A Re Valuation of The Ancient Science of
A Re Valuation of The Ancient Science of
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What is This?
LEON CRICKMORE
Introduction
Harmonics was one of the earliest numerical sciences. It was concerned with
the theoretical arithmetic underpinning the tuning of ancient musical
instruments. Harmonics probably emerged amongst our stone-age ancestors,
matured in ancient India, Babylon and Egypt, and flourished in Greece,
which is the source of our earliest surviving records of it. Harmonics contin-
ued to maintain its ground until the 17th century, since when it has been
overtaken by experimental science and technology.
The frequency of vibration which gives rise to musical pitch varies in
inverse proportion to the length of the vibrating string or air-column. There
are scientific instruments for measuring frequency of vibration accurately,
and modern mathematics can easily handle irrational numbers such as
—
12√2 , needed to divide the musical octave into 12 equal semitones to form a
sempre :
chromatic scale, tuned in the manner which, since the time of Bach, has
been known as ‘equal temperament’. However, since the ancients were
unable to measure frequency accurately, and their mathematics was limited
in its capacity to deal with irrational numbers, they defined pitch in terms of
ratios of string-length. With the aid of a monochord – an instrument with
one string and a movable bridge, designed to keep all other factors constant
while string-length alone is varied – they were able to specify musical pitches
by means of numbers which represented their magnitude on a given ruler or
canon. According to Nicomachus, writing in the 2nd century AD, the
Pythagoreans called monochords ‘canons’ (Levin, 1994: 61). The authors of
the ancient texts on harmonics employed ratios with great sophistication.
Their science of harmonics was a beautifully proportioned and crafted con-
struct, even if their fascination with correlations between number and tone
sometimes led them to confuse acoustical theory with cosmology. Ancient
writers recognized three categories of music: cosmic (musica mundana),
human (musica humana) and instrumental (musica instrumentalis). The third
of these, which for the ancients did not primarily refer to the performance of
music by instruments, but rather to the ratios of string-length that relate
number to tone, is the focus of this article. Since the development of empiri-
cal science and psychology, the first two categories of ancient music rarely
feature in modern thinking except as poetic metaphors. Godwin (1986,
1993), however, has compiled two sourcebooks of texts from the literature of
human and cosmic music. In the light of the collective impact of these, it
seems reasonable to regard such texts as evidence of an ancient intellectual
tradition which sought synthesis on the basis of analogies with systems of
musical tuning. The earliest surviving treatise on the tuning of the musical
scale, The Division of the Canon, could date from around the turn of the fourth
century BC (see Barbera, 1991). McClain (1976), however, presents a plausi-
ble case for a much earlier understanding of harmonics in India, Babylon and
Egypt. McClain (1978) demonstrates in detail how Plato used harmonics as a
framework for the mathematical and musical allegories in his dialogues.
. .
Frequencies
FIGURE 2 The first six terms of the harmonic series with their ratios.
String-
length
Tone
Octave
(cf. Fig 1b)
World Soul scale will be recognized by musicians as the ancient Greek Dorian
mode; while the octave 432–864 (items 2–9 in the series) constitutes the
Phrygian mode. In the Republic (398–99c, see Bloom, 1968), Plato limits the
modes to be permitted in his model cities to these very two. Modern musicians
refer to pitches defined by ratios generated by 2 and 3 only as Pythagorean
tuning. The first octave and a tone of the scale defined by the World Soul
numbers are shown in Figure 4.
BC
AD
The octave 432–864 defines the ancient Greek Phrygian mode in the
smallest integers possible. However, the multiplication or division by two of a
tone-number simply lowers or raises it by an octave, without changing the
letter-name by which the pitch is identified. For instance, 864 can be consid-
ered functionally equivalent to 27 (33), i.e. 864 ÷ 25. American musicologists
have coined the phrase ‘octave equivalence’ for this. Indeed, the Phrygian
scale in its entirety is therefore implied in the cube of 3. For, musically, start-
ing, for instance from base D, 1:3:9:27 means D, A, E, B, a series of fifths in an
upward direction; and D, G, C, F, similarly downwards. Given octave equiva-
lence, these named notes can be rearranged to form the ancient Greek
Phrygian mode (see Figure 4).
Another significant feature of this tuning of the Phrygian mode is that its
ratios remain invariant under reciprocation: 9:8, 256:243, 9:8, 9:8, 9:8,
256:243, 9:8 . Thus the numbers 432, 486, 512, 648, 729, 768, 864 (see
Figure 4) function simultaneously as ratios of frequency and of string-length
to define the same scale ascending and descending. Perhaps it was on
account of the convenience of its symmetry in reciprocation that this ancient
Greek Phrygian scale – represented by the white notes of the piano in the
octave D to D – became the first of the eight Church Modes (protus authenticus
or primus tonus). To add to the confusion, from about the end of the eighth
century AD, some ancient writers label this scale Modus Dorius. In conse-
quence, if asked to explain the Dorian mode, modern musicians will some-
times simply describe it as the white notes D–D on a keyboard, failing to dis-
tinguish between the mediaeval Dorian and the ancient Greek Dorian modes.
The Dorian mode of the ancient Greeks should be described, equivalently, as
the white-note octave E–E, descending (see Figure 4). As already noted, the
ancient Greeks viewed their scales, initially, as descending, i.e. corresponding
to increasing string-length. It is particularly important to bear this in mind
when considering the Dorian mode, for in Pythagorean tuning, the Dorian
mode, unlike the Phrygian, differs under reciprocation. The reciprocal of the
ancient Greek Dorian mode is our modern major scale (Figure 5).
-
m
m
m
FIGURE 5 The ancient Greek Dorian and Phrygian modes with their reciprocals.
Plato’s Timaeus and its World Soul scale never sank entirely into oblivion
during the dark and middle ages on account of a Latin translation of its first
part by Calcidius. Then, from the ninth century, the De Institutione Musica of
Boethius – composed early in the 6th century and containing translations
and paraphrases of passages from the Sectio Canonis, works by Nicomachus
and Ptolemy’s Harmonica – ensured that the science of harmonics was trans-
mitted through to the renaissance and beyond (Bower, 1989).
Just tuning
The ancient Greek Dorian mode can also be defined by smaller integers than
the 384–768 shown in Figure 4. To achieve this, the prime number 5 has to
be used as a generator, in addition to 2 and 3. Just as Pythagorean tuning was
Discussion
Since the 17th century, academic interest in harmonics has tended to be
restricted to specialists in acoustics and mathematics. It may now be timely,
therefore, to widen the debate to embrace a number of other fields of contem-
porary knowledge, and to speculate whether harmonics could have a contri-
bution to make to future interdisciplinary research into the evolution of
music and the human mind.
In his introduction to McClain (1976), Professor Siegmund Levarie
describes this book as ‘an intellectual breakthrough of the utmost signifi-
cance’. But he also recognizes realistically that the author’s interdisciplinary
approach is unlikely to earn the immediate support of academic experts ‘who
have become too specialized to view the whole rather than the detail’.
McClain (1978) applies his findings to the specific field of Plato’s dialogues.
Building on the work of Brumbaugh (1954), who had examined every refer-
ence to mathematics in Plato, McClain analyses Plato’s references to music in
the light of harmonics, and attempts to reconstruct the actual numbers and
number sets underlying Plato’s musical and mathematical allegories.
However, the comments on music in the notes of most modern translations of
Plato still remain disappointingly unenlightening. One can only speculate
over the reasons for this. Has McClain’s work been judged and found want-
ing, sidelined by prejudice, or simply escaped notice? In so far as McClain is
right in believing that harmonics was a protoscience, governing not only the
musical tuning systems but also the astronomy, calendars, temple construc-
tion and myths of several ancient cultures, then ignorance of it, or indiffer-
ence to it, can only serve as an obstacle to the advancement of research into
the evolution of music and the human mind.
The relevance of harmonics to three groups of professionals whose work is of
particular interest to readers of Psychology of Music warrants specific comment.
(1) PERFORMERS
During the last 50 years, the revival of interest in early music and its authen-
tic performance on period instruments has given rise to the rediscovery, study
and practical use of a range of historic tunings. For performers, however, the
theoretical side of harmonics is always subordinate to musical instinct. The
exact tunings they use (especially singers and string players) are determined
by their ears rather than by mathematical calculation. To pitch a note with
the voice or to tune an instrument is as much an art as a science. This has
probably always been so. Although Plato, an idealist, insisted that tuning the-
ory should be studied exclusively in mathematical terms, Aristoxenus,
Aristotle’s pupil, known as ‘the musician’, held that the final arbiter must be
the ear.
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