Chapter10 - 7 Audio Processing
Chapter10 - 7 Audio Processing
10.7
Audio Processing and Control
10.7.1 Introduction
For more than 50 years, audio systems have used some form of equalizer technology. From the
earliest days of the tube-based Lang and Pultec filters to today's digital multiband graphic and
parametric systems, the equalizer has been relied upon to correct and enhance sound. It has also
formed the basis for many of the sophisticated automatic audio-processing systems in use today.
Perhaps because of this popularity, equalizers are some of the most overused and misunderstood
devices in the field of sound.
10-101
10-102 Production Standards, Equipment, and Facility Design
width or Q becomes hard to define. If the maximum boost is 2 dB, how do you define the 3-dB
(down) frequencies? Most manufacturers, therefore, only specify the Q at full boost.
The filter response curve shown in Figure 10.7.2 maintains constant Q as the gain varies. This
causes the frequency range that the filter affects to decrease as the maximum boost is reduced.
The Q of the filter shown in Figure 10.7.3 decreases as the maximum boost is reduced, although
the shape of the filter remains the same. The filter affects all frequencies around the center fre-
quency by the same relative amount as the degree of boost is varied. Both characteristics are used
in commercially available equipment, although the manufacturer may not specify which type of
circuit is used. In practice, there are situations in which one has advantages over the other, but it
is difficult to say that one or the other is superior.
So far, we have considered boost circuits. The situation changes, however, when the filter is
set to produce a cut or reduction in gain over some frequency band. Figure 10.7.4 shows the
response of a simple filter circuit when the boost cut control is adjusted for a 10-dB cut (–10 dB).
The center frequency of the filter is defined as the frequency of minimum gain, the opposite of a
boost filter. The bandwidth, and therefore the Q, is defined by the frequencies at which the gain
is 3 dB less than maximum.
Figure 10.7.5 shows the response curves of a constant-Q filter when adjusted for varying val-
ues of boost and cut. The boost and cut curves are not mirror images of each other. This type of
filter produces sharp nulls in the response curve at the center frequency. There are applications in
which this characteristic is not desirable, and the inverse of the boost curve would be more
appropriate. Such a response characteristic is shown in Figure 10.7.6. The Q of the filter is not
Audio Processing and Control 10-103
constant in the cut mode. It is much lower than the corresponding boost position. This character-
istic is called a reciprocal peaking filter Most graphic equalizers use reciprocal peaking filters,
while most parametrics offer constant-Q filters.
Figure 10.7.9 A straight-line approximation of the shelving equalizer response. (After [1].)
reverse. The frequency characteristics of a shelving filter are described by the turnover fre-
quency, the stop frequency, and the transition ratio:
• The turnover frequency is the point at which gain changes from the nominal value by 3 dB. In
a shelving equalizer adjusted for a boost, the turnover frequency is the frequency at which the
gain is 3 dB above the midband value.
• The stop frequency is the point at which gain stops increasing or decreasing. This is taken as
the frequency at which the gain is within 3 dB of maximum or minimum, for boost and cut
settings, respectively. When small boost or cut values are selected, these definitions can
become unclear. It is common to approximate the shelving equalizer curve with straight lines
and use the points where they intersect as the appropriate frequencies, as shown in Figure
10.7.9.
• The transition ratio is the ratio of the stop frequency to the turnover frequency. It is analogous
to the Q of the peaking filter.
10-106 Production Standards, Equipment, and Facility Design
Figure 10.7.10 Basic amplifier gain transfer curve, showing output in decibels referred to 1 mW
versus input in decibels referred to 1 mW (log plot). (After [2].)
Figure 10.7.11 Typical compression graph, showing how the output level decreases or increases
depending upon input level. (After [2].)
Compressor
A compressor is a device that increases the level of soft sounds and decrease the level of loud
sounds in a somewhat predictable manner. An example of this action is graphed in Figure
10.7.11. As the input signal amplitude increases, the output signal amplitude increases by a
smaller amount. When the input signal amplitude decreases, the output signal amplitude
decreases by a smaller amount. There is always a point at which the input level equals the output
level, called the unity-gain point. The slope of the curve is called the compression ratio. A com-
pressor whose output level increases by 1 dB for every 3 dB of input level increase is said to have
a 3:1 compression ratio.
Compressors come in two basic types: feedback and feed forward. The classic block diagrams
of each approach are given in Figure 10.7.12. The feedback-type compressor is the older and
Audio Processing and Control 10-109
(a)
(b)
Figure 10.7.12 Simplified block diagrams of two common compressors: (a) feedforward compres-
sor, (b) feedback compressor. (After [2].)
more common of the two. The output signal level is sensed and fed back to the gain-control ele-
ment, which precedes it. As the input level is increased, the output level tries to increase. This is
sensed by the level sensor circuit, which drives the gain-control element in an effort to reduce the
amplitude of the output. Changing the gain after the level sensor changes the slope of the com-
pression characteristic. These circuits are easy to build and are self-correcting for errors in the
gain element or level sensor. However, the approach essentially guarantees that the output will
overshoot its final value when the input level is suddenly increased.
The feedforward configuration senses the input level and generates the necessary control
voltage for the gain element to make the output level change as desired. This avoids the over-
shoot problem, but places more stringent requirements on the accuracy of the level sensing and
control circuitry.
The graphs shown in Figures 10.7.11 and 10.7.12 are all straight lines on linear decibel
scales. This characteristic is obtained with level sensors that output a voltage proportional to the
decibel signal level. Voltage-controlled amplifiers (VCAs) also exhibit similar characteristics,
with the gain in decibels proportional to the voltage at the control input.
Some broadcast audio processors are composed of both a compressor and a limiter. The com-
pressor is used to reduce the dynamic range of the input signal, and the limiter prevents over-
modulation of the station transmitter. Limiters intended for AM radio applications sometimes
treat the positive and negative signal peaks differently. The processor can allow slight overmodu-
lation of the carrier in the positive direction, but not in the negative direction. This process keeps
the modulated signal linear, eliminating the distortion that would occur if the carrier were
allowed to disappear (the result of excessive negative modulation).
10-110 Production Standards, Equipment, and Facility Design
Figure 10.7.13 Transfer curve for a typical limiter, showing gain reduction of the output signal
above the threshold or turnover point. (After [2].)
Limiter
Broadcasters are often faced with a signal that is generally fairly constant in level, but occasion-
ally increases suddenly, causing the system to clip or to distort. To correct such signal fluctuation
requires a limiter, a device that operates as a standard amplifier for signals below some input
level, but becomes a compressor for signals above this level.
A transfer curve for a typical limiter is shown in Figure 10.7.13. The level at which the limiter
changes from unity gain to compression is called the threshold or turn-over point. This point is
usually variable, so that the threshold can be adjusted to match the requirements of the station
and the program material. Above the threshold, the compression function is characterized by the
slope of the transfer curve, as with a conventional compressor. The knee in the transfer curve
may be sharp, as shown in Figure 10.7.13, or it may be rounded. Some limiter manufacturers
suggest that the side effects from a rounded knee characteristic are less audible.
A compressor can be converted into a limiter by the addition of a diode before the gain-con-
trol element, as shown in Figure 10.7.14. The dc voltage from the threshold pot is applied to the
output side of the diode. This forces the signal level to exceed the threshold before compression
can occur. As with compressors, limiters can be designed as either feedback or feedforward sys-
tems. The feed forward-type limiter requires predictable characteristics in the level sensor and
voltage-controlled element. The feedback-type limiter does not require closely controlled ele-
ments if the exact compression slope is not a major concern. The limiting threshold is set by the
diode bias voltage or its equivalent. The limiting function may be performed by a variety of
devices, including an FET or a light-dependent resistor-LED combination.
Expander
Expanders are the functional inverse of compressors; they make soft signals softer and loud sig-
nals louder. The technique involved is graphed in Figure 10.7.15. The slope of the lines is always
greater than the 45° slope of an amplifier. If an expander produces an increase of 3 dB in output
level for a 1-dB increase in input level, it is said to have an expansion ratio of 3:1. This will
Audio Processing and Control 10-111
Figure 10.7.14 Basic block diagram of a limiter. A typical compressor may be essentially con-
verted to a limiter through the addition of the diode shown. (After [2].)
Figure 10.7.15 Typical transfer function for an expander circuit. (After [2].)
exactly cancel the dynamic range compression of a 3:1 compressor. An expander is shown in
block diagram form in Figure 10.7.16. The only change from a compressor is the addition of an
inversion stage to make the gain increase with increased signal level.
Noise Gate
Broadcast, recording, and sound reinforcement pickups must sometimes rely on multiple-micro-
phone setups, such as stage performances or panel discussions. Unfortunately, when there is no
sound from the desired source, each microphone continues to pick up ambient noise. The noise
gate offers a method of turning down the gain of a microphone or other audio source when the
signal level drops below some preset value.
Noise gates are to expanders what limiters are to compressors. Above the threshold level, a
noise gate operates as a normal amplifier. Below the threshold, the gain decreases with decreas-
ing signal level, making soft sounds much softer. This effectively gates out or removes the noise,
but does not affect the desired signal. This characteristic (graphed in Figure 10.7.17) is similar to
10-112 Production Standards, Equipment, and Facility Design
Figure 10.7.17 The transfer function for a typical noise gate. (After [2].)
a limiter transfer curve that has been flipped diagonally. As with a limiter, there are two impor-
tant parameters: the threshold level and the expansion ratio. With proper adjustment of the
threshold level, the unit can discriminate between desired signal and unwanted background
noise. If there is insufficient level difference between the two, erratic changes in gain will occur
as the noise gate switches in and out of expansion.
The noise gate is shown in block diagram form in Figure 10.7.18. It is similar to both an
expander and a limiter. The inverter is used, as in an expander, to make gain increase with
increasing signal level. The diode prevents the level sensor output from exceeding the desired
threshold. When this occurs, the gain is clamped. Below the threshold, the unit functions as a
conventional expander.
if the signal amplitude is adjusted too quickly, the waveshape will be changed, causing audible
distortion. If it is adjusted too slowly, the compressor or limiter will not be able to control the
peaks.
Figure 10.7.19 illustrates the response time of a typical limiter. A tone burst changing 20 dB
in amplitude is applied to the input. When the signal amplitude increases, the limiter requires a
given time to respond, resulting in an overshoot at the output. As the limiter adjusts to the new
gain level, the output amplitude decays to the desired value. When the signal amplitude drops,
the output level also drops by the same amount. As the limiter readjusts to the new signal level,
the output gradually increases.
10-114 Production Standards, Equipment, and Facility Design
Many audible problems are related to the time required to adjust the gain. These are the
pumping and breathing sounds sometimes heard as medium-level background sound is modu-
lated in amplitude by large-level sounds. If a limiter is designed to respond slowly to avoid these
problems, it will not be able to prevent peak amplitudes from exceeding the desired level. With
any design, there is a trade-off between audible side effects and incomplete processing.
Processor Features
There are many features available on compressors and limiters that may be important for a par-
ticular application. Most professional compressors provide a visual indication of the gain or gain
reduction taking place. Many units allow this display to be switched to also monitor the input or
output signal levels. This visual indicator can be helpful when adjusting drive levels in a system.
Some compressors and limiters allow the control voltages in the level-sense path to be tied to
other similar units for use in multichannel systems. If separate units are used on the two channels
of a stereo sound mix or broadcast, tying together these points will prevent the image from shift-
ing between the two channels because of unequal channel compression. A few units allow the
level-sensing circuitry to be patched for special effects. The sense input is usually inserted into
an EQ path for removing rumble or other noise that would disrupt the level-sensing action.
Compressors can sometimes be used as remote-controlled attenuators. Inputs for remote gain-
control setting can be handy in special situations. For instance, a simple variable de voltage could
control the speaker or headset volume in a studio. This approach eliminates the problems associ-
ated with routing audio through remote volume controls.
Performance Specifications
Standard audio distortion and signal-to-noise performance specifications are difficult to apply to
dynamic range-modifying devices. Because the gain, as well as the selected ratios and threshold
voltages, changes with input signal level, the performance measures also change. Noise gener-
ally becomes worse at high values of gain (low signal levels for expanders and compressors).
Distortion will sometimes peak at intermediate values of gain and sometimes at the extremes of
gain, depending on the type of gain-control element used. Specifications such as frequency
response, common-mode rejection, and maximum input level typically are comparable to other
types of signal-processing devices.
It is difficult to quantify the specifications unique to limiters and compressors in a way that
allows meaningful comparison of the audible performance of different units. Attack and release
times are only two aspects of dynamic behavior.
Distortion performance of the limiter during attack will significantly alter the perceived dis-
tortion with actual program material. Some compressors and limiters have marginal headroom
and hard clip on large inputs until the level sensor responds and reduces the gain. Other devices
are designed with more headroom or a soft clip circuit, which greatly reduces the level of high-
order distortion products during overdrive.
sions for external machine control usually include logic that allows output commands to follow
the input selector switches. Front panel or internal gain trim controls are sometimes provided to
allow convenient adjustment of input levels.
Figure 10.7.21 shows a typical input module for production room applications. Although the
configuration is different from that shown in Figure 10.7.20, the module functions basically the
same, with a couple of additional features. A multi-band equalizer has been added to allow the
operator to tailor the sound to the production requirements. In this example, a seven-band equal-
izer is utilized. Other designs offer two- or three-band equalizers and separate shelving or notch
filters. An equalization in/out switch allows the production setup to be bypassed when not in use.
An input-mode control enables the operator to select stereo, mono, left, or right signals for mix-
ing. Modules can also be equipped with provisions for cue, solo, effects send/return, multitrack
assignment, and external machine control.
Output Module
The output module for an on-air or production console is fairly straightforward. A master gain
control may be provided for each of the three common buses: program, audition, and utility. Indi-
vidual gain-trim posts may also be available on the modules for precise adjustment of channel
balance and output level.
Because the output of a mixing console usually must be distributed to several pieces of equip-
ment external to the board, an internal distribution amplifier is sometimes provided. Complex
distribution requirements, however, dictate the use of an external DA.
Monitor Module
The ability to monitor signals from various sources is of prime importance in both on-air and
production situations. Figure 10.7.22 shows a control-room monitor module that offers the fea-
tures desired in an on-air operating environment. Volume controls are provided for the head-
phones and the control-room monitor, cue, and talkback speakers. A bank of selector switches
allows the user to hear program, audition, or utility channels as well as any of several external
signal sources.
The headphone feed may follow the monitor speaker signal or be independently selectable.
Provisions for switching the headphone input from stereo to left, right, or mono mix may also be
useful to the operator.
Figure 10.7.20 The layout of a typical Figure 10.7.21 The layout of a microphone
microphone or line-level input module for or line-level input console for a broadcast
an on-air audio console. production console.
10-118 Production Standards, Equipment, and Facility Design
Figure 10.7.23 A single assignable equalization module for an audio console. This design fea-
tures four 16-frequency parametric EQ sections, plus sweep high-and low-pass filters.
As assignability functions are incorporated into a console design, it becomes easier to take
the next step and provide programmable features. Automated or programmed actions can be per-
formed by a console operating under the control of a computer. Such an approach allows the
operator to set up the equalization controls, presets, input channel switching, and even level set-
tings; store them; and recall the entire setup at any time.
10.7.5 References
1. Cabot, Richard: “Dimensions in Equalization,” Broadcast Engineering, Intertec Publish-
ing, Overland Park, Kan, August 1985.
2. Cabot, Richard: “Limiters, Compressors, and Expanders,” Broadcast Engineering, Intertec
Publishing, Overland Park, Kan., August 1986.
10-120 Production Standards, Equipment, and Facility Design
10.7.6 Bibliography
Bartlett, Bruce: Introduction to Professional Recording Techniques, Howard W. Sams, Indianap-
olis, IN.
Benson, K. Blair, and Jerry C. Whitaker (eds.): Television and Audio Handbook for Technicians
and Engineers, McGraw-Hill, New York, N.Y., 1990.
Beranek, Leo L.: Acoustics, American Institute of Physics for the Acoustical Society of America.
Everest, F. Alton: Successful Sound Operation, Tab Books, Fender Application Manual, pp.
2224–2244, Fender Musical Instruments.
Mapp, Peter: Audio System Design and Engineering, Klark Teknik.