IET Code of Practice
IET Code of Practice
The Institution of Engineering and Technology is registered as a Charity in England & Wales
(no. 211014) and Scotland (no. SC038698).
This publication is copyright under the Berne Convention and the Universal Copyright Convention.
All rights reserved. Apart from any fair dealing for the purposes of research or private study,
or criticism or review, as permitted under the Copyright, Designs and Patents Act 1988, this
publication may be reproduced, stored or transmitted, in any form or by any means, only with
the prior permission in writing of the publishers, or in the case of reprographic reproduction
in accordance with the terms of licences issued by the Copyright Licensing Agency. Enquiries
concerning reproduction outside these terms should be sent to the publishers at The Institution
of Engineering and Technology, Michael Faraday House, Six Hills Way, Stevenage, SG1 2AY,
United Kingdom.
While the author, publisher and contributors believe that the information and guidance given in
this work are correct, all parties must rely upon their own skill and judgement when making use
of them. The author, publisher and contributors do not assume any liability to anyone for any
loss or damage caused by any error or omission in the work, whether such an error or omission
is the result of negligence or any other cause. Where reference is made to legislation it is not to
be considered as legal advice. Any and all such liability is disclaimed.
ISBN 978-1-84919-626-0
Cooperating organizations 9
Acknowledgements 10
Preface 11
Introduction 13
1 Scope 19
1.1 Users of electrical equipment, persons managing a maintenance
scheme, persons performing inspections and tests, and other duty-holders 19
1.1.1 Users of electrical equipment 19
1.1.2 Persons managing a maintenance scheme (duty-holders) 19
1.1.3 Persons undertaking the practical inspection and testing of
electrical equipment 19
1.1.4 Other duty-holders such as landlords, company directors,
managers and building services managers etc. 20
1.2 Equipment 20
1.2.1 Medical electrical equipment 20
1.3 Premises 20
1.4 Voltages and phases 20
1.5 Summary of the objectives of this Code of Practice 21
2 Definitions 23
3 The law 33
3.1 The legislation 33
3.1.1 The Health and Safety at Work etc. Act 1974 33
3.1.2 The Management of Health and Safety at Work Regulations 1999 33
3.1.3 The Provision and Use of Work Equipment Regulations 1998 34
3.1.4 The Electricity at Work Regulations 1989 34
3.1.5 Workplace (Health, Safety and Welfare) Regulations 1992 35
3.1.6 The Housing Act 2004 (England and Wales) 35
3.1.7 The Housing (Scotland) Act 2006 36
3.1.8 The Electrical Equipment (Safety) Regulations 1994 36
3.1.9 Waste Electronic and Electrical Equipment Regulations 2006
(WEEE directive) 36
3.2 Scope of the legislation 37
10 Test instruments 63
10.1 Safety of test equipment 63
10.1.1 Test instruments 63
10.1.2 Test probes and leads 63
10.1.3 Test probes and leads for use in conjunction with a voltmeter,
multimeter, electrician’s test lamp or voltage indicator 63
10.2 Portable appliance test instruments 63
10.2.1 Three-phase equipment 65
10.3 Low resistance ohmmeters (for earth continuity testing) 65
10.4 Insulation resistance ohmmeters (applied voltage method) 66
10.5 Instrument accuracy 67
Index 143
References to British Standards are made with the kind permission of BSI.
Complete copies can be obtained from:
References to HSE publications are made with the kind permission of the HSE.
Copies of publications can be obtained from:
HSE Books
PO Box 1999
Sudbury
Suffolk CO10 2WA
Tel: +44 (0)1787 881165
Fax: +44 (0)1787 313995
Email: hsebooks@prolog.uk.com
Web: http://books.hse.gov.uk
The objective of this Code of Practice is to give advice on in-service inspection and
testing to determine whether electrical equipment is fit for continued service or if
maintenance or replacement is necessary.
The main changes in this edition of the Code of Practice include clarification of which
equipment is covered, the inclusion of hired and second-hand equipment and a change
in the scope. In addition, there is an explanation of the risk assessment required to
determine frequencies between inspection and testing, if it is required.
Information on microwave leakage testing is not within the remit of this Code of Practice,
because it does not directly relate to ‘electrical safety’. For this reason microwave in-
service leakage testing has been removed.
Production testing, previously included in this Code of Practice, has been removed as
it is not relevant to in-service inspection and testing.
Changes have been made to the initial frequencies in Table 7.1, to reflect information
made available from equipment manufacturers, which is based on historic test results.
This Code of Practice does not cover in-house inspection and testing of equipment or
appliances that are used for commercial gain hire purposes. Equipment hire companies
should refer to the Hire Association of Europe (HAE) (www.hae.org.uk) and Event Hire
Association (EHA) (www.eha.org.uk), whose document HAEEST2012: ‘Guidance on
Electrical Safety Testing in the Hire Industry’ gives information on in-service inspection,
maintenance, return to service after repair and regimes for hire equipment prior to its
release to customers/clients.
Regulation 4(2) is concerned with the need for maintenance to be done in order
to ensure safety of the system if danger would otherwise result. The quality and
frequency of maintenance should be sufficient to prevent danger, so far as is
reasonably practicable.
Although the Electricity at Work Regulations does not require records of maintenance to
be kept, it is recommended that records of maintenance, including test results, should
be kept throughout the working life of the electrical equipment to enable
Other than the fixed installation, which is considered to be the installation from the
meter point to the socket-outlet, or fuse connection unit, all electrical equipment in an
installation, whether permanently connected or connected by a plug and socket-outlet,
S D
S D
S D
S D
S D
RF
US D
Items of heavy plant, including air handling units (AHUs), heating ventilation and air
conditioning (HVAC) systems, and other items of integrated plant and their associated
systems, are not covered by this Code of Practice. These types of systems should
form part of a specialized maintenance and inspection routine. The connecting cables
and junction boxes for integrated plant should be inspected and tested during the
electrical installation’s periodic inspection regime and a report of its condition given in
the Electrical Installation Condition Report.
Note: Self-contained or two-part air conditioners and climate control units, which are not AHU
or HVAC systems, are within the scope of this Code of Practice.
The fixed installation should be periodically inspected and tested to ensure its satisfactory
BS 7671 condition for continued use as required by BS 7671:2008 (2011) Requirements for
Electrical Installations, 17th Edition of the IET Wiring Regulations. Guidance on the
requirements of BS 7671, concerning inspection and testing of the fixed electrical
GN3 installation, is given in the IET’s Guidance Note 3: Inspection & Testing (GN3).
Information on the Electricity at Work Regulations can be found in the Health and
Safety Executive (HSE) publication Memorandum of Guidance on the Electricity at
Work Regulations 1989 (see Figure 2). This publication is now available as a free
download from www.hse.gov.uk.
This Code of Practice recommends in-service inspections and tests that can be applied
generally to equipment and appliances in normal use. Routine manufacturers’ tests are
not required for general in-service testing, but may be applied to appliances after repair.
Part 2 is written for those carrying out the practical work and explains the details of
the inspections and tests.
Note: Entries refer to chapter and section numbers; Appx= Appendix; ‘n’ refers to the
notes following a table.
A
accessible metal part, definition Chap 2
accessories, definition Chap 2
accuracy, test instruments 10.3; 10.5
adaptors, multiway 5.9; 15.10.3; Table 15.1
administrators’ responsibilities 1.1.2; 9.3
adverse environments: see hazardous locations
appliance, definition Chap 2
appliance lead sets: see lead sets
ASTA mark 15.13; Appx VII.1
B
basic insulation Chap 2
basic protection Chap 2
Batteries Directive 2006 3.1.9
battery operated equipment Table 7.1 n6
British Standards Appx I
BS 1362 15.13; Appx VII.1
BS 1363 15.12; Appx VII.1
BS 1363A Appx VII.1
BS 6360 Appx VI.1
BS 6500 Appx VI.1
BS 7071 Table 15.5
BS 7288 Table 15.5
BS 7671 4.3; 11.3; 14.3.2; 15.10.1; 15.11
BS EN 60309 10.2.1; 15.10.1; 15.11
BS EN 60335 11.3
BS EN 60742 11.3
BS EN 60950 10.4; 15.11; Table 15.2 n3
BS EN 61008 15.10.2; Table 15.5
BS EN 61009 15.10.2; Table 15.5
BS EN 61010 10.1.1; 10.1.2
BS EN 61557 10.3; 10.4
BS EN 61558 11.3
built-in equipment/appliances 5.6
business equipment
isolation 14.3.2; 15.1
see also IT equipment
C
cable reels Appx VII.3
cables: see flexible cables
calibration, test instruments 10.5
catering equipment Table 7.1
Code of Practice for in-service inspection and testing of electrical equipment 143
© The Institution of Engineering and Technology
Index
CE marking 16.2
children’s rides Table 7.1 n3
Christmas tree lights 11.4.1; 15.13
circuit protective conductor (cpc) Chap 2
Class 0 equipment Chap 2; 11.4.1
Class 0I equipment 11.2.7; 11.4.2
Class I equipment 11.1
definition Chap 2
earth continuity testing 15.4
frequency of inspection and testing Table 7.1
insulation resistance Table 15.2
protective conductor/touch current test 15.6; Table 15.3
Class II equipment 11.2
definition Chap 2
frequency of inspection and testing Table 7.1
insulation resistance Table 15.2
protective conductor/touch current test 15.6; Table 15.3
Class III equipment 11.3
definition Chap 2
insulation resistance Table 15.2
protective conductor/touch current test Table 15.3
clearance distance 11.1.2
combined inspection and testing Chap 15; 6.4; 7.2; Table 7.1
appliance flexes 15.12
appliance lead sets 15.9
damaged or faulty equipment 15.8
earth continuity testing 15.4
equipment with high protective conductor currents 15.11
extension leads 15.10.1
frequency of inspection and testing 7.4; Table 7.1
insulation resistance testing 15.5
multiway adaptors 15.10.3
plug fuses 15.13
preliminary inspection 15.1
RCD adaptors 15.10.3
requirements 15.3
safe working practices Chap 15
sequence of testing 15.3
unlocated equipment 15.14
combustible dust: see hazardous locations
commercial kitchens Table 7.1
competent person Chap 2
see also test operatives
computer equipment: see IT equipment
connections Appx III.6; Appx VII.1
construction sites Table 7.1
contact resistance 10.3
cooking appliances Table 15.2 n1
creepage path 11.1.2
crocodile clips 10.3
cross-sectional areas
appliance flexes Table 15.6
extension leads Table 15.4
current-using equipment Chap 2
D
damaged equipment 4.4; 8.5; 15.8
recurring damage 7.3; 7.4
Code of Practice for in-service inspection and testing of electrical equipment 144
© The Institution of Engineering and Technology
Index
E
earth, definition Chap 2
earth continuity testing 10.3; 15.4
earthing
definition Chap 2
equipment with high protective conductor currents 15.11
protective 11.1
regulations Appx III.5
Electrical Equipment (Safety) Regulations 1994 3.1.8
electrical equipment, definition Chap 2
electrical installation, definition Chap 2
electric blankets 15.13
electric drills 15.6
Electricity at Work Regulations 1989 Appx III; 3.1.4; Appx II.2
frequency of inspection and testing 7.3
maintenance of equipment 3.3; 8.1
training 9.1
electric shock Chap 2; 5.3
electric strength tests
see also insulation resistance testing
EMC filters 15.11; Table 15.2 n
emergency stopping 14.3.3
emergency switching 14.3.3
enclosure, definition Chap 2
equipment labels Appx V.3
equipment registers 8.3
model form Appx V.1; Appx V.5
test instruments 10.5; Appx V.6
equipment types 1.2
explosive atmospheres: see hazardous locations
exposed-conductive-part Chap 2
extension leads 4.3; 5.8; 15.10.1
cross-sectional areas Table 15.4
earth continuity resistance Table 15.1
maximum length Appx VII.3; Table 15.4
user checks Table 13.1
visual inspection Appx VII.3
extra-low voltage: see nominal voltage
Code of Practice for in-service inspection and testing of electrical equipment 145
© The Institution of Engineering and Technology
Index
F
fault, definition Chap 2
fault protection Chap 2
faulty equipment 8.5; 15.8
register Appx V.5
fixed electrical installations Chap 4
fixed equipment Chap 2
fixed equipment/appliances 5.5
flash testing: see dielectric strength testing
flexible cables 15.12
definition Chap 2
length 4.3
resistances Appx VI.1
user checks Table 13.1
visual inspection Appx VII.2
see also lead sets
formal visual inspection Chap 14; 7.2; Table 7.1
frequency 7.4; Table 7.1
forms: see documentation
frequency of inspection and testing Chap 4; 7.3; 7.4
functional checks 15.7
functional switching 14.3.1
fuses Appx VII.1
definition Chap 2
plug 15.13
ratings 14.1; 15.13
user checks 14.5
G
no entries
H
hand-held appliances/equipment Chap 2; 5.3
frequency of inspection and testing 7.3
protective conductor/touch current test Table 15.3
hazard, definition Chap 2
hazardous locations 4.5; 14.2; Appx III.3
Health and Safety at Work etc. Act 1974 3.1.1; 3.3; Appx II.1
Health and Safety Executive: see HSE publications
health and safety legislation Appx II
heating appliances Table 15.2 n1; Table 15.3
high protective conductor currents 15.11
hi-pot testing: see dielectric strength testing
hired equipment 16.3; Table 7.1 n6
hotels Table 7.1; Table 7.1 n5,6
houses in multiple occupation (HMO) 3.1.6
definition Chap 2
Housing (Scotland) Act 2006 3.1.7
Housing Act 2004 (England and Wales) 3.1.6
Housing Health and Safety Rating System (HHSRS) 3.1.6
HSE publications Appx IV.4
GS38: Electrical test equipment for use by electricians Chap 15; 10.1.3; Appx IV.3
HSR25: Memorandum of Guidance on the Electricity
at Work Regulations 8.3; Appx IV.1
I
IET Guidance Notes
2: Isolation & Switching Appx VIII
Code of Practice for in-service inspection and testing of electrical equipment 146
© The Institution of Engineering and Technology
Index
J
no entries
K
kettles 15.6
L
labelling 8.4
damaged or faulty equipment 15.8; Appx V.3
equipment with high protective conductor currents 15.11
laptop computer power supply units (PSUs) 15.4; 15.5
lead sets Chap 2; 15.9; 15.12
earth continuity testing Table 15.1
visual inspection Appx VII.2
leakage current Chap 2
leakage test 10.2; 10.4
leased equipment 16.3
legislation Chap 3; Appx II; Appx IV
live part Chap 2
live working Chap 15; Appx III.9
locations of increased risk: see hazardous locations
low voltage: see nominal voltage
luminaires Chap 2; Table 13.1
M
maintenance
isolation and switching off 14.3.2
regulations 3.1.5; 3.4; Appx II.4.2; Appx II.4.8
Management of Health and Safety at Work Regulations 1999 3.1.2; Appx II.3
managers’ responsibilities 1.1.4; 9.3
manufacturer’s testing 6.2; 6.3
means of earthing Chap 2; 4.1
medical electrical equipment 1.2.1
Code of Practice for in-service inspection and testing of electrical equipment 147
© The Institution of Engineering and Technology
Index
N
new equipment/appliances 16.1
nominal voltage Chap 2
non-flexible cables Appx VII.2
O
offices Table 7.1
ohmmeters 10.3
optical fibre systems 15.1
ordinary person, definition Chap 2
outdoor equipment 4.2; 15.10.1
P
PAT (portable appliance test) instrument Chap 2
personnel, responsibilities and training Chap 9
petrol filling stations 4.5
phases 1.4
plug-in portable RCD devices 4.2
plugs
formal visual inspection 14.5
fuses 15.13; Appx VII.1
user checks Table 13.1
visual inspection Appx VII.1
portable appliances/equipment Chap 2; 5.1
protective conductor/touch current test Table 15.3
used outdoors 4.2; 15.10.1
see also hand-held appliances/equipment
portable appliance test (PAT) instruments Chap 2; 10.2
portable RCD devices 4.2
premises 1.3
production testing (manufacturer’s) 6.3
protective conductor current Chap 2
protective conductor current test 10.2; 10.4; 15.3; 15.6
protective conductors Chap 2
nominal resistances Appx VI
protective earthing 11.1
see also earth continuity testing
Provision and Use of Work Equipment Regulations
(PUWER) 1998 3.1.3; 3.3; 3.4; Appx II.4
public used equipment Table 7.1
children’s rides Table 7.1 n3
PUWER: see Provision and Use of Work Equipment Regulations (PUWER)
Q
no entries
R
RCD (residual current device) Chap 2
RCD adaptors 4.2; 5.9; 15.10.3
Code of Practice for in-service inspection and testing of electrical equipment 148
© The Institution of Engineering and Technology
Index
S
safety extra-low voltage: see SELV (separated extra-low voltage)
safe working practices Chap 15; Appx III.9–Appx III.11
see also health and safety legislation
schools Table 7.1; Table 7.1 n4,6
second-hand equipment/appliances Chap 2; 16.1
separated extra-low voltage (SELV) Chap 2; 11.3
shops Table 7.1
skilled person Chap 2
SMPS (switched mode power supply) 15.4; 15.5
socket-outlets
definition Chap 2
number 4.3
outdoors 4.2
RCD adaptors 4.2; 5.9
RCD-protected Table 15.5
replacement 4.4
user checks Table 13.1
‘soft’ test 10.2; 15.4; 15.6
soldering irons 15.13
SPD (surge protective devices) Chap 2; 5.10; 15.5
standby power supplies 14.3.3
stationary equipment/appliances Chap 2; 5.4
supervisor’s responsibilities Appx III.11.4
supplementary insulation Chap 2
Class I equipment 11.1.3
Class II equipment 11.2.1; 11.2.4; 11.2.6
surge protective devices (SPD) Chap 2; 5.10; 15.5
switched mode power supply (SMPS) 15.4; 15.5
switching of equipment 14.3
see also isolation of installation
Code of Practice for in-service inspection and testing of electrical equipment 149
© The Institution of Engineering and Technology
Index
T
telecommunications equipment, isolation 14.3.2; 15.1
test equipment 8.2
testing categories 7.2
testing frequency Chap 4; 7.3
testing sequence 15.3
test instruments Chap 10
accuracy 10.3; 10.5
equipment registers 10.5; Appx V.6
test lamps 10.1.3
test lead resistance 10.3
test leads 10.1.3
test operatives Chap 15; 1.1.3
training and experience 9.5; Appx III.11
test probes 10.1.3
test records: see documentation
test supervisor’s responsibilities 9.3; Appx III.11.4
thermocouple effects 10.3
three-phase equipment 1.4; 10.2.1; Table 15.2 n5
touch current Chap 2
touch current test 10.2; 10.4; 15.3; 15.6
training Chap 9; Appx II.4.6; Appx III.11
transformers: see isolating transformers
transient suppression devices Table 15.2 n6
transportable equipment: see movable equipment
U
unearthed metal Table 15.1 n5
Class I equipment 11.1.3; 11.1.4
Class II equipment 11.2.4; 11.2.5; 11.2.6; 11.2.7
uninterruptible power supplies 14.3.3
unlocated equipment 15.14
user checks Chap 13; 6.4; 7.2
user feedback 14.4
user responsibilities 1.1.1; 8.6; 9.2
user training 9.2; Appx II.4.6
V
visual inspection Chap 14; Appx VII; 6.4; 7.2
frequency 7.4; Table 7.1
see also user checks
voltage, nominal Chap 2
voltage indicators 10.1.3
voltages 1.4
voltmeters 10.1.3
W
Waste Electronic and Electrical Equipment Regulations 2006
(WEEE directive) 3.1.9
work equipment 3.1.3; Appx II.4.3
Workplace (Health, Safety and Welfare) Regulations 1992 3.1.5
XYZ
no entries
Code of Practice for in-service inspection and testing of electrical equipment 150
© The Institution of Engineering and Technology