Assignment

a b c d
1 Chapter IV deals with powers and functions of the Board. TRUE FALSE
SEBI doesn’t have the power to inspect any books or register of any public
2 company listed in Stock Exchange. TRUE FALSE
SEBI doesn’t charge any Penalty for failure to enter into an agreement with
3 clients. TRUE FALSE

4 Dividend distribution tax can be equivalent to Tax Deduction at Source. TRUE FALSE
5 Long-term capital gains are exempted from Income Tax. TRUE FALSE

A Non-Banking Financial Company (NBFC) is a company registered under Companies Act, Banking Regulation Cooperative Securities Act of
6 the _____________. 1956 Act, 1949 Societies Act, 1912 1934
Non-bank financial companies were earlier called as Non-bank financial
7 ________. Industries Institutions Organizations Groups
8 Non banking Companies cannot accept _________ deposits. Recurring Fixed Savings Demand
Cooperative
9 Venture Capital Fund Company are regulated by _____________. Companies Act RBI SEBI Societies Act

10 NBFCs are required to submit statutory annual returns to ___________. Government RBI SEBI Ministry of Finance
The NBFCs are allowed to accept/renew public deposits for a minimum
11 period of _________. 12 months 6 months 2 Years 1.5 Years
NBFCs registered with RBI have been reclassified as_______________, Securities Finance Asset Finance Capital Finance Industrial Finance
12 Investment Company (IC) and Loan Company (LC) Company(SFC) Company (AFC) Company (CFC). Company (IFC)
13 The maximum interest that NBFCs can pay on deposits is ____%. 9 10 11 12
14 NBFCs does not issue ___________. Cheque Books Demand Drafts Pass Book ATM Cards
15 The NBFCs are__________ in terms of their activities. Flexible Heterogeneous Homogeneous Rigid

A company desirous of commencing business of non-banking financial

16 institution should have a minimum net owned fund of Rs _________. 250 Lakhs 300 Lakhs 100 Lakhs 200 Lakhs
NBFCs were offering very ________ rate of interest on the deposits to
17 attract more deposits. High Low Medium No Interest
18 Credit Rating agencies are regulated by SEBI. TRUE FALSE
19 "BBB" stands for strong. TRUE FALSE
20 CRISIL is the first credit agency in India. TRUE FALSE

Small Savings Finace Non Bank Financial Non-bank financial

21 Non-bank financial companies were earlier called as Groups Industrial Banks Groups Institutions
Supporting
investments in
22 Which of the following is not a service of NBFC? Accept deposits Issuing Cheques Underwrite IPOs property
23 The deposits with _______ are not insured. RBI Depository Banks NBFCs RRB

A Non-Banking Financial Company (NBFC) is a company registered under Banking Regulation Cooperative Securities Act of Companies Act,
24 the Act, 1949 Societies Act, 1912 1934 1956
Providing
suggestions on
mergers and
25 The principle business of NBFC is Accepting deposits Giving Loans Underwrite IPOs acquisitions
Deposit insurance
26 _____________ is not available for NBFC depositors unlike in case of banks. facility of DICGC Interest Rates Locker Facility Loans
The NBFCs are allowed to accept/renew public deposits for a maximum
27 period of ___ months 12 60 50 36

28 The repayment of deposits by NBFCs is not guaranteed by NBFC Government RBI Commercial Banks
NBFCs have to maintain ________% of their deposits in the form of liquid
29 assets with commercial banks. 17 25 9 12.5
NBFCs with Net Owned Fund less than _____ Lakhs cannot accept deposits
30 from the public. 13 Lakhs 12 Lakhs 10 Lakhs 5.25 Lakhs
CASE Study Question

1 Basically capital market refers to institution and individuals, which helps in Growing Maintaining Motivating Facilitating

International Fund International International Fax International Freight

2 What does IFC Stands for. Corporation Finance Corporation Corporation Corporation
The development of the capital markets is termed as necessary condition
3 for the sustainable growth of. Business Industry Economy Society
4 In which year KSE is found 1945 1946 1947 1948
Mutual Fund
5 The Pakistani government clearly focused on the importance of Share Markets Markets Commodity Markets Capital Markets