ball clays <2 12 12 0.4
Vermiculite 0.5 0.018 No data No data
Refractory <4 1.3 No data >2
materials
Abrasives 0.5 No data No data 2.5
(ceramic)
Zircon 0.1-0.5 - 0.325 0.275
Total affected - >20 >18 >3.3
by Carc Cat 2
Total affected >21 >20 >6.2
by Carc Cat 1B
Source: consultation
If TiO2 were to be classified as Carc Cat 2 (or Carc Cat 1B), several industrial minerals would also have
to be classified in the same hazard category if the TiO2 impurities exceeded the relevant
classification limit (1% by weight for Carc Cat 2 and 0.1% by weight for Carc Cat 1B). This could affect
their handling, processing, use and waste disposal.
As shown in the table above, on the basis of typical TiO2 levels present in these minerals, kaolin,
bentonite, mica, ball clays and refractory materials would be impacted; these minerals have a
combined EU market size of over 18 million tonnes per year and an EU market value of over €3.3
billion. Conversely, minerals such as perlite, diatomite, vermiculite, abrasive grains and zircon would
not be affected as their TiO2 impurities are below the 1% by weight level.
104
A value per tonne of just below US$1,000 per tonne has been obtained from http://www.zircon-
association.org/assets/files/KnowledgeBank/EICF_160417_presentation_web.pdf (accessed on 25 August
2017). An exchange rate of US$1 = €0.917 has been used (as of 28 October 2016).
105
Information available at http://www.zircon-
association.org/Websites/zircon/images/Resources/EICF_160417_presentation_web.pdf (accessed on 28
October 2016).
• New labelling, which could drive user perception and might have an impact on the cost of
handling of the minerals; the presence of the new carcinogen might appear on the safety data
sheet which might increase user resistance - even though the TiO2 is not readily available for
inhalation. Contrary to a Carc Cat 1B classification, users would not be obliged by the
Carcinogens and Mutagens Directive to actively consider alternatives and strengthen their
worker health and safety protection measures; nevertheless, some companies routinely publish
and implement black lists of materials to be avoided on grounds that they are CMR; and
In this context, the ultimate classification for TiO2 would be a cause of significant problems in two
key areas:
• All poorly soluble powders that could replace it (including minerals such as kaolin, chalk, talc,
etc.) could be suspected of causing carcinogenicity in humans in a similar manner. As such, the
hazard classification of TiO2 would not offer any discernible additional protection to workers’
health as its direct alternatives would have an equivalent carcinogenicity hazard profile; and
• The manufacture, handling, use and disposal of other poorly soluble powders, if similarly
classified for carcinogenicity, would become more costly and burdensome in the EEA thus
leading to further loss of competitiveness of EEA businesses.
A case study of potential impacts is provided for carbon black (and associated materials) overleaf.
Carbon black (EC No. 215-609-9, CAS No. 1333-86-4) is virtually pure elemental carbon in the form of colloidal
particles that are produced by incomplete combustion or thermal decomposition of gaseous or liquid
hydrocarbons under controlled conditions. Carbon black is mainly used as a reinforcing agent in tyres and
other rubber products. A small percentage is used as a colourant in polymers for indirect food contact use.
Carbon black is also in the top 50 industrial chemicals manufactured worldwide, based on annual tonnage,
which currently stands at 8.1 million t/y106.
There are four EU-based companies involved in the manufacture of carbon black and seven companies in total
that place carbon black on the EU market. The most important EU Member States within the carbon black
market are the Netherlands and Italy as they both host carbon black manufacturing plants. It is estimated that
2,600-3,200 workers are employed in the carbon black industry in the EU.
The EU market for carbon black had a volume of 2 million tonnes in 2014, of which rubber goods (mostly tyres)
represented 88% of consumption, followed by plastics (5%), printing inks (4%), coatings and paints (1%) and
other small applications such as activated carbon, concrete/bricks, papers/toners and road fillers (collectively
accounting or 2%) (Jung & Bouysset, 2015).
As described above, the proposed classification for TiO2 would potentially pave the way for the classification of
carbon black and other substances, for example, fumed alumina (which is used in adhesives, sealants, chemical
mechanical planarization and cosmetics)) and activated carbon (which is used in a large variety of uses
including as an industrial and consumer filtration medium for potable water and other consumable beverages).
Such a classification would have a profound adverse impact on the use of the substances; it would make their
handling, use and disposal in the EEA more burdensome and costly and could lead to loss of competitiveness
among manufacturers of these substances but also EEA-based downstream users.
If a carcinogenicity classification encouraged users to seek alternatives, impacts on consumer welfare might
arise; as the majority of carbon black is used as a reinforcing agent in car and lorry tyres, it imparts important
safety properties to the rubber of a tyre, specifically rolling resistance, durability and longevity. Simply stated,
consumer and lorry tyres would be less safe and would wear out much sooner (i.e., ca. 10,000 miles lifespan)
without the use of carbon black. In another example, activated carbon acts as a filtration medium and
removes harmful impurities and unpleasant odours in potable water and other beverages. Its classification
might restrict its use in food and beverage processing, possibly compromising food and beverage quality &
safety.
Furthermore, given the EU’s regulatory influence, this classification could be adopted by other countries and
would greatly increase the possibility of product liability legal actions, and worker compensation claims.
106
Information available at http://www.carbon-black.org/index.php/what-is-carbon-black (accessed on 28
October 2016).
Imports of finished All In many applications, cheaper, imported finished articles might replace more expensive EEA-made ones; as a result, there would be
articles into the EEA an increase in CO2 emissions from increased transportation of the articles into the EEA.
Alternatives and All Obtaining sufficient volumes of alternatives: the energy required to produce TiO2 is high and, as such, the ecological footprint of its
their impacts on the production is significant. However, the alternatives to TiO2 are, like TiO2, based on minerals that are extracted from the earth. A
environment significant new investment and infrastructure would need to be put in place to meet the significantly increased demand for the
alternatives. This would have its own significant ecological footprint, which would not be as optimised as has been currently
achieved through the 90 years of experience of industrial use of TiO2. In addition, the current TiO2 extraction and processing
activities (typically outside the EEA) would become redundant and significant volumes of equipment and construction waste from
this decommissioning would be generated.
All Adverse effects of alternatives: some alternatives to TiO2 are accompanied by an environmental hazard classification (e.g. heavy
metals or zinc-based pigments). Substitution of TiO2 with one of those substances might thus increase ecological pressure on the
environment. With specific regard to cosmetics, an increased use of organic UV filters as TiO2 substitutes would lead to higher
volumes of them being released into the environment with potentially long-term adverse effects onto the flora and fauna. Spherical
plastic particles that can be used as substitutes are products based on mineral oil and require significant amounts of energy to
produce and convert for use and there are concerns about their release to the aquatic environment.
Alternatives to TiO2 would need to be used at higher loadings and TiO2-free articles would need to be replaced more often. Painting
would require larger amounts of TiO2-free paint thus leading to the generation of increased amounts of waste (empty paint tins).
Production of bulkier products (for example, paper products) would impact on packaging and delivery costs, therefore affecting the
environmental footprint of some products.
Adhesives / Fibres Natural vs. petrochemical products: gelatine glues that contain TiO2 are based on a by-product from animals and constitute a re-use
/ Paper of otherwise discarded material. The alternative would be hot melts which are more expensive and based on polymers that originate
from the petrochemical industry. If these products were replaced, it would be by less environmentally friendly and would result in
costlier and less recyclable products. On the other hand, if TiO2 used in fibres were to be substituted, the poorer quality of the
synthetic fibres would cause a shift to natural fibres. The global environmental impact would be much worse due to high land use,
increased water and energy consumption, increased use of fertilisers and transport in the context of a projected increase of world
population and limited technical closed loop recycling possibilities for natural fibres in comparison with the synthetic ones.
Particleboard based furniture often utilises manufacturing residues or reclaimed wood as raw material and therefore the
combination of décor paper and particle board contributes to high resource efficiency and the establishment of a circular economy.
Décor paper is produced using mainly forest cellulose and TiO2. The pulp comes from forest managed in a sustainable way (certified
by external third parties as FSC and PEFC) and it is a renewable and carbon neutral raw material. Plastic films that could replace this
paper are based on fossil fuels.
Durability All (examples: Because of the superior durability of TiO2-based paints, coatings, plastics, etc. any alternative would lead to the generation of higher
paints, coatings, emissions, more waste and the need to re-paint/coat or replace more often. Maintenance of buildings would increase; raw materials
plastics) would be used more frequently and replacement of wooden parts would become common practice. This would go against the
principles of sustainable development.
Air quality Construction Substitution of TiO2 would mean loss of photocatalytic applications: NOx are one of the most critical groups of air pollutants in
products urban areas. One of the options to reduce the concentration of these pollutants in the air is to create photocatalytically active
surfaces in appropriate locations and TiO2 is, so far, the only photocatalyst providing the required characteristics. In Directive
2008/50/EC, the European Union set upon local authorities a maximum limit of 40 µg nitrogen dioxide/m3 in the ambient air at the
local authority level and defined potential fines for authorities which fail to meet that limit (as an annual average). In July 2015, the
European Commission reprimanded Germany for persistently exceeding the limit for many years107. If the federal, state and local
governments continue to fail in taking sufficient action to reduce pollution of these harmful gases, there may be proceedings, and
following that high fines may also be imposed on individual cities and local authorities (up to €50,000 per day and location is the
possible penalty).
The use of photocatalysis in TiO2-containing products leads to environmentally friendly and sustainable decomposition of harmful
gases and solids indoors (such as nicotine and tar). Various harmful substances are not simply collected in filter materials (which are
often disposed as hazardous waste) but decomposed into harmless compounds. There is currently no comparable technology
available.
If the increased regulatory burden would impact upon the use of TiO2 as a photocatalyst, this would bring to the end the widespread
use of photocatalysis as an environment-friendly and sustainable technology for air cleaning.
Fibres Automotive applications: if synthetic fibres for wet laid processes could not be produced any more with a suitable quality due to the
elimination of TiO2 from fibre processing, they would not be available for filter products for the automotive industry. Maintenance
intervals/mileages would have to decrease to a level unseen for decades and there would be higher engine oil consumption /
material consumption/maintenance costs during a car’s life.
Catalysts Impact from loss of catalysts used to prevent atmospheric emissions: inability to produce SCR catalysts could have adverse
environmental impacts and a significant number of these SCR catalysts used globally are manufactured in the EEA. Particularly in
countries outside the EEA with lower fuel quality, users would not be able to use SCR technologies for automotive applications and
alternative technologies are sensitive to low fuel quality. This might delay the implementation of SCR technologies in such countries
for years.
107
Information available at http://www.fr-online.de/wirtschaft/stickoxid-und-feinstaub--europameister-im-luft-verpesten-,1472780,34274106.html (accessed on 23 October
2016).
Energy consumption, Paints & coatings, Electricity consumption and heating: if the availability of white and bright architectural paints on the market diminished, a higher
efficiency and plastics consumption of electricity could be expected due to the use of darker colours in the home/office. In relation to exterior coatings, a
management negative impact would be expected on the heat management of buildings due to reduced light reflectivity. White colours contribute
to a global lowering of temperature because of their solar reflectance (cf. temperature of a white roof <50 °C and a dark one >80 °C);
reducing the availability of light colours would probably result in more energy-demanding, resource inefficient air conditioning with,
ultimately, a potential impact on global warming. In addition, TiO2 is used to make plastic roofing material and profiles (windows)
which reflect light, thus causing buildings to heat up less in hotter climates. This reduces the need for air conditioning. Substitution
of this roofing material with less effective material would thus increase energy consumption and the CO2 footprint.
Similarly, the reflectivity of road marking lines would be affected meaning that the white lines might not be as visible thus raising the
need for more/better lighting on roads. The potential for a higher number of accidents would mean, apart from increased injuries or
deaths, more delays on the roads and, in turn, this increased congestion would also have a negative environmental impact as more
vehicles would be running for longer therefore creating more potentially harmful emissions into the atmosphere than would
otherwise be produced.
Inks Photovoltaic applications: photovoltaic modules are covered with white ink films to increase efficiency. Without TiO2-containing
white inks it would not possible to achieve this effect, so efficiency would decline.
Glass Glass applications: if the EEA industry was discouraged from using TiO2, there would be costs to the environment, as TiO2-based
glass offers significant benefits in sustainable construction materials – self-cleaning windows reduce maintenance and extend
building lifetime, while coatings reduce the need for heating and cooling of buildings which is responsible for a large amount of CO2
emissions.
Waste management Plastics and fibres Impacts on plastics recycling: reclassification of plastic waste as hazardous due to the presence of TiO2 as a carcinogen would have
and recycling an effect on the recycling of such waste. Unless a specific exemption is introduced in Annex III of the Waste Framework Directive (on
the basis of the critical route of exposure being irrelevant to plastic waste), up to 1.25 million tonnes of recycled plastic products
would be at stake. Their recycling prevents the release of an estimated 1.8-2.4 million tonnes of CO2 equivalents per year, according
to the EuPC, through the increased use of virgin resins.
Synthetic fibres allow good, proven and effective recycling techniques, such as mechanical recycling of the PP family in the
Engineering Plastic sector; mechanical recovery of PET that is applied in fibres production; chemical recycling of polyamide back to
feedstock monomer; plus, new innovative techniques currently in progress. A harmonised classification of TiO2 as a carcinogen could
make recycling of fibre waste more difficult, if not impossible if the waste is classified as hazardous. By way of example, using
recycled PET polymer from PET bottles for fibres is a sustainable alternative to virgin PET polymer, with just 25% of the carbon
footprint compared to virgin polymer use. If regulatory controls on TiO2 became too burdensome, significant amounts of this high
value secondary raw material would have to be exported to operations outside of the EEA. PET (and polyamide) recyclate is slightly
discoloured due to the thermal history of the material. This discoloration is masked/reduced by TiO2. If the continued use of TiO2
would become unattractive, consumer acceptance for recycled fibre products (for example, in the bedding sector) would be reduced.
Food packaging If it was no longer possible to use TiO2 in food packaging, then some information (which is presently provided by means of printing
inks), would be delivered using adhesive paper labels. The mixing of materials would seriously hinder the ability of the current
processes to recycle the packaging material. This could result in the growth of the non-recyclable waste fraction (which to date has
been decreasing) and an increase in the amount of waste destined for landfill or energy recovery.
Furthermore, due to the lower shelf life caused by the lack of TiO2, increased amounts of packed food will have to be disposed of. If
more packaging materials are printed outside the EEA, due to the non-availability of TiO2 based inks within Europe, then the carbon
footprint of the packaging will increase as a result of longer transport routes.
5.1 Why and how the proposed classification would impact the
EEA
This report has explained that, should the Commission and REACH Committee agree with the RAC’s
proposal of a Carc Cat 2 harmonised classification for TiO2, six drivers of impacts on the EEA industry
and consumers would come into action:
1. Restrictions: there is existing legislation that restricts or otherwise controls the marketing and
use of substances that are classified as Carc Cat 2 in specific industry sectors and markets (e.g.
cosmetics, food contact materials or toys).
3. Increased administrative burden from and costs of waste management: this report has shown
than in many sectors several waste streams which are currently classified as non-hazardous, may
be re-classified as hazardous following the introduction of the Carc Cat 2 harmonised
classification due to a TiO2 content that exceeds 1.0% by weight. Waste management cost
increases would particularly impact the manufacturers of the pigment given the very large
volumes of potentially relevant waste streams generated at each manufacturing location.
4. Damage to the EEA manufacturing base: the direct impact of a Carc Cat 2 harmonised
classification would be the loss of up to an estimated 15% of the EEA market for TiO2; this,
combined with losses from sales of ancillary products and the increased cost of waste
management would jeopardising the viability of (at least some) EEA-based TiO2 manufacturing
plants. Looking at the downstream supply chains for TiO2-containing formulations and articles,
these are particularly long and diverse; for instance, paints containing TiO2 are applied to
myriads of surfaces/articles which, in turn, find their way into vast numbers of different complex
end products. Manufacturing outside the EEA, where the carcinogenicity classification for TiO2
would not apply, could become more competitive and thus more attractive, and whilst it may be
impossible to quantify all impacts that would arise along the supply chains, it is clear that
adverse impacts would magnify as the scope and the value of markets increases along those
chains.
5. Lack of technically feasible alternatives: there is a lack of feasible alternatives for TiO2 for the
vast majority of its uses therefore substitution could not be a feasible solution to an increased
regulatory burden associated with the continued use of the substance. More specifically:
a. There is no alternative on the market with technical properties, e.g. brilliance, colour
strength, opacity, pearlescence and price-performance ratio, similar to TiO2. The range
c. No known alternative holds approvals for use in certain consumer applications where
authorisation of additives is required before use. Only approved white colours can be
used in food and pharmaceuticals and TiO2 is the only white pigment which is approved
for use as a colouring agent in food and pharmaceutical applications.
d. Some applications must use TiO2. No other substance could replace TiO2 as a raw
material in the production of Complex Inorganic Coloured pigments (e.g. rutile
pigments). In its use as a photocatalyst, no real alternative exists with the same
performance.
Overall, there are no viable alternatives for delivering whiteness to polymeric or synthetic
materials (paints, plastics, paper) as effectively or efficiently as TiO2. Some potential
alternatives may pose a hazard to human health and/or the environment. Importantly, if
TiO2 is classified as a Carc Cat 2 substance, other less white pigments (being poorly soluble
powders themselves) would also meet the requirements for the same hazard classification,
if they were to be tested to the same level as TiO2.
6. Adverse side-effects on unrelated supply chains: the classification of TiO2 would pave the way
to the potential classification of other substances, either because they are themselves poorly
soluble (see Point 5 above) or because they contain TiO2 impurities at a level that exceeds 1.0%
by weight. This would generate adverse impacts along the respective supply chains.
EEA production represents almost 20% of the total worldwide production and amounts to ca. 1,100
ktonnes/y. Of this, 67-68% is sold in the EEA and the rest is sold to customers outside the EEA. The
total value of the TiO2 manufactured in EU plus Norway is estimated at ca. €3 billion and the Gross
Value Added to the EEA economy is estimated at ca. €560 million. The breakdown of TiO2’s
applications shows that paints, coatings, inks, plastics and paper account for 98% of total demand
for the substance, with paints and coatings accounting for more than half of the total – importantly,
exposure of the end users of these products is non-existent. The remaining 2% covers a wide range
of minor but specialist applications (with each one still potentially accounting for the consumption of
thousands of tonnes of TiO2).
• Capacity underutilisation: this report estimates a significant direct impact on downstream uses
of TiO2 from a harmonised classification of Carc Cat 2 corresponding to the loss of 10-15% of
total TiO2 demand in the EEA. This impact would arise from a combination of regulatory
pressures and negative user perceptions. Loss of demand, and the introduction of this
harmonised classification, would not result in a corresponding increase in consumer and worker
health protection. Due to the high fixed costs in the manufacture of the substance, a
substantially high capacity utilisation is required to ensure profitability for each plant. Capacity
utilisation in recent years has generally been low and any further decrease would jeopardise the
economic viability of at least some TiO2 manufacturing plants in the EEA;
• Loss of production of ancillary products: TiO2 manufacturing plants also produce co-products
such as titanium chemicals, iron salts, sulphates, inorganic acids, aluminium substances, etc. If
demand for, and production of, TiO2 declined, production (and associated sales) of these by-
products would also be affected. Moreover, certain co-products (iron filter salts) also happen to
contain more than 1.0% TiO2 impurities by weight, meaning that they would also be classified as
carcinogenic when placed on the market and this would impact upon their use for a number of
their established uses; and
• Higher cost of waste management: if wastes with a TiO2 content above 1.0% by weight were to
be classified as hazardous, the cost and complexity of their waste management would
dramatically increase. There are several waste streams generated at the TiO2 manufacturing
sites which amount to several thousand tonnes per year. Whilst these are currently disposed of
as non-hazardous, the Carc Cat 2 harmonised classification might lead to them being classified as
non-hazardous given their volumes, risk for exposure to TiO2 by inhalation and the possibility of
EEA Member States opting to make use of Article 7(2) of the Waste Framework Directive which
permits Member States to classify waste as hazardous even if it does not appear as such on the
LoW (as far as can be ascertained, this option does not appear to have found any/wide use so
far). Moreover, red gypsum would be very unlikely to continue finding useful downstream
applications as an industrial raw material leading to loss of sales which currently support the
profitability of TiO2 production. The excess cost associated with waste management could be in
the range of hundreds of millions of Euros.
Overall, loss of demand for and sales of TiO2 and co-products would have a severely detrimental
effect on the EEA TiO2 manufacturing base. If those impacts were to be accompanied by changes to
waste management costs, the EEA might experience a (partial) collapse of its TiO2 manufacturing
base.
The TiO2 manufacturing industry in the EA currently employs an estimated 8,150 workers and is
responsible for the creation of ca. 22,800 support jobs within the domestic economies of the
relevant EEA Member States. These jobs would be at risk if TiO2 plants were to shut down due to
them no longer being economically viable. It can be envisaged that TiO2 manufacturing activities
outside the EEA would be expanded in order to meet global demand for the pigments thus,
effectively, transferring jobs from the EEA to non-EEA locations.
As far as suppliers of other raw materials and energy are concerned, a total annual trade of ca. 4
million tonnes of chemicals and an annual demand for over 7,500 GWh of energy would be place in
jeopardy with the scale of impacts depending on the scale of reduction in EEA-based TiO2
manufacturing operations. Closure of TiO2 manufacturing plants in the EEA would result in
significant loss of turnover for the suppliers of feedstock, raw materials, consumables, utilities as
well suppliers of all purchased services required to maintain and operate those manufacturing
facilities.
• Labelling requirements: following the classification of the substance, there would be a need for
replacing existing labels on TiO2 and mixtures that contain the substance in concentrations
exceeding 1.0% by weight to reflect its new harmonised classification. Existing labelling stocks
would need to be disposed of and new labels printed and applied to packaging materials.
Logistic complexities for those trading both within and outside the EU might arise. The
associated costs cannot be estimated but based on past experience and given the ubiquitous
nature of TiO2, costs can reasonably be anticipated to rise to the range of millions of Euros;
• Poison Centre notifications: according to the newly introduced Annex VIII to the CLP
Regulation, before placing mixtures on the market, submitters (i.e. importers and downstream
users placing on the market mixtures for consumer/professional/industrial use) shall provide
information (product identification, hazard identification, composition information and
toxicological information) relating to mixtures classified as hazardous on the basis of their health
or physical effects to their national Poison Centres. Importers and downstream users of
• Waste management costs: there is a wide variety of waste streams which contain over 1.0%
TiO2 and are generated during the use of the substance as a raw material but also at the end of
the useful life of products/mixtures. Some may already be classified as hazardous due to the
presence of other hazardous components (e.g. solvents) and their management might not be
affected by the harmonised classification, but this will not always be the case. Others, however,
may currently be handled as non-hazardous and can be disposed of in non-hazardous landfills;
such waste streams would require segregation, separate storage and more specialised
management after the introduction of the substance’s Carc Cat 2 harmonised classification.
Notably, the implementation of the Waste Framework Directive does not appear to be uniform
across the EU Member States and the approach they take to allocating waste streams to the
most relevant entries in the European LoW may vary. A few companies have provided estimates
of the costs involved in establishing systems for the segregation and separate management of
waste that contains more or less than 1.0% TiO2. These range from a few thousand Euros per
company to potentially millions of Euros (for instance, separation of TiO2-containing sludge at a
paper mill and separate treatment would increase the cost of treating the sludge by €200 per
tonne. This would translate into an additional cost €2-3 million per year, while no additional
protection to human health would be achieved, as TiO2 in sludge cannot be inhaled). Perhaps,
however, the greatest threat from the classification of waste as hazardous would be the
potential impacts on reuse and recycling of waste. Any impacts on the recycling of post-
consumer plastic waste would have a very damaging effect on the circular economy while
impacts on the ability of companies to recycling scrap that contains TiO2 would have a very
detrimental effect on production economics. For example, the manufacture of polyamide yarns
would be severely impacted if fibre manufacturers could not sell their TiO2-containing waste
(amounting to 10% waste for each kg of yarn production) as an input material for engineering
plastics;
• Implications arising from the REACH Regulation: under Article 31 of the REACH Regulation, the
provision of SDS would apply creating an additional administrative burden.
Notably, the use of TiO2 in the form of slurry with the aim of eliminating exposure to powders would
result in a higher raw material cost as the price of slurry is €200-250/tonne higher compared to
powder.
5.4.2 Market losses due to regulatory and voluntary restrictions on the use
of titanium dioxide
There are particular industry sectors where the use of a Carc Cat 2 substance is subject to
restrictions either due to the existence of relevant EEA-wide regulation, or due to national provisions
or voluntary initiatives by relevant industry organisations (e.g. CEPE). In some cases, exemptions
and derogations are possible as described below:
• Use of TiO2 in toys: Carc Cat 2 substances are not permitted to be used in toys placed on the
EEA market, but possibilities for exemptions exist on the basis of (a) concentration, (b)
(in)accessibility of the substance. The SCCS would review the use of the substance and would
conclude as to whether it might be appropriate to list it to Appendix A of the Toy Safety
• Use of TiO2 in cosmetics: the main use in cosmetics is as a colourant and UV filter. The situation
is similar to toys in that the use of Carc Cat 2 substances is not permitted and would be subject
to an evaluation by the SCCS (without a requirement to demonstrate the unavailability of
feasible alternatives) which may result in the substance being approved (or not) for use in
cosmetics (including cosmetic pencils, printing inks on cosmetic product containers and toy
cosmetics). It is to be noted that such exemptions are not granted in a procedural or (semi-
)automatic manner but on a case by case basis, with the outcome potentially varying from that
of other substances classified as Carc Cat 2. In case an exemption would not be granted, a very
large number of cosmetic products would be impacted and a very useful, safe ingredient would
be lost. Only two minerals UV-filters are on the positive list for use in cosmetics, TiO2 and ZnO
and elimination of one would limit the options available to cosmetics manufacturers;
• Use of TiO2 as a food additive: although TiO2 was recently re-evaluated by EFSA as safe, a
carcinogenicity harmonised classification might lead to the review of the evaluation result.
However, given the extremely low probability of exposure by inhalation through food and the
lack of feasible substitutes of equivalent performance, it may be presumed that an approval for
the continued use of TiO2 would be secured;
• Use of TiO2 in pharmaceuticals: according to the European Medicines Agency, the use of any
excipient with a known potential toxicity, and which could not be avoided or replaced, would
only be authorised if the safety profile was considered to be clinically acceptable in the
conditions of use, taking into account the duration of treatment, the sensitivity of the target
population and the benefit-risk ratio for the particular therapeutic indication. As such, the
harmonised classification would result in a risk assessment evaluation. It is assumed that this
evaluation will take into account the evaluation of the safety of the substance as a food additive.
It can also be assumed that due to the lack of exposure via inhalation, approval for continued
use could be secured;
• Use of TiO2 in food contact materials: relevant CoE Resolutions on coatings, paper/board and
food packaging inks do not distinguish CMR categories and national legislation implementing
said resolutions might have an impact on the use of TiO2 upon its classification as Carc Cat 2. In
general, there is a trend towards more stringent requirements on additives for food contact
materials;
108
See guidance on the applicability of the Toys Safety Directive to colouring and painting articles, writing and
drawing articles and stationery items, available here:
http://ec.europa.eu/DocsRoom/documents/5852/attachments/1/translations/en/renditions/native
(accessed on 24 October 2017).
• Use of TiO2 in products awarded with a label under a recognised ecolabel scheme: TiO2 could
no longer be used in products that hold an ecolabel, such as the EU Ecolabel, the German Blue
Angel and the Nordic Swan, which lists CMR properties under their exclusion criteria.
Classification of TiO2 as Carc Cat 2 would also mean that textiles currently awarded the OEKO-
TEX® certification could no longer attain this. Loss of those awards would make the impacted
products less attractive to consumers who value these schemes and consider such ecolabel
schemes important in making purchasing decisions. In addition, the harmonised classification
could trigger substitution of TiO2-containing products in public procurement (infrastructure,
public building, supplies for public administration) processes (EEA Member States may run their
own Green Public Procurement initiatives). The harmonised classification would have an effect
in the context of green building certification schemes such as BREEAM (Building Research
Establishment Environmental Assessment Method), which have relied on an eco-label approach
to point scoring; and
• Use of TiO2 in articles intended for use in the automotive industry: under the Global
Automotive Declarable Substance List (GADSL) a Carc Car 2 substance would not be “Prohibited”
but would be “Declarable”, thus making it less appealing for automotive manufacturers and less
marketable by paint manufacturers.
It is worth noting that even where an exemption or derogation can be obtained, measuring the
bioavailability of TiO2 with the aim of establishing that risks to consumers are acceptably low could
be costly. For instance, if testing were to be undertaken to demonstrate that the TiO2 in the
polyamide and polyester yarn is completely bound and strongly encapsulated in the polymer,
making its inhalation impossible, the cost of commissioning such testing by specialist laboratories
has been estimated to be €1-1.5 million.
On the other hand, even where the existing legislative framework allows the continued use of a Carc
Cat 2 substance, market and consumer perceptions and pressures might lead to attempts at
substitution or product withdrawal from the market, as is elaborated below.
5.4.3 Market losses due to negative market and consumer perceptions of the
safety of titanium dioxide
The Carc Cat 2 harmonised classification would unavoidably raise doubts on the part of buyers, users
and consumers, about the safety of TiO2 as a raw material and of products and mixtures that contain
it.
As far as consumer uses are concerned, under the CLP Regulation, TiO2-based formulations would be
accompanied by appropriate hazard labelling including a pictogram, a signal word, a hazard
statement and several precautionary statements. The labelling requirements for Carc Cat 2 would
be very similar to the non-expert consumer eye to those of Carc Cat 1B. In any case, a pictogram of
an ‘exploding person’, and the terms “Warning” and “Suspected of causing cancer”, even if the
inhalation exposure route was to be specified, would cause alarm among users. Companies placing
TiO2-containing mixtures on the market would not be free to choose what they include in the labels
affixed to their products and may only label according to the CLP Regulation.
Even for professional and industrial users, the presence of hazard labelling for TiO2 could cause
unwillingness to handle and (potentially) be exposed to the pigment and its formulations and could
encourage employers to seek alternative pigments. From a different perspective, as TiO2 would be
stigmatised, some brand owners would likely put significant pressure on the upstream supply chain
to replace TiO2. This would also attract negative publicity and undue attention from the media,
NGOs, professional users and the end consumer (even where the TiO2 inhalation risk is zero), thus
adding further pressure towards the avoidance of use of TiO2-based products even where such
action is unnecessary as there is no risk of exposure via inhalation.
For applications where TiO2 is an indispensable raw material, e.g. the manufacture of Complex
Inorganic Pigments, its replacement is de facto impossible. For certain other applications, e.g. as a
UV filter in cosmetics and the packaging for pharmaceuticals, and as a white food colourant and a
pharmaceutical excipient, there are no approved alternatives that could match the technical
performance and efficiency of TiO2.
TiO2 is used in a vast number of products. By way of a single example, TiO2 is used in the great
majority of coloured pharmaceutical and dietary supplement tablets and capsules, either as a sole
colourant or in combination with other pigments to produce a range of colours. Reformulation to
remove TiO2 would clearly be an enormous (and very costly) task.
Downstream users of TiO2 consulted for this study have, therefore, consistently argued that
reformulation to technically feasible TiO2-free products is not possible. If the technical
characteristics of the new formulations were to be disregarded, the time required for reformulation
would in any case be significant109 and the costs would be very large due to the testing and trialling
109
Examples from consultation: (a) consumer paints: 5-10 years; (b) industrial paints: 5-20 years; (c) consumer
inks: 2-5 years; (d) printer toners: 2-10 years; (e) industrial inks: 5 years; (f) cosmetics: 3-8 years; (g) fibres:
over 2 years.
In conclusion, reformulation is not a realistic proposition in the vast majority of TiO2’s applications.
If, however, reformulation was pursued under pressure from regulation and from the supply chain,
(a) it would lead to a greyer world and (b) the cost of manufacturing would increase as a result of the
investment cost of reformulation (see details above) and the lower efficiency of alternative
pigments. Small companies in particular could not easily absorb the costs of reformulation so would
need to pass these on to customers, thus rendering their products more expensive and their market
position less competitive. Furthermore, replacement of TiO2 would result in poorer quality products
which would affect the faith of customers in the TiO2-free products.
If EEA-made products were to become costlier to manufacture, it would be unavoidable for them to
become less competitive relative to non-EEA made products sold both within and outside the EEA
market. For bulk producers, price sensitivity is key and the proposed classification could severely
harm them. In addition, and for obvious reasons, the manufacture of finished articles outside the
EEA would become less costly and burdensome and thus more economically appealing.
Although relocation of the production of important TiO2-containing products, such as DIY and
professional architectural paints, might not appeal across the board as it is mainly a regional activity,
over time and under the constant pressure of market needs, a shift of the value chain to locations
outside the EEA could be expected, for reasons of proximity and integration with suppliers (unless
non-EEA jurisdictions quickly follow the EEA example and introduce their own similar hazard-based
limitations on the use of TiO2).
Within the EEA, the increased regulatory burden could also drive consolidation in the industry,
leading to less competition. SMEs would be most vulnerable in the face of such a trend. SMEs have
limited capabilities (in terms of R&D, marketing, equipment) for protecting their workers and
formulating feasible alternatives. Large companies producing a wide range of products would be
better placed to cope with a loss of TiO2-containing products compared to smaller businesses which
concentrate on smaller product portfolios.
Finally, it should be understood that adverse impacts would not only affect the users of TiO2 but
would permeate the supply chain. Many examples can be provided here, e.g. DIY stores could see
110
Quantified estimates from consultation: (a) paints: up to €60 million; (b) plastics: €4-10 million; (c)
consumer inks: €0.05-5 million; (d) industrial inks: €5 million; (e) pigments: €0.05-4 million; (f) fibres: €0.5-2
million.
Changes to the consumer market as a result of restrictions under sectoral legislation and shifting
consumer opinions and perceptions on the safety of TiO2-based formulations would affect the EEA
market for the end products and such market losses could translate upstream to attempts to
substitute TiO2, increased production costs and loss of market share and profits. This could result in
some (parts of) supply chains in the EEA becoming less competitive vis-à-vis their non-EEA
counterparts.
Based on data collected as part of this study and assumptions presented in this report, it would be
reasonable to expect that a decline in demand for TiO2 combined with adverse effects on consumer
and user perceptions would mean the loss of a proportion of overall current demand for TiO2 in the
EEA, which can be tentatively estimated at 10-15%. This would not be accompanied by a
corresponding improvement in consumer health protection as inhalation exposure to TiO2 in its free,
powder form is non-existent.
The Carc Cat 2 harmonised classification for TiO2, if adopted, would set a precedent for the
subsequent hazard classification of other poorly soluble powders regardless of each and every
substance's human health carcinogenicity data. This would (a) effectively render the known
alternative white pigments unsuitable as replacements for TiO2, and (b) make the manufacture,
handling and use of such poorly soluble powders more costly and burdensome in the EEA, thus
leading to further loss of competitiveness of EEA businesses along the relevant supply chains.
• Loss of consumer choice and reduction of product availability: the market presence of several
other regulated products such as cosmetics, toys, food and its packaging, pharmaceuticals, but
also ‘green’ products that currently hold ecolabels (ranging from paints to textiles) would be
placed under threat. Where attempts were to be made to substitute TiO2, the result could also
be the removal of products from the market. If one takes the NCS catalogue111 as an example,
out of the 1950 NCS colours in total only 125 are currently produced without TiO2. Many
consumer articles (e.g. plastics) would become costlier to manufacture in the EEA and the
impact on their pricing could lead to their production being scaled back, relocated outside the
EEA or discontinued;
• Increased costs and loss of performance: reformulated products would be costlier and the
reduced durability of painted/pigmented products would increase the maintenance and
replacement costs for the individual consumer, the public sector, local authorities, housing
associations and national health systems (due to the increase in the cost of pharmaceuticals).
With particular regard to the use of TiO2-containing DIY products, the presence of a suspected
carcinogen could disincentivise consumers from undertaking DIY activities themselves and thus
becoming more reliant on professionals, increasing the cost of undertaking repairs and
maintenance around the home. By way of example, a member of the public may currently
purchase the DIY paint needed for painting the walls and ceiling of a 120-130 m2 apartment for,
say, €50. A professional painter would charge €500, if not more, to do the painting. This cost
increase would be particularly detrimental and with notable social consequences for consumers
on low incomes;
• Loss of satisfaction and welfare: EEA consumers would face the potential loss of a great
proportion of the colour palette, poorer aesthetics, duller home and office interiors and
exteriors, and the worsening of the quality, durability and performance in several products. For
instance, TiO2-free alternative DIY paints, coatings and construction products would have neither
the durability nor the ‘brilliant white’ appearance of existing paints. Higher paint thicknesses
would be required to achieve the same opacity / hide the paint that is being painted over. In
addition, paint would probably need to be applied in three or four layers, not the current one to
two applications. Painted walls would need to be refurbished more regularly due to damage and
111
NCS is an international colour system for design, architecture, production, research and education.
DIY work, use of recreation/school art products are popular activities for the public, including
children, across the EEA. The message that the Carc Cat 2 harmonised classification of TiO2
would convey is that if such activities involve white and bright colours they might potentially be
causing harm and thus should be curtailed or avoided. This would impact upon the creativity of
children and adults alike.
Certain cosmetic formulations would also deliver an inferior performance to that which
consumers are used to. Sunscreens would require increased dosages of alternatives (e.g. ZnO)
to achieve the same protection against the sun, thus their formulation would cost more, and the
products would be undesirably whiter on the skin when applied. Without TiO2 as whitening
pigment, make-up products and other cosmetics would be less efficient and/or appealing for
consumers;
• Adverse effects on public health: elimination of TiO2 from certain products could have adverse
effects on public health. Examples of this include bright safety coatings for the road marking
industry, display information on packaging that is important to the consumer (e.g. food
ingredients, safety), UV filters used in the packaging of foodstuffs, cosmetics and light-sensitive
pharmaceuticals, and intumescent products and coatings. Of particular importance is the use of
TiO2 as a UV filter in sunscreens. Under the Cosmetic Products Regulation there are only two
mineral UV filters authorised: TiO2 and ZnO. ZnO contributes mainly to UVA protection and has
poorer performance against UVB radiation, in contrast to TiO2 which is a major contributor to
high SPFs (sun protection factors).
• The large volumes of alternatives that would be theoretically required for the substitution of
TiO2 across the board (other white pigments such as zinc oxide and lithopone have a global
market ca. 15-23 times smaller than TiO2) – the extraction of alternatives would be accompanied
by an increased environmental footprint;
• The adverse environmental hazard profile of certain alternatives (see Annex 2);
• The unrivalled efficiency of TiO2 and the durability of TiO2-containing products – use of
alternatives would result in the generation of higher emissions, generation of larger volumes of
waste and the need to re-paint/coat or replace articles more often;
• The unique catalytic and photocatalytic properties of TiO2 which allow for environment-friendly
and sustainable technologies for indoor and outdoor air cleaning;
• The likely increase of imports of finished TiO2-containing articles into the EEA following the
adoption of the Carc Cat 2 harmonised classification, which would lead to increased releases of
greenhouse gases from transportation; and
• The adverse impacts on the circular economy from making the re-use and recycling of materials
such as plastics and packaging more difficult due to the presence of a suspected carcinogen in
concentrations greater than 1.0% by weight.
Numerous epidemiological studies of more than 24,000 workers handling TiO2 demonstrate no
correlation between long-term exposure to TiO2 and lung tumours, and this is supported by two
large case-control studies that included over 2,000 lung cancers. Therefore, the adoption of the Carc
Cat 2 hazard classification would not result in a discernible improvement to the health of workers
who handle TiO2 beyond what is achieved as a result of compliance with the existing legislative
framework across the EEA. Indeed, the hazard classification might encourage substitution of TiO2 by
other poorly soluble powders which could essentially pose similar carcinogenicity hazards through
the inhalation route.
Furthermore, as TiO2 is typically embedded in matrices (in the wider sense of the term, i.e. paints,
coatings, plastics, fibres, pigment preparations, ceramic articles, enamels, elastomers, etc.), any
concern over worker inhalation exposure should largely be confined to the handling and use of the
substance in its powder form, i.e. at the stage of manufacture and where TiO2 is used in powder
form as a raw material, and the very limited occurrences of exposure of the workers to dusts or
aerosols that contain TiO2 (e.g. spraying of a (powder) coating). The proposed classification
specifically notes that carcinogenicity is suspected via the inhalation route only and not by any other
route. However, all other legislation which comes into effect once a harmonised classification is
decided disregards this distinction and would apply regardless of whether it is impossible or
improbable to inhale TiO2 as a powder or within a matrix. As such, the proposed harmonised
classification would cause adverse economic impacts on EEA industry without any distinct benefit to
workers’ health.
On the other hand, as regards consumer exposure to TiO2, possibilities for inhalation exposure to
TiO2 are remarkably narrow:
• The substance is not available to consumers (or indeed professional users) in the form of free
powder (although some TiO2-containing recreation/artists colours might come in a dry form);
• Exposure to dusts that contain TiO2 is infrequent and TiO2 may not be present in a free form. For
instance, exposure to dust generated during the removal and disposal of products that contain
TiO2 (for example, when sanding old paint) is sporadic and with normal respiratory protection,
• Similarly, inhalation of aerosols might theoretically also occur in some very limited cases (e.g.
spraying of liquid products such as paints) but normal risk management measures a low
exposure frequency substantially reduce exposure to TiO2 which again is embedded into a
‘matrix’.
In all cases, inhalation exposure is infrequent and the levels of potential exposure are likely to be
very low. On this basis, the proposed classification would not contribute towards the improved
protection of consumer health.
Taking the above into account and considering the unintended adverse consequences that would
arise for the supply chains of both TiO2 and of other poorly soluble powders, as well as for
consumers in the EEA, it can be concluded that the proposed classification would lead to a scale of
socio-economic impacts entirely disproportionate to (a) any suspected risk to human health, and (b)
any human health benefits that could theoretically be attributed to result from the Carc Cat 2
harmonised classification. Workplace measures dictated by existing legislation on occupational
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worker health. Taking this approach would also be consistent with the requirements and aspirations
of the EU’s ‘better regulation’ agenda. The harmonised classification would go beyond what is
necessary to achieve the human health protection objective satisfactorily and it would cause
disproportionate costs for economic operators and citizens due to its unforeseen consequences
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Labelling provision:
• Pictogram:
Requirements for the packaging of mixtures would also arise under Article 35 of
the CLP Regulation.
• The packaging shall be designed and constructed so that its contents
cannot escape, except in cases where other more specific safety devices
are prescribed;
• The materials constituting the packaging and fastenings shall not be
susceptible to damage by the contents, or liable to form hazardous
compounds with the contents;
• The packaging and fastenings shall be strong and solid throughout to
ensure that they will not loosen and will safely meet the normal
stresses and strains of handling; and
• Packaging fitted with replaceable fastening devices shall be designed so
that it can be refastened repeatedly without the contents escaping.
Table 7–6: Key parameters of relevant legislation – REACH provisions on Safety Data Sheets (SDS)
Key parameters Details
Relevant legislative instruments Regulation 1907/2006/EC – Article 31
The supplier of a substance or a mixture shall provide the recipient of the
substance or mixture with a safety data sheet compiled in accordance with
Annex II:
(a) where a substance or mixture meets the criteria for classification as
hazardous in accordance with Regulation (EC) No 1272/2008
Description of Carc Cat 1B (…)
potential impact classification The supplier shall provide the recipient at his request with a safety data
sheet compiled in accordance with Annex II, where a mixture does not
meet the criteria for classification as hazardous in accordance with Titles I
and II of Regulation (EC) No 1272/2008, but contains:
(a) in an individual concentration of ≥1 % by weight for non-gaseous
mixtures (…) at least one substance posing human health or environmental
112
See Chemwatch article, https://chemicalwatch.com/50071/cmr-substances-not-automatically-banned-in-
cosmetics (accessed on 19 January 2017).
EN71 Standard: sets out requirements toys must meet in order to be sold
in the EU. Included in these requirements are extraction limits for metals in
toys and toy components, but extraction limits are not provided for
individual raw materials used in the manufacturing of toys or their
components, such as titanium dioxide. The manufacturer of any toy
product has the responsibility to ensure that the finished article complies
with the Standard including the migration limits relevant to the intended
condition of use. The standard defines three different toy categories, and
migration limits for 19 elements are specified for each category. Titanium
is not listed.
Note that children’s paints fall under toys (while artists’ paints fall under
paints and coatings)
Carc Cat 2 substances are prohibited in toys, in components of toys or in
micro-structurally distinct parts of toys.
Carc Cat 2
classification Derogation conditions are the same as Carc Cat 1B, except for the
requirement to demonstrate in an analysis of alternatives that there are no
suitable alternative substances or mixtures available, as documented
Applicability (multiple sectors vs. Multiple
single sector)
Potential adverse impact on: I/C
- Industry (I)
- Professionals (P)
- Consumers (C)
Coated and printed plastic materials and articles are covered by the scope
of the Plastics Regulation. Plastics held together by adhesives are also
covered by its scope. However, substances used only in printing inks,
adhesives and coatings are not included in the Union list because these
layers are not subject to the compositional requirements of the Plastics
Regulation. The only exceptions are substances used in coatings which
form gaskets in closures and in caps. The requirements for printing inks,
adhesives and coatings are intended to be set out in separate specific
Union measures. Until such measures are adopted, they are covered by
national law113. If a substance used in a coating, a printing ink or an
adhesive is listed in the Union list, the final material or article has to comply
with the migration limit of this substance, even if the substance is used
in the coating, printing ink or adhesive only.
Even though colourants fall under the definition of additives, they are not
covered by the Union list of substances. Colourants used in plastics are
covered by national measures. Certain colourants, in particular, cadmium
pigments, are regulated by EU legislation on chemicals and listed in Annex
XVII of the REACH Regulation. They have to comply with the general safety
requirements of Article 3 of the Framework Regulation (EC) No 1935/2004
and are subject to risk assessment in line with Article 19 of the Plastics
Regulation.
TiO2 is currently an authorised substance, under entries 610, 805 and 873 in
Table 1 of Annex I, for use as an additive or polymer production aid. No
TiO2-specific migration limits are provided hence, in accordance with Article
11, a generic specific migration limit of 60 mg/kg applies and in accordance
with Article 12 an overall migration limit for plastic materials of 10
milligrams of total constituents released per dm2 of food contact surface
(mg/dm2) applies. Article 15 (3) states that when new scientific data are
available the declaration of compliance shall be renewed; however, the
new classification (based on pre-existing toxicological data) may not qualify
as ‘new scientific data’.
113
A brochure by Chemours provides a useful overview of relevant national legislation (Chemours, 2016c).
114
Interestingly, the opinion also states, “For non-genotoxic rodent carcinogens (which are known to be
around 50% of molecules tested in life span rodent carcinogenicity studies) only those for which the
mechanism of tumorigenesis (including the route of administration) has been identified as relevant for man,
should be carefully considered before a decision is taken to include them in a pharmaceutical product. It is
important to highlight that many of the substances positive in the carcinogenicity studies are specific rodent
carcinogens with no relevance to humans. In addition, the ‘safety ratios’ (e.g. the relation between the
exposures that were tumorigenic in rodents and those to be reached in patients) should be taken into
consideration” (European Medicines Agency, 2007).
Table 7–20, presents the applicability of the different pieces of legislation to the general TiO2
application areas identified earlier in this document. Red colour indicates relevance, while orange
colour indicates potential relevance (if certain conditions are met) or specific areas where
particularities exist; for instance, the CLP Regulation and the Authorisation provisions of the REACH
Regulation apply to chemical inputs to food preparation and pharmaceuticals manufacture but not
to the marketing and use of foodstuffs or medicines.
Comparison between Carc Cat 2 an Carc Cat 1B classification implications under EU law
Table 7–21 shows the different legislation areas grouped by differences in their provisions between
Carc Cat 1B and Carc Cat 2 substances. Five groups can be distinguished:
• Group 1 (red) – no change in provisions: here, Carc Cat 2 substances are treated the same as
Carc Cat 1B substances. This group includes waste, food contact materials, food additives,
medicinal products and tobacco additives;
• Group 2 (light red) – theoretically less onerous but, in practice, potentially similar provisions:
here, Carc Cat 2 substances are treated less stringently than Carc Cat 1B ones but in practical
(and economic) terms manufacturers and downstream users would essentially need to meet
very similar requirements. This group includes the labelling provisions of the CLP Regulation,
cosmetics and toy safety;
• Group 3 (yellow) – less onerous provisions: here, Carc Cat 2 substances are treated less
stringently than Carc Cat 1B ones. This group includes industrial emissions and construction
products and the REACH Regulation (are regards the provision of SDS, not Annexes XVII or XIV);
• Group 4 (green) – no provisions: here, Carc Cat 2 substances fall outside the scope of the
relevant legislation. This group includes the Carcinogens and Mutagens at Work Directive,
medical devices and biocides; and
• Group 5 (grey) – differences are uncertain: here, it is unclear how the carcinogenicity category
of a substance is taken into account. This group include feed additives and restriction of
substances in electrical and electronic equipment.
There are some important differences between the provisions of the existing regulatory framework.
Crucially, Carc Cat 2 substances are outside the scope of the Carcinogens and Mutagens Directive
and REACH Regulation’s Annexes XVII (and XIV). This, however, would not mean that a classification
of Carc Cat 2 would not be accompanied by significant impacts as, in several cases, the provisions of
EEA-wide regulation for Carc Cat 2 substances are the same (or practically the same) as for Carc Cat
1B ones as shown in Table 7–21.
Pharmaceuticals
Medical devices
preparations *
import of TiO2
Construction
Detergents
Elastomers
Cosmetics
materials
Ceramics
Catalysts
Biocides
Plastics
Paints
Fibres
Paper
Glass
Relevant
Inks
legislation Type Number
CLP Regulation 1272/2008/EC
Carcinogens Directive 1989/391/EEC
and Directive 2004/37/EC
Mutagens at
Work
Waste Directive 2008/98/EC
Framework Regulation 1357/2014
Decision 2000/532/EC
Industrial Directive 2010/75/EC
Emissions
REACH Regulation 1907/2006/EC
Annex XVII
Regulation 1907/2006/EC
Annex XIV
Regulation 1907/2006/EC
Article 31
Cosmetics Regulation 1223/2009/EC
(as amended)
Toy Safety Directive 2009/48/EC
European EN71-3:2013
Standard
Pharmaceuticals
Medical devices
preparations *
import of TiO2
Construction
Detergents
Elastomers
Cosmetics
materials
Ceramics
Catalysts
Biocides
Plastics
Paints
Fibres
Paper
Glass
Relevant
Inks
legislation Type Number
Food Contact Regulation 1935/2004
Materials on Food
Contact
Materials
Regulation EU/10/2011
Plastics in
Materials
and Articles
Regulation 282/2008/EC
Recycled
Plastic
Materials
and Articles
Regulation (EC) No
450/2009
Food Regulation 1333/2008/EC
Additives Directive 94/36/EEC
Regulation 231/2102
Regulation 1831/2003/EC
Pharmaceuticals
Medical devices
preparations *
import of TiO2
Construction
Detergents
Elastomers
Cosmetics
materials
Ceramics
Catalysts
Biocides
Plastics
Paints
Fibres
Paper
Glass
Relevant
Inks
legislation Type Number
Medicinal Directive 2001/83/EC
Products Regulation 1901/2006
Directive 2009/35/EC
Directive 94/36/EC
Construction Regulation 305/2011
Products
Biocides Regulation EU/528/2012
Medical Regulation 2017/745
Devices
Restriction of Directive 2011/65/EU
hazardous Directive 2012/19/EU
substances in
electrical and
electronic
equipment
Tobacco Directive 2014/40/EU
additives
Decision (EU) 2016/787
Other
* the left-hand side column refers to manufacture while the right-hand side refers to pigment and pigment preparation use
Of particular importance are the implications of the labelling provisions of the CLP Regulation as
they would impact nearly all TiO2 formulations (with content above 1% w/w) and most critically the
most important application of TiO2, paints. Because paints always contain over 1% of TiO2 by weight
they would have to carry the same pictogram on their label as for the Carc Cat 1B classification,
which would have severe consequences on public perception (see discussion elsewhere in this
document). In addition, implementation of the waste regulations that disregards the importance of
the exposure pathway specified in the hazard classification (by inhalation) could cause very
extensive problems to the management of waste and recycling activities.
It is important to point out that several pieces of relevant legislation would certainly impose a
regulatory burden on the TiO2 supply chain and the outcome of such efforts made cannot be
predicted with any certainty. There are application areas where a Carc Cat 2 hazard classification
More widely, a carcinogenic classification of any kind for a substance would still have significant
implications in retail / consumer, professional and industrial settings even if the use of the substance
is not restricted by legislation.
In relation to workers, the new classification might result in a tightening of national Occupational
Exposure Limits (OELs). For instance, it has been suggested that the current OEL in the UK is set at
10 mg/m3 but following the classification of the substance as a carcinogen, it might be reviewed and
might become an order of magnitude lower. This would have an impact on use of dry TiO2 pigment
in member facilities in terms of LEV and PPE provision, and in terms of monitoring worker exposure.
Downstream users might be required to implement additional measures to manage the risks to
workers of exposure to TiO2 dust.
In relation to consumers, a relevant example is national French legislation according to which a CMR
2 classified formulation has to be stored under lock (this provision should shortly be amended to
storage in a place not accessible to the public), hence such formulation would still be stigmatised as
potentially unsafe. In Germany, past legislation would ban the marketing of paints classified as Carc
Cat 2 to consumers, but this will no longer be the case through an amendment of the legislation in
early 2017.
Introduction
EFSA is responsible for “risk assessment of food contact materials (FCMs) and articles (FCAs)” for
which it has received a mandate from the European Commission, and that mandate does not cover
all food contact materials and articles. Risk assessment for non-harmonised FCMs and FCAs is carried
out by the CoE/EDQM whilst drafting a new resolution, or by the national authorities whilst
preparing new national provisions. The European Commission is responsible for “risk management”
of harmonised food contact materials and articles while national authorities are responsible for non-
harmonised FCMs/FCAs whilst relying in most cases on CoE/EDQM resolutions.
• Harmonised rules on active and intelligent materials under Regulation (EC) No 450/2009, and
plastics under Regulation 10/2011 (NB. as shown in Table 7–11, there is legislation on ceramics
and regenerated cellulose film but these do not have a direct relevance to TiO2);
• Council of Europe (CoE) Resolutions on coatings, paper and board, and printing inks. Although
these CoE Resolutions are guidelines, they are used by most national competent authorities to
check compliance of non-harmonised food contact materials and articles with Article 3 of the EU
Framework Regulation. Several of these Resolutions are under review. This review work is
confidential and it is understood that there is also a confidential draft CoE/EDQM Framework
Resolution that concerns the use / presence of CMRs food contact materials and articles. The
existing Resolutions are presented below; and
• National rules on a variety of food contact materials and articles. Pending the adoption of
more specific EU measures, food contact materials must also comply with any relevant national
legislation in different EU Member States. Literature suggests that specific pieces of national
legislation on different types of materials are currently in place in 19 EU Member States
(Baughan, 2015). Member States such as Finland and the Netherlands, for example, maintain
national requirements for paper and board, while Germany has established Recommendations
concerning paper and board for different end-uses (e.g., baking and filter papers). On 25
September 2016, the Belgian Federal Public Service (FPS) Public Health and Safety of the Food
Chain and Environment released a Royal Decree on varnishes and coatings intended to come
into contact with foodstuffs, which was planned to come into force on 1 January 2017.
According to the decree, the following substances can be used intentionally to make coatings
intended for food contact: those substances listed on the Annex I to Regulation (EU) No 10/2011
on plastics, those approved by a Member State, those approved by the European Food Safety
Authority, those that do not migrate to a detectable amount in the food, and those that are not
classified as CMR, and are not in nano-form (Food Packaging Forum, 2016).
More generally, national regulations may include positive lists for substances, impurity
specifications, and sanctioned test methods. For Member States without specific requirements
for paper and board (e.g., the United Kingdom, Denmark, and Sweden), such materials are
required to be safe, which can be established through references to national positive listings, EU
Directives, evaluations by the EU Scientific Committee on Food (now the European Food Safety
Agency), clearances in other jurisdictions (e.g., clearances under the U.S. Food and Drug
Administration's food additive regulations), and CoE Resolutions (Misko, 2004).
In relation to coatings in food packaging, there is a Council of Europe (CoE) Resolution, namely,
Framework Resolution ResAP(2004)1 on coatings115 intended to come into contact with foodstuffs.
The Resolution is not legally binding and applies to coatings which in the finished state are intended
to come into contact or which are brought into contact with foodstuffs and are designed for that
purpose. The following types of coating are covered (CoE, 2004):
115
Coatings are defined as the finished material prepared mainly from organic materials applied to form a
layer/film on a substrate in such a way as to create a protective layer and/or to impart certain technical
performance.
In accordance with the Resolution, coatings should meet the following conditions:
− Articles which are containers or are comparable to containers or which can be filled,
with a capacity of not less than 500 ml and not more than 10 litres;
− Articles which can be filled and for which it is impracticable to estimate the surface area
in contact with foodstuffs; and
− Caps, gaskets, stoppers or other similar devices for sealing;
• They do not transfer migrating components not listed in “Technical document No. 1 – List of
substances to be used in the manufacture of coatings intended to come into contact with
foodstuffs” which have MW < 1000 D in quantities which could endanger human health. These
non-listed substances of MW < 1000 D should be subjected to appropriate risk assessment,
taking into account dietary exposure as well as toxicological and structure activity
considerations.
TiO2 is listed in ‘List 1 of additives’ as an additive not subject to any restriction of specification. On
the other hand, ‘Silver chloride (20% w/w) coated onto titanium dioxide (80% w/w)’ is listed in the
Appendix to the ‘List 1 of additives’ and a restriction or specification for it are pending (CoE, 2009).
It should be noted that this Resolution as well as those discussed below apply to the States members
of the Partial Agreement in the Social and Public Health Field; these include: Austria, Belgium,
Cyprus, Denmark, Finland, France, Germany, Ireland, Italy, Luxembourg, Netherlands, Norway,
Portugal, Slovenia, Spain, Sweden, Switzerland and the United Kingdom.
Of relevance to paper and board is Council of Europe Resolution AP (2002)1. As above for coatings,
the Resolution is not legally binding but serves as an important reference and applies to all food
contact paper, including coated board and paper layers in multilayer materials, but excluding non-
wovens. Paper that is used in food contact articles but that is separated from the food by a
functional barrier is outside the scope of the Resolution (Baughan, 2015). According to the
Resolution, paper and board used for all food contact applications under normal or foreseeable
conditions of use should meet the following conditions (CoE, 2002):
Technical Document No. 1 contains the lists of additives which may be used in the manufacture of
paper and board materials and articles intended to come into contact with foodstuffs. TiO2 is
In 2005, the CoE Committee of Ministers of the Partial Agreement in the Social and Public Health
Field adopted the Resolution ResAP (2005)2 on “Packaging Inks Applied to the Non-Food Contact
Surface of Food Packaging”. CoE Resolutions are not legally binding, but are considered as
statements of policy for national policy makers of the Partial Agreement member states. The
Resolution imposes the following requirements (CoE, 2005):
• Printed materials and articles intended to come into contact with foodstuffs, should not, in their
finished state and under normal and foreseeable conditions of use, transfer their constituents to
foodstuffs in quantities which could endanger human health or bring about an unacceptable
change in the composition of the foodstuffs or a deterioration in the organoleptic characteristics
thereof, in accordance with Article 3 of Regulation (EC) No. 1935/2004;
• The substances in packaging inks should be selected in conformity with the requirements for the
selection of packaging ink substances as set out in Technical Document No.1;
• The packaging inks should be manufactured in accordance with the guides for good
manufacturing practice;
• The packaging inks should be applied in accordance with converters’ good manufacturing
practices;
• The printed or overprinted varnished layer of finished printed material or article should not
come into direct contact with food;
• Global and specific migration from the finished printed material or article should not exceed the
relevant limits; and
• There should be no, or only negligible, visible set-off or migration from the printed or varnished
non-food contact layer to the food contact surface.
Technical Document No.1 (CoE, 2007) includes among its exclusion criteria CMR 1A/1B/2 substances.
Substances which, however, are classified as category 1A, 1B, or 2 but are evaluated by (a) Scientific
Committee(s) and as a result can be used under the specified conditions, are admitted. No
restriction is currently imposed on TiO2.
If TiO2 were to be classified as Carc Cat 1B, it would fail the exclusion criteria for printing inks. As far
as coatings and paper/board are concerned, the listings of TiO2 might be reviewed as a consequence
of its new hazard classification.
However, consultation for the purposes of this analysis has suggested that a Draft CoE/EDQM
General Resolution is in preparation which will (once approved) stay above all existing Coe/EDQM
resolutions and guides. According to consultees, Article 3.3 of the Draft General Resolution, titled
“General concentration threshold for non-evaluated substances, measured in food (or simulants)”,
As the details of national legislation across 31 EEA Member States are not known, it cannot be
certain how the provisions for different carcinogenicity classification categories would vary. The CoE
Resolution on printing inks covers all CMR categories, therefore classification of Carc Cat 2 would
affect the use of TiO2 in printing inks in the same way as a Carc Cat 1B one. In addition, no specific
reference to hazard categories is made in the CoE Resolutions on coatings and paper/board and as
such, a Carc Cat 2 classification, similarly to a Carc Cat 1B one, could potentially lead to the listings
(approvals) of TiO2 being reviewed.
7.2.3 CEPE Code of Practice for coated articles where the food contact layer
is a coating
In the absence of harmonised regulations for coatings in direct contact with foodstuffs (beyond the
general provisions of Article 3 of the Framework Regulation 1935/2004/EC), CEPE, the trade
association for paints, printing inks and artists’ colours in Europe, has taken the initiative to develop
a Code of Practice which describes how compliance with the Framework Regulation can be
demonstrated for direct food contact coatings (CEPE, 2009). The Code of Practice is of a voluntary
nature and applies to the food contact surfaces of the following:
TiO2 is currently listed under Annex III (Incomplete List of Additives, an appendix to List C) without
any limitation on migration or other use condition; this list reflects the substances authorised under
Framework Regulation (EC) No. 1935/2004 under which TiO2 is authorised by virtue of its listing
under Regulation EU/10/2011 (the Union List). The Code of Practice does not incorporate a
mechanism for exemptions being granted for the use of specific substances; it rather allows the use
of intentionally added CMR substances if they have been reviewed in accordance with its Articles 4
and 5. According to Article 5 of this Code of Practice, additives which have been evaluated by
SCF/EFSA, classified in list SCF 0-4 and used in compliance with specific migration limits or other
restrictions can be used in such coatings, even if they are CMR substances. Thus, EFSA can authorise
a substance classified as a CMR and hence the CEPE Code of Practice would then authorise its use as
well. In other words, the actions of EFSA following the implementation of the proposed
classification for TiO2 would dictate whether TiO2 remains an authorised additive under the CEPE
Code of Practice or not.
The trade associations listed below are recommending this Code of Practice to their member
companies (CEPE, 2009):
In summary, the role of the voluntary Code of Practice following the classification of TiO2 as a
carcinogen would depend on whether the relevant scientific bodies (e.g. EFSA) would continue to
consider TiO2 safe for use or not. Moreover, the Code of Practice covers the intentional use of all
CMR substances (Cat 1 and 2). As such a classification of Carc Cat 2 would not have any material
difference to a Carc Cat 1B one as far as the use of TiO2 in coatings for food contact materials is
concerned. Notably, national initiatives are also known to exist.
7.2.4 EuPIA Exclusion Policy for printing inks and related products
The European Printing Ink Association (EuPIA) could not support the aforementioned CoE Resolution
as adopted, because it was believed not to be practicable. The substance inventory lists were not
sufficiently comprehensive, and did not provide protection for consumer health or reflect current
practices (EuPIA, 2012).
Independent of these legal initiatives and in the absence of specific EU legislation, EuPIA developed a
Guideline setting out a mechanism for the selection of raw materials for food packaging inks. Raw
materials are selected in accordance with the “Selection scheme for packaging ink raw materials” of
the EuPIA Guideline and with specific purity requirements. The inks are formulated and
manufactured taking into account many individual and varying parameters relating to the substrate,
application and end use in order to minimise the potential for migration of ink components into food
and to allow the final package to comply with the legal requirements of Regulation (EC) No
1935/2004 and other existing regulations. Packaging inks are formulated and manufactured in
accordance with the EuPIA Good Manufacturing Practices (EuPIA, 2016).
EuPIA has established an Exclusion Policy (which evolved from an earlier Exclusion List). The EuPIA
Exclusion Policy applies to the manufacture and supply of all types of printing inks and related
products, for use in any application and on any substrate. Although the EuPIA Exclusion Policy does
not impose any legal obligations, it has the full support of all EuPIA members. Printing ink
manufacturers who are not members of EuPIA are also invited and encouraged to apply the criteria
of the Exclusion Policy (EuPIA, 2016b).
Raw materials excluded by the Policy, and which must therefore be avoided in the formulation of
printing inks, are those substances or mixtures classified in one or more of the CLP hazard
classes/categories listed in Group A and Group B on the following page. CMR 1A/1B are to be found
in Group A. Furthermore, the substances in Groups C to G (listed in Annex 1 of the Policy) are
excluded regardless of whether or not they fall under the hazard criteria of Group A or B.
For specific technical and performance reasons it may be necessary, in an individual ink, to use a raw
material that contains a substance classified according to Group A or B. This exception may only be
applied where the concentration of the substance in the raw material is below the limits at which
When a raw material currently used becomes included in one of the categories in this Exclusion
Policy by reason of re-classification, by default EuPIA members are expected to substitute this
material as soon as practicable. A time frame of six months is normally regarded as appropriate.
If, after technical investigation, it is found not to be possible to replace a raw material in the short
term for a specific application, an exemption from substitution can be granted according to the
following rules:
• For hazards listed in Group A, the explicit approval of the EuPIA Technical Committee is required.
A list of exemptions approved under this procedure is provided in Annex 2 to the Policy; and
• For hazards listed in Group B (only), it shall be the responsibility of the individual member
company to conduct a risk assessment and to demonstrate that safe use is assured (in their own
manufacturing, in customers’ operations and/or in the final printed product as appropriate).
Importantly, a classification of Carc Cat 2 would mean that the substance would fall outside the
scope of the exclusion criteria, thus its use would not be prohibited.
The GADSL provides a definitive list of substances requiring declaration with the target to minimise
individual requirements and ensure cost-effective management of declaration practice along the
complex supply chain. The scope is to cover declarable substances in the flow of information
relevant to parts and materials supplied throughout the automotive value chain, from production to
the end of life phase. The GADSL only covers substances that are expected to be present in a
material or part that remains in the vehicle or part at point of sale and shows which substances are
regulated. This is a voluntary industry initiative designed to ensure integrated, responsible and
sustainable product development by automobile manufacturers and their supply chain. Its purpose
is to minimise individual requirements and ensure cost effective management of declaration practice
along the large and complex global supply chain116.
If TiO2 were to be classified as Carc Cat 1B, automotive OEMs via the GADSL would require that the
substance is not contained in products supplied to them. On the other hand, classification of TiO2 as
Carc Cat 2 would render the substance a “Declarable” one but it would be unlikely to make it a
candidate for a “Prohibited” substance classification.
116
Additional information is available at http://www.gadsl.org/.
Those products which are subject to a CE mark have to undergo a conformity assessment which
assesses the products characteristics and whether they meet EU harmonised standards before an EC
Declaration of Conformity is issued. The CE mark will be given if the product meets the conformity
assessment under the legislation it is subject to. Whilst there is no general rule for carcinogens for
CE markings, the classification of TiO2 as Carc Cat 1B would mean that some products might not be
able to attain a CE mark. Relevant affected products may include:
• Toys: Directive 2009/48/EC on toy safety specifies in detail the essential requirements to be
fulfilled by manufacturers, importers or distributors, to prove that their product complies with
EU regulations and finally, to be able to affix the CE marking. Annex II to the Directive specifies
the safety requirements products have to comply with. In accordance with this Annex,
substances classified as carcinogenic, mutagenic or toxic for reproduction (CMR) of category
1A, 1B or 2 under Regulation (EC) No 1272/2008 shall not be used in toys, in
components of toys or in micro-structurally distinct parts of toys (although derogations can
be granted); and
The new Regulation (EU) 2017/745 on Medical Devices also makes some generic references to
chemical risks but no specific requirement on CMR substances in relation to the CE marking is made.
For toys, provisions for a Carc Cat 2 substance would appear to be same as Carc Cat 1B, except that
there is a slight difference in derogation criteria which means that the use of a Carc Cat 2 substance
might be granted a derogation where Carc Cat 1B would not and the generic concentration limit is
1% up from 0.1%. For ecodesign of energy related products, CE marking provisions would appear to
be the same for both hazard classification categories.
Article 6(6) of Regulation (EC) No 66/2010 on the EU Ecolabel stipulates that the EU Ecolabel may
not be awarded to goods containing substances or preparations/mixtures meeting the criteria for
classification as toxic, hazardous to the environment, CMR, in accordance with the CLP Regulation,
nor to goods containing substances referred to in Article 57 of the REACH Regulation. The EU
Ecolabel is awarded to many categories of products, including:
For instance, Commission Decision 2014/312/EU establishing the ecological criteria for the award of
the EU Ecolabel for indoor and outdoor paints and varnishes prescribes that the final product
formulation, including all intentionally added ingredients present at a concentration of greater than
0.010%, shall not, unless expressly derogated in its Appendix, contain substances or mixtures
classified as toxic, hazardous to the environment, respiratory or skin sensitisers, or carcinogenic,
mutagenic or toxic for reproduction in accordance with the CLP Regulation.
National and regional ecolabelling schemes may also include exclusion criteria that relate to
carcinogenicity properties. For instance, ready-to-use paints (wall paints) cannot be awarded the
German Blue Angel ecolabel if they contain CMR substances (Blue Angel, 2015). Similarly, for an
indoor paint or varnish to be awarded the Nordic Swan, the mixture cannot be classified as CMR 1 or
2 (Nordic Ecolabelling, 2015).
There appears to be no difference between Carc Cat 1B and Carc Cat 2 in the known schemes, as
provisions on carcinogens are based on a carcinogenicity classification in general (H350 or H351).
The OEKO-TEX® Standard 100 is a worldwide consistent, independent testing and certification
system for raw, semi-finished, and finished textile products at all processing levels, as well as
accessory materials used. The central focus of the OEKO-TEX® Standard 100 has been the
development of test criteria, limit values and test methods on a scientific basis. Among the limit
values, there is a list for dyestuffs and pigments classified as carcinogenic and this list would likely
include TiO2 following its proposed classification.
On the issue of TiO2 in the textile sector, it has also been noted by stakeholders that in the spinning
process of man-made fibres there is always some amount of waste generated which contains TiO2
(used for delustering of the fibres). This type of waste is largely used in EU (and worldwide) as an
input material for other industries (e.g. engineering plastics and composite materials) and can be
applied in automotive industry, machinery, household appliances, etc. The potential classification of
TiO2 as Carc Cat 1B consequently means a complete change of evaluation of the above goods by the
final consumers.
There appears to be no difference between Carc Cat 1B and Carc Cat 2. There is at least one Carc
Cat 2 substance already listed under colourant.
• IEC 62474, the international standard for the management of declaration of materials and
substances in E&E products;
• ISO TS 16949, in the future IATF 16949, is a standard aimed at the development of a quality
management system that provides for continual improvement, emphasising defect prevention
and the reduction of variation and waste in the automotive industry supply chain; and
• VinylPlus, the voluntary commitment of the European PVC producers, which, among other
things, promotes the recycling of PVC waste. The recycling of PVC products which often contain
TiO2 such as window profiles, floorings might be affected by the classification of TiO2 as a Carc
Cat 2 substance. This could impact upon VinylPlus’ ability to meet its recycling targets.
TiO2 (also known as Pigment White 6 or PW6) is the universal choice for white pigments. It is
suitable for almost every usage and requirement; compared to TiO2 all other white pigments have
indisputable disadvantages or they are limited in their applicability.
A list of white pigments is presented in Table 8–2. Among them, zinc compounds such as zinc oxide,
and zinc sulphide (within lithopone) as well as carbonates and other mineral powders (kaolin, talc)
find extensive use. However, TiO2 has the highest refractive index among all known white pigments,
as shown in Table 8–1. Rutile TiO2 has a refractive index that exceeds 2.7, while other popular white
pigments such as zinc oxide (ca. 2), lithopone, kaolin, chalk and talc (all less than 2) have much lower
index numbers. The high refractive indices of rutile and anatase TiO2 result in high light scattering
properties; as a result, relatively low levels of TiO2 pigment are required to achieve a white opaque
coating, in comparison to alternative white pigments.
An important measure of a pigment’s potential hiding power can be determined by a simple test
whereby it is tinted with a standard black pigment, and assessed using an arbitrary scale. The tinting
strength values for rutile titanium pigments range between 1550 and 1850 and for anatase between
1150 and 1350. The best of the other white pigments listed in Table 8–1, zinc sulphide, is only half
as powerful as rutile (Gázquez, et al., 2014).
Lower hiding powder exhibited by pigments other than TiO2 could also be counterbalanced by
deposition of thicker layers, but these layers are then more difficult / impossible to dry or cure, nor
will they perform any longer the required functionalities. This could be particularly important in
processes such as printing, but also more widely would impact upon the efficiency of any coating
operation.
117
Available at: https://echa.europa.eu/documents/10162/48252319-d727-42aa-8b3e-bb97cb218f0e
(accessed on 22 August 2016).
As a result, there is no white pigment that can match the opacity, hiding power, cost-efficiency,
inertness and weatherability of TiO2. It is important to note that several of the pigments identified
above are mineral fillers widely considered to be suitable as extender pigments. Such pigments can
be (and in some cases, have been) used to partly replace TiO2 in formulations, primarily for cost
reasons. Their performance however cannot match that of TiO2 as they have a relatively low
refractive index of ca. 1.5. When the surrounding medium is air with a refractive index of 1.0, the
difference in the two index values produces substantial light scattering, so that extender pigments
appear white. However, when such alternative pigments are dispersed in other media, e.g. a paint
binder which itself has a refractive index of ca. 1.5, they scatter light very poorly and appear much
more transparent. Considering matrices such as paints, extender pigments may also have an
adverse effect on other physical properties such as consistency, gloss (Zorll, 2000), stability and
scrub resistance (film toughness) (Karakaş, et al., 2015). Whilst, on a case-by-case basis, TiO2 might
be technically possible to replace, particularly where technical requirements are not stringent, in
order for opacity and hiding power to be acceptable, increased loadings of the alternatives may
need to be used, thus imparting poor cost-efficiency on the alternatives.
A more recently developed technology is that of organic pigments, effectively opaque polymer
systems. These have been used in interior and exterior coatings as hollow-sphere polymeric
pigment that allow paint manufacturers to reduce the raw material cost (i.e. the cost of TiO2) of their
formulations. For instance, such a commercial product claims to offer “significantly increased light
scattering efficiency while maintaining paint performance”, “greater cost savings while providing
equal hiding”, and “a comparatively low binder demand [so that] the total PVC [Pigment Volume
Concentration] can be slightly increased without sacrificing paint performance” (Dow, 2010)118.
However, this is not a solution if complete elimination of TiO2 from the formulations is required;
also, the integrity of the hollow spheres plays a significant role in the performance of such products
(NB. products from other companies are available, the above is only one example).
The list of alternative white pigments includes several heavy metal compounds. Lead-based
pigments in particular are far more hazardous than TiO2; they currently find very little use, if any, as
they have been replaced by TiO2. Zinc oxide and zinc phosphate have unfavourable environmental
hazard profiles.
118
The specific product referred to here is claimed to be “non-toxic in single acute oral, dermal, and inhalation
exposure tests. Without proper safety precautions, it can be a mild skin and eye irritant” (Dow, 2010).
Finally, availability also needs to reflect the approval status of the different pigments. TiO2 holds
approvals which other pigments may not. For instance, TiO2 is the only white pigment which is
allowed for use as a colouring agent in pharmaceuticals. For foodstuff, the only other approved
colourant is calcium carbonate (E170) but is used in different applications to TiO2 (see also discussion
below as well as in Section 4.4.3); any other alternative pigment, if there is one to be found, would
have to go through a long authorisation process for food additives. This process would take years.
Similarly, TiO2 has specific approvals for use in cosmetic products119 and packaging (plastic)
materials.
119
Zinc oxide is approved for use in UV sun screens but it contributes mainly to UVA protection in contrast to
TiO2 which protects against UVB radiation and is a major contributor to high Sun Protection Factors (SPF).