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• ORIGIN AND EVOLUTION TREATY OF WESTPHALIA, 1648 – The Peace of Westphalia is the collective
name for two peace treaties signed in October 1648 in the Westphalian cities of Osnabrück and Münster. They ended the
Thirty Years’ War (1618–1648) and Eighty Years’ War (1568–1648), and brought peace to the Holy Roman Empire,
closing a calamitous period of European history that killed approximately eight million people. The Holy Roman
Emperor (Ferdinand III), the Spanish Empire, the kingdoms of France and Sweden, the United Provinces (Netherlands),
and their respective allies among the princes of the Holy Roman Empire participated in these treaties.
The negotiation process was lengthy and complex. Talks took place in two cities, because each side wanted to meet on
territory under its own control. A total of 109 delegations arrived to represent the belligerent states, but not all
delegations were present at the same time. Two treaties were signed to end the war in the Empire: the Treaty of Münster
and the Treaty of Osnabrück. These treaties ended the Thirty Years’ War in the Holy Roman Empire, with the Habsburgs
(rulers of Austria and Spain) and their Catholic allies on one side, battling the Protestant powers (Sweden and certain
Holy Roman principalities) allied with France, which was Catholic but strongly anti-Habsburg under King Louis XIV.
The separate Peace of Münster ended the Eighty Years’ War between Spain and the United Provinces.
Joachim Whaley, a leading English-language historian of the Holy Roman Empire, mentions that later commentators
such as Leibniz, Rousseau, Kant and Schiller eulogized the Peace of Westphalia as the first step towards a universal
peace, but he points out that “their projections for the future should not be mistaken for descriptions of reality”.
Scholars of international relations have identified the Peace of Westphalia as the origin of principles crucial to modern
international relations, collectively known as Westphalian sovereignty, though other historians argue that this is largely a
myth invented after the fact.
• TREATY OF VERSAILLES – The Treaty of Versailles was the most important of the peace treaties of World War I.
It ended the state of war between Germany and the Allied Powers. It was signed on 28 June 1919 in the Palace of
Versailles, exactly five years after the assassination of Archduke Franz Ferdinand, which led to the war. The other
Central Powers on the German side signed separate treaties. Although the armistice of 11 November 1918 ended the
actual fighting, it took six months of Allied negotiations at the Paris Peace Conference to conclude the peace treaty. The
treaty was registered by the Secretariat of the League of Nations on 21 October 1919.
The Treaty of Versailles established a blueprint for the postwar world. One of the most controversial terms of the treaty
was the War Guilt clause, which explicitly and directly blamed Germany for the outbreak of hostilities. The treaty forced
Germany to disarm, to make territorial concessions, and to pay reparations to the Allied powers in the staggering amount
of $5 billion.
Although US President Woodrow Wilson was opposed to such harsh terms, he was outmaneuvered by French Prime
Minister Georges Clemenceau. France was the only Allied power to share a border with Germany, and therefore suffered
the bulk of the devastation and casualties from the German war machine. The French aimed to weaken Germany to the
greatest extent possible.
Of the many provisions in the treaty, one of the most important and controversial was: “The Allied and Associated
Governments affirm and Germany accepts the responsibility of Germany and her allies for causing all the loss and
damage to which the Allied and Associated Governments and their nationals have been subjected as a consequence of
the war imposed upon them by the aggression of Germany and her allies.” The other members of the Central Powers
signed treaties containing similar articles. This article, Article 231, became known as the War Guilt clause. The treaty
required Germany to disarm, make ample territorial concessions, and pay reparations to certain countries that had formed
the Entente powers. In 1921 the total cost of these reparations was assessed at 132 billion gold marks (then $31.4 billion
or £6.6 billion, roughly equivalent to US$442 billion or UK£284 billion in 2022). Because of the way the deal was
structured, the Allied Powers intended Germany would only ever pay a value of 50 billion marks.
Prominent economists such as John Maynard Keynes declared the treaty too harsh—a “Carthaginian peace”—and said
the reparations were excessive and counter-productive. On the other hand, prominent Allied figures such as French
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Marshal Ferdinand Foch, criticized the treaty for treating Germany too leniently. This is still the subject of ongoing
debate by historians and economists.
The result of these competing and sometimes conflicting goals among the victors was a compromise that left no one
satisfied. In particular, Germany was neither pacified nor conciliated, nor was it permanently weakened. The problems
that arose from the treaty would lead to the Locarno Treaties, which improved relations between Germany and the other
European powers, and the re-negotiation of the reparation system resulting in the Dawes Plan, the Young Plan, and the
indefinite postponement of reparations at the Lausanne Conference of 1932. The treaty has sometimes been cited as a
cause of World War II: although its actual impact was not as severe as feared, its terms led to great resentment in
Germany which powered the rise of the Nazi Party.
Although it is often referred to as the “Versailles Conference”, only the actual signing of the treaty took place at the
historic palace. Most of the negotiations were in Paris, with the “Big Four” meetings taking place generally at the French
Ministry of Foreign Affairs on the Quai d’Orsay.
• UN CHARTER AND EMERGENCE OF UNO: The United Nations is an international organization founded in 1945
after the Second World War by 51 countries committed to maintaining international peace and security, developing
friendly relations among nations and promoting social progress, better living standards and human rights.
The Charter of the United Nations is the founding document of the United Nations. It was signed on 26 June 1945, in
San Francisco, at the conclusion of the United Nations Conference on International Organization, and came into force on
24 October 1945.
The United Nations can take action on a wide variety of issues due to its unique international character and the powers
vested in its Charter, which is considered an international treaty. As such, the UN Charter is an instrument of
international law, and UN Member States are bound by it. The UN Charter codifies the major principles of international
relations, from sovereign equality of States to the prohibition of the use of force in international relations.
Since the UN’s founding in 1945, the mission and work of the Organization have been guided by the purposes and
principles contained in its founding Charter, which has been amended three times in 1963, 1965, and 1973.
The International Court of Justice, the principal judicial organ of the United Nations, functions in accordance with the
Statute of the International Court of Justice, which is annexed to the UN Charter, and forms an integral part of it. (See
Chapter XIV, Article 92)
• THEORIES OF EVOLUTION – So main theories of evolution are:
Lamarckism or Theory of Inheritance of Acquired characters.
Darwinism or Theory of Natural Selection.
Mutation theory of De Vries.
Neo-Darwinism or Modern concept or Synthetic theory of evolution.
LAMARCKISM – It is also called “Theory of inheritance of acquired characters” and was proposed by a great French
naturalist, Jean Baptiste de Lamarck in 1809 A.D. in his famous book “Philosphic Zoologique”. This theory is based on
the comparison between the contemporary species of his time to fossil records.
His theory is based on the inheritance of acquired characters which are defined as the changes (variations) developed in
the body of an organism from normal characters, in response to the changes in environment, or in the functioning (use
and disuse) of organs, in their own life time, to fulfill their new needs. Thus Lamarck stressed on adaptation as means of
evolutionary modification.
DARWINISM THEORY – Charles Darwin (1809- 1882 A.D.), an English naturalist, was the most dominant figure
among the biologists of the 19th century. He made an extensive study of nature for over 20 years, especially in 1831-1836
when he went on a voyage on the famous ship “H.M.S. Beagle” and explored South America, the Galapagos Islands and
other islands.
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He collected the observations on animal distribution and the relationship between living and extinct animals. He found
that existing living forms share similarities to varying degrees not only among themselves but also with the life forms
that existed millions of years ago, some of which have become extinct.
He stated that every population has built in variations in their characters. From the analysis of his data of collection and
from Malthus’s Essay on Population, he got the idea of struggle for existence within all the populations due to continued
reproductive pressure and limited resources and that all organisms, including humans, are modified descendents of
previously existing forms of life.
In 1858 A.D., Darwin was highly influenced by a short essay entitled “On the Tendency of Varieties to Depart
Indefinitely from the Original Type” written by another naturalist, Alfred Russel Wallace (1812-1913) who studied
biodiversity on Malayan archipelago and came to similar conclusions.
Darwin and Wallace’s views about evolution were presented in the meeting of Linnean Society of London by Lyell and
Hooker on July 1, 1858. Darwin’s and Wallace’s work was jointly published in “Proceedings of Linnean Society of
London” in 1859. So it is also called Darwin-Wallace theory.
Darwin explained his theory of evolution in a book entitled “On the Origin of Species by means of Natural Selection”. It
was published on 24th Nov., 1859. In this theory, Charles Darwin proposed the concept of natural selection as the
mechanism of evolution.
MUTATION THEORY OF EVOLUTION – The mutation theory of evolution was proposed by a Dutch botanist,
Hugo de Vries (1848-1935 A.D.) in 1901 A.D. in his book entitled “Species and Varieties, Their Origin by Mutation”.
He worked on evening primrose (Oenothera lamarckiana).
A. Experiment – Hugo de Vries cultured O. lamarckiana in botanical gardens at Amsterdam. The plants were, allowed to
self pollinate and next generation was obtained. The plants of next generation were again subjected to self pollination to
obtain second generation. Process was repeated for a number of generations.
B. Observations – Majority of plants of first generation were found to be like the parental type and showed only minor
variations but 837 out of 54,343 members were found to be very different in characters like flower size, shape and
arrangement of buds, size of seeds etc. These markedly different plants were called primary or elementary species.
A few plants of second generation were found to be still more different. Finally, a new type, much longer than the
original type, called O. gigas, was produced. He also found the numerical chromosomal changes in the variants (e.g. with
chromosome numbers 16, 20, 22, 24, 28 and 30) upto 30 (Normal diploid number is 14).
C. Conclusion –
1. The evolution is a discontinuous process and occurs by mutations (L. mutate = to change; sudden and inheritable large
differences from the normal and are not connected to normal by intermediate forms). Individuals with mutations are
called mutants.
2. Elementary species are produced in large number to increase chances of selection by nature.
3. Mutations are recurring so that the same mutants appear again and again. This increases the chances of their selection
by nature.
4. Mutations occur in all directions so may cause gain or loss of any character.
5. Mutability is fundamentally different from fluctuations (small and directional changes).
So according to mutation theory, evolution is a discontinuous and jerky process in which there is a jump from one
species to another so that new species arises from pre-existing species in a single generation (macrogenesis or saltation)
and not a gradual process as proposed by Lamarck and Darwin.
NEO-DARWINISM OR MODERN CONCEPT OR SYNTHETIC THEORY OF EVOLUTION – The detailed
studies of Lamarckism, Darwinism and Mutation theory of evolution showed that no single theory is fully satisfactory.
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Neo-Darwinism is a modified version of theory of Natural Selection and is a sort of reconciliation between Darwin’s and
de Vries theories.
• SANCTIONS UNDER INTERNATIONAL LAW – International sanctions have become a key element in
contemporary international relations. They are coercive measures applied against States, non-State entities or individuals
that pose a threat to international peace and security. The objectives pursued are to modify the behaviour of an agent,
reduce its capacity for manoeuvre or weaken its position and publicly denounce those agents that pose a threat to
international peace and security. Sanctions are fundamentally preventive and should be proportionate. They are used as
an alternative to the use of armed force.
To avoid adverse effects on third parties, sanctions are, as far as possible, targeted at specific individuals or entities and
must always be in accordance with International Law and human rights. Examples may include economic-commercial
measures (the arms embargo), financial measures, or individual sanctions such as the prohibition of entry into a State or
the freezing of assets.
At present there are three main authorities imposing sanctions: the United Nations, the European Union and the
Organisation for Security and Cooperation in Europe (OSCE).
• NATURE OF PUBLIC INTERNATIONAL LAW – Public International Law is regulated by the treaties and
globally accepted norms and customs which are included as State practice and opinio Juris. It regulates the relationship
between those nations and peoples that are prone to be affected by a particular law as they are bound by these legal codes
and rules.
• SOURCES OF INTERNATIONAL LAW - Various classifications of the sources – Sources of international law
include treaties, international customs, general widely recognized principles of law, the decisions of national and lower
courts, and scholarly writings. They are the materials and processes out of which the rules and principles regulating the
international community are developed. They have been influenced by a range of political and legal theories.
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• INTERNATIONAL CUSTOMS – Customary international law refers to binding legal rules that have developed on
global or region levels through continued practice. The test of the existence of a customary rule of law is the extent to
which it is observed in the practice and behaviour of states. Although this may seem a fuzzy or imprecise concept, it
provides for flexibility. An example is the emergence and eventual adoption of the exclusive economic zone in the law of
the sea. A measure of state practice may be provided by an array of instruments including treaties, declarations,
agreements, and other pronouncements.
• INTERNATIONAL TREATIES – International agreements are formal understandings or commitments between two
or more countries. An agreement between two countries is called “bilateral,” while an agreement between several
countries is “multilateral.” The countries bound by an international agreement are generally referred to as “States
Parties.”
Under international law, a treaty is any legally binding agreement between states (countries). A treaty can be called a
Convention, a Protocol, a Pact, an Accord, etc.; it is the content of the agreement, not its name, which makes it a treaty.
Thus, the Geneva Protocol and the Biological Weapons Convention are both treaties even though neither has the word
“treaty” in its name. Under U.S. law, a treaty is specifically a legally binding agreement between countries that requires
ratification and the “advice and consent” of the Senate. All other agreements (treaties in the international sense) are
called Executive Agreements, but are nonetheless legally binding for the U.S. under international law.
A treaty is negotiated by a group of countries, either through an organization set up for that specific purpose, or through
an existing body such as the United Nations (UN) Council for Disarmament. The negotiation process may take several
years, depending on the topic of the treaty and the number of countries participating. After negotiations are finished, the
treaty is signed by representatives of the governments involved. The terms may require that the treaty be ratified as well
as signed before it becomes legally binding. A government ratifies a treaty by depositing an instrument of ratification at a
location specified in the treaty; the instrument of ratification is a document containing a formal confirmation that the
government consents to the terms of the treaty. The ratification process varies according to the laws and Constitutions of
each country. In the U.S., the President can ratify a treaty only after getting the “advice and consent” of two thirds of the
Senate.
Unless a treaty contains provisions for further agreements or actions, only the treaty text is legally binding. Generally, an
amendment to a treaty is only binding to the states that have ratified the amendment, and agreements reached at review
conferences, summits, or meetings of the states parties are politically but not legally binding. An example of a treaty that
does have provisions for further binding agreements is the UN Charter. By signing and ratifying the Charter, countries
agreed to be legally bound by resolutions passed by UN bodies such as the General Assembly and the Security Council.
Thus, UN resolutions are legally binding on UN Member States, and no signature or ratification is necessary.
In addition to treaties, there are other less formal international agreements. These include such efforts as the Proliferation
Security Initiative (PSI) and the G7 Global Partnership Against the Spread of Weapons of Mass Destruction . Although
the PSI has a “Statement of Interdiction Principles” and the G7 Global Partnership has several statements by G7 leaders,
neither has a legally binding document that lays out specific obligations and that is signed or ratified by member
countries.
• GENERAL PRINCIPLES OF LAW AND JUDICIAL DECISIONS – Included in the list of sources of international
law in Article 38 of the International Court of Justice Statute are “general principles of law recognized by civilized
nations” (i.e. general principles of fairness and justice which are applied universally in legal systems around the world).
Examples of these general principles of law are laches, good faith, res judicata, and the impartiality of judges.
International tribunals rely on these principles when they cannot find authority in other sources of international law.
These general principles of law can be found in decisions of international tribunals and national courts; references to
them may also be found in the teachings of the “most highly qualified publicists” (i.e., eminent international law
scholars). In fact, Article 38 includes judicial decisions (of both international and municipal tribunals) and scholarly
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writings as “subsidiary means for the determination of rules of law;” in other words, these are not authorities, rather they
are evidence of the sources of international law.
• SOFT LAWS – Soft laws are legally non-binding instruments that are utilised for a variety of reasons, including to
strengthen member commitment to agreements, reaffirm international norms, and establish a legal foundation for
subsequent treaties.
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TERRITORY: States as an issue of law have a characterized region over which they practice control international
organizations then again don’t have an area yet they can an anyway direct an area. For example the UNMIK in Kosovo.
Unlike States, international organizations don’t appear based on broad international law yet through a show which
contains their constitution.
COMPETENCE: A State has a conventional skill. To achieve its objectives, it can tie itself through political, financial,
social and specialized connections. An international organization then again has explicit skill it is restricted to the
objectives set out in its Charter.
IMMUNITY: States have resistance by goodness of being States their insusceptibility is accommodated under broad
international law, though the invulnerability of international organizations depends on understanding and is restricted to
the need of its capacities.
EQUALITY: All States are equivalent under international law paying little mind to how large or little they are. This
isn’t something similar for international organizations.
• INDIVIDUALS AND NON-STATE ACTORS AS SUBJECTS OF INTERNATIONAL LAW – According to this
theory neither Nation States nor individuals are the only subjects of International law. Even, not only the Nation States
and individuals are the subjects of International law but other entities have been granted international personality and
status and considered as Subjects of International law.
Subjects of International law means different entities which possess international personality. Or we can also say that
those entities whose rights, duties, and obligations come under the International law and these entities have the power to
confer these rights, duties and international obligations through the international claim. Subjects of International law
does not mean different types of international law. It simply means the entities which have rights and power conferred in
International law.
Non-State entities are those types of entities that are not registered as an independent state and also not have a legal
status like the states have. The Non-State entities have a special type of personality in International law.
As they have not been registered as an independent state yet the Non-State entities have the right to participate in
international conferences and in every treaty. But one thing more that differs it from the states is that the Non-State
entities the rights and duties of Non-State entities are not similar to the state and their functions and power were also
limited as compared to the state. Non-State entities existed for a particular function and this reason is considered for the
limitation of rights and duties of Non-State entities. These entities fall into different categories i.e. Member of the
Composed States or federal states, Insurgents and Belligerents, National Liberation movements, International territories.
• THEORIES REGARDING RELATIONSHIP BETWEEN INTERNATIONAL LAW AND MUNICIPAL
LAW– The theories of monism and dualism are the two main theories that explain the relationship between international
and municipal law. The main differences between international and municipal law are thought to be the sources of law,
its subjects, and subject matter.
The terms monism and dualism are used to describe two different theories of the relationship between international law
and national law. Many states, perhaps most, are partly monist and partly dualist in their actual application of
international law in their national systems.
MONISM – Monists accept that the internal and international legal systems form a unity. Both national legal rules and
international rules that a state has accepted, for example by way of a treaty, determine whether actions are legal or
illegal. In most so-called “monist” states, a distinction between international law in the form of treaties, and other
international law, e.g., customary international law or jus cogens, is made; such states may thus be partly monist and
partly dualist.
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In a pure monist state, international law does not need to be translated into national law. It is simply incorporated and has
effect automatically in national or domestic laws. The act of ratifying an international treaty immediately incorporates
the law into national law; and customary international law is treated as part of national law as well. International law can
be directly applied by a national judge, and can be directly invoked by citizens, just as if it were national law. A judge
can declare a national rule invalid if it contradicts international rules because, in some states, international rules have
priority. In other states, like in Germany, treaties have the same effect as legislation, and by the principle of Lex posterior
derogat priori (“Later law removes the earlier”), only take precedence over national legislation enacted prior to their
ratification.
In its most pure form, monism dictates that national law that contradicts international law is null and void, even if it post-
dates international law, and even if it is constitutional in nature. From a human rights point of view, for example, this has
some advantages. For example, a country has accepted a human rights treaty, such as the International Covenant on Civil
and Political Rights, but some of its national laws limit the freedom of the press. A citizen of that country, who is being
prosecuted by his state for violating this national law, can invoke the human rights treaty in a national courtroom and can
ask the judge to apply this treaty and to decide that the national law is invalid. They do not have to wait for national law
that translates international law.
DUALISM – Dualists emphasize the difference between national and international law, and require the transposition of
the latter into the former. Without this translation, international law does not exist as law. International law has to be
national law as well, or it is no law at all. If a state accepts a treaty but does not adapt its national law in order to conform
to the treaty or does not create a national law explicitly incorporating the treaty, then it violates international law. But
one cannot claim that the treaty has become part of national law. Citizens cannot rely on it and judges cannot apply it.
National laws that contradict it remain in force. According to dualists, national judges never apply international law, only
international law that has been translated into national law.
If international law is not directly applicable, as is the case in dualist systems, then it must be translated into national law,
and existing national law that contradicts international law must be “translated away”. It must be modified or eliminated
in order to conform to international law. Again, from a human rights point of view, if a human rights treaty is accepted
for purely political reasons, and states do not intend to fully translate it into national law or to take a monist view on
international law, then the implementation of the treaty is very uncertain.
• STATE PRACTICES INCLUDING INDIA’S PRACTICE – The Indian Constitution ensures high regard to
international law. Article 51 of the Indian Constitution serves only as a directive of State Policy – “to endeavour a) to
promote international peace and security; b) to maintain just and honourable relations between nations; c) to foster
respect for International law and treaty obligations in the dealing of organised people with one another; and d) to
encourage settlement of international disputes by arbitration.”
Although the Directive Principles of State Policy in this regard may not be enforceable under the Constitution, its
principle is fundamental in the making of laws. The non-enforceability of Article 51 does not hinder the government
from implementing or executing the provisions of the international treaty. Also, the Judiciary through it judgments can
interpret the provisions of the international treaties or conventions into the municipal laws of the country.
It is noteworthy to cite the ruling in A.D. M Jabalpur v. Shukla. In that case, Justice H.R. Khanna held that, “if there was
a conflict between the provisions of an international treaty and the municipal law, it is the latter that will prevail. But if
two constructions of the municipal law were possible the court should give that construction which might bring harmony
between municipal law and international law or treaty.” In contrast to the situation in India, it is interesting to compare
and analyse the application of International law in the European Union.” In contrast to the situation in India, it is
interesting to compare and analyse the application of International law in the European Union.
• BRITISH PRACTICE AND THE PRACTICE OF THE USA REGARDING THEIR RELATIONSHIP –
HISTORY OF THE SPECIAL RELATIONSHIP – The first, short-lived British colony in Virginia was organized in
1584, and permanent English settlement began in 1607. The United States declared its independence from Great Britain
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in 1776. The American Revolutionary War ended in 1783, with Great Britain recognizing U.S. independence. The two
countries established diplomatic relations in 1785. The United States broke relations when it declared war on the United
Kingdom during the War of 1812; relations were reestablished in 1815.
The United States has no closer ally than the United Kingdom, and British foreign policy emphasizes close coordination
with the United States. Bilateral cooperation reflects the common language, ideals, and democratic practices of the two
nations. Relations were strengthened by the United Kingdom’s alliance with the United States during both World Wars,
in the Korean conflict, in the Persian Gulf War, in Operation Iraqi Freedom, and in Afghanistan, as well as through its
role as a founding member of the North Atlantic Treaty Organization (NATO). The United Kingdom and the United
States continually consult on foreign policy issues and global problems and share major foreign and security policy
objectives.
Regarding Northern Ireland, which is part of the United Kingdom, “Nationalist” and “Republican” groups seek a united
Ireland that includes Northern Ireland, while “Unionists” and “Loyalists” want Northern Ireland to remain part of the
United Kingdom. U.S. priorities continue to be supporting the peace process and devolved political institutions in
Northern Ireland and encouraging the implementation of the U.S.-brokered 1998 Belfast Agreement, also known as the
Good Friday Agreement, and the 2006 St. Andrews Agreement.
U.S. ASSISTANCE TO THE UNITED KINGDOM - The International Fund for Ireland (IFI), created in 1986,
provides funding for projects to generate cross-community engagement and economic opportunity in Northern Ireland
(the United Kingdom) and the border counties of Ireland. Since the IFI’s establishment, the United States and EU have
contributed the vast majority of funds, with the United States allocating more than $543 million over the lifespan of the
IFI.
Funding for IFI is obligated via USAID. Annual funding since FY1986 is available via the sites below:
1. U.S. Foreign Aid dashboard: Ireland
2. The International Fund for Ireland (.com website)
BILATERAL ECONOMIC RELATIONS – Mutual trade and investment are at the heart of our prosperity, and our
commitment to free market values enables our economies to thrive. The United States and the United Kingdom are the
world’s first and fifth largest economies in the world. We currently trade over $260 billion worth of goods and services
each year. We are each other’s number one source of foreign direct investment and two-way direct investment totals over
$1 trillion.
Every U.S. state has jobs that are connected to an investment by a U.K. company. More than 1.2 million Americans work
for U.K. companies in the United States, and over 1.5 million Britons are directly employed by U.S. firms. The top U.S.
exports to the United Kingdom include aircraft, machinery, financial and travel services, and agricultural products, such
as wine and beer.
The United Kingdom’s Membership in International Organizations – Along with France, both the United States and the
United Kingdom are among the five permanent members of the UN Security Council (P5) and are founding members of
NATO. In addition, the United Kingdom and the United States belong to the Organization for Security and Cooperation
in Europe (OSCE), G-20, G-7, Organization for Economic Cooperation and Development (OECD), International
Monetary Fund (IMF), World Bank, and World Trade Organization. The United Kingdom also is an observer to the
Organization of American States.
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Module 3 (STATE RECOGNITION)
• RECOGNITION OF STATES AND THE THEORIES OF RECOGNITION OF A STATE
The process in which a state acknowledges another entity as a state is known as recognition. This can involve an overt
statement or an action that implies an intent to recognize the entity as a state. Each state can make its own decision about
whether recognition is appropriate, which can carry significant political weight. For example, recognition is usually
required to establish sovereign and diplomatic immunities.
International law contains two theories of recognition. The constitutive theory of recognition holds that a state does not
exist until it receives recognition. By contrast, the declaratory theory of recognition holds that a state exists without
recognition, which is merely an acknowledgment of an existing situation. The declaratory theory has become the
prevailing view. That said, an entity likely has a stronger claim to statehood when it has received recognition from many
other states. This is especially true if questions surround its ability to meet the criteria under the Montevideo Convention.
https://blog.ipleaders.in/recognition-state-international-law
• RECOGNITION OF GOVERNMENTS
When a state recognises a government, it acknowledges a group of persons as competent to act as an organ of the state in
question and represent it in international law.
In practice, the former government sometimes remains recognised as the legitimate government (the de jure
government), even if it has lost effective control of the state.
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This control is exercised on the ground by a new, different government (the de facto government). If a state maintains
normal diplomatic relations with a new government, it is merely a declaration that the new government is effective but
not legitimate. One doctrine holds that a government that has come to power by coup d’état or revolution should not be
recognised or regarded as legitimate until it has received democratic confirmation.
Change of regime can happen in two ways -
1. Normal course (constitutional way)
2. Coup d’ eat’ (revolt or revolution)
• TYPES OF RECOGNITION
https://www.srdlawnotes.com/2017/07/kinds-forms-of-recognition-state.html?m=1
• NON-RECOGNITION
• ESTRADA DOCTRINE - (Recognize Existence of Government not Legitimacy) 1930, named after Mexican
Secretary of Foreign Affairs, Genaro Estrada, the doctrine states that; Recognition of government should be based on its
de facto existence rather than on its legitimacy. This policy based on the principles of non-intervention and self-
determination of all nations does not allow the states to assess the legitimacy of governments of other each others.
• STIMPSON DOCTRINE - 1932, named after American Secretary of State, Stimson, this doctrin pledged, Not to
recognize international territorial changes brought about by the aggression. The doctrine was application of a principle,
'ex injuria jus non oritur' means illegal act cannot create law. Later, in 1970, UN General Assembly declared that, 'no
territorial acquisition resulting from the threat or use of force shall be recognized as legal.'
But in practice this theory has not been put into effect same as the others. For instance, UK, though late but gave de jure
recognition to the Italian conquest of Ethiopian land in 1936 and also the Soviet conquest of Baltic Republics (Estonia,
Latvia, and Lithuania) in 1940. Thus the doctrine could prevent recognition but mere delayed.
The theory also had one positive application in 1990 when UNSC adopted a resolution for not recognizing the Iraqi
annexation of Kuwait.
• HALLSTEIN DOCTRINE - Doctrine named after Walter Hallstein, was a key principle in the foreign policy of the
Federal Republic of Germany (West Germany) from 1955 to 1970. As usually presented, it prescribed that the Federal
Republic would not establish or maintain diplomatic relations with any state that recognized the German Democratic
Republic (East Germany). In fact it was more nuanced. There was no public official text of the "doctrine", but its main
architect, Wilhelm Grewe, explained it publicly in a radio interview. Konrad Adenauer, who served as Chancellor of
Germany from 1949 to 1963, explained the outlines of the policy in a statement to the German parliament on 22
September 1955. It meant that the Federal German government would regard it as an unfriendly act (acte peu amical) if
third countries were to recognize the "German Democratic Republic" (East Germany) or to maintain diplomatic relations
with it – with the exception of the Soviet Union (as one of the Four Powers responsible for Germany). The West German
response to such could mean breaking off diplomatic relations, though this was not stated as an automatic response under
the policy and in fact remained the ultima ratio (last resort).
The Federal Republic abandoned important aspects of the doctrine after 1970 when it became difficult to maintain, and
the Federal government changed its politics towards the German Democratic Republic. The Four Power Agreement on
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Berlin in 1971 and the signing of the Basic Treaty in 1972 brought an end to the doctrine, in accordance with the new
strategy of Ostpolitik.
• MARITIME ZONES
INTERNAL WATERS - Covers all water and waterways on the landward side of the baseline. The coastal state is free
to set laws, regulate use, and use any resource. Foreign vessels have no right of passage within internal waters. A vessel
in the high seas assumes jurisdiction under the internal laws of its flag State.
TERRITORIAL WATERS - Out to 12 nautical miles (22 kilometres; 14 miles) from the baseline, the coastal state is
free to set laws, regulate use, and use any resource. Vessels were given the right of innocent passage through any
territorial waters, with strategic straits allowing the passage of military craft as transit passage, in that naval vessels are
allowed to maintain postures that would be illegal in territorial waters. "Innocent passage" is defined by the convention
as passing through waters in an expeditious and continuous manner, which is not "prejudicial to the peace, good order or
the security" of the coastal state. Fishing, polluting, weapons practice, and spying are not "innocent", and submarines and
other underwater vehicles are required to navigate on the surface and to show their flag. Nations can also temporarily
suspend innocent passage in specific areas of their territorial seas, if doing so is essential for the protection of their
security.
ARCHIPELAGIC WATERS - The convention set the definition of "Archipelagic States" in Part IV, which also defines
how the state can draw its territorial borders. A baseline is drawn between the outermost points of the outermost islands,
subject to these points being sufficiently close to one another. All waters inside this baseline are designated
"Archipelagic Waters". The state has sovereignty over these waters mostly to the extent it has over internal waters, but
subject to existing rights including traditional fishing rights of immediately adjacent states. Foreign vessels have right of
innocent passage through archipelagic waters, but archipelagic states may limit innocent passage to designated sea lanes.
CONTIGUOUS ZONE - Beyond the 12-nautical-mile (22 km) limit, there is a further 12 nautical miles (22 km) from
the territorial sea baseline limit, the contiguous zone. Here a state can continue to enforce laws in four specific areas
(customs, taxation, immigration, and pollution) if the infringement started or is about to occur within the state's territory
or territorial waters.[19] This makes the contiguous zone a hot pursuit area.
EXCLUSIVE ECONOMIC ZONES (EEZs) - These extend 200 nmi (370 km; 230 mi) from the baseline. Within this
area, the coastal nation has sole exploitation rights over all natural resources. In casual use, the term may include the
territorial sea and even the continental shelf. The EEZs were introduced to halt the increasingly heated clashes over
fishing rights, although oil was also becoming important. The success of an offshore oil platform in the Gulf of Mexico
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in 1947 was soon repeated elsewhere in the world, and by 1970 it was technically feasible to operate in waters 4,000
metres (13,000ft) deep. Foreign nations have the freedom of navigation and overflight, subject to the regulation of the
coastal states. Foreign states may also lay submarine pipes and cables.
CONTINENTAL SHELF - The continental shelf is defined as the natural prolongation of the land territory to the
continental margin's outer edge, or 200 nautical miles (370 km) from the coastal state's baseline, whichever is greater. A
state's continental shelf may exceed 200 nautical miles (370 km) until the natural prolongation ends. However, it may
never exceed 350 nmi (650 km; 400 mi) from the baseline; nor may it exceed 100 nmi (190 km; 120 mi) beyond the
2,500 metres (8,200 ft) isobath (the line connecting the depth of 2 500 m). Coastal states have the right to harvest mineral
and non-living material in the subsoil of its continental shelf, to the exclusion of others. Coastal states also have
exclusive control over living resources "attached" to the continental shelf, but not to creatures living in the water column
beyond the exclusive economic zone.
The area outside these areas is referred to as the "High Seas" or simply "the Area".
Aside from its provisions defining ocean boundaries, the convention establishes general obligations for safeguarding the
marine environment and protecting freedom of scientific research on the high seas, and also creates an innovative legal
regime for controlling mineral resource exploitation in deep seabed areas beyond national jurisdiction, through an
International Seabed Authority and the common heritage of mankind principle.
Landlocked states are given a right of access to and from the sea, without taxation of traffic through transit states.
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Origin - The Treaty of Versailles was the primary treaty produced by the Paris Peace Conference at the end of World
War I. It was signed on June 28, 1919, by the Allied and associated powers and by Germany in the Hall of Mirrors in the
Palace of Versailles and went into effect on January 10, 1920.
History - The Treaty of Versailles is one of the most controversial armistice treaties in history. The treaty's so-called
“war guilt” clause forced Germany and other Central Powers to take all the blame for World War I. This meant a loss of
territories, reduction in military forces, and reparation payments to Allied powers.
Failure - It is widely agreed that the Treaty of Versailles failed because it was filled with harsh punishment and
unrealistic expectations of massive reparations payments and demilitarization imposed on Germany for its wrongdoing.
Fundamentally, the Versailles Treaty was not a peace treaty but rather a quintessential example of revenge.
The Treaty of Versailles is often referred to as the hated treaty - this is due to the fact that the leaders of America,
Britain, France and Germany were all deeply unhappy with many different areas of the final agreement. It was
unfortunate that the covenant of the League of Nations was made a part parcel of the peace settlement. It would have
been better if it had kept separate. There were many states which consider the Treaty of Versailles as a treaty of revenge,
and were not prepared to ratify the same. By not retifying the treaty, they refused to be the members of the League.
The absence of the great powers from the international organization weakened her and was partly responsible for its
ultimate failure.
• LEAGUE OF NATIONS
League Of Nations was created after WWI and was first comprehensive organization which came into existence on
January 10th, 1920 with hopes that this organization may provide a forum to nations where they can settle out their
disputes at International level and can prevent world from another war.
Origin - The League of Nations officially came into existence on 10 January 1920. On 15 November 1920, 41 members
states gathered in Geneva for the opening of the first session of the Assembly. This represented a large portion of
existing states and corresponded to more than 70% of the world's population.
History - The League of Nations (1920 – 1946) was the first intergovernmental organization established “to promote
international cooperation and to achieve international peace and security”. It is often referred to as the “predecessor” of
the United Nations.
Failure - The league did not live long. After a period of nearly 20 years, it ceased to exist, when the Second World War
broke out. The membership of the League of Nations varied from time to time. At first it consisted of 42 member states,
for example, England, France, Japan and other. Germany was excluded because she started the war. Russia was not
allowed to join it, because it did not serve her isolationist policy. After the failure of the league to check Italian and
Japanese aggressions and conquests in 1935 and in 1937, it was practically dead. The outbreak of the World War two put
an end to the existence of the league.
The failures of the League in the 1930s were not only because of aggressor nations undermining its authority, but also
down to its own members.
Britain and France, the two most influential members, ignored the League in their efforts to appease Hitler - actions that
arguably led to the outbreak of the Second World War.
Significant Failures – In the 1930s, the world economic depression encouraged nations to be more aggressive towards
each other. Fascist dictatorships took power in Germany, Italy and Japan, which were intent on empire-building and
these countries defied the League.
• Japan conquered Manchuria in 1932. The League objected, but could do nothing. When the League supported China,
Japan left the League.
• Hitler announced that Germany was leaving the League in 1932.
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• Italy invaded Abyssinia in 1935. Although the League officially condemned the Italians, France and Britain were
caught making a secret agreement to give Abyssinia to Italy.
These crises destroyed the authority of the League, and it was powerless to stop Germany after 1935. By the time of the
Sudeten crisis of 1938, Britain and France were ignoring the League, and were trying appeasement instead.
According to most of the thinkers, existence of League Of Nations was at wrong time. Then, all the nations was indulge
in the concept of narrow nationalism and sovereignty. Situation would have been much more different had except the
concept of Internationalism.
• EMERGENCE OF UNO
Four months after the San Francisco Conference ended, the United Nations officially began, on 24 October 1945, when it
came into existence after its Charter had been ratified by China, France, the Soviet Union, the United Kingdom, the
United States and by a majority of other signatories.
The United Nations is an international organization founded in 1945 after the Second World War by 51 countries
committed to maintaining international peace and security, developing friendly relations among nations and promoting
social progress, better living standards and human rights.
The UN has 4 main purposes -
• To keep peace throughout the world;
• To develop friendly relations among nations;
• To help nations work together to improve the lives of poor people, to conquer hunger, disease and illiteracy, and to
encourage respect for each other’s rights and freedoms;
• To be a centre for harmonizing the actions of nations to achieve these goals.
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• To recommend to the General Assembly the appointment of the Secretary-General and, together with the Assembly, to
elect the Judges of the International Court of Justice.
The Security Council’s veto power is granted solely to its five permanent members, which allows them to block any
resolution or decision, whatever the majority opinion within the Council.
In the United Nations’ Security Council, decisions are made with a majority of 9 votes of the 15 Council members’
votes. All decision is rejected if one of the five permanent members of the Security Council (China, United States,
France, United Kingdom, Russia) makes use of its veto.
• SECRETARIAT
The United Nations Secretariat carries out the day-to-day work of the UN as mandated by the General Assembly and the
Organization's other main organs. The Secretary-General is the head of the Secretariat, which has tens of thousands of
UN staff members working at duty stations all over the world. UN staff members are recruited internationally and
locally, and work in duty stations and on peacekeeping missions. Serving the cause of peace in a violent world is a
dangerous occupation. Since the founding of the United Nations, hundreds of brave men and women have given their
lives in its service.
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the High-Level Political Forum (HLPF), which reviews the implementation of the 2030 Agenda for Sustainable
Development, is convened under the auspices of the Council every July.
• SPECIALIZED AGENCIES
• International Labour Organization
• International Telecommunication Union
• FAO - Food and Agriculture Organization
• International Monetary Fund
• World Health Organization
• World Bank
• ICAO - International Civil Aviation Organization
• International Maritime Organization
• United Nations Industrial Development Organization
• World Intellectual Property Organization
• World Meteorological Organization
• UPU - Universal Postal Union
• UNESCO - United Nations Educational, Scientific and Cultural Organization
• UNWTO - World Tourism Organization
• International Fund for Agricultural Development
• UNDP - United Nations Development Programme
• UNICEF - United Nations International Children's Emergency Fund
• UNEP - United Nations Environment Programme
• International Atomic Energy Agency
• WFP - World Food Programme
• International Organization for Migration
• United Nations Human Settlement Programme
• UNCTAD - United Nations Conference on Trade and Development
• UNHCR - United Nations High Commissioner for Refugees
https://www.mofa.go.jp/policy/other/bluebook/1987/1987-6-7.htm
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