Energy Storage in Ceramic Dielectrics
Energy Storage in Ceramic Dielectrics
Historically, multilayer ceramic capacitors (MLC’s) have Recent improvements in the manufacturing process for
not been considered for energy storage applications for two MLC’s have permitted dramatic increases in the short-time
primary reasons. First, physically large ceramic capacitors ultimate breakdown voltage stress of commercial devices.
were very expensive and, second, total energy density ob- While not the subject of this paper, these improvements
tainable was not nearly so high as in electrolytic capacitor incorporate significantly better control of dielectric stoi-
types. More recently, the fabrication technology for MLC’s chiometry, higher and more reproducible fired density, and
has improved significantly, permitting both significantly significantly “smoother” buried electrode layers. The latter
higher energy density and significantly lower costs. Simul- two differences act to make the peak voltage stress on the
taneously, in many applications, total energy storage has be- dielectric a smaller multiple of the average or design voltage
come smaller, and the secondary requirements of very low stress and are thought to be particularly important even to
effective series resistance and effective series inductance short-time, room-temperature, results. Further, a number of
(which, together, determine how efficiently the energy may requirements for energy storage devices exist in which rela-
be stored and recovered) have become more important. It is tively high voltages are desirable, and the highest possible en-
therefore desirable to reexamine energy storage in ceramics ergy density (per unit weight or per unit volume) is essential.
for contemporary commercial and near-commercial dielec- High voltage (300 V and higher) means that existing state-of-
trics. Stored energy is proportional to voltage squared only the-art fabrication technology for ceramics is appropriate and
in the case of paraelectric insulators, because only they have that conventional electrolytic devices (based on A1 or Ta) are
capacitance that is independent of bias voltage. High dielec- not well suited. We therefore have reexamined an array of
tric constant materials, however, are ferroics (that is ferro- commercial and near-commercial dielectric formulations to
electric and/or antiferroelectric) and display significant see what energy densities might practically be achieved.
variation of effective dielectric constant with bias voltage.
The common ferroelectric materials, whether based upon 11. Samples
barium titanate or lead manganese niobate (PMN), in the
high-field limit, exhibit an energy storage which increases All test devices were MLC’s having design dielectric thick-
linearly with bias voltage. Mixed phase, ferroelectric plus ness (electrode spacing) from 8 to 200 pm. Thin dielectrics
antiferroelectric, dielectrics from the lead lanthanum zir- are attractive experimentally because smaller power supplies
conate titanate (PLZT) system, as predicted theoretically, and less elaborate test fixturing are suitable. They are also
show the best energy density at low to moderate fields. Sur- useful because they are somewhat more likely to be defect-
prisingly, maximum energy storage is not obtained in high free and hence to survive to higher voltage stresses. Thicker
dielectric constant materials but in those materials which dielectrics were examined in less detail to verify that the ma-
display intermediate dielectric constant and the highest ulti- terials parameters were truly independent of the fabricated
mate breakdown voltages. [Key words: capacitors, dielectric structures. In the thin dielectric devices in particular, the
materials, multilayer, ferroelectrics, storage.] electrode thickness was a not-trivial fraction of the electrode
separation; electrode thickness and uniformity was estimated
I. Introduction using quantitative microscopy,+but precision measurement of
1.5- to 3.0-pm layers deposited as thick films and cofired with
323
324 Journal of the American Ceramic Society - Love Vol. 73, No. 2
relaxation of effective dielectric constant with bias voltage is decreasing field), but the physical significance of the derived
allowed to approach completion. The method of pulse dis- parameters from this experiment is not clear. On the other
charge: by contrast, is “dynamic” in that measurement time hand, the “dynamic” measurement of stored energy is highly
constants are short relative to relaxation time constants. “topical”; the numbers are sensitive to the rate of charging,
The two measurement techniques impose different require- the dwell time at bias before discharge, and, perhaps, the rate
ments on the test devices. The “static” measurement in fact of discharge.
measures two capacitors in series, the test device of interest The three physical parameters which are most frequently
and a large capacitance value part used to protect the bridge used to characterize dielectric materials are the permittivity
from the dc bias voltage. When the test capacitor is small rela- in F/cm (or the dielectric constant which is dimensionless),
tive to the blocking capacitor, the bridge realdings are trivially the polarization in C/cm2, and the energy density in J/cm3.
different from the values of the test capaci1,or. The blocking These may be defined in more than one way, depending on
capacitor used throughout these measurements was a 10-pF, the primary data. We stress that each of these “constants” is
2.5-kV, paper/oil capacitor, and the largest capacitance value useful for intercomparing results from samples of widely dif-
device tested in this apparatus was 0.33 pF. ‘Theseparameters ferent dimensions and designs, but they are not constant and
would introduce a measuring error of 2.2545, and are consid- their physical significance is not clear.
ered “worst case.” The “static” test yields capacitance as a function of bias
On the other hand, accuracy in the “dynamic” measure- voltage stress. We adopt the notation C , as a reminder that
ment is greatly facilitated by actually storing and recovering the measured capacitance is voltage-dependent. Then, a de-
significant amounts of energy. In other words, large capaci- fining equation for effective dielectric constant, K,, as a func-
tance values, large bias voltages, and large series resistances tion of bias voltage stress, v, is
(long discharge time constants) all combine to improve the
test results. For this reason, although single dielectrics could
be examined in either test method, single samples, in general,
could not. Typical samples for these tests were 1.5 to 17 pF at
in which 1 is the electrode spacing, A the electrode area,
voltages of 400 to 1200 V.
Two methods were used to estimate the ultimate dc break- the permittivity of vacuum, and K Oand C o are the dielectric
down voltage for all devices. When sufficient parts were avail- constant and capacitance, respectively, at zero bias.
able from a single manufacturing lot, 50 pieces were tested to From the definition C = dD/dv, the apparent polarization is
catastrophic failure, a straight line was fitted to the cumula-
tive failure curve (in Weibull coordinates): and the 5% inter- D, = K”eo C,/Codv
cept of this line was the reported “breakdown.” For smaller
sample sizes, testing of capacitance versus, bias voltage was Finally, the stored energy is given by
done first and was carried out until the parts failed or the dc
bias reached 750 V. Then the remaining palrts were tested to
failure. The reported value in this case too is the estimated
5% failure point, but it is much less well-known because of
E , = Koso
I
C,/CoVdV
FA. Thickness, pm
0 8
0 10 3 1
.0
. 0
.
2 A A 27
A 44 0
7 0 A
5 %AA
X
2 0
.
’B Thickness, pm
1- 0 0 8
10
O4 0
.+o 0,
0
’t A 27
A 44
I I I I
I
10 20 30 40
Bias, Vlprn 0 10 20 30 40
Bias, Vipm
Fig. 1. Effective dielectric constant as a function of bias
voltage stress for C08 capacitors of the indicated electrode Fig. 3. Energy storage as a function of bias voltage stress
separation. for the devices of Fig. 1.
They were tested with the “static” procedure and compared of breakdown voltage exceeding 50 V/pm, the total stored en-
as shown in Figs. 1to 3. It is apparent that the derived param- ergy approaches 1 J/cm3. Because of its high breakdown volt-
eters are indeed device-independent. The few high points in age, an example of this dielectric type ((216) is illustrated with
the K, plot, Fig. 1, near 4 V/pm may be attributed to experi- dissimilar dielectrics later.
mental error. This dielectric contains both ferroelectric and Dielectrics of the Z5U class (Figs. 4 to 6) are relatively
antiferroelectric phases (see below), and, in the preliminary “pure” ferroelectrics. That is, they are relatively coarse-
tests, insufficient relaxation time under dc bias was permitted grained, single-phase, solid solutions of barium titanate
before recording apparent capacitance. with just enough substitutional additives to shift the Curie
There was great variability among the dielectrics in break- temperature to 10” to 20°C. They have relatively high small-
down voltage stress, so much, indeed, that graphic compari- signal dielectric constants, which vary strongly with tempera-
sons among the dielectrics are very difficult. In the remaining ture, time and, most importantly for this study, bias voltage.
figures the dielectrics are “clustered” by breakdown voltage Despite the high initial dielectric constant, KO,of this Z5U
for graphing convenience. dielectric, the maximum stored energy is quite modest. The
Dielectrics of the COG (NPO) family are not ferroic (or, if rapid loss of effective dielectric constant, K,, with bias voltage
they contain any ferroics, are far removed from any non- leads to the effective polarization, D,, being little higher than
linearities). They display relatively low small-signal dielectric that of dielectrics with far lower KO.Equally important, the
constant which is essentially independent of temperature, fre- ultimate breakdown voltage stress is modest (10 V/pm), so the
quency, storage time, and bias voltage stress. The behavior is integrals defined in Eqs. (2) and (3) must be evaluated at low
quite like the introductory textbooks: K independent of bias,
D linear in bias, and E quadratic in bias. However, by virtue
U
.A
0
.-
-z
0
a
100 -
.
Thickness, pm
0 8
10
A 27
A 44
-
I I I I I I
I I I
2 4 6 8 10 12
0 Bias, Vlpm
0 10 20 30 40
Bias, Vlpm Fig. 4. Effective dielectric constant as a function of bias
voltage stress for a variety of ZSU dielectrics. C11 is a re re
Fig. 2. Dielectric polarization as a function of bias voltage sentative BaTiOs material, and PMNl and PMN2 are Lad
stress for the devices of Fig. 1. magnesium niobates.
326 Jouiwal of the American Ceramic Society -Love Vol. 73, No. 2
.
0
E,
3
-a 0.6 3
0 ?
0 C16
7
2
x 2
i
0.4 Y
C
w 1
0.2
0
0 10 20 30 40 50 60 70 80 90 100
Bias, V/pm
0.0 I- Fig. 7. Effective dielectric constant as a function of bias voltage
0 2 4 6 8 10 12 stress for a variety of higher-breakdown-voltage dielectrics. C16
Bias, Vlpm is a typical COG capacitor dielectric; C08 and PLZT are commer-
cial and experimental lead-lanthanum-zirconate-titanate dielec-
Fig. 6. Energy storage as a function of bias voltage stress trics res ectively; C20 and Exp are commercial and experimental
for the dielectrics of Fig. 4. BaTi03-gased dielectrics, respectively.
February 1990 Energy Storage in Ceramic Dielectrics 327
400 I I I I I I I I I I 1
300 - A “Stat“
0 “dyn“
200 -
%
% 200
100
0 C16
- 8
E
0
0 10 20 30 40 50 60 70 80 90 100
Bias, Vlpm
Fig. 8. Dielectric polarization as a function of bias voltage stress
for the dielectrics of Fig. 7.
6 I I I I I I I I I
0 10 20 30
Bias, V/pm
c20
3.0
A “Stat“
0 “dyn“
2.0 L
i
1.o E
W l
0.0
0 10 20 38
Bias, Vlpm Bias, Vlpm
Fig. 10. Comparison of the apparent dielectric constant of Fig. 12. Comparison of the apparent energy storage in
C20 dielectric using “static” and “dynamic” measurement C20 dielectric using “static” and “dynamic” measure-
techniques. (See text for details.) ment techniques.
328 Jownal of the American Ceramic Society - Love Vol. 73, No. 2
COB C08
3 I
LI ”stat“ A - “Stat“
0 “dyn” 0 -“dyn”
2
p?
z
Y
0
0 10 20 30
Bias, V/pm 0
0 10 20 30
Bias, Vlpm
Fig. 13. Comparison of the apparent dielectric constant
of C08 dielectric, using “static” and “dynamic” measure- Fig. 15. Comparison of the apparent energy storage in C08
ment techniques. (See text for details.) dielectric, using “static” and “dynamic” measurement
techniques.
References
IW. B. Pennebacker, “Radio Frequency Sputtered Strontium Titanate
Films,” IBMJ. Res. Deu, 13, 686-95 (1969).
4
zI. Burn and D.M. Smyth, “Energy Storage in Ceramic Dielectrics,”
A “stat” J. Mafer. Sci., 7, 339-43 (1972).
mi “dyn” 31. Burn, “Field-Enforced Ferroelectricity in Glass-Bonded Lead Zir-
conate,”Am. Ceram. Soc. Bull., 50 [5] 501-505 (1Y71).
4W. Weibull, ‘A Statistical Distribution Function of Wide Applicability,”
J. Appl. Mech., 18, 293 (1951).
SN. Klein, Electrical Breakdown in Solids, Ad% Elecfron. Elecfron Phys.,
10 20 26, 309-420 (1969).
Bias, Vlpm 6B. Jaffe, ‘Antiferroelectric Ceramics with Field-Enforced Transitions:
New Nonlinear Circuit Elements,” Proc. IRE, 49, 1264-67 (1961).
Fig. 14. Comparison of the apparent dielectric,polarization ’G. Maher and S.E. Stefanik, “Method for Manufacturing a Ceramic
of C08 dielectric, using “static” and “dynamic” measure- Body Having Multiple BaTiO3 Phases,” U.S. Patent application No. 885509,
ment techniques. July 14, 1986. 0