The Modernization

of the Aegis Fleet

with Open
Architecture

Jamie.Durbin@lmco.com
Richard.W.Scharadin@lmco.com

May 18, 2011

Copyright © 2011 by Lockheed Martin Corporation Distribution Statement A: Approved for Public Release. Distribution is unlimited Scharadin – May 18, 2011 - 1
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18 MAY 2011 00-00-2011 to 00-00-2011
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The Modernization of the Aegis Fleet with Open Architecture 5b. GRANT NUMBER

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Lockheed Martin Corporation,Cherry Hill,NJ,08002
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Presented at the 23rd Systems and Software Technology Conference (SSTC), 16-19 May 2011, Salt Lake
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Prescribed by ANSI Std Z39-18
 Topics
Things to talk about…

• Background
– Aegis Overview
– Capability Upgrade Evolution
– Modernization Concept/Approach

• Aegis Open Architecture

– Evolution to COTS Technologies and Products
– Incremental/Spiral Development Approach

• Aegis Modernization
– Overall Scope/Impact
– Product Line Architecture
– Integration of Common STM / TS Components

• Summary

Copyright © 2011 by Lockheed Martin Corporation Scharadin – May 18, 2011 - 2

 Aegis – The Shield of the Fleet
Design Cornerstones
• Continuous Availability
• Surveillance Coverage
• Reaction Time
• Firepower
• Environmental Resistance ASCM High Diver

BMD

Shoot the
Archer

CVN

ASCM Sea Skim Land Launch ASCM

and Pop-up
DDG

Self Defense Area Air Defense Long Range Air Defense

Copyright © 2011 by Lockheed Martin Corporation
And BMD Scharadin – May 18, 2011 - 3
 Aegis Combat Systems Architecture

Command and
Radar System Decision System
AN/SPY-1

Aegis Display System

Vertical Launching
System Mark 41

Fire Control System

Mark 99
Standard Missile-2
SM-3
VLA
TLAM
ESSM

Weapon Control
System
Aegis Combat Operational
Training System Readiness
Mark 50 Test System
Copyright © 2011 by Lockheed Martin Corporation Scharadin – May 18, 2011 - 4
 Aegis Capability Overview

DDG 116 +
CG / DDG
AMOD
DDG 113 NEW
CG 52
NEW ACB
CGMOD
14/16/
NEW ACB12 18
DDG 103 +
Capability

ACB08 Fact of
NEW
DDG 91 Life

DDG 85 NEW Open C2

NEW
COTS
DDG 79
SPY-1D
ESSM
DDG 67 NEW (V)
NEW
DDG 59 CEC
CG 59 Helo
NEW Combat
DDG 51 Hangar
DF
5”62
NEW Consoles Gun
CG 52
SPY-1B
NEW
CG 47 SPY-1D
NEW VLS Integrated Improved
SPY-1A BMD BMD BMD BMD BMD
1983 1991 1999 2004 2008 2012 2014-16

12 Generations and Over 27 Years of Proven Success

Copyright © 2011 by Lockheed Martin Corporation Scharadin – May 18, 2011 - 5
 Aegis Modernization Concept
I. Decouple Hardware and Software Upgrades
Using COTS
– Software Upgrades Every Two Years
– Hardware Refresh Every Four Years
II. Build on Fielded Baselines
III. Integrate Navy Enterprise HW and SW
Solutions
IV. Transition Aegis to Navy Objective
Architecture

Benefits of Aegis Modernization Concept

– More Capability to the Fleet Sooner
– Foster Collaboration and Competition
– Cost Savings from Commonality & Reuse
– Minimal Lifetime Spares
– Upgrades Backward Compatible

COTS & Open Architecture -

While Maintaining Engineering Discipline
Copyright © 2011 by Lockheed Martin Corporation Scharadin – May 18, 2011 - 6
 Aegis Open Architecture

Copyright © 2011 by Lockheed Martin Corporation Scharadin – May 18, 2011 - 7

 AWS Computer Architecture Evolution

B/L 1/2/3 B/L 4/5 B/L 6 Ph I/III B/L 7 Phase I ACB08/TI08 ACB12/TI12
CG 47-64 DDG 51-78 DDG 79-90 DDG 91-112 CG 52-58 CG 59+
CG 65-73 CG 66 & 69 DDG 51+
Fielding 1983 1990 1998 2005 2009 2012
COTS Selection 1994 1999 2006 2009

MIL Spec Design MIL Spec Design Mixed COTS and MIL Spec All COTS computers All COTS computers All COTS computers
Design (MCE) (MCE) (MCE, CPS)

UYK-7 UYK-43 UYK-43/44+ Mainstream Mainstream

Processors COTS
UYK-20 UYK-44 Adjunct COTS COTS COTS

Message-passing, Message-passing,
CMS-2
Software CMS-2 CMS-2 C++, Ada Component-based Component-based
C++, Ada
C++, Java, Ada C++, Java, Ada

NTDS Parallel NTDS Parallel NTDS Parallel NTDS Parallel

NTDS Parallel
Interfaces NTDS Parallel NTDS Serial NTDS Serial NTDS Serial NTDS Serial
NTDS Serial FDDI / Ethernet FDDI**/ Ethernet Ethernet Ethernet

UYQ-70
Displays UYH-4
UYH-4 UYQ-21/UYQ-70 UYQ-70 ORTS CDS
UYQ-21 (TGC*)
Thin Clients

System All COTS Open Architecture Open Architecture

UYK-43s SMP’s COTS MMSP
SMP’s Mainstream COTS
Complexities B5PIII TGC ALIS Network Product-Line
Fast Ethernet Gig-Ethernet

* Applicable to Baseline 5 Phase III Only

** Eliminated in Baseline 7 Phase IR
Copyright © 2011 by Lockheed Martin Corporation Scharadin – May 18, 2011 - 8
 COTS Technology and Products
Tech Insertion 00 2000 Tech Insertion 04 2004 Tech Insertion 08 2008

B7PhI B7PhIR ACB 08

DDG 91-102 DDG 103-112 CG 52-59
LCS / NCS - Derivative

Non-LM Hardware Non-LM Software

• Computing Platform • Real Time Operating
System
• VME Single Board • Pub-Sub
Computer Communications
• Network Switching • High Availability
• SAN Storage Middleware

• Network File System • Enterprise System

Management
• Thin Client LCD Display
• Human-Systems
• Analog Hardware/Devices Software
• Network Management
Tools

Smaller Footprint and Reduced Processor Costs

Copyright © 2011 by Lockheed Martin Corporation Scharadin – May 18, 2011 - 9
 Incremental Development
“Build a little ... test a lot”

9 At-Sea Demo

OA Radar
DDG 96
Spiral-1
DDG 103-112

9 OA Display
Spiral-2
OA Weapons WSMR
Tech Insertion 08
• Focused on Radar, Weapons
• Model-Centric Development
9
(UML) Spiral-3 ACB 08
• Modern Languages (C/C++,
CG 52-59
Java)
• Non-Proprietary Interfaces
2007 2008-2011

Completed Modular Fielding Modular Design

Designs foundation

Open Architecture Foundation for Baseline 9 Developments

Copyright © 2011 by Lockheed Martin Corporation Scharadin – May 18, 2011 - 10
 Where Aegis Combat System

We are Aegis LAN

Interconnect System
Today Common Network
(ALIS III)
SPY

SQQ-89 SPQ-9B EW
C&D
Harpoon IFF
WPNS SPS-67
UFCS
DSPL TTWCS Nav SLQ-32
Lamps Gun
CEC VLS

AWS ASW Strike Surface NAV EW

Technical SPY Open C2 Weapons/

Signal Radar VLS
Assessment Display C&D Fire Control
Processing Control

DDG-91 Hardware Custom SMP Mainstream Mainstream SMP Mainstream

2004 Software Closed Closed Open Open Closed Closed

CG-52 Hardware Custom Mainstream Mainstream Mainstream Mainstream Mainstream

2008 Software Closed Open Open Open Open Closed
CG-62/ Hardware Mainstream Mainstream Mainstream Mainstream Mainstream Mainstream
DDG-51
2012 Software Open Open Open Open Open Open

Continuously Advancing the Aegis Combat System Forward

Copyright © 2011 by Lockheed Martin Corporation Scharadin – May 18, 2011 - 11
 Today’s Aegis Combat System
Surface Warfighting Electronics Architecture
Detect/Control/Engage View System/Subsystem View

Aegis LAN
Interconnect System
Common Network
(ALIS III)
SPY

SQQ-89 SPQ-9B EW
C&D
Harpoon IFF
WPNS SPS-67
UFCS
DSPL TTWCS Nav SLQ-32
Lamps Gun
CEC VLS

AWS ASW Strike Surface NAV EW

9Federated, Tiered Architecture SPY-1 Radar Sig Pro C&D Display Weapons VLS

Aegis Weapon System

9Efficient ACS Capability changes

Track Management Doctrine Air Control Weapons

9Well-Define Components and API’s Senor Management Identification Links Display

Command & Control

Supports Operational and Navy Business Model Objectives

Copyright © 2011 by Lockheed Martin Corporation Scharadin – May 18, 2011 - 12
 Aegis Modernization

Copyright © 2011 by Lockheed Martin Corporation Scharadin – May 18, 2011 - 13

 Roadmap to Aegis Modernization (AMOD)

NIFC-CA AMOD Advanced Capability Build 12

(DDG configuration)
Tech Insertion (TI) 12 Aegis BMD 5.0
ACS Element Upgrades NIFC-CA
JTM Alignment MMSP
Increased Battlespace and
SM-6
Multi-Mission Interoperability
Aegis BSP AMOD Advanced Capability Build 12
(CG configuration)
TI12 NIFC-CA
ACS Element Upgrades

AMOD ACB12 (TI12)

JTM Alignment
MMSP SM-6

COTS Based Infrastructure

Aegis BMD 4.0.1 ACB08
Improved Discrimination
OA Spiral 3
Improved Track Handover
ACS Element Upgrades
Enhanced LoT
TI 08
Integrated IR/RF KA
SM-3 Blk IA and IB
CG MOD ACB08 (TI08)
Aegis BMD Block 06/08

9
B/L 7 Phase IR
Aegis Aegis BMD 3.6 OA Display Improvements
BMD 3.6 LRS&T, Engagement and LoT CIWS Block 1B Fratricide Avoidance

9
Multi-Mission CEC 2.1 (Mode 5)
Integrated Mission Planning COTS Refresh 1
SM-3 Blk I and IA
B/L 7 Phase I
Aegis BMD Block 04 COTS architecture CR0 / CR1
Copyright © 2011 by Lockheed Martin Corporation Scharadin – May 18, 2011 - 14
 AMOD Technical Scope
HM&E Upgrades
BMD 4.0.1
Functionality
and SM-3

Aegis Weapon System

COTS Refresh 3

NIFC-CA
and SM-6

Aegis Combat
System Upgrades

JTM Alignment
Copyright © 2011 by Lockheed Martin Corporation Scharadin – May 18, 2011 - 15
 Way Ahead … Baseline 9

9 Focus: SPY,
Weapons, and
Technology
Collaboration Center

9
Spiral-1 Display Steering and
Priming

9
Spiral-2 The SBIR Process Integrate
3rd Party
Spiral-3
“ACB 08” Applying S&T Investments
Capability Based Plan – Baseline 9 Aligned

USS Bunker Hill

Baseline 9 Baseline 9
CG-52 ACB 8.1
A/C B/D/E..
• Fielding Modular Software
MM Signal Processor
• Open Standards
• Capability • BMD Merger • SBT
• Collaborative Peer Review Environment Improvements • NIFC-CA • NIFC-CA
• Full Government Purpose Data Rights • JTM / ATAC Update

• Leveraging small business innovation

• Established Two Technology Centers
2010 2012 2014-2016
Modular Design Foundation Field Capability Through Modernization

Balancing Capabilities with Complex Combat System Integration

Foundation Established for Transition to Objective Architecture
Copyright © 2011 by Lockheed Martin Corporation Scharadin – May 18, 2011 - 16
 Implementing Open Architecture
Layered Architecture Foundation

Componentized
Infrastructure: Track Objective Architecture:
• Common Services Mgmt Command
Sensor Weapon Vehicle • Common Reusable
and APIs &
Control Mgmt Mgmt Control Components
• Flexibility to Display
Support Forward-Fit • Platform Specific Components
and Back-Fit • Data Model
Infrastructure Services • Extensible to the Future

Common Middleware Decouple

Computing Hardware (H/W)
Environment: from Software (S/W)
• Standards-based
Interfaces to
network
Operating System
• Commercial
Mainstream
Products and
Technologies Hardware

Upgrading Hardware and Software Independently

Copyright © 2011 by Lockheed Martin Corporation Scharadin – May 18, 2011 - 17
 Top Level Objective Architecture
“Component View…”

Track Server

System Track
Manager

Copyright © 2011 by Lockheed Martin Corporation Scharadin – May 18, 2011 - 18

 Joint Track Management Alignment
Overview

• Align AMOD and SSDS Track Management to a Common

Architecture
– Provide Consistent Functional Allocation, Data Representation and Attributes
– Incorporate Reusable System Track Manager and Track Server Components
• Provides Hierarchical Track File (System Level – Source Level)
• Provides Standard Interfaces
– Track Server Standard Access Interface for Client Applications
– Track Manager Integrates Track Data Sources via Common Interface;
Extensible for New Track Data Sources
• Provides Two Complete Versions of Live Training Tracks:
– Allows Training Override of Multiple Attributes
– Training Tracks Can be Physically Relocated From Live Location
• Provides Dual Ownship – Tactical and Training:
– Allows Training View to be Repositioned with No Impact to Tactical View

Aligning the Architecture for Future:

Common Components Across Ship Classes
Copyright © 2011 by Lockheed Martin Corporation Scharadin – May 18, 2011 - 19
 JTM Alignment
Integration of Common STM and TS Components…
SI/DA Scope
• Implement Common Track Server
•Replace Existing PDM Component
•Implement configurable track server – support multiple track sources
•Standardize services and APIs
•Integrate PDM, DDG-1000 and SSDS track server design concepts
External Communication Display Domain •Ensure resulting component will work for both AMOD and SSDS
Domain
SATCOM Data/status display ADS
ADS
• Consolidate System Track Manager
ADS
GUIs •Implement JTM hierarchical design approach
GUIs
GUIs
•Consolidate STM and MNF
•Improve track file and data xfer (e.g., capacity, types, attributes, …)
Display
MGR
DIF
Link Management

L4A C2P/ Track Management Domain C2 Domain

L11
L16
CDLMS ID
Doctrine
Registration/gridlock Track Distribution Identification Mgr ICF
DDS Process
DDS
Data
SGS/AC Mgr PDM
ID IDA Doctrine
Sensor Management Domain Assign Mgr
DMF/
DCF
SPY Radar
Multi-source System
Composite Tracking
OA SPY Integration Track
Mgr SGS/AC GCCS-M
SPF
SPQ-9B HSR
Mgr System
QBF
SPS-67 SSR
Link Track
Manager
Weapons
Mgr
Mgr LIF STM Management
CIWS
RCF Domain
CEC
CEP Mgr
Manual/
Track
CEF MNF/
Maint. MTF
Id IFF
UPX-29
Mgr WCS
IAF Engage
EMF Mgr OA
Acoustic Acoustic
Sonar Mgr BMD Gun
ASF
Tracker Track GWS
LAMPS Mgr
BMF GTF
Helo Mgr
LEF
ES EW Harpoon
EWF Aegis LAN Interconnect
SLQ-32
Mgr Interface
HWS
Mgr
HIF

Copyright © 2011 by Lockheed Martin Corporation Scharadin – May 18, 2011 - 20

 Component Framework Services

Availability System
Management Management GA SelfReliant

C2 Libraries
STM
Subcomponent (OASM)
Management
C
o
Navigation
TS m
Operational
m

Hardware
o Modes
n
Data Operating
DXR
A Recording System
P
Future I
Common Logging
TS
Components
TS P/S Messaging RTI DDS

Time Time

Key
Component Common Components COTS

Framework Component Framework Services

Services Aegis C2/System Services

Copyright © 2011 by Lockheed Martin Corporation Scharadin – May 18, 2011 - 21

 Common STM and TS Components
Task Allocation…
LM Tasks: AMOD System SI/DA Tasks:
- Update AMOD System Specs - Develop Enterprise SRSs for STM
(A-level, B1, B5)
AWS C&D Common and TS from Aegis and SSDS
- Provide Legacy Aegis Track Sensor STM/TS
Requirements (e.g., STM, PDM, Mgrs
- Develop UML Models
Clients
MNF) to SI/DA - Auto-generate IDD and Interface
- Validate Aegis Requirements Code from UML Models
Covered by Enterprise SRS’s - Design, Code and Test STM and
Common API
- Remove STM/TS Functionality Aegis-Specific TS Components
from Existing Components Component
- Modify C&D Sensor Managers Framework - Provide Interim and Final STM/TS
IAW Functional Allocation Components to LM
(Design, Code, and Test) - Implement CM and Change Control
- Modify Aegis Track Server API
of STM/TS
Clients (Design, Code and Test) AMOD Infrastructure Services
- Implement CPCR Fixes to STM/TS
- Design, Code and Test Aegis- Components
Specific Component Framework TI12 Middleware / OS / Hardware
- Integrate STM/TS into AMOD - Support Integration of STM/TS into
- Provide TOR/CPCRs AMOD
- Verify System Performance
LM and Third party Joint Tasks: - Support SQT of STM and TS
- Establish linked classified development environment
- Establish and Track Progress and Dependencies via Joint IMS
- Participate in Navy-led Data Model and Component Framework Working Groups
Legend - Support Functional Allocation
- Support Definition of Data Model, TS APIs, and Common Service APIs
New/Modified AWS
- Support Definition of Enterprise-level Processes and Artifacts
New Common - Support Enterprise ETRs and Enterprise SSR
- Support Enterprise CCB and Prioritization/Adjudication of TORs/CPCRs

Allocation and Governance Was Essential

Copyright © 2011 by Lockheed Martin Corporation Scharadin – May 18, 2011 - 22
 Objective Architecture
Roles and Responsibilities…
• Architecture Precepts / Patterns
• Component Responsibilities / Interfaces SSDS
Objective

ADD • Functional Allocation

• System Use Cases / Threads Aegis
• Common Data Groups
Analyze/Define
Product Line Development System

• Perform System
Modeling
• Allocate Requirements
•Peer Review Track Data and Performance
ETR •Comment Model
Budgets
Adjudications Component • Develop System Specs
Component
SRS • Flow down Reqmts to
SRS
Message Software Components
•Cross-Program
Prescriptive

CM Definitions
Change Control
Integrate
•Cross-Program TS Components
Govern APIs
Review Boards
•Decisions Develop • Support Developer
Components Peer Reviews
Templates
Infra SVCs • Integrate into System
•Style and APIs Configuration
Format

Vehicle
Control DM
Verify
System

Sensor • Support T&E

Mgmt DM
through Sell-off

Government- Component
CSEA
Controlled Developer
Copyright © 2011 by Lockheed Martin Corporation Scharadin – May 18, 2011 - 23
 AMOD C&D Component Architecture
Message Processing… ADS

Source/Comms System Track Display Engagement

Management Management Management Management
TS TS

IOP
MTF DIF HIF HWS
TS
DIP TS
EMF GWS
JTT JTF

SPY
TS
EFF WCS
BMF C2
TS
ASW
SPF Services

TS Planning
GWS GTF Each
node
TS
TS TS TS
LAMPS LEF STM DMF
(WCS)
DDF
TS TS
SPQ-9B
(CG Only) QBF ICF
CLM DXR
TS TS

SPS-67 RCF DCF

(DDG Only)
TS
MP
CEP CEF IPC MSF (DDG Only)

TS
IOP

C2P
SGS/AC
LIF CSM
Identification
TS TS
IFF IAF NVF IDA
TS ATAC
EWS EWF
TS Resource
ASW ASF Common Messages Across Ship Classes Management
ERO/
ERS ERM ERG/ERA
One IWS Track Data Model: ~130 Messages

NAVSSI

Copyright © 2011 by Lockheed Martin Corporation Scharadin – May 18, 2011 - 24

 What We Learned

Process • Documentation
• Design/Integration Tools
• Software Development
• Test Environment

People
• Skills / Expertise
• Organization

Technical Programmatic
• Architecture • Dependencies
• Functional • Risks
• Performance • Earned Value

Lessons Learned Address Multiple Perspectives

Copyright © 2011 by Lockheed Martin Corporation Scharadin – May 18, 2011 - 25
 Aegis Open Architecture
Summary
1994 2000 2006 2012-2016

B7PhI

COTS
Infrastructure
DDG-91+

• Separation of
Application/
CGM
Infrastructure
• Commercial Standards Component-Based
• Commodity Products Software
CG-52+
AMOD
• Component-Based
Designs
Open
• Layered Architecture
• Configurable Test
Business/ DDG-51+ / DDG 113

Environments Common
Components
• Objective Architecture CG-62-73

• Open Business Practices

Increased
• Open Disclosure / Gov’t
Capabilities
Purpose Data Rights
• AAW/BMD
• Increase Number of • JTM
Players/ Opportunities • SM-6
• NIFC-CA
• SBT
Copyright © 2011 by Lockheed Martin Corporation Scharadin – May 18, 2011 - 26
 Glossary
Acronym Description Acronym Description
ACB08 Advanced Capability Baseline 2008 LAN Local Area Network
ACB12 Advanced Capability Baseline 2012 LM Lockheed Martin
ACS Aegis Combat System LOT Launch on TADIL
ADD Architecture Definition Document MMSP Multi‐Mission Signal Processor
Aegis (not an acronym) Greek Shield of Zeus MS MicroSoft
ALIS Aegis LAN Interconnect System NIFC‐CA Naval Integrated Fire Control ‐ Counter Air
AMOD Aegis MODernization OA Open Architecture
API Application Programming Interface OAET Open Architecture Enterprise Team
ASCM Anti‐Ship Cruise Missile OASM Open Architecture System Management
ASROC Anti‐Submarine ROCket P/S Publish/Subscribe
BL Baseline PIDS Prime Item Development Specification
BMD Ballistic Missile Defense PIM Platform Independent Model
C2 Command and Control PSEA Platform System Engineering Agent
CCB Configuration Control Board PSM Platform Specific Model
CEC Cooperative Engagement Capability Pub/Sub Publish/Subscribe
CG Guided Missile Cruisers RF Radio Frequency
CIWS Close In Weapon System SAD System Architecture Document
CM Configuration Management SAN Storage Area Network
COTS Commercial Off‐the‐Shelf SBT Sea‐Based Terminal
CPCR Computer Program Change Request SI/DA System Integrator / Design Agent
CR COTS Refresh SM Standard Missile
CSEA Combat System Engineering Agent SMP Symmetric MultiProcessor
CVN Carrier Vessel Nuclear SQT System Qualification Test
DDG Guided Missile Destroyer SRS System Requirements Specification
DDS Data Distribution Service SSDD System/Segment Design Document
DM Data Model SSDS Ship Self Defense System
DOORS Dynamic Object‐Oriented Requirements System SSR Software Specification Review
ESSM Evolved Sea Sparrow Missile STM System Track Manager
ETR Engineering Technical Review SVC Service
GCC GNU Compiler SW Software
GFE Government Furnished Equipment SysML Systems Modeling Language
HM&E Hull, Mechanical and Electrical T&E Test and Evaluation
HW Hardware TADIL TActical Digital Information Link
IAW In Accordance With TI Technology Insertion
IDD Interface Definition Document TLAM Tomahawk Land‐Attack Missile
IDS Interface Design Specification TOR Test Observation Report
IMS Integrated Master Schedule TS Track Server
IPO Input/Output/Process UML Unified Modeling Language
IR Infrared VLA Vertical Launch ASROC
JTM Joint Track Management VLS Vertical Launch System
KA Kill Assessment XML eXtensible Markup Language
Copyright © 2011 by Lockheed Martin Corporation Scharadin – May 18, 2011 - 28