The document discusses defining comparative politics and questions what the field encompasses. It asks what is meant by political phenomena and if economics, social and cultural aspects are also political. The document questions if comparison in comparative politics differs from other fields and why comparisons are made. It emphasizes that definitions are important to understand what is included and excluded from a field of study.
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Lect 1 - POLS304 - 12.03.21-B
The document discusses defining comparative politics and questions what the field encompasses. It asks what is meant by political phenomena and if economics, social and cultural aspects are also political. The document questions if comparison in comparative politics differs from other fields and why comparisons are made. It emphasizes that definitions are important to understand what is included and excluded from a field of study.
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Let us begin this book with a few basic, but very big questions:
• Why are there so many gun-related homicides in the United States?
• Why do so many peoples and countries around the world remain mired in poverty and economic misery? Conversely, how have some peoples and countries been able to become “rich” and prosperous in only a generation or two? • Is the expansion of “democracy” inevitable? Will it necessarily reach all countries over time? • Why do people and groups resort to “terrorism” and other forms of political violence? Is anyone capable of becoming a terrorist, or are terrorists the product of a particular type of society and culture? • How do social movements—such as the Civil Rights Movement in the United States and prodemocracy movements in the Ukraine, Burma (Myanmar), and Iran—emerge, and why do some succeed while others fail? There are, of course, many answers to these questions. Some answers may sound very persuasive, whereas others may seem far less convincing, even absurd. On the first question, for example, the controversial director Michael Moore argued in his Oscar-winning 2002 film Bowling for Columbine that the high level of gun violence in the United States is largely due to a “culture of fear” that has been created and constantly reproduced through policies and practices that exacerbate insecurity throughout US society. This culture of fear, Moore suggested, pushes Americans to resolve problems and interpersonal conflict through violence, a reaction that, in turn, creates a self-confirming cycle: fear begets violence, which begets more fear, which begets even more violence, and so on. A culture of fear may not explain everything we need to know about gun violence in the United States, but according to Moore, it is almost certainly a major element—perhaps the major element—of any explanation that purports to tell us why Americans are so prone to shooting each other. Is Moore right? Or is his argument completely baseless? How do we know? More broadly, how do we know if any argument—especially one that deals with complex social, political, or economic phenomena —is valid or even plausible? This book is designed, in part, to help you answer this question. Learning how to evaluate specific arguments, however, is secondary to the overarching goal of this book, which is to enable you to better understand and explain social, political, or economic processes, events, and outcomes on your own. So, what does all this have to do with comparative politics? The answer is fairly simple: comparative politics, as a field of study, provides us with a ready array of conceptual and analytical tools that we can use to address and answer a wide range of questions about the social world. I will talk about exactly what this means shortly; for now, though, let me just add that comparative politics provides a systematic, coherent, and practical way to understand and make better sense of the things that happen in the world around us. In a broader sense, moreover, comparative politics is relevant to almost anyone, even those not interested in “studying foreign countries.” A “comparative politics approach” can be applied to a huge variety of problems, from the mundane to the sublime, in a wide variety of areas. Explaining gun violence is just one example, but there are many others. Consider the following potpourri of questions and issues: Can a single-payer national health care system work in the United States? Are fundamentalist religious beliefs and democracy compatible? Is vast economic inequality a necessary by-product of a capitalist system? What encourages people to save and invest? If marijuana use is legalzed, will such use necessarily lead to the abuse of “harder” drugs? What can be done to improve the performance of US students in science, reading, and math? A comparative politics approach is well suited for addressing all these questions and many others. At this point, of course, the reasons may not be clear, but they will become much clearer as we proceed. It is also important to say, at this early juncture, that comparative politics is not the only, nor is it always the best, approach one can use. Nonetheless, virtually any student or concerned citizen (not to mention scholar or policymaker) will benefit tremendously from cultivating and developing a “comparative politics approach.” With all this in mind, the next important step we need to take is to clarify what the term “comparative politics” means and what it implies. As we will see, this is easier said than done. What Is Comparative Politics? Many textbooks on comparative politics provide a clear, seemingly simple answer to the question, what is comparative politics? Perhaps the simplest is this: comparative politics is the study of politics in foreign countries. Few texts, though, stop here. Most also emphasize that comparative politics, in slightly more formal terms, involves both a method of study and a subject of study. As a method of study, comparative politics is—not surprisingly—premised on comparison. As a subject of study, comparative politics focuses on understanding and explaining political phenomena that take place within a state, society, country, or political system. This slightly more detailed definition of the field gives us a better sense of what comparative politics is and how it may differ from other fields of inquiry, although it is a definition that raises far more questions than it answers. Still, defining comparative politics as a method of study based on comparison and a subject of study based on an examination of political phenomena in a country (or other “ macrosocial” unit) highlights several important points. First, it immediately tells us that the field is primarily concerned with internal or domestic dynamics, which helps to distinguish comparative politics from international relations (IR)—a field of study largely, though not exclusively, concerned with the external relations or foreign policies of states. Second, it tells us that comparative politics is, appropriately enough, concerned with political phenomena. Third, and perhaps most important, it tells us that the field is not only characterized but defined by a comparative method of analysis. In here might also be pointed out that this second definition does not automatically exclude your country (as the first does) from the field of comparative politics: your country is a state or country in exactly the same sense that France, Japan, India, Mexico, South Korea, Zimbabwe, or Russia is. This second definition raises a number of other questions and issues. Can comparative politics, for example, focus only on what happens inside countries? In other words, is it possible to understand the internal politics of a place without understanding and accounting for the impact of external or transnational/international forces? This is a very important question, but there are several others: What is meant by political phenomena—or by politics more generally? Are economic, social, and cultural phenomena also political, or do they fall into a completely different category? Regarding the question of method, we might also ask: What does it mean to compare? Is comparison in comparative politics different from, say, comparison in sociology or any other field of study? Even more basically, why do we compare? That is, what’s the point of making comparisons in the first place? And, last, how do we compare? The Importance of Definitions In asking so many questions, also might have raised a question in your mind, namely, why can’t we be satisfied with the relatively short and easy-to-understand definition first mentioned? One reason is clear: before we begin studying any field, we need to understand what the field is really about. To do this, we typically start at the most basic level—with how people define the field. Unfortunately, even seemingly simple and straightforward definitions (or questions, such as what is comparative politics?) are often filled with complexities and subtleties, many of which are not immediately apparent. As students generally you to keep this firmly in mind. Moreover, you need to understand that few (social, political, or economic) issues can be adequately understood or explained without taking the time for careful and serious reflection. A second related reason is this: definitions are important. Very important. This is partly because they tell us what is included in the field of study and what is left out. Consider the definition offered at the beginning of this section: Comparative politics is the study of politics in foreign countries. This definition (unlike the other we discussed), quite clearly, leaves out your country. But, it is not clear why your country should receive such “special” consideration. Is it because It is different from all other countries—literally incomparable? Or, is there some other, less obvious, reason? We are left to wonder. Consider, too, the notion of politics: Does a study of politics mean that we do not study economic, social, or cultural forces? Does it mean we only examine those things that governments or states do? What, in short, is included in and excluded from the notion of politics? (I will return to these questions shortly.) There are other closely related problems we need to address. One of the most important of these is the generally unintentional, but still quite serious problem of bias. Bias was a particularly serious problem in the early conceptualization of comparative politics as a field of study. To put it bluntly, scholars and others who helped shape the field did so in a way that suggested the world was divided into two basic categories: countries and peoples that mattered and those that did not. In this regard, it would be fair to say that the early development and conceptualization of the field were profoundly influenced by the ethnocentric biases, values, and political domination of US scholars and leaders who saw the United States as the guiding light for the rest of the world. To see this (and to see the danger of this type of influence), consider the character of comparative politics prior to World War II, when the field was almost entirely defined in terms of western European affairs. During this period, the vast majority of research by scholars in the west was devoted to a handful of countries: US, Britain, France, and Germany (a little later, the Soviet Union and Japan were included). they were the only countries deemed to matter. Even the notion of studying countries or states, it is important to add, portrays an ethnocentric bias: prior to World War II, much of the world was colonized by western powers. As such, those societies without a sovereign state were, almost automatically, considered unworthy of study. Their histories, their cultures, their peoples, their methods of governing, and so on were simply dismissed (by scholars western countries) for lack of political sovereignty. Predictably, then, issues that are now considered especially important to researchers in comparative politics and to other comparative social scientists (“comparativists” for short), such as economic development and democratization, were also largely ignored by early western scholars of comparative politics. These issues were not considered pressing or worthy of study, because the West had already “solved” them. In other words, non- democratic and economically “backward” countries were treated as anomalies or immature versions of the West and of the United States specifically, “rather than as political systems with distinct characteristics . . . worthy of examination on their own merits” . The tendency for political scientists in the United States to ignore most of the rest of the world (even much of western Europe), moreover, rested on the immodest assumption that the United States simply had little or nothing to learn from anyone else. From this perspective, it is far easier to understand why comparative politics remained so narrowly defined for the first half of the twentieth century. “The reasons,” as Wiarda (1991) nicely put it, go to the heart of the American experience, to the deeply held belief that the United States is different [from] and superior to European and all other nations, the widespread conviction at the popular level that the United States had little to learn from the rest of the world, the near-universal belief of Americans in the superiority of their institutions and their attitudes that the rest of the world must learn from the United States and never the other way around. Hence political science as it developed as a discipline in the United States was predominantly the study of American politics, for that is where the overwhelming emphasis and interest lay. . . . Those who studied and wrote about comparative politics were generally believed to have little to offerintellectually to other areas of the discipline The Changing Context of Comparative Politics The relegation of comparative politics to the margins of political science changed dramatically following the end of World War II—although it would be more accurate to say that the deepest changes began during the war, when US policymakers recognized an urgent need for area specialists, that is, people with a strong understanding of specific cultures, languages, societies, and political systems, and not just in Western Europe. What sparked this newfound interest in the rest of the world? The answer is easy to discern. Specifically, World War II brought home the importance of knowing about other peoples so that the military- strategic interests could be better protected. Certainly, in terms of funding and official support, there is little doubt this was true. As Bruce Cumings (1997), a prominent area specialist on Korea, pointed out, the first effort to create a systematic base of knowledge about “foreign” countries (from the perspective of the United States) was carried out by the Office of Strategic Services (OSS), the forerunner of the Central Intelligence Agency (CIA). According to Cumings, in 1941, OSS director William “Wild Bill” Donovan established the rationale for employing the nation’s best expertise to collect and analyze all information and data that might bear upon national security. Once this rationale became policy, the future of comparative and area studies in the United States brightened considerably. The war not only broadened the perspective of the United States with regard to the list of countries that mattered but also with regard to the issues that mattered. In particular, the rise of fascism and militarism in Germany, Japan, and Italy and the rise of communism (and Stalinism) in Russia and, later, China, had a profound impact on the field of comparative politics and political science as a whole (Wiarda 1991). For good reason, scholars, policymakers, and others wanted to understand these political phenomena, which differed so much from the democratic and capitalist paths followed by the United States and most Western European countries. They especially wanted to understand not only how and why fascist or totalitarian rule emerged and developed but also how and why it seemed to thrive in certain places (especially to the extent that it represented a serious and real threat to the democracies of the West). The question was how to best accomplish this understanding. For an increasing number of scholars and policymakers, the answer was to be found in a more sophisticated approach to comparative study. One of the leading advocates of this view was Roy Macridis (1955), who, in the mid-1950s, strongly criticized traditional comparative politics as being overly parochial (with its near-exclusive focus on Western Europe), too descriptive (as opposed to analytical), exceedingly formalistic, atheoretical, and even noncomparative. Macridis’s critique helped lay the basis for a sea change in the field. The Cold War and Comparative Politics The impact of World War II on comparative politics, therefore, was immense; but it was the onset of the Cold War that ensured the longer-term prominence of the field. It was the conflict between the Soviet Union and the United States that compelled US policymakers to pay sustained and systematic attention to “lesser” countries and regions—especially to a huge number of former colonies, variously referred to as the “South,” the “developing world,” and the “Third World” (see Figure 1.2). The reason is clear enough: since these hitherto neglected countries were viewed, in strategic terms, as potentially important allies or enemies, it behooved US policymakers to know more about the peoples they would now have to treat as relatively independent players in world affairs. Significantly, it was not just any countries and regions that were included: “Japan got favored placement as a success story of development, and China got obsessive attention as a pathological example of abortive development” (Cumings 1997). Latin and South American countries also became important foci of attentionfor scholars and policymakers (starting in the 1960s), as did South Korea, Taiwan, and a few other countries that showed “promise.” Much of the research during this time, moreover, was driven by the desire to understand and confront the appeal of and potential challenge posed by communism. In this regard, it is no coincidence that one of the most influential academic books of the 1950s and 1960s was W. W. Rostow’s The Stages of Economic Growth: A Non-Communist Manifesto (1960). Although not strictly a work of comparative politics, Rostow’s anticommunist sentiments were shared by the foremost scholars of comparative political development of the time, including the likes of Gabriel Almond, James Coleman, and Lucien Pye. This bit of history, it is important to understand, is still relevant. It tells us, quite clearly, that outwardly objective fields of study are not immune to a host of subjective, generally hidden—but sometimes quite open—social and political forces. (See Figure 1.3 for a contemporary example.) And what is true of the past is almost assuredly true of the present. This means that we always need to be careful, and even a little skeptical, of the knowledge that is produced in any context. This does not mean that all of today’s scholarship, even more, the scholarship of the 1940s and 1950s, is irredeemably tainted and illegitimate. It is not (although some parts may certainly be). Instead, we should never assume it is entirely or even mostly “objective” or free of political, cultural, or social bias. This said, since the 1960s, the field has continued to change. Definitions of the field, too, have changed. Today, in fact, the definition of comparative politics, except in a very broad or generic sense, is characterized as much by divergence as by consensus. This is one reason why the bulk of this chapter is devoted to the question, what is comparative politics? Unless you can get an adequate grasp of this deceptively simple question, it will be exceedingly difficult to develop a grasp of the field as a whole. Given the lack of consensus, my intention is not to provide the definition of comparative politics in this chapter. Instead, my goal is, first, to help you understand the complexities and subtleties of defining the field and, second, to give you a basis for deciding how best to answer the question. One of the best ways to accomplish this is by asking the type of questions I posed above. Next, of course, we need to try to answer these questions, which is what we will endeavor to do in the remainder of this chapter.