Introduction
Introduction
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DR ZAMRI BIN BUJANG
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Introduction to Highway Capacity Manual Introduction to Highway Capacity Manual
What is Highway Capacity Manual (HCM)? ▪ The first edition of the HCM was published in 1950.
▪ HCM is a standard for capacity and level of service analyses. ▪ Its original objective was to provide a measure of consistency in design practice
▪ Published by the Transportation Research Board (TRB) of the National Academy for the nation’s rapidly expanding post war highway construction program.
of Engineering USA. ▪ The second edition was published in 1965.
▪ Its content is controlled by the committee on Highway Capacity and Quality of ▪ The second edition introduced significant new material on limited access
Service (HCQSC) of TRB. facilities and the level of service concept.
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▪ The third edition of the HCM was published in 1985. ▪ The fourth edition of the HCM was published in 2000, which is generally referred
▪ It includes refined level of service concept and additional materials on transit to as HCM2000.
and pedestrian facilities. ▪ It includes new material on corridors and networks and updates of
▪ It was the first edition published in loose-leaf form, which allows two significant methodologies.
interim updates in 1994 and 1997. ▪ The fifth edition of the HCM was published in 2010.
▪ It was also the first that implemented software. ▪ It contained significant upgrades to existing methodologies in many areas and
additional materials on freeway interchange, and on multimodal analysis of
arterials.
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Capacity and
Level of Service What is the
performance level of How good is the
▪ Often it is required to ascertain how much the system at operation of the
a transport facility can accommodate. various operating traffic facility?
▪ Such information is useful in the design of
Capacity conditions? or
traffic facility. and Level
▪ Capacity analysis helps in answering the of Service Capacities and level Level of Service
question. of services are analysis answers
therefore closely this question which
▪ Capacity is a quantitative assessment of related analysis of a is essentially a
the ability of a traffic facility to handle traffic facility. qualitative analysis.
vehicles or people for which it is designed.
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Capacity Concept
Capacity Concept
▪ Capacity depend on the following conditions:
▪ Capacity is independent of the
• Roadway characteristics: This are associated with the geometric characteristics
demand.
and design elements of the facility, which include type of facility, number of
▪ It does not depend on the total lanes, lane width, shoulder width, horizontal and vertical alignments, lateral
number of vehicles demanding clearance, design speed, and availability of queuing space at intersections.
service.
• Control conditions: This primarily applies to surface facilities and includes the
▪ It speaks about the physical amount types of traffic control devices in operation, signal phasing, allocation of green
of vehicles and passengers a road time, cycle length, and the relationship with adjacent control measures.
can afford.
▪ It depend on the traffic composition
and the environmental conditions.
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▪ Capacity depend on the following conditions: ▪ Capacity under ideal conditions for uninterrupted flow facilities.
• Traffic conditions: Capacity is expressed in terms of units of some specific thing
(car, people, etc.), so it also does depend on the traffic conditions. The traffic
conditions are associated with the characteristics of the traffic stream on the
segment of the highway. These include the distribution of the different types of
vehicles in the traffic stream or traffic composition such as the mix of cars,
trucks, buses, etc. and the directional and lane distribution of the traffic volume
on the highway segment. Furthermore, it includes peaking characteristics,
proportions of turning movements at intersections, etc.
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Level of Service Concept Level of Service Concept
What is Level of Service? ▪ It is related with the physical characteristics of the highway and the different
▪ Level of Service (LOS) of a traffic facility operating characteristics that can occur when the highway carries different
is a concept introduced to relate the traffic volumes.
quality of traffic service to a given flow ▪ Speed-flow-density relationships are the principal factor affecting the level of
rate. service of a highway segment under ideal conditions.
▪ Level of Service (LOS) qualitatively ▪ For a given road or facility, capacity could be constant. But actual flow will be
measures both the operating conditions different for different days and different times in a day itself.
within a traffic system and how these
▪ The intention of LOS is to relate the traffic service quality to a given flow rate of
conditions are perceived by drivers and
traffic. It is a term that designates a range of operating conditions on a particular
passengers.
type of facility.
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Level of Service Concept Level of Service Concept
▪ LOS C: Delivers stable flow conditions. Flows are at a ▪ LOS E: Represents the level at which the capacity of
level where small increases will cause a considerable the highway has been reached. Traffic flow conditions
reduction in the performance or ‘service’ of the are best described as unstable with any traffic incident
highway. There are marked restrictions in the ability to causing extensive queuing and even breakdown.
manoeuvre and care is required when changing lane. Levels of Basic Elements of comfort and convenience
The speed chosen by the driver is substantially affected are very poor, and all speeds are low if relatively
by that of the other vehicles. Driver comfort and uniform. LOS E
convenience have decreased perceptibly at this level.
▪ LOS F: Describes a state of breakdown or forced flow
▪ LOS D: The highway is operating at high-density levels,
with flows exceeding capacity. The operating
but stable flow still prevails. Small increases in flow
conditions are highly unstable with constant queuing
levels will result in significant operational difficulties
and traffic moving on a ‘stop-go’ basis.
on the highway. There are severe restrictions on a
driver’s ability to manoeuvre, with poor levels of
comfort and convenience.
LOS D LOS F
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Factors Affecting Level of Service
▪ One can derive from a road under different operating characteristics and traffic
volumes. The factors affecting level of service (LOS) can be listed as follows: ▪ Factors such as lane width, lateral
Factors obstruction, traffic composition, grade
and driver population also affect the
Speed and travel time
Affecting maximum flow on a given highway
Traffic interruptions/restrictions Level of segment.
Service ▪ The effect of each of these factors on
Freedom to travel with desired speed flow is discussed as follows:
Operating cost
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• Traffic Composition: The presence of vehicles
other than passenger cars-such as trucks,
buses, and recreational vehicles in a traffic
stream reduces the maximum flow on the • Speeds, Space mean speed, are also used
highway because of their size, operating in level-of-service analysis because flow
has a significant effect on speed. Factors
Factors characteristics, and interaction with other
vehicles. Affecting
Affecting • Grade: The effect of a grade depends on both • Driver Population: Under ideal conditions, Level of
Level of the length and the slope of the grade. Traffic a driver population consisting primarily of
operations are significantly affected when weekday commuters is assumed. However, Service
Service grades of 3% or greater are longer than 1/4 mi it is known that other driver populations
(400 m) and when grades are less than 3% and do not exhibit the same behavior.
longer than l/2 mi (800 m). The effect of heavy
vehicles on such grades is much greater than
that for passenger vehicles.
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Factors Affecting Capacity and LOS for Uninterrupted Flow
Level of Service – Freeway System
▪ These operating conditions can be expressed
graphically with reference to the basic speed-flow ▪ A freeway is a term used in HCM 2000 and is defined as a divided highway with
relationship. full control of access and two or more lanes for the exclusive use of traffic in each
▪ At the level of service A, speed is near its direction.
maximum value, restricted only by the geometry ▪ Freeway provides pure uninterrupted flow where no physical interruption such
of the road, and flows are low relative to the as traffic light junctions is allowed on the facility.
capacity of the highway, given the small number of
vehicles present. ▪ Operating conditions on a freeway is reflected by the interaction among vehicles
and drivers in the traffic stream and among vehicles, drivers, and the geometric
▪ At the level of service D, flows are maximized,
with speed at approximately 50% of its maximum characteristics of the freeway.
value.
▪ Level of service F denotes the ‘breakdown’
condition at which both speeds and flow levels
tend towards zero.
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Capacity and LOS for Uninterrupted Flow Capacity and LOS for Uninterrupted Flow
– Freeway System – Freeway System
▪ Freeways consists of ramps (at entries and exits), to allow movement without
interruption to the freeway traffic stream.
▪ No at-grade intersections (either signalized or unsignalized), no driveway access,
and no parking permitted within the right-of-way.
▪ Full control of access is provided.
▪ Freeways are classified by the total number of lanes provided in both directions
e.g. a six-lane freeway has three lanes in each direction.
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Capacity and LOS for Uninterrupted Flow Capacity and LOS for Uninterrupted Flow
– Freeway System – Freeway System
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Capacity and LOS for Uninterrupted Flow Freeway Free Flow Speed
– Freeway System Factors Affecting FFS
Number of Lanes
Interchange Density
Other Factors
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Freeway Free Flow Speed Freeway Free Flow Speed
Factors Affecting FFS Factors Affecting FFS
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▪ The FFS of vehicles along that particular freeway segment is less than vehicles ▪ If the freeway has significant horizontal and vertical conditions, it is
traveling along freeway with less frequent interchanges. recommended by the HCM 2000 to determine FFS from field observation and
field study.
▪ According to HCM 2000, the ideal average interchange spacing over a reasonably
long section of freeway is 3 km or greater.
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Freeway Free Flow Speed
Required Input Data
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Freeway Free Flow Speed Freeway Free Flow Speed
Base Conditions for Basic Freeway Segment Base Conditions for Basic Freeway Segment
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▪ According to the HCM 2000, FFS is the mean speed of passenger cars measured ▪ If field measurement data are used, no adjustments are made to the free-flow
during low to moderate flows (up to 1,300 pc/h/ln). speed.
▪ For the range of flows up to 1,300 pc/h/ln and for a specific segment of freeway, ▪ The speed study should be conducted along the typical segment when flows and
speeds are almost constant. densities are low (flow rates may be up to 1,300 pc/h/ln).
▪ There are two methods of determining FFS: field measurement and estimation ▪ The speed study should measure passenger-car speeds across all lanes.
procedure. ▪ According to the HCM 2000, a sample of at least 100 passenger-car speeds
should be obtained.
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Freeway Free Flow Speed Freeway Free Flow Speed
Estimation of FFS Estimation of FFS
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Freeway Free Flow Speed
Freeway Free Flow Speed Estimation of FFS
Estimation of FFS
▪ Adjustment for Number of Lanes
▪ Adjustment for Lateral Clearance
• In HCM 2000, base number of lanes is defined as five or more lanes (in one
direction).
• When fewer lanes are present, the BFFS is reduced according to Exhibit 23-6
(HCM 2000).
• In determining number of lanes, both basic and auxiliary lanes should be
considered.
• However, HOV lanes should not be included.
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Freeway Free Flow Speed Freeway Free Flow Speed
Estimation of FFS Estimation of FFS
• The base interchange density is 0.3 interchange per kilometer, or 3.3 km • Interchange density is determined over a 10-km segment of freeway (5 km
interchange spacing. upstream and 5 km downstream) in which the freeway segment is located.
• Base free flow speed is reduced using Exhibit 23-7 when interchange density
becomes greater.
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Where:
vp = 15-min passenger-car equivalent flow rate (pc/h/ln),
V = hourly volume (veh/h),
PHF = peak-hour factor,
N = number of lanes,
fHV = heavy-vehicle adjustment factor,
fp = driver population factor.
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Determining Flow Rate Determining Flow Rate
Peak-Hour Factor (PHF) Heavy Vehicle Adjustments
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▪ Extended Freeway segment is defined as a single uniform segment of freeway ▪ Exhibits 23-9 and 23-10 give values of ET and ER for upgrade segments.
where no one grade of 3 percent or greater is longer than 0.5 km or where no ▪ These factors vary with the percent of grade, length of grade, and the proportion
one grade of less than 3 percent is longer than 1.0 km. of heavy vehicles in the traffic stream.
▪ Whenever extended segment analysis is used, the terrain of the freeway must be ▪ The equivalents decrease as the number of heavy vehicles increases, because
classified as level, rolling, or mountainous. these vehicles tend to form platoons and have operating characteristics that are
more uniform as a group than those of passenger cars.
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Determining Flow Rate
Equivalents for Specific Grades
▪ In general, if the downgrade does not cause trucks to shift into a low gear, they
may be treated as if they were level terrain segments, and passenger-car
equivalents are selected accordingly.
▪ Where more severe downgrades occur, trucks must often use low gears to avoid
gaining too much speed and running out of control.
▪ In such cases, their effect is greater than it would be on level terrain.
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▪ Exhibit 23-11 gives values of ET. For RVs, downgrades may be treated as level ▪ The value of fp range from 0.85 to 1.00.
terrain.
▪ For commuter drivers (i.e., familiar users), use fp = 1.00.
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Determining LOS
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Example 1 Solution
Step 1 – Determine the correction factors using the appropriate Tables.
A 3-lane (one direction) urban freeway has the following characteristics
BFFS = base free-flow speed, 112 km/h
3.31 m lane width; 0.9 m lateral clearance (right side); and a total ramp
density of 0.9 per km. What is the free-flow speed of this freeway, if the FFS = BFFS − fLW − fLC − fN − fID
base free-flow speed is 112 km/h? fLW = adjustment for lane width (Exhibit 23-4)
Determine the level of service for the freeway section if the flow rate is fLC = adjustment for right-shoulder lateral clearance (Exhibit 23-5)
725 pc/h/ln during the peak 15-minute period? fN = adjustment for number of lanes (Exhibit 23-6)
fID = adjustment for ramp density (Exhibit 23-7)
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Solution Solution
Step 2 – Substitute adjustment values into free-flow equation. Step 3 – Use the relationship between speeds, flow and density to
calculate the density in pc/km/ln.
FFS = BFFS − fLW − fLC − fN − fID Since 3100 − 15FFS = 3100 − 15(94.2) = 1687
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Example 2
94.2 km/h
Determine the number of lanes required for a new suburban freeway to
provide LOS D during the peak hour, with the following design features;
• 4,000 veh/h (one direction)
• Level terrain
• 15% trucks
• 3.6 m lane width
• 0.85 PHF
• 0.9 interchanges per kilometer
• 3% RVs
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Solution Solution
Assume commuter traffic, fp = 1.00. Find fHV (use Exhibit 23-8).
Assume BFFS of 120 km/h. 1
𝑓𝐻𝑉 =
Assume that the number of lanes affects free-flow speed, since the 1 + 𝑃𝑇 𝐸𝑇 − 1 + 𝑃𝑅 (𝐸𝑅 − 1)
freeway is being designed in a suburban area.
(Flow rate, speed, density, and LOS are calculated starting with a four-
lane freeway and then increasing the number of lanes to six, eight, and so
forth until LOS D is achieved)
1
𝑓𝐻𝑉 = = 0.925
1 + 0.15 1.5 − 1 + 0.03 (1.2 − 1)
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Solution Solution
Convert volume (veh/h) to flow rate (pc/h/ln). Checking for capacity using Exhibit 23-3.
For four-lane option: The four-lane option is not acceptable since 2,544 pc/h/ln exceeds
capacity of 2,400 pc/h/ln.
𝑉
𝑣𝑝 =
𝑃𝐻𝐹 × 𝑁 × 𝑓𝐻𝑉 × 𝑓𝑝 Try six-lane option.
4000
4000 𝑣𝑝 = = 1696 pc/h/ln
𝑣𝑝 = = 2544 pc/h/ln 0.85 × 3 × 0.925 × 1.00
0.85 × 2 × 0.925 × 1.00
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Solution Solution
Calculate free-flow speed for a six-lane freeway (use Exhibits 23-4, 23-5, Calculate the density using,
23-6, 23-7).
FFS = BFFS − fLW − fLC − fN − fID 𝑣𝑝 1696
𝐷= = ≈ 16 pc/km/ln
FFS = 120 − 0.0 − 0.0 − 4.8 − 8.1 𝑆 107.1
FFS = 107.1 km/h Density = 16 pc/km/ln
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Solution Solution
Checking for LOS using Exhibit 23-3.
107 km/h
Six-lane will be ok at:
Speed = 107 km/h
Density = 16 pc/km/ln
LOS C
1696 pc/h/ln
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THANK YOU
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