Secure Web Gateway

Virtual Appliance
Initial Configuration Guide
for High-Performance Models
Platform: VMware vSphere Hypervisor

Version 6.7.x and later

Initial Configuration Guide for SWG VA High-Performance Models

Broadcom, the pulse logo, Connecting everything, and Symantec are among the trademarks of Broadcom. The term
“Broadcom” refers to Broadcom Inc. and/or its subsidiaries.

Copyright © 2020 Broadcom. All Rights Reserved.

The term “Broadcom” refers to Broadcom Inc. and/or its subsidiaries. For more information, please visit
www.broadcom.com.

Broadcom reserves the right to make changes without further notice to any products or data herein to improve reliability,
function, or design. Information furnished by Broadcom is believed to be accurate and reliable. However, Broadcom does
not assume any liability arising out of the application or use of this information, nor the application or use of any product
or circuit described herein, neither does it convey any license under its patent rights nor the rights of others.
Document Revision: 02/2020

Additional Restrictions
ProxySG Appliances

Within sixty (60) days of the date from which the User powers up the ProxySG appliance (“Activation Period”), the Administrator must complete the
ProxySG licensing requirements as instructed by the ProxySG to continue to use all of the ProxySG features. Prior to the expiration of the Activation
Period, the ProxySG software will deliver notices to install the license each time the Administrator logs in to manage the product. Failure to install the
license prior to the expiration of the Activation Period may result in some ProxySG features becoming inoperable until the Administrator has completed
licensing.

Proxy Client:

The Administrator may install the Proxy Client only on the number of personal computers licensed to them. Each personal computer shall count as one
“user” or “seat.” The ProxyClient software may only be used with Blue Coat ProxySG appliances. The Administrator shall require each user of the Blue
Coat ProxyClient software to agree to a license agreement that is at least as protective of Blue Coat and the Blue Coat ProxyClient software as the Blue
Coat EULA.

ProxySG Virtual Appliances, MACH5 or Secure Web Gateway (SWG) Edition:

The ProxySG Virtual Appliances (MACH5 or Secure Web Gateway edition) are licensed on either a perpetual or subscription basis for a maximum
number of concurrent users. Support for the Virtual Appliances will be subject to the separate support agreement entered into by the parties if the
Administrator licenses the Virtual Appliances on a perpetual basis. The Virtual Appliances will (a) not function upon expiration of the subscription if the
Administrator licenses the Virtual Appliances on a subscription basis; or (b) if the traffic exceeds the maximum number of concurrent
users/connections, features may not function beyond the maximum number of concurrent users/connections. This means that, in these cases, the
network traffic will only be affected by the default policy set by the Administrator (either pass or deny). Such cessation of functionality is by design, and
is not a defect in the Virtual Appliances. The Administrator may not install the same license key or serial number on more than one instance of the
Virtual Appliance. The Administrator may move the Virtual Appliance along with its license key and serial number to a different server, provided that
server is also owned by the Administrator and the Administrator permanently deletes the prior instance of the Virtual Appliance on the server on which
it was prior installed. The Virtual Appliances require a third party environment that includes software and/or hardware not provided by Blue Coat,
which the Administrator will purchase or license separately. Blue Coat has no liability for such third party products.

ii
 Contents

Contents

Additional Restrictions ..........................................................................................................................ii

Chapter 1: Overview
About This Guide .................................................................................................................................. 8
Conventions Used in This Guide........................................................................................................... 9
Terminology ........................................................................................................................................ 10

Chapter 2: Before You Begin

Verify Support for VMware Products ................................................................................................. 14
Verify System Requirements............................................................................................................... 15
Verify Resource Availability............................................................................................................... 17
Retrieve Appliance Serial Numbers .................................................................................................... 19
Connection Limits......................................................................................................................... 20
Create a Virtual Switch........................................................................................................................ 21

Chapter 3: Create the SWG VA

Download the Virtual Appliance Package........................................................................................... 24
Deploy a SWG VA .............................................................................................................................. 26
Reserve Resources for the SWG VA................................................................................................... 29
Power on the SWG VA ....................................................................................................................... 31

Chapter 4: Configure the SWG Virtual Appliance

Prepare for Initial Configuration ......................................................................................................... 34
Complete Initial Configuration............................................................................................................ 35
Deploying the SWG VA in a Proxy Chain.......................................................................................... 37
Verify Your Configuration .................................................................................................................. 39
Verify Network Connectivity........................................................................................................ 39
Verify Management Console Access ............................................................................................ 39
Retrieve and Install the SWG VA License .......................................................................................... 40
Prevent Licensing Issues ............................................................................................................... 41
When to Power Off the SWG VA ....................................................................................................... 42
Powering off the SWG VA ........................................................................................................... 42
Monitor the SWG VA.......................................................................................................................... 43
License Monitoring for the SWG VA........................................................................................... 43
Additional References ......................................................................................................................... 45

Appendix A: Supplemental Information

Features................................................................................................................................................ 48
How do features vary between the various ProxySG editions and licenses?................................ 48

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Initial Configuration Guide for SWG VA High-Performance Models

Can I manage SWG VA using Sky UI? ........................................................................................ 49

Serial Numbers and Licensing............................................................................................................. 50
How can I prevent duplicate serial numbers? ............................................................................... 50
Can I configure more CPUs than my license allows?................................................................... 50
Your license specifies the maximum number of CPUs for your SWG VA. If you have configured
more than the maximum, your license will be suspended. The SWG VA event log shows an
error and the health monitoring alert shows Critical. See "Monitor the SWG VA" on page
43.Why is my license suspended? .......................................................................................... 50
How do I renew my subscription for the SWG VA? .................................................................... 51
How do I upgrade the connection limit for the SWG VA?........................................................... 51
How do I update the license key? ................................................................................................. 52
Upgrade and Downgrade Considerations ............................................................................................ 53
Upgrade SGOS.............................................................................................................................. 53
Upgrade the VA Model................................................................................................................. 53
Throughput Requirements Per Virtual Disk ........................................................................................ 55
Optional Settings for Optimal Performance ........................................................................................ 56
Guidelines for Optimal Performance ............................................................................................ 56
Setting Number of CPU Sockets and Cores.................................................................................. 56
Setting Logical Processor Affinity and NUMA Memory Affinity ............................................... 57
Disabling Hyperthreaded Core Sharing ........................................................................................ 58
Setting Latency Sensitivity ........................................................................................................... 58

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Chapter 1: Overview

The Secure Web Gateway Virtual Appliance (SWG VA) is a software solution that can
be installed and deployed on a server running VMware vSphere Hypervisor. SWG VA
facilitates server consolidation by co-existing with other virtual machines on a single
hardware platform, including Symantec Content Analysis and Blue Coat ProxySG
Virtual Appliance MACH5 Edition. With the SWG VA providing security, the other
virtual machines can provide branch office services (such as Domain Controller, print,
DNS, and DHCP), as well as any VMware-certified software applications.
Symantec is VMware Ready™, having worked closely with VMware to ensure that the
SWG VA runs efficiently in the virtual environment and meets all technical criteria and
specifications.

Note: VMware Ready is a validation program designed to provide the best possible
user experience among virtual appliances deployed in production. This status indicates
that Symantec has followed best practices and that the SWG VA is optimized for
VMware vSphere, helping to ensure “ready-to-run” reliability and security.

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Initial Configuration Guide for SWG VA High-Performance Models

Section 1 About This Guide

This guide is intended for users who are deploying and running the high-performance
model SWG VA on VMware’s vSphere Hypervisor. It provides information on the
minimum system requirements and instructions for creating and configuring a virtual
ProxySG appliance.
The following topics are covered in this guide:
p "Before You Begin" on page 13
p "Create the SWG VA" on page 23
p "Configure the SWG Virtual Appliance" on page 33
p "Supplemental Information" on page 47

Note: MySymantec (https://support.symantec.com) has the most up-to-date version of

this guide.

8
 Overview

Section 2 Conventions Used in This Guide

This guide uses the following typographical conventions:

Convention Example

Terms that identify buttons, fields, menus, or options on 1. Select Maintenance > Licensing > Install.
the user are shown in bold Arial font. 2. Click Retrieve.

Text that you must type exactly is denoted using bold, Enter https://
Courier New font. <ProxySG_IP_address>:8082/mgmt

Information that is variable and specific to your <ProxySG_IP_address> in https://

environment is denoted in angle brackets and in italics. <ProxySG_IP_address>:8082/mgmt

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Initial Configuration Guide for SWG VA High-Performance Models

Section 3 Terminology
The following table lists the terms used in this guide.

Term Definition

Appliance Serial A string of numbers that uniquely identify a virtual appliance. On the first bootup,
Number you must enter the appliance serial number to begin initial configuration on the SWG
VA. High-performance model serial numbers have “59” as the middle digits.

Datastore Storage defined in VMware vSphere Hypervisor, made up of one or more physical
disks.

Director The Symantec Director is a centralized management platform for managing ProxySG
configurations and policies. It allows you to manage multiple ProxySG appliances in
your deployment.

Enable Mode A mode that allows administrative privileges on the command line interface (CLI) of
the ProxySG appliance. You can make changes to the configuration in this mode.

Enable Password A password used to enter enable mode so that you can modify settings and configure
an appliance. Enable mode is for administrators who are authorized to configure an
appliance.

VMware vSphere The physical computer (host server) on which VMware’s virtualization product is
Hypervisor installed. The vSphere Hypervisor provides CPU and memory resources, access to
storage, and network connectivity to multiple virtual machines.

Management Console The web interface for configuration of the SWG VA.
Enter the following URL in the web browser to directly access the Management
Console:
https://<ProxySG_IP_address>:8082
<ProxySG_IP_address> is the IP address of your SWG VA.

OVF Open Virtualization Format. A format for packaging and distributing virtual
machines. The OVF file in the Virtual Appliance Package (VAP) is an XML text file
that defines the attributes of a specific virtual machine package.

SWG VA A ProxySG with a Secure Web Gateway (SWG) license running as a virtual appliance
on VMware’s vSphere Hypervisor.

SGOS The ProxySG operating system.

Symantec Network Licensing portal for licensing your SWG VA.

Protection Licensing https://services.bluecoat.com/eservice_enu/licensing/register.cgi
Portal

VAP The Virtual Appliance Package is the zip file that contains the OVF file and the
virtual disk file (.vmdk) required for creating the SWG VA. It also includes a PDF of
this guide, the Initial Configuration Guide for SWG VA High-Performance Models.

10
 Overview

Term Definition

Virtual Machine An instance of an operating system and one or more applications that run in an
isolated partition of a VMware vSphere Hypervisor. SWG VA is a virtual machine.

VLAN Virtual Local Area Network. A local area network (LAN) that is created with
software. It maps clients (hosts) logically rather than physically, and extends across
LAN segments instead of remaining in one physical LAN.

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Initial Configuration Guide for SWG VA High-Performance Models

12
Chapter 2: Before You Begin

This chapter assumes that you have configured your hardware platform as a VMware
vSphere Hypervisor, created datastores, and configured the vSphere Hypervisor for
network access. For information on setting up your vSphere Hypervisor, refer to
VMware documentation.
Before you proceed with creating the Secure Web Gateway Virtual Appliance (SWG
VA), perform the following tasks:
p "Verify Support for VMware Products" on page 14
p "Verify System Requirements" on page 15
p "Verify Resource Availability" on page 17
p "Retrieve Appliance Serial Numbers" on page 19
p "Create a Virtual Switch" on page 21

Note: The instructions in this document are for vSphere Client version 5.5.

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Initial Configuration Guide for SWG VA High-Performance Models

Section 1 Verify Support for VMware Products

Refer to the following table to ensure that your virtual machine supports the version of
VMware.
Your SGOS version Supported VMware versions

6.7.x, 7.1.x, and 7.2.x ESXi 5.5, 6.0, 6.5, and 6.7

Note: SWG VA supports VMotion, Distributed Resource Scheduling (DRS), High

Availability (HA), clustering, and resource pools. However, SWG VA images do not
support VMWare Tools or the per-machine HA monitoring feature included with VMWare
Tools.

Supported Virtual Hardware Versions

In SGOS 6.7.x and later, the virtual hardware version is set automatically to the highest
level that the ESX server supports. For example, if the version is ESXi 6.0, the virtual
hardware version is 11.
For more information on VMware and virtual hardware versions, refer to the following
VMware article:
https://kb.vmware.com/s/article/1003746

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 Before You Begin

Section 2 Verify System Requirements

To achieve the best performance on the SWG VA, it is important that you install the
software on a system that meets the specified requirements. Follow these guidelines to
guarantee satisfactory performance and operation of the SWG VA.
The host server must be on VMware’s Hardware Compatibility List (see the list at http://
www.vmware.com/resources/compatibility/search.php). The server must have sufficient
virtual resources to run a SWG VA, as described below.

Note: The following requirements reflect Symantec’s test environment. Using the same
or a similar configuration should achieve satisfactory performance of the SWG VA;
however, you should expect different performance results if your resources or virtual drive
configuration are different from the configuration described in Table 2–1 and Table 2–2.
Be aware that over-provisioning CPUs can cause license suspension, but under-
provisioning can cause sub-optimal VA performance and operation.

Table 2–1 General System Requirements

Resource Requirement

Virtual CPU 1 GHz (minimum);

2.6 GHz (recommended)
Note: You must reserve at least the minimum
CPU. See "Reserve Resources for the SWG
VA" on page 29.

Minimum storage space per disk 100 GB

The following table lists requirements for each model, including recommended and
alternate virtual drive configurations. Symantec recommends creating 100GB virtual
drives, although models with higher storage requirements can have larger drives. Note that
each virtual drive must be the same size.

Note: After you have deployed your virtual appliance, you should have the number of
virtual disks that the model requires (listed in the following table) plus a boot disk. The
boot disk is automatically created during deployment.

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Initial Configuration Guide for SWG VA High-Performance Models

Table 2–2 Model-Specific Requirements

Model Virtual Virtual Total Recommended Alternate Disk

CPUs Memory Storage Virtual Disk Configurations
(GB) (GB) Configuration

SG-VA-C1XS 1 4 100 1x100GB n/a

SG-VA-C1S 1 4 100 1x100GB n/a

SG-VA-C1M 1 6 100 1x100GB n/a

SG-VA-C1L 1 8 100 1x100GB n/a

SG-VA-C2S 2 8 100 1x100GB n/a

SG-VA-C2M 2 12 100 1x100GB n/a

SG-VA-C2L 2 16 100 1x100GB n/a

SG-VA-C4S 4 16 200 2x100GB n/a

SG-VA-C4M 4 24 200 2x100GB n/a

SG-VA-C4L 4 32 200 2x100GB n/a

SG-VA-C8S 8 32 400 4x100GB 2x200GB

SG-VA-C8M 8 48 400 4x100GB 2x200GB

SG-VA-C8L 8 64 400 4x100GB 2x200GB

SG-VA-C16S 16 64 800 8x100GB 4x200GB

2x400GB

SG-VA-C16M 16 96 800 8x100GB 4x200GB

2x400GB

SG-VA-C16L 16 128 800 8x100GB 4x200GB

2x400GB

Note: With fewer disks, more throughput is required per disk. See “Throughput
Requirements Per Virtual Disk” on page 55 for disk read and write throughput rates per
disk.

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 Before You Begin

Section 3 Verify Resource Availability

Because all virtual appliances use a hardware resource pool that can be shared and
assigned as needed, you must verify that the vSphere Hypervisor meets the minimum
hardware requirements for the SWG VA model that you have purchased.
The following instructions describe how to verify system resources on the vSphere
Hypervisor using a VMware client. The client is used to connect directly to a vSphere
Hypervisor or indirectly to a vSphere Hypervisor through vCenter Server.
To verify resource availability:
1. Use your VMware client to log in to the vSphere Hypervisor.

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Initial Configuration Guide for SWG VA High-Performance Models

2. To display the summary of the vSphere Hypervisor’s resources, select the ESX server
and click the Summary tab.

3. Verify adequate resource availability.

a. In the General panel, confirm that the processor speed meets or exceeds
requirements. See Table 2–1, "General System Requirements" on page 15
b. In the Resources panel, beside Memory usage, confirm that the memory
Capacity meets or exceeds requirements of your SWG VA model. For
example, the SG-VA-C8M requires 48 GB RAM. See Table 2–2, "Model-
Specific Requirements" on page 16.
c. In the Resources panel, in the Storage section, confirm that there is adequate
free space on a local datastore on the vSphere Hypervisor to accommodate the
disk requirements of your SWG VA model. For example, the SG-VA-C8M
requires a total storage space of 400 GB.

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 Before You Begin

Section 4 Retrieve Appliance Serial Numbers

The Symantec eFulfillment email you received after placing your order for SWG VA
appliances contains activation codes for retrieving appliance serial numbers from the
Symantec Network Protection Licensing Portal.

Note: Be sure to use the correct serial number for your SWG VA. It helps ensure that
your license is valid.

To retrieve appliance serial numbers:

1. Make sure you have a MySymantec username and password. In addition to retrieving
appliance serial numbers, these credentials are required for obtaining your license and
downloading software upgrades.
If you do not have a MySymantec account, contact
NP_Customercare@symantec.com.
For additional contact information, see https://support.symantec.com.
2. Locate the email you received from Symantec. This email contains the software
activation codes as well as a link to the BCLP.
3. Log in to BCLP.
a. Click the link embedded in the email (https://services.bluecoat.com/
eservice_enu/licensing/register.cgi).
The web browser displays the BCLP page.
b. On the BCLP login screen, enter your MySymantec username and password,
and then click Login.
A Home page displays.
4. In the Enter Activation Code field, enter any activation code that is listed in your email;
the system retrieves all serial numbers from the same purchase order.
a. Type the code as it appears in the email, or copy and paste it into the Enter
Activation Code field.

b. Click Next.
The License Agreement page displays.
5. Read and accept the License Agreement.
a. Read the license agreement.
b. Select I accept at the bottom of the page.
c. Click Next.
A serial numbers page displays.
6. Record the appliance serial number(s). You will refer to the serial number when you
perform initial configuration on the SWG VA.
Perform one of the following tasks to note the appliance serial number:
• Write down the serial number(s) listed on the screen.
• Download a comma-separated values (CSV) file containing all of the serial
numbers. Click the link beside Download as CSV file and save the file to disk.

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Initial Configuration Guide for SWG VA High-Performance Models

For future reference, record the location and name of the SWG VA with the serial
number.

Note: Each appliance serial number is unique. When performing initial configuration on
the SWG VA, make sure that you use a dedicated serial number for each instance of a
SWG VA. If you reuse a serial number, the SWG VA license could be suspended. See
“Serial Numbers and Licensing” on page 50 for more information.

Connection Limits
The SWG VA supports a maximum number of concurrent connections and enforces this
by limiting the number of unique clients. Connections will be queued after the connection
limit is reached.
Use the show license CLI command to verify the number of concurrent users (i.e.,
connections) your SWG VA is licensed for.
To upgrade the connection limit for your SWG VA, see "How do I upgrade the connection
limit for the SWG VA?" on page 51. Note that you will need to reboot after upgrading the
license to reset the connection limits.

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 Before You Begin

Section 5 Create a Virtual Switch

A virtual machine has virtual network interfaces that are not physically cabled to a
network interface card (NIC) on the vSphere Hypervisor host. To provide network access,
a virtual switch (vSwitch) is required to logically connect the virtual network interfaces on
the virtual machine to a physical NIC on the vSphere Hypervisor host.
By default, the vSphere Hypervisor creates a vSwitch that is connected to a physical NIC.
You can use this default vSwitch, use a vSwitch created for an existing deployment, or
create a new vSwitch for the SWG VA.
The SWG VA can include up to four virtual network interfaces—Interface0, Interface1,
Interface2, and Interface3. If your network topology requires additional interfaces for
handling management traffic to the SWG VA, you can create vSwitches for the interfaces
or use an existing vSwitch that provides the connectivity you require.

Note: If you use VLANs for segregating traffic within the vSphere Hypervisor or across
your network, you must enable VLAN trunking on all interconnecting devices such as
switches or routers. This guide does not include information on VLAN configurations.

To create a virtual switch:

1. In your VMware client, select the virtual machine that will host the SWG VA.
2. Click the Configuration tab and select Hardware > Networking.
3. Click Add Networking.
4. In the wizard that appears, select Virtual Machine in the Connection Types dialog box.
Click Next.
5. Select the switch and the NIC to manage the traffic to and from the SWG VA. Create a
new switch if necessary. The physical NIC will be mapped to the virtual switch. Click
Next.

6. Specify the Network Label. The default label is VM Network.

7. Make sure that the VLAN ID menu has None (0) selected.

Note: This guide assumes that you do not use VLANs. If you use VLANs, select All
(4095) to enable VLAN trunking. This value enables Virtual Guest Machine Tagging
mode on the switch, and allows the virtual switch to preserve VLAN tags between the
virtual machine and the external switch/router.

8. Click Next.
9. Verify the details and click Finish.

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Initial Configuration Guide for SWG VA High-Performance Models

22
Chapter 3: Create the SWG VA

This chapter describes how to deploy a virtual appliance on the vSphere Hypervisor and
ensure that the SWG VA has the resources available for optimal performance.
To create the SWG VA, you must have administrator privileges on the vSphere
Hypervisor.
This chapter covers the following topics:
p "Download the Virtual Appliance Package" on page 24
p "Deploy a SWG VA" on page 26
p "Reserve Resources for the SWG VA" on page 29
p "Power on the SWG VA" on page 31

Note: The instructions in this chapter are for vSphere Client version 5.5.

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Initial Configuration Guide for SWG VA High-Performance Models

Section 1 Download the Virtual Appliance Package

The Virtual Appliance Package (VAP) is a zip file that contains the following files:
p Open Virtualized Format (OVF) file

Note: If the VM is running ESXi 6.x, use the OVF file with “ESXi6.x” in its name in
"Deploy a SWG VA" on page 26.

p Virtual Machine Disk Format (VMDK) file

p A PDF of this document, the Initial Configuration Guide for SWG VA High-
Performance Models

Note: If you have already downloaded the VAP, skip this procedure and proceed to
"Deploy a SWG VA" on page 26.

To download the VAP:

1. Go to MySymantec:
https://support.symantec.com
2. Select Downloads > Network Protection (Blue Coat) Downloads.
3. When prompted, log in with your MySymantec credentials.
4. Select your product.
5. Select your appliance model (if applicable).
6. Select a software version.
7. Accept the License Agreement.
8. Select the file(s) to download and click Download Selected Files.

Note: The first time you download files, you are prompted to install the Download
Manager. Follow the onscreen prompts to download and run the installer. For more
information, refer to https://www.symantec.com/support-center/getting-started.

9. The Download Manager window opens. Select the download location.

Note: Complete instructions are also available online at:

https://www.symantec.com/support-center/getting-started
Bookmark this page for future reference.

10. Extract the contents of the VAP file.

The files should be extracted to a location that can be accessed from the system
running the VMware client or vCenter Server.

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 Create the SWG VA

Note: Because the .ovf file includes a pointer to the .vmdk file, you must extract and
store the contents of the .zip file within the same folder. Do not rename the files.

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Initial Configuration Guide for SWG VA High-Performance Models

Section 2 Deploy a SWG VA

If the VM is running ESXi 6.x, remember to select the OVF file with “ESXi6.x” in its
name when importing the SWG VA.
To deploy a SWG VA:
1. Create the SWG VA on your host vSphere Hypervisor.
a. In your VMware client, select your host vSphere Hypervisor.
b. Select File > Deploy OVF Template. The Deploy OVF Wizard begins.

Note: The equivalent command in VI Client is File > Virtual Appliance > Import.

c. In the Deploy from a file or URL field, browse to the location of the OVF file.
Alternatively, copy and paste the URL of an OVF file.
Click Next.
d. Verify the OVF template details and click Next.
e. Enter a name for the SWG VA, such as SGVA_Sydney. (The default name is
ProxySG Model SWG). You should enter a name that is unique within your
vSphere Hypervisor host.
f. Select an Inventory Location. Click Next.
g. In the Configuration dialog, select the SWG VA model, for example, SG-VA-
C2S.

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 Create the SWG VA

Note: If you have purchased a SG-VA-C1XS model, choose SG-VA-C1S from the
Configuration list, since these two models have the same basic configuration.

h. In the Storage dialog, select a datastore with sufficient free space for your
SWG VA model. See Table 2–2, "Model-Specific Requirements" on page 16
for disk space requirements. Click Next.
i. In the Disk Format dialog, select one of the thick provisioning types for the
virtual disk format and click Next.
j. In the Network Mapping dialog, specify the networks for each interface.
k. Click Next.
l. Review the deployment settings and click Finish to begin creating the SWG
VA.
See the Recent Tasks panel for the progress bar indicating the percentage
complete.
2. (Required only if you plan to use the third and fourth interfaces) Enable the vSwitch
for the third and fourth interfaces.
a. Select the SWG VA on the vSphere Hypervisor Server.
b. Right click and select Edit Settings.
c. Select Hardware > Network Adapter 3.
d. In the Device Status panel, mark the Connect at power on check box.
If necessary, repeat these steps for the fourth interface.
e. Click OK.

Note: When the VA is first imported, it has one 100 GB data drive attached.
Depending on your SWG VA model, you may need to create additional virtual
disks. For example, the SG-VA-C16S requires 800 GB of storage space so you
must create additional drives, with each drive being the same size. See Table 2–2,
"Model-Specific Requirements" on page 16.

3. Create additional virtual disks as required for your SWG VA model.

a. Select the SWG VA on the vSphere Hypervisor Server.
b. Right click and select Edit Settings.
c. In the Hardware tab, click Add.

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Initial Configuration Guide for SWG VA High-Performance Models

d. Select Hard Disk and click Next.

e. Choose Create a new virtual disk and click Next.

f. Specify the size. Note that each virtual drive must be the same size.
g. Select a Location.

Note: For optimal performance, create each virtual disk on a different physical
disk.

h. Modify Advanced Options if required, and click Next.

Note: Virtual disks must be thick provisioned (either Lazy or Eager Zeroed).

i. Click Finish.
j. Repeat steps 3a–3i for each virtual disk that your SWG VA model requires.
4. Click OK to close the Virtual Machine Properties window.

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 Create the SWG VA

Section 3 Reserve Resources for the SWG VA

Symantec recommends reserving memory and CPU core(s) for the SWG VA. If resource
allocation is not accurate for the SWG VA, the virtual appliance might not perform
optimally.
If the vSphere Hypervisor host does not have the available resources to satisfy the
resource reservations, the SWG VA will not power on.
To reserve resources:
1. Determine the appropriate value for the CPU reservation. The reservation should be
the full CPU frequency of all cores.
a. In your VMware client, select the vSphere Hypervisor host.
b. Click the Summary tab.
c. Under General, note the processor speed (for example, 2.60 GHz).
d. Multiply this number by 1,000 to obtain the value in MHz.
For example, 1000 x 2.6 = 2600 MHz.
e. Multiply this value by the number of cores. With two cores, the CPU
reservation in this example would be 2 x 2600 = 5200 MHz.
2. Specify the CPU reservation value for the SWG VA.
a. Select the SWG VA on the vSphere Hypervisor host.
b. Right click and select Edit Settings.
The Virtual Machine Properties window opens.
c. On the Resources tab, select CPU.

d. Specify the Reservation value for the CPU that you determined in Step 1e.
Ensure this value is larger than the minimum specified in "Verify System
Requirements" on page 15 ; for example, change the Reservation value to
5200 MHz.
Retain the default values for the other options.
3. Specify the memory reservation for the SWG VA.

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Initial Configuration Guide for SWG VA High-Performance Models

a. On the Resources tab, select Memory.

b. Specify the Reservation value for memory allotted to the SWG VA.
Input the value for Virtual Memory recommended for your SWG VA model;
see Table 2–2, "Model-Specific Requirements" on page 16.
Retain the default values for the other options.
4. Recommended if the SWG VA’s datastore is shared by other virtual machines on the
vSphere Hypervisor Server:
Give the virtual disks on the SWG VA a higher priority access to the physical disks on
the vSphere Hypervisor Server.
a. On the Resources tab, select Disk.

b. For each virtual drive, change the value to High in the Shares field. Setting
this value to high ensures that the SWG VA gains higher priority access to
disk resources, as compared to other virtual machines that use the same
physical disks.
5. Click OK to save your settings.
For additional settings you may want to modify, see "Optional Settings for Optimal
Performance" on page 56.

30
 Create the SWG VA

Section 4 Power on the SWG VA

To power on the SWG VA:
1. Log in to the vSphere Hypervisor Server using your VMware client.
2. Select the SWG VA.
3. Right click and select Power > Power On.
When the SWG VA is powered on, a green arrow appears next to its virtual machine
name.

31
Initial Configuration Guide for SWG VA High-Performance Models

32
Chapter 4: Configure the SWG Virtual Appliance

This chapter describes how to perform the initial setup and configuration of the Secure
Web Gateway Virtual Appliance (SWG VA) for transparent redirection of traffic. The
following topics are covered in this chapter:
p "Prepare for Initial Configuration" on page 34
p "Complete Initial Configuration" on page 35
p "Verify Your Configuration" on page 39
p "Retrieve and Install the SWG VA License" on page 40
p "When to Power Off the SWG VA" on page 42
p "Monitor the SWG VA" on page 43
p "Additional References" on page 45

Note: The instructions in this chapter are for vSphere Client version 5.5.

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Initial Configuration Guide for SWG VA High-Performance Models

Section 1 Prepare for Initial Configuration

Use the Console tab on your VMware client to access the SWG VA for initial
configuration. The setup script prompts you to configure basic network settings, including
adding an interface IP address and setting up administrative credentials for console access.
The following table summarizes the prompts in the setup wizard. Before you launch the
setup wizard, obtain and record the information specific to your deployment in this table.
After you have recorded your settings in the table, see "Complete Initial Configuration" on
page 35.

Description Value My Values

Appliance Serial Refer to the appliance serial number that you recorded in
Number "Retrieve Appliance Serial Numbers" on page 19.

Manual setup or use If using Director, you must configure a registration

Director password or shared secret on the Director. The same
password must be entered while performing the initial
configuration. The shared secret is required because the
SWG VA does not have an appliance certificate at this
point.
Note: When you install a license from MySymantec, an
appliance certificate is also installed. After you install the
license, you can change your configuration to use Director
subjugation. The appliance certificate is used instead of
the shared secret when subjugating with Director.

Interface configuration Identify the IP addresses and subnet masks for the
interfaces.
You also have an option to assign a VLAN ID to each
interface. If you use VLANs for segregating traffic within
the vSphere Hypervisor Server or across your network,
you must enable VLAN trunking on all interconnecting
devices such as switches or routers. This guide does not
include information on VLAN configurations.

Default gateway Provide the IP address for the default gateway.

Primary DNS server Provide the IP address for the primary DNS server.

Administrator The password you assign here will also be used for
username (ID) and accessing enable mode in the command line interface
password (CLI). Enable mode allows you to make configuration
changes.
The default enable username is admin.

34
 Configure the SWG Virtual Appliance

Section 2 Complete Initial Configuration

Complete initial configuration of the SWG VA:
1. Verify that your SWG VA is powered on.
a. Log in to the vSphere Hypervisor Server using your VMware client.
b. Check for power on status. If the SWG VA is powered on, a green arrow
appears next to its virtual machine name.

2. Access the virtual console of the SWG VA on the vSphere Hypervisor Server.
a. Select the SWG VA on the vSphere Hypervisor Server.
b. Select the Console tab and click inside the console window to activate your
mouse.
3. The appliance serial number is unique for each appliance and must be used on only
one SWG VA. For more information, see "Retrieve Appliance Serial Numbers" on
page 19.
a. Enter the appliance serial number at the prompt.

Note: The leading zeros are significant for serial numbers. Enter all 10 digits at
the prompt.

b. Press Enter.
4. Follow the prompts and enter the details in the setup script.
a. Press Enter three times to activate the serial console.

Note: To release the mouse from the VMware client’s Co ns o le tab, press
Ctrl+Alt.

b. When asked How do you plan to configure this appliance? specify your
preference for either configuring the SWG VA manually or using Director.
If you are using Director, assign a registration password on Director and enter
the password in the setup console when prompted. For information on setting
up a registration password, refer to the Symantec Director Configuration and
Management Guide.
c. At the Enter interface number to configure prompt, specify an interface.

35
Initial Configuration Guide for SWG VA High-Performance Models

d. You are prompted Is the IP address to be configured on a non-native VLAN?

Specify Y or N.
Note that if you use VLANs for segregating traffic within the vSphere
Hypervisor Server or across your network, you must enable VLAN trunking
on all interconnecting devices such as switches or routers. This guide does not
include information on VLAN configurations.
e. Specify the IP address and subnet mask for the selected interface.
f. Specify the IP address for the default gateway.
g. Specify the IP address for the DNS server.
h. Change the username for administrative access on the SWG VA. The default
username is admin.
i. Add a password for allowing administrative access privilege.
j. When prompted, enter your Enable password.
k. At the Do you want to secure the serial port? prompt, specify Y or N.
l. When asked Restrict access to authorized workstations? specify Y or N to
indicate whether you allow non-authorized workstations to access the
Management Console.
5. Press Enter three times to activate the serial console.
6. (If necessary) Repeat the previous steps to configure more interfaces.
7. Close the Console:
a. Press Ctrl+Alt to release the mouse from the Console.
b. Click an area outside of the Console tab.

36
 Configure the SWG Virtual Appliance

Section 3 Deploying the SWG VA in a Proxy Chain

If you have a forward proxy deployment where the SWG VA is installed as the
downstream proxy and cannot connect directly to the following Symantec servers, you
must configure the SWG VA to forward this traffic to an upstream proxy that has access to
the Symantec servers:
p https://download.bluecoat.com
p https://services.bluecoat.com
p https://validation.es.bluecoat.com
p https://subscription.es.bluecoat.com
To allow the SWG VA to communicate with Symantec servers, create an HTTP
forwarding host on the SWG VA and ensure that download-via-forwarding is enabled
(it is enabled by default). You can add the host to the default forwarding sequence, but if
you do not want to forward all traffic through the default sequence, you must install policy
to allow forwarding to Symantec servers.

Note: If you have this type of deployment and do not perform these steps, the SWG VA
will be unable to connect to the server and the license may be suspended.

To configure the SWG VA:

1. Select the SWG VA on the vSphere Hypervisor Server.
2. To access the virtual console, select the Console tab and click inside the console
window to activate your mouse.
3. Press Enter three times to activate the serial console.
4. Select the CLI option and enter your credentials.
5. Enter enable to go into Enable mode, and then enter your Enable password when
prompted.
6. Enter the following bolded commands:

Note: If you do not want to forward all client HTTP requests to the hosts specified
in the sequence, do not enter the default-sequence add <host_alias> command
shown below. Instead, you will configure policy to use the forwarding host. For more
information on forwarding and proxy chaining, refer to the SGOS Administration
Guide.

#conf t
Enter configuration commands, one per line. End with CTRL-Z.
#(config)forwarding
#(config forwarding)create host <host_alias> <host_name> http proxy
ok
#(config forwarding)default-sequence add <host_alias>
ok
#(config forwarding)download-via-forwarding enable

37
Initial Configuration Guide for SWG VA High-Performance Models

ok

In the commands above:

• <host_alias> is a name that you specify for this host
• <host_name> is the name of the host domain, such www.mysite.com, or its IP
address
7. Close the Console:
a. Press Ctrl+Alt to release the mouse from the Console.
b. Click an area outside of the Console tab.
8. (If necessary) If you did not add the host to the default forwarding sequence, install
the following policy:
<Forward>
condition=bluecoat_services forward(<host_alias>)

define url.domain condition bluecoat_services

validation.es.bluecoat.com
services.bluecoat.com
download.bluecoat.com
subscription.es.bluecoat.com
end

In the policy above, <host_alias> is the forwarding host you configured in the CLI.

38
 Configure the SWG Virtual Appliance

Section 4 Verify Your Configuration

Do the following to verify your configuration.

Verify Network Connectivity

To verify that the traffic in your network is being intercepted as required, use the ping,
traceroute or test CLI command. See the SGOS Command Line Interface Reference for
more information.

Verify Management Console Access

The Management Console is a graphical web interface that allows you to manage,
configure and monitor the SWG VA. The Management Console requires a supported
browser and version of Java Runtime Environment (JRE). To identify the browsers and
JRE version supported for your operating system, refer to the following article:
http://www.symantec.com/docs/TECH245893
To log in to the Management Console:
1. In a web browser, go to the following URL:
https://<IP_address>:8082
The default management port is 8082.
<IP_address> is the IP address you configured in "Complete Initial Configuration"
on page 35.

Note: When you enter the URL for the Management Console, the browser may
display an error about an untrusted connection or security certificate. Depending on
the browser you use, you must proceed with the connection to access the Management
Console or add an exception to allow access to the web site. For specific instructions,
refer to the documentation for the browser.

2. In the prompt that appears, enter the user name and password that you created in
"Complete Initial Configuration" on page 35. The Management Console displays.

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Initial Configuration Guide for SWG VA High-Performance Models

Section 5 Retrieve and Install the SWG VA License

To retrieve and install the SWG VA license for the first time, the SWG VA appliance must
be allowed access to the following Symantec servers:
p https://download.bluecoat.com
p https://services.bluecoat.com

Note: If the SWG VA is a downstream proxy and cannot access these servers
directly, make sure you have performed the additional configuration steps in "Upgrade
and Downgrade Considerations" on page 53 before completing the procedure below.

The SWG VA license contains data that is used to uniquely identify the SWG VA as a Blue
Coat appliance.

Note: If a license is not installed, after you power on the appliance, users who open a
browser window will see an exception page indicating that the device is not licensed.

Before you begin:

• Set up DNS; see “Configuring DNS” in the SGOS Administration Guide.
• Confirm NTP is working, or add local NTP servers, and verify the system time is
correct; see “Accessing the Appliance” in the SGOS Administration Guide.

Note: If you have blocked the Symantec NTP servers, add a local server.

Retrieve and install the SWG VA license:

1. In the Management Console, select Maintenance > Licensing > Install.

2. Click Retrieve.
3. In the dialog that opens:
a. Enter your MySymantec account login information.

40
 Configure the SWG Virtual Appliance

b. Click Request License. The Confirm License Install dialog opens.

c. Click OK to begin license retrieval.
4. (Optional) Click Show results to verify a successful retrieval. If any errors occur,
verify that you are connected to the Internet.
5. Click Close.
After you complete the license installation, you do not have to reboot or shut down the
appliance.

Note: The Symantec WebFilter (formerly BCWF) license is not included with the high-
performance models of SWG VA and must be purchased separately.

Prevent Licensing Issues

To prevent licensing issues, ensure the SWG VA is allowed network access to the license
validation server at https://validation.es.bluecoat.com. If communication with the server
fails, the license may be suspended; thus, a constant Internet connection is required for the
SWG VA to communicate regularly with the license validation server to confirm that the
serial number is not being used on another SWG VA.
If the license validation server detects duplicate serial numbers, your license is
invalidated. See “Serial Numbers and Licensing” on page 50 for more information.
If the SWG VA license expires, the appliance stops processing requests. In explicit
deployments, traffic to intercepted services is denied. For details on license expiration
behavior, refer to the “Licensing” chapter in the SGOS Administration Guide.
If the configured CPU count exceeds the limit in your license, the license is suspended.

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Initial Configuration Guide for SWG VA High-Performance Models

Section 6 When to Power Off the SWG VA

Some tasks that you perform on the SWG VA require a shutdown. When you do any of the
following, save all of your configuration changes and then power off the SWG VA:
p Backing up the SGOS configuration
p Upgrading the server software
p Taking the server offline for maintenance
p Migrating the SWG VA to a different server
p Installing additional or higher-capacity drives on the vSphere Hypervisor host
p Adding a serial port to the SWG VA

Powering off the SWG VA

To power off the SWG VA, in the command line interface (CLI), enter the enable
password to go into privileged mode. Then, issue the shutdown command.
Alternatively, you can power off the SWG VA in the VMWare client:
1. In the VMWare client, select the SWG VA.
2. Right click and select Power > Power Off.

Note: Symantec recommends that you use the shutdown command instead of
powering off the SWG VA using the vSphere client to avoid losing recent
configuration changes.

42
 Configure the SWG Virtual Appliance

Section 7 Monitor the SWG VA

It is important to keep tabs on the health of your SWG VA. If a component does not
function correctly, learning of it in a timely manner allows you to take action before it fails
or causes other problems.
The SWG VA monitors the health of a variety of components and determines the state of
each component at one-minute intervals. The state indicates the condition of the
monitored component:
p OK—The monitored component is behaving within normal operating parameters.
p WARNING—The monitored component is outside typical operating parameters and
may require attention.
p CRITICAL—The monitored component is failing or has exceeded its critical threshold.

The health state displays at the top right corner of the Management Console and in the
State field on the health monitoring licensing page (Statistics > Health Monitoring >
Licensing).
The current state of a component is determined by the relationship between its current
value and its monitoring thresholds. The Warning and Critical states have thresholds
associated with them.
Each component’s health state begins at OK. If the value exceeds the Warning threshold
and remains there for the threshold’s specified interval, the component’s health transitions
to the Warning state and the SWG VA issues a warning alert.
When a component is in the Warning state and the Critical threshold is exceeded for the
specified interval, the component health transitions to the Critical state and an error alert is
issued.
If the problem is resolved, the value returns below the Warning threshold. If the value stays
below the Warning threshold longer than the specified interval, the state returns to OK.
To edit the thresholds, click Set Thresholds at the bottom of the Maintenance > Health
Monitoring tab. For more information on thresholds, see the SGOS Administration Guide.

License Monitoring for the SWG VA

If there is a problem with the SWG VA license, the health state displays Warning or
Critical.
Several metrics on the Maintenance > Health Monitoring tab can help you determine if there
is a licensing issue and what you can do to resolve it. These metrics are specific to the
SWG VA:
p License Server Communication Status—Monitors the connection to the license
validation server.
If the connection to the license validation server is lost, the State field (Statistics >
Health Monitoring > Licensing) displays the health state and the Value field displays the
number of days remaining until the license is suspended. The health state depends on
the threshold that is set:
• Warning—Default interval is six days before license suspension.
• Critical—Default interval is 0 days before license suspension.

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Initial Configuration Guide for SWG VA High-Performance Models

If there is an error with the communication status, re-establish connection to the

license validation server. The state returns to OK if connection is successful. If you do
not re-establish the connection within seven days, the SWG VA license is suspended.
The SWG VA must communicate successfully with the license validation server to
restore proxy functionality.
p License Validation Status—Monitors the validity of the SWG VA license, ensuring no
duplicate serial numbers are in use.
If the license validation server detects a duplicate serial number, the State field
(Statistics > Health Monitoring > Licensing) displays the health state and the Value field
displays the number of days remaining until the license is suspended. The health state
depends on the threshold that is set:
• Warning—Default interval is 30 days before license suspension.
• Critical—Default interval is 0 days before license suspension.
If the license validation server detects a duplicate license and the license is not
disabled before the grace period expires, the license is suspended. You must delete the
SWG VA with the duplicate license to restore proxy functionality.
p Configured CPU Count— The number of configured CPUs on the virtual appliance is
compared to the number available on the license. For example, if the SWG VA is
licensed for eight CPUs and only six are configured, the appliance has under-
provisioned CPUs. Or if the SWG VA is licensed for two CPUs and three are
configured, the appliance has over-provisioned CPUs. Use the show license CLI
command to see the maximum CPU count in your license.
• Warning: The SWG VA has under-provisioned CPUs and is not taking advantage
of all CPUs included with the license.
• Critical: TheSWG VA has over-provisioned CPUs and exceeds the licensed
maximum limit. The license is suspended until you reduce the configured CPU
count or install a different license that has a higher CPU count.
p Configured Memory— The amount of configured virtual memory is compared to the
amount allowed by the license. For example, if the SWG VA is licensed for 32 GB of
virtual memory and is configured for 24 GB, the appliance has under-provisioned
memory.
• Warning: The SWG VA has under-provisioned memory and is not taking
advantage of all virtual memory included with the license. To reprovision
memory, edit the hardware settings for the SWG VA.

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 Configure the SWG Virtual Appliance

Section 8 Additional References

You have completed configuring and verifying your initial configuration on the SWG VA.
For further information, use the context-sensitive online help in the Management Console.
You can also refer to the latest version of the following documents at:
https://support.symantec.com/us/en/documentation.1145522.2116810.html
p SGOS Administration Guide for complete product documentation on SGOS
p Command Line Interface Reference for documentation on SGOS CLI commands

45
Initial Configuration Guide for SWG VA High-Performance Models

46
Appendix A: Supplemental Information

This appendix answers some questions you may have about the following topics and
the SWG VA:
p "Features" on page 48
p "Serial Numbers and Licensing" on page 50
p "Upgrade and Downgrade Considerations" on page 53
p "Throughput Requirements Per Virtual Disk" on page 55
p "Optional Settings for Optimal Performance" on page 56

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Initial Configuration Guide for SWG VA High-Performance Models

Section 1 Features
This section covers the following topics:
p "How do features vary between the various ProxySG editions and licenses?" on page
48
p "Can I manage SWG VA using Sky UI?" on page 49

How do features vary between the various ProxySG editions and

licenses?
The table below shows a high-level comparison of features available in the full Proxy
Edition appliance, Blue Coat ProxySG VA MACH5 Edition, SWG VA, and high-
performance SWG VA.
Table A-1

Feature Proxy ProxySG VA SWG VA High-

Edition MACH5 Performance
Edition SWG VA

Authentication Full LDAP and IWA Full Full

used for the
Symantec Web
Security Service

Web Filtering (Symantec Yes No Yes Yes

WebFilter)

SSL Proxy Yes Yes Yes Yes

HTTP Proxy Yes Yes Yes Yes

HTTPS Reverse Proxy Yes No Yes Yes

CIFS Proxy Yes Yes No No

MAPI Proxy Yes Yes Yes Yes

Streaming Proxy Yes Yes Yes Yes

ICAP Support Yes No Yes Yes

Object Caching Yes Yes Yes Yes

Video Caching Yes Yes Yes Yes

Byte Caching Yes Yes No No

Central Management Director, Director, Director, Director,

Management Management Management Management
Center Center Center Center

48
 Supplemental Information

Table A-1

Feature Proxy ProxySG VA SWG VA High-

Edition MACH5 Performance
Edition SWG VA

Reporting Reporter, Web Reporter, Web Reporter, Web Reporter, Web

Security Security Service, Security Security Service,
Service, Management Service, Management
Management Center Management Center
Center Center

ProxyClient Management Full Acceleration only Security only Security only

Client Manager for Unified Yes No Yes Yes

Agents

Can I manage SWG VA using Sky UI?

The Sky UI and its features are not available in the SWG VA.

49
Initial Configuration Guide for SWG VA High-Performance Models

Section 2 Serial Numbers and Licensing

This section covers the following topics about serial numbers and licensing:
p "How can I prevent duplicate serial numbers?" on page 50
p "Can I configure more CPUs than my license allows?" on page 50
p "Your license specifies the maximum number of CPUs for your SWG VA. If you have
configured more than the maximum, your license will be suspended. The SWG VA
event log shows an error and the health monitoring alert shows Critical. See "Monitor
the SWG VA" on page 43.Why is my license suspended?" on page 50
p "How do I renew my subscription for the SWG VA?" on page 51
p "How do I upgrade the connection limit for the SWG VA?" on page 51
p "How do I update the license key?" on page 52

How can I prevent duplicate serial numbers?

Do not reuse serial numbers.
The SWG VA periodically connects to the license validation server to confirm that the
license is still valid. If the license validation server detects a duplicate serial number, the
SWG VA displays a warning beside License Validation Status on the Health Monitoring tab
(Maintenance > Health Monitoring). When the license is in this state, you have a specified
number of days to determine which SWG VAs have duplicate serial numbers and then
delete the duplicates (the default time window is 30 days). If you do not delete the
duplicates within the specified time window, the license is suspended.
License suspension disables proxy functionality and the Management Console displays
the Duplicate serial number detected error message. If you receive this error message, go to
http://www.symantec.com/docs/TECH241266 and follow the steps in the article to resolve
the issue.

Can I configure more CPUs than my license allows?

Your license specifies the maximum number of CPUs for your SWG VA. If you have configured
more than the maximum, your license will be suspended. The SWG VA event log shows an error
and the health monitoring alert shows Critical. See "Monitor the SWG VA" on page 43.Why
is my license suspended?
First, verify that you do not have duplicate serial numbers (see "How can I prevent
duplicate serial numbers?" ) and that you have not exceeded the number of CPUs that your
license allows (see "Can I configure more CPUs than my license allows?" ). To determine
the number of CPUs that your license allows, issue the show license CLI command.
If the license validation status still has a warning, the SWG VA might be unable to connect
to the Internet.
If the SWG VA has not been able to contact the license validation server, the license will
not be reactivated until connectivity to the Internet is restored. To fix this problem,
troubleshoot network connection problems within your deployment.

50
 Supplemental Information

If the SWG VA is a downstream proxy in a forward proxy deployment and cannot access
Symantec websites directly, make sure that you have created and configured an HTTP
forwarding host.

How do I renew my subscription for the SWG VA?

Your original Symantec eFulfillment email contains details about the subscription,
including the Start Date and End Date for the subscription.
To renew your subscription for the SWG VA:
1. Contact NP_customercare@symantec.com.
2. After Customer Care renews your subscription, update the license key through the
Management Console. See "How do I update the license key?" on page 52.
3. To verify that the subscription has been updated, click the View tab and confirm that
the licensed components have new expiration dates.

Note: You cannot request a user limit upgrade and renew a subscription on a single
order; the upgrade and renewal must be on separate orders.

How do I upgrade the connection limit for the SWG VA?

To increase the connection limit for your SWG VA, contact
NP_customercare@symantec.com. After your order is processed, you will receive a
Symantec eFulfillment email with the upgrade activation code. Then, log in to the
Symantec Network Protection Licensing Portal to upgrade.
You will need the following information to upgrade:
p the serial number of the SWG VA that you want to upgrade
p the upgrade activation code that you received in your Symantec eFulfillment email
To upgrade the connection limit for the SWG VA:
1. Go to the Symantec Network Protection Licensing Portal:
https://support.bluecoat.com/eservice_enu/licensing/register.cgi
2. Log in with your MySymantec username and password.
3. Select ProxySG > SG Upgrades.
4. In the Appliance Serial Number field, enter the serial number for the SWG VA that you
want to upgrade.
5. In the Activation Code field, enter the upgrade activation code that you received in
your Symantec eFulfillment email.
6. Click Submit.
7. Update the license file. Follow the instructions in "How do I update the license key?"
on page 52.
8. Reboot the appliance to reset the connection limits.

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Initial Configuration Guide for SWG VA High-Performance Models

9. To verify that the connection limit for the SWG VA has been upgraded, click the View
tab and confirm that the number of concurrent users has increased.

Note: You cannot request a connection limit upgrade and renew a subscription on a
single order; the upgrade and renewal must be on separate orders.

How do I update the license key?

Install the license key file through the SWG VA Management Console.
1. Launch the SWG VA Management Console.
2. Select Maintenance > Licensing > Install.
3. In the License Key Automatic Installation section, click Update. A Confirm License
Install dialog opens.
4. Click OK.

52
 Supplemental Information

Section 3 Upgrade and Downgrade Considerations

You can upgrade SGOS 6.7.x to a later version, but you cannot downgrade a SWG VA
high-performance model to pre-6.7 SGOS versions.

Note: Upgrading a MACH5 VA or SWG V100 to SGOS 6.7 will not convert the VA to a
high-performance model. You must purchase a new license to use a high-performance
model.

Before you upgrade, note that:

• You must have a valid, unexpired license to upgrade your virtual appliance software. If your
license has expired, you must renew your subscription with Symantec before you can upgrade
the software.

• You do not require a VAP to upgrade SGOS on the VA; VAPs are used for initial configuration
only. The upgrade process for a VA is the same as for a physical appliance. See the ProxySG
Upgrade/Downgrade WebGuide for details.

Upgrade SGOS
Upgrading the SGOS version consists of associating the activation code with the existing
serial number, and then rebooting the appliance to apply changes.
Use the procedure outlined in "Upgrade the VA Model" below, but skip steps 7 through 9
because they are needed only for VA model upgrades.

Upgrade the VA Model

Upgrading the VA model consists of associating the activation code with the serial
number, updating the license file, and increasing CPU, memory, and number of disks as
allowed by the new model (see "Model-Specific Requirements" on page 16). Use the
following instructions after you order an upgrade from Symantec.
1. Go to the Symantec Network Protection Licensing Portal:
https://support.bluecoat.com/eservice_enu/licensing/register.cgi
2. Log in with your MySymantec username and password.
3. Select ProxySG > SG Upgrades.
4. In the Appliance Serial Number field, enter the serial number for the SWG VA that you
want to upgrade.
5. In the Activation Code field, enter the upgrade activation code that you received in
your Symantec eFulfillment email.
6. Click Submit.
7. Update the license file to ensure that updating resources does not cause licensing
errors. Follow the instructions in "How do I update the license key?" on page 52.
8. Reboot the appliance.

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Initial Configuration Guide for SWG VA High-Performance Models

9. Follow the instructions in "Reserve Resources for the SWG VA" on page 29 to specify
additional CPU cores, memory, and disks as allowed by the upgraded model. Note that
over-provisioning CPUs can cause license suspension, but under-provisioning can
cause sub-optimal VA performance and operation.
See "Verify System Requirements" on page 15 for details.
10. Reboot the appliance.
11. Check the appliance health status. If you encounter health warnings or errors, see in
"Serial Numbers and Licensing" on page 50. Alternatively, search for Symantec
knowledge base articles:
https://support.symantec.com/en_US/proxysg.html

54
 Supplemental Information

Section 4 Throughput Requirements Per Virtual Disk

Although Symantec recommends each virtual disk be sized at 100GB, SWG VA models
with higher storage requirements can have larger virtual drives. Be aware that throughput
per virtual disk is inversely proportional to the number of drives. With fewer drives, more
throughput is required per disk. Note that the throughput requirements are peak numbers
for peak network throughput.

Table A–1 Throughput per 100GB Drive

Model Number of Drive Size Disk Read Disk Write Read Request Write
Drives (GB) Throughput Throughput Rate (IOPS) Request Rate
(Mbps) (Mbps) (IOPS)

SG-VA-C1 1 100 2.00 16.00 85.00 65.00

SG-VA-C2 1 100 5.00 30.00 135.00 125.00

SG-VA-C4 2 100 3.00 32.50 122.50 127.50

SG-VA-C8 4 100 2.75 31.25 117.50 122.50

SG-VA-C16 8 100 2.25 25.62 100.62 104.37

Table A–2 Throughput per 200GB Drive

Model Number of Drive Size Disk Read Disk Write Read Request Write
Drives (GB) Throughput Throughput Rate (IOPS) Request Rate
(Mbps) (Mbps) (IOPS)

SG-VA-C8 2 200 5.50 62.50 235.00 245.00

SG-VA-C16 4 200 4.50 51.25 201.25 208.75

Table A–3 Throughput per 400GB Drive

Model Number of Drive Size Disk Read Disk Write Read Request Write
Drives (GB) Throughput Throughput Rate Request Rate
(Mbps) (Mbps) (IOPS) (IOPS)

SG-VA-C16 2 400 9.00 102.50 402.50 417.50

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Initial Configuration Guide for SWG VA High-Performance Models

Section 5 Optional Settings for Optimal Performance

In addition to the recommended settings described in "Reserve Resources for the SWG
VA" on page 29, you may also want to consider the guidelines and settings described
below.

Guidelines for Optimal Performance

For optimal performance of the SWG VA, follow these guidelines:
p Configure each virtual disk on a separate physical disk.
p When you back up your system configuration, use the archiving feature in the SWG
VA; do not take snapshots of the SWG VA configuration. Snapshots are detrimental to
the performance of the SWG VA, and they also occupy a lot of disk space.Suspending
the SWG VA suspends all traffic going through it. It may result in dropped
connections, depending on when the suspension occurs and the protocols in use.
Clients must reconnect when the SWG VA becomes available again; however,
suspending and resuming traffic creates a poor performance experience for users.
p Refer to the Sizing Guide for hardware specifications, and ensure that your hardware
meets or exceeds the guidelines for best performance.

Setting Number of CPU Sockets and Cores

If your virtual machine has multiple CPUs, Symantec recommends setting the Number of
virtual sockets to the number of CPUs and the Number of cores per socket to 1. For
example if your SWG VA has four CPUs:

Note: The following settings could negatively impact other virtual machines on your
ESX server.

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 Supplemental Information

Setting Logical Processor Affinity and NUMA Memory Affinity

These settings are applicable if the virtual machine has multiple CPUs and the host has
multiple processor sockets.

Set the CPU Scheduling Affinity to the logical processors on the same CPU. For example,
if the host has 24 processors per socket, the scheduling affinity is set to any of the 24
logical processors on CPU0.

The NUMA Memory Affinity should be set to use memory from Node 0.

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Initial Configuration Guide for SWG VA High-Performance Models

Disabling Hyperthreaded Core Sharing

When the virtual machine is expected to handle network throughput of 1 Gbps or more
and hyperthreading controls are exposed by the hypervisor, Symantec recommends
disabling hyperthreaded core sharing for maximum performance.

Setting Latency Sensitivity

To set latency sensitivity, click the Configuration Parameters button.

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 Supplemental Information

Add a parameter with the Name sched.cpu.latencySensitivity and Value high.

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Initial Configuration Guide for SWG VA High-Performance Models

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