2006 Icmes06 Alarms
2006 Icmes06 Alarms
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SYNOPSIS
Modern ships have complex monitoring and control systems that are designed to give a high number of technical and
operational alarms. These alarms are essential for the safe operation and management of the ship and its systems.
However, the Officers of the Watch (OOW), on the Bridge and in the Engine Control Room (ECR), can easily be
distracted by non-critical alarms during normal operating conditions, and even more so in abnormal conditions. In
addition to the distraction caused, a high number of alarms without selectivity may make it difficult to track, find and
correct the root cause of the problem. Various systems for alarm filtering have been proposed over the years but most
of these have their basis in industrial control systems and are not directly developed for use by ship officers that have
the main responsibility for operating the ship rather than the technical systems. In DSS_DC, this led to the
investigation into status assessment modules as a potentially more useful decision support mechanism than the
conventional alarm management or filtering systems. The purpose of these modules is to give an “at a glance”
assessment of ship systems such as propulsion and manoeuvring, life support, passenger comfort systems, safety
systems and environmental systems. The assessment includes the effects of any active alarms, as well as providing
operating hints only if requested by the operator. The DSS_DC project investigated this issue on board a shuttle
tanker and on a selection of cruise ships.
Authors’ Biographies
Ørnulf Jan Rødseth (ornulf.j.rodseth@marintek.sintef.no) is a Senior Scientist at the Norwegian Marine Technology Research
Institute. He works mainly with real-time and safety critical systems. Martyn Knight (martyn.knight@carnivalmaritime.com) and
Renato Storari (renato.storari@tin.it) are Risk Analyst/EU Project Coordinator and Principal R&D Engineer respectively. They work
with research projects as well as new buildings for Carnival Corporations. Halvard Foss (halvard.foss@kongsberg.com) is Business
Development Manager and Amund Ragnar Tinderholt (amund.ragnar.tinderholt@kongsberg.com) is Senior Project Engineer in
Kongsberg maritime AS. They work mainly with integrated automation and dynamic positioning systems.
ITEA-DS – Intelligent tools for emergency applications & decision support (see acknowledgements).
OOW – Officer of the watch
Safety Centre – A dedicated control room or area for safety related and non navigational operations during an
emergency4.
SOLAS – International Convention for Safety of Life at Sea5.
UPS – Uninterruptible Power Supply
BACKGROUND
Modern merchant ships gets more technologically advanced systems whilst crew numbers are decreasing. While the
reduction in crew ideally should be followed by systems that are easier to operate, this is not necessarily the case. Both
integration and complexity leads to problems with, e.g., an increasing number of alarms. Alarms exist to provide
information to the operator and cannot be avoided as such. One example of this is the Royal Majesty grounding6 where
the correct reaction to a GPS or a depth sounder alarm could have avoided the accident. Unfortunately one was disabled
and the other overlooked. However, alarms also cause problems:
Out of context alarms in critical situations. The OOW is required to handle alarms on the bridge whilst also
manoeuvring the ship. In critical situations alarms that are not immediately critical and that do not relate to the current
situation, can reduce the OOW’s concentration. Although not related to alarms, one result of OOW distraction is the
collision between Norwegian Dream and Ever Decent in the English Channel7.
Alarm avalanches. When some central component fails, e.g., a power supply, this results in secondary alarms from units
dependent on the failed component. A high number of alarms can confuse the operator or fill up the alarm lists, thus
making it difficult to find and correct the root cause unless the operator is very experienced. A test performed during the
DSS_DC investigation identified 205 alarms generated during the 115 seconds required to restore a partial blackout8.
Alarm overload. Systems that produce less critical alarms at a high rate can detract attention away from running the
processes. Another problem is that accepting alarms as a routine procedure may lead to ignoring a dangerous situation.
From the Norwegian Oil Directorate9, a rate of maximum 12 alarms per hour is recommended for steady system
operation. In the DSS_DC investigations8, 78 alarms per hour were found in the engine room of one of the ships. It
should be noted that while this is clearly above the suggested maximum, there was no evidence that it was a safety
problem on the ship in question.
The latter two problems are most applicable for automation and safety systems where there are a high number of alarm
sources. In navigation systems, the number of alarm sources is limited. However, bridge operation, particular at night, is
highly demanding and all unnecessary alarms should be avoided. About 40% of all serious accidents with passenger
vessels greater than 4000 GRT in the period 1990 to 2004 have been related to navigation10 and in an FSA on cruise
ship navigation, all experts ranked distraction of the OOW as the most severe challenge11.
Finally, one should also note that this is not only a technical issue. Good management of the human element is usually
more important than optimal alarm management on the technical side.
TYPES OF ALARMS
An alarm is used to alert an operator to an abnormal situation. However, there are different types of alarms: An alarm
from the food provision plant has a different importance and immediacy than one from the anti-collision radar. IMO’s
code on alarms and indicators1 defines the following main types of alarms:
1. Emergency alarms: Immediate danger to life or ship.
2. Primary alarms: Alarms which indicate a condition that requires prompt attention to prevent an emergency
condition.
3. Secondary alarms: All other alarms, i.e., those that indicate another condition requiring attention.
4. Indication: Status indicator to operator.
This is a coarse prioritization and does not necessarily reflect operational immediacy. A more elaborated list is
presented in Table I. This list relates mainly to the OOW on the bridge and is the authors’ attempt to systemize their
experiences. It is not related to IMO or other organizations’ rules or regulations.
In the table, one should in particular note the following groups:
• Group 3 - Operational: One can in many cases look at this group as not being alarms at all. They are expected and
typically used as feedback to operator to signal end of or change in operation or operational mode.
• Group 5 – Technical: Technical failures are today typically signalled as alarms. This is due to regulations and often
a lack of alternatives. Although the underlying condition may be serious enough, the OOW normally has no
possibility to do much about the alarm other than notify the engineer or the electrician. Also some alarms in group
4 are signalled as technical alarms (noted in last column).
If one goes back to the three alarm problems outlined in the previous chapter, one can suggest how the above alarm
groups relates to the three types of alarm problems.
Out of context alarms: This is mainly a problem in groups 2 to 4, e.g., a group 4 alarm (CO2 control cabinet door open)
can be very serious in normal operation, but may be less so when the ship is in danger of running aground.
Alarm avalanches: The main problem here is basically that loss of critical functions is often signalled as a technical
alarms (group 4 and partly 5). An underlying problem is the need to signal both a degraded function, i.e., a safety
hazard and a technical problem, i.e., a need to maintain or repair. The former is mainly intended for the bridge while the
latter is mainly intended for the engineers or electricians.
Alarm overload: “Superfluous” alarms are typically also out of context, e.g., on an aging passenger ship one tends to get
a high number of technical faults due to wear and tear and the size of the plants: Several thousand fire detectors all have
sensors, connectors and cables that can fail. Another problem is loss of information. This can in part be caused by the
alarm being out of scope, e.g., the operator failing to understand the functional consequence of a technical alarm or due
to the operator losing some critical details because he or she needs to focus on the serious issues. Thus this problem
mainly is related to technical alarms (groups 4 and 5).
45 35
40
30
35
25
30
Percentage
Percentage
25 20
20 15
15
10
10
5
5
0 0
Alarms Anomaly Discrepancy Spurious Testing Ballast Cargo Machinery Power Misc.
Fig 1 General automation system alarms by type Fig 2 General automation system alarms by sub-system
Table II contains some comments on the alarms in the different command groups.
Table II Comments on alarm types per command group
In several cases it turned out that an alarm delay would avoid the alarm event. This may be due to liquid movement in
tanks during rough sea, etc. Also, a function to “shelve” alarms would be useful, in particular during the unmanned
machinery mode where only one engine officer is on watch. Shelving allows alarms to be temporarily “disabled”
without being removed from the alarm system. The concept is discussed later in the paper.
Time Event
0 Blackout condition generated for starboard DG (DG2S).
0 Alarm on DG2S due to and indicating earth failure created.
0 Starboard Switchboard: No power.
+3 Emergency DG: Breaker closed.
+4 Starboard Emergency Switchboard powered.
+4 Starboard UPS emergency power supply resumed.
+35 Starboard standby DG (DG1S): Engine started.
+45 Starboard standby DG (DG1S): Connected.
+115 All sub-systems report normal state.
A total of 206 alarms were generated during this period, with the distribution as shown in Fig 3.
Alarms - Blackout
60
50
40
Percentage
30
20
10
0
Ballast Cargo Machinery Power System Thrusters
The examination of the event database showed that three shutdown messages, all related to the actual shut down DG,
were generated during the first two seconds. The remaining alarms are in varying degrees consequences of the
shutdown.
Alarms - Cruise
20
18
16
14
Percentage
12
10
8
6
4
2
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No action
The two columns per entry show the percentage of alarms generated from each system and the part of these that
required no intervention from the crew (no action). A total of 42% of the alarms falls into the latter category.
The group of eight systems generated 80% of the totality of the alarms. This highlights the fact that a small part of the
controlled system generates the majority of watch-keeping alarms.
Time tagging
The most commonly used and simplest method is to time tag alarms. This makes it possible to trace the temporal
development of an incident and to get an idea of what was the triggering event. This is of course useful to determine the
root cause and to find a way to rectify the situation.
However, it may not always be easy to determine the triggering event. This is particularly true when the system has a
relatively high continuous alarm rate and where the alarm list is long to begin with.
Alarm processing
The Norwegian Oil Directorate has published a document outlining principles for the design of offshore alarm systems9.
This document proposed Fig 5 for the illustration of alarm processing principles.
Alarm filtering removes “unimportant” alarms from the stream. This is not recommended as an unambiguous definition
of “unimportant” is very difficult to build into a computer program. Also, filtered out alarms are irretrievably lost.
Alarm suppression means preventing an alarm from being presented in main alarm displays, e.g. overview displays, but
leaving the alarm available in the system at a more detailed level.
Alarm shelving is a facility for manually removing an alarm from the main list and placing it on a shelve list, preventing
the alarm from re-occurring on the main list until it is removed form the shelf.
One should note that both suppression and shelving removes the alarm from immediate attention. On the bridge, one
can assume these alarms are typically related to a technical problem that has no immediate effect of the functionality of
the ship. Thus, they should be brought to the attention of the engineers. Shelving does not automatically perform this
notification and explicit procedures must be implemented to make sure that the shelved alarms are not “forgotten”. This
may, e.g., be a time limit on the shelving which re-activates the alarm if still active.
CONCLUSIONS
This paper has described some experiences and results that we have collected in the DSS_DC project. An important
premise is that distraction to the OOW is a serious problem and that alarm handling is one of the issues that can be dealt
with more effectively. Also for the engineers, the current alarm management principles can be improved: Too many
alarms in critical or routine situations may make it difficult to determine the most appropriate corrective actions. The
paper gives some results from actual case studies that have been performed onboard state of the art merchant ships to
illustrate the problem.
One conclusion is that modern integrated ship control systems put an unnecessary high burden on the OOW through a
less than ideal alarm philosophy. This is partly based in regulative requirements and partly due to a lack of functional
integration in the systems. One possible solution to this problem is the use of automatic transfer of maintenance related
alarms to a dedicated maintenance system while the functional consequences of the various underlying problems are
collated in a status assessment module. This would help to remove unnecessary alarms, create a better status overview
as well as making sure that maintenance needs always are recorded.
The status assessment modules when displayed through a distributed multi-function console can also give general
benefits in emergencies by making a digested status information available on the actual situation in the most critical
ship systems. This information can easily be made available to all decision makers on board and on shore.
ACKNOWLEDGEMENTS
The DSS_DC project was funded by the European Community under Framework Programme 6: Sustainable Growth,
Global Change and Ecosystems / Sustainable Surface Transport, Contract TCT3-CT-2003-506354.
The ITEA-DS project was funded by the European Community under Framework Programme 4, EU research contract
IST–1999-20254.
REFERENCES
1. IMO Code on Alarms and Indicators. International Maritime Organisation, London, UK, 1995.
2. IMO MSC/Circ.1023: Guidelines for Formal Safety Assessment (FSA) for use in the IMO rule making process.
3. IMO Resolution MSC 86(70), (adopted on 8 December 1998) Adoption of new and amended performance
standards for navigation equipment.
4. IMO MSC 77/4/1, 20 March 2003, Cruise Ship Safety Forum, Recommendations Submitted by the International
Council of Cruise Lines (ICCL).
5. The International Convention for Safety of Life at Sea (SOLAS), International Maritime Organization – IMO,
London, United Kingdom.
6. Marine accident report, Grounding of the Panamanian passenger ship Royal Majesty on Rose and Crown Shoal
near Nantucket, Massachusetts. June 10, 1995 National Transportation Safety Board, Washington, DC 20594.
7. Collision report slams safety procedure, Fairplay June 8, 2000.
8. DSS_DC Deliverable D02.1: Description of onboard and onshore processes, decision makers, actions, information
requirements and presentation format. Status with respect to onboard and onshore monitoring and guidance systems
(Restricted access), MARINTEK, 2005.
9. Principles for alarm system design, February 2001,YA-711. Norwegian Oil Directorate.
10. Lloyd’s Register Fairplay, Seaweb database at www.sea-web.org.
11. Rusås, S., Skjong R., Damage Stability Standards in a Total Safety, 9th Symposium on Practical Design of Ships
and Other Floating Structures, Lübeck-Travemünde, Germany 2004.
12. International Convention on Standards of Training, Certification and Watchkeeping for Seafarers (STCW), as
amended in 1995.
13. IMO Sub-Committee on Safety of Navigation, NAV 51/10, Passenger ship safety: Effective voyage planning for
passenger ships, FSA - Large Passenger Ships - Navigational Safety.
14. Formal Safety Assessment – Decision parameters including risk acceptance criteria. Submitted by Norway, IMO
MSC 72/16, International Maritime Organization, 2000.
15. IEC 61209 Maritime navigation and radiocommunication equipment and systems - Integrated bridge systems (IBS)
- Operational and performance requirements, methods of testing and required test results. , Ed.1, 1999.
16. IEC 61924 Maritime Navigation and Radiocommunication Equipment and Systems - Integrated Navigation
Systems - Operational and performance requirements, methods of testing and required test result, Committee Draft,
2005.
17. Lloyd’s Register Rules and Regulations - Rules and Regulations for the Classification of Ships, July 2004 – Pt. 7,
Ch. 9, Sc. 5 – Integrated Bridge Navigation System – IBS notation.
18. Lloyd’s Register Rules and Regulations - Rules and Regulations for the Classification of Ships, July 2004 – Pt. 6,
Ch. 1, Sc. 6 – Integrated computer control - ICC notation.
19. DSS_DC Deliverable D03.1: Detailed specification of total system, interfaces and requirements to the various
modules (Restricted access), MARINTEK, 2005.
20. Ø.J.Rødseth, ITEA-DS deliverable D8.4a, Integrated emergency management systems, November 13, 2001.
MARINTEK, Norway.
21. Rødseth Ø.J., Passenger ship safety and emergency management control, Lloyds register and Fairplay conference
Cruise and Ferry 2005, London, May 2005.