Judicial Process PDF
Judicial Process PDF
Everything done by the judge in the process of attaining justice is called judicial
process. It basically confines itself to the study of is to ought to of the law.
Right from the Golakhnath case to Justice K.S. Puttaswamy case (Aadhar
Judgment) some kind of fundamental rights were affected some way or the
other despite the studious and calibrated judicial interpretation of Article 21
through various landmark case laws. We still couldn�t find what restraint is
and what activism is all about. And also our courts cannot find conclusive
solution to innovative problems placed before them due the modernization of
the society.
So, this article deals with the lacunae in the judgment delivery system i.e. the
judicial process in India with decided case laws and the way forward. One of
the famous judge of the supreme court stated that humans were not infallible
and subjected to error. If error is done accidentally it�s a mistake and if error
persists for a long time it�s called Injustice.
Law is a product of the society responsible for social ordering. Law maintains
order in the society. If you want to know about the society and how it is
working then you have to first look upon its enacted legislations which gives
you a clear idea of how a society is!! Whether it is developed or wild!! And
answers to many more fundamental questions. There are basically two kinds of
law , one is �Law ordering the society� and the other is �Society ordering
the law�.
In the first one law orders the society in order to keep the civilian population in
control and also to govern them in a peaceful manner. For example:
Constitution. The second one is society ordering law according to its needs. For
example: Customs and tradition as a source of law where laws were made
according to the changing needs of the society. (Jallikattu issue in particular in
Tamil Nadu)
Definition Of Law:
Law is the basic rules of the society through which the social order is
maintained. Various jurists defined law as follows.
According to:
Immanuel Kant:
�it is a formula which expresses the necessity of an action�.
Austin:
�Law is the command of the sovereign�.
Salmond:
�Law is the collection of rules which the state recognizes and applies in the
administration of justice�.
Krabbe Law:
�is the expression of the judgments of value which we human beings make by
virtue of our disposition and nature�.
Woodrow Wilson:
�Law is that portion of the established thought and habit which has gained
distinct and formal recognition in the shape of uniform rules backed by the
authority and power of the government�
Holland:
�A law is of general rule of external human action enforced by a sovereign
political authority�. [4]
In the 18th century Uniform Judicial system was made for all presidency towns
and was then called Mayor�s Court. After the Royal Charter, the court derived
their authority directly from the crown. A system of appeals to the privy
council was initiated, and this marked a historic landmark in the development
of the Indian Judicial system, because the Privy Council functioned as the last
court of appeal in India for more than 200 years.
In the Late 18th century Mayor�s court was replaced by the Supreme court
and this was the first attempt to make separate and Independent judicial organ
in India under the direct authority of the king. This Court had Jurisdiction over
Civil, Criminal, Admiralty and ecclestial matters and was required to formulate
rules of practice and procedure. Appeals from this court lay to the Privy
Council. Local civil and criminal justice was left under a system known as the
�adalat system�.
By the mid 19th century, the adalat system and Supreme court were abolished
and a High Court was established in each presidency town which created
Uniform Judicial System in India which is prevailing till now.
The Current Supreme Court of India enjoys the combined jurisdiction of the
privy council and the Federal Court, which are no longer in existence. The
predecessor of the present Supreme court of India was the Federal Court
established in 1937, which heard appeals from the High Courts, and whose
decisions were appealable to the Privy Council[5].
This process is meant for deciding a matter of guilt of a person. A Judge can
straight away decide the case with the primary evidence and witnesses, But
there is a procedure for making it fair without any bias.
1. Issue
Issue is one in which both the parties to the suit or proceeding were
concerned upon a particular material fact which is in dispute between
them. Thus, lawyers apply their mind to resolve the dispute either
through settlement or through adjudication. Thus Fact in Issue plays a
major role in the Civil or Criminal proceeding in the Court of Law.
2. Rule
The law should be state explicitly to the fact in issue. If the Advocate
feels that the law has some inherent lacunae which is apparent or not in
accordance with the updated technology, the advocate may state the
rule which is outdated and streamline the laws. For example: The
Introduction of Electronic evidence in the Indian Evidence Act made it
Admissible in the Court of Law. Rule sets out the procedures to be
followed in the court of law. For example: The Civil Rules of Practice
rules lay down the procedure for civil cases and Criminal Rules of
Practice Lay down the rules for Criminal cases which should read in
consonance with Civil Procedure Code and Criminal Procedure Code
respectively.
3. Facts
Fact is a thing or state of thing or relation of things which happens in our
day to day activities and which forms the base of the fact in issue or
material fact which is the core element of the dispute.
4. Analysis
Analysing the given fact by the client, Advocate in compliance with the
Advocates Act,1961 and other moral and ethical code of conduct will
further the court proceedings by production of evidence and the points
collected from the examination of witnesses forms a basis for the case.
5. Conclusion
An Advocate is one who assists the Judge in the process of Judgement
making process in order to render justice. So an Advocate plays an
important role in the Judgement making process . So, Legal Reasoning
should be one of the key skills every advocate ought to know which is
inevitable in Drafting, Pleading and conveyancing process.
With the recent growth in the Private sector after the Liberalization,
Globalization and Privatization several changes have been made to the existed
legislations both social and economic which is an important factor in the
growth of law susceptible to changes in the near future.
In Mohammmud Ahmed Khan V. Shah Bano Begum and ors, 1985 The
Supreme Court Gave a Clear Distinction between the Criminal Procedure code
and Muslim Personal Law (Shariat) that section 125 of the Criminal Procedure
Code is applicable in cases of Maintanence of either Muslim or Hindu or
Christian and it is irrespective of the Religion they profess.
Thus, Maintenance should be given to the Muslim Women after the period of
Iddat(Waiting Period) If she is unable to maintain herself and does not have
the sufficient source thereto, unless she is remarried. Thus another point here
is If the women is able to maintain herself after the divorce then maintenance
will not be granted. Thus, we connect it with the stability concept of law where
law on maintenance is clearly explained through Judicial Precedents by the
Supreme Court of India
Judicial Creativity:
Activism And Restraint
Flagrant violation of Human rights and other fundamental rights were taking
place everywhere in the modern Indian Society. In order to mitigate these
problems and to give an effective justice system the Judiciary have crossed its
line and transgressed into the functions of other organs through Judicial
Activism which is good one for a democratic country but there should be a
Lakshman rekha for every creative judicial activism or else it would become
Judicial restraint which could be good and also bad at times.
Few examples of Judicial Activism made by the apex court of the country from
A.K. GOPALAN V. STATE OF MADRAS TO JUSTICE PUTTASWAMY RETD. V
UNION OF INDIA deciphered the true judicial capacity and also it has in several
instances made out the difference between activism and overreach.
There has been a several dispute right from A.K. Gopalan case between Due
process and procedure established by law. As Influenced by Justice Felix frank
furter, B.N. Rau suggested to remove the Due process clause from the Article
21 of the Indian Constitution which restricted the courts to go beyond the
legislature. After which evolved the concept of Judicial activism in Menaka
Gandhi v. Union of India where the apex court included the due process within
the ambit and scope of procedure established by law if there is a violation of
personal liberty and the court has to look after the principles of natural justice
which is the core principle in administering justice.
Post Menaka Gandhi times the supreme court has found Article 21 to
incorporate the substantive freedom that serves as a means to remove major
areas such as poverty , poor economic opportunities as well as systematic
social deprivation.
Thus while having these many high creative power with the apex court it
should be very cautious on each and every interpretation which is made to the
laws made by the legislature. The Judiciary should always have some strong
principle to follow in the case of Public Interest Litigation as it is inevitable in a
country like India where judiciary need to step in to avoid transgression of the
fundamental rights of the citizen by the executive and legislature.
In the process of keeping check upon the other organs the Judiciary in itself
had to refine the rules of judicial activism as it happened in the case of Vikram
singh v state of Punjab the legislature has transgressed its authority over the
Judiciary. Thus the horizontal system of governance in India and it�s purpose
to find a balance between all the three organs of the government should be
delineated by the Judiciary. The factors of Justice, equity and good conscience
to deliver justice in consonance with the above all as envisaged by our
Constitutional makers.
Judicial Review:
Judicial review is slightly different from judicial activism. The basic essence of
Judicial review is the power vested in the court of law to invalidate the
legislation passed by the parliament if it violates any Fundamental rights and
basic human rights as enshrined in the constitution and also the decisions
made by the executive. In India, the power of Judicial Review is enshrined in
Article 13 of the constitution to have a check over the legislations made by the
parliament and also the irrational administrative actions as envisaged through
wednesbury principle (associated provincial picture house v. wednesbury).
After the Keshvanandha bharti judgement in 1973, the Judicial review is also
made a Basic Structure of the Constitution of India. It cannot be abrogated
even by the constitutional amendment under article 368.
Article 13(2) bars the state from making any law which infringes the
fundamental right. Under article 12 of the constitution of India the term state
means and includes, �the government and parliament of India, the
Government and legislature of the state, all local authorities and other
authorities within the territory of India�.
Here the word other authority mentioned in the article 12 gives wide scope for
interpretation to the judiciary. Which are all the authorities included under the
term other authorities? Which was deciphered by the Judiciary through various
Judgments thus makes a great significant change in the Judicial process.
In Ajay Hasia v. Khalid mujib the supreme court laid down following tests to
adjudge whether a body is an instrumentality of the government or not.
1. If the entire share capital of the body is held by the government, it goes
a long way towards indicating that the body is an instrumentality of the
government
2. Where the financial assistance given by the government is so large as to
meet almost entire expenditure of the body, it may indicate that the
body is impregnated with governmental character.
3. It is a relevant factor if the body enjoys monopoly status which is
conferred or protected by the state
4. Existence of deep and pervasive state control may afford an indication
that the body is a state instrumentality
5. If the functions performed by the body are of public importance and
closely related to governmental functions, it is relevant factor to treat
the body as an instrumentality of the government[8].
Not only in ajay hasia but also in Rupa ashok Hurra v. Ashok Hurra The
Judiciary through its Judicial review power has evolved with the concept of
Curative petition under the ambit of Article 137 of the Constitution of India.
Enunciating the broad aspect of Public interest litigation Justice P.N. Bhagawati
observed that; �Whenever there is a public wrong or public injury caused by
an act or omission of the State or a public authority which is contrary to the
Constitution of the law, any member of the public acting bona fide and having
sufficient interest can maintain an action for redressal of such wrong or public
injury[9]�.
The Addition of Pubic Interest Litigation in the first case in Hussainara Khatoon
Vs State of Bihar (1979), which focused on the rights of the prisoners and
under trial prisoners and the inhuman practices inflicted on them in prisons
during their pendency of trial Which led to the release of more than 40,000
under trial prisoners.
Another greatest creative move made by the judiciary was made in S.P.Gupta
V. Union of India, In this case Justice P.N. Bhagwati held that the mere
technicalities in filing a petition is done away with the Public Interest Litigation
Writ Petitions by considering even the letters from any public spirited persons.
Another observation made in the same case by Justice P.N. Bhagavati is that a
private person with Private injury is considered as PIL if it redresses the group
of people at large.
Locus standi is not required for filing a Writ petition under Public Interest
Litigation
The recent contempt of court case of Senior Advocate Prashanth Bhushan and
the Stand-up Comedian Kunal Kamra�s case of Criminal Contempt
Proceedings for their act of questioning the democracy of their inabilities had
thrown light on the judicial autocracy and it leads to an ineffective judiciary
without any kind of accountability.
Thus in a country like India, to have a judiciary without accountability is like
eroding the base of the democratic pillar.
Which means No person should be the Judge in his own cause. This
means that If a Judge feels that he is some way or the other connected
to the case as mentioned in the Principle of Naural Justice concept then
he should suo moto recuse to take the case. This Move will Instill
confidence in the People on Judiciary and its accountability
which means Let the health of the people should be the supreme law.
5. Judges should stay away from Public Functions on a frequent basis and
should avoid contact with people frequently and the reason is that
people may think that the judge is so close to someone and they may
not get fair justice.
In Ram Pratap Sharma v Dayanand issued a note of caution to the effect that it
is proper for a judge not to accept any invitation and hospitality of any
business or commercial organization or of any political party or of any club or
organization run or sectarian communal or parochial line[10].
6.Judicial Decision should be Impartial and the judge should be honest in his
duty of delivering justice.
1. Justice Veera Ramaswami who was the then Justice of the Hon�ble
Supreme Court of India. An Impeachment proceeding was passed
against him and it was failed to be passed by 2/3rd majority as the ruling
party had not voted in favour of the impeachment motion and it was
abdicated on the whole.
Oversight Committee
The bill was to replace the Judges Enquiry Act,1968 and to set up the national
oversight committee headed by the Former Chief Justice of India. This is a
platform through which the Public can lodge a complaint against erring judges
including the Chief Justice of India and the Chief Justice of High Courts. As far
as now concern there is no mechanism to regulate the erring judges and the
only platform existing is the �Restatement of Values of Judicial Life� which is
more like a moral code of conduct without any statutory sanction.
The Committee consists of a Serving Supreme court Judge and Serving High
Court Judge who were nominated by the Chief Justice of India , The Attorney-
General and an eminent person nominated by the President.
The Scrutiny panels is embedded with the power of the civil court. They will be
mandated to give the report to the Oversight committee within a period of
three months and if its for the Chief Justice the oversight committee itself will
conduct the scrutiny.
On receiving the report from the scrutiny panel the oversight committee will
futher set up another committee to further investigate the same. Like the
Scrutiny panel the investigation committee shall also have the power of the
Civil Court and are entrusted with the duty to frame charges and investigate
and collect evidence regarding the same.
If the Charges are not proved the investigation committee can dismiss the case
or it can forward it to the oversight committee for further investigation.
On investigation it is found by the oversight committee that the charges were
serious then the committee will request the judge concerned to resign. In case
of non- compliance of the order by the committee it will forward the cause to
the president with an advisory for the removal of the concerned Judge.
Conclusion:
Everything done by the judge in the process of delivering justice is called as
judicial process and the researcher in the above chapter have analysed all the
historical precedents and laws made by the judges and its impact on the
society. It also gave an understanding of how the judiciary works as a whole. It
brings the traditional aspect of law making i.e customs as a source of law.
The Creative tools judiciary have used so far in order to do complete justice
and the concept of evolution of PIL in the late 90�s were some of the
astonishing feature of the Indian Judiciary. Till date there was no formal
statutory legislation was enacted regarding the streamlining of the conduct of
the Judges both ethically and morally.
There should be some balance between the Judicial Accountability and Judicial
Independence which is a major issue in implementing the Judicial standards
accountability bill, 2012 which never became an act till date and we are
sticking to the Judges inquiry Act, 1968 to impeach the judges in case of proved
misbehaviour or misdemeanour.
Bibliography
Indian Constitutional Law � M.P. Jain � 8th Edition written by Justice
Chelameshwar and Justice Dama Seshadri Naidu
Text Book on class 11th � Political Science Tamilnadu Textbook
corporation(Samacheerkalvi books)
https://acadpubl.eu/hub/2018-120-5/4/344.pdf article written by
Sozhiya. S and Ms. Jayapreethi on Law and social transformation.
https://www.lawctopus.com/academike/comparison-trial-procedure-
indian-courts-franch-courts/ article written by Madhubala Solanki on
Common law in India.
http://www.legalservicesindia.com/article/538/Judicial-Accountability-
in-India.html article written by Heenavrm
http://www.legalservicesindia.com/article/587/Legislation-&-Common-
Law-:-Indian-Legal-System.html article written by Abhijeet Aryan.
Black�s Law Dictionary � web source.
End-Notes:
Introduction
The judicial system in any country is an independent and impartial set up in
any nation to remedy injustice. Justice is declared to be blind and therefore, it
is on the judges to decide how to provide justice, keeping in mind that justice
should be rendered to each and every citizen of the nation. Therefore, there
comes the need to hold these judges to be accountable for their verdicts as it is
the decision taken by the judges that decide the fate of the parties involved in
a case being heard by the court.
1. The necessity of the judges to provide reasons for the decisions they
make in order to maintain transparency in decision-making.
2. The circumstances associated with the judges relating to their
tenures, which also give rise to the disciplinary measures to be
undertaken by them.
Judicial accountability
Meaning
Requirement
Due to several loopholes and drawbacks of the court system recent instances
that have taken place in India reflect the frustration and distress the public
have developed towards the courts. Judiciary which is one of the most
important wings of the government should, therefore, be held accountable for
the evolving derogative values within it that are causing severe effects on the
country and its people. Several countries all across the world have the
provision for accountability of the judiciary and therefore this concept of
judicial answerability is not a new one. Several renowned judges themselves
have held that as every profession has some ethics and values to be abided
with, the profession of a judge should also have ethics and morality that every
judge mandatorily should follow while conducting in the court. Some of these
ethics have been listed below:
At present, the judges of the Supreme Court and the High Courts are
appointed by a collegium system which includes all the senior judges of the
Supreme Court. Although there have been many debates associated with this
method of appointing judges, the collegium system is one where transparency
is absent in totality. Some refer to this system as a system of bias as well for
the credentials of the judges are not taken into concern in this system.
Therefore the courts in India are provided with an excessive amount of
unchecked powers compared to any other court in the world. Removal of
judges can take place in no way other than impeachment which again depends
on the majority of votes of both the Houses of the Parliament.
Challenges
Both these concepts are believers of the rule of law that is the supremacy of
law over all men. Further judicial accountability is necessary to bring in fair and
impartial hearings by the judges similar to judicial independence which
promotes fair and transparent hearing and does not benefit the judges as
having been perceived in several cases. But these similarities are handled by
the two concepts in different ways and therefore independence can never be
equated with absolutism. Rather they can be considered to be complementary
with each other. The aim of both these concepts is to bring about judicial
courage and judicial integrity is to be enforced together to increase the
efficiency of the working of the judicial system. Both judicial independence and
judicial accountability first take a look at finding correct judges who can work
with courage, diligence and fairness to correctly carry out their job.
This is the essence of both these concepts which are required to be taken into
concern. The balancing of these two concepts should be out on the basis of the
needs of the country and the quality of judges already functioning in the
courts. Rather than competing with each other, judicial accountability and
judicial independence should be regulated together to bring in impartial justice
to the citizens of the nation. It is only through balancing these two concepts,
can stronger judicial accountability be brought into the nation.
As India is a democratic country, all the three organs of the government are
supposed to be accountable for their very function and duties. The judiciary
cannot be allowed to remain absolute and unaccountable. The doctrine of
separation of powers provides that the three organs of the government are
independent of each other and are subject to their own functions. In India, as
the doctrine does not have a stronghold, the organs of the government are
interdependent with each other. It is only through the process of checks and
balances can the organs of the government allow the doctrine of separation of
powers to be activated. The checks and balances should be carried out on one
organ by the other two organs in order to bring in an equitable relation among
the three organs of the government to restrict arbitrary use of powers by any
one organ of the government. The doctrine of separation of powers provides
help to the judiciary to bring in strong accountability on its part to uphold the
correctness of the judiciary. The doctrine instead makes the work easier for
stronger judicial accountability to take a shape. Therefore a need for stronger
judicial accountability can be met if the doctrine of separation of powers is
carried out effectively.
Landmark judgments
The Supreme Court in S.P. Gupta v. Union of India rejected the claim
made by the Central Government to extend protection against
disclosure of confidential documents to the public in general. The
court clearly mentioned that disclosure of documents is only
restricted to those documents that are contrary to the interest of the
public in general and not any other documents. In this case, the
petitioner had asked for information about the transfer of judges and
their appointments by the Chief Justice of India.
The court observed that in this situation, the knowledge about transfer and
appointment of judges is immensely important for the public to have. This is
one very essential judgment delivered by Justice Bhagwati regarding the
essentiality of strong judicial accountability. The court agreed to the fact that
they are accountable to the public to answer queries related to the decisions
they take for the interest of the public. This has been granted to the public
by Article 19(1)(a) of the Constitution. It is not that the courts always adhered
to being accountable for their judgments.
In the Mid-Day Journalists case, there was the involvement of corruption in the
decision made by the judges. The Midday journalists were convicted for
contemplating the court for publishing certain evidence against one Justice
who had passed the order to seal all commercial properties in and around the
residential areas of Delhi. This order was passed after Justice’s sons were
involved in a partnership with some of the recognized shopping malls.
Therefore the order passed by the Justice was made in consideration with the
benefits of his sons. Although no actions were taken on the part of the court
against the Justice, it is only after the journalists were convicted the general
public could come to know about the same. This incident reflects that there
exists a fear in part of the media fir regulation of arbitrary powers by the
Judges whenever an investigation involving the judiciary is carried out.
Therefore this kind of situation calls for the need for strong judicial
accountability.
Conclusion
The judiciary has been provided with key responsibilities to be carried out.
Transparency and fairness are the two important ingredients that are required
to be adopted by the judges who are the agents of the courts. In order to
increase the faith of the citizens in the judiciary, the judiciary should have a
stronger and more developed system of accountability in order to bring in
clarity to the decision-making activity. Several allegations have been raised
over many judges of the Supreme Court and the High Courts along with the
Chief Justices on the fact that they were partial in coming to a conclusion of a
case. The only way such allegations can be erased away is by making the
judiciary more accountable to the public. Therefore keeping the facts that have
been discussed, the issues that have been raised, and the cases that have been
mentioned the conclusion that one can reach is that the country requires
stronger judicial accountability in order to provide justice to every citizen of
the nation.your email
All about the doctrine of Stare Decisis and its position in India
Table of Contents
Introduction
Essential objectives of the doctrine of Stare Decisis
o Illustration on the doctrine of Stare Decisis
Effect of precedents on future decisions of courts
Advantages and disadvantages of the doctrine of Stare Decisis
o Advantages of the doctrine of Stare Decisis
o Disadvantages of the doctrine of Stare Decisis
Position of the doctrine of Stare Decisis in India
Doctrine of Stare Decisis under Article 141 of the Indian Constitution
o Binding nature of the doctrine of Stare Decisis under Article
141 of the Indian Constitution
o Non-binding nature under Article 141 of the Indian
Constitution
o Types of judicial precedents
o Precedents and treatment by Higher Courts
o Doctrine of prospective overruling
Conclusion
References
Introduction
The term ‘Stare Decisis’ originates from Latin. It means ‘to abide by things
decided.’ The doctrine of Stare Decisis is used by all courts in all cases/legal
issues. A doctrine is nothing but a principle or instruction, however, it is not
essentially a hard and fast rule that can not be broken. For instance, if the
Supreme Court passes a judgement and it becomes a precedent, then as per
the doctrine of Stare Decisis, the lower courts must follow such a judgement.
The same principle has been mentioned in Article 141 of the Constitution.
The doctrine of Stare Decisis means that courts refer to the previous, similar
legal issues to guide their decisions. Such previous decisions that courts refer
to are known as “precedents”. Precedents are legal principles or rules that are
created by the decisions given by courts. Such decisions become an authority
or an example for the judges to decide similar legal cases/issues in the future.
The doctrine of Stare Decisis creates an obligation on courts to refer to
precedents when taking a certain decision. Let us know more about the
doctrine of Stare Decisis through this article.
Essential objectives of the doctrine of Stare Decisis
The doctrine of Stare Decisis refers to the concept that courts must follow
previously made judicial decisions in cases where the same legal issues are
brought before them in subsequent matters. The concept of Stare Decisis aims
to pursue four essential objectives, they are as follows –
Let us assume that James borrows Bond’s bike while James is on a holiday.
Bond does not ask James for permission to borrow his bike. Bond accidentally
crashes and breaks James’s bike, but he does not tell James about it. Later,
Bond simply places back James’s bike at James’s garage. When James returns
home and discovers his broken bike, he demands that Bond must buy him a
new one. The two bring their issue before the court, and the Court decides in
favour of James stating that Bond is liable and owes James the money required
for James to fix his bike, however, Bond does not have to buy James a new
bike.
The aforesaid judgement given by the court now becomes precedent. Now
onwards, based on the precedent established in this case, the lower courts in
the same jurisdiction must abide by this new rule i.e., whenever a borrower
breaks a thing or an item belonging to a borrowee and such borrower was
using the borrowee’s thing or item without the permission of the borrowee in
the first place, then the borrower is liable to pay as far as the damages done by
them to the borrowee’s item. The lower courts must follow this newly
established precedent because the doctrine of Stare Decisis obligates them to
do so.
The doctrine of Stare Decisis allows the public to presume that the
foundational principles are rooted in the law rather than in the bias of the
individuals and thereby the said doctrine contributes to the integrity of our
judicial system and the government in the branches of application and
sustainability. The doctrine of Stare Decisis is indispensable when it comes to
the judicial system because it ensures unbiased adjudication and the
predictability and certainty of law.
The doctrine of Stare Decisis reduces the need for successive litigation
and it further saves time and energy of the judiciary as it is not
required to determine the same question of law or any legal issue
repeatedly if it has been previously settled in some other case.
When it comes to deciding a question of law it is often witnessed that
there is a huge possibility of arbitrariness and bias trying to creep in.
The doctrine of Stare Decisis curbs such unwanted and vicious
elements from affecting fair and reasonable adjudication by obligating
the judges to abide by the established precedents thereby preventing
any kind of arbitrariness or bias.
The element of predictability is one of the primary needs in the
efficient functioning of a judicial system. The doctrine of Stare Decisis
thus ensures that the judgements given by the courts are predictable
thereby boosting the confidence of the people in the judicial system.
The doctrine of Stare Decisis inculcates flexibility in the law. It can
further be said that, by the virtue of the said doctrine, the law is
moulded as per the social, cultural, economic and other
circumstances.
The doctrine of Stare Decisis also brings stability, certainty and
consistency in the law. The said doctrine not only helps in the smooth
operation of the judiciary but also records the application of law in
deciding cases.
The Britishers established the Sardar Diwani Adalats and the Supreme Courts
at Calcutta, Bombay and Madras. The High Court Act, 1861 was enacted
enabling the establishment of High Courts by the issue of letters of patent.
Such High Courts had original and appellate jurisdiction. Therefore, a system of
hierarchy of courts was established by the Britishers.
The Government of India Act, 1935 distinctly made the decisions of the Federal
Court and the Privy Council binding on all courts in British India and in this way
the doctrine of Stare Decisis gained statutory recognition in India. However,
the Federal Courts were not bound by their own decisions. Post-independence,
the doctrine of precedent continues to be followed in India.
Article 141 of the Constitution of India, 1950 establishes that the ‘law
declared’ by the Supreme Court of India is binding on all courts within the
territory of India. The term ‘law declared’ implies the law-making role of the
Supreme Court. However, the Supreme Court is not bound by its own
decisions. In Bengal Immunity Co. v. the State of Bihar (1955), the Apex Court
held that there is nothing in the Indian Constitution that prevents the Supreme
Court from departing from its own previously made decision if it is convinced
of its error and the detrimental effect such decision might have on public
interest. As far as the High Courts are concerned, the decisions of the High
Courts are binding on all subordinate courts within the jurisdiction of such High
Courts. In the case of Suganthi Suresh Kumar v. Jagdeesham (2002), the Apex
Court held that a High Court does not have the permission to overrule the
decision given by the Supreme Court merely based on the ground that such
decision given by the Supreme Court had laid down principles without
considering any of the legal factors. Further, in the case of Pandurang Kalu
Patil v. State of Maharashtra (2002), the Supreme Court had further reiterated
that the decisions of the High Court shall be binding until the Supreme Court
overrules them.
Doctrine of Stare Decisis under Article 141 of the Indian Constitution
The Constitution of India, 1950 under Article 141 states that when the
Supreme Court declares any law then such law shall be binding on all courts
that are within the territory of India. Article 141 further states that the ratio
decidendi of a case shall be binding and not the obiter dicta or the facts of the
case. Thus, whenever a lower court wants to follow or apply the decision of the
Supreme Court, the law laid down by the Apex Court in such a decision must
be interpreted correctly in the case at hand.
Binding nature of the doctrine of Stare Decisis under Article 141 of the Indian
Constitution
All the courts within the territory of India are bound by the law to
abide by the decision of the Supreme Court. The lower courts are
bound to hold a uniform and constant approach towards the principle
of following such a decision given by the Apex Court.
The Supreme Court is however not restricted or bonded by its own
judgement or decision. Even special leave petitions are also binding in
nature, they must be followed by the lower courts. The reasons such
as mere procedural irregularity or immateriality do not alone
invalidate the binding nature of the judgement or decision.
A judgement passed by the higher court can be considered as a
precedent by the lower courts if and only when such judgement is
capable of resolving a legal matter.
The decision given by the court must be read together as a whole.
Further, the observations from such a decision given by a higher court
must be determined in accordance with the questions presented
before the court.
In certain cases, the bench might be of different opinions and in such
cases, the opinion that has the support of the majority shall prevail as
a precedent. In the case of Siddharam Satlingappa Mhetre v. State of
Maharashtra and Others. (2011), it was held by the Apex Court that
the judgement of a bench that is larger in strength shall be binding
not only on a judgement of a bench smaller in strength but also on a
Bench of Judges of co-equal strength.
The cases where the Supreme Court has pronounced ex-parte
decisions, even though one of the parties to the case was not present,
still such decisions can be considered as a precedent.
The decisions that are not expressed properly. In the case of State v.
Synthetics and Chemicals Ltd. and Anr. (1991), it was stated that a
decision that lacks expression and rational grounds and further where
it did not proceed on consideration of the legal issue, such decision
shall not have a binding effect as per Article 141 of the Constitution of
India.
The decisions that are not founded on appropriate grounds.
The decisions that did not proceed based on consideration of the legal
issue. In the case of Dr. Shah Faesal and Others v. Union Of India and
Another (2020), it was observed by the Supreme Court that only the
principle laid down in a judgement shall be considered as binding law
under Article 141 of the Constitution.
As per the doctrine of Stare Decisis, the Obiter dicta of a case is not
binding, thus it cannot be considered solely as a reason to declare any
statutory rule invalid. It only has a persuasive value.
The decision rendered per incuriam is not binding in nature. This
means any decision made on per incuriam, must not be used as a
precedent.
In the case wherein the decision is rendered sub-silentio, even then
such decision is not used as a precedent. Sub-silentio means when a
question of law was not correctly and reasonably determined.
The scenario wherein the Court’s observations regarding the facts of
the cases are not binding.
For a case that has been earlier decided by a lower court, a higher court can do
the following –
Generally, the courts follow the doctrine of Stare Decisis, however, the higher
courts may overrule the decisions that may be arbitrary, erroneous or which
are not applicable to the facts of the new case. The court may also overrule a
decision where there is divided opinion.
Further, a court can overrule a decision where such a decision is vague, lacks
clarity or causes inconvenience and hardship or the error in the prior decision
cannot be easily corrected only with the help of the legislative process. When
an earlier decision is overruled, it no longer is a binding precedent. In a case of
overruling the decision of a previous case, the re-opening of old disputes on
the ground of a change in the legal standing may arise, as a consequence, a
multiplicity of proceedings may also arise.
Conclusion
The statutes and enactments of the legislature lay down the rules to be applied
in the adjudication of disputes between parties and the final authority for the
interpretation of these rules is the judiciary. The doctrine of Stare Decisis
makes the decisions of courts, generally, the higher courts, binding on the
subordinate courts in cases wherein similar questions of law are brought
before the court. The applicability of the said doctrine ensures that there is
predictability and certainty within the law. The said doctrine saves the time,
energy and efforts of the judiciary and helps in eliminating the arbitrary and
biased action on part of the judges. The doctrine of Stare Decisis is therefore
within the interest of public policy and it creates confidence in the public by
ensuring that their actions are in accordance with the law.
Table of Contents
Introduction
The Doctrine of Precedent and Article 141 of the Indian Constitution
Ratio Decidendi
oDescriptive ratio
o Prescriptive Ratio
Obiter Dicta
Conclusion
References
Introduction
The law is a significant mechanism in any of the societies as it properly carves
the behaviour and conduct of beings in that society. It realizes the acceptable
norms between the people and institutions which has the potential to avoid
conflicts and mandates the following of such norms. The absence of law in the
society would depreciate the ideal societal relationships and lead to an
increase in selfish and brutal notions among people of that society. In light of
the aforementioned significance of law, it is pertinent to mention the sources
of law. Law has been evolved from three kinds of sources namely customs,
legislation, and precedents. First, customs are the accepted rule of conduct or
behavior which is voluntarily adopted by a group of people in the initial stage.
The judicial precedents are divided into four types. The first kind is the
authoritative precedents which are to be followed by the court of law without
diverging from the previous decisions. These decisions usually consist of the
judgments given by the superior court. The second type of precedent is the
persuasive precedents which are the decisions that carry no obligation to be
followed but have a persuasive value in the court. Generally, the decisions of
foreign courts and High courts of other states are persuasive in a high court of
a particular state and the decision of the Supreme court is persuasive in the
same court. This is because SC doesn’t have any obligation to follow its own
decision and can diverge from the previous decisions. The third type is the
original precedent which involves the creation and application of the new rule.
Thus, the new rule becomes a guide in deciding future cases. The last type of
precedent is declaratory precedents. Salmond defines it as the mere
implementation of the existing rule.
The application of this principle of following the former path is known as the
doctrine of precedent. The law of precedent is based on the doctrine of stare
decisis which is derived from the maxim “Stare decisis et non-quieta
movere” which can be described as “to stand by the decisions and not to
disturb settled rules”. With regards to the application of stare decisis, the
Supreme Court in the case of Waman Rao v. Union of India held that a
principle that has been applied in decisions by the earlier courts can be directly
followed by the courts in subsequent cases and there is no need to determine
the rationale upon which such principle was built. Herein, we need to
understand the doctrine of precedent evolved into a law that has a binding
effect but the doctrine of stare decisis is a mere principle that could be broken.
Hence, the law on precedents evolved even when there is the principle of stare
decisis.
The doctrine of precedents is a significant mechanism coined by the English
law in the medieval ages. At the time when the parliament had not evolved as
legislation making body, the judges in the English court determined certain
principles while deciding the cases. These principles made a notable
contribution to the advancement of English law. The case of Mirehouse v.
Rennell contributed a lot to the concept of precedents or judge-made laws
wherein it was held that the previous decisions of the courts cannot be
diverged by the judges for the reasons of uniformity, certainty, and
consistency. In this case, Justice Parke also held that the judges cannot apply a
rule set by previous judges in a way they like because such a path is convenient
and reasonable to their mind. Among the newly evolved legal systems existing
across the globe, Anglo-American law is common law as it evolved from the
decisions of the judges. The common law was also applied in India by a few
modifications made by the courts which align with the Indian context.
As far as the Indian context is concerned, the judges in ancient India did not
follow the doctrine of precedent as they were not dealing with complicated
laws, and as this concept did not evolve much. Even in the medieval period,
this concept was not traced to the actions of the justice administration. The
formation of the Regulating Act of 1773 brought significant changes in the
concept of precedent in India. Primarily, this Act established a Supreme Court
in the Bengal Presidency and the aftermath effect of this Act is the
establishment of Supreme Courts in other presidencies. Later, in the year of
1861, the Indian High Courts Act was introduced in the Indian colony thus
ensuring the structure of inferior and superior courts. These two Acts
developed an obligation upon the inferior courts functioning in these
presidencies to abide by the rules followed and laid down by the superior
courts. Finally, by the induction of the Government of India Act, 1935, a federal
court was established in British India thus ensuring a supreme authority in the
judiciary. Section 212 of this Act expressly ensured that the decisions of the
federal court are binding on all the courts in India.
In another case, State of Kerala v. Vasudevan, the court held that as no case is
perfectly similar with respect to the facts, the decisions made on the question
of fact cannot be used as precedents. Secondly, the expression ‘all courts’ has
a certain significance as to whether the Supreme Court is bound by its own
decisions or not. But, this question is settled with the pronouncement of
various judgments that SC can take a divergent path from its previous decision.
In the case of Dwarkadas v. Sholapur Spinning and Weaving Co, while dealing
with the same question, held that there is no obligation upon the Supreme
Court to follow its own decisions and can take a conflicting path if the previous
decision seems to be erroneous but such power must be used diligently.
Hence, judgments of higher courts are binding on the lower courts but have
persuasive value in the courts giving such judgment.
As it is already discussed that ratio decidendi and obiter dictum are two
contents of judgment, it is pertinent for us to understand which one of these
parts is binding in case a precedent is raised in the court of law.
Ratio Decidendi
Ratio decidendi literally means ‘reason for deciding’. In the judicial context, it is
the reason which is cited for arriving at a decision in a case. Such reason is not
the law that is getting attracted in the contemporary case but is the necessary
notion which helps the court arrive at a particular decision. It is this part of the
precedent which has to be followed by the courts in subsequent decisions but
not the general observations of the court. There is a dispute of law involved
with respect to the reasoning given by the judgment and not a dispute of fact.
As the facts cannot be similar in other cases, the observations pertinent to the
facts made by the judge cannot be binding in the other cases though the
similar laws are attracted. But the reasons for arriving at a decision are binding.
In case there are multiple reasons for deciding in a manner, all those reasons
will be binding in the subsequent cases.
Descriptive ratio
The descriptive ratio is the rationale or the reason which helped the court to
arrive at a decision. It is the original ratio and is used as an aid in future cases
Prescriptive Ratio
On the other hand, the prescriptive ratio is the way in which the descriptive
ratio is used as a precedent in a future case. No case is totally similar to the
facts or the law. Due to this reason, there arises a problem in the application of
the principle as it is laid down in a future case. Hence, the descriptive ratio is
slightly altered by using the level of generality so as to apply it as a prescriptive
ratio.
Obiter Dicta
This is another part of any judgment. Obiter dictum is defined in the case
of Mohandas Issardas v. A.N. Sattanathan as the opinion expressed by the
judge in the court or during pronouncement of judgment which does not have
any importance in the decision. This is not an important constituent to arrive at
a decision but is just used to describe the circumstances. They are the
incidental remarks made by the court while dealing with the actual conflict
between parties. In the case of Sarwan Singh Lamba v. Union of India, the SC
observed that in general circumstances, even the obiter dictum mentioned in a
decision of the court is expected to be followed. Moreover, the Supreme
Court’s obiter dictum carries a considerable weightage. But such weightage
depends upon the kind of dictum given by the court. If the dictum is a casual
remark by the court, it does have any effect on the parties or the subsequent
cases. In another scenario, certain obiter dicta have recommendatory or
persuasive value but do not bind anyone. Hence, the ratio decidendi is an
important constituent of judgment rather than obiter dicta.
During erstwhile India, the obiter dicta of Privy Council was given the highest
position. In Mohandas’ case, it was held that as the Privy Council is the highest
court of appeal, the obiter dictum will also be binding on all the courts in India.
But in England, the situation was different with respect to the effect of obiter
dicta and it was not binding on any court. (As per Halsbury Laws of England,
Volume 22, page. 797)
Conclusion
Precedents are major players in the legal field as they lessen the burden on
courts to a larger extent. It helps the judges deciding the subsequent cases to
understand the crux and jurisprudence behind a legal principle rather than just
applying it. Moreover, as the ratio decidendi is the part that has to be
identified from the whole judgment while using a precedent, the legal
students, academicians, lawyers, and the judges would require skill in culling
out the ratio and leaving behind general observations.
Legal reasoning
Legal reasoning is about various factors and has various components attached
to it. This concept is of thinking which the learners and researchers should use
in order to reach a legal conclusion and make further decisions. When we talk
about co relation in between law and society, we understand the social control
perspective, it happens because law enables to provide solution to conflicts
that may arise by setting precedents in past, present and future.
It has been very long history that has given us the opportunity to formulate
logical reasoning in law. Legal procedure, history and its binding ability can
resolve conflicts in the society and further direct current activity while
maintaining continuity with the past, and to control the future by laying down
procedures, approaches and theories.
Decision are guided and followed by a logical reasoning which takes into
account the past decisions and statutes, the present position of the parties to
the cases, and its own impact on future activity. The ability of open
interpretation with boundaries help the learner and researches to reach a legal
conclusion.
Objectives
Inductive Method
Scientific method of research emphasizes and works on the principle of
induction. It is the process which involves the reasoning from particular cases
to whole group of cases, from specific instances of the concerning law. It can
also be called the historical or empirical or a posteriori method. It can be also
said that it is a practical ideology to legal work, study and research problems. It
is that bridge which covers the gap in between theoretical and practice.
It ignites the chain reaction between the causes and further establishes the
relation in between them. It is a collective of instances and facts also known as
raw data of experience, that is the reason it is called as empirical. The data is
can be of various field and background such as statistics, historical records, etc.
as long as it related.
Deductive Method
From the title we understand that this method is about deduction of
conclusions, assumptions and both of them collectively. It is process that gives
reasoning and its principle varies from general to particular hence makes the
base broader. It provides the premise because its vast reasoning. It has other
components such as analytical, abstract and a priori method. What the
abstract method indicates is the ideology and the approach for the study. It is
the rational approach qualifies it as scientific. It is basically a rational approach
in accordance with the tenets of deductive logic. It is the logic that uses a
general statement as the basis of argument.
A major premise is the principle that states a general rule. During the legal
research this premise state generally a statement of law. A minor premise the
part which makes a factual statement of the facts of the research. During the
legal research and arguments, this premise states the statement of fact. The
role of conclusion is to make a connect the major and minor premise through a
statement and hence the relation establish further provides a general rule that
applies to the facts and during the legal research it can be said that it is the
Step of instating the law to the facts.
Example: to qualify as a victim of rape under criminal law there must be:
Example: All teachers are human. Some human are excellent racers. Therefore,
some teachers are excellent racers.
During the research the study of the causal factors of the delinquencies have
some general anticipatory idea which enables the researcher guides them to
observe on the specific facts which is relevant to their inquiry. It is not
necessary that the implications are clear then in those cases the observation
helps them user to formulate certain single propositions leading to clearing out
irrelevance. That is, they deduce from die complexities of observed behaviour
certain single ideas. In other words, they use a process of reasoning about the
whole observed situations in order to arrive at a particular idea. This process of
reasoning is called deduction or deductive reasoning.
Step 3
Theoretical development of the formulated hypothesis has been taken
together with the implications and should be carefully studied to further result
into a theory. We understand the consequences and implications are deduced
from the logical reasoning.
The explanandum and explanans are the two parts of this Step.
The explanandum is the part which enables the user to reach to conclusion of
the deductive argument of the issue at hand which may be pertaining of
anything. It might be singular or multiple which can always vary.
Step 4
The final Step of this process is the verification of theories.
Demerits
1. The diversity and complexity of brain poses the trouble for part of the
population whose logic and reasoning might not be very strong hence
not everyone can be successful in using this method. This is further
growing with time and even after experience it may not be definite that
the conclusion reached is applicable in the scenario.
2. It is also interpreted that there is a danger of building inapplicable
models. If the user confines to only abstraction. Then this model may
have the elegance and be logically sound but still can be distinct from
the reality.
3. It is important to understand the conditions because deductive
reasoning are valid only under right assumed conditions. It is important
for assumptions to be valid.
4. Despite the vast base and assumptions this method might not be
applicable to all the scenarios and cases. Hence it may be applicable to
some but not all the studies.