Probabilistic Finite Element Analysis of Concrete
Probabilistic Finite Element Analysis of Concrete
1998
C 1998 Elsevier Science Ltd
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ELSEVIER
An alternative to reduce the computational effort representing the accelerations of the free-field motion of the
demanded by the Direct Monte Carlo Method is to use ground surface, is given by the expression
simulations with Neumann expansions.i6 In this case, simu-
lations are employed to generate the fluctuating part of the X(t) = 3(t) f cos(w,t - 9,) (1)
stiffness matrix, but back-substitution is accomplished using II=1
a constant stiffness matrix evaluated with mean values of where h(t) is a time-dependent deterministic function, A is a
the material properties; this matrix is decomposed only Gaussian random variable representing the amplitude of
once, at the beginning of the process. However, if the X(t) and h is a factor introduced in order to obtain an
variation coefficients of the properties are not small, this absolute maximum value of X(t) equal to A.
method requires higher order expansions, increasing the Frequencies o, are equally spaced at the interval [O,w,],
computational cost. 17,*0 with o, being the maximum value of the excitation
Another solution is obtained by expanding the random frequency. The phase angles r$, are independent random
variables of the problem using Taylor series. In this case, variables and with a uniform distribution in the interval
mass, stiffness and damping matrices, together with the load [0,27r], i.e. q5, = 2nb,, where b, is a random number with
vector, displacements, velocities and accelerations, are uniform distribution in the interval [O,l]. The number of
expanded in Taylor series. Introducing these expansions in terms in the series is 200.
the equations of motion, expected values and standard Values of the Gaussian random variable A can be
deviations of the structural response can be obtained without obtained through random numbers with uniform distribution
simulations. ‘7,18,21-26 These methods, in spite of their as is usual.31 However, in order to avoid peak values of A
efficacy in terms of computational effort, may be very with a small probability of occurrence, a confidence interval
inaccurate when the variation coefficients of the random of 98% is defined to disregard these extreme values.
variables have high values. Moreover, difficulties in deter- The function h(t) may be selected in order to obtain a
mining the terms of the series increase with the complexity desirable number of shocks in the artificial earthquake
of the constitutive model and loads. record. The function adopted in this work, which reproduces
Safety verification of concrete gravity dams can be based a single shock, is given by
on three criteria: cracking, concrete crushing and sliding at
the dam-foundation interface. A consistent evaluation of h(t) = e - at-Tp -e- olTP (21
the structural safety level requires the determination of the In eqn (2), TP = Td/2 is the time where the peak value of
probability that these failure modes will be reached or, in X(t) occurs, with Td representing the duration time of the
other words, the failure probability. This probability can be
estimated if the probability distribution of some random
variable representing a given safety limit for the structure 1.2 'I
event. Scattering of X(t) in time is defined by cx = c/Td, 3 VERIFICATION OF THE STRUCTURAL SAFETY
where c is a constant.
Thus, the artificial seismic excitation is characterized by Quantilication of dam safety under seismic actions is still an
two random components: the amplitude and the phase open question to be discussed. A safety factor less than 1.0
angles. during a short time period is not enough to say that the
In Fig. 1, two samples of the process X(t) are shown. The structure is not stable.’ Moreover, local failure does not
mean value of the amplitude is O.lg, where g = 9.81 m s-’ mean the global failure of the structure. However, safety
is the gravity acceleration, and a variation coefficient equal factors are good indicators of the structure’s capability to
to 0.20 is adopted. Two frequency contents are considered support external loads.
and Td = 20 s. The analysis of the minimum values of safety factors,
together with the cracking intensity of the dam, gives
2.2 Random generation of the material properties general information about the damage caused by the seismic
action. The safety concept is, in fact, directly related to the
Concrete properties have random variations over the damage provoked by external action on the structure.9
structural domain. A generic property n can be written as In this work, structural safety verification is based on the
three criteria: cracking, concrete crushing and sliding at the
rl = %(l +4x)) (3) dam-foundation interface. Safety factors against these
failure modes are time varying due to the dynamic charac-
where no is the mean value of the property and a(x) repre- teristic of the excitation. Only smaller values during dam
sents the fluctuations around the mean value, with x being vibration are considered for each simulation.
the position vector on the structural domain. Thus, if 6 represents a generic safety factor, the limit state
The fluctuating part a(x) has a mean value equal to zero is defined by the condition 8 < 1. Then, if p(0) is the prob-
and an autocorrelation function given by ability density function, the probability to reach the limit
state (failure probability) is defined by-
(4)
deterministic matrix. Then, it can be shown” that the solved to obtain increments of relative displacements,
equation of the motion of the dam-foundation system can denoted by AU,‘. Applying Newmark’s method, AC, may
be written as be obtained and the increments of relative accelerations at
the solid-fluid interface are separated in a vector A\jir;.
MAti; + , + yK,dJ:,, + , + K,AU; + 1 = AF (13) With A\jti, = Al%; + AtiT the vector AFr, given in eqn
(12), may be assembled and eqn (8) is solved to obtain
where M and K, are the mass and elastic stiffness matrices nodal pressure increments API in the fluid domain. After
of the coupled dam-foundation system and Auk+, , API is known, we go to the next time step. At the end of
AfJ; + I and AU,,, r are the vectors of relative acceleration, each time interval it is necessary to define the unbalanced
velocity and displacement increments at the current time force vector pm.
interval. This procedure uses a single loop to deal with both the
Matrix K, is evaluated with mean values of the material non-linearity and the coupling. Although Newmark’s
properties and y is the damping proportionality factor. method is known as an unconditionally stable algorithm,
The vector AF is given by the adopted procedure may still be conditionally stable.
Thus, a preliminary test is necessary to define the time
AF = - mRA$? - rI@TiiAp dP + (o, (14) step which preserves accuracy and stability in the current
problem. For the system analysed in this work, it was found
where m is the dam mass matrix, R is a rigid body trans- that the time step must be smaller that a/( low,), where w, is
lational matrix corresponding to the degrees of freedom of the maximum frequency of the seismic excitation.
the dam, ii is the outflow normal of the structure and
foundation at the interface with the fluid and N is a
matrix with the shape functions of the structural and 6 ANALYSIS OF A DAM-RESERVOIR-
foundations elements. FOUNDATION SYSTEM
In this work, the same shape functions are adopted for
fluid and solid elements, i.e. N = fi. The analysis of the right transition wall of the Tucurui Dam
The vector Al%’ contains the stochastic acceleration in Brazil is presented in this work. This wall is a gravity
increments of the free-field motion at the ground surface, structure of mass concrete with two blocks of approximately
as defined in Section 2, and pin is the unbalanced force 30 m in length, separated by a contraction joint.
vector in t,. Vector IO,,,takes into account the non-linearity The dam-reservoir-foundation system is shown in
due to the cracking and deviations of the mean values of the Fig. 3.
concrete properties. This vector is evaluated with random The mean value of the concrete uniaxial compressive
properties obtained in each simulation. Using eqn (13), strength was taken as fC = 16.70 MPa. For the rock, the
matrix K, remains constant and non-linearities and devia- adopted Young’s modulus and Poisson’s coefficient were
tion of the mean values of the properties are included in the taken as 20000 MPa and 0.25, respectively. Although
load vector. previous cracking may introduce non-linear behaviour, the
A lumped mass matrix35 of the dam-foundation system is rock at the foundation system was assumed to have linear
used in this work. This lumped mass matrix is obtained from behaviour and a plane state of strain was adopted to analyse
the consistent mass matrix in order to preserve the total this part. For the dam-foundation system, 636 iso-
mass of the system. The consistent mass matrix is obtained parametric elements of eight nodes were used in the finite
using 3 X 3 integration points but, for the stiffness matrix, element mesh. The total number of nodes and total number
2 X 2 integrations points are employed. of displacement degrees of freedom were 2049 and 4098,
Eqns (8) and ( 13) are integrated in time using Newmark’s respectively. For the reservoir, 330 isoparametric elements
method. At time t, = 0 the fluid pressure is taken as the
same value of the hydrostatic pressure, while its first and
second derivatives with respect to time are taken as P=O
and P = 0, respectively. For the dam-foundation system,
initial displacements are obtained from the static analysis,
whereas velocities and accelerations are taken as equal to
zero for all the finite element domain. In the initial static
analysis, the dam is loaded with the self-weight and with the
hydrostatic pressure. Only this last effect is considered to be
acting over the foundation.
The following procedure is adopted to solve the system of
coupled equations: at time t i = 0, the pressure increment AP
is taken equal to zero and an increment of prescribed accel-
erations A%‘: is applied to the dam-foundation system. The
load vector AF is assembled using eqn (14) and eqn (13) is Fig. 3. Analysed system.
102 J. Milton de Arakjo, A. M. Awruch
with eight nodes were used. The total number of nodes was
1077 and, in this case, it is equal to the total number of
pressure degrees of freedom.
The first undamped natural frequency of the dam-
foundation system is 18.30 rad s-l. The damping matrix iii
was obtained specifying a typical damping ratio of 5% in g 3 Trig - 2.78
this vibration mode.’ The damping ratio of cracked finite
0 i
elements might be reduced, but this procedure was not con-
sidered. The speed of the acoustic wave was taken as 5 2
Tii -II
1434 m s-l.
The vector of rigid body accelerations induced by the -0
5
@1
.A
E
.$ 0.6
3 crushing
z!
0 so
0 10 20 30 40 50 Number of simulations
Number of simulations
Fig. 6. Standard deviations of the safety factors as a function of
Fig. 4. Safety factors obtained in each simulation. the number of simulations.
Probabilistic analysis of concrete gravity dams 103
Fig. 8. Cumulative probability of the safety factor against The authors would like to thank the CNPq (Brazilian
cracking. National Research Council) for its financial support.
104 J. Milton de Aralijo, A. M. Awruch
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