Professional Ethics and Accountancy - CLASS NOTES
Professional Ethics and Accountancy - CLASS NOTES
By
Ms. Amruta Chavan
Faculty of Law
MNLU – Aurangabad (Chh. Sambhaji Nagar)
Semester: x
Academic Year: 2023-24
1
Batch : B.A.LL.B. (Hons.) 2019 - 24
Module No. 1
Historical background of Legal Profession:
Its dynamics, development and impact of
globalization on Legal profession :
2
Legal profession and its dynamics
What is a Profession?
3
Contd…
4
Contd…
• At least one of these standards must go beyond what law, the
marketplace, ordinary morality (what a ordinary moral person
must do) and public opinion demand. (i.e. a good mercenary only
needs to fulfil the terms of his contract, a good, professional
soldier must serve his country honourably, even when ordinary
morality, law, and public opinion do not require it.)
• These special standards are morally binding to “professed”
members of the profession. If a member freely declares (or
professes) herself to be part of a profession, she is voluntarily
implying that she will follow these special moral codes. If the
majority of members of a profession follow the standards, the
profession will have a good reputation and members will generally
benefit; if the majority of members violate these voluntary
standards, professed members of a profession will be at a
disadvantage or at the least receive no benefit from declaring a
profession.
5
Occupation Profession
• An occupation is • A profession is an
an activity that occupation
one undertakes for involving
earning money or specialized
livelihood. education and
• e.g. : Driving, training.
Trading, Running a • e.g. : Chartered
shop, Clerical job, Accountancy,
Government job Medical,
Engineering etc.
6
Occupation is a broader term than the
Scope
profession
7
Pre-British India
• During the Hindu period the courts derived their
authority from the king who was considered the
fountain head of justice. The King’s Court are
superior to all other courts. The king was advised by
his councillors in hearing and deciding the case but he
was not bound by their advise.
• There is no mention in the Kautilya’s Arthasastra
about the existence of legal profession and therefore
most probably such a class did not exist. But
according to Justice Ashutosh Mukherjee legal
profession was in existence during the Hindu period. 8
Contd…
9
THE ADVOCATES ACT, 1961
10
Definitions
11
Contd…
12
State Bar Councils
• State of Tamil Nadu and the Union territory of
Pondicherry to be known as the Bar Council of
Madras
• for the State of Kerala and the Union territory of
Lakshadweep to be known as the Bar Council of
Kerala;
• States of Maharashtra and Goa and the Union
territories of Dadra and Nagar Haveli and and Daman
and Diu, to be known as the Bar Council of
Maharashtra and Goa
13
Contd…
14
Structure of BCI
Bar Council of India
15
Bar Council to be body corporate
16
The functions of the Bar Council of India
17
Contd…
• (f) to deal with and dispose of any matter arising under this
Act, which may be referred to it by a State Bar Council;
• (g) to exercise general supervision and control over State Bar
Councils;
• (h) to promote legal education and to lay down standards of
such education in consultation with the Universities in India
imparting such education and the State Bar Councils;
• (i) to recognize Universities whose degree in law shall be a
qualification for enrolment as an advocate and for that purpose
to visit and inspect Universities [or cause the State Bar
Councils to visit and inspect Universities in accordance with
such directions as it may give in this behalf]
18
Disciplinary committees
02 members 01 person
from BCI co-opted by
the Council
from amongst
advocates
19
Functions of State Bar Councils
• (a) to admit persons as advocates on its roll;
• (b) to prepare and maintain such roll;
• (c) to entertain and determine cases of
misconduct against advocates on its roll;
• (d) to safeguard the rights, privileges and
interests of advocates on its roll;
• (dd) to promote the growth of Bar Associations
for the purposes of effective implementation of
the welfare schemes referred to in clause (a) of
sub-section (2) of this section and clause (a) of
sub-section (2) of section 7
20
Contd…
22
Certificate of enrolment.
23
Right of pre-audience
24
Persons who may be admitted as
advocates on a State roll
• a citizen of India:
• completed the age of twenty-one years;
• obtained a degree of law
25
Disqualification for enrolment
26
Application once refused not to be entertained
by another Bar Council except in certain
circumstances
• Where a State Bar Council has refused the
application of any person for admission as an
advocate on its roll, no other State Bar Council
shall entertain an application for admission of
such person as an advocate on its roll,
• except :
• with the previous consent in writing of the
State Bar Council which refused the
application and of the Bar Council of India.
27
Advocates to be the only recognized
class of persons entitled to practice
law
• Subject to the provisions of this Act and any
rules made thereunder, there shall, as from
the appointed day, be only one class of
persons entitled to practice the profession of
law, namely, advocates.
28
Power of court to permit appearances
in particular cases.
29
Punishment to advocates for misconduct
32
Disciplinary powers of Bar Council of India.
• (1) Where on receipt of a complaint or otherwise the
Bar Council of India has reason to believe that any
advocate whose name is not entered on any State roll
has been guilty of professional or other misconduct, it
shall refer the case for disposal to its disciplinary
committee.
• (2) Notwithstanding anything contained in this Chapter,
the disciplinary committee of the Bar Council of India
may, either of its own motion or on a report by any
State Bar Council or on an application made to it by
any person interested, withdraw for inquiry before
itself any proceedings for disciplinary action against
any advocate pending before the disciplinary
committee of any State Bar Council and dispose of the
same.
33
36B. Disposal of disciplinary
proceedings.
• (1) The disciplinary committee of a State Bar Council
shall dispose of the complaint received by it under
section 35 expeditiously and in each case the
proceedings shall be concluded within a period of one
year from the date of the receipt of the complaint or
the date of initiation of the proceedings at the instance
of the State Bar Council, as the case may be, which may
dispose of the same as if it were a failing which such
proceedings shall stand transferred to the Bar Council
of India proceeding withdrawn for inquiry under sub-
section (2) of section 36.
34
37. Appeal to the Bar Council of India.
35
Appeal to the Supreme Court
• Any person aggrieved by an order made by the disciplinary
committee of the Bar Council of India under section 36 or
section 37 1[or the Attorney-General of India or the
Advocate-General of the State concerned, as the case may
be,] may, within sixty days of the date on which the order
is communicated to him, prefer an appeal to the Supreme
Court and the Supreme Court may pass such order
1[(including an order varying the punishment awarded by
the disciplinary committee of the Bar Council of India)]
thereon as it deems fit:
• Provided that no order of the disciplinary committee of the
Bar Council of India shall be varied by the Supreme Court so
as to prejudicially affect the person aggrieved without
giving him a reasonable opportunity of being heard.
36
Application of sections 5 and 12 of
Limitation Act, 1963
• The provisions of sections 5 and 12 of the
Limitation Act, 1963 (36 of 1963), shall, so far
as may be, apply to appeals under section 37
and section 38.]
37
Powers of disciplinary committee.
• (1) The disciplinary committee of a Bar Council shall have
the same powers as are vested in a civil court under the
Code of Civil Procedure, 1908 (5 of 1908), in respect of the
following matters, namely:―
• (a) summoning and enforcing the attendance of any person
and examining him on oath;
• (b) requiring discovery and production of any documents;
• (c) receiving evidence on affidavits;
• (d) requisitioning any public record or copies thereof from
any court or office;
• (e) issuing commissions for the examination of witnesses or
documents;
• (f) any other matter which may be prescribed:
38
Contd…
39
Contd…
40
Review of orders by disciplinary
committee.
• The disciplinary committee of a Bar Council
may of its own motion or otherwise review
any order [within sixty days of the date of
that order,] passed by it under this Chapter:
• Provided that no such order of review of the
disciplinary committee of a State Bar Council
shall have effect unless it has been approved
by the Bar Council of India.
41
Penalty for persons illegally practicing
in courts and before other
authorities.
• Any person who practices in any court or
before any authority or person, in or before
whom he is not entitled to practice under the
provisions of this Act, shall be punishable with
imprisonment for a term which may extend to
six months.
42
Power of revision
43
THE CONTEMPT OF COURTS ACT, 1971
Objectives :
• to define and limit the powers of certain
courts in punishing contempts of courts
• to regulate their procedure in relation thereto.
44
Definitions
47
Contd…
48
Contd…
• (a) where the publication is contrary to the provisions
of any enactment for the time being in force;
• (b) where the court, on grounds of public policy or in
exercise of any power vested in it, expressly prohibits
the publication of all information relating to the
proceeding or of information of the description which
is published;
• (c) where the court sits in chambers or in camera for
reasons connected with public order or the security of
the State, the publication of information relating to
those proceedings;
• (d) where the information relates to a secret process,
discovery or invention which is an issue in proceedings.
unless the court has expressly prohibited
49
Power of High Court to punish
contempts of subordinate courts.
• Every High Court shall have and exercise the same
jurisdiction, powers and authority, in accordance
with the same procedure and practice, in respect
of contempts of courts subordinate to it as it has
and exercises in respect of contempts of itself:
• Provided that –
No High Court shall take cognizance of a contempt
alleged to have been committed in respect of a court
subordinate to it where such contempt is an offence
punishable under the Indian Penal Code.
50
Power of High Court to try offences
committed or offenders found
outside jurisdiction
• A High Court shall have jurisdiction to inquire
into or try a contempt of itself or of any court
subordinate to it, whether the contempt is
alleged to have been committed within or
outside the local limits of its jurisdiction, and
whether the person alleged to be guilty of
contempt is within or outside such limits.
51
Punishment for contempt of court
• simple imprisonment for a term which may extend to
• six months, or
• with fine which may extend to two thousand rupees,
or
• with both:
• Provided that the accused may be discharged or the
punishment awarded may be remitted on apology being
made to the satisfaction of the Court.
52
Contd…
• (2) Notwithstanding anything contained in any law for
the time being in force, no court shall impose a
sentence in excess of that specified in sub-section (1)
for any contempt either in respect of itself or of a court
subordinate to it.
• (3) Notwithstanding anything contained in this section,
where a person is found guilty of a civil contempt, the
court, if it considers that a fine will not meet the ends
of justice and that a sentence of imprisonment is
necessary shall, instead of sentencing him to simple
imprisonment, direct that he be detained in a civil
prison for such period not exceeding six months as it
may think fit.
53
Contd…
• (4) Where the person found guilty of contempt of
court is a company –
• Where the person found guilty of contempt of court
in respect of any undertaking given to a court is a
company, every person who, at the time the
contempt was committed, was in charge of, and was
responsible to, the company for the conduct of
business of the company, as well as the company,
shall be deemed to be guilty of the contempt and the
punishment may be enforced, with the leave of the
court, by the detention in civil prison of each such
person:
54
Contd…
55
contd
• (5) Notwithstanding anything contained in sub-
section (4), where the contempt of court referred
to therein has been committed by a company and
it is proved that the contempt has been
committed with the consent or connivance of, or
is attributable to any neglect on the part of, any
director, manager, secretary or other officer of
the company, such director, manager, secretary or
other officer shall also be deemed to be guilty of
the contempt and the punishment may be
enforced, with the leave of the court, by the
detention in civil prison of such director,
manager, secretary or other officer.
56
Contempts NOT PUNISHABLE in certain cases
59
Appeals
• (1) An appeal shall lie as of right from any order
or decision of the High Court in the exercise of its
jurisdiction to punish for contempt—
– (a) where the order or decision is that of a single
judge, to a Bench of not less than two judges of the
Court;
– (b) where the order or decision is that of a Bench, to
the Supreme Court:
• Provided that where the order or decision is that
of the Court of the Judicial Commissioner in any
Union territory, such appeal shall lie to the
Supreme Court.
60
Contd…
61
Contd…
62
Period of Limitation To Entertain
the act of Contempt
• No court shall initiate any proceedings of
contempt, either on its own motion or
otherwise, after the expiry of a period of –
– one year
– from the date on which the contempt is
alleged to have been committed.
63
• Acts can’t be called as contempt
• Acts which can be called as contempt-
punishable & exceptions
• Contempt not punishable
• Punishments
• Appeal
• Limitation period
64
Reactions against The Act
• A law for criminal contempt get difference of opinion with
India as Democratic system which acknowledge as freedom of
speech and expression as a fundamental right.
66
Arguments In Favour
• High Number of Contempt Cases:
– As still many of the contempt cases are pending in
Supreme Court and High Court, this shows that there
is relevance of the existence of the contempt of court
law.
• Affecting Judiciary’s Reputation:
– If any amendment in the definition of contempt is
made then it will reduce the reputation of court in
front of the public eyes and also people will start
taking the courts for granted. Abolition of contempt
law will bring legislative gap.
67
Contd…
• Constitutional Source of Contempt Power:
– The Constitution of India gives the power to Supreme
Court and High Court to exercise the contempt.
– The Contempt of Court Act, 1971 provides the
provisions related to the punishment and
investigation.
– Thus, deletion of the act will not impact the inherent
powers of the Supreme Court and High Court to
exercise the contempt.
• Impact on Subordinate Courts:
– As the Constitution of India allows the superior courts
to punish for their contempt, likewise, The Contempt
of Court Act allows the High Court to punish for the
contempt for the subordinate courts.
68
Contd…
– For example:
69
Prashant Bhushan and another
This case was one such landmark case that brought the limelight to the
scope of contempt of court.
Facts:
• As far as the facts of the case are concerned, Prashant Bhushan,
who was known for his exemplary contribution to the legal
fraternity tweeted two comments on the administration of justice
by the courts and on CJI SA Bobde.
• Firstly, on 27 June 2020, he posted a tweet that attributed
responsibility to the Supreme Court in ‘destructing’ India’s
democracy for the past six years.
• The second tweet was posted on 29 June 2020 that negatively
pictured the then Chief Justice of India S.A. Bobde while riding a
motorcycle.
• Although with regards to the second tweet a petition was filed in
the Court, the Supreme Court took suo moto cognizance of the
petition and initiated contempt proceedings against Prashant
Bhushan on 21 July 2020.
70
Contd…
71
Contd…
• The Court was of the view that the inherent power of
the Supreme Court to take suo moto contempt
proceedings without the sanction of the Attorney
General was clearly specified in Section 15 of the
Contempt of Courts Act and the subsequent Rule 3.
• Moving further with regards to the tweets, the Court
observed that any publication that attacks an individual
judge or the court as a whole, casting unwarranted and
defamatory perceptions over the character of the
judges would be included within the meaning of
scandalizing the court. Such an act instils a sense of
distrust among the people and impairs their
confidence.
72
Contd…
74
• Facts :
• This case concerns a Suo-moto contempt petition (that is, a
petition initiated by the Court on its own motion) against the
Respondent, Arundhati Roy, a Booker-prize winning author.
• During the course of a writ petition by grassroots-movement
Narmada Bachao Andolan, the Court addressed issues of
environmental damage and displacement of marginalized
communities due to the development of a reservoir dam on
the river Narmada.
• Following a Supreme Court order that allowed for the height
of the dam to be increased, the Respondent wrote an article
criticizing this decision.
• . Subsequently, protests were staged in front of the gates of
the Supreme Court by Narmada Bachao Andolan and the
Respondent
75
• This led to contempt proceedings based on a
complaint lodged with the police.
• During the proceedings, all Respondents denied
the allegations concerning specific slogans and
banners and the proceedings were dropped.
• On the basis of the above averments, Suo moto
contempt proceedings were initiated against the
Respondent for imputing motives to the Court.
• In her reply affidavit to the contempt notice, the
author reiterated her stance and stressed her
continuous dissent against the decision of the
Supreme Court.
• She further noted that she believed this to be a
matter of her right to express her opinions as a
citizen as well as a writer.
76
Contd…
ISSUE:
• Whether it would be permissible to initiate contempt
proceedings for scandalizing the court where the
contents of an affidavit cause no contempt to any
Judge personally but the action tried to cast an injury
to the public by creating a wrong impression in the
mind of the people regarding integrity, ability and
fairness of the judiciary?
• Extent to which and circumstances in which fair
criticism of Judge, court or its functioning would be
permissible under Article 19(1) (a) and (2)?
77
Contd…
RULE:
• Contempt of Courts Act, 1971 “Criminal contempt”
means the publication (whether by words, spoken or
written or by signs, or by visible representation, or
otherwise) of any matter or the doing of any other act
whatsoever which:
• 1. scandalises or tends to scandalise, or lowers or tends
to lower the authority of, any court, or
• 2. prejudices, or interferes or tends to interfere with,
the due course of any judicial proceeding; or
• 3. interferes or tends to interfere with, or obstructs or
tends to obstruct, the administration of justice in any
other manner.
78
Contd…
• Section 2(c) of the Act emphasizes to the interference
with the courts of justice or obstruction of the
administration of justice or scandalizing or lowering
the authority of the court – not the judge.
• Section 12 deals with the punishment for the contempt
of court.
• Section 14(2) permits a person charged with the
contempt to have charge against him tried by some
Judge other than the judge or judges in whose
presence or hearing the offence is alleged to have been
committed and the court is of opinion that it is
practicable to do so.
• Section 15 of the Act empowers the court to take suo
moto action for cognizance of Criminal Contempt.
79
• Court held :
• The Court ultimately found the Respondent
guilty of criminal contempt and sentenced her
to “symbolic” imprisonment of one day and
imposed a fine of Rs. 2000 with
• The proviso that if she failed to pay the fine,
she would be imprisoned for three months.
80
In Re: Hon’ble Justice Shri C.S. Karnan
(2017)
• Facts :
• Justice Karnan, who was infamous for his actions
committed in a courtroom, accused many high court judges
of being corrupt, partial and dependent.
• A notice was sent to Prime Minister Narendra Modi to take
serious actions against his fellow judges.
• Further, Justice Karnan accused the then Chief Justice of
Madras High Court who went against one of his decisions.
• Justice Karnan also accused the judges of caste-based
discrimination against him. He repetitively filed several suo
motu cases against his fellow judges who voted for his
transfer even after the Supreme Court restrained him from
handling any administrative or judicial work.
81
Contd…
The Court observed :
• Justice C.S. Karnan has consistently committed criminal
contempt.
• Justice Karnan has scandalized several judges and accused
them of corruption and impartiality without providing any
evidence regarding the same.
• The obnoxious allegations made by him in front of the media
and the public at large tarnished the image of the courts and
the beliefs of people in the concept of justice.
• The conduct of the contemnor was both scandalising the
court as well as interfering with the court’s proceedings. The
Court was seemingly shocked at the behaviour of Justice
Karnan and stated that his actions constituted the grossest
and gravest actions of contempt of court.
• The Court held him guilty for criminal contempt of court and
82
sentenced him to 6 months imprisonment.
Hari Singh Nagra v. Kapil Sibal
• Facts :
• In the case of the concept of fair and reasonable criticism was
established with respect to contempt proceedings.
• Advocate Kapil Sibal along with others sent a souvenir to be
published by an association of lawyers while expressing his
concern about the plight of the junior members of the Bar and
the falling standards of the legal fraternity.
• Initially, the souvenir was neither published in the public domain
nor was made available for sale, rather it was distributed only
among the members of the Bar.
• However, when the respondent was contesting the elections for
the Supreme Court Association, certain excerpts of his souvenir
were published in the Times of India newspaper. It was then
claimed by the petitioners that the said souvenir was
deliberated to bring disrepute to the administration of justice
83
and the functioning of the courts.
Contd…
84
Contd…
85
Aditya Kashyap v. Rachita Taneja
(2020)
• Facts :
• In yet another ongoing case of Rachita Taneja who is a
cartoonist was accused of tweeting objectionable content
against the court by way of cartoons.
• The said post went viral and was widely shared and
subscribed to.
• The Attorney General added that such posts are made to
degrade the authority of the Supreme Court in the eyes of
the public and therefore, even the cartoons were in
contempt of the top court.
• It was contended by the contemnor that fair criticism
cannot be upheld to be contempt and that the foundation
of the Court is much stronger as one imagines.
86
R.K.Anand v. Registrar, Delhi High Court
(2009) 8 SCC 106
• ISSUE: Whether the High Court to prohibit an
advocate from appearing before the High
Court and the courts sub-ordinate to it for a
specified period as one of the punishments for
criminal contempt of court?
87
Contd…
• RULE:
• Section 2(c)
• Contempt of Courts Act, 1971 emphasizes to the interference
with the courts of justice or obstruction of the administration
of justice or scandalizing or lowering the authority of the
court – not the judge.
• Section 12
• deals with the punishment for the contempt of court
• Section 34
• of the Act empowers the High Court to make rules laying
down the conditions subject to which an advocate shall be
permitted to practice in the High Court and the courts
subordinate to it.
88
Contd…
• APPLICATION:
• When a malefactor’s conduct and actions pose a real
and imminent threat to the purity of court
proceedings, cardinal to any court’s functioning, apart
from constituting a substantive offence and contempt
of court and professional misconduct,
• then in such a situation the court does not only have
the right but it also has the obligation cast upon it to
protect itself and save the purity of its proceedings
from being polluted in any way and to that end bar the
malefactor from appearing before the courts for an
appropriate period of time.
89
Contd…
• Hence, in the present matter, the hon’ble court
observed that, -
• in a matter as fundamental and grave as preserving
the purity of judicial proceedings, the High Court
would be free to exercise the powers vested in it
under Section 34 of the Advocates Act
notwithstanding the fact that Rules prescribing the
manner of exercise of power have not been framed.
• However, in the absence of statutory Rules providing
for such a course an advocate facing the charge of
contempt would normally think of only the
punishments specified under Section 12 of the
Contempt of Courts Act.
90
Contd…
• He may not even imagine that at the end of the
proceeding he might end up being debarred from
appearing before the court. The rules of natural justice,
therefore, demand that before passing an order
debarring an advocate from appearing in courts he
must be clearly told that his alleged conduct or actions
are such that if found guilty he might be debarred from
appearing in courts for a specific period.
• In order to avoid any such controversies in future, the
apex court had directed all the High Courts that have
so far not framed rules under Section 34 of the
Advocates Act, to frame the rules without further
delay.
91
Contd…
• CONCLUSION:
• The High Court can prohibit an advocate from
appearing before the High Court and the
courts sub-ordinate to it for a specified period
as one of the punishments for criminal
contempt of court in order to preserve the
purity of judiciary.
92
A.S. Mohd. Rafi v. State of Tamil Nadu
[AIR 2011 SC 308]
• HON’BLE JUDGES/CORAM:
Markandey Katju and Gyan Sudha Misra
• ISSUE:
Whether Bar Associations passing resolutions exhorting
lawyers not to accept briefs from particular persons is
null and void?
93
Contd…
RULE:
• Standards of Professional Conduct and Etiquette:
Chapter II, Part VI of the Bar Council of India Rules.
• The rules mentioned under this chapter provides a
general guide on conducts and etiquettes for the
advocates.
• The duty of the advocates to the Court, Client,
Opponent and Colleagues are specifically mentioned
through various sections under this Chapter.
• As per Section II, an advocate is bound to accept
any brief in the Courts/ Tribunals/ any other
authorities, for which he proposes to practise at a fee
in consistence with his standing at the Bar and the
94
nature of the case.
Contd…
APPLICATION:
• The greatest tradition of the bar is to defend
those who have been accused for a crime.
But when a resolution is passed by any bar
association which constrains its members
from defending certain persons, then such a
resolution acts against the norms of the
Constitution, the Statute and professional
ethics.
• The professional ethics requires that a lawyer
cannot refuse a brief,
95
Contd…
• provided –
• a client is willing to pay his fee,
• the lawyer is not otherwise engaged.
• Held:
• All such resolutions of any Bar Associations in India are
null and void.
• While referring to various historical examples, the apex
court held that, every person, however, wicked,
depraved, vile, degenerate, perverted, loathsome,
execrable, vicious or repulsive he may be regarded by
society, has a right to be defended in a court of law and
correspondingly it is the duty of the lawyer to defend
him.
96
Contd…
• Conclusion :
• The Professional Etiquette requires that a
lawyer cannot refuse a brief, provided a client
is willing to pay his fee, and the lawyer is not
otherwise engaged.
• Any resolution which exhorts lawyers from not
accepting a brief from a particular person is
null and void.
97
Vidya Sagar
v.
Third Aditional District Judge, Dehradun
1991 Cr LJ 2286
• Held :
• Civil Contempt, actually, serves dual purpose:
(i) Vindication of the public interest by
punishment of contemptuous conduct; and
(ii) Coercion to compel the contemner to do
what the Court requires of him.
98
Contd…
99
N.S. Kumar, 1995 Cr LJ 1261
• Held :
• Usually the order should be served on the person against
whom it has been passed.
• However, where it is proved to the satisfaction of the Court
that the person against whom the order was passed had
actual knowledge of the order, he cannot escape liability
for contempt on the ground that the copy of the Order has
not been formally served on him.
• Once an order is made by the Court and a person is
charged with the allegation of non-compliance of that
order, he cannot plead that he was waiting for instruction
to comply with the Court's order can possibly contend that
he is to seek instructions from his superiors before he could
carry out his obligation of complying with the Court's order.
100
Contd…
101
Babu Ram Gupta v. Sudhir Bhasin
• compromise decree & Civil Contempt
• Supreme Court has made it clear that the breach
of undertaking recorded or forming part of a
compromise decree, would not amount to
contempt of Court.
• The Court has further observed that there is a
clear cut distinction between a compromise
arrived at between the parties or a consent order
passed by the Court at the instance of the parties
and a clear and categorical undertaking given by
any of the parties.
102
Contd…
103
• Judge Edward Abbott Parry
• 8th lamps of advocacy –
• Justice V Krishnaswamy Aiyar :
• “Professional Conduct and advocacy”.
• He named 8th lamp of advocacy TACT
104
Courage
Fellowship Wit
Honesty
Judgment Industry
Eloquence
105
HONESTY
107
Wit
109
ELOQUENCE
• It is the art of speaking
• long-lasting effect on the judge as well as the
clients and listeners in the courtroom.
• fluent and skillful use of communication
• An advocate can use the power of eloquence
by:
– noticing the faults made by the opposite party
– Presence of mind in the case
– Knowledge and practice
– By setting the relation between arguments and
110
justification
JUDGMENT
111
FELLOWSHIP
112
Duties of an advocate
113
Duty towards court
114
Duty towards Client
116
Duty towards Fellow advocates
• No advertisement
117
P.D. Gupta v. Ram Murthy and Anr.
• Facts:
• Srikishan Dass died leaving behind extensive
immovable properties.
• Claims to the said properties were made by
Vidyawati claiming to be the sister of the
deceased , Ram Murthy and two others who
claimed themselves to be the heir of the
deceased.
118
Contd…
119
Contd…
120
Contd…
121
MR. LAXMAN BAPPAJI NAIK (DEAD THROUGH LRS)
v.
RANJEET @ RANU YADAV DOKH & ANR
122
Contd…
• FACTS:
• The complainant was a client of the A-1 and A-
2.
• The allegation made in the complaint filed by
the complainant was that A-1’s wife on the
basis of a document dated 04.02.1994 was
claiming right, title and interest in the
property subject matter of the case in which
the appellant-complainant had appointed the
A-1 and A-2 as advocates.
123
Contd…
124
Contd…
125
Contd…
• (2) A-1 and A-2 did not disclose this material fact to
the complainant when he engaged them as his
advocates;
• (3) It is not the case of A-1 and A-2 that they had
disclosed the said vital fact to the complainant when
they were appointed by the complainant. But their
case is that he was aware of the same;
• (4) Notwithstanding the fact that an immediate
family member had a personal interest in the subject
property, both of them continued to represent the
complainant till 2004 in litigation pertaining to the
same property.
126
Contd…
127
Contd…
• Order:
• (a) We confirm the impugned orders subject to the
modification that A-2 (Ajeet Ranjeet Dokhe) shall file
an Undertaking with the Bar Council of Maharashtra
and Goa within a period of six weeks from today,
stating therein that he will maintain the highest
professional standards throughout his career and
shall always abide by the Rules of Professional Ethics
framed by the State Bar Council as well as by the Bar
Council of India;
• (b) On the failure of the A-2 to file said Undertaking
within six weeks from today, the Bar Council of
Maharashtra and Goa shall initiate appropriate
128
action against him in accordance with Section 35;
Contd…
129
District Bar Association
v.
Ishwar Shandilya
(AIR 2020 SC 1412)
130
Contd…
131
Contd…
133
Contd…
134
• Judgment:
• The Supreme Court taking in consideration the
right to protest under Article 19(1)(a) of the
Indian Constitution and also the right to
ensure smooth functioning of the courts, held
that advocates cannot abstain from
representing the client under the garb of a call
for strike.
135
• It held that any call for a strike by Bar
Associations is fraudulent and illegal and
Advocates should seldom follow them.
• Being a professional ecosystem, resistance
cannot be excused under the lieu of right to
protest which cannot be exercised in contrary
of the Indian Judicial System. They cannot
thus disrupt court proceedings and put
interest of their clients in jeopardy.
136
• The Supreme Court therefore, upheld the
decision of the High Court to punish the
misdemeanor of the defaulting advocates and
disrupt the working of the court. Therefore,
the Special Leave Petition was dismissed.
137
Hikmat Ali Khan v. Ishwar Prasad
• Facts:
• Ishwar Prasad Arya, respondent No.1, was
registered as an advocate with the Bar Council
of Uttar Pradesh and was practising at
Badaun.
• An incident took place on May 18,1971 during
lunch interval at about 1.55 p.m. in which
respondent No.1 assaulted his opponent
Radhey Shyam in the court room of
Munsif/Magistrate, Bisauli at Badaun with a
knife. 138
Contd…
139
Contd…
140
Contd…
141